Mga Batayang Estadistika
| LEI | 254900VOUR4617HGCL14 |
| CIK | 1230869 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to ASA Gold and Precious Metals Limited
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 August 6, 2025 Date of Report (Date of earliest event reported) ASA Gold and Precious Metals Limited (Exact name of registrant as specified in its charter) Bermuda 811-21650 98-6000252 (State or other jurisdiction of incorporation or |
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| June 12, 2025 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant þ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement þ Definitive Additional Materials ¨ Soliciting Material Under Rule 14a-12 ASA Gold and Precious Metals Limited (Name of Registrant as Specified In Its Charter) Saba Capital Management, L. |
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| June 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| June 11, 2025 |
Second Independent Proxy Advisor Glass Lewis Recommends ASA Gold and Precious Metals Shareholders Vote FOR Saba Capital’s Proposals to Expand the Board Highlights “Material Governance Concerns” at ASA and Reinforces “Need for Independent Oversight and Board Rebalancing” Both Leading Proxy Advisory Firms – ISS and Glass Lewis – Endorse Independent Governance Expert Maryann Bruce for Election as the Board’s Fifth Director Shareholders Should Vote on the GOLD Proxy Card FOR Both Proposals New York, NY – (BUSINESS WIRE) – Saba Capital Management, L. |
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| June 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| June 9, 2025 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant þ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Under Rule 14a-12 ASA Gold and Precious Metals Limited (Name of Registrant as Specified In Its Charter) Saba Capital Management, L. |
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| June 6, 2025 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant þ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☑ Definitive Additional Materials ☐ Soliciting Material Under Rule 14a-12 ASA Gold and Precious Metals Limited (Name of Registrant as Specified In Its Charter) Saba Capital Management, L. |
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| June 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| June 5, 2025 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant o Filed by a Party other than the Registrant þ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement þ Definitive Additional Materials o Soliciting Material Under Rule 14a-12 ASA Gold and Precious Metals Limited (Name of Registrant as Specified In Its Charter) Saba Capital Management, L. |
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| May 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| May 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| May 27, 2025 |
DATED MAY 22 2025 ASA Gold and Precious Metals Limited PROXY STATEMENT OF AXEL MERK, SHAREHOLDER PLEASE SIGN, DATE AND MAIL THE ENCLOSED WHITE PROXY CARD TODAY This proxy statement (“Proxy Statement”) and the enclosed WHITE proxy card are being sent by Axel Merk, a shareholder of ASA Gold and Precious Metals Limited (“Fund”), in connection with the solicitation of proxies from other shareholders of the Fund at the upcoming special general meeting of shareholders, including any adjournments or postponements thereof (“Special Meeting”). |
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| May 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| May 19, 2025 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant o Filed by a Party other than the Registrant þ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement þ Definitive Additional Materials o Soliciting Material Under Rule 14a-12 ASA Gold and Precious Metals Limited (Name of Registrant as Specified In Its Charter) Saba Capital Management, L. |
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| May 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| May 15, 2025 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant þ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement þ Definitive Additional Materials ¨ Soliciting Material Under Rule 14a-12 ASA Gold and Precious Metals Limited (Name of Registrant as Specified In Its Charter) Saba Capital Management, L. |
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| May 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| May 13, 2025 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant o Filed by a Party other than the Registrant þ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement þ Definitive Additional Materials o Soliciting Material Under Rule 14a-12 ASA Gold and Precious Metals Limited (Name of Registrant as Specified In Its Charter) Saba Capital Management, L. |
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| May 12, 2025 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 12, 2025 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant o Filed by a Party other than the Registrant þ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement þ Definitive Additional Materials o Soliciting Material Under Rule 14a-12 ASA Gold and Precious Metals Limited (Name of Registrant as Specified In Its Charter) Saba Capital Management, L. |
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| May 12, 2025 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 12, 2025 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| May 9, 2025 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement x Definitive Additional Materials o Soliciting Material Under Rule 14a-12 ASA Gold and Precious Metals Limited (Name of Registrant as Specified In Its Charter) Saba Capital Management, L. |
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| May 7, 2025 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant þ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement þ Definitive Additional Materials ¨ Soliciting Material Under Rule 14a-12 ASA Gold and Precious Metals Limited (Name of Registrant as Specified In Its Charter) Saba Capital Management, L. |
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| May 6, 2025 |
U.S. Securities and Exchange Commission Washington, DC 20549 Notice of Exempt Solicitation Pursuant to Rule 14a-103 Name of the registrant: ASA Gold and Precious Metals Limited Name of persons relying on exemption: Alexander Merk Address of person relying on exemption: 555 Bryant St #455, Palo Alto, CA 94301 Page 1 of 1 |
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| May 2, 2025 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 2, 2025 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant o Filed by a Party other than the Registrant þ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement þ Definitive Additional Materials o Soliciting Material Under Rule 14a-12 ASA Gold and Precious Metals Limited (Name of Registrant as Specified In Its Charter) Saba Capital Management, L. |
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| May 1, 2025 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement x Definitive Additional Materials o Soliciting Material Under Rule 14a-12 ASA Gold and Precious Metals Limited (Name of Registrant as Specified In Its Charter) Saba Capital Management, L. |
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| April 29, 2025 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement ☒ Definitive Additional Materials o Soliciting Material Under Rule 14a-12 ASA Gold and Precious Metals Limited (Name of Registrant as Specified In Its Charter) Saba Capital Management, L. |
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| April 28, 2025 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant o Filed by a Party other than the Registrant þ Check the appropriate box: ☐ Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Under Rule 14a-12 ASA Gold and Precious Metals Limited (Name of Registrant as Specified in Its Charter) Saba Capital Management, L. |
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| April 22, 2025 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 21, 2025 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant o Filed by a Party other than the Registrant þ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement þ Definitive Additional Materials o Soliciting Material Under Rule 14a-12 ASA Gold and Precious Metals Limited (Name of Registrant as Specified In Its Charter) Saba Capital Management, L. |
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| April 21, 2025 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant o Filed by a Party other than the Registrant þ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement o Definitive Additional Materials þ Soliciting Material Under Rule 14a-12 ASA Gold and Precious Metals Limited (Name of Registrant as Specified In Its Charter) Saba Capital Management, L. |
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| April 10, 2025 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant o Filed by a Party other than the Registrant þ Check the appropriate box: þ Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Under Rule 14a-12 ASA Gold and Precious Metals Limited (Name of Registrant as Specified in Its Charter) Saba Capital Management, L. |
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| April 1, 2025 |
