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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Banc of California, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-35522 BANC OF CALIFORNIA, IN |
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| August 8, 2025 |
Banc of California, Inc. Executive Change in Control Severance Plan (Filed herewith). Exhibit 10.1 BANC OF CALIFORNIA, INC. EXECUTIVE CHANGE IN CONTROL SEVERANCE PLAN (As Amended and Restated August 7, 2025) 1.Purpose. The purpose of this Banc of California, Inc. Executive Change in Control Severance Plan (this “Plan”) is to retain certain officers and employees of the Company and its Subsidiaries by providing appropriate severance benefits and to ensure their continued dedication |
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| July 23, 2025 |
Investor Presentation Second Quarter 2025 Results Draft v4.5 1/21/24 Forward-Looking Statements and Other Matters This presentation includes forward-looking statements within the meaning of the “Safe-Harbor” provisions of the Private Securities Litigation Reform Act of 1995. These statements include, but are not limited to, statements related to our expectations regarding the performance of our bu |
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| July 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 23, 2025 BANC OF CALIFORNIA, INC. |
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| July 23, 2025 |
Banc of California, Inc. Reports Second Quarter Results and 9% Annualized Loan Growth Banc of California, Inc. Reports Second Quarter Results and 9% Annualized Loan Growth Company Release – 7/23/2025 $0.12 Earnings Per Share $0.31 Adjusted Earnings Per Share(1) $18.58 Book Value Per Share $16.46 Tangible Book Value Per Share(1) 9.92% CET1 Ratio 9% Annualized Loan Growth LOS ANGELES, Calif.-(BUSINESS WIRE)-Banc of California, Inc. (NYSE: BANC) (“Banc of California” or the “Company”) |
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| May 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-35522 BANC OF CALIFORNIA, I |
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| May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2025 BANC OF CALIFORNIA, INC. |
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| April 23, 2025 |
Banc of California, Inc. Reports First Quarter Diluted Earnings per Share of $0.26 and Loan Growth of 6% Annualized in the First Quarter; Upsizes Stock Buyback Program to $300 Million Company Release – 4/23/2025 $0.26 Earnings Per Share $18.17 Book Value Per Share $16.12 Tangible Book Value Per Share(1) 10.43% CET1 Ratio 6% Annualized Loan Growth LOS ANGELES, Calif.-(BUSINESS WIRE)-Banc of Califor |
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| April 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2025 BANC OF CALIFORNIA, INC. |
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| April 23, 2025 |
Investor Presentation First Quarter 2025 Results Draft v4.5 1/21/24 Forward-Looking Statements and Other Matters This presentation includes forward-looking statements within the meaning of the “Safe-Harbor” provisions of the Private Securities Litigation Reform Act of 1995. These statements include, but are not limited to, statements related to our expectations regarding the performance of our bus |
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| March 27, 2025 |
SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 27, 2025 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2025 BANC OF CALIFORNIA, INC. |
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| March 4, 2025 |
Banc of California Welcomes Karen Hon as Chief Accounting Officer EX-99.1 2 exhibit991karenhon-newsrel.htm EX-99.1 NEWS RELEASE Corporate Communications Banc of California Welcomes Karen Hon as Chief Accounting Officer Notable finance and accounting leader with more than 20 years of experience has joined one of the nation’s leading business banks LOS ANGELES — March 4, 2025 — Banc of California, Inc. (NYSE: BANC), the parent company of wholly owned subsidiary Ba |
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| March 3, 2025 |
Exhibit 10.7 Confidential Separation Agreement and General Release This Confidential Separation Agreement and General Release (the “Agreement”) is executed by Banc of California (“Employer”) and Raymond Rindone (“Employee”). In consideration for the execution of this Agreement, and the performance of the terms herein, Employer and Employee (collectively the “Parties”) agree as follows: 1.Employmen |
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| March 3, 2025 |
Exhibit 10.6 CONFIDENTIAL SEPARATION AGREEMENT AND GENERAL RELEASE This Confidential Separation Agreement and General Release (the “Agreement”) is executed by Banc of California (“Employer”) and John Sotoodeh (“Employee”). In consideration for the execution of this Agreement, and the performance of the terms herein, Employer and Employee (collectively the “Parties”) agree as follows: 1. Employment |
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| March 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-35522 BANC OF CALIFORNIA, INC. ( |
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| March 3, 2025 |
Subsidiaries of the Registrant (Filed herewith). Exhibit 21.1 SUBSIDIARIES OF BANC OF CALIFORNIA, INC. AS OF DECEMBER 31, 2024* Name of Subsidiary Jurisdiction of Incorporation or Organization Banc of California California Civic Ventures LLC Delaware *In accordance with Item 601(b)(21)(ii) of Regulation S-K of the Securities and Exchange Commission, omits those subsidiaries that, if considered in the aggregate as a single subsidiary, would not c |
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| March 3, 2025 |
Exhibit 10.25 BANC OF CALIFORNIA, INC. EMPLOYEE SEVERANCE PLAN AND SUMMARY PLAN DESCRIPTION ARTICLE 1. NAME, PURPOSE AND EFFECTIVE DATE OF PLAN 1.1. Name and Purpose of Plan. The Plan shall be known as the Banc of California, Inc. Employee Severance Plan (the “Plan”). The purpose of this Plan is to provide severance benefits to employees of Banc of California, Inc. (together with its subsidiaries, |
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| March 3, 2025 |
Banc of California, Inc. Insider Trading Policy (Filed herewith EXHIBIT 19.1 Approval Authority: Company Board of Directors Approval Date: 02/27/2024 Control No.: 0400.02B Business Owner: General Counsel Entity Level: Banc of California, Inc. Review Frequency: 1 Year INSIDER TRADING POLICY 1. Purpose This Banc of California, Inc. Insider Trading Policy (the Policy) describes the policies and procedures adopted by the Board of Directors (the Board) of Banc of C |
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| January 23, 2025 |
Exhibit 99.1 Banc of California, Inc. Reports Fourth Quarter Diluted Earnings per Share of $0.28, Reflecting Strong Year-Over-Year Net Interest Margin Expansion and Lower Noninterest Expenses Company Release – 1/23/2025 LOS ANGELES, Calif.-(BUSINESS WIRE)-Banc of California, Inc. (NYSE: BANC) (“Banc of California” or the “Company”), the parent company of wholly-owned subsidiary Banc of California |
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| January 23, 2025 |
Exhibit 99.2 Investor Presentation Fourth Quarter and Full Year 2024 Results Draft v4.5 1/21/24 Forward-Looking Statements and Other Matters This presentation includes forward-looking statements within the meaning of the “Safe-Harbor” provisions of the Private Securities Litigation Reform Act of 1995. These statements include, but are not limited to, statements related to our expectations regardin |
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| January 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2025 BANC OF CALIFORNIA, INC. |
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| November 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-35522 BANC OF CALIFORNI |
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| October 22, 2024 |
Exhibit 99.2 Investor Presentation Third Quarter 2024 Results Draft v4.5 1/21/24 Forward-Looking Statements and Other Matters This presentation includes forward-looking statements within the meaning of the “Safe-Harbor” provisions of the Private Securities Litigation Reform Act of 1995. These statements include, but are not limited to, statements related to our expectations regarding the performan |
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| October 22, 2024 |
