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| CIK | 1015739 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Aware, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 1, 2025 |
Employment Agreement dated as of May 12, 2025 by and between Aware, Inc. and Lona Therrien. Exhibit 10.2 EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) is entered into as of May 12, 2025 (the “Effective Date”), by and between Aware, Inc., a Massachusetts corporation with its principal offices located at 76 Blanchard Road, Burlington, Massachusetts 01803 (together with its successors and assigns, the "Company"), and Lona Therrien (the "Executive"). WHEREAS, the Company |
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| August 1, 2025 |
3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2025 OR ☐ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 000-21129 AWARE, INC. (Exact N |
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| July 30, 2025 |
Aware Reports Second Quarter and Six-Month 2025 Financial Results EXHIBIT 99.1 Company Contact Delaney Gembis Aware, Inc. 781-687-0300 [email protected] Investor Contact Matt Glover Gateway Group, Inc. 949-574-3860 [email protected] Aware Reports Second Quarter and Six-Month 2025 Financial Results BURLINGTON, MASS. – July 30, 2025 – Aware, Inc. (NASDAQ: AWRE), a global leader in biometric identity and authentication solutions, today reported financial resul |
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| July 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 30, 2025 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) (Commission File Num |
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| June 16, 2025 |
EHIBIT 10.1 SECOND AMENDMENT TO EMPLOYMENT AGREEMENT This Second Amendment to Employment Agreement (this “Amendment”) is entered into as of June 13, 2025 (the “Effective Date”), by and between Aware, Inc., a Massachusetts corporation with its principal offices located at 76 Blanchard Road, Burlington, Massachusetts 01803 (together with its successors and assigns, the "Company"), and Ajay Amlani (t |
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| June 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 13, 2025 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) (Commission File Num |
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| June 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 11, 2025 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) (Commission File Num |
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| May 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 9, 2025 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| May 2, 2025 |
Employment Agreement dated as of March 5, 2025 by and between Aware, Inc. and Brian Krause EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) is entered into as of March 5, 2025 (the “Effective Date”), by and between Aware, Inc. |
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| May 2, 2025 |
3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2025 OR ☐ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 000-21129 AWARE, INC. (Exact |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 30, 2025 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) (Commission File Nu |
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| April 30, 2025 |
Aware Reports First Quarter 2025 Financial Results EXHIBIT 99.1 Company Contact Delaney Gembis Aware, Inc. 781-687-0300 [email protected] Investor Contact Matt Glover Gateway Group, Inc. 949-574-3860 [email protected] Aware Reports First Quarter 2025 Financial Results BURLINGTON, MASS. – April 30, 2025 – Aware, Inc. (NASDAQ: AWRE), a leading global authentication company, today reported financial results for the first quarter ended March 31, |
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| April 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| April 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| March 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 13, 2025 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) (Commission File Nu |
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| March 17, 2025 |
EHIBIT 10.1 AMENDMENT TO EMPLOYMENT AGREEMENT This Amendment to Employment Agreement (this “Amendment”) is entered into as of March 13, 2025 (the “Effective Date”), by and between Aware, Inc., a Massachusetts corporation with its principal offices located at 76 Blanchard Road, Burlington, Massachusetts 01803 (together with its successors and assigns, the "Company"), and Ajay K. Amlani (the "Execut |
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| March 13, 2025 |
Aware, Inc. Amended and Restated Insider Trading Policy. AWARE, INC. AMENDED AND RESTATED INSIDER TRADING COMPLIANCE POLICY Adopted October 27, 2020 CONTENTS Page I. SUMMARY 1 II. STATEMENT OF POLICIES PROHIBITING INSIDER TRADING 1 III. EXPLANATION OF INSIDER TRADING 2 IV. STATEMENT OF PROCEDURES PREVENTING INSIDER TRADING 6 V. ADDITIONAL PROHIBITED TRANSACTIONS 9 VI. RULE 10b5-1 TRADING PLANS, SECTION 16 AND RULE 144 11 VII. EXECUTION AND RETURN OF CER |
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| March 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2024 OR ☐ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 000-21129 AWARE, INC. (Exact Name of |
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| March 13, 2025 |
Employment Agreement between Aware, Inc. and David Traverse dated June 1, 2024. EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) is entered into as of June 1, 2024 (the “Effective Date”), by and between Aware, Inc. |
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| March 13, 2025 |
NONSTATUTORY STOCK OPTION AGREEMENT UNDER THE AWARE, INC. 2023 EQUITY AND INCENTIVE PLAN Name of Optionee: No. of Option Shares: Option Exercise Price per Share: $ Grant Date: Expiration Date: Pursuant to the Aware, Inc. 2023 Equity and Incentive Plan (as amended through the date hereof, the “Plan”), Aware, Inc. (the “Company”) hereby grants to the Optionee named above an option (the “Stock Option |
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| March 13, 2025 |
Exhibit 21.1 SUBSIDIARIES OF REGISTRANT Name of Organization Jurisdiction Aware Security Corporation Massachusetts Fort3ss, Inc. Delaware |
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| March 5, 2025 |
Exhibit 99.1 Investor Contact Matt Glover Gateway Group, Inc. 949-574-3860 [email protected] Aware Reports Fourth Quarter and Full Year 2024 Financial Results Appointed Ajay Amlani as the new Chief Executive Officer. BURLINGTON, MASS. – March 5, 2025 – Aware, Inc. (NASDAQ: AWRE), a global biometric platform company that uses data science and machine learning to tackle everyday business and iden |
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| March 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 5, 2025 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) (Commission File Num |
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| February 5, 2025 |
FOR RELEASE CONTACT Company Contact Delaney Gembis Aware, Inc. 781-687-0393 [email protected] Aware Appoints Seasoned Security Executive Ajay Amlani as CEO to Lead Next Phase of Growth and Innovation BURLINGTON, MASS. - February 4, 2025 - Aware, Inc. (NASDAQ: AWRE), a leading global authentication company, today announces Ajay Amlani as its new Chief Executive Officer, following an extensive int |
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| February 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 3, 2025 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) (Commission File |
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| February 5, 2025 |
EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) is entered into as of February 3, 2025, by and between Aware, Inc. |
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| January 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 31, 2024 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) (Commission File |
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| January 2, 2025 |
Aware Announces Interim Chief Executive Officer David Traverse named interim CEO and President FOR RELEASE CONTACT Company Contact Delaney Gembis Aware, Inc. 781-687-0393 [email protected] Aware Announces Interim Chief Executive Officer David Traverse named interim CEO and President BURLINGTON, MASS. - January 2, 2025 - Aware, Inc. (NASDAQ: AWRE), a leading global biometric authentication company, today announced that its Board of Directors has appointed Aware Chief Financial Officer (CFO |
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| November 1, 2024 |
3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2024 OR ☐ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 000-21129 AWARE, INC. (Ex |
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| October 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 30, 2024 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) (Commission File |
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| October 30, 2024 |
Exhibit 99.1 Investor Contact Matt Glover Gateway Group, Inc. 949-574-3860 [email protected] Aware Reports Third Quarter and Nine Month 2024 Financial Results Company Reaffirms Expectations for Double-Digit Annual Recurring Revenue (ARR) and Recurring Revenue Growth in 2024 Ongoing Cost Optimization Initiatives Reduced Operating Expenses by $1.3 million in the First Nine Months of 2024 Compared |
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| October 30, 2024 |
Letter Agreement dated as of October 30, 2024, by and between Aware, Inc. and Robert Eckel October 30, 2024 Robert A. Eckel Dear Bob: The purpose of this letter agreement (the “Agreement”) is to confirm the terms regarding your separation of employment with Aware, Inc. (together with its subsidiaries, the “Company”). 1. Separation of Employment. You acknowledge that your employment with the Company will terminate without cause effective December 31, 2024 (the “Separation Date”). You fur |
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| October 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 30, 2024 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) (Commission File |
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| September 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): September 4, 2024 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) (Commission File |