ASA Gold and Precious Metals Limited 8-K Exhibit 4.1 ASA GOLD AND PRECIOUS METALS LIMITED And Computershare Trust Company, N.A., AS RIGHTS AGENT Rights Agreement Dated as of March 31, 2025 TABLE OF CONTENT Page Section 1. Definitions 1 Section 2. Appointment of Rights Agent 6 Section 3. Issue of Right Certificates 6 Section 4. Form of Right Certificates 9 Section 5. Countersignature and Registrati |
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| April 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 8-A12B 1 asa-8a12b040125.htm FORM FOR THE REGISTRATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 ASA Gold and Precious Metals Limited (Exact name of registrant as specified in its charter) Bermuda (State of incorporation or organization) 9 |
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| April 1, 2025 |
ASA Gold and Precious Metals Limited 8-K Exhibit 99.1 March 31, 2025 Contact: Rights Plan Committee of the Board of ASA Gold and Precious Metals, Ltd. c/o Zachary Tackett, Corporate Secretary (207) 347-2076 [email protected] For Immediate Release: ASA Gold and Precious Metals Fund Adopts Limited-Duration Shareholder Rights Plan Designed to Ensure that All Shareholders Have a Voice in Decid |
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| April 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 30, 2025 ASA Gold and Precious Metals Limited (Exact Name of Registrant as Specified in Charter) Bermuda 811-21650 98-6000252 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| March 31, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 28, 2025 ASA Gold and Precious Metals Limited (Exact Name of Registrant as Specified in Charter) Bermuda 811-21650 98-6000252 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| March 31, 2025 |
ASA Gold and Precious Metals Limited 8-K Exhibit 99.1 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK SABA CAPITAL MASTER FUND, LTD., et al., Plaintiffs, -against- ASA GOLD AND PRECIOUS METALS, LTD., et al., Defendants. 24-CV-690 (JGLC) OPINION AND ORDER JESSICA G. L. CLARKE, United States District Judge: Beginning in the middle of 2023, Saba began to steadily increase their ownership i |
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| March 31, 2025 |
ASA Gold and Precious Metals Limited 8-K ASA Gold and Precious Metals Limited 8-K Exhibit 99.2 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK X SABA CAPITAL MASTER FUND, LTD., et al., Plaintiffs, -against- 24 CIVIL 00690 (JGLC) JUDGMENT ASA GOLD AND PRECIOUS METALS, LTD., et al., Defendants. X It is hereby ORDERED, ADJUDGED AND DECREED: That for the reasons stated in the Court's Opinion and Order dated March 28, 2025, Plainti |
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| December 20, 2024 |
ASA Gold and Precious Metals Limited 8-K Exhibit 4.1 ASA GOLD AND PRECIOUS METALS LIMITED And Computershare Trust Company, N.A., AS RIGHTS AGENT Rights Agreement Dated as of December 20, 2024 TABLE OF CONTENT Page Section 1. Definitions 1 Section 2. Appointment of Rights Agent 6 Section 3. Issue of Right Certificates 7 Section 4. Form of Right Certificates 9 Section 5. Countersignature and Registr |
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| December 20, 2024 |
EX-99.1 3 ex99-1.htm PRESS RELEASE DATED DECEMBER 19, 2024 ASA Gold and Precious Metals Limited 8-K Exhibit 99.1 December 19, 2024 Contact: Axel Merk Chief Operating Officer (650) 376-3135 or (800) 432-3378 [email protected] For Immediate Release: ASA Gold and Precious Metals Fund Adopts Limited-Duration Shareholder Rights Plan Designed to Prevent Creeping Control and Protect Long-Term Value for All |
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| December 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 19, 2024 ASA Gold and Precious Metals Limited (Exact Name of Registrant as Specified in Charter) Bermuda 811-21650 98-6000252 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| December 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 ASA Gold and Precious Metals Limited (Exact name of registrant as specified in its charter) Bermuda (State of incorporation or organization) 98-6000252 (IRS Employer Identification No. |
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| November 8, 2024 |
Potential 8-K language for discussion ASA Gold and Precious Metals Limited 8-K Exhibit 99.2 ROPES & GRAY LLP PRUDENTIAL TOWER 800 BOYLSTON STREET BOSTON, MA 02199-3600 WWW.ROPESGRAY.COM November 1, 2024 Amy D. Roy T +1 617 951 7445 [email protected] BY E-MAIL Lori Marks-Esterman, Esq. Olshan Frome Wolosky LLP 1325 Avenue of the Americas New York, NY 10019 Re: ASA Gold and Precious Metals Limited Dear Ms. Marks-Esterman: We represe |
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| November 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 8, 2024 ASA Gold and Precious Metals Limited (Exact Name of Registrant as Specified in Charter) Bermuda 811-21650 98-6000252 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| November 8, 2024 |
ASA Gold and Precious Metals Limited 8-K ASA Gold and Precious Metals Limited 8-K Exhibit 99.1 Excerpts from October 14 Letter: EMAIL: [email protected] DIRECT DIAL: 212.451.2257 October 14, 2024 BY EMAIL [ ] Re: ASA Gold & Precious Metals Ltd. [ ] We represent Paul Kazarian and Ketu Desai (the “New Directors”), in their capacities as directors of ASA Gold and Precious Metals Limited (“ASA” or the “Company”), a Bermuda exempte |
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| November 8, 2024 |
ASA Gold and Precious Metals Limited 8-K Exhibit 99.3 EMAIL: [email protected] DIRECT DIAL: 212.451.2257 November 7, 2024 BY EMAIL Ropes & Gray Prudential Tower 800 Boylston Street Boston, MA 02199-3600 Attn: Amy D. Roy Re: ASA Gold & Precious Metals Ltd. Dear Amy: Thank you for the call earlier this week. We look forward to continuing the dialogue. We write to address certain issues ra |
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| September 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 9)* ASA Gold & Precious Metals Ltd (Name of Issuer) Common Shares, $1 par value (Title of Class of Securities) G3156P103 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (212) 542-4 |
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| September 23, 2024 |
EX-4 2 exhibit4.htm EXHIBIT 4 Exhibit 4 Form of Nominee Agreement Saba Capital Management, L.P. 405 Lexington Avenue, 58th Floor New York, NY 10174 [], 2024 Private & Confidential [Nominee] [Business Address] Dear [Nominee]: This will confirm our understanding as follows: You agree that you are willing, should we so elect, to become a member of a slate of nominees (the "Slate") of an affiliate of |
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| August 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 22, 2024 ASA Gold and Precious Metals Limited (Exact Name of Registrant as Specified in Charter) Bermuda 811-21650 98-6000252 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| August 23, 2024 |
ASA Gold and Precious Metals Limited - 8-K Exhibit 4.1 ASA GOLD AND PRECIOUS METALS LIMITED And Computershare Trust Company, N.A., AS RIGHTS AGENT Rights Agreement Dated as of August 23, 2024 TABLE OF CONTENT Page Section 1. Definitions 1 Section 2. Appointment of Rights Agent 6 Section 3. Issue of Right Certificates 7 Section 4. Form of Right Certificates 10 Section 5. Countersignature and Regist |
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| August 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 ASA Gold and Precious Metals Limited (Exact name of registrant as specified in its charter) Bermuda (State of incorporation or organization) 98-6000252 (IRS Employer Identification No. |
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| August 23, 2024 |
ASA Gold and Precious Metals Limited 8-K Exhibit 99.1 August 23, 2024 Contact: Axel Merk Chief Operating Officer (650) 376-3135 or (800) 432-3378 [email protected] For Immediate Release: ASA Gold and Precious Metals Fund Adopts Limited-Duration Shareholder Rights Plan Designed to Prevent Creeping Control and Protect Long-Term Value for All Shareholders Portland, Maine, August 23, 2024 – The Rights P |
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| May 1, 2024 |
SC 13D/A 1 p24-1602sc13da.htm ASA GOLD & PRECIOUS METALS LTD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 8)* ASA Gold & Precious Metals Ltd (Name of Issuer) Common Shares, $1 par value (Title of Class of Securities) G3156P103 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Flo |
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| April 30, 2024 |
SC 13D/A 1 p24-1588sc13da.htm ASA GOLD & PRECIOUS METALS LTD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 7)* ASA Gold & Precious Metals Ltd (Name of Issuer) Common Shares, $1 par value (Title of Class of Securities) G3156P103 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Flo |
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| April 29, 2024 |
ASA Gold and Precious Metals Limited - 8K Exhibit 4.1 ASA GOLD AND PRECIOUS METALS LIMITED And Computershare Trust Company, N.A., AS RIGHTS AGENT Rights Agreement Dated as of April 26, 2024 TABLE OF CONTENT Page Section 1. Definitions 1 Section 2. Appointment of Rights Agent 6 Section 3. Issue of Right Certificates 6 Section 4. Form of Right Certificates 9 Section 5. Countersignature and Registrat |
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| April 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 ASA Gold and Precious Metals Limited (Exact name of registrant as specified in its charter) Bermuda (State of incorporation or organization) 98-6000252 (IRS Employer Identification No. |