Exhibit 99.1 Banc of California, Inc. Reports Third Quarter 2024 Financial Results Which Include Balance Sheet Repositioning Company Release – 10/22/2024 LOS ANGELES, Calif.-(BUSINESS WIRE)-Banc of California, Inc. (NYSE: BANC) (“Banc of California” or the “Company”), the parent company of wholly-owned subsidiary Banc of California (the “Bank”), today reported financial results for the third quart |
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| October 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 22, 2024 BANC OF CALIFORNIA, INC. |
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| October 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 4, 2024 BANC OF CALIFORNIA, INC. |
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| August 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 23, 2024 BANC OF CALIFORNIA, INC. |
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| August 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-35522 BANC OF CALIFORNIA, IN |
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| August 1, 2024 |
BANC / Banc of California, Inc. / WARBURG PINCUS LLC - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* BANC OF CALIFORNIA, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 05990K106 (CUSIP Number) WP Clipper GG 14 L.P. WP Clipper FS II L.P. c/o Warburg Pincus LLC 450 Lexington Avenue New York, NY 10017 |
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| July 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 23, 2024 BANC OF CALIFORNIA, INC. |
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| July 23, 2024 |
Banc of California, Inc. Reports Second Quarter 2024 Financial Results Exhibit 99.1 Banc of California, Inc. Reports Second Quarter 2024 Financial Results Company Release - 7/23/2024 LOS ANGELES, Calif.-(BUSINESS WIRE)-Banc of California, Inc. (NYSE: BANC) (“Banc of California”), the parent company of wholly-owned subsidiary Banc of California (the “Bank”), today reported financial results for the second quarter ended June 30, 2024. The Company recorded net earnings |
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| July 23, 2024 |
Exhibit 99.2 Investor Presentation Second Quarter 2024 Results Draft v4.5 1/21/24 Forward Looking Statements This presentation includes forward-looking statements within the meaning of the “Safe-Harbor” provisions of the Private Securities Litigation Reform Act of 1995. These statements include, but are not limited to, statements related to our expectations regarding the performance of our busines |
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| May 20, 2024 |
Letter from KPMG LLP to the Securities and Exchange Commission dated Exhibit 16.1 May 20, 2024 Securities and Exchange Commission Washington, District of Columbia 20549 Ladies and Gentlemen: We were previously principal accountants for Banc of California, Inc. and subsidiaries (the Company) and, under the date of February 29, 2024, we reported on the consolidated financial statements of the Company as of and for the years ended December 31, 2023 and 2022, and the e |
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| May 20, 2024 |
Exhibit 10.1 CONFIDENTIAL AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”) dated as of May 17, 2024, is by and among BANC OF CALIFORNIA, INC., a Maryland corporation (the “Company”), the BANC OF CALIFORNIA, a California state chartered bank (the “Bank” and together with the Company, “Employer”) and JARED WOLFF (“Executive”). WHEREAS, Emplo |
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| May 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2024 BANC OF CALIFORNIA, INC. |
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| May 14, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2024 BANC OF CALIFORNIA, INC. |
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| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2024 BANC OF CALIFORNIA, INC. |
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| May 13, 2024 |
Exhibit 99.1 Investor Presentation First Quarter 2024 Results May 13, 2024 Update Draft v4.5 1/21/24 Forward Looking Statements and Other Matters This presentation includes forward-looking statements within the meaning of the “Safe-Harbor” provisions of the Private Securities Litigation Reform Act of 1995. Words or phrases such as “believe,” “will,” “should,” “will likely result,” “are expected to |
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| May 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-35522 BANC OF CALIFORNIA, INC. |
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| April 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2024 BANC OF CALIFORNIA, INC. |
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| April 23, 2024 |
Exhibit 99.1 Banc of California, Inc. Reports First Quarter 2024 Financial Results with Improved Profitability and Strengthened Balance Sheet Company Release - 4/23/2024 LOS ANGELES, Calif.-(BUSINESS WIRE)-Banc of California, Inc. (NYSE: BANC) (“Banc of California”), the parent company of wholly-owned subsidiary Banc of California (the “Bank”), today reported financial results for the first quarte |
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| April 23, 2024 |
Exhibit 99.2 Investor Presentation First Quarter 2024 Results Draft v4.5 1/21/24 Forward Looking Statements This press release includes forward-looking statements within the meaning of the “Safe-Harbor” provisions of the Private Securities Litigation Reform Act of 1995. Words or phrases such as “believe,” “will,” “should,” “will likely result,” “are expected to,” “will continue,” “is anticipated,” |
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| March 28, 2024 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 28, 2024 |
SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 1, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form 424B7 (Form Type) Banc of California, Inc. |
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| March 1, 2024 |
51,422,763 Shares BANC OF CALIFORNIA, INC. Voting Common Stock TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(7) Registration No. 333-270328 PROSPECTUS SUPPLEMENT (To Prospectus Dated March 7, 2023) 51,422,763 Shares BANC OF CALIFORNIA, INC. Voting Common Stock This prospectus supplement relates to the potential resale from time to time of up to 51,422,763 shares of our voting common stock, par value $0.01 per share (“voting common stock”), by the sell |
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| March 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 1, 2024 BANC OF CALIFORNIA, INC. (Exact name of registrant as specified in its charter) Maryland 001-35522 04-3639825 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identi |
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| February 29, 2024 |
Exhibit 3.1 BANC OF CALIFORNIA, INC. THIRD ARTICLES OF RESTATEMENT THIS IS TO CERTIFY THAT: FIRST: Banc of California, Inc., a Maryland corporation (the “Corporation”), desires to restate its charter (the “Charter”) as currently in effect. SECOND: The following provisions, together with the descriptions of the preferences, voting powers and other rights, restrictions, limitations as to dividends a |
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| February 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 Commission File No. 001-35522 BANC OF CALIFORNIA, INC. (Exact name of registrant as specified |
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| February 29, 2024 |
Banc of California, Inc. Mandatory Recoupment Policy (Filed herewith). EXHIBIT 97 MANDATORY RECOUPMENT POLICY I. Background Banc of California, Inc. (the “Company”) has adopted this policy (this “Policy”) to provide for the recovery or “clawback” of certain incentive compensation in the event of a Restatement. This Policy is intended to comply with, and will be interpreted to be consistent with, the requirements of Section 303A.14 of the New York Stock Exchange (“NYS |
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| February 29, 2024 |
Subsidiaries of the Registrant (Filed herewith) Exhibit 21.1 SUBSIDIARIES OF BANC OF CALIFORNIA, INC. AS OF DECEMBER 31, 2023* Name of Subsidiary Jurisdiction of Incorporation or Organization Banc of California Maryland Civic Ventures LLC Delaware *In accordance with Item 601(b)(21)(ii) of Regulation S-K of the Securities and Exchange Commission, omits those subsidiaries that, if considered in the aggregate as a single subsidiary, would not con |
