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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to AmeriServ Financial, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2025 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 0-11204 AmeriServ |
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| August 11, 2025 |
Report of S.R. Snodgrass, P.C. regarding unaudited interim financial statement information. Exhibit 15.1 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and the Board of Directors AmeriServ Financial, Inc. Results of Review of Interim Financial Statements We have reviewed the accompanying consolidated balance sheet of AmeriServ Financial, Inc. and subsidiaries (the “Company”) as of June 30, 2025; the related consolidated statements of operations and comprehens |
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| August 11, 2025 |
Awareness Letter of S.R. Snodgrass, P.C. Exhibit 15.2 August 11, 2025 AmeriServ Financial, Inc. 216 Franklin Street P.O. Box 520 Johnstown, Pennsylvania 15901 We have reviewed, in accordance with the standards of the Public Company Accounting Oversight Board (United States), the unaudited interim financial information of AmeriServ Financial, Inc. and subsidiaries for the three-month and six-month periods ended June 30, 2025 and 2024, as |
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| July 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 29, 2025 AmeriServ Financial, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employer of |
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| July 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 29, 2025 AmeriServ Financial, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employer of |
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| July 29, 2025 |
Annual Shareholder Meeting HELD: July 29, 2025 Exhibit 99.1 Annual Shareholder Meeting HELD: July 29, 2025 2 J. Michael Adams, Jr. Chairman of the Board Welcome 3 Welcome to our Annual Shareholder Meeting. We appreciate your ongoing loyalty and support. Agenda 4 • Welcome and Introductions • Report on Existence of Quorum • Opening of the Polls • Presentation and Voting on Proposals o Proposal 1 – Election of Directors o Proposal 2 – Advisory V |
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| July 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 22, 2025 AMERISERV FINANCIAL, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employer of |
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| July 22, 2025 |
Exhibit 99.1 AMERISERV FINANCIAL REPORTS EARNINGS FOR THE SECOND QUARTER AND FIRST SIX MONTHS OF 2025 AND ANNOUNCES QUARTERLY COMMON STOCK CASH DIVIDEND JOHNSTOWN, PA - AmeriServ Financial, Inc. (NASDAQ: ASRV) reported a second quarter 2025 net loss of $282,000, or $0.02 per diluted common share. This earnings performance represented a $93,000 improvement from the second quarter of 2024 when the n |
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| June 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K [ X ] Annual Report pursuant to Section 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2024 or [ ] Transition Report pursuant to Section 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number: 0-11204 AmeriServ Financial 401(k) Profit |
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| June 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy St |
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| May 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2025 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 0-11204 AmeriSer |
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| May 13, 2025 |
Awareness Letter of S.R. Snodgrass, P.C. Exhibit 15.2 May 13, 2025 AmeriServ Financial, Inc. 216 Franklin Street P.O. Box 520 Johnstown, Pennsylvania 15901 We have reviewed, in accordance with the standards of the Public Company Accounting Oversight Board (United States), the unaudited interim financial information of AmeriServ Financial, Inc. and subsidiaries for the three-month periods ended March 31, 2025 and 2024, as indicated in our |
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| May 13, 2025 |
Report of S.R. Snodgrass, P.C. regarding unaudited interim financial statement information. Exhibit 15.1 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and the Board of Directors AmeriServ Financial, Inc. Results of Review of Interim Financial Statements We have reviewed the accompanying consolidated balance sheet of AmeriServ Financial, Inc. and subsidiaries (the “Company”) as of March 31, 2025, the related consolidated statements of operations, comprehensiv |
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| April 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 22, 2025 AMERISERV FINANCIAL, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employer o |
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| April 22, 2025 |
Exhibit 99.1 AMERISERV FINANCIAL REPORTS EARNINGS FOR THE FIRST QUARTER OF 2025 AND ANNOUNCES QUARTERLY COMMON STOCK CASH DIVIDEND JOHNSTOWN, PA - AmeriServ Financial, Inc. (NASDAQ: ASRV) reported first quarter 2025 net income of $1,908,000, or $0.12 per diluted common share. This compares to net income for the first quarter of 2024 of $1,904,000, or $0.11 per diluted common share. The following t |
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| April 16, 2025 |
Exhibit 10.3 AMENDMENT TO COOPERATION AGREEMENT This AMENDMENT TO COOPERATION AGREEMENT is made as of April 15, 2025 (this “Amendment”), by and between AmeriServ Financial, Inc., a Pennsylvania corporation (the “Company”), and SB Value Partners, L.P., a Texas limited partnership (the “Investor”), and amends the Agreement referenced below. Capitalized terms not otherwise defined in this Amendment s |
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| April 16, 2025 |
Exhibit 10.1 CONSULTING AGREEMENT This CONSULTING Agreement (this “Agreement”) is entered into as of April 15, 2025, by and between AmeriServ Financial, Inc., a Pennsylvania corporation (the “Company” and, together with its subsidiaries, the “Company Group”), and SB Value Partners, L.P., a Texas limited liability partnership (the “Advisor”). “Parties” means the Company and the Advisor, and each re |
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| April 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 15, 2025 AmeriServ Financial, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employer o |
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| March 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (MARK ONE) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER 0-11204 |
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| March 19, 2025 |
AmeriServ Financial, Inc. & Subsidiaries Compensation Recovery/Clawback Policy. EXHIBIT 97 AMERISERV FINANCIAL, INC & SUBSIDIARIES COMPENSATION RECOVERY/CLAWBACK POLICY Board Adopted/Approved: November 16, 2023 Effective Date: December 1, 2023 1. |
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| March 19, 2025 |
Exhibit 4.1 DESCRIPTION OF CAPITAL STOCK As of March 1, 2025, AmeriServ Financial, Inc. (the “Corporation”) had one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: common stock, $0.01 par value per share (the “Common Stock”). The following summarizes the provisions of the Common Stock under the articles of incorporation and bylaws of the Corporat |
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| March 19, 2025 |
EXHIBIT 19.1 AMERISERV FINANCIAL, INC. POLICY STATEMENT ON PERSONAL SECURITIES TRANSACTIONS The purpose of this policy statement (this “Policy Statement”) is to establish a policy with respect to transactions in the securities of AmeriServ Financial, Inc., its subsidiaries and its affiliates (collectively, “AmeriServ”) by the directors, officers, and employees of AmeriServ (collectively, an “Insid |
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| March 19, 2025 |
Subsidiaries of the Registrant. EXHIBIT 21.1 SUBSIDIARY OF THE REGISTRANT NAME PERCENT OF OWNERSHIP JURISDICTION OF ORGANIZATION AmeriServ Financial Bank 216 Franklin Street Johnstown, PA 15901-1911 100% Commonwealth of Pennsylvania |
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| January 21, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 21, 2025 AMERISERV FINANCIAL, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employer |
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| January 21, 2025 |
Exhibit 99.1 AMERISERV FINANCIAL REPORTS EARNINGS FOR THE FULL YEAR OF 2024 AND ANNOUNCES QUARTERLY COMMON STOCK CASH DIVIDEND JOHNSTOWN, PA - AmeriServ Financial, Inc. (NASDAQ: ASRV) reported fourth quarter 2024 net income of $889,000, or $0.05 per diluted common share. This compares to a net loss for the fourth quarter of 2023 of $5,321,000, or $0.31 per diluted common share. For the year ended |
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| November 13, 2024 |
ASRV / AmeriServ Financial, Inc. / GENDELL JEFFREY L - AMENDMENT NO. 4 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* AmeriServ Financial, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 03074A102 (CUSIP Number) September 30, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| November 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2024 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 0-11204 Amer |
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| November 12, 2024 |
Report of S.R. Snodgrass, P.C. regarding unaudited interim financial statement information. Exhibit 15.1 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and the Board of Directors AmeriServ Financial, Inc. Results of Review of Interim Financial Statements We have reviewed the accompanying consolidated balance sheet of AmeriServ Financial, Inc. and subsidiaries (the “Company”) as of September 30, 2024, the related consolidated statements of operations, comprehe |