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| April 29, 2024 |
ASA Gold and Precious Metals Limited - 8K Exhibit 99.1 April 29, 2024 Contact: Axel Merk Chief Operating Officer (650) 376-3135 or (800) 432-3378 [email protected] For Immediate Release: ASA Gold and Precious Metals Fund Adopts Limited-Duration Shareholder Rights Plan Designed to Prevent Creeping Control and Protect Long-Term Value for All Shareholders Portland, Maine, April 29, 2024 – The Board of |
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| April 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 26, 2024 ASA Gold and Precious Metals Limited (Exact Name of Registrant as Specified in Charter) Bermuda 811-21650 98-6000252 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| April 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| April 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| April 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| April 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| April 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| April 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| April 15, 2024 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement x Definitive Additional Materials o Soliciting Material Under Rule 14a-12 ASA Gold and Precious Metals Limited (Name of Registrant as Specified In Its Charter) Saba Capital Management, L. |
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| April 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| April 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| April 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| April 4, 2024 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant þ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement þ Definitive Additional Materials ¨ Soliciting Material Under Rule 14a-12 ASA Gold and Precious Metals Limited (Name of Registrant as Specified In Its Charter) Saba Capital Management, L. |
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| April 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| April 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| April 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| March 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| March 26, 2024 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant o Filed by a Party other than the Registrant þ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement þ Definitive Additional Materials o Soliciting Material Under Rule 14a-12 ASA Gold and Precious Metals Limited (Name of Registrant as Specified In Its Charter) Saba Capital Management, L. |
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| March 26, 2024 |
ASA GOLD AND PRECIOUS METALS, LIMITED (NYSE: ASA, the “Fund”) ASA GOLD AND PRECIOUS METALS, LIMITED (NYSE: ASA, the “Fund”) March 26, 2024 Dear Fellow Shareholder: The Annual General Meeting of Shareholders of ASA is only a month away on April 26, 2024. |
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| March 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| March 22, 2024 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant þ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☑ Definitive Additional Materials ☐ Soliciting Material Under Rule 14a-12 ASA Gold and Precious Metals Limited (Name of Registrant as Specified In Its Charter) Saba Capital Management, L. |
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| March 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| March 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| March 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| March 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| March 13, 2024 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant o Filed by a Party other than the Registrant þ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement þ Definitive Additional Materials o Soliciting Material Under Rule 14a-12 ASA Gold and Precious Metals Limited (Name of Registrant as Specified In Its Charter) Saba Capital Management, L. |
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| March 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| March 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| March 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| March 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| February 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| February 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| February 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| February 21, 2024 |
ASA GOLD AND PRECIOUS METALS LIMITED CALL CENTER OUTBOUND PROXY FIGHT SCRIPT Hello, my name is (CSR FULL NAME). |
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| February 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| February 15, 2024 |
ASA / ASA Gold and Precious Metals Limited / LAZARD ASSET MANAGEMENT LLC Passive Investment SC 13G/A 1 ASAGoldandPreciousMetalsLtd.htm SCHEDULE 13G/A CUSIP No: G3156P103 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) o (b) x 3) SEC USE ONLY 4) CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5) SOLE VOTING POW |
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| February 15, 2024 |
Skadden, Arps, Slate, Meagher & Flom llp ONE MANHATTAN WEST NEW YORK, NY 10001 TEL: (212) 735-3000 FAX: (212) 735-2000 www. |
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| February 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| February 13, 2024 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant þ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Under Rule 14a-12 ASA Gold and Precious Metals Limited (Name of Registrant as Specified In Its Charter) Saba Capital Management, L. |
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| February 13, 2024 |
Skadden, Arps, Slate, Meagher & Flom llp One Manhattan West New York, NY 10001 Skadden, Arps, Slate, Meagher & Flom llp One Manhattan West New York, NY 10001 TEL: (212) 735-3000 FAX: (212) 735-2000 www. |
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| February 8, 2024 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 6, 2024 |
ASA / ASA Gold and Precious Metals Limited / WELLS FARGO & COMPANY/MN Passive Investment SC 13G/A 1 wfasagoldG3156P103.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) ASA Gold and Precious Metals (Name of Issuer) Closed-End Fund (Title of Class of Securities) G3156P103 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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| February 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 6)* ASA Gold & Precious Metals Ltd (Name of Issuer) Common Shares, $1 par value (Title of Class of Securities) G3156P103 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (212) 542-4 |
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| February 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| February 1, 2024 |
UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK EX-3 2 exhibit3.htm EXHIBIT 3 EXHIBIT 3 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK ) SABA CAPITAL MASTER FUND, LTD., and ) SABA CAPITAL MANAGEMENT, L.P., ) Civil Action No. ) Plaintiffs, ) ) v. ) COMPLAINT ) ASA GOLD AND PRECIOUS METALS, LTD., MARY JOAN HOENE, BRUCE HANSEN, WILLIAM DONOVAN, AXEL MERK, and ANTHONY ARTABANE ) ) Defendants. ) ) Plaintiffs Saba Capital Management, L.P. |
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| January 26, 2024 |
SC 13D/A 1 formsc13da.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* ASA Gold & Precious Metals Ltd (Name of Issuer) Common Shares, $1 par value (Title of Class of Securities) G3156P103 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 |
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| January 24, 2024 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant þ Check the appropriate box: þ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Under Rule 14a-12 ASA Gold and Precious Metals Limited (Name of Registrant as Specified In Its Charter) Saba Capital Management, L. |
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| January 2, 2024 |
ASA Gold and Precious Metals Limited 8-K Exhibit 99.1 January 2, 2024 Contact: Axel Merk Chief Operating Officer (650) 376-3135 or (800) 432-3378 [email protected] For Immediate Release: ASA Gold and Precious Metals Fund Adopts Limited-Duration Shareholder Rights Plan Responds to Significant Share Accumulation by Saba Capital Designed to Prevent Creeping Control and Protect Long-Term Value for All S |
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| January 2, 2024 |
ASA Gold and Precious Metals Limited 8-K Exhibit 4.1 ASA GOLD AND PRECIOUS METALS LIMITED And Computershare Trust Company, N.A., AS RIGHTS AGENT Rights Agreement Dated as of December 31, 2023 TABLE OF CONTENT Page Section 1. Definitions 1 Section 2. Appointment of Rights Agent 6 Section 3. Issue of Right Certificates 6 Section 4. Form of Right Certificates 9 Section 5. Countersignature and Registr |
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| January 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 31, 2023 ASA Gold and Precious Metals Limited (Exact Name of Registrant as Specified in Charter) Bermuda 811-21650 98-6000252 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| January 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 ASA Gold and Precious Metals Limited (Exact name of registrant as specified in its charter) Bermuda (State of incorporation or organization) 98-6000252 (IRS Employer Identification No. |