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| February 29, 2024 |
Exhibit 10.9 AMENDED AND RESTATED PACWEST BANCORP 2017 STOCK INCENTIVE PLAN 1.Purpose of the Plan. The purpose of this Amended and Restated PacWest Bancorp 2017 Stock Incentive Plan (the “Plan”) is to offer certain Employees, Non-Employee Directors, and Consultants the opportunity to acquire a proprietary interest in the Company. Through the Plan, the Company and its subsidiaries seek to attract, |
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| February 29, 2024 |
Form of Stock Award Agreement and Grant Notice pursuant to the Exhibit 10.10 PACWEST BANCORP STOCK INCENTIVE PLAN NOTICE OF STOCK AWARD GRANT This Notice of Stock Award Grant is part of the Stock Award Agreement between Grantee and the Company dated and is of no force and effect until the Stock Award Agreement is signed by Grantee and the Company's representative, this Notice of Stock Award Grant is signed by Grantee. You have been granted the following Stock |
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| February 13, 2024 |
BANC / Banc of California, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0399-bancofcaliforniainc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5)* Name of issuer: Banc of California Inc Title of Class of Securities: Common Stock CUSIP Number: 05990K106 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to de |
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| February 9, 2024 |
BANC / Banc of California, Inc. / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5 )* Banc of California Inc (Name of Issuer) Common Stock (Title of Class of Securities) 05990K106 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| February 6, 2024 |
BANC / Banc of California, Inc. / FJ Capital Management LLC Passive Investment SC 13G/A 1 eps11128banc.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) * Banc of California, Inc. (BANC) (Name of Issuer) Common Stock (Title of Class of Securities) 05990K 10 6 (CUSIP Number) 12/31/2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| January 25, 2024 |
Investor Presentation 2023 Fourth Quarter Results Draft v4.5 1/21/24 Exhibit 99.2 Investor Presentation 2023 Fourth Quarter Results Draft v4.5 1/21/24 Forward Looking Statements This presentation includes forward - looking statements within the meaning of the “Safe - Harbor” provisions of the Private Securiti es Litigation Reform Act of 1995. Words or phrases such as “believe,” “will,” “should,” “will likely result,” “are expected to,” “will continue,” “is anticipa |
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| January 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K in Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 25, 2024 BANC OF CALIFORNIA, INC. |
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| January 25, 2024 |
Exhibit 99.1 Banc of California, Inc. Reports Fourth Quarter 2023 Financial Results Following Completion of Transformational Merger with PacWest Bancorp Company Release - 1/25/2024 LOS ANGELES, Calif.-(BUSINESS WIRE)-Banc of California, Inc. (NYSE: BANC) (“Banc of California”), parent of wholly-owned subsidiary Banc of California (the “Bank”), today reported financial results for the fourth quarte |
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| December 19, 2023 |
BANC / Banc of California, Inc. / PL Capital Advisors, LLC Activist Investment SC 13D/A 1 bancofcaplcap13da5.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment No. 5 Under the Securities Exchange Act of 1934 BANC OF CALIFORNIA, INC. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 05990K106 (CUSIP Number) Mr. John W. Palmer PL Capital Advisors, LLC 750 Eleventh Street South Suite 202 Naples, FL 34 |
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| December 1, 2023 |
Banc of California, INC. ARTICLES SUPPLEMENTARY NON-VOTING COMMON EQUIVALENT STOCK Exhibit 3.3 Banc of California, INC. ARTICLES SUPPLEMENTARY NON-VOTING COMMON EQUIVALENT STOCK Banc of California, Inc., a Maryland corporation (the “Corporation”), does hereby certify to the State Department of Assessments and Taxation of Maryland that: FIRST: Under a power contained in Article 6 of the charter of the Corporation currently in effect (as amended, supplemented and/or restated from |
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| December 1, 2023 |
As filed with the Securities and Exchange Commission on December 1, 2023 As filed with the Securities and Exchange Commission on December 1, 2023 Registration No. |
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| December 1, 2023 |
Exhibit 3.4 Banc of California, INC. ARTICLES SUPPLEMENTARY 7.75% NON-CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES f Banc of California, Inc., a Maryland corporation (the “Corporation”), does hereby certify to the State Department of Assessments and Taxation of Maryland that: FIRST: Under a power contained in Article 6 of the charter of the Corporation currently in effect (as amended, supplemented |
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| December 1, 2023 |
Exhibit 4.1 DEPOSIT AGREEMENT by and among BANC OF CALIFORNIA, INC. As Issuer and COMPUTERSHARE INC. and Computershare TRUST COMPANY, N.A. Jointly as Depositary and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED HEREIN Dated November 30, 2023 DEPOSIT AGREEMENT, dated November 30 2023, by and among (i) Banc of California, Inc., a Maryland corporation (the “Corporation”); (ii) Co |
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| December 1, 2023 |
BANC / Banc of California Inc / WARBURG PINCUS LLC - SC 13D Activist Investment SC 13D 1 ef20015790sc13d.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 BANC OF CALIFORNIA, INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 05990K106 (CUSIP Number) WP Clipper GG 14 L.P. WP Clipper FS II L.P. c/o Warburg Pincus LLC 450 Lexington Avenue New York, N |
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| December 1, 2023 |
AMENDED AND RESTATED PACWEST BANCORP 2017 STOCK INCENTIVE PLAN Exhibit 10.2 AMENDED AND RESTATED PACWEST BANCORP 2017 STOCK INCENTIVE PLAN 1. Purpose of the Plan. The purpose of this Amended and Restated PacWest Bancorp 2017 Stock Incentive Plan (the “Plan”) is to offer certain Employees, Non-Employee Directors, and Consultants the opportunity to acquire a proprietary interest in the Company. Through the Plan, the Company and its subsidiaries seek to attract, |
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| December 1, 2023 |
EX-99.2 3 ef20015790ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 INVESTMENT AGREEMENT by and between BANC OF CALIFORNIA, INC., WP CLIPPER GG 14 L.P. and WP CLIPPER FS II L.P. Dated as of July 25, 2023 TABLE OF CONTENTS Page ARTICLE I PURCHASE; CLOSING Section 1.1 Purchase 2 Section 1.2 Closing 3 ARTICLE II REPRESENTATIONS AND WARRANTIES Section 2.1 Material Adverse Effect 8 Section 2.2 Representations and |
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| December 1, 2023 |
Exhibit 4.4 THE SECURITIES REPRESENTED BY THIS INSTRUMENT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR QUALIFIED UNDER ANY STATE SECURITIES LAWS AND MAY NOT BE TRANSFERRED, SOLD OR OTHERWISE DISPOSED OF UNLESS (I) A REGISTRATION STATEMENT RELATING THERETO IS EFFECTIVE UNDER THE ACT AND IS QUALIFIED UNDER APPLICABLE STATE SECURITIES LAWS OR (II) THE TRANSACT |
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| December 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 28, 2023 BANC OF CALIFORNIA, INC. (Exact name of registrant as specified in its charter) Maryland 001-35522 04-3639825 (State or other jurisdiction of incorporation) (Commis |
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| December 1, 2023 |
Exhibit 4.3 THE SECURITIES REPRESENTED BY THIS INSTRUMENT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR QUALIFIED UNDER ANY STATE SECURITIES LAWS AND MAY NOT BE TRANSFERRED, SOLD OR OTHERWISE DISPOSED OF UNLESS (I) A REGISTRATION STATEMENT RELATING THERETO IS EFFECTIVE UNDER THE ACT AND IS QUALIFIED UNDER APPLICABLE STATE SECURITIES LAWS OR (II) THE TRANSACT |
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| December 1, 2023 |