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| August 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2024 OR ☐ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 000-21129 AWARE, INC. (Exact Nam |
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| August 8, 2024 |
Exhibit 99.1 Investor Contact Matt Glover Gateway Group, Inc. 949-574-3860 [email protected] Aware Reports Second Quarter and Six Month 2024 Financial Results Total Revenue for First Six Months of 2024 Increased 17% Year-Over-Year to $8.7 Million Recurring Revenue for First Six Months of 2024 Increased14% Year-Over-Year to $5.9 Million Revenue Increase and Cost Optimization Measures Produced $2 |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): August 8, 2024 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) (Commission File Nu |
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| June 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 7, 2024 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) (Commission File Numb |
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| June 3, 2024 |
NASDAQ: AWRE Aware, Inc. Safe Harbor Statement Portions of this presentation contain forward-looking statements regarding future events and are subject to risks and uncertainties, such as estimates or projections of future revenue, earnings and non-recurring charges, the growth of the biometrics markets, and statements about Aware’s expected growth. Aware wishes to caution you that there are facto |
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| June 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 30, 2024 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) (Commission File Numb |
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| May 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2024 OR ☐ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 000-21129 AWARE, INC. (Exact Na |
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| May 3, 2024 |
Exhibit 10.5 EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) is entered into as of January 16, 2024 (the “Effective Date”), by and between Aware, Inc., a Massachusetts corporation with its principal offices located at 76 Blanchard Road, Burlington, Massachusetts 01803 (together with its successors and assigns, the "Company"), and Arthur Girdwood-Naddell (the "Executive"). WHEREAS |
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| May 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| May 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 2, 2024 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| May 2, 2024 |
Exhibit 99.1 Company Contact Gina Rodrigues Aware, Inc. 781-687-0300 [email protected] Investor Contact Matt Glover Gateway Group, Inc. 949-574-3860 [email protected] Aware Reports First Quarter Financial Results Company Reaffirms Expectation to Deliver Double-Digit Revenue and ARR Growth in 2024 Cost Optimization Initiatives Drive $0.6 Million Reduction in Operating Loss to $1.0 Million in Q1 |
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| April 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| April 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 5, 2024 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) (Commission File Num |
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| March 15, 2024 |
Aware Inc. Compensation Recovery Policy EX-97.1 AWARE, INC. Compensation Recovery Policy November 30, 2023 This Compensation Recovery Policy (the “Policy”) has been adopted by the Board of Directors (the “Board”) of Aware, Inc. (the “Company”). Certain capitalized terms used in this Policy are defined at the end of this Policy. 1. Introduction. This Policy is intended to support the Company’s pay-for-performance practices by addressing |
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| March 15, 2024 |
Exhibit 21.1 SUBSIDIARIES OF REGISTRANT Name of Organization Jurisdiction Aware Security Corporation Massachusetts Fort3ss, Inc. Delaware |
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| March 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2023 OR ☐ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Securities Exchange Act of 1934 For the fiscal year ended December 31, 2023 Commission file n |
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| March 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 12, 2024 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) (Commission File Nu |
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| March 12, 2024 |
Exhibit 99.1 Company Contact Gina Rodrigues Aware, Inc. 781-276-4000 [email protected] Investor Contact Matt Glover Gateway Group, Inc. 949-574-3860 [email protected] Aware Reports Fourth Quarter Financial Results Full Year Total Revenue Grew 14% to $18.2 Million, Marking Highest Level Since 2016 Annual Recurring Revenue (ARR) increased 23% to Record $12 Million, Exceeding Total Revenue Report |
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| February 22, 2024 |
SC TO-I/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO/A (Amendment No. 1) Tender Offer Statement under Section 14(d)(1) Or 13(e)(1) of the Securities Exchange Act of 1934 Aware, Inc. (Name of Subject Company (Issuer) and Filing Person (Offeror)) Options to Purchase Common Stock Par Value $0.01 Per Share (Title of class of securities) 05453N-10-0 (CUSIP numbe |
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| February 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 20, 2024 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) (Commission File |
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| February 9, 2024 |
AWRE / Aware, Inc. / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 20 )* Aware Inc/MA (Name of Issuer) Common Stock (Title of Class of Securities) 05453N100 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig |
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| February 6, 2024 |
As filed with the Securities and Exchange Commission on February 6, 2024 S-8 As filed with the Securities and Exchange Commission on February 6, 2024 Registration No. |
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| February 6, 2024 |
EXHIBIT 107 Calculation Of Filing Fee Tables Form S-8 (Form Type) Aware, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Stock, $0.01 par value per share |
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| January 19, 2024 |
Form of Reminder Email to Eligible Holders Regarding the Expiration of the Exchange Offer Exhibit (a)(1)(H) FORM OF REMINDER EMAIL TO ELIGIBLE HOLDERS REGARDING THE EXPIRATION OF THE EXCHANGE OFFER From: AWARE, INC. |
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| January 19, 2024 |
Form of Announcement Email to Eligible Holders Exhibit (a)(1)(E) FORM OF ANNOUNCEMENT EMAIL TO ELIGIBLE HOLDERS Subject: Aware, Inc. |
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| January 19, 2024 |
Exhibit (a)(1)(B) AWARE, INC. OFFER TO EXCHANGE CERTAIN OUTSTANDING STOCK OPTIONS FOR NEW OPTIONS UNDER AWARE’S 2023 EQUITY AND INCENTIVE PLAN DATED JANUARY 19, 2024 ELECTION FORM Please read this Election Form carefully. To properly elect to exchange your eligible options, Aware, Inc. (“Aware”) must receive your Election Form before 11:59 p.m., New York City time, on the expiration date, which is |
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| January 19, 2024 |
Exhibit (a)(1)(C) AWARE, INC. OFFER TO EXCHANGE CERTAIN OUTSTANDING STOCK OPTIONS FOR NEW OPTIONS UNDER AWARE’S 2023 EQUITY AND INCENTIVE PLAN DATED JANUARY 19, 2024 WITHDRAWAL FORM Please read this Withdrawal Form carefully. If you previously elected to tender all of a portion of your eligible options in exchange for a grant to receive New Options, subject to and upon the terms and conditions set |
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| January 19, 2024 |
Form of Email Confirming Receipt of Notice of Withdrawal of Election Form Exhibit (a)(1)(G) FORM OF EMAIL CONFIRMING RECEIPT OF NOTICE OF WITHDRAWAL OF ELECTION FORM From: AWARE, INC. |
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| January 19, 2024 |
Exhibit (a)(1)(D) NONSTATUTORY STOCK OPTION AGREEMENT UNDER THE AWARE, INC. 2023 EQUITY AND INCENTIVE PLAN Name of Optionee: No. of Option Shares: Option Exercise Price per Share: Grant Date: Expiration Date: Pursuant to the Aware, Inc. 2023 Equity and Incentive Plan (as amended through the date hereof, the “Plan”), Aware, Inc. (the “Company”) hereby grants to the Optionee named above an option (t |
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| January 19, 2024 |
Form of Expiration Notice Email Exhibit (a)(1)(I) FORM OF EXPIRATION NOTICE EMAIL From: AWARE, INC. Re: Expiration of the Offer to Exchange Certain Outstanding Stock Options for New Options Under Aware’s 2023 Equity and Incentive Plan The Offer to Exchange described in the Offer to Exchange Certain Outstanding Stock Options for New Options Under Aware’s Equity and Incentive Plan, dated January 19, 2024 (the “Offer Documents”), h |
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| January 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) Or 13(e)(1) of the Securities Exchange Act of 1934 Aware, Inc. (Name of Subject Company (Issuer) and Filing Person (Offeror)) Options to Purchase Common Stock Par Value $.01 Per Share (Title of class of securities) 05453N-10-0 (CUSIP number of class of securities) Rober |
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| January 19, 2024 |
Form of Email to Eligible Holders Confirming Acceptance of Eligible Option(s) Exhibit (a)(1)(J) FORM OF EMAIL TO ELIGIBLE HOLDERS CONFIRMING ACCEPTANCE OF ELIGIBLE OPTION(S) From: AWARE, INC. |
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| January 19, 2024 |
Form of Email Confirming Receipt of Election Form Exhibit (a)(1)(F) FORM OF EMAIL CONFIRMING RECEIPT OF ELECTION FORM From: AWARE, INC. |
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| January 19, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Schedule TO-I (Form Type) Aware, Inc. |
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| January 19, 2024 |