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| December 29, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 29, 2023 (December 29, 2023) ASA Gold and Precious Metals Limited (Exact name of registrant as specified in its charter) Bermuda 811-21650 98-6000252 (State or other jurisdic |
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| December 21, 2023 |
SC 13D/A 1 formsc13da.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* ASA Gold & Precious Metals Ltd (Name of Issuer) Common Shares, $1 par value (Title of Class of Securities) G3156P103 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 |
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| December 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* ASA Gold and Precious Metals Limited (Name of Issuer) Common Stock (Title of Class of Securities) G3156P103 (CUSIP Number) November 30, 2023 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant |
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| December 5, 2023 |
EX-2 2 exhibit2.htm EXHIBIT 2 Exhibit 2 Form of Nominee Agreement Saba Capital Management, L.P. 405 Lexington Avenue, 58th Floor New York, NY 10174 [], 2023 Private & Confidential [Nominee] [Business Address] Dear [Nominee]: This will confirm our understanding as follows: You agree that you are willing, should we so elect, to become a member of a slate of nominees (the "Slate") of an affiliate of |
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| December 5, 2023 |
SC 13D/A 1 formsc13da.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* ASA Gold & Precious Metals Ltd (Name of Issuer) Common Shares, $1 par value (Title of Class of Securities) G3156P103 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 |
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| November 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* ASA Gold & Precious Metals Ltd (Name of Issuer) Common Shares, $1 par value (Title of Class of Securities) G3156P103 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (212) 542-4 |
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| November 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No.1)* ASA Gold & Precious Metals Ltd (Name of Issuer) Common Shares, $1 par value (Title of Class of Securities) G3156P103 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (212) 542-46 |
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| October 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* ASA Gold & Precious Metals Ltd (Name of Issuer) Common Shares, $1 par value (Title of Class of Securities) G3156P103 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (212) 542-4635 |
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| October 13, 2023 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) EX-1 2 exhibit1.htm EXHIBIT 1 EXHIBIT 1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agree |
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| June 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ASA Gold & Precious Metals Ltd (Name of Issuer) Common Stock, $1.00 par value (Title of Class of Securities) G3156P103 (CUSIP Number) June 6, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| April 26, 2023 |
1 The notes to financial statements form an integral part of these statements. Schedule of Investments (Unaudited) Schedule of investments February 28, 2023 Name of Company Shares Value % of Net Assets Common Shares Gold mining, exploration, development and royalty companies Australia Alicanto Minerals, Ltd. (1) 38,000,004 $ 1,431,931 0.4 % Barton Gold Holdings, Ltd. (1) 8,600,000 1,244,192 0.4 |
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| March 8, 2023 |
ASA / ASA Gold and Precious Metals Ltd / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gaasabermudaltd SCHEDULE 13G/A CUSIP No: G3156P103 1)NAME OF REPORTING PERSON S. |
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| February 13, 2023 |
SC 13G/A 1 col13g18659.htm CITY OF LONDON INVESTMENT MGT CO LTD / ASA GOLD & PRECIOUS METALS - SCH13G/A(#2) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* ASA Gold and Precious Metals Limited (Name of Issuer) Common Stock (Title of Class of Securities) G3156P103 (CUSIP Number) December 31, 2022 (Date |
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| February 10, 2023 |
ASA / ASA Gold and Precious Metals Ltd / WELLS FARGO & COMPANY/MN Passive Investment SC 13G 1 13GIssuerG3156P10320221231.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) ASA GOLD AND PRECIOUS METALS LTD (Name of Issuer) Closed-End Fund (Title of Class of Securities) G3156P103 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriat |
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| January 24, 2023 |
Please see attached PDF. |
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| January 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definitive Proxy |
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| October 27, 2022 |
NPORT-EX 2 02500.htm 1 The notes to financial statements form an integral part of these statements. Schedule of Investments (Unaudited) Schedule of investments August 31, 2022 Name of Company Shares Value % of Net Assets Common Shares Gold mining, exploration, development and royalty companies Australia Alicanto Minerals, Ltd. (1) 25,000,004 $ 923,738 0.3 % Barton Gold Holdings, Ltd. (1) 8,600,0 |
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| April 18, 2022 |
1 The notes to financial statements form an integral part of these statements. Schedule of Investments (Unaudited) Schedule of investments February 28, 2022 Name of Company Shares Value % of Net Assets Common Shares Gold mining, exploration, development and royalty companies Australia Alicanto Minerals, Ltd. (1) 25,000,004 $ 1,779,435 0.4 % Barton Gold Holdings, Ltd. (1) 8,600,000 1,624,006 0.3 |
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| March 9, 2022 |
SC 13G/A 1 col13g18598.htm CITY OF LONDON INVESTMENT MGT CO LTD / ASA GOLD & PRECIOUS METALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* ASA Gold and Precious Metals Limited (Name of Issuer) Common Stock (Title of Class of Securities) G3156P103 (CUSIP Number) February 28, 2022 (Date of Event Which |
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| February 11, 2022 |
SC 13G 1 col13g18540f.htm CITY OF LONDON INVESTMENT MGT CO LTD / ASA GOLD & PRECIOUS METALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ASA Gold and Precious Metals Limited (Name of Issuer) Common Stock (Title of Class of Securities) G3156P103 (CUSIP Number) December 31, 2021 (Date of Event Wh |
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| February 10, 2022 |
ASA / ASA Gold and Precious Metals Ltd / LAZARD ASSET MANAGEMENT LLC Passive Investment SCHEDULE 13G/A CUSIP No: G3156P103 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 2,268,587 6)SHARED VOTING POWER: - 7)SOLE DISP |
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| January 24, 2022 |
See attached PDF |
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| January 24, 2022 | ||
| January 24, 2022 |
See attached PDF |
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| October 14, 2021 |
1 The notes to financial statements form an integral part of these statements. Schedule of Investments (Unaudited) Schedule of investments August 31, 2021 Name of Company Shares Value % of Net Assets Common Shares Gold mining, exploration, development and royalty companies Australia Alicanto Minerals, Ltd. (1) 21,346,119 $ 1,873,890 0.4 % Barton Gold Holdings, Ltd. (1) 8,600,000 1,226,809 0.3 |
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| April 14, 2021 |
1 The notes to financial statements form an integral part of these statements. Schedule of Investments (Unaudited) Schedule of investments February 28, 2021 Name of Company Shares Value % of Net Assets Common Shares Gold mining, exploration, development and royalty companies Australia Alicanto Minerals, Ltd. (1) 21,346,119 $ 2,053,096 0.5 % Bellevue Gold, Ltd. (1) 7,666,667 4,247,363 1.0 Belle |
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| February 10, 2021 |
r13gaasabermudaltd SCHEDULE 13G/A CUSIP No: G3156P103 1)NAME OF REPORTING PERSON S. |
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| January 25, 2021 |
a Limited (the “Company”) (the “Meeting”). At the Meeting, you will be asked to consider: (1) the election of the Company’s Board of Directors and (2) the ller & Baker LLP as the Company’s independent auditors Committee of the Board of Directors to set the independent auditors’ remuneration. During the Meeting, management will make available the Company’s audited financial statements |
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| January 25, 2021 |
See attached PDF |
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| December 29, 2020 |
SECURITIES AND EXCHANGE COMMISSION SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G/A (Amendment N°2) (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240. |
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| December 23, 2020 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Amendment N° 1) (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240. |
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| October 30, 2020 |
ASA / ASA Gold and Precious Metals Ltd. / AMIRAL GESTION - SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240. |
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| October 1, 2020 |