Exhibit 99.1 Banc of California Announces Completion of Transformational Merger with PacWest Bancorp and $400 Million Equity Raise Combined bank emerges as the third-largest bank headquartered in California and one of the nation’s premier relationship-focused business banks LOS ANGELES, November 30, 2023-Banc of California, Inc. (“Banc of California”) (NYSE: BANC) today announced the completion of |
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| December 1, 2023 |
BANC OF CALIFORNIA, INC. ARTICLES OF AMENDMENT EX-99.7 8 ef20015790ex99-7.htm EXHIBIT 99.7 Exhibit 99.7 BANC OF CALIFORNIA, INC. ARTICLES OF AMENDMENT Banc of California, Inc., a Maryland corporation (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: Paragraph 1 of Section F of Article 6 of the charter of the Corporation is hereby amended and restated in full as follows: “1.Notwit |
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| December 1, 2023 |
EX-99.3 4 ef20015790ex99-3.htm EXHIBIT 99.3 Exhibit 99.3 REGISTRATION RIGHTS AGREEMENT by and among BANC OF CALIFORNIA, INC. and WP CLIPPER GG 14 L.P. WP CLIPPER FS II L.P. CB LAKER BUYER L.P. Dated as of November 30, 2023 Table of Contents Page Section 1. Definitions 1 Section 2. Registration Rights 6 (a) Shelf Registration Statement 6 (b) Right to Request Shelf Take-Down 7 (c) Demand Registratio |
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| December 1, 2023 |
BANC OF CALIFORNIA, INC. ARTICLES OF AMENDMENT Exhibit 3.2 BANC OF CALIFORNIA, INC. ARTICLES OF AMENDMENT Banc of California, Inc., a Maryland corporation (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland that: First: Paragraph 1 of Section F of Article 6 of the charter of the Corporation is hereby amended and restated in full as follows: “1. Notwithstanding any other provision of the Charter |
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| December 1, 2023 |
EX-9.1 2 ef20015790ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing of this Statement on Schedule 13D including any amendments thereto. This Joint Filing Agreement may be executed in any number of counterparts, each of which shall be deemed an ori |
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| December 1, 2023 |
EX-99.4 5 ef20015790ex99-4.htm EXHIBIT 99.4 Exhibit 99.4 THE SECURITIES REPRESENTED BY THIS INSTRUMENT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR QUALIFIED UNDER ANY STATE SECURITIES LAWS AND MAY NOT BE TRANSFERRED, SOLD OR OTHERWISE DISPOSED OF UNLESS (I) A REGISTRATION STATEMENT RELATING THERETO IS EFFECTIVE UNDER THE ACT AND IS QUALIFIED UNDER APPLICAB |
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| December 1, 2023 |
Exhibit 10.3 REGISTRATION RIGHTS AGREEMENT by and among Banc of California, Inc. and WP CLIPPER GG 14 L.P. WP CLIPPER FS II L.P. CB LAKER BUYER L.P. Dated as of November 30, 2023 Table of Contents Page Section 1. Definitions 1 Section 2. Registration Rights 6 (a) Shelf Registration Statement 6 (b) Right to Request Shelf Take-Down 6 (c) Demand Registration Statement if Shelf Registration Statement |
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| December 1, 2023 |
Exhibit 107 Calculation of Filing Fee Tables FORM S-8 (Form Type) Banc of California, Inc. |
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| December 1, 2023 |
EX-99.5 6 ef20015790ex99-5.htm EXHIBIT 99.5 Exhibit 99.5 THE SECURITIES REPRESENTED BY THIS INSTRUMENT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR QUALIFIED UNDER ANY STATE SECURITIES LAWS AND MAY NOT BE TRANSFERRED, SOLD OR OTHERWISE DISPOSED OF UNLESS (I) A REGISTRATION STATEMENT RELATING THERETO IS EFFECTIVE UNDER THE ACT AND IS QUALIFIED UNDER APPLICAB |
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| December 1, 2023 |
Exhibit 16.1 December 1, 2023 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read Item 4.01 of Form 8-K dated December 1, 2023, of Banc of California, Inc. and are in agreement with the statements contained in the first three paragraphs therein, except that we are not in a position to agree or disagree with the Company’s statement that the Board o |
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| December 1, 2023 |
AMENDED AND RESTATED BANC OF CALIFORNIA, INC. 2018 OMNIBUS STOCK INCENTIVE PLAN Exhibit 10.4 AMENDED AND RESTATED BANC OF CALIFORNIA, INC. 2018 OMNIBUS STOCK INCENTIVE PLAN Section 1. Purpose; Definitions The purpose of this Plan is to give the Company a competitive advantage in attracting, retaining and motivating officers, employees, directors and/or consultants and to provide the Company and its Subsidiaries and Affiliates with a long-term incentive plan providing incentiv |
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| December 1, 2023 |
BANC OF CALIFORNIA, INC. ARTICLES SUPPLEMENTARY NON-VOTING COMMON EQUIVALENT STOCK EX-99.6 7 ef20015790ex99-6.htm EXHIBIT 99.6 Exhibit 99.6 BANC OF CALIFORNIA, INC. ARTICLES SUPPLEMENTARY NON-VOTING COMMON EQUIVALENT STOCK Banc of California, Inc., a Maryland corporation (the “Corporation”), does hereby certify to the State Department of Assessments and Taxation of Maryland that: FIRST: Under a power contained in Article 6 of the charter of the Corporation currently in effect (a |
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| November 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Banc of California, Inc. (Exact name of registrant as specified in its charter) Maryland 04-3639825 (State of incorporation or organization) (I.R.S. Employer Identification No.) 3 MacArthur Place, |
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| November 22, 2023 |
Exhibit 99.1 Banc of California and PacWest Bancorp Receive Stockholder Approvals for their Merger Merger proposal receives in excess of 98% approval of the shares voted from each of Banc of California and PacWest Bancorp stockholders SANTA ANA, Calif. and LOS ANGELES, Calif -(BUSINESS WIRE; GLOBE NEWSWIRE)- Banc of California, Inc. (“Banc of California”) (NYSE: BANC) and PacWest Bancorp (“PacWest |
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| November 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 22, 2023 BANC OF CALIFORNIA, INC. (Exact name of registrant as specified in its charter) Maryland 001-35522 04-3639825 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Id |
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| November 22, 2023 |
Exhibit 99.1 Banc of California and PacWest Bancorp Receive Stockholder Approvals for their Merger Merger proposal receives in excess of 98% approval of the shares voted from each of Banc of California and PacWest Bancorp stockholders SANTA ANA, Calif. and LOS ANGELES, Calif -(BUSINESS WIRE; GLOBE NEWSWIRE)- Banc of California, Inc. (“Banc of California”) (NYSE: BANC) and PacWest Bancorp (“PacWest |
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| November 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 22, 2023 BANC OF CALIFORNIA, INC. (Exact name of registrant as specified in its charter) Maryland 001-35522 04-3639825 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Id |
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| November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 14, 2023 BANC OF CALIFORNIA, INC. (Exact name of registrant as specified in its charter) Maryland 001-35522 04-3639825 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Id |
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| November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 14, 2023 BANC OF CALIFORNIA, INC. (Exact name of registrant as specified in its charter) Maryland 001-35522 04-3639825 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Id |
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| November 9, 2023 |
Rule 13a-14(b) and 18 U.S.C. 1350 Certification Exhibit 32.0 SECTION 1350 CERTIFICATION Each of the undersigned hereby certifies in his or her capacity as an officer of Banc of California, Inc. (“the Company”) that this Quarterly Report of the Company on Form 10-Q for the quarter ended September 30, 2023 fully complies with the requirements of Section 13(a) or Section 15(d), as applicable, of the Securities Exchange Act of 1934, as amended, and |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe |
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| October 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 26, 2023 BANC OF CALIFORNIA, INC. (Exact name of registrant as specified in its charter) Maryland 001-35522 04-3639825 (State or other jurisdiction of incorporation) (Commiss |
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| October 27, 2023 |