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| November 12, 2024 |
Awareness Letter of S.R. Snodgrass, P.C. Exhibit 15.2 November 12, 2024 AmeriServ Financial, Inc. 216 Franklin Street P.O. Box 520 Johnstown, Pennsylvania 15901 We have reviewed, in accordance with the standards of the Public Company Accounting Oversight Board (United States), the unaudited interim financial information of AmeriServ Financial, Inc. and subsidiaries for the three-month and nine-month periods ended September 30, 2024 and 2 |
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| October 22, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 22, 2024 AMERISERV FINANCIAL, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employer |
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| October 22, 2024 |
Exhibit 99.1 AMERISERV FINANCIAL REPORTS EARNINGS FOR THE THIRD QUARTER AND FIRST NINE MONTHS OF 2024 AND ANNOUNCES QUARTERLY COMMON STOCK CASH DIVIDEND JOHNSTOWN, PA - AmeriServ Financial, Inc. (NASDAQ: ASRV) reported third quarter 2024 net income of $1,183,000, or $0.07 per diluted common share. This earnings performance represented a $536,000, or 82.8%, increase from the third quarter of 2023 w |
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| September 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 19, 2024 AMERISERV FINANCIAL, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employ |
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| September 23, 2024 |
Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF AMERISERV FINANCIAL, INC. Amended and restated effective as of September 19, 2024 ARTICLE 1 Meetings of Shareholders Section 1.1. Annual Meeting. The regular annual meeting of the shareholders of AmeriServ Financial, Inc. (the “Corporation”) for the election of directors and the transaction of whatever other business may properly come before the meeting, |
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| August 26, 2024 |
Exhibit 3.2 AMERISERV FINANCIAL, INC. AMENDED AND RESTATED ARTICLES OF INCORPORATION As amended and restated on August 22, 2024 1. The name of the Corporation is AmeriServ Financial, Inc. 2. The location and post office address of the registered office of the Corporation in this Commonwealth is Main and Franklin Streets, Johnstown, Pennsylvania 15901 3. The Corporation is incorporated under the Bu |
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| August 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 22, 2024 AMERISERV FINANCIAL, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employer |
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| August 21, 2024 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 20, 2024 AMERISERV FINANCIAL, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employer |
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| August 21, 2024 |
2024 Investor Presentation AUGUST 2024 Exhibit 99.1 2024 Investor Presentation AUGUST 2024 Forward - Looking Statements 2 This presentation contains various forward - looking statements and includes assumptions concerning the Company’s beliefs, plans, objectives, goals, expectations, anticipations, estimates, intentions, operations, future results, and prospects, including statements that incl ude the words “may,” “could,” “should,” “w |
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| August 21, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 21, 2024 AMERISERV FINANCIAL, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employer |
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| August 12, 2024 |
Report of S.R. Snodgrass, P.C. regarding unaudited interim financial statement information. Exhibit 15.1 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and the Board of Directors AmeriServ Financial, Inc. Results of Review of Interim Financial Statements We have reviewed the accompanying consolidated balance sheet of AmeriServ Financial, Inc. and subsidiaries (the “Company”) as of June 30, 2024, the related consolidated statements of operations, comprehensive |
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| August 12, 2024 |
Awareness Letter of S.R. Snodgrass, P.C. Exhibit 15.2 August 12, 2024 AmeriServ Financial, Inc. 216 Franklin Street P.O. Box 520 Johnstown, Pennsylvania 15901 We have reviewed, in accordance with the standards of the Public Company Accounting Oversight Board (United States), the unaudited interim financial information of AmeriServ Financial, Inc. and subsidiaries for the three-month and six-month periods ended June 30, 2024 and 2023, as |
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| August 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2024 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 0-11204 AmeriServ |
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| July 19, 2024 |
AMERISERV FINANCIAL, INC. ANNOUNCES QUARTERLY COMMON STOCK CASH DIVIDEND Exhibit 99.1 AMERISERV FINANCIAL, INC. ANNOUNCES QUARTERLY COMMON STOCK CASH DIVIDEND JOHNSTOWN, PA – AmeriServ Financial, Inc. (NASDAQ: ASRV) announced that its Board of Directors declared a $0.03 per share quarterly common stock cash dividend. The cash dividend is payable August 19, 2024 to shareholders of record on August 5, 2024. This cash dividend represents a 4.65% annualized yield using the |
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| July 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| July 19, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 19, 2024 AMERISERV FINANCIAL, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employer of |
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| July 16, 2024 |
AMERISERV FINANCIAL REPORTS EARNINGS FOR THE SECOND QUARTER AND FIRST SIX MONTHS OF 2024 Exhibit 99.1 AMERISERV FINANCIAL REPORTS EARNINGS FOR THE SECOND QUARTER AND FIRST SIX MONTHS OF 2024 JOHNSTOWN, PA - AmeriServ Financial, Inc. (NASDAQ: ASRV) reported a second quarter 2024 net loss of $375,000, or $0.02 per diluted common share. This earnings performance represented a $188,000 decrease from the second quarter of 2023 when the net loss totaled $187,000, or $0.01 per diluted common |
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| July 16, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 16, 2024 AMERISERV FINANCIAL, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employer of |
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| July 3, 2024 |
PRELIMINARY PROXY STATEMENT SUBJECT TO COMPLETION — DATED JULY 3, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K [ X ] Annual Report pursuant to Section 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2023. or [ ] Transition Report pursuant to Section 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 0-11204 AmeriServ Financial 401(k) Pro |
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| June 24, 2024 |
Amended and Restated Bylaws of AmeriServ Financial, Inc., effective as of June 20, 2024. Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF AMERISERV FINANCIAL, INC. Amended and restated effective as of June 20, 2024 ARTICLE 1 Meetings of Shareholders Section 1.1. Annual Meeting. The regular annual meeting of the shareholders of AmeriServ Financial, Inc. (the “Corporation”) for the election of directors and the transaction of whatever other business may properly come before the meeting, sha |
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| June 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 20, 2024 AmeriServ Financial, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employer of |
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| June 14, 2024 |
Exhibit 99.1 AmeriServ Financial Announces Cooperation and Settlement Agreement with Driver Management Driver Will Withdraw Director Nominations and Dismiss All Litigation Against AmeriServ JOHNSTOWN, Pa., June 14, 2024-(BUSINESS WIRE)-AmeriServ Financial, Inc. (NASDAQ: ASRV) (“AmeriServ” or the “Company”) today announced that it has reached a cooperation and settlement agreement (the “Cooperation |
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| June 14, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 13, 2024 AmeriServ Financial, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employer of |
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| June 14, 2024 |
Exhibit 10.2 COOPERATION AND SETTLEMENT AGREEMENT This Cooperation and Settlement Agreement (this “Agreement”), effective as of June 13, 2024 (the “Effective Date”), is entered into by and among AmeriServ Financial, Inc., a Pennsylvania corporation (“AmeriServ”), and Driver Opportunity Partners I LP (“Driver Partners”), a Delaware limited partnership, Driver Management Company LLC, and J. Abbott R |
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| June 14, 2024 |
Exhibit 10.1 STOCK PURCHASE AGREEMENT THIS STOCK PURCHASE AGREEMENT (this “Agreement”), dated as of June 13, 2024 (the “Effective Date”), is made by and between AmeriServ Financial, Inc., a Pennsylvania corporation (the “Buyer”), and Driver Opportunity Partners I LP, a Delaware limited partnership (the “Seller”). The Buyer and the Seller are sometimes each referred to herein as a “Party” and are s |
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| May 13, 2024 |
Awareness Letter of S.R. Snodgrass, P.C. Exhibit 15.2 May 13, 2024 AmeriServ Financial, Inc. 216 Franklin Street P.O. Box 520 Johnstown, Pennsylvania 15901 We have reviewed, in accordance with the standards of the Public Company Accounting Oversight Board (United States), the unaudited interim financial information of AmeriServ Financial, Inc. and subsidiaries for the three-month periods ended March 31, 2024 and 2023, as indicated in our |