1 The notes to financial statements form an integral part of these statements. Schedule of Investments (Unaudited) Schedule of investments August 31, 2020 Name of Company Shares Value % of Net Assets Common Shares Gold mining, exploration, development and royalty companies Australia Alicanto Minerals, Ltd. (1) 2,206,101 $ 276,609 0.1 % Bellevue Gold, Ltd. (1) 7,666,667 5,824,188 1.1 Bellevue G |
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| April 9, 2020 |
ASA / ASA Gold and Precious Metals Ltd. N-Q - Quarterly Schedule of Portfolio Holdings - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON , D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21650 ASA GOLD AND PRECIOUS METALS LIMITED Three Canal Plaza, Suite 600 Portland, Maine 04101 Karen Shaw, Principal Financial Officer Three Canal Plaza, Suite 600 Portland, Maine 04101 207-347-2 |
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| April 9, 2020 |
ASA Gold and Precious Metals Limited Exhibit 1A ASA Gold and Precious Metals Limited I, Axel Merk, certify that: 1. I have reviewed this report on Form N-Q of ASA Gold and Precious Metals Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| April 9, 2020 |
ASA Gold and Precious Metals Limited Exhibit 1A ASA Gold and Precious Metals Limited I, Karen Shaw, certify that: 1. I have reviewed this report on Form N-Q of ASA Gold and Precious Metals Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| March 16, 2020 |
ASA / ASA Gold and Precious Metals Ltd. DEF 14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ⌧ Filed by a Party other than the Registrant ◻ Check the appropriate box: ◻ Preliminary Proxy Statement ◻ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ⌧ Definitive Proxy State |
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| February 10, 2020 |
ASA / ASA Gold and Precious Metals Ltd. / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gaasabermudaltd SCHEDULE 13G/A CUSIP No: G3156P103 1)NAME OF REPORTING PERSON S. |
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| January 24, 2020 |
ASA / ASA Gold and Precious Metals Ltd. DEF 14A - - See attached PDF |
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| January 24, 2020 |
ASA / ASA Gold and Precious Metals Ltd. DEF 14A - - begin 644 asadef14a.pdf M)5!$1BTQ+C4-)>+CS],-"C$V,B P(&]B:@T\/"],:6YE87)I>F5D(#$O3" S M-S(R-C@O3R Q-C0O12 Q,C T-3$O3B R-"]4(#,W,38Y-"]((%L@-3(P(#0W M,UT^/@UE;F1O8FH-(" @(" @(" @(" @#0HQ.#4@,"!O8FH-/#PO1&5C;V1E M4&%R;7,\/"]#;VQU;6YS(#4O4')E9&EC=&]R(#$R/CXO1FEL=&5R+T9L871E M1&5C;V1E+TE$6SPR1#4T0CDQ.#(V,4$U,35!-30P,$0Q-S9%-S,Q.4(Y,#X\ M0SE&-S!%048P.30W1$8T04%".40T0S8V-C R-T)#,T(^72]);F1E>%LQ-C(@ M-#% |
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| October 15, 2019 |
ASA / ASA Gold and Precious Metals Ltd. N-Q - Quarterly Schedule of Portfolio Holdings - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21650 ASA GOLD AND PRECIOUS METALS LIMITED Three Canal Plaza, Suite 600 Portland, Maine 04101 Karen Shaw, Principal Financial Officer Three Canal Plaza, Suite 600 Portland, Maine 04101 207-347-20 |
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| October 15, 2019 |
ASA Gold and Precious Metals Limited EX-99.CERT 2 d302peo.htm Exhibit 1A ASA Gold and Precious Metals Limited I, Axel Merk, certify that: 1. I have reviewed this report on Form N-Q of ASA Gold and Precious Metals Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such s |
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| October 15, 2019 |
ASA Gold and Precious Metals Limited Exhibit 1A ASA Gold and Precious Metals Limited I, Karen Shaw, certify that: 1. I have reviewed this report on Form N-Q of ASA Gold and Precious Metals Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| April 23, 2019 |
ASA Gold and Precious Metals Limited Exhibit 1A ASA Gold and Precious Metals Limited I, Axel Merk, certify that: 1. I have reviewed this report on Form N-Q of ASA Gold and Precious Metals Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| April 23, 2019 |
ASA / ASA Gold and Precious Metals Ltd. (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21650 ASA GOLD AND PRECIOUS METALS LIMITED Three Canal Plaza, Suite 600 Portland, Maine 04101 Karen Shaw, Principal Financial Officer Three Canal Plaza, Suite 600 Portland, Maine 04101 207-347-20 |
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| March 13, 2019 |
ASA / ASA Gold and Precious Metals Ltd. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State |
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| February 21, 2019 |
ASA / ASA Gold and Precious Metals Ltd. DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| February 21, 2019 |
ASA / ASA Gold and Precious Metals Ltd. CORRESP February 20, 2019 VIA E-mail and EDGAR United States Securities and Exchange Commission 100 F Street, N. |
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| February 13, 2019 |
ASA / ASA Gold and Precious Metals Ltd. / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gaasabermudaltd SCHEDULE 13G/A CUSIP No: G3156P103 1)NAME OF REPORTING PERSON S. |
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| February 7, 2019 |
ASA / ASA Gold and Precious Metals Ltd. PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State |
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| October 1, 2018 |
I, David J. Christensen, certify that: Exhibit 99.Cert I, David J. Christensen, certify that: 1. I have reviewed this report on Form N-Q of ASA Gold and Precious Metals Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respe |
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| October 1, 2018 |
ASA / ASA Gold and Precious Metals Ltd. N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21650 ASA Gold and Precious Metals Limited (Exact name of registrant as specified in charter) 400 S. El Camino Real, Suite 710, San Mateo, CA 94402-1708 (Address of principal executive offices) ( |
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| July 26, 2018 |
Results of proposal presented at the annual general meeting of shareholders Exhibit 99.77C Results of proposal presented at the annual general meeting of shareholders The following votes were cast at the Annual General Meeting of Shareholders held on March 15, 2018: Election of Directors For Against Abstain David Christensen 6,142,576 248,217 66,282 Gary Glynn 6,138,048 248,276 70,752 Bruce Hansen 6,119,233 269,976 67,867 Mary Joan Hoene 6,141,030 252,724 63,322 Robert Pi |
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| July 26, 2018 |
Gold and Precious Metals Limited Exhibit 99.77Q3.1 Gold and Precious Metals Limited July 26, 2018 Certification by the Chief Compliance Officer SEC File No. 812-13877 In accordance with Condition 31 of the Notice of Application under section 7(d) of the Investment Company Act of 1940 dated May 22, 2013, for the order granted by the Securities and Exchange Commission to permit ASA Gold and Precious Metals Limited (“ASA”) to make c |
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| March 26, 2018 |
I, David J. Christensen, certify that: Exhibit 99.Cert I, David J. Christensen, certify that: 1. I have reviewed this report on Form N-Q of ASA Gold and Precious Metals Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respe |
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| March 26, 2018 |
ASA / ASA Gold and Precious Metals Ltd. N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21650 ASA Gold and Precious Metals Limited (Exact name of registrant as specified in charter) 400 S. El Camino Real, Suite 710, San Mateo, CA 94402-1708 (Address of principal executive offices) ( |
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| February 6, 2018 |
ASA / ASA Gold and Precious Metals Ltd. / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gaasabermudaltd SCHEDULE 13G/A CUSIP No: G3156P103 1)NAME OF REPORTING PERSON S. |
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| January 29, 2018 |
Results of proposal presented at the annual general meeting of shareholders Exhibit 99.77C Results of proposal presented at the annual general meeting of shareholders The following votes were cast at the Annual General Meeting of Shareholders held on March 16, 2017: Election of Directors For Against Abstain David Christensen 5,645,409 198,628 52,267 Gary Glynn 5,649,427 180,382 66,995 Bruce Hansen 5,618,904 211,440 66,461 Mary Joan Hoene 5,640,280 194,813 61,711 Robert Pi |
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| January 29, 2018 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 99.77b REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors ASA Gold and Precious Metals Limited San Mateo, California In planning and performing our audit of the financial statements of ASA Gold and Precious Metals Limited (the ?Company?) as of and for the year ended November 30, 2017, in accordance with the standards of the Public Company Acc |
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| January 29, 2018 |
COMPLIANCE WITH SECTION 16 (a) OF THE SECURITIES EXCHANGE ACT OF 1934 Exhibit 99.77q2 COMPLIANCE WITH SECTION 16 (a) OF THE SECURITIES EXCHANGE ACT OF 1934 Section 16(a) of the Securities Exchange Act of 1934 and Section 30(h) of the Investment Company Act of 1940 require the Company's directors, officers and persons who beneficially own more than 10 percent of the Company?s Common Shares to file reports of ownership of the Company's Common Shares and changes in suc |