Exhibit 99.1 Banc of California Announces Appointments of Four Directors to its Board of Directors in Connection with its Merger with PacWest Bancorp SANTA ANA, Calif. — October 26, 2023 — Banc of California, Inc. (“Banc of California”) (NYSE: BANC) today announced the appointments of Todd Schell, a principal of Warburg Pincus LLC, and John M. Eggemeyer, Paul R. Burke, and Susan E. Lester, each di |
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| October 27, 2023 |
Exhibit 99.1 Banc of California Announces Appointments of Four Directors to its Board of Directors in Connection with its Merger with PacWest Bancorp SANTA ANA, Calif. — October 26, 2023 — Banc of California, Inc. (“Banc of California”) (NYSE: BANC) today announced the appointments of Todd Schell, a principal of Warburg Pincus LLC, and John M. Eggemeyer, Paul R. Burke, and Susan E. Lester, each di |
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| October 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 26, 2023 BANC OF CALIFORNIA, INC. (Exact name of registrant as specified in its charter) Maryland 001-35522 04-3639825 (State or other jurisdiction of incorporation) (Commiss |
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| October 27, 2023 |
BANC / Banc of California Inc / FJ Capital Management LLC Passive Investment SC 13G 1 eps11015banc.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) * Banc of California, Inc. (BANC) (Name of Issuer) Common Stock (Title of Class of Securities) 05990K 10 6 (CUSIP Number) 10/25/2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate th |
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| October 26, 2023 |
Filed by Banc of California, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: PacWest Bancorp Commission File No.: 001-36408 Banc of California Announces Appointments of Four Directors to its Board of Directors in Connection with its Merger with PacWest Bancorp SANTA ANA, Calif. — October 26, |
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| October 25, 2023 |
Filed by Banc of California, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: PacWest Bancorp Commission File No.: 001-36408 Banc of California, Inc. Third Quarter Earnings Conference Call Tuesday, October 24, 2023, 1:00 PM Eastern CORPORATE PARTICIPANTS Jared Wolff - Chairman, President and |
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| October 24, 2023 |
Banc of California Reports Net Income of $42.6 million, with Stable Deposit Mix and Improved Net Interest Margin in Third Quarter 2023 Financial Results SANTA ANA, Calif., (October 24, 2023) — Banc of California, Inc. (NYSE: BANC) (“Banc of California”) today reported net income of $42.6 million, or $0.74 per diluted common share, for the third quarter of 2023. This compares to net income of $17.9 |
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| October 24, 2023 |
banc3q23investordeckvf www.bancofcal.com Investor Presentation 2023 Third Quarter Earnings 2 This presentation includes forward-looking statements within the meaning of the “Safe-Harbor” provisions of the Private Securities Litigation Reform Act of 1995. Words or phrases such as “believe,” “will,” “should,” “will likely result,” “are expected to,” “will continue,” “is anticipated,” “estimate,” “pr |
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| October 24, 2023 |
banc3q23investordeckvf www.bancofcal.com Investor Presentation 2023 Third Quarter Earnings 2 This presentation includes forward-looking statements within the meaning of the “Safe-Harbor” provisions of the Private Securities Litigation Reform Act of 1995. Words or phrases such as “believe,” “will,” “should,” “will likely result,” “are expected to,” “will continue,” “is anticipated,” “estimate,” “pr |
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| October 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K in Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2023 BANC OF CALIFORNIA, INC. |
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| October 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K in Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2023 BANC OF CALIFORNIA, INC. |
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| October 24, 2023 |
Banc of California Reports Net Income of $42.6 million, with Stable Deposit Mix and Improved Net Interest Margin in Third Quarter 2023 Financial Results SANTA ANA, Calif., (October 24, 2023) — Banc of California, Inc. (NYSE: BANC) (“Banc of California”) today reported net income of $42.6 million, or $0.74 per diluted common share, for the third quarter of 2023. This compares to net income of $17.9 |
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| October 23, 2023 |
TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-274245 To the Stockholders of Banc of California, Inc. and the Stockholders of PacWest Bancorp MERGER AND ISSUANCE PROPOSED—YOUR VOTE IS VERY IMPORTANT On behalf of the boards of directors of Banc of California, Inc., a Maryland corporation (“BANC”), and PacWest Bancorp, a Delaware corporation (“PACW”), we are |
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| October 19, 2023 |
Exhibit 99.2 |
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| October 19, 2023 |
CONSENT OF PIPER SANDLER & CO. Exhibit 99.3 CONSENT OF PIPER SANDLER & CO. We hereby consent to the inclusion of our opinion letter to the Board of Directors of PacWest Bancorp (the “Company”) as an Annex to the Joint Proxy Statement/Prospectus relating to the proposed merger of the Company with Banc of California, Inc. contained in Amendment No. 3 to the Registration Statement on Form S-4, as filed with the Securities and Exch |
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| October 19, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 19, 2023 BANC OF CALIFORNIA, INC. (Exact name of registrant as specified in its charter) Maryland 001-35522 04-3639825 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Ide |
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| October 19, 2023 |
Banc of California Receives Final Regulatory Approval for its Merger with PacWest Bancorp Exhibit 99.1 Banc of California Receives Final Regulatory Approval for its Merger with PacWest Bancorp SANTA ANA, Calif. — October 19, 2023 — Banc of California, Inc. (“Banc of California”) (NYSE: BANC) and PacWest Bancorp (“PacWest”) (Nasdaq: PACW) today announced that the Board of Governors of the Federal Reserve System granted its approval of the previously announced combination of Banc of Cali |
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| October 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 19, 2023 BANC OF CALIFORNIA, INC. (Exact name of registrant as specified in its charter) Maryland 001-35522 04-3639825 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Ide |
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| October 19, 2023 |
Banc of California Receives Final Regulatory Approval for its Merger with PacWest Bancorp Exhibit 99.1 Banc of California Receives Final Regulatory Approval for its Merger with PacWest Bancorp SANTA ANA, Calif. — October 19, 2023 — Banc of California, Inc. (“Banc of California”) (NYSE: BANC) and PacWest Bancorp (“PacWest”) (Nasdaq: PACW) today announced that the Board of Governors of the Federal Reserve System granted its approval of the previously announced combination of Banc of Cali |
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| October 19, 2023 |
As filed with the Securities and Exchange Commission on October 19, 2023 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on October 19, 2023 Registration No. |
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| October 19, 2023 |
BANC OF CALIFORNIA, INC. 3 MacArthur Place Santa Ana, California 92707 (855) 361-2262 BANC OF CALIFORNIA, INC. 3 MacArthur Place Santa Ana, California 92707 (855) 361-2262 October 19, 2023 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Finance 100 F Street, NE Washington, D.C. 20549-3628 Attention: James Lopez Robert Arzonetti Robert Klein Cara Lubit Re: Banc of California, Inc. (the “Company”) Amendment No. 3 to Registration Statement o |
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| October 19, 2023 |
Exhibit 99.1 |
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| October 19, 2023 |