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| May 13, 2024 |
Report of S.R. Snodgrass, P.C. regarding unaudited interim financial statement information. Exhibit 15.1 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and the Board of Directors AmeriServ Financial, Inc. Results of Review of Interim Financial Statements We have reviewed the accompanying consolidated balance sheet of AmeriServ Financial, Inc. and subsidiaries (the “Company”) as of March 31, 2024, the related consolidated statements of operations, comprehensiv |
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| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2024 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 0-11204 AmeriSer |
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| April 22, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 18, 2024 AmeriServ Financial, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employer o |
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| April 22, 2024 |
Exhibit 99.1 AmeriServ Financial Reaches Cooperation Agreement with Significant Shareholder SB Value Partners, L.P. JOHNSTOWN, Pa., April 22, 2024-(BUSINESS WIRE)-AmeriServ Financial, Inc. (NASDAQ: ASRV) (“AmeriServ” or the “Company”) today announced that it has reached a cooperation agreement (“Cooperation Agreement”) with SB Value Partners, L.P. (“SBV”), which owns approximately 7.7% of the Comp |
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| April 22, 2024 |
Exhibit 10.1 COOPERATION AGREEMENT This Cooperation Agreement (this “Agreement”), effective as of April 18, 2024, is entered into by and between AmeriServ Financial, Inc., a Pennsylvania corporation (the “Company”), and SB Value Partners, L.P., a Texas limited partnership (the “Investor”). Unless otherwise defined herein, capitalized terms shall have the meanings given to them in Section 15. In co |
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| April 22, 2024 |
ASRV / AmeriServ Financial, Inc. / SB Value Partners, L.P. - SCHEDULE 13D Activist Investment SC 13D 1 sbvp20240419sc13d.htm SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* AmeriServ Financial, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 03074A102 (CUSIP Number) Bryan Abbott c/o SB Value Partners, L.P. 1903 San Pedro Ave. San Antonio |
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| April 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 18, 2024 AmeriServ Financial, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employer o |
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| April 19, 2024 |
AMERISERV FINANCIAL, INC. ANNOUNCES QUARTERLY COMMON STOCK CASH DIVIDEND Exhibit 99.1 AMERISERV FINANCIAL, INC. ANNOUNCES QUARTERLY COMMON STOCK CASH DIVIDEND JOHNSTOWN, PA – AmeriServ Financial, Inc. (NASDAQ: ASRV) announced that its Board of Directors declared a $0.03 per share quarterly common stock cash dividend. The cash dividend is payable May 20, 2024 to shareholders of record on May 6, 2024. This cash dividend represents a 4.67% annualized yield using the April |
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| April 19, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 19, 2024 AMERISERV FINANCIAL, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employer o |
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| April 16, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 16, 2024 AMERISERV FINANCIAL, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employer o |
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| April 16, 2024 |
Exhibit 99.1 AMERISERV FINANCIAL REPORTS EARNINGS FOR THE FIRST QUARTER OF 2024 Net Income Up 25.7% Compared to First Quarter of 2023 JOHNSTOWN, PA - AmeriServ Financial, Inc. (NASDAQ: ASRV) today reported first quarter 2024 net income of $1,904,000, or $0.11 per diluted common share. This earnings performance represented a $389,000, or 25.7%, increase over the first quarter of 2023 when net incom |
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| April 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| April 15, 2024 |
10901813.v4 IN THE UNITED STATES DISTRICT COURT FOR THE WESTERN DISTRICT OF PENNSYLVANIA DRIVER OPPORTUNITY PARTNERS, I LP, Plaintiff, v. J. MICHAEL ADAMS, JR., RICHARD W. BLOOMINGDALE, AMY BRADLEY, DAVID J. HICKTON, KIM W. KUNKLE, MARGARET A. O’MALLEY, DANIEL A. ONORATO, MARK E. PASQUERILLA, JEFFREY A. STOPKO, and AMERISERV FINANCIAL, INC. Defendants. C.A. No. 2024- VERIFIED COMPLAINT FOR DECLARA |
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| March 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| March 27, 2024 |
Subsidiaries of the Registrant. EXHIBIT 21.1 SUBSIDIARIES OF THE REGISTRANT NAME PERCENT OF OWNERSHIP JURISDICTION OF ORGANIZATION AmeriServ Financial Bank 216 Franklin Street Johnstown, PA 15901-1911 100% Commonwealth of Pennsylvania AmeriServ Trust and Financial Services Company 216 Franklin Street Johnstown, PA 15901-1911 100% Commonwealth of Pennsylvania |
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| March 27, 2024 |
AmeriServ Financial, Inc. & Subsidiaries Compensation Recovery/Clawback Policy. EXHIBIT 97 AMERISERV FINANCIAL, INC & SUBSIDIARIES COMPENSATION RECOVERY/CLAWBACK POLICY Board Adopted/Approved: November 16, 2023 Effective Date: December 1, 2023 1. |
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| March 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (MARK ONE) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER 0-11204 |
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| March 27, 2024 |
Exhibit 4.1 DESCRIPTION OF CAPITAL STOCK As of March 1, 2024, AmeriServ Financial, Inc. (the “Corporation”) had one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: common stock, $0.01 par value per share (the “Common Stock”). The following summarizes the provisions of the Common Stock under the articles of incorporation and bylaws of the Corporat |
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| March 27, 2024 |
Lawrence S. Elbaum [email protected] Tel 212.237.0084 Fax 917.849.5379 March 27, 2024 VIA ELECTRONIC MAIL AND EDGAR FILING Blake Grady, Tina Chalk Special Counsel Division of Corporation Finance Office of Mergers and Acquisitions United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: AmeriServ Financial, Inc. DEFA14A filed March 8, 2024 File No. 000-11204 De |
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| March 8, 2024 |
Exhibit 99.1 March 8, 2024 Dear Fellow Shareholder: With 2024 well underway, we wanted to take this opportunity to update you on our financial performance and business highlights from last year, as well as provide an overview of what’s next. We remain excited about AmeriServ Financial, Inc.’s (“AmeriServ” or the “Company”) opportunities and are focused on creating long-term value for you and all o |
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| March 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 8, 2024 AmeriServ Financial, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employer of |
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| March 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 8, 2024 AmeriServ Financial, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employer of |
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| February 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| February 21, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 21, 2024 AmeriServ Financial, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employe |
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| February 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 21, 2024 AmeriServ Financial, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employe |
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| February 13, 2024 |
ASRV / AmeriServ Financial, Inc. / GENDELL JEFFREY L - AMENDMENT NO. 3 Passive Investment SC 13G/A 1 asfi212241sc13ga3.htm AMENDMENT NO. 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* AmeriServ Financial, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 03074A102 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) |
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| February 9, 2024 |
SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 22 )* AmeriServ Financial Inc (Name of Issuer) Common Stock (Title of Class of Securities) 03074A102 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate b |
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| February 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 6, 2024 AmeriServ Financial, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employer |
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| February 7, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 6, 2024 AmeriServ Financial, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employer |
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| February 7, 2024 |
Exhibit 99.1 All-Employee Email To: AmeriServ Colleagues From: Jeff Stopko Date: February 6, 2024 Re: Recent Statements from Activist Investor Driver Management Dear Colleagues, You may recall that last year Driver Management Company LLC (“Driver”), an activist hedge fund that has targeted numerous community banks, attempted to elect three individuals to AmeriServ’s Board of Directors. After this |
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| February 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| January 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| January 23, 2024 |
Exhibit 99.1 AMERISERV FINANCIAL REPORTS EARNINGS FOR THE FULL YEAR OF 2023 AND ANNOUNCES QUARTERLY COMMON STOCK CASH DIVIDEND JOHNSTOWN, PA - AmeriServ Financial, Inc. (NASDAQ: ASRV) reported a fourth quarter 2023 net loss of $5,321,000, or $0.31 per diluted common share. This compares to net income for the fourth quarter of 2022 of $947,000, or $0.06 per diluted common share. For the year ended |