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| January 29, 2018 |
ASA / ASA Gold and Precious Metals Ltd. 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| September 29, 2017 |
I, David J. Christensen, certify that: Exhibit 99.Cert I, David J. Christensen, certify that: 1. I have reviewed this report on Form N-Q of ASA Gold and Precious Metals Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respe |
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| September 29, 2017 |
ASA Gold & Precious Metals Ltd - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21650 ASA Gold and Precious Metals Limited (Exact name of registrant as specified in charter) 400 S. El Camino Real, Suite 710, San Mateo, CA 94402-1708 (Address of principal executive offices) ( |
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| July 26, 2017 |
Results of proposal presented at the annual general meeting of shareholders Exhibit 99.77C Results of proposal presented at the annual general meeting of shareholders The following votes were cast at the Annual General Meeting of Shareholders held on March 16, 2017: Election of Directors For Against Abstain David Christensen 5,645,409 198,628 52,267 Gary Glynn 5,649,427 180,382 66,995 Bruce Hansen 5,618,904 211,440 66,461 Mary Joan Hoene 5,640,280 194,813 61,711 Robert Pi |
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| July 26, 2017 |
Gold and Precious Metals Limited Exhibit 99.77Q3.1 Gold and Precious Metals Limited July 26, 2017 Certification by the Chief Compliance Officer SEC File No. 812-13877 In accordance with Condition 31 of the Notice of Application under section 7(d) of the Investment Company Act of 1940 dated May 22, 2013, for the order granted by the Securities and Exchange Commission to permit ASA Gold and Precious Metals Limited (?ASA?) to make c |
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| March 31, 2017 |
I, David J. Christensen, certify that: Exhibit 99.Cert I, David J. Christensen, certify that: 1. I have reviewed this report on Form N-Q of ASA Gold and Precious Metals Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respe |
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| March 31, 2017 |
ASA Gold & Precious Metals Ltd - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21650 ASA Gold and Precious Metals Limited (Exact name of registrant as specified in charter) 400 S. El Camino Real, Suite 710, San Mateo, CA 94402-1708 (Address of principal executive offices) ( |
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| February 7, 2017 |
ASA / ASA Gold and Precious Metals Ltd. / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gaasabermudaltd SCHEDULE 13G/A CUSIP No: G3156P103 1)NAME OF REPORTING PERSON S. |
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| January 31, 2017 |
Results of proposal presented at the annual general meeting of shareholders Exhibit 99.77C Results of proposal presented at the annual general meeting of shareholders The following votes were cast at the Annual General Meeting of Shareholders held on March 15, 2016: Election of Directors For Against Abstain David Christensen 7,675,345 500,623 64,487 Gary Glynn 7,692,821 487,221 60,413 Bruce Hansen 7,692,659 484,879 62,917 Mary Joan Hoene 7,678,321 503,161 58,973 Robert Pi |
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| January 31, 2017 |
COMPLIANCE WITH SECTION 16 (a) OF THE SECURITIES EXCHANGE ACT OF 1934 Exhibit 99.77q2 COMPLIANCE WITH SECTION 16 (a) OF THE SECURITIES EXCHANGE ACT OF 1934 Section 16(a) of the Securities Exchange Act of 1934 and Section 30(h) of the Investment Company Act of 1940 require the Company?s directors, officers and persons who beneficially own more than 10 percent of the Company?s Common Shares to file reports of ownership of the Company?s Common Shares and changes in suc |
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| January 31, 2017 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 99.77b REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors ASA Gold and Precious Metals Limited San Mateo, California In planning and performing our audit of the financial statements of ASA Gold and Precious Metals Limited (the ?Company?) as of and for the year ended November 30, 2016, in accordance with the standards of the Public Company Acc |
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| January 27, 2017 |
ASA Gold and Precious Metals 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| September 30, 2016 |
ASA Gold and Precious Metals (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21650 ASA Gold and Precious Metals Limited (Exact name of registrant as specified in charter) 400 S. El Camino Real, Suite 710, San Mateo, CA 94402-1708 (Address of principal executive offices) ( |
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| September 30, 2016 |
I, David J. Christensen, certify that: EX-99.CERT 2 c86162ex99-cert.htm Exhibit 99.Cert I, David J. Christensen, certify that: 1. I have reviewed this report on Form N-Q of ASA Gold and Precious Metals Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements wer |
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| July 28, 2016 |
Exhibit 99.77Q3.1 July 27, 2016 Certification by the Chief Compliance Officer SEC File No. 812-13877 In accordance with Condition 31 of the Notice of Application under section 7(d) of the Investment Company Act of 1940 dated May 22, 2013, for the order granted by the Securities and Exchange Commission to permit ASA Gold and Precious Metals Limited (?ASA?) to make changes to its custodial arrangeme |
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| July 28, 2016 |
Results of proposal presented at the annual general meeting of shareholders Exhibit 99.77C Results of proposal presented at the annual general meeting of shareholders The following votes were cast at the Annual General Meeting of Shareholders held on March 15, 2016: Election of Directors For Against Abstain David Christensen 7,675,345 500,623 64,487 Gary Glynn 7,692,821 487,221 60,413 Bruce Hansen 7,692,659 484,879 62,917 Mary Joan Hoene 7,678,321 503,161 58,973 Robert Pi |
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| April 6, 2016 |
ASA / ASA Gold and Precious Metals Ltd. / LAZARD ASSET MANAGEMENT LLC Activist Investment r13daASA Gold and Precious Metals Ltd SCHEDULE 13D/A CUSIP No: G3156P103 1)NAME OF REPORTING PERSON Lazard Asset Management LLC I. |
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| April 6, 2016 |
ASA / ASA Gold and Precious Metals Ltd. / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gaasabermudaltd SCHEDULE 13G CUSIP No: G3156P103 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 3,824,110 6)SHARED VOTING POW |
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| April 6, 2016 |
r13daASA Gold and Precious Metals Ltd SCHEDULE 13D/A CUSIP No: G3156P103 TRANSACTIONS IN THE SHARES BY THE REPORTING PERSON DURING THE PAST 60 DAYS 3/17/2016 (40,400) 10.67 3/18/2016 (21,100) 10.37 3/23/2016 (2,300) 9.92 4/1/2016 (3,415) 10.29 4/4/2016 (37,675) 10.09 |
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| April 1, 2016 |
ASA Gold and Precious Metals (Quarterly Schedule of Portfolio Holdings) N-Q 1 c84427nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21650 ASA Gold and Precious Metals Limited (Exact name of registrant as specified in charter) 400 S. El Camino Real, Suite 710, San Mateo, CA 94402-1708 (Address of principal e |
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| April 1, 2016 |
I, David J. Christensen, certify that: EX-99.CERT 2 c84427ex99-cert.htm Exhibit 99.Cert I, David J. Christensen, certify that: 1. I have reviewed this report on Form N-Q of ASA Gold and Precious Metals Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements wer |
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| January 28, 2016 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.77B 2 c83739ex99-77b.htm Exhibit 99.77b REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors ASA Gold and Precious Metals Limited San Mateo, California In planning and performing our audit of the financial statements of ASA Gold and Precious Metals Limited (the “Company”) as of and for the year ended November 30, 2015, in accordance with the stan |
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| January 28, 2016 |
COMPLIANCE WITH SECTION 16 (a) OF THE SECURITIES EXCHANGE ACT OF 1934 Exhibit 99.77q2 COMPLIANCE WITH SECTION 16 (a) OF THE SECURITIES EXCHANGE ACT OF 1934 Section 16(a) of the Securities Exchange Act of 1934 and Section 30(h) of the Investment Company Act of 1940 require the Company’s directors, officers and persons who beneficially own more than 10 percent of the Company’s Common Shares to file reports of ownership of the Company’s Common Shares and changes in suc |
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| January 28, 2016 |
Exhibit 99.77c Results of proposals presented at the annual general meeting of shareholders The following votes were cast at the Annual General Meeting of Shareholders held on March 12, 2015: Election of Directors For Against Abstain David Christensen 8,758,031 623,102 46,855 Gary Glynn 9,224,346 154,333 49,309 Bruce Hansen 9,216,966 164,074 46,948 Mary Joan Hoene 9,220,264 159,211 48,512 Robert P |
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| January 26, 2016 |
ASA Gold and Precious Metals 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| September 30, 2015 |