Exhibit (a)(1)(A) AWARE, INC. OFFER TO EXCHANGE CERTAIN OUTSTANDING STOCK OPTIONS FOR NEW OPTIONS UNDER AWARE’S 2023 EQUITY AND INCENTIVE PLAN SUMMARY TERM SHEET—OVERVIEW THIS OFFER TO EXCHANGE AND YOUR WITHDRAWAL RIGHTS WILL EXPIRE AT 11:59 P.M., NEW YORK CITY TIME, ON FEBRUARY 20, 2024, UNLESS THE OFFER IS EXTENDED Aware, Inc., a Massachusetts corporation (the “Company,” “Aware,” “our,” “us” or |
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| January 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): January 17, 2024 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) (Commission File |
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| January 18, 2024 |
RESTRICTED STOCK UNIT AWARD AGREEMENT UNDER THE AWARE, INC. 2023 EQUITY AND INCENTIVE PLAN Name of Grantee: No. of Restricted Stock Units: Grant Date: Pursuant to the Aware, Inc. 2023 Equity and Incentive Plan (as amended through the date hereof, the “Plan”), Aware, Inc. (the “Company”) hereby grants an award of the number of Restricted Stock Units listed above (the “Award”) to the Grantee named a |
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| January 18, 2024 |
AWARE, INC. 2023 EQUITY AND INCENTIVE PLAN Section 1. Purposes of the Plan The purposes of the Aware, Inc. 2023 Equity and Incentive Plan (the “Plan”) are: (i) to provide long-term incentives and rewards to those employees, officers, directors and other key persons (including consultants) of Aware, Inc. (the “Company”) and its Subsidiaries (as defined below) who are in a position to contribute to |
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| January 18, 2024 |
INCENTIVE STOCK OPTION AGREEMENT UNDER THE AWARE, INC. 2023 EQUITY AND INCENTIVE PLAN Name of Optionee: No. of Option Shares: Option Exercise Price per Share: $ Grant Date: Expiration Date: Pursuant to the Aware, Inc. 2023 Equity and Incentive Plan (as amended through the date hereof, the “Plan”), Aware, Inc. (the “Company”) hereby grants to the Optionee named above an option (the “Stock Option”) |
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| January 18, 2024 |
NONSTATUTORY STOCK OPTION AGREEMENT UNDER THE AWARE, INC. 2023 EQUITY AND INCENTIVE PLAN Name of Optionee: No. of Option Shares: Option Exercise Price per Share: $ Grant Date: Expiration Date: Pursuant to the Aware, Inc. 2023 Equity and Incentive Plan (as amended through the date hereof, the “Plan”), Aware, Inc. (the “Company”) hereby grants to the Optionee named above an option (the “Stock Option |
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| November 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): November 30, 2023 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) (Commission File |
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| November 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| November 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| November 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| November 17, 2023 |
COURTESY COPY OF AWRE-PRE14A-NOV-2023_NO_ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| November 15, 2023 |
Letter Agreement dated as of November 13, 2023, by and between Aware, Inc. and David Barcelo October 24, 2023 Dear David: The purpose of this letter agreement (the “Agreement”) is to confirm the terms regarding your separation of employment with Aware, Inc. |
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| November 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): November 13, 2023 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) (Commission File |
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| November 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2023 OR ☐ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 000-21129 AWARE, INC. (Exac |
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| November 1, 2023 |
Exhibit 99.1 Company Contact Gina Rodrigues Aware, Inc. 781-276-4000 [email protected] Investor Contact Matt Glover Gateway Group, Inc. 949-574-3860 [email protected] Aware Reports Third Quarter and Nine Month 2023 Financial Results Quarterly Total Revenue Increased 112% from prior year quarter to $6.4 Million Generated $2.5 million in Operating Cashflow in Q3 2023, the Highest Quarterly Level |
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| November 1, 2023 |
Aware, Inc. NASDAQ: AWRE Biometrics Simplified Aware, Inc. NASDAQ: AWRE Biometrics Simplified Safe Harbor Statement Portions of this presentation contain forward-looking statements regarding future events and are subject to risks and uncertainties, such as estimates or projections of future revenue, earnings and non-recurring charges, and the growth of the biometrics markets. Aware wishes to caution you that there are factors that could cause |
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| November 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): November 1, 2023 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) (Commission File |
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| October 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 23, 2023 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) (Commission File |
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| August 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2023 OR ☐ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 000-21129 AWARE, INC. (Exact Nam |
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| August 1, 2023 |
Exhibit 99.1 Company Contact Gina Rodrigues Aware, Inc. 781-276-4000 [email protected] Investor Contact Matt Glover Gateway Group, Inc. 949-574-3860 [email protected] Aware Reports Second Quarter 2023 Financial Results Company Reaffirms 2023 Guidance for Total Revenue and Annual Recurring Revenue (ARR) Growth of 15% and Exit 2023 with Neutral Operating Cashflow BURLINGTON, MASS. – August 1, 20 |
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| August 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): August 1, 2023 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) (Commission File Nu |
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| June 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 2, 2023 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| May 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2023 OR ☐ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Securities Exchange Act of 1934 For the quarter ended March 31, 2023 Commission file num |
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| May 2, 2023 |
Exhibit 99.1 Company Contact Gina Rodrigues Aware, Inc. 781-276-4000 [email protected] Investor Contact Matt Glover Gateway Group, Inc. 949-574-3860 [email protected] Aware Reports First Quarter 2023 Financial Results Total Revenue increased 6% Quarter-Over-Quarter to $4.3 Million; Recurring Revenue Increased 17% Quarter-Over-Quarter to $3.1 Million or 71% of Total Revenue 2023 Outlook for Tot |
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| May 2, 2023 |
Aware, Inc. NASDAQ: AWRE Biometrics Simplified Exhibit 99.2 Safe Harbor Statement Portions of this presentation contain forward-looking statements regarding future events and are subject to risks and uncertainties, such as estimates or projections of future revenue, earnings and non-recurring charges, and the growth of the biometrics markets. Aware wishes to caution you that there are factors that |
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| May 2, 2023 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 2, 2023 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| April 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| April 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| March 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ☒ Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2022 OR ☐ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Securities Exchange Act of 1934 For the fiscal year ended December 31, 20 |
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| March 15, 2023 |
Exhibit 10.18 EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) is entered into as of August 8, 2022 (the “Effective Date”), by and between Aware, Inc., a Massachusetts corporation with its principal offices located at 40 Middlesex Turnpike, Bedford, Massachusetts 01730 (together with its successors and assigns, the "Company"), and Craig Herman (the "Executive"). WHEREAS, the Compa |
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| March 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2022 OR ☐ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Securities Exchange Act of 1934 For the fiscal year ended December 31, 2022 Commission file n |
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| March 15, 2023 |
Exhibit 21.1 SUBSIDIARIES OF REGISTRANT Name of Organization Jurisdiction Aware Security Corporation Massachusetts Fort3ss, Inc. Delaware |
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| March 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 9, 2023 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) (Commission File Num |
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| March 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 9, 2023 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) (Commission File Num |
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| March 9, 2023 |
Exhibit 99.1 Company Contact Gina Rodrigues Aware, Inc. 781-276-4000 [email protected] Investor Contact Matt Glover Gateway Group, Inc. 949-574-3860 [email protected] Aware Reports Fourth Quarter and Full Year 2022 Financial Results On $16 Million of Annual Revenue, Aware Achieved Record Recurring Revenue of $10 Million, as Business Model Transformation Continues BURLINGTON, MASS. – March 9, 2 |
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| February 10, 2023 |
AWRE / Aware, Inc. / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 19 )* Aware Inc/MA (Name of Issuer) Common Stock (Title of Class of Securities) 05453N100 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig |
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| October 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2022 OR ? Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Securities Exchange Act of 1934 For the quarter ended September 30, 2022 Commission |
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| October 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 27, 2022 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) |
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| October 28, 2022 |