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| January 23, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 23, 2024 AMERISERV FINANCIAL, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employer |
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| January 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 12, 2024 AMERISERV FINANCIAL, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employer |
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| January 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| December 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2023 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 0-11204 Amer |
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| November 9, 2023 |
Awareness Letter of S.R. Snodgrass, P.C. Exhibit 15.2 November 9, 2023 AmeriServ Financial, Inc. 216 Franklin Street P.O. Box 520 Johnstown, Pennsylvania 15901 We have reviewed, in accordance with the standards of the Public Company Accounting Oversight Board (United States), the unaudited interim financial information of AmeriServ Financial, Inc. and subsidiaries for the three- and nine-month periods ended September 30, 2023 and 2022, a |
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| November 9, 2023 |
Report of S.R. Snodgrass, P.C. regarding unaudited interim financial statement information. Exhibit 15.1 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and the Board of Directors AmeriServ Financial, Inc. Results of Review of Interim Financial Statements We have reviewed the accompanying consolidated balance sheet of AmeriServ Financial, Inc. and subsidiaries (the “Company”) as of September 30, 2023, the related consolidated statements of operations, comprehe |
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| October 20, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 20, 2023 AMERISERV FINANCIAL, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employer |
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| October 20, 2023 |
AMERISERV FINANCIAL, INC. ANNOUNCES QUARTERLY COMMON STOCK CASH DIVIDEND Exhibit 99.1 AMERISERV FINANCIAL, INC. ANNOUNCES QUARTERLY COMMON STOCK CASH DIVIDEND JOHNSTOWN, PA – AmeriServ Financial, Inc. (NASDAQ: ASRV) announced that its Board of Directors declared a $0.03 per share quarterly common stock cash dividend. The cash dividend is payable November 20, 2023 to shareholders of record on November 6, 2023. This cash dividend represents a 4.71% annualized yield using |
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| October 17, 2023 |
AMERISERV FINANCIAL REPORTS EARNINGS FOR THE THIRD QUARTER AND FIRST NINE MONTHS OF 2023 Exhibit 99.1 AMERISERV FINANCIAL REPORTS EARNINGS FOR THE THIRD QUARTER AND FIRST NINE MONTHS OF 2023 JOHNSTOWN, PA - AmeriServ Financial, Inc. (NASDAQ: ASRV) reported third quarter 2023 net income of $647,000, or $0.04 per diluted common share. This earnings performance was a $1,455,000, or 69.2%, decrease from the third quarter of 2022 when net income totaled $2,102,000, or $0.12 per diluted com |
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| October 17, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 17, 2023 AMERISERV FINANCIAL, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employer |
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| October 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| September 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| September 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| September 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| September 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| September 8, 2023 |
Soundview Plaza 1266 East Main Street, Suite 700R Stamford, CT 06902 Exhibit 2 August 2, 2023 Board of Directors AmeriServ Financial, Inc. 216 Franklin Street Johnstown, PA 15901 Via email to [email protected] Ladies and Gentlemen, Driver Opportunity Partners I LP (together with its managing member, Driver Management Company, “Driver”) is the record owner of 1,000 shares (the “Record Shares”) of the common stock (the “Common Stock”) of AmeriServ Financial Inc. |
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| September 8, 2023 |
Soundview Plaza 1266 East Main Street, Suite 700R Stamford, CT 06902 Exhibit 3 August 2, 2023 Fellow AmeriServ Shareholders, First, to the holders of the approximately 16. |
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| September 8, 2023 |
1266 East Main Street Suite 700R Stamford, CT 06902 Exhibit 1 September 8, 2023 BY EMAIL J. Michael Adams Chairman Board of Directors Jeffery A. Stopko President and CEO AmeriServ Financial, Inc. 216 Franklin Street Johnstown, PA 15901 Gentlemen, Reference is made to your letter to shareholders of AmeriServ Financial, Inc. (“AmeriServ”) dated August 31, 2023 that references a letter that Driver Opportunity Partners I LP sent to AmeriServ shareholde |
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| September 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| September 7, 2023 |
Soundview Plaza 1266 East Main Street, Suite 700R Stamford, CT 06902 September 6, 2023 Mr. J. Michael Adams Chairman of the Board c/o Sharon Callihan, Corporate Secretary AmeriServ Financial, Inc. 216 Franklin Street Johnstown, PA 15901 Via email to [email protected] and [email protected] Mr. Adams, Driver Opportunity Partners I LP (“Driver Opportunity”, and together with Driver Management Company LLC, “Driver”) is the record owner of 1,000 shares of the co |
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| September 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| September 7, 2023 |
1266 East Main Street Suite 700R Stamford, CT 06902 Exhibit 1 September 7, 2023 J. Michael Adams Chairman Board of Directors AmeriServ Financial, Inc. 216 Franklin Street Johnstown, PA 15901 Via Email and FedEx DEMAND PURSUANT TO 15 Pa. C.S. § 1508 – RESPONSE WITHIN FIVE BUSINESS DAYS REQUIRED Mr. Adams, Driver Opportunity Partners I LP (together with its general partner, Driver Management Company LLC, “Driver”) is the record owner of 1,000 shares |
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| September 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| August 31, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 31, 2023 AmeriServ Financial, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employer |
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| August 31, 2023 |
Exhibit 99.1 LETTER TO SHAREHOLDERS FROM J. MICHAEL ADAMS, JR., CHAIRMAN OF THE BOARD, AND JEFFREY A. STOPKO, PRESIDENT AND CEO August 31, 2023 Dear Shareholder, We are excited about the future of AmeriServ and are executing our strategy to create long-term value for you and all our stakeholders. Our Board of Directors (the “Board”) is committed to making sure we achieve this goal. The Board has a |
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| August 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 28, 2023 AMERISERV FINANCIAL, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employer |
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| August 29, 2023 |
Employment Agreement, dated May 17, 2010, between AmeriServ Financial, Inc. and James T. Huerth. Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (“Agreement”) is entered into on May 6, 2010, and is effective as of May 17, 2010 (the “Effective Date”), by and between AMERISERV FINANCIAL BANK (the “Bank”), a wholly-owned subsidiary of AmeriServ Financial, Inc. (the “Company”), and James T. Huerth (the “Executive”). Preamble The Bank and the Executive wish to establish a satisfactory |
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| August 15, 2023 |
ASRV / Ameriserv Financial Inc / SB Value Partners, L.P. - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G under the securities exchange act of 1934 AmeriServ Financial, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 03074A102 (CUSIP Number) August 8, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi |
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| August 10, 2023 |
Report of S.R. Snodgrass, P.C. regarding unaudited interim financial statement information. Exhibit 15.1 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Stockholders and the Board of Directors AmeriServ Financial, Inc. Results of Review of Interim Financial Statements We have reviewed the accompanying consolidated balance sheet of AmeriServ Financial, Inc. and subsidiaries (the “Company”) as of June 30, 2023, the related consolidated statements of operations and comprehens |
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| August 10, 2023 |
Awareness Letter of S.R. Snodgrass, P.C. Exhibit 15.2 August 10, 2023 AmeriServ Financial, Inc. 216 Franklin Street P.O. Box 520 Johnstown, Pennsylvania 15901 We have reviewed, in accordance with the standards of the Public Company Accounting Oversight Board (United States), the unaudited interim financial information of AmeriServ Financial, Inc. and subsidiaries for the three- and six-month periods ended June 30, 2023 and 2022, as indic |
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| August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2023 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 0-11204 AmeriServ |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 5)1 AmeriServ Financial, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 03074A102 (CUSIP Number) J. ABBOTT R. COOPER DR |
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| July 21, 2023 |