ASA Gold and Precious Metals (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21650 ASA Gold and Precious Metals Limited (Exact name of registrant as specified in charter) 400 S. El Camino Real, Suite 710, San Mateo, CA 94402-1708 (Address of principal executive offices) ( |
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| September 30, 2015 |
I, David J. Christensen, certify that: Exhibit 99.Cert I, David J. Christensen, certify that: 1. I have reviewed this report on Form N-Q of ASA Gold and Precious Metals Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respe |
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| July 23, 2015 |
Exhibit 99.77Q3.1 July 22, 2015 Certification by the Chief Compliance Officer SEC File No. 812-13877 In accordance with Condition 31 of the Notice of Application under section 7(d) of the Investment Company Act of 1940 dated May 22, 2013, for the order granted by the Securities and Exchange Commission to permit ASA Gold and Precious Metals Limited (?ASA?) to make changes to its custodial arrangeme |
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| July 23, 2015 |
Exhibit 99.77c Results of proposals presented at the annual general meeting of shareholders The following votes were cast at the Annual General Meeting of Shareholders held on March 12, 2015: Election of Directors For Against Abstain David Christensen 8,758,031 623,102 46,855 Gary Glynn 9,224,346 154,333 49,309 Bruce Hansen 9,216,966 164,074 46,948 Mary Joan Hoene 9,220,264 159,211 48,512 Robert P |
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| July 14, 2015 |
ASA / ASA Gold and Precious Metals Ltd. / LAZARD ASSET MANAGEMENT LLC Activist Investment r13daASA Gold and Precious Metals Ltd SCHEDULE 13D CUSIP No: G3156P103 1)NAME OF REPORTING PERSON Lazard Asset Management LLC I. |
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| July 14, 2015 |
r13daASA Gold and Precious Metals Ltd SCHEDULE 13D CUSIP No: G3156P103 TRANSACTIONS IN THE SHARES BY THE REPORTING PERSON DURING THE PAST 60 DAYS 5/11/2015 20,200 10.89 5/19/2015 5,500 10.99 5/20/2015 7,000 11.02 6/1/2015 12,600 10.52 6/10/2015 12,800 10.28 6/16/2015 12,800 10.00 6/23/2015 12,600 10.00 6/30/2015 10,500 9.74 7/1/2015 13,400 9.65 |
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| July 14, 2015 |
ASA / ASA Gold and Precious Metals Ltd. / LAZARD ASSET MANAGEMENT LLC Passive Investment SC 13G/A 1 r13gaasaltd.htm SCHEDULE 13G/A CUSIP No: G3156P103 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 3,879,256 6)SHARED |
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| March 31, 2015 |
ASA Gold and Precious Metals (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21650 ASA Gold and Precious Metals Limited (Exact name of registrant as specified in charter) 400 S. El Camino Real, Suite 710, San Mateo, CA 94402-1708 (Address of principal executive offices) ( |
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| March 31, 2015 |
I, David J. Christensen, certify that: EX-99.CERT 2 c80783ex99-cert.htm Exhibit 99.Cert I, David J. Christensen, certify that: 1. I have reviewed this report on Form N-Q of ASA Gold and Precious Metals Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements wer |
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| February 4, 2015 |
ASA / ASA Gold and Precious Metals Ltd. / WS MANAGEMENT LLLP - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 07)* ASA Gold & Precious Metals Ltd (Name of Issuer) Common Stock (Title of Class of Securities) G3156P103 (CUSIP Number) Calendar Year 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| January 30, 2015 |
ASA / ASA Gold and Precious Metals Ltd. / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gaasabermudaltd SCHEDULE 13G/A CUSIP No: G3156P103 1)NAME OF REPORTING PERSON S. |
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| January 29, 2015 |
COMPLIANCE WITH SECTION 16 (a) OF THE SECURITIES EXCHANGE ACT OF 1934 Exhibit 99.77q2 COMPLIANCE WITH SECTION 16 (a) OF THE SECURITIES EXCHANGE ACT OF 1934 Section 16(a) of the Securities Exchange Act of 1934 and Section 30(h) of the Investment Company Act of 1940 require the Company’s directors, officers and persons who beneficially own more than 10 percent of the Company’s Common Shares to file reports of ownership of the Company’s Common Shares and changes in suc |
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| January 29, 2015 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.77B ACCT LTTR 2 c79944ex99-77b.htm Exhibit 99.77b REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors ASA Gold and Precious Metals Limited San Mateo, California In planning and performing our audit of the financial statements of ASA Gold and Precious Metals Limited (the “Company”) as of and for the year ended November 30, 2014, in accordance wit |
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| January 29, 2015 |
Exhibit 99.77c Results of proposals presented at the annual general meeting of shareholders The following votes were cast at the Annual General Meeting of Shareholders held on March 13, 2014: Election of Directors For Against Abstain David Christensen 9,141,224 208,707 63,344 Gary Glynn 9,227,564 121,306 64,405 Bruce Hansen 9,235,568 111,652 66,055 Mary Joan Hoene 9,225,670 123,120 64,485 Robert P |
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| January 26, 2015 |
ASA / ASA Gold and Precious Metals Ltd. DEF 14A - - 3B2 EDGAR HTML - c79909preflight.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule |
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| November 26, 2014 |
ASA / ASA Gold and Precious Metals Ltd. CORRESP - - November 21, 2014 VIA EDGAR Ms. Sheila Stout United States Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: ASA Gold and Precious Metals Limited File No. 811-21650 Dear Ms. Stout: We have received the following comments, which were conveyed by telephone by the staff of the U.S. Securities and Exchange Commission (the “Staff”), with regard to the annual report filed on |
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| November 7, 2014 |
ASA / ASA Gold and Precious Metals Ltd. / LAZARD ASSET MANAGEMENT LLC Passive Investment SC 13G/A 1 r13gaasaltd.htm SCHEDULE 13G/A CUSIP No: G3156P103 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 3,897,764 6)SHARED |
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| November 7, 2014 |
r13daASA Gold and Precious Metals Ltd SCHEDULE 13D/A CUSIP No: G3156P103 TRANSACTIONS IN THE SHARES BY THE REPORTING PERSON DURING THE PAST 60 DAYS Date of Transaction Shares Purchased(Sold) Price per Share 8/6/2014 (5,900) 14. |
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| November 7, 2014 |
ASA / ASA Gold and Precious Metals Ltd. / LAZARD ASSET MANAGEMENT LLC Activist Investment r13daASA Gold and Precious Metals Ltd SCHEDULE 13D/A CUSIP No: G3156P103 1)NAME OF REPORTING PERSON Lazard Asset Management LLC I. |
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| October 1, 2014 |
ASA / ASA Gold and Precious Metals Ltd. / LAZARD ASSET MANAGEMENT LLC Passive Investment SC 13G/A 1 r13gaasaltd.htm SCHEDULE 13G/A CUSIP No: G3156P103 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 3,880,548 6)SHARED |
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| October 1, 2014 |
ASA Gold & Precious Metals Ltd UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21650 ASA Gold and Precious Metals Limited (Exact name of registrant as specified in charter) 400 S. El Camino Real, Suite 710, San Mateo, CA 94402-1708 (Address of principal executive offices) ( |
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| October 1, 2014 |
I, David J. Christensen, certify that: Exhibit 99.Cert I, David J. Christensen, certify that: 1. I have reviewed this report on Form N-Q of ASA Gold and Precious Metals Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respe |
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| September 30, 2014 |
r13daASA Gold and Precious Metals Ltd SCHEDULE 13D/A CUSIP No: G3156P103 TRANSACTIONS IN THE SHARES BY THE REPORTING PERSON DURING THE PAST 60 DAYS Date of Transaction Shares Purchased(Sold) Price per Share 6/23/2014 (18,813) 14. |
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| September 30, 2014 |
ASA / ASA Gold and Precious Metals Ltd. / LAZARD ASSET MANAGEMENT LLC Activist Investment r13daASA Gold and Precious Metals Ltd SCHEDULE 13D/A CUSIP No: G3156P103 1)NAME OF REPORTING PERSON Lazard Asset Management LLC I. |
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| July 22, 2014 |
Exhibit 99.77Q3.1 July 16, 2014 Certification by the Chief Compliance Officer SEC File No. 812-13877 In accordance with Condition 31 of the Notice of Application under section 7(d) of the Investment Company Act of 1940 dated May 22, 2013, for the order granted by the Securities and Exchange Commission to permit ASA Gold and Precious Metals Limited (“ASA”) to make changes to its custodial arrangeme |
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| July 22, 2014 |
Exhibit 99.77E (a) On September 30, 2013, Firsthand Technology Value Fund, Inc. (“Plaintiff”) filed a lawsuit in California Superior Court against the Company and one of its independent directors, Phillip Goldstein (“Co-Defendant” or “Goldstein”). Plaintiff alleged, among other things, intentional interference with contractual relations and unfair competition in violation of the California Busines |
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| July 22, 2014 |