Exhibit 99.1 Company Contact Gina Rodrigues Aware, Inc. 781-687-0300 [email protected] Investor Contact Matt Glover and Sophie Pearson Gateway Group, Inc. 949-574-3860 [email protected] Aware Reports Third Quarter 2022 Financial Results Successful Building Sale Fuels $2.6M of Net Income for Aware Company Launches AwareID, its Multi-Modal SaaS-based Authentication Platform BEDFORD, MASS. – Octo |
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| October 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 27, 2022 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) (Commission File |
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| October 27, 2022 |
Exhibit 99.1 Company Contact Gina Rodrigues Aware, Inc. 781-687-0300 [email protected] Investor Contact Matt Glover and Sophie Pearson Gateway Group, Inc. 949-574-3860 [email protected] Aware Reports Third Quarter 2022 Financial Results Successful Building Sale Fuels $2.6M of Net Income for Aware Company Launches AwareID, its Multi-Modal SaaS-based Authentication Platform BEDFORD, MASS. – Octo |
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| September 20, 2022 |
AWRE / Aware, Inc. / STAFFORD JOHN S III - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 12)* Aware, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 05453N-10-0 (CUSIP Number) John S. Stafford, III. c/o Ronin Trading, LLC 5758 West Fillmore Street Chicago, Illinois 60644 (312) 244-5062 (Name, Address and Telephone Number of P |
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| July 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2022 OR ? Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Securities Exchange Act of 1934 For the quarter ended June 30, 2022 Commission file numbe |
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| July 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 26, 2022 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) (Commission File Num |
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| July 26, 2022 |
Exhibit 99.1 Company Contact Gina Rodrigues Aware, Inc. 781-276-4000 [email protected] Investor Contact Matt Glover and Sophie Pearson Gateway Group, Inc. 949-574-3860 [email protected] Aware Reports Second Quarter 2022 Financial Results; Continued Recurring Revenue Growth Company Continues to Execute on its Long-Term Growth Strategy and its Transition to a Subscription-Based Business Model BE |
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| July 20, 2022 |
Exhibit 10.1 AMENDMENT TO EMPLOYMENT AGREEMENT This Amendment to Employment Agreement (this ?Amendment?) is entered into as of July 15, 2022 (the ?Effective Date?), by and between Aware, Inc., a Massachusetts corporation with its principal offices located at 40 Middlesex Turnpike, Bedford, Massachusetts 01730 (together with its successors and assigns, the ?Company?), and Robert Mungovan (the ?Exec |
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| July 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 15, 2022 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) (Commission File Num |
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| July 6, 2022 |
Aware Bolsters Balance Sheet with $8.85 Million in Cash Proceeds from Bedford, MA Building Sale Exhibit 99.1 Company Contact Gina Rodrigues Aware, Inc. 781-276-4000 [email protected] Investor Contact Matt Glover and Sophie Pearson Gateway Group, Inc. 949-574-3860 [email protected] Aware Bolsters Balance Sheet with $8.85 Million in Cash Proceeds from Bedford, MA Building Sale BEDFORD, MASS. ? July 6, 2022 ? Aware, Inc. (NASDAQ: AWRE), a leading authentication company applying proven and t |
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| July 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 29, 2022 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) (Commission File Num |
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| June 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): June 15, 2022 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) (Commission File Num |
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| April 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2022 OR ? Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Securities Exchange Act of 1934 For the quarter ended March 31, 2022 Commission file num |
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| April 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 26, 2022 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) (Commission File Nu |
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| April 26, 2022 |
EX-99.1 2 d357170dex991.htm EX-99.1 Exhibit 99.1 Company Contact Gina Rodrigues Aware, Inc. 781-276-4000 [email protected] Investor Contact Matt Glover and Sophie Pearson Gateway Group, Inc. 949-574-3860 [email protected] Aware Reports Strong First Quarter 2022 Results, Highlighted by 30% Increase in Recurring Revenue Execution of Growth Strategy Drives Highest Quarterly Revenue Since 2018, Pa |
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| April 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| April 5, 2022 |
Exhibit 10.5 SECOND AMENDMENT TO AGREEMENT OF PURCHASE AND SALE This SECOND AMENDMENT TO AGREEMENT OF PURCHASE AND SALE (this ?Amendment?) is dated as of September 30, 2021, by and between AWARE, INC., a Massachusetts corporation (?Seller?); and FDS BEDFORD, LLC, a Delaware limited liability company (?Purchaser?). Seller and Purchaser are sometimes referred to herein as the ?Parties? or individual |
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| April 5, 2022 |
Exhibit 10.4 THIRD AMENDMENT TO AGREEMENT OF PURCHASE AND SALE This THIRD AMENDMENT TO AGREEMENT OF PURCHASE AND SALE (this ?Amendment?) is dated as of November 15, 2021, by and between AWARE, INC., a Massachusetts corporation (?Seller?); and FDS BEDFORD, LLC, a Delaware limited liability company (?Purchaser?). Seller and Purchaser are sometimes referred to herein as the ?Parties? or individually |
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| April 5, 2022 |
Exhibit 10.6 FIRST AMENDMENT TO AGREEMENT OF PURCHASE AND SALE This FIRST AMENDMENT TO AGREEMENT OF PURCHASE AND SALE (this ?Amendment?) is effective July 26, 2021 (?Effective Date?) and dated as of August 6, 2021, by and between AWARE, INC., a Massachusetts corporation (?Seller?); and FDS BEDFORD, LLC, a Delaware limited liability company (?Purchaser?). Seller and Purchaser are sometimes referred |
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| April 5, 2022 |
First Amendment of Lease dated March 30, 2022 between 76/80 Burlington Group LLC and Aware, Inc. Exhibit 10.1 FIRST AMENDMENT OF LEASE THIS FIRST AMENDMENT OF LEASE (?1st Amendment?) is made as of this 30th day of March, 2022, between 76/80 BURLINGTON GROUP LLC, a Massachusetts limited liability company, (?Landlord?) and AWARE, INC., a Massachusetts corporation, (?Tenant?). B A C K G R O U N D: A. Reference is made to that certain Lease dated March 1, 2022 between Landlord and Tenant (the ?Le |
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| April 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 30, 2022 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) (Commission File Nu |
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| April 5, 2022 |
Exhibit 10.3 FOURTH AMENDMENT TO AGREEMENT OF PURCHASE AND SALE This FOURTH AMENDMENT TO AGREEMENT OF PURCHASE AND SALE (this ?Amendment?) is dated as of December 1, 2021, by and between AWARE, INC., a Massachusetts corporation (?Seller?); and FDS BEDFORD, LLC, a Delaware limited liability company (?Purchaser?). Seller and Purchaser are sometimes referred to herein as the ?Parties? or individually |
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| April 5, 2022 |
Exhibit 10.2 FIFTH AMENDMENT TO AGREEMENT OF PURCHASE AND SALE This FIFTH AMENDMENT TO AGREEMENT OF PURCHASE AND SALE (this ?Amendment?) is dated as of March 30th, 2022 (?Effective Date?), by and between AWARE, INC., a Massachusetts corporation (?Seller?); and FDS BEDFORD, LLC, a Delaware limited liability company (?Purchaser?). Seller and Purchaser are sometimes referred to herein as the ?Parties |
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| March 15, 2022 |
Exhibit 21.1 SUBSIDIARIES OF REGISTRANT Name of Organization Jurisdiction Aware Security Corporation Massachusetts Fortr3ss, Inc.Delaware |
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| March 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 11, 2022 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction (Commission (IRS Employer of incorpor |
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| March 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2021 OR ? Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Securities Exchange Act of 1934 For the fiscal year ended December 31, 2021 Commission file n |
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| March 15, 2022 |
Exhibit 10.20 F:\Company\76-80\WP\Draft\AWARE Lease 2.17.22 (v.4).docx L E A S E BLANCHARD WOODS 76 Blanchard Road, Burlington, Massachusetts Premises: Approximately 20,730 rentable square feet of space on the second (2nd) floor of the Building Tenant: AWARE, Inc. T A B L E O F C O N T E N T S 1. BASIC LEASE PROVISIONS 1 1.1 INTRODUCTION. 1 1.2 BASIC DATA AND DEFINITIONS. 1 2. DEMISING OF PREMISES |
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| March 15, 2022 |
Exhibit 99.1 CONTACT Company Contact Gina Rodrigues Aware, Inc. 781-276-4000 [email protected] Aware?s Strategic Partnership with MIRACL Extends Its Cloud-Based Biometric Authentication Technology $2.5M Investment and MIRACL Partnership Broadens Aware?s Product Portfolio Enabling Organizations to Minimize Risk from Data Breaches, Ransomware BEDFORD, MASS. ? March 15, 2022? Aware, Inc., (NASDAQ: |
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| March 1, 2022 |
Own Your Identity? (NASDAQ: AWRE) www.aware.com Exhibit 99.2 Safe Harbor Statement Portions of this release contain forward-looking statements regarding future events and are subject to risks and uncertainties, such as estimates or projections of future revenue, earnings and non-recurring charges, and the growth of the biometrics markets. Aware wishes to caution you that there are factors that cou |