AMERISERV FINANCIAL, INC. ANNOUNCES QUARTERLY COMMON STOCK CASH DIVIDEND Exhibit 99.1 AMERISERV FINANCIAL, INC. ANNOUNCES QUARTERLY COMMON STOCK CASH DIVIDEND JOHNSTOWN, PA – AmeriServ Financial, Inc. (NASDAQ: ASRV) announced that its Board of Directors declared a $0.03 per share quarterly common stock cash dividend. The cash dividend is payable August 21, 2023 to shareholders of record on August 7, 2023. This cash dividend represents a 4.36% annualized yield using the |
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| July 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 21, 2023 AMERISERV FINANCIAL, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employer of |
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| July 18, 2023 |
AMERISERV FINANCIAL REPORTS EARNINGS FOR THE SECOND QUARTER AND FIRST SIX MONTHS OF 2023 Exhibit 99.1 AMERISERV FINANCIAL REPORTS EARNINGS FOR THE SECOND QUARTER AND FIRST SIX MONTHS OF 2023 JOHNSTOWN, PA - AmeriServ Financial, Inc. (NASDAQ: ASRV) reported a second quarter 2023 net loss of $187,000, or $0.01 per diluted common share. This earnings performance was a $2,168,000, or 109.4%, decrease from the second quarter of 2022 when net income totaled $1,981,000, or $0.12 per diluted |
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| July 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 18, 2023 AMERISERV FINANCIAL, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employer of |
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| June 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K [ X ] Annual Report pursuant to Section 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2022. or [ ] Transition Report pursuant to Section 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 0-11204 Ameriserv Financial 401(k) Pro |
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| June 28, 2023 |
Exhibit 99.1 AmeriServ Financial Announces the Election of J. Michael Adams, Jr. as Independent Chairman of the Board of Directors Also Elects Kim W. Kunkle as Vice Chairman Thanks Retired Board Members Allan R. Dennison and Sara A. Sargent for Years of Service JOHNSTOWN, Pa., June 22, 2023-(BUSINESS WIRE)-AmeriServ Financial, Inc. (NASDAQ: ASRV) ("AmeriServ" or the "Company") today announced that |
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| June 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 22, 2023 AMERISERV FINANCIAL, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employer of |
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| June 1, 2023 |
Exhibit 99.1 2 Michael D. Lynch Executive Vice President Chief Financial Officer Chief Investment Officer Chief Risk Officer 3 Forward-Looking Statements This presentation contains various forward-looking statements and includes assumptions concerning the Company’s beliefs, plans, objectives, goals, expectations, anticipations, estimates, intentions, operations, future results, and prospects, incl |
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| June 1, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 1, 2023 AMERISERV FINANCIAL, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employer of |
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| May 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 26, 2023 AMERISERV FINANCIAL, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employer of |
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| May 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission |
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| May 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission |
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| May 16, 2023 |
EXHIBIT 1 May 16, 2023 Dear Shareholder, AmeriServ Financial Inc.’s (“AmeriServ” or the “Company”) 2023 Annual Meeting of Shareholders (the “Annual Meeting”) is scheduled for May 26, 2023. Your vote matters to protect your investment and support our ability to execute on our strategy to create long-term value. The GOLD proxy card included in this mailing contains instructions on how to cast your v |
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| May 12, 2023 |
Report of S.R. Snodgrass, P.C. regarding unaudited interim financial statement information. Exhibit 15.1 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Stockholders and the Board of Directors AmeriServ Financial, Inc. Results of Review of Interim Financial Statements We have reviewed the accompanying consolidated balance sheet of AmeriServ Financial, Inc. and subsidiaries (the “Company”) as of March 31, 2023, and the related consolidated statements of operations, comprehe |
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| May 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| May 12, 2023 |
Awareness Letter of S.R. Snodgrass, P.C. Exhibit 15.2 May 12, 2023 AmeriServ Financial, Inc. 216 Franklin Street P.O. Box 520 Johnstown, Pennsylvania 15901 We have reviewed, in accordance with the standards of the Public Company Accounting Oversight Board (United States), the unaudited interim financial information of AmeriServ Financial, Inc. and subsidiaries for the three-month periods ended March 31, 2023 and 2022, as indicated in our |
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| May 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2023 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 0-11204 AmeriSer |
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| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| May 10, 2023 | ||
| May 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confid |
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| May 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| May 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| May 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission |
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| April 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 3) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confid |
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| April 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| April 24, 2023 |
PRELIMINARY PROXY STATEMENT SUBJECT TO COMPLETION — DATED APRIL 24, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 24, 2023 |
C. Patrick Gadson [email protected] Tel 212.237.0198 Fax 917.849.5386 April 24, 2023 VIA ELECTRONIC MAIL AND EDGAR FILING David Plattner Special Counsel Division of Corporation Finance Office of Mergers and Acquisitions United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: AmeriServ Financial, Inc. PRER14A filed April 19, 2023 File No. 000-11204 Dear Mr. Pl |
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| April 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| April 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 21, 2023 AMERISERV FINANCIAL, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employer o |
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| April 21, 2023 |
AMERISERV FINANCIAL, INC. ANNOUNCES QUARTERLY COMMON STOCK CASH DIVIDEND Exhibit 99.1 AMERISERV FINANCIAL, INC. ANNOUNCES QUARTERLY COMMON STOCK CASH DIVIDEND JOHNSTOWN, PA – AmeriServ Financial, Inc. (NASDAQ: ASRV) announced that its Board of Directors declared a $0.03 per share quarterly common stock cash dividend. The cash dividend is payable May 22, 2023 to shareholders of record on May 8, 2023. This cash dividend represents a 3.83% annualized yield using the April |
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| April 19, 2023 |
C. Patrick Gadson [email protected] Tel 212.237.0198 Fax 917.849.5386 April 19, 2023 VIA ELECTRONIC MAIL AND EDGAR FILING David Plattner Special Counsel Division of Corporation Finance Office of Mergers and Acquisitions United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: AmeriServ Financial, Inc. PREC14A filed April 6, 2023 File No. 000-11204 Dear Mr. Pla |
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| April 19, 2023 |
PRELIMINARY PROXY STATEMENT SUBJECT TO COMPLETION — DATED APRIL 19, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 18, 2023 |
AMERISERV FINANCIAL REPORTS FIRST QUARTER 2023 EARNINGS Exhibit 99.1 AMERISERV FINANCIAL REPORTS FIRST QUARTER 2023 EARNINGS JOHNSTOWN, PA - AmeriServ Financial, Inc. (NASDAQ: ASRV) reported first quarter 2023 net income of $1,515,000, or $0.09 per diluted common share. This earnings performance represented a $903,000, or 37.3%, decrease from the first quarter of 2022 when net income totaled $2,418,000, or $0.14 per diluted common share. The following |
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| April 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission |
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| April 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 18, 2023 AMERISERV FINANCIAL, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employer o |
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| April 6, 2023 |
PRELIMINARY PROXY STATEMENT SUBJECT TO COMPLETION — DATED APRIL 5, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| March 31, 2023 |
12026512-2 IN THE UNITED STATES DISTRICT COURT FOR THE WESTERN DISTRICT OF PENNSYLVANIA : DRIVER OPPORTUNITY PARTNERS : I, LP, : : Plaintiff, : : Civ. |
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| March 27, 2023 |
Exhibit 4.1 DESCRIPTION OF CAPITAL STOCK As of March 1, 2023, AmeriServ Financial, Inc. (the “Corporation”) had one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended: common stock, $0.01 par value per share (the “Common Stock”). The following summarizes the provisions of the Common Stock under the articles of incorporation and bylaws of the Corporat |
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| March 27, 2023 |
Subsidiaries of the Registrant. EXHIBIT 21.1 SUBSIDIARIES OF THE REGISTRANT NAME PERCENT OF OWNERSHIP JURISDICTION OF ORGANIZATION AmeriServ Financial Bank 216 Franklin Street Johnstown, PA 15901-1911 100% Commonwealth of Pennsylvania AmeriServ Trust and Financial Services Company 216 Franklin Street Johnstown, PA 15901-1911 100% Commonwealth of Pennsylvania |