CONSENT OF J.P. MORGAN SECURITIES LLC Exhibit 99.4 CONSENT OF J.P. MORGAN SECURITIES LLC We hereby consent to (i) the use of our opinion letter dated July 25, 2023 to the board of directors of Banc of California, Inc. (“BANC”) included as Annex K to the joint proxy statement/prospectus, which forms a part of Amendment No. 3 to the registration statement on Form S-4 of BANC (the “Registration Statement”) relating to the proposed combin |
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| October 18, 2023 |
Skadden, Arps, Slate, Meagher & Flom llp ONE MANHATTAN WEST NEW YORK, NY 10001 TEL: (212) 735-3000 FAX: (212) 735-2000 www. |
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| October 16, 2023 |
As filed with the Securities and Exchange Commission on October 16, 2023 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on October 16, 2023 Registration No. |
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| October 16, 2023 |
Skadden, Arps, Slate, Meagher & Flom llp ONE MANHATTAN WEST NEW YORK, NY 10001 TEL: (212) 735-3000 FAX: (212) 735-2000 www. |
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| October 16, 2023 |
CONSENT OF PIPER SANDLER & CO. Exhibit 99.3 CONSENT OF PIPER SANDLER & CO. We hereby consent to the inclusion of our opinion letter to the Board of Directors of PacWest Bancorp (the “Company”) as an Annex to the Joint Proxy Statement/Prospectus relating to the proposed merger of the Company with Banc of California, Inc. contained in Amendment No. 2 to the Registration Statement on Form S-4, as filed with the Securities and Exch |
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| October 16, 2023 |
CONSENT OF J.P. MORGAN SECURITIES LLC Exhibit 99.4 CONSENT OF J.P. MORGAN SECURITIES LLC We hereby consent to (i) the use of our opinion letter dated July 25, 2023 to the board of directors of Banc of California, Inc. (“BANC”) included as Annex K to the joint proxy statement/prospectus, which forms a part of Amendment No. 2 to the registration statement on Form S-4 of BANC (the “Registration Statement”) relating to the proposed combin |
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| October 3, 2023 |
Filed by Banc of California, Inc. Filed by Banc of California, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: PacWest Bancorp Commission File No.: 001-36408 Banc of California and Rise Economy Announce $4.1 Billion Community Benefits Plan Joint Release – October 3, 2023 SANTA ANA, Calif. / SAN FRANCISCO, Calif.— (BUSINESS W |
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| September 29, 2023 |
Skadden, Arps, Slate, Meagher & Flom llp ONE MANHATTAN WEST NEW YORK, NY 10001 FIRM/AFFILIATE OFFICES - TEL: (212) 735-3000 BOSTON FAX: (212) 735-2000 CHICAGO www. |
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| September 29, 2023 |
Skadden, Arps, Slate, Meagher & Flom llp ONE MANHATTAN WEST NEW YORK, NY 10001 TEL: (212) 735-3000 FAX: (212) 735-2000 www. |
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| September 29, 2023 |
CONSENT OF PIPER SANDLER & CO. Exhibit 99.3 CONSENT OF PIPER SANDLER & CO. We hereby consent to the inclusion of our opinion letter to the Board of Directors of PacWest Bancorp (the “Company”) as an Annex to the Joint Proxy Statement/Prospectus relating to the proposed merger of the Company with Banc of California, Inc. contained in Amendment No. 1 to the Registration Statement on Form S-4, as filed with the Securities and Exch |
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| September 29, 2023 |
CONSENT OF J.P. MORGAN SECURITIES LLC Exhibit 99.4 CONSENT OF J.P. MORGAN SECURITIES LLC We hereby consent to (i) the use of our opinion letter dated July 25, 2023 to the board of directors of Banc of California, Inc. (“BANC”) included as Annex O to the joint proxy statement/prospectus, which forms a part of Amendment No. 1 to the registration statement on Form S-4 of BANC (the “Registration Statement”) relating to the proposed combin |
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| September 29, 2023 |
As filed with the Securities and Exchange Commission on September 29, 2023 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on September 29, 2023 Registration No. |
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| September 29, 2023 |
Exhibit 4.2 DEPOSIT AGREEMENT by and among BANC OF CALIFORNIA, INC. As Issuer and COMPUTERSHARE INC. and Computershare TRUST COMPANY, N.A. Jointly as Depositary and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED HEREIN Dated [●] DEPOSIT AGREEMENT, dated [●], by and among (i) Banc of California, Inc., a Maryland corporation (the “Corporation”); (ii) Computershare Inc., a Delawar |
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| September 12, 2023 |
Filed by Banc of California, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: PacWest Bancorp Commission File No.: 001-36408 Banc of California Names Debora Vrana as Executive Vice President & Chief Communications Officer New role signals emphasis on brand strategy to support growth Company R |
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| August 28, 2023 |
As filed with the Securities and Exchange Commission on August 28, 2023 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on August 28, 2023 Registration No. |
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| August 28, 2023 |
Exhibit 107 CONFIDENTIAL Calculation of Filing Fee Tables Form S-4 (Form Type) Banc of California, Inc. |
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| August 28, 2023 |
CONSENT OF PROSPECTIVE DIRECTOR Exhibit 99.5 CONSENT OF PROSPECTIVE DIRECTOR In accordance with Rule 438 promulgated under the Securities Act of 1933, as amended, I hereby consent to my being named in the Registration Statement on Form S-4, to which this consent is an exhibit, filed by Banc of California, Inc. (the “Registrant”) with the U.S. Securities and Exchange Commission, and all amendments (including post-effective amendm |
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| August 28, 2023 |
CONSENT OF PIPER SANDLER & CO. Exhibit 99.3 CONSENT OF PIPER SANDLER & CO. We hereby consent to the inclusion of our opinion letter to the Board of Directors of PacWest Bancorp (the “Company”) as an Annex to the Joint Proxy Statement/Prospectus relating to the proposed merger of the Company with Banc of California, Inc. contained in the Registration Statement on Form S-4, as filed with the Securities and Exchange Commission, an |
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| August 28, 2023 |
CONSENT OF J.P. MORGAN SECURITIES LLC Exhibit 99.4 CONSENT OF J.P. MORGAN SECURITIES LLC We hereby consent to (i) the use of our opinion letter dated July 25, 2023 to the board of directors of Banc of California, Inc. (“BANC”) included as Annex O to the joint proxy statement/prospectus, which forms a part of the registration statement on Form S-4 of BANC (the “Registration Statement”) relating to the proposed combination of BANC and P |
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| August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7 )* Banc of California, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 05990K106 (CUSIP Number) July 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001 |
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| August 8, 2023 |
Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is entered into as of July 5, 2023 between and among Banc of California, Inc. (the “Company”), Banc of California, National Association (the “Bank” and together with the Company, “Employer”), on the one hand, and Joseph Kauder (“Executive”), on the other hand. WHEREAS, Employer desires to employ Executive, and Executive |
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| August 8, 2023 |
Rule 13a-14(b) and 18 U.S.C. 1350 Certification Exhibit 32.0 SECTION 1350 CERTIFICATION Each of the undersigned hereby certifies in his or her capacity as an officer of Banc of California, Inc. (“the Company”) that this Quarterly Report of the Company on Form 10-Q for the quarter ended June 30, 2023 fully complies with the requirements of Section 13(a) or Section 15(d), as applicable, of the Securities Exchange Act of 1934, as amended, and that |
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| July 28, 2023 |
Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and among PACWEST BANCORP, BANC OF CALIFORNIA, INC., and CAL MERGER SUB, INC. Dated as of July 25, 2023 TABLE OF CONTENTS Page ARTICLE I THE MERGER 1.1 The Merger 2 1.2 Closing 2 1.3 Effective Time 2 1.4 Effects of the Merger 2 1.5 Conversion of PACW Common Stock 3 1.6 PACW Preferred Stock 3 1.7 Merger Sub Common Stock 4 1.8 Treatment o |