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| March 1, 2022 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 1, 2022 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) (Commission File Num |
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| March 1, 2022 |
Exhibit 99.1 Company Contact Gina Rodrigues Aware, Inc. 781-276-4000 [email protected] Investor Contact Matt Glover and Sophie Pearson Gateway Group, Inc. 949-574-3860 [email protected] Aware Reports Fourth Quarter and Full Year 2021 Financial Results Full Year 2021 Revenue Increased 49% Year-over-Year Full Year 2021 Recurring Revenue Exceeded $9M BEDFORD, MASS. ? March 1, 2022 ? Aware, Inc. ( |
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| February 14, 2022 |
AWRE / Aware, Inc. / Far View Capital Management LLC - SC 13G/A Passive Investment SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) Aware, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 05453N100 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ? Rule 13d-1(b) ? Rule 13d-1(c) ? Rule 13d-1(d) * The remainder o |
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| February 11, 2022 |
Joint Filing Statement Statement Pursuant to Rule 13d-1(k)(1) EX-1 2 ex1.htm CUSIP No. 05453N100 Exhibit 1 Joint Filing Statement Statement Pursuant to Rule 13d-1(k)(1) The undersigned hereby consent and agree to file a joint statement on Schedule 13G/A under the Securities Exchange Act of 1934, as amended, with respect to the Common Stock of Aware, Inc. beneficially owned by them, together with any or all amendments thereto, when and if appropriate. The par |
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| February 11, 2022 |
AWRE / Aware, Inc. / DG Capital Management, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 8, 2022 |
AWRE / Aware, Inc. / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 18 )* Aware Inc/MA (Name of Issuer) Common Stock (Title of Class of Securities) 05453N100 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| December 22, 2021 |
Exhibit 99.1 Company Contact Gina Rodrigues Aware, Inc. 781-276-4000 [email protected] Investor Contact Matt Glover and Sophie Pearson Gateway Group, Inc. 949-574-3860 [email protected] Aware Expands eKYC Offerings By Acquiring Fortress Identity Acquisition Provides Strong Foothold in Cloud-based Service Offerings for Compliance and Risk Management for Secure Digital Identities. BEDFORD, MASS. |
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| December 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 22, 2021 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) (Commission File |
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| November 22, 2021 |
As filed with the Securities and Exchange Commission on November 22, 2021 As filed with the Securities and Exchange Commission on November 22, 2021 Registration No. |
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| October 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2021 OR ? Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Securities Exchange Act of 1934 For the quarter ended September 30, 2021 Commission |
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| October 26, 2021 |
Exhibit 99.1 Company Contact Gina Rodrigues Aware, Inc. 781-276-4000 [email protected] Investor Contact Matt Glover and Sophie Pearson Gateway Group, Inc. 949-574-3860 [email protected] Aware Reports Third Quarter 2021 Financial Results Quarterly Revenue Grew 69% Year over Year, Fifth Consecutive Quarter of Record Knomi? Transactions BEDFORD, MASS. ? October 26, 2021 ? Aware, Inc. (NASDAQ: AWR |
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| October 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 26, 2021 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) (Commission File |
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| September 8, 2021 |
Own Your Identity? (NASDAQ: AWRE) www.aware.com Exhibit 99.1 Safe Harbor Statement Portions of this release contain forward-looking statements regarding future events and are subject to risks and uncertainties, such as estimates or projections of future revenue, earnings and non-recurring charges, and the growth of the biometrics markets. Aware wishes to caution you that there are factors that cou |
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| September 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): September 8, 2021 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) (Commission File |
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| July 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2021 OR ? Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Securities Exchange Act of 1934 For the quarter ended June 30, 2021 Commission file numbe |
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| July 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 27, 2021 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) (Commission File Num |
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| July 27, 2021 |
Exhibit 99.1 Company Contact Gina Rodrigues Aware, Inc. 781-276-4000 [email protected] Investor Contact Matt Glover Gateway Group, Inc. 949-574-3860 [email protected] Aware Reports Second Quarter 2021 Financial Results Doubled Q2 Topline Performance Year over Year, Completes AFIX Integration and Fourth Consecutive Quarter of Record Knomi? Transactions BEDFORD, MASS. ? Jul. 27, 2021 ? Aware, In |
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| May 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 27, 2020 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction (Commission (IRS Employer of incorp |
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| May 20, 2021 |
Aware, Inc. Amended and Restated Code of Ethics EX-14.1 2 d178124dex141.htm EX-14.1 Exhibit 14.1 AWARE, INC. AMENDED AND RESTATED CODE OF ETHICS Adopted October 27, 2020 In accordance with the requirements of the Securities and Exchange Commission (the “SEC”) and the National Association of Securities Dealers Automated Quotations Stock Market (“Nasdaq”) Listing Standards, the Board of Directors (the “Board”) of Aware, Inc. (the “Company”) has a |
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| April 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act of 1934 For the quarter ended March 31, 2021 Commission file number 000-21129 AWARE, INC. (Exact Name of Registrant as Specified in Its Charter) Massachusetts 04-2911026 (State or Other Jurisdiction of (I.R.S. Employer Identification No.) |
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| April 27, 2021 |
Exhibit 10.1 AGREEMENT OF PURCHASE AND SALE THIS AGREEMENT OF PURCHASE AND SALE (?Agreement?) is made as of April 26, 2021 (?Effective Date?) by and between (i) AWARE, INC., a Massachusetts corporation (?Seller?), and (ii) FDS BEDFORD, LLC, a Delaware limited liability company, or its designee (?Purchaser?). ARTICLE 1. INTERPRETATION 1.1 Definitions. For purposes of this Agreement, in addition to |
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| April 27, 2021 |
Exhibit 99.1 Company Contact Gina Rodrigues Aware, Inc. 781-276-4000 [email protected] Investor Contact Matt Glover and Sam Duke Gateway Group, Inc. 949-574-3860 [email protected] Aware Reports First Quarter 2021 Financial Results Third Consecutive Quarter of Growth and Record Number of Knomi Transactions BEDFORD, MASS. ? Apr. 27, 2021 ? Aware, Inc. (NASDAQ: AWRE), a leading supplier of biomet |
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| April 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 26, 2021 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) (Commission File Nu |
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| April 9, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confid |
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| March 30, 2021 |
EX-99.1 2 d243071dex991.htm EX-99.1 Own Your Identity™ (NASDAQ: AWRE) www.aware.com Exhibit 99.1 Safe Harbor Statement Portions of this release contain forward-looking statements regarding future events and are subject to risks and uncertainties, such as estimates or projections of future revenue, earnings and non-recurring charges, and the growth of the biometrics markets. Aware wishes to caution |
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| March 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 24, 2021 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction (Commission (IRS Employer of incorpor |
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| February 17, 2021 |
EX-21.1 2 awre-ex2119.htm EX-21.1 Exhibit 21.1 SUBSIDIARIES OF REGISTRANT Name of Organization Jurisdiction Aware Security Corporation Massachusetts |
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| February 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 For the fiscal year ended December 31, 2020 Commission file number 000-21129 AWARE, INC. (Exact Name of Registrant as Specified in Its Charter) Massachusetts 04-2911026 (State or Other Jurisdiction of Incorporation or Organization) ( |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 9, 2021 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) (Commission File |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 17 )* Aware Inc/MA (Name of Issuer) Common Stock (Title of Class of Securities) 05453N100 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| February 11, 2021 |
Joint Filing Statement Statement Pursuant to Rule 13d-1(k)(1) EX-1 2 ex1.htm Exhibit 1 Joint Filing Statement Statement Pursuant to Rule 13d-1(k)(1) The undersigned hereby consent and agree to file a joint statement on Schedule 13G/A under the Securities Exchange Act of 1934, as amended, with respect to the Common S of Aware, Inc. beneficially owned by them, together with any or all amendments thereto, when and if appropriate. The parties hereto further cons |
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| February 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 9, 2021 |
EX-99.1 2 d115720dex991.htm EX-99.1 Exhibit 99.1 CONTACT Company Contact Investor Contact Gina Rodrigues Matt Glover Aware, Inc. Gateway Investor Relations 781-276-4000 949-574-3860 [email protected] [email protected] Aware Reports Fourth Quarter and Full Year 2020 Results 38% Sequential and 40% Year-Over-Year Increases in Fourth Quarter 2020 Revenue and Five-Fold Increase in Subscription Reve |