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| March 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (MARK ONE) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER 0-11204 |
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| March 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| March 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 2) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confid |
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| March 20, 2023 |
Press release dated March 20, 2023 of AmeriServ Financial, Inc. Exhibit 99.1 AmeriServ Financial Files Lawsuit Against Driver Management to Protect the Company and All Stakeholders Acts to Prevent Driver from Waging a Costly, Distracting and Illegal Proxy Contest Reiterates Driver’s Purported Notice of Nomination is Materially Deficient and Fails to Comply with the Company’s Bylaws, Especially with Regard to Disclosing Conflicts of Interest JOHNSTOWN, Pa., Mar |
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| March 20, 2023 |
Exhibit 99.1 AmeriServ Financial Files Lawsuit Against Driver Management to Protect the Company and All Stakeholders Acts to Prevent Driver from Waging a Costly, Distracting and Illegal Proxy Contest Reiterates Driver’s Purported Notice of Nomination is Materially Deficient and Fails to Comply with the Company’s Bylaws, Especially with Regard to Disclosing Conflicts of Interest JOHNSTOWN, Pa., Mar |
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| March 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 20, 2023 AMERISERV FINANCIAL, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employer o |
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| March 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 20, 2023 AMERISERV FINANCIAL, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employer o |
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| March 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| March 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confid |
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| March 16, 2023 |
Thomas V. Ayala Direct Dial: (215) 569-4596 Email: [email protected] PHIL1 9347634v.1 VIA E-MAIL March 16, 2023 David W. Swartz Stevens & Lee 111 N. Sixth Street P.O. Box 679 Reading, PA 19603 610.478.2000 [email protected] Re: Driver’s Nomination of Individuals for Election as Directors at the 2023 Annual Meeting of Shareholders of AmeriServ Financial, Inc. Dear Mr. Swartz: I write as co |
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| March 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| March 15, 2023 |
Letter dated March 15, 2023 to counsel to Driver Opportunity Partners I LP Exhibit 99.1 111 N. Sixth Street P.O. Box 679 Reading, PA 19603 (610) 478-2000 www.stevenslee.com T: (610) 478-2184 F: (610) 988-0815 [email protected] March 15, 2023 BY E-MAIL AND FEDERAL EXPRESS Olshan Frome Wolosky LLP 1325 Avenue of the Americas New York, New York 10019 [email protected] Attention: Andrew Freedman, Esq. Re: Purported Notice of Shareholder Nomination of Individu |
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| March 15, 2023 |
Exhibit 99.2 AmeriServ Financial Discloses That Driver’s Notice of Director Candidate Nominations is Invalid Activist Fund’s Notice Contains Material Deficiencies and Fails to Comply with Company’s Bylaws, Including Those Pertaining to Conflicts of Interest JOHNSTOWN, Pa., March 15, 2023 /PRNewswire/ - AmeriServ Financial, Inc. (“AmeriServ” or the "Company") (NASDAQ: ASRV) today announced that its |
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| March 15, 2023 |
111 N. Sixth Street P.O. Box 679 Reading, PA 19603 (610) 478-2000 www.stevenslee.com Exhibit 99.1 111 N. Sixth Street P.O. Box 679 Reading, PA 19603 (610) 478-2000 www.stevenslee.com T: (610) 478-2184 F: (610) 988-0815 [email protected] March 15, 2023 BY E-MAIL AND FEDERAL EXPRESS Olshan Frome Wolosky LLP 1325 Avenue of the Americas New York, New York 10019 [email protected] Attention: Andrew Freedman, Esq. Re: Purported Notice of Shareholder Nomination of Individu |
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| March 15, 2023 |
DEFA14A 1 tmb-20211017xdefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 15, 2023 AMERISERV FINANCIAL, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or oth |
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| March 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 15, 2023 AMERISERV FINANCIAL, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employer o |
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| March 15, 2023 |
Press release dated March 15, 2023 of AmeriServ Financial, Inc. Exhibit 99.2 AmeriServ Financial Discloses That Driver’s Notice of Director Candidate Nominations is Invalid Activist Fund’s Notice Contains Material Deficiencies and Fails to Comply with Company’s Bylaws, Including Those Pertaining to Conflicts of Interest JOHNSTOWN, Pa., March 15, 2023 /PRNewswire/ - AmeriServ Financial, Inc. (“AmeriServ” or the "Company") (NASDAQ: ASRV) today announced that its |
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| March 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 13, 2023 AMERISERV FINANCIAL, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employer o |
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| March 13, 2023 |
Press release dated March 13, 2023 of AmeriServ Financial, Inc. Exhibit 99.1 AmeriServ Financial Announces Refreshed Slate of Highly Qualified, Independent Director Candidates for 2023 Annual Meeting Intends to Nominate New Candidates Richard Bloomingdale and David Hickton, Along With Current Director Daniel Onorato, for Election to the Board Notes That New Candidates Bring Additive Experience and Relevant Qualifications That Support Priority Areas, Including |
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| March 13, 2023 |
Exhibit 99.1 AmeriServ Financial Announces Refreshed Slate of Highly Qualified, Independent Director Candidates for 2023 Annual Meeting Intends to Nominate New Candidates Richard Bloomingdale and David Hickton, Along With Current Director Daniel Onorato, for Election to the Board Notes That New Candidates Bring Additive Experience and Relevant Qualifications That Support Priority Areas, Including |
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| March 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 13, 2023 AMERISERV FINANCIAL, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employer o |
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| March 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| February 10, 2023 |
ASRV / AmeriServ Financial, Inc. / M3 PARTNERS LP Passive Investment SC 13G/A 1 fp0082186-9sc13ga.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 6) AmeriServ Financial, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 03074A102 (CUSIP Number) Decembe |
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| February 10, 2023 |
SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 21 )* AmeriServ Financial Inc (Name of Issuer) Common Stock (Title of Class of Securities) 03074A102 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate b |
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| February 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confide |
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| January 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| January 24, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 24, 2023 AMERISERV FINANCIAL, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employer |
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| January 24, 2023 |
Exhibit 99.1 AMERISERV FINANCIAL REPORTS INCREASED EARNINGS FOR THE FULL YEAR OF 2022 AND ANNOUNCES QUARTERLY COMMON STOCK CASH DIVIDEND JOHNSTOWN, PA - AmeriServ Financial, Inc. (NASDAQ: ASRV) reported fourth quarter 2022 net income of $947,000, or $0.06 per diluted common share. This earnings performance was a $905,000, or 48.9%, decrease from the fourth quarter of 2021 when net income totaled $ |
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| January 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| January 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| January 20, 2023 |
Exhibit 99.1 January 20, 2023 Jeffrey Stopko Chief Executive Officer AmeriServ Financial, Inc. 216 Franklin Street Johnstown, PA 15901 Via Email and FedEx Mr. Stopko, By letter dated December 20, 2022 (the “December 20 Letter”; a copy of which is transmitted herewith), Allan Dennison, chairman of the board (the (“Board”) of AmeriServ Financial, Inc. (the “Corporation” or “ASRV”) made reference to |
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| January 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 4)1 AmeriServ Financial, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 03074A102 (CUSIP Number) J. ABBOTT R. COOPER DR |
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| January 19, 2023 |
SC 13D/A 1 sc13da31244700601192023.htm AMENDMENT NO. 3 TO THE SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 3)1 AmeriServ Financial, Inc. (Name of Issuer) Common Stock, $0.01 par value (Ti |
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| January 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 19, 2023 AMERISERV FINANCIAL, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employer |
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| January 19, 2023 |
EX-99.2 3 ex992to13da312447006011923.htm JANUARY 18 LETTER Exhibit 99.2 January 18, 2023 Mr. Allan Dennison Chairman of the Board AmeriServ Financial, Inc. 216 Franklin Street Johnstown, PA 15901 Via email Allan, Yesterday, Driver Opportunity Partners I LP (together with Driver Management Company LLC, “Driver”) nominated three highly qualified candidates for election to the board of directors (the |