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| July 28, 2023 |
Exhibit 10.3 INVESTMENT AGREEMENT by and between BANC OF CALIFORNIA, INC., and CB LAKER BUYER L.P. Dated as of July 25, 2023 TABLE OF CONTENTS Page ARTICLE I PURCHASE; CLOSING Section 1.1 Purchase 2 Section 1.2 Closing 2 ARTICLE II REPRESENTATIONS AND WARRANTIES Section 2.1 Material Adverse Effect 7 Section 2.2 Representations and Warranties of the Company 9 Section 2.3 Representations and Warrant |
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| July 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2023 BANC OF CALIFORNIA, INC. (Exact name of registrant as specified in its charter) Maryland 001-35522 001-35522 (State or other jurisdiction of incorporation) (Commission |
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| July 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2023 BANC OF CALIFORNIA, INC. (Exact name of registrant as specified in its charter) Maryland 001-35522 001-35522 (State or other jurisdiction of incorporation) (Commission |
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| July 28, 2023 |
FORM OF PACW VOTING AGREEMENT July 25, 2023 Exhibit 10.1 EXECUTION VERSION FORM OF PACW VOTING AGREEMENT July 25, 2023 Banc of California, Inc 3 MacArthur Place Santa Ana, CA 92707 Ladies and Gentlemen: As a holder of PACW Common Stock (as defined below), the undersigned (the “Stockholder”) understands that PacWest Bancorp, a Delaware corporation (“PACW”), Banc of California, Inc., a Maryland corporation (“BANC”), and Cal Merger Sub, Inc., |
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| July 28, 2023 |
Exhibit 10.3 INVESTMENT AGREEMENT by and between BANC OF CALIFORNIA, INC., and CB LAKER BUYER L.P. Dated as of July 25, 2023 TABLE OF CONTENTS Page ARTICLE I PURCHASE; CLOSING Section 1.1 Purchase 2 Section 1.2 Closing 2 ARTICLE II REPRESENTATIONS AND WARRANTIES Section 2.1 Material Adverse Effect 7 Section 2.2 Representations and Warranties of the Company 9 Section 2.3 Representations and Warrant |
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| July 28, 2023 |
FORM OF PACW VOTING AGREEMENT July 25, 2023 Exhibit 10.1 EXECUTION VERSION FORM OF PACW VOTING AGREEMENT July 25, 2023 Banc of California, Inc 3 MacArthur Place Santa Ana, CA 92707 Ladies and Gentlemen: As a holder of PACW Common Stock (as defined below), the undersigned (the “Stockholder”) understands that PacWest Bancorp, a Delaware corporation (“PACW”), Banc of California, Inc., a Maryland corporation (“BANC”), and Cal Merger Sub, Inc., |
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| July 28, 2023 |
Exhibit 10.2 INVESTMENT AGREEMENT by and between BANC OF CALIFORNIA, INC., WP CLIPPER GG 14 L.P. and WP CLIPPER FS II L.P. Dated as of July 25, 2023 TABLE OF CONTENTS Page ARTICLE I PURCHASE; CLOSING Section 1.1 Purchase 2 Section 1.2 Closing 3 ARTICLE II REPRESENTATIONS AND WARRANTIES Section 2.1 Material Adverse Effect 8 Section 2.2 Representations and Warranties of the Company 10 Section 2.3 Re |
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| July 28, 2023 |
Exhibit 10.2 INVESTMENT AGREEMENT by and between BANC OF CALIFORNIA, INC., WP CLIPPER GG 14 L.P. and WP CLIPPER FS II L.P. Dated as of July 25, 2023 TABLE OF CONTENTS Page ARTICLE I PURCHASE; CLOSING Section 1.1 Purchase 2 Section 1.2 Closing 3 ARTICLE II REPRESENTATIONS AND WARRANTIES Section 2.1 Material Adverse Effect 8 Section 2.2 Representations and Warranties of the Company 10 Section 2.3 Re |
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| July 28, 2023 |
Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and among PACWEST BANCORP, BANC OF CALIFORNIA, INC., and CAL MERGER SUB, INC. Dated as of July 25, 2023 TABLE OF CONTENTS Page ARTICLE I THE MERGER 1.1 The Merger 2 1.2 Closing 2 1.3 Effective Time 2 1.4 Effects of the Merger 2 1.5 Conversion of PACW Common Stock 3 1.6 PACW Preferred Stock 3 1.7 Merger Sub Common Stock 4 1.8 Treatment o |
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| July 26, 2023 |
Filed by Banc of California, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: PacWest Bancorp Commission File No.: 001-36408 Banc of California, Inc. – PacWest Bancorp Joint Transaction Announcement and Q2 Earnings Conference Call July 25, 2023 5:30 PM Eastern Corporate Participants • Jared W |
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| July 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2023 BANC OF CALIFORNIA, INC. |
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| July 25, 2023 |
Regulation FD Disclosure, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 25, 2023 BANC OF CALIFORNIA, INC. (Exact name of registrant as specified in its charter) Maryland 001-35522 001-35522 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identif |
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| July 25, 2023 |
Banc of California Reports Solid Earnings and Stable Deposits in Second Quarter 2023 Financial Results The Company Also Announced in a Separate Release that it has Entered into a Transformational Merger Agreement with PacWest Bancorp, Including Committed Capital Raise of $400 Million Transaction Also Expected to be Immediately Accretive to Tangible Book Value Per Share and to 2024 Estimated EPS SANTA ANA, Calif. |
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| July 25, 2023 |
Exhibit 99.1 Creating the premier California business bank July 25, 2023 DISCLAIMER Cautionary Note Regarding Forward-Looking Statements This document contains certain forward-looking statements within the meaning of the federal securities laws with respect to the proposed transaction between Banc of California and PacWest and the proposed investment by Warburg Pincus LLC and Centerbridge Partners |
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| July 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 25, 2023 BANC OF CALIFORNIA, INC. (Exact name of registrant as specified in its charter) Maryland 001-35522 001-35522 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identif |
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| July 25, 2023 |
www.bancofcal.com Investor Presentation 2023 Second Quarter Earnings 2 When used in this report and in documents filed with or furnished to the Securities and Exchange Commission (the “SEC”), in press releases or other public stockholder communications, or in oral statements made with the approval of an authorized executive officer, the words or phrases “believe,” “will,” “should,” “will likely re |
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| July 25, 2023 |
Exhibit 99.2 Banc of California and PacWest Announce Transformational Merger and $400 Million Equity Raise from Warburg Pincus and Centerbridge Combination will create California’s premier relationship-focused business bank • Combined $36 billion asset bank with extensive Southern CA footprint to be headquartered in Los Angeles • 20%+ accretion to BANC’s 2024 Estimated EPS and immediately 3% accre |
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| July 6, 2023 |
Banc of California Names Joseph Kauder Executive Vice President and Chief Financial Officer Banc of California Names Joseph Kauder Executive Vice President and Chief Financial Officer Company Release – 7/6/23 SANTA ANA, Calif. |
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| July 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 5, 2023 BANC OF CALIFORNIA, INC. |
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| May 15, 2023 |
Exhibit 3.1 BANC OF CALIFORNIA, INC. SIXTH AMENDED AND RESTATED BYLAWS (Effective May 11, 2023) I. STOCKHOLDERS 1.01Annual Meeting. An annual meeting of the stockholders, for the election of directors to succeed those whose terms expire and for the transaction of such other business as may properly come before the meeting, shall be held at such place (if any), on such date, and at such time as the |
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| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2023 BANC OF CALIFORNIA, INC. |
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| May 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 00 |
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| May 8, 2023 |