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| February 9, 2021 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 9, 2021 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) (Commission F |
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| February 2, 2021 |
Amendment No. 1 to Schedule 13G SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Aware, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 05453N100 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☐ Rule 13d-1(b) ☒ Rule 13d-1(c) ☐ |
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| November 17, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): November 13, 2020 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction (Commission (IRS Employer of incor |
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| November 17, 2020 |
Exhibit 99.1 CONTACT Company Contact Investor Contact Gina Rodrigues Matt Glover Aware, Inc. Gateway Investor Relations 781-276-4000 949-574-3860 [email protected] [email protected] Aware Extends Biometric Security Market Leadership With Acquisition Of AFIX™ Product Line With Addition of AFIX, Aware Provides a Comprehensive Family of ABIS Products BEDFORD, MASS. – Nov. 17, 2020 – Aware, Inc., |
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| October 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act of 1934 For the quarter ended September 30, 2020 Commission file number 000-21129 AWARE, INC. (Exact Name of Registrant as Specified in Its Charter) Massachusetts 04-2911026 (State or Other Jurisdiction of Incorporation or Organization) ( |
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| October 27, 2020 |
Exhibit 99.1 Company Contact: Investor Contact: Gina Rodrigues Matt Glover Aware, Inc. Gateway Investor Relations 781-276-4000 949-574-3860 [email protected] [email protected] Aware Reports Third Quarter 2020 Financial Results 31% Sequential Increase in Revenue and continued Growth in its Subscription Revenue BEDFORD, MASS. – Oct. 27, 2020 – Aware, Inc. (NASDAQ: AWRE), a leading supplier of bi |
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| October 27, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 27, 2020 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction of incorporation) (Commission File |
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| July 31, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act of 1934 For the quarter ended June 30, 2020 Commission file number 000-21129 AWARE, INC. (Exact Name of Registrant as Specified in Its Charter) Massachusetts 04-2911026 (State or Other Jurisdiction of (I.R.S. Employer Identification No.) |
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| July 28, 2020 |
Aware, Inc. Reports Second Quarter 2020 Financial Results Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Bob Eckel Aware, Inc. 781-276-4000 Aware, Inc. Reports Second Quarter 2020 Financial Results BEDFORD, MASS. – July 28, 2020 – Aware, Inc. (NASDAQ: AWRE), a leading supplier of biometrics software and services, today reported financial results for its second quarter ended June 30, 2020. Revenue for the second quarter of 2020 was $1.9 million compared to $ |
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| July 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 28, 2020 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction (Commission (IRS Employer of incorpora |
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| June 8, 2020 |
AWRE / Aware, Inc. / STAFFORD JOHN S JR - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 11)* Aware, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 05453N-10-0 (CUSIP Number) John S. Stafford, Jr. c/o Ronin Capital, LLC 350 N. Orleans Street, Suite 2N Chicago, IL 60654 (312) 244-5284 (Name, Address and Telephone Number of Pe |
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| May 21, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 20, 2020 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction (Commission (IRS Employer of incorporat |
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| May 4, 2020 |
Aware, Inc. Announces Establishment of Stock Repurchase plan Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Bob Eckel Aware, Inc. 781-276-4000 Aware, Inc. Announces Establishment of Stock Repurchase plan BEDFORD, MASS. – May 4, 2020 – Aware, Inc. (NASDAQ: AWRE), a leading global provider of biometrics software and solutions, announced that on April 30, 2020, its Board of Directors approved a program authorizing the Company to purchase up to $10 million of its |
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| May 4, 2020 |
EX-10.2 3 tm2018354d2ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 Certain identified information has been excluded from the exhibit because it is both (i) not material and (ii) would likely cause competitive harm to Aware, if publicly disclosed. Double asterisks denote omissions. Aware, Inc. 2020 Executive Bonus Plan Aware, Inc. (the “Company”) executives, Robert Eckel, President & Chief Executive Officer |
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| May 4, 2020 |
Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) is entered into as of May 4th, 2020 (the “Effective Date”), by and between Aware, Inc., a Massachusetts corporation with its principal offices located at 40 Middlesex Turnpike, Bedford, Massachusetts 01730 (together with its successors and assigns, the "Company"), and David B. Barcelo (the "Executive"). WHEREAS, the Com |
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| May 4, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 30, 2020 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction (Commission (IRS Employer of incorpor |
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| May 4, 2020 |
Aware, Inc. Announces Appointment of David Barcelo as Chief Financial Officer EX-99.1 4 tm2018354d2ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Bob Eckel Aware, Inc. 781-276-4000 Aware, Inc. Announces Appointment of David Barcelo as Chief Financial Officer BEDFORD, MASS. – May 4, 2020 – Aware, Inc. (NASDAQ: AWRE), a leading supplier of biometrics software and services, is pleased to announce that David Barcelo has been appointed Chief Financial Office |
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| May 4, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 30, 2020 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction (Commission (IRS Employer of incorpor |
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| May 1, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act of 1934 For the quarter ended March 31, 2020 Commission file number 000-21129 AWARE, INC. (Exact Name of Registrant as Specified in Its Charter) Massachusetts 04-2911026 (State or Other Jurisdiction of (I.R.S. Employer Identification No.) |
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| April 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 28, 2020 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction (Commission (IRS Employer of incorpor |
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| April 28, 2020 |
Aware, Inc. Reports First Quarter 2020 Financial Results Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Bob Eckel Aware, Inc. 781-276-4000 Aware, Inc. Reports First Quarter 2020 Financial Results BEDFORD, MASS. – April 28, 2020 – Aware, Inc. (NASDAQ: AWRE), a leading supplier of biometrics software and services, today reported financial results for its first quarter ended March 31, 2020. Revenue for the first quarter of 2020 was $3.5 million compared to $3 |
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| April 9, 2020 |
AWRE / Aware, Inc. DEF 14A - - DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐: Confidential, for Use o |
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| March 30, 2020 |
Aware, Inc. Announces Appointment of Peter R. Faubert to Board of Directors EX-99.2 7 tm2014085d1ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 FOR IMMEDIATE RELEASE Contact: Bob Eckel Aware, Inc. 781-276-4000 Aware, Inc. Announces Appointment of Peter R. Faubert to Board of Directors BEDFORD, MASS. – March 30, 2020 – Aware, Inc. (NASDAQ: AWRE), a leading supplier of biometrics software and services, announced that the Aware Board of Directors has appointed Peter R. Faubert to serv |
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| March 30, 2020 |
Separation Agreement between Aware, Inc. and David J. Martin dated March 27, 2020 EX-10.1 2 tm2014085d1ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 SEPARATION AGREEMENT This Separation Agreement (this “Agreement”) is entered into as of March 27, 2020 (the “Effective Date”), by and between Aware, Inc., a Massachusetts corporation with its principal offices located at 40 Middlesex Turnpike, Bedford, Massachusetts 01730 (together with its successors and assigns, the "Company"), and David |
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| March 30, 2020 |
Amendment to Employment Agreement between Aware, Inc. and Robert A. Eckel dated March 27, 2020 EX-10.3 4 tm2014085d1ex10-3.htm EXHIBIT 10.3 Exhibit 10.3 AMENDMENT TO EMPLOYMENT AGREEMENT This Amendment to Employment Agreement (this “Amendment”) is entered into as of March 27, 2020 (the “Effective Date”), by and between Aware, Inc., a Massachusetts corporation with its principal offices located at 40 Middlesex Turnpike, Bedford, Massachusetts 01730 (together with its successors and assigns, |
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| March 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 27, 2020 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction (Commission (IRS Employer of incorpor |
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| March 30, 2020 |
Amendment to Employment Agreement between Aware, Inc. and Kevin T. Russell dated March 27, 2020 EX-10.2 3 tm2014085d1ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 AMENDMENT TO EMPLOYMENT AGREEMENT This Amendment to Employment Agreement (this “Amendment”) is entered into as of March 27, 2020 (the “Effective Date”), by and between Aware, Inc., a Massachusetts corporation with its principal offices located at 40 Middlesex Turnpike, Bedford, Massachusetts 01730 (together with its successors and assigns, |
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| March 30, 2020 |