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| January 19, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 19, 2023 AMERISERV FINANCIAL, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employer |
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| January 19, 2023 |
EX-99.3 4 ex993to13da312447006011923.htm JANUARY 19 LETTER Exhibit 99.3 January 19, 2023 Mr. Allan Dennison Chairman of the Board AmeriServ Financial, Inc. 216 Franklin Street Johnstown, PA 15901 Via email Allan, Reference is made to your letter dated January 19, 2023. I am afraid there has been a serious misunderstanding: we never had any intention in participating in any “refreshment process” co |
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| January 19, 2023 |
DFAN14A 1 dfan14a1244700601192023.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ |
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| January 19, 2023 |
Letter dated January 19, 2023 of AmeriServ Financial, Inc. Exhibit 99.1 January 19, 2023 Driver Management Company LLC Attn: J. Abbott Cooper 1266 E. Main Street, Suite 700R Stamford, CT 06902 Subject: Response to Public Rejection of Offer to Collaborate on Board Refreshment and Governance Enhancements Dear Mr. Cooper, As communicated in our January 9th letter, the Board of Directors (the “Board”) of AmeriServ Financial, Inc. values shareholder feedback. |
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| January 19, 2023 |
EX-99.1 2 ex991to13da312447006011923.htm JANUARY 17 LETTER Exhibit 99.1 January 17, 2022 Mr. J. Michael Adams, Jr. Chair, Nominating and Corporate Governance Committee AmeriServ Financial, Inc. 216 Franklin Street Johnstown, PA 15901 Via email Mr. Adams, Reference is made to your letter dated January 9, 2023. Based on AmeriServ Financial Inc.’s (“ASRV”) long term track record of abysmal financial |
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| January 19, 2023 |
Exhibit 99.1 January 19, 2023 Driver Management Company LLC Attn: J. Abbott Cooper 1266 E. Main Street, Suite 700R Stamford, CT 06902 Subject: Response to Public Rejection of Offer to Collaborate on Board Refreshment and Governance Enhancements Dear Mr. Cooper, As communicated in our January 9th letter, the Board of Directors (the “Board”) of AmeriServ Financial, Inc. values shareholder feedback. |
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| January 18, 2023 |
SC 13D/A 1 sc13da21244700601172023.htm AMENDMENT NO. 2 TO THE SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)1 AmeriServ Financial, Inc. (Name of Issuer) Common Stock, $0.01 par value (Ti |
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| January 18, 2023 |
EX-99.3 4 ex993to13da212447006011723.htm FORM OF INDEMNIFICATION AGREEMENT Exhibit 99.3 DRIVER OPPORTUNITY PARTNERS I LP c/o Driver Management Company LLC 1903 San Pedro Avenue, Suite 102 San Antonio, TX 78212 January 17, 2023 [Nominee] [Address] Re: AmeriServ Financial, Inc. Dear [Nominee]: Thank you for agreeing to serve as a nominee for election to the Board of Directors of AmeriServ Financial, |
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| January 18, 2023 |
EX-99.2 3 ex992to13da212447006011723.htm FORM OF POWER OF ATTORNEY Exhibit 99.2 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints J. Abbott R. Cooper the undersigned’s true and lawful attorney-in-fact to take any and all action in connection with (i) the undersigned’s beneficial ownership of, or participation in a group with respect to, securities o |
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| January 18, 2023 |
JOINT FILING AND SOLICITATION AGREEMENT EX-99.1 2 ex991to13da212447006011723.htm JOINT FILING AND SOLICITATION AGREEMENT, DATED JANUARY 17, 2023 Exhibit 99.1 JOINT FILING AND SOLICITATION AGREEMENT WHEREAS, certain of the undersigned are shareholders, direct or beneficial, of AmeriServ Financial, Inc., a Pennsylvania corporation (the “Company”); WHEREAS, Driver Opportunity Partners I LP, Driver Management Company LLC, J. Abbott R. Coope |
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| January 17, 2023 |
DFAN14A 1 dfan14a1244700601172023.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ |
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| January 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| January 3, 2023 |
SC 13D/A 1 sc13da11244700601032023.htm AMENDMENT NO. 1 TO THE SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 AmeriServ Financial, Inc. (Name of Issuer) Common Stock, $0.01 par value (Ti |
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| November 18, 2022 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, par value $0.01 per share, of AmeriServ Financial, Inc., a Pennsylvania cor |
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| November 18, 2022 |
ASRV / AmeriServ Financial, Inc. / Driver Management Co LLC - THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. )1 AmeriServ Financial, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 03074A102 (CUSIP Number) J. ABBOTT R. COOPER DRI |
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| November 17, 2022 |
EX-FILING FEES 4 tmb-20221006xexfilingfees.htm EX-FILING FEES Exhibit 107.1 Calculation of Filing Fee Tables Form S-8 Registration Statement under the Securities Act of 1933 (Form Type) AmeriServ Financial, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title (1) Fee Calculation Rule Amount Registered (1) Proposed Maxim |
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| November 17, 2022 |
As filed with the Securities and Exchange Commission on November 17, 2022 As filed with the Securities and Exchange Commission on November 17, 2022 Registration No. |
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| November 10, 2022 |
Report of S.R. Snodgrass, P.C. regarding unaudited interim financial statement information. Exhibit 15.1 ? REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ? ? ? To the Stockholders and the Board of Directors AmeriServ Financial, Inc. ? ? ? Results of Review of Interim Financial Statements ? We have reviewed the accompanying consolidated balance sheet of AmeriServ Financial, Inc. and subsidiaries (the ?Company?) as of September 30, 2022, the related consolidated statements of oper |
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| November 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 10, 2022 |
Awareness Letter of S.R. Snodgrass, P.C. Exhibit 15.2 ? ? ? November 10, 2022 ? ? AmeriServ Financial, Inc. 216 Franklin Street P.O. Box 520 Johnstown, Pennsylvania 15901 ? ? We have reviewed, in accordance with the standards of the Public Company Accounting Oversight Board (United States), the unaudited interim financial information of AmeriServ Financial, Inc. and subsidiaries for the three-month and nine-month periods ended September |
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| October 24, 2022 |
Financial Statements and Exhibits, Other Events ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? Form 8-K ? Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported) October 24, 2022 ? AMERISERV FINANCIAL, Inc. (exact name of registrant as specified in its charter) ? ? ? ? ? ? Pennsylvania ? 0-11204 ? 25-1424278 (State or other jurisdicti |
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| October 24, 2022 |
AMERISERV FINANCIAL, INC. ANNOUNCES QUARTERLY COMMON STOCK CASH DIVIDEND ? Exhibit 99.1 ? ? AMERISERV FINANCIAL, INC. ANNOUNCES QUARTERLY COMMON STOCK CASH DIVIDEND ? JOHNSTOWN, PA ? AmeriServ Financial, Inc. (NASDAQ: ASRV) announced that its Board of Directors declared a $0.03 per share quarterly common stock cash dividend. The cash dividend is payable November 21, 2022 to shareholders of record on November 7, 2022. This cash dividend represents a 3.13% annualized yie |
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| October 18, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? Form 8-K ? Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported) October 18, 2022 ? AMERISERV FINANCIAL, Inc. (exact name of registrant as specified in its charter) ? ? ? ? ? ? Pennsylvania ? 0-11204 ? 25-1424278 (State or other jurisdicti |
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| October 18, 2022 |
Exhibit 99.1 AMERISERV FINANCIAL REPORTS INCREASED EARNINGS FOR THE THIRD QUARTER AND FIRST NINE MONTHS OF 2022 ? JOHNSTOWN, PA - AmeriServ Financial, Inc. (NASDAQ: ASRV) reported third quarter 2022 net income of $2,102,000, or $0.12 per diluted common share. This earnings performance was a $671,000, or 46.9%, increase from the third quarter of 2021 when net income totaled $1,431,000, or $0.08 per |
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| August 10, 2022 |
Awareness Letter of S.R. Snodgrass, P.C. Exhibit 15.2 August 10, 2022 AmeriServ Financial, Inc. 216 Franklin Street P.O. Box 520 Johnstown, Pennsylvania 15901 We have reviewed, in accordance with the standards of the Public Company Accounting Oversight Board (United States), the unaudited interim financial information of AmeriServ Financial, Inc. and subsidiaries for the three-month and six-month periods ended June 30, 2022 and 2021, as |
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| August 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 10, 2022 |
Report of S.R. Snodgrass, P.C. regarding unaudited interim financial statement information. Exhibit 15.1 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Stockholders and the Board of Directors AmeriServ Financial, Inc. Results of Review of Interim Financial Statements We have reviewed the accompanying consolidated balance sheet of AmeriServ Financial, Inc. and subsidiaries (the “Company”) as of June 30, 2022, the related consolidated statements of operations, comprehensive |