Exhibit 99.77Q3.2 In accordance with Condition 13 of the Notice of Application under section 7(d) of the Investment Company Act of 1940 dated May 22, 2013 (as referenced above), ASA has filed with the Commission a copy of its subcustodian agreement with CIBC, which irrevocably designates CT Corp as an agent in the United States to accept service of process. ASA’s other subcustodian agreements are |
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| July 22, 2014 |
Exhibit 99.77c Results of proposals presented at the annual general meeting of shareholders The following votes were cast at the Annual General Meeting of Shareholders held on March 13, 2014: Election of Directors For Against Abstain David Christensen 9,141,224 208,707 63,344 Gary Glynn 9,227,564 121,306 64,405 Bruce Hansen 9,235,568 111,652 66,055 Mary Joan Hoene 9,225,670 123,120 64,485 Robert P |
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| July 10, 2014 |
ASA / ASA Gold and Precious Metals Ltd. / LAZARD ASSET MANAGEMENT LLC Activist Investment r13daASA Gold and Precious Metals Ltd SCHEDULE 13D/A CUSIP No: G3156P103 1)NAME OF REPORTING PERSON Lazard Asset Management LLC I. |
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| July 10, 2014 |
r13daASA Gold and Precious Metals Ltd SCHEDULE 13D/A CUSIP No: G3156P103 TRANSACTIONS IN THE SHARES BY THE REPORTING PERSON DURING THE PAST 60 DAYS Date of Transaction Shares Purchased(Sold) Price per Share 5/2/2014 (25,000) 13.82 6/3/2014 (9,315) 12.92 6/4/2014 (17,900) 12.89 6/5/2014 (47,785) 12.98 6/6/2014 (1,325) 12.93 6/20/2014 (58,087) 14.31 6/23/2014 (18,813) 14.27 |
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| March 24, 2014 |
Quarterly Schedule of Portfolio Holdings - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21650 ASA Gold and Precious Metals Limited (Exact name of registrant as specified in charter) 400 S. El Camino Real, Suite 710, San Mateo, CA 94402-1708 (Address of principal executive offices) ( |
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| March 24, 2014 |
I, David J. Christensen, certify that: EX-99.CERT 2 c76819ex99-cert.htm Exhibit 99.Cert I, David J. Christensen, certify that: 1. I have reviewed this report on Form N-Q of ASA Gold and Precious Metals Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements wer |
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| February 7, 2014 |
SC 13G/A 1 wsmanagement13g.htm WS MANAGEMENT LLLP SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6 )* ASA GOLD & PRECIOUS METALS LTD (Name of Issuer) Common Stock (Title of Class of Securities) G3156P103 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the a |
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| January 28, 2014 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 99.77(b) REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors ASA Gold and Precious Metals Limited San Mateo, California In planning and performing our audit of the financial statements of ASA Gold and Precious Metals Limited (the “Company”) as of and for the year ended November 30, 2013, in accordance with the standards of the Public Company A |
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| January 28, 2014 |
COMPLIANCE WITH SECTION 16 (a) OF THE SECURITIES EXCHANGE ACT OF 1934 Exhibit 99.77q2 COMPLIANCE WITH SECTION 16 (a) OF THE SECURITIES EXCHANGE ACT OF 1934 Section 16(a) of the Securities Exchange Act of 1934 and Section 30(h) of the Investment Company Act of 1940 require the Company’s directors, officers and persons who beneficially own more than 10 percent of the Company’s Common Shares to file reports of ownership of the Company’s Common Shares and changes in suc |
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| January 28, 2014 |
Exhibit 99.77C Results of proposals presented at the annual general meeting of shareholders The following votes were cast at the Annual General Meeting of Shareholders held on March 14, 2013: Election of Directors For Against Abstain David Christensen 9,736,278 1,992,754 49,083 Phillip Goldstein 11,515,873 192,463 69,779 Michael Mead 11,582,336 145,905 49,874 Gary Glynn 11,580,108 147,840 50,167 R |
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| January 27, 2014 |
DEF 14A 1 c76260def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2 |
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| September 20, 2013 |
Quarterly Schedule of Portfolio Holdings - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21650 ASA Gold and Precious Metals Limited (Exact name of registrant as specified in charter) 400 S. El Camino Real, Suite 710, San Mateo, CA 94402-1708 (Address of principal executive offices) ( |
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| September 20, 2013 |
I, David J. Christensen, certify that: Exhibit 99.Cert I, David J. Christensen, certify that: 1. I have reviewed this report on Form N-Q of ASA Gold and Precious Metals Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respe |
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| September 10, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| July 22, 2013 |
Exhibit 99.77C Results of proposals presented at the annual general meeting of shareholders The following votes were cast at the Annual General Meeting of Shareholders held on March 13, 2013: Election of Directors For Against Abstain David Christensen 9,736,278 1,992,754 49,083 Phillip Goldstein 11,515,873 192,463 69,779 Michael Mead 11,582,336 145,905 49,874 Gary Glynn 11,580,108 147,840 50,167 R |
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| June 14, 2013 |
r13daASA Gold and Precious Metals Ltd SCHEDULE 13D/A CUSIP No: G3156P103 TRANSACTIONS IN THE SHARES BY THE REPORTING PERSON DURING THE PAST 60 DAYS Date of Transaction Shares Purchased(Sold) Price per Share 4/26/2013 (1,600) 15.79 4/29/2013 (5,700) 15.50 5/29/2013 (1,300) 13.85 6/03/2013 9,400 14.49 6/04/2013 28,100 14.52 6/12/2013 4,800 14.11 |
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| June 14, 2013 |
ASA / ASA Gold and Precious Metals Ltd. / LAZARD ASSET MANAGEMENT LLC Activist Investment r13daASA Gold and Precious Metals Ltd SCHEDULE 13D/A CUSIP No: G3156P103 1)NAME OF REPORTING PERSON Lazard Asset Management LLC I. |
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| April 30, 2013 |
Quarterly Schedule of Portfolio Holdings - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21650 ASA Gold and Precious Metals Limited (Exact name of registrant as specified in charter) 400 S. El Camino Real, Suite 710, San Mateo, CA 94402-1708 (Address of principal executive offices) ( |
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| April 30, 2013 |
I, David J. Christensen, certify that: Exhibit 99.Cert I, David J. Christensen, certify that: 1. I have reviewed this report on Form N-Q of ASA Gold and Precious Metals Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respe |
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| February 11, 2013 |
SC 13G/A 1 d483985dsc13ga.htm AMENDMENT NO 5 TO SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* ASA GOLD & PRECIOUS METALS LTD (Name of Issuer) Common Stock (Title of Class of Securities) G3156P103 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the approp |
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| February 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 7, 2013 |
r13dASA Gold and Precious Metals Ltd SCHEDULE 13D CUSIP No: G3156P103 TRANSACTIONS IN THE SHARES BY THE REPORTING PERSON DURING THE PAST 60 DAYS Date of Transaction Shares Purchased(Sold) Price per Share 12/27/2012 3,900 21. |
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| February 7, 2013 |
ASA / ASA Gold and Precious Metals Ltd. / LAZARD ASSET MANAGEMENT LLC Activist Investment SC 13D 1 r13dASA.htm SCHEDULE 13D CUSIP No: G3156P103 1)NAME OF REPORTING PERSON Lazard Asset Management LLC I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: 05-0530199 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a)o (b)o 3)SEC USE ONLY: 4)SOURCE OF FUNDS:* OO 5)CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e): o 6)CITIZENSHIP OR PLACE OF ORGANIZATION: Del |
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| February 4, 2013 |
ASA / ASA Gold and Precious Metals Ltd. / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gaasabermudaltd SCHEDULE 13G/A CUSIP No: G3156P103 1)NAME OF REPORTING PERSON S. |
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| January 28, 2013 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 99.77(B) REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors ASA Gold and Precious Metals Limited San Mateo, California In planning and performing our audit of the financial statements of ASA Gold and Precious Metals Limited (the “Company”) as of and for the year ended November 30, 2012, in accordance with the standards of the Public Company A |
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| January 28, 2013 |
COMPLIANCE WITH SECTION 16 (a) OF THE SECURITIES EXCHANGE ACT OF 1934 Exhibit 99.77q2 COMPLIANCE WITH SECTION 16 (a) OF THE SECURITIES EXCHANGE ACT OF 1934 Section 16(a) of the Securities Exchange Act of 1934 and Section 30(h) of the Investment Company Act of 1940 require the Company’s directors, officers and persons who beneficially own more than 10 percent of the Company’s Common Shares to file reports of ownership of the Company’s Common Shares and changes in suc |
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| January 24, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| November 9, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