Aware, Inc. 2020 Executive Bonus Plan EX-10.4 5 tm2014085d1ex10-4.htm EXHIBIT 10.4 Exhibit 10.4 Certain identified information has been excluded from the exhibit because it is both (i) not material and (ii) would likely cause competitive harm to Aware, if publicly disclosed. Double asterisks denote omissions. Aware, Inc. 2020 Executive Bonus Plan Aware, Inc. (the “Company”) executives, Robert Eckel, President & Chief Executive Officer |
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| March 30, 2020 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Bob Eckel Aware, Inc. 781-276-4000 Aware, Inc. Announces Pending Departures of David J. Martin and Kevin T. Russell After Transition Period Richard P. Moberg Leaving Board BEDFORD, MASS. – March 30, 2020 – Aware, Inc. (NASDAQ: AWRE), a leading supplier of biometrics software and services, announced that David J. Martin informed the Aware Board of Directo |
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| February 24, 2020 |
AWRE / Aware, Inc. / Far View Capital Management LLC - SC 13G Passive Investment SC 13G SCHEDULE 13G Under the Securities Exchange Act of 1934 Aware, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 05453N100 (CUSIP Number) February 14, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☐ Rule 13d-1(b) ☒ Rule 13d-1(c) ☐ Rule 13d-1(d) * The remainder of this cove |
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| February 18, 2020 |
Exhibit 4.1 AWARE, INC. DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following description sets forth certain material terms and provisions of our common stock, $.01 par value per share (“Common Stock”), which is registered under Section 12 of the Securities Exchange Act of 1934, as amended. This description also summarizes provisions of th |
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| February 18, 2020 |
AWRE / Aware, Inc. 10-K - Annual Report - FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 For the fiscal year ended December 31, 2019 Commission file number 000-21129 AWARE, INC. (Exact Name of Registrant as Specified in Its Charter) Massachusetts 04-2911026 (State or Other Jurisdiction of (I.R.S. Employer Identification |
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| February 18, 2020 |
Exhibit 21.1 SUBSIDIARIES OF REGISTRANT Name of Organization Jurisdiction Aware Security Corporation Massachusetts |
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| February 12, 2020 |
AWRE / Aware, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 16)* AWARE INC/MASS (Name of Issuer) Common Stock (Title of Class of Securities) 05453N100 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul |
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| February 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 11, 2020 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction (Commission (IRS Employer of incor |
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| February 11, 2020 |
Aware, Inc. Reports Fourth Quarter and 2019 Financial Results Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Kevin Russell Aware, Inc. 781-276-4000 Aware, Inc. Reports Fourth Quarter and 2019 Financial Results BEDFORD, MASS. – February 11, 2020 – Aware, Inc. (NASDAQ: AWRE), a leading supplier of biometrics software and services, today reported financial results for its quarter and year ended December 31, 2019. Revenue for the fourth quarter of 2019 was $2.4 mil |
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| November 19, 2019 |
Aware, Inc. Q4 2019 Executive Bonus Plan Exhibit 10.2 Certain identified information has been excluded from the exhibit because it is both (i) not material and (ii) would likely cause competitive harm to Aware, if publicly disclosed. Double asterisks denote omissions. Aware, Inc. Q4 2019 Executive Bonus Plan Aware, Inc. (the “Company”) executives, Robert Eckel, President & Chief Executive Officer, Kevin Russell, Chief Legal & Administrat |
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| November 19, 2019 |
EX-10.1 2 tm1922947d1ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) is entered into as of November 19, 2019 (the “Effective Date”), by and between Aware, Inc., a Massachusetts corporation with its principal offices located at 40 Middlesex Turnpike, Bedford, Massachusetts 01730 (together with its successors and assigns, the "Company"), and Moh |
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| November 19, 2019 |
Aware, Inc. Announces Appointment of Mohamed Lazzouni as Chief Technology Officer Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Kevin Russell Aware, Inc. 781-276-4000 Aware, Inc. Announces Appointment of Mohamed Lazzouni as Chief Technology Officer BEDFORD, MASS. – November 19, 2019 – Aware, Inc. (NASDAQ: AWRE), a leading supplier of biometrics software and services, announced that Mohamed Lazzouni has been appointed Chief Technology Officer, effective November 19, 2019. Mr. Lazz |
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| November 19, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): November 13, 2019 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction (Commission (IRS Employer of incor |
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| November 1, 2019 |
AWRE / Aware, Inc. 10-Q - Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act of 1934 For the quarter ended September 30, 2019 Commission file number 000-21129 AWARE, INC. (Exact Name of Registrant as Specified in Its Charter) Massachusetts 04-2911026 (State or Other Jurisdiction of (I.R.S. Employer Identification |
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| October 29, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 29, 2019 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction (Commission (IRS Employer of incorp |
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| October 29, 2019 |
Aware, Inc. Reports Third Quarter 2019 Financial Results Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Kevin Russell Aware, Inc. 781-276-4000 Aware, Inc. Reports Third Quarter 2019 Financial Results BEDFORD, MASS. – October 29, 2019 – Aware, Inc. (NASDAQ: AWRE), a leading supplier of biometrics software and services, today reported financial results for its third quarter ended September 30, 2019. Revenue for the third quarter of 2019 was $3.0 million comp |
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| October 1, 2019 |
EX-10.2 3 tv530243ex10-2.htm EXHIBIT 10.2 W Exhibit 10.2 Aware, Inc. PERFORMANCE SHARE AWARD AGREEMENT This Agreement (“Agreement”) is entered into as of October 1, 2019 by and between Aware, Inc. (the “Company”) and Robert M. Mungovan (the “Grantee”). This Agreement is and shall be subject in every respect to the provisions of the Company’s 2001 Nonqualified Stock Plan, as amended from time to ti |
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| October 1, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): September 27, 2019 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction (Commission (IRS Employer of inco |
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| October 1, 2019 |
Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) is entered into as of October 1, 2019 (the “Effective Date”), by and between Aware, Inc., a Massachusetts corporation with its principal offices located at 40 Middlesex Turnpike, Bedford, Massachusetts 01730 (together with its successors and assigns, the "Company"), and Robert Mungovan (the "Executive"). WHEREAS, the Co |
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| October 1, 2019 |
Aware, Inc. Announces Appointment of Robert M. Mungovan as Chief Commercial Officer Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Kevin Russell Aware, Inc. 781-276-4000 Aware, Inc. Announces Appointment of Robert M. Mungovan as Chief Commercial Officer BEDFORD, MASS. – October 1, 2019 – Aware, Inc. (NASDAQ: AWRE), a leading supplier of biometrics software and services, announced that Robert M. Mungovan has been appointed Chief Commercial Officer, effective October 1, 2019. Mr. Mung |
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| September 19, 2019 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Kevin Russell Aware, Inc. 781-276-4000 Aware, Inc. Announces Appointment of Chief Executive Officer & President Robert Eckel to Become Chief Executive Officer and President Kevin Russell, Aware’s Current Chief Executive Officer and President, to Become Chief Legal and Administrative Officer BEDFORD, MASS. – September 19, 2019 – Aware, Inc. (NASDAQ: AWRE) |
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| September 19, 2019 |
EX-10.1 2 tv529721ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) is entered into as of September 17, 2019, by and between Aware, Inc., a Massachusetts corporation with its principal offices located at 40 Middlesex Turnpike, Bedford, Massachusetts 01730 (together with its successors and assigns, the "Company"), and Robert A. Eckel (the "Execut |
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| September 19, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): September 17, 2019 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction (Commission (IRS Employer of inco |
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| September 19, 2019 |
Exhibit 10.3 EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) is entered into as of September 19, 2019 (the “Effective Date”), by and between Aware, Inc., a Massachusetts corporation with its principal offices located at 40 Middlesex Turnpike, Bedford, Massachusetts 01730 (together with its successors and assigns, the "Company"), and Kevin T. Russell (the "Executive"). WHEREAS, th |
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| September 19, 2019 |
Exhibit 10.2 Aware, Inc. PERFORMANCE SHARE AWARD AGREEMENT This Agreement (“Agreement”) is entered into as of September 19, 2019 by and between Aware, Inc. (the “Company”) and Robert A. Eckel (the “Grantee”). This Agreement is and shall be subject in every respect to the provisions of the Company’s 2001 Nonqualified Stock Plan, as amended from time to time (the “Plan”), which is incorporated herei |
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| August 13, 2019 |
AWRE / Aware, Inc. / STAFFORD JOHN S JR - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 10)* Aware, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 05453N-10-0 (CUSIP Number) John S. Stafford, Jr. c/o Ronin Capital, LLC 350 N. Orleans Street, Suite 2N Chicago, IL 60654 (312) 244-5284 (Name, Address and Telephone Number of Pe |