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| July 25, 2022 |
Financial Statements and Exhibits, Other Events ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? Form 8-K ? Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported) July 25, 2022 ? AMERISERV FINANCIAL, Inc. (exact name of registrant as specified in its charter) ? ? ? ? ? ? Pennsylvania ? 0-11204 ? 25-1424278 (State or other jurisdiction |
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| July 25, 2022 |
AMERISERV FINANCIAL, INC. ANNOUNCES QUARTERLY COMMON STOCK CASH DIVIDEND ? Exhibit 99.1 ? ? AMERISERV FINANCIAL, INC. ANNOUNCES QUARTERLY COMMON STOCK CASH DIVIDEND ? JOHNSTOWN, PA ? AmeriServ Financial, Inc. (NASDAQ: ASRV) announced that its Board of Directors declared a $0.03 per share quarterly common stock cash dividend. The cash dividend is payable August 22, 2022 to shareholders of record on August 8, 2022. This cash dividend represents a 3.08% annualized yield u |
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| July 19, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 19, 2022 AMERISERV FINANCIAL, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employer of |
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| July 19, 2022 |
Exhibit 99.1 AMERISERV FINANCIAL REPORTS INCREASED EARNINGS FOR THE SECOND QUARTER AND FIRST SIX MONTHS OF 2022 ? JOHNSTOWN, PA - AmeriServ Financial, Inc. (NASDAQ: ASRV) reported second quarter 2022 net income of $1,981,000, or $0.12 per diluted common share. This earnings performance was a $273,000, or 16.0%, increase from the second quarter of 2021 when net income totaled $1,708,000, or $0.10 p |
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| June 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K [ X ] Annual Report pursuant to Section 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2021. or [ ] Transition Report pursuant to Section 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Commission File Number: 0-11204 Ameriserv Financial 401(k) Pro |
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| May 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 11, 2022 |
Report of S.R. Snodgrass, P.C. regarding unaudited interim financial statement information. Exhibit 15.1 ? REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ? ? ? To the Stockholders and the Board of Directors AmeriServ Financial, Inc. ? ? Results of Review of Interim Financial Statements ? We have reviewed the accompanying consolidated balance sheet of AmeriServ Financial, Inc. and subsidiaries (the ?Company?) as of March 31, 2022, the related consolidated statements of operations |
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| May 11, 2022 |
Awareness Letter of S.R. Snodgrass, P.C. Exhibit 15.2 ? ? ? May 11, 2022 ? ? AmeriServ Financial, Inc. 216 Franklin Street P.O. Box 520 Johnstown, Pennsylvania 15901 ? We have reviewed, in accordance with the standards of the Public Company Accounting Oversight Board (United States), the unaudited interim financial information of AmeriServ Financial, Inc. and subsidiaries for the three-month periods ended March 31, 2022 and 2021, as indi |
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| May 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 6, 2022 AMERISERV FINANCIAL, Inc. (exact name of registrant as specified in its charter) Pennsylvania 0-11204 25-1424278 (State or other jurisdiction (Commission (IRS Employer of i |
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| May 10, 2022 |
Amy Bradley Joins AmeriServ Financial, Inc. Board of Directors Exhibit 99.1 Amy Bradley Joins AmeriServ Financial, Inc. Board of Directors Johnstown, PA – The Board of Directors of AmeriServ Financial, Inc. (NASDAQ: ASRV) today announced the appointment of Amy Bradley, president and chief executive officer of the Cambria Regional Chamber of Commerce, as an independent director of the company and a new member of the investment/asset liability committee. Ms. Br |
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| April 27, 2022 |
EX-99.1 2 tmb-20220426xex99d1.htm EX-99.1 Exhibit 99.1 2 Allan R. Dennison Chairman 3 4 Welcome to our Annual Shareholder Meeting. We appreciate your ongoing loyalty and support. Welcome 5 • Proxy Items • Chief Financial Officer Presentation • President & CEO Comments • Final Report on Proxy Items • Question & Answer Period Agenda 6 Kim W. Kunkle Jeffrey A. Stopko Election of Class III Directors 7 |
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| April 27, 2022 |
? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? Form 8-K ? Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported) April 26, 2022 ? AMERISERV FINANCIAL, Inc. (exact name of registrant as specified in its charter) ? ? ? ? ? ? Pennsylvania ? 0-11204 ? 25-1424278 (State or other jurisdiction |
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| April 19, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? Form 8-K ? Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported) April 19, 2022 ? AMERISERV FINANCIAL, Inc. (exact name of registrant as specified in its charter) ? ? ? ? ? ? Pennsylvania ? 0-11204 ? 25-1424278 (State or other jurisdiction |
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| April 19, 2022 |
Exhibit 99.1 AMERISERV FINANCIAL REPORTS RECORD FIRST QUARTER 2022 EARNINGS AND ANNOUNCES A 20% INCREASE IN THE QUARTERLY COMMON STOCK CASH DIVIDEND JOHNSTOWN, PA - AmeriServ Financial, Inc. (NASDAQ: ASRV) reported first quarter 2022 net income of $2,418,000, or $0.14 per diluted common share. This earnings performance represented a $337,000, or 16.2%, increase from the first quarter of 2021 when |
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| March 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a?6(e)(2)) ? Definitive Proxy State |
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| March 22, 2022 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| March 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| March 14, 2022 |
Subsidiaries of the Registrant. EXHIBIT 21.1 SUBSIDIARIES OF THE REGISTRANT NAME PERCENT OF OWNERSHIP JURISDICTION OF ORGANIZATION AmeriServ Financial Bank 216 Franklin Street Johnstown, PA 15901-1911 ? 100% ? Commonwealth of Pennsylvania ? AmeriServ Trust and Financial Services Company 216 Franklin Street Johnstown, PA 15901-1911 ? 100% ? Commonwealth of Pennsylvania ? ? ? ? ? ? ? ? |
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| February 14, 2022 |
ASRV / AmeriServ Financial, Inc. / M3 PARTNERS LP Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 5) AmeriServ Financial, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 03074A102 (CUSIP Number) December 31, 2021 (Date of Event Which R |
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| February 11, 2022 |
ASRV / AmeriServ Financial, Inc. / GENDELL JEFFREY L - AMENDMENT NO. 2 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* AmeriServ Financial, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 03074A102 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| February 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 20 )* AmeriServ Financial Inc (Name of Issuer) Common Stock (Title of Class of Securities) 03074A102 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th |
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| January 25, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? Form 8-K ? Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of earliest event reported) January 25, 2022 ? AMERISERV FINANCIAL, Inc. (exact name of registrant as specified in its charter) ? ? ? ? ? ? Pennsylvania ? 0-11204 ? 25-1424278 (State or other jurisdicti |
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| January 25, 2022 |
Exhibit 99.1 ? AMERISERV FINANCIAL REPORTS INCREASED EARNINGS FOR THE FOURTH QUARTER AND FULL YEAR OF 2021 AND ANNOUNCES QUARTERLY COMMON STOCK CASH DIVIDEND ? JOHNSTOWN, PA - AmeriServ Financial, Inc. (NASDAQ: ASRV) reported fourth quarter 2021 net income of $1,852,000, or $0.11 per diluted common share. This earnings performance was a $1,160,000 increase from the fourth quarter of 2020 when net |
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| November 8, 2021 |
Report of S.R. Snodgrass, P.C. regarding unaudited interim financial statement information. EX-15.1 2 tmb-20210930xex15d1.htm EX-15.1 Exhibit 15.1 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and the Board of Directors AmeriServ Financial, Inc. Results of Review of Interim Financial Statements We have reviewed the accompanying consolidated balance sheet of AmeriServ Financial, Inc. and subsidiaries (the “Company”) as of September 30, 2021, the related conso |
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| November 8, 2021 |
Awareness Letter of S.R. Snodgrass, P.C. Exhibit 15.2 ? ? ? November 8, 2021 ? ? AmeriServ Financial, Inc. 216 Franklin Street P.O. Box 520 Johnstown, Pennsylvania 15901 ? We have reviewed, in accordance with the standards of the Public Company Accounting Oversight Board (United States), the unaudited interim financial information of AmeriServ Financial, Inc. and subsidiaries for the three-month and nine-month periods ended September 30, |
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| November 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 25, 2021 |
AMERISERV FINANCIAL ANNOUNCES A NEW LABOR CONTRACT Exhibit 99.1 ? ? AMERISERV FINANCIAL ANNOUNCES A NEW LABOR CONTRACT ? ? JOHNSTOWN, PA ? AmeriServ Financial Bank, the banking subsidiary of AmeriServ Financial Inc. (NASDAQ: ASRV) and United Steelworkers (USW) Local 2635-06 have agreed to a new four-year contract. Unionized employees voted to accept the contract at a meeting held on Sunday, October 24, 2021 in Johnstown. The new contract covers th |