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| August 2, 2019 |
AWRE / Aware, Inc. 10-Q - Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act of 1934 For the quarter ended June 30, 2019 Commission file number 000-21129 AWARE, INC. (Exact Name of Registrant as Specified in Its Charter) Massachusetts 04-2911026 (State or Other Jurisdiction of (I.R.S. Employer Identification No.) |
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| July 30, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 30, 2019 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction (Commission (IRS Employer of incorpora |
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| July 30, 2019 |
Aware, Inc. Reports Second Quarter 2019 Financial Results Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Kevin Russell Aware, Inc. 781-276-4000 Aware, Inc. Reports Second Quarter 2019 Financial Results BEDFORD, MASS. – July 30, 2019 – Aware, Inc. (NASDAQ: AWRE), a leading supplier of biometrics software and services, today reported financial results for its second quarter ended June 30, 2019. Revenue for the second quarter of 2019 was $3.0 million compared |
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| May 23, 2019 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 22, 2019 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction (Commission (IRS Employer of incorporat |
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| May 3, 2019 |
AWRE / Aware, Inc. 10-Q Quarterly Report FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act of 1934 For the quarter ended March 31, 2019 Commission file number 000-21129 AWARE, INC. (Exact Name of Registrant as Specified in Its Charter) Massachusetts 04-2911026 (State or Other Jurisdiction of (I.R.S. Employer Identification No.) |
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| April 30, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): April 30, 2019 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction (Commission (IRS Employer of incorpor |
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| April 30, 2019 |
Aware, Inc. Reports First Quarter 2019 Financial Results Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Kevin Russell Aware, Inc. 781-276-4000 Aware, Inc. Reports First Quarter 2019 Financial Results BEDFORD, MASS. – April 30, 2019 – Aware, Inc. (NASDAQ: AWRE), a leading supplier of biometrics software and services, today reported financial results for its first quarter ended March 31, 2019. Revenue for the first quarter of 2019 was $3.7 million compared t |
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| April 12, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨: Confidential, for Use o |
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| March 27, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): March 25, 2019 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction (Commission (IRS Employer of incorpor |
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| March 27, 2019 |
10.1 Aware, Inc. 2019 Executive Bonus Plan Exhibit 10.1 Aware, Inc. 2019 Executive Bonus Plan Aware, Inc. (the “Company”) executives, Kevin Russell and David Martin (the “Participants”) will be eligible to receive bonuses as described below based upon the achievement by the Company of a profit before taxes (“PBT”) target (the “2019 Plan PBT Goal”) determined by the Compensation Committee of the Company’s Board of Directors. The amount of t |
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| March 27, 2019 |
AWRE / Aware, Inc. / STAFFORD JOHN S JR - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 9)* Aware, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 05453N-10-0 (CUSIP Number) John S. Stafford, Jr. c/o Ronin Capital, LLC 350 N. Orleans Street, Suite 2N Chicago, IL 60654 (312) 244-5284 (Name, Address and Telephone Number of Per |
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| February 19, 2019 |
AWRE / Aware, Inc. FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 For the fiscal year ended December 31, 2018 Commission file number 000-21129 AWARE, INC. (Exact Name of Registrant as Specified in Its Charter) Massachusetts 04-2911026 (State or Other Jurisdiction of (I.R.S. Employer Identification |
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| February 19, 2019 |
Exhibit 21.1 SUBSIDIARIES OF REGISTRANT Name of Organization Jurisdiction Aware Security Corporation Massachusetts |
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| February 14, 2019 |
AWRE / Aware, Inc. / DG Capital Management, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 14, 2019 |
Joint Filing Statement Statement Pursuant to Rule 13d-1(k)(1) Exhibit 1 Joint Filing Statement Statement Pursuant to Rule 13d-1(k)(1) The undersigned hereby consent and agree to file a joint statement on Schedule 13G Amendment No. |
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| February 12, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 12, 2019 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction (Commission (IRS Employer of incor |
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| February 12, 2019 |
Aware, Inc. Reports Fourth Quarter and 2018 Financial Results Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Kevin Russell Aware, Inc. 781-276-4000 Aware, Inc. Reports Fourth Quarter and 2018 Financial Results BEDFORD, MASS. – February 12, 2019 – Aware, Inc. (NASDAQ: AWRE), a leading supplier of biometrics software and services, today reported financial results for its quarter and year ended December 31, 2018. Revenue for the fourth quarter of 2018 was $4.1 mil |
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| February 8, 2019 |
AWRE / Aware, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 15)* AWARE INC/MASS (Name of Issuer) Common Stock (Title of Class of Securities) 05453N100 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul |
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| October 26, 2018 |
AWRE / Aware, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act of 1934 For the quarter ended September 30, 2018 Commission file number 000-21129 AWARE, INC. (Exact Name of Registrant as Specified in Its Charter) Massachusetts 04-2911026 (State or Other Jurisdiction of (I.R.S. Employer Identification |
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| October 23, 2018 |
Aware, Inc. Reports Third Quarter 2018 Financial Results Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Kevin Russell Aware, Inc. 781-276-4000 Aware, Inc. Reports Third Quarter 2018 Financial Results BEDFORD, MASS. – October 23, 2018 – Aware, Inc. (NASDAQ: AWRE), a leading supplier of biometrics software and services, today reported financial results for its third quarter ended September 30, 2018. Revenue for the third quarter of 2018 was $5.4 million, a d |
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| October 23, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): October 23, 2018 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction (Commission (IRS Employer of incorp |
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| July 27, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 25, 2018 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction (Commission (IRS Employer of incorpora |
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| July 27, 2018 |
Aware, Inc. 2018 Executive Bonus Plan EX-10.1 2 tv499382ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 Aware, Inc. 2018 Executive Bonus Plan Aware, Inc. (the “Company”) executives, Kevin Russell and David Martin (the “Participants”) will be eligible to receive bonuses as described below based upon the achievement by the Company of a profit before taxes (“PBT”) target (the “2018 Plan PBT Goal”) determined by the Compensation Committee of the Com |
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| July 27, 2018 |
AWRE / Aware, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act of 1934 For the quarter ended June 30, 2018 Commission file number 000-21129 AWARE, INC. (Exact Name of Registrant as Specified in Its Charter) Massachusetts 04-2911026 (State or Other Jurisdiction of (I.R.S. Employer Identification No.) |
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| July 24, 2018 |
Aware, Inc. Reports Second Quarter 2018 Financial Results Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Kevin Russell Aware, Inc. 781-276-4000 Aware, Inc. Reports Second Quarter 2018 Financial Results BEDFORD, MASS. – July 24, 2018 – Aware, Inc. (NASDAQ: AWRE), a leading supplier of biometrics software and services, today reported financial results for its second quarter ended June 30, 2018. Revenue for the second quarter of 2018 was $3.8 million, an incre |
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| July 24, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): July 24, 2018 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction (Commission (IRS Employer of incorpora |
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| May 24, 2018 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): May 23, 2018 AWARE, INC. (Exact name of registrant as specified in its charter) Massachusetts 000-21129 04-2911026 (State or other jurisdiction (Commission (IRS Employer of incorporat |
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| April 27, 2018 |
AWRE / Aware, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Quarterly Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act of 1934 For the quarter ended March 31, 2018 Commission file number 000-21129 AWARE, INC. (Exact Name of Registrant as Specified in Its Charter) Massachusetts 04-2911026 (State or Other Jurisdiction of (I.R.S. Employer Identification No.) |
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| April 24, 2018 |
Aware, Inc. Announces Establishment of Stock Repurchase plan Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Kevin Russell Aware, Inc. 781-276-4000 Aware, Inc. Announces Establishment of Stock Repurchase plan BEDFORD, MASS. – April 24, 2018 – Aware, Inc. (NASDAQ: AWRE), a leading global provider of biometrics software and solutions, announced today that its Board of Directors has approved a program authorizing the Company to purchase up to $10 million of its co |