Exhibit 10.0 CONFIDENTIAL SEPARATION AGREEMENT AND GENERAL RELEASE Banc of California, Inc., a Maryland corporation (the “Company”), Banc of California, N.A., a national banking association (the “Bank,” and together with the Company, “Employer”) and Lynn Hopkins (“Executive”) (collectively the “Parties”) enter into this Separation Agreement and General Release (this “General Release”) on the follo |
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| May 8, 2023 |
Rule 13a-14(b) and 18 U.S.C. 1350 Certification Exhibit 32.0 SECTION 1350 CERTIFICATION Each of the undersigned hereby certifies in his or her capacity as an officer of Banc of California, Inc. (“the Company”) that this Quarterly Report of the Company on Form 10-Q for the quarter ended March 31, 2023 fully complies with the requirements of Section 13(a) or Section 15(d), as applicable, of the Securities Exchange Act of 1934, as amended, and tha |
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| April 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K in Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 20, 2023 BANC OF CALIFORNIA, INC. |
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| April 20, 2023 |
banc1q23investordeckvfin www.bancofcal.com Investor Presentation 2023 First Quarter Earnings 2 When used in this report and in documents filed with or furnished to the Securities and Exchange Commission (the “SEC”), in press releases or other public stockholder communications, or in oral statements made with the approval of an authorized executive officer, the words or phrases “believe,” “will,” “ |
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| April 20, 2023 |
Banc of California Reports Solid Earnings and Strong Balance Sheet in First Quarter 2023 Financial Results SANTA ANA, Calif. |
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| March 31, 2023 |
SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 31, 2023 |
SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 7, 2023 |
Exhibit 25.2 securities and exchange commission Washington, D.C. 20549 FORM T-1 Statement of Eligibility Under The Trust Indenture Act of 1939 of a Corporation Designated to Act as Trustee Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) ☐ U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 91-1821036 I.R.S. E |
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| March 7, 2023 |
Exhibit 107 Calculation of Filing Fee Table FORM S-3 (Form Type) BANC OF CALIFORNIA, INC. |
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| March 7, 2023 |
As filed with the Securities and Exchange Commission on March 7, 2023 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on March 7, 2023 Registration No. |
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| March 7, 2023 |
BANC OF CALIFORNIA, INC. as Trustee Dated as of , 20 SENIOR DEBT SECURITIES TABLE OF CONTENTS Exhibit 4.7 BANC OF CALIFORNIA, INC. TO as Trustee INDENTURE Dated as of , 20 SENIOR DEBT SECURITIES TABLE OF CONTENTS Page Article One DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION SECTION 101. Definitions 1 SECTION 102. Compliance Certificates and Opinions 9 SECTION 103. Form of Documents Delivered to Trustee 9 SECTION 104. Acts of Holders 10 SECTION 105. Notices, etc. 11 SECTION 106. |
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| March 3, 2023 |
BANC / Banc of California Inc / Patriot Financial Partners Iii, L.p. - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 1) Banc of California, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 05990K106 (CUSIP Number) Kevin J. Kooman Patriot Financial Partners III, L.P. Four |
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| March 3, 2023 |
CUSIP No. 05990K106 13D Page 22 of 23 Pages EXHIBIT 1 JOINT FILING AGREEMENT Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that the Amendment No. 1 to Schedule 13D to which this Joint Filing Agreement is being filed as an exhibit shall be a joint statement filed on behalf of each of the undersigned. Date: March 3, 2023 PATRIOT FINA |
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| February 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-35522 BANC OF CALIFOR |
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| February 27, 2023 |
Exhibit 4.3 DESCRIPTION OF THE REGISTRANT'S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Unless otherwise indicated or unless the context requires otherwise, all references in this document to “Banc of California,” “the Company,” “we,” “our” or similar references mean Banc of California, Inc. and not its subsidiaries. The following summary description is base |
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| February 27, 2023 |
Exhibit 23.0 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in the following Registration Statements: (i)Registration Statement (Form S-3 No. 333-170621) and related Prospectus pertaining to the offering of securities of Banc of California, Inc; (ii)Registration Statement (Form S-3 No. 333-170622) and related Prospectus pertaining to the offer |
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| February 27, 2023 |
Subsidiaries of the Registrant Exhibit 21.0 SUBSIDIARIES OF BANC OF CALIFORNIA, INC. AS OF DECEMBER 31, 2022* Name of Subsidiary Jurisdiction of Incorporation or Organization Banc of California, National Association United States *In accordance with Item 601(b)(21)(ii) of Regulation S-K of the Securities and Exchange Commission, omits those subsidiaries that, if considered in the aggregate as a single subsidiary, would not cons |
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| February 27, 2023 |
Rule 13a-14(b) and 18 U.S.C. 1350 Certification Exhibit 32.0 SECTION 1350 CERTIFICATION Each of the undersigned hereby certifies in his or her capacity as an officer of Banc of California, Inc. (“the Company”) that this Annual Report of the Company on Form 10-K for the year ended December 31, 2022 fully complies with the requirements of Section 13(a) or Section 15(d), as applicable, of the Securities Exchange Act of 1934, as amended, and that t |
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| February 23, 2023 |
Banc of California Announces Transition of Chief Financial Officer Banc of California Announces Transition of Chief Financial Officer Company Release – 2/23/23 SANTA ANA, Calif. |
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| February 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2023 BANC OF CALIFORNIA, INC. |
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| February 13, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2023 BANC OF CALIFORNIA, INC. |
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| February 13, 2023 |
Banc of California Announces Quarterly Dividend Increase of 67% to $0.10 and $35 Million Stock Repurchase Program SANTA ANA, Calif., (February 13, 2023) – Banc of California, Inc. (NYSE: BANC), today announced that its Board of Directors has declared a quarterly cash dividend of $0.10 per share on its outstanding common stock. This dividend represents an increase of $0.04 per share, or 66.7%, over |
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| February 10, 2023 |
BANC / Banc of California Inc / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4 )* Banc of California Inc (Name of Issuer) Common Stock (Title of Class of Securities) 05990K106 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
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| February 9, 2023 |
BANC / Banc of California Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0373-bancofcaliforniainc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4)* Name of issuer: Banc of California Inc. Title of Class of Securities: Common Stock CUSIP Number: 05990K106 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to d |
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| February 6, 2023 |
SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6 )* Banc of California, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 05990K106 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate b |
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| January 24, 2023 |
www.bancofcal.com Investor Presentation Q4 2022 2 © 2022 Banc of California, N.A., a wholly owned subsidiary of Banc of California, Inc. All rights reserved. Member FDIC. Forward Looking Statements When used in this report and in documents filed with or furnished to the Securities and Exchange Commission (the “SEC”), in press releases or other public stockholder communications, or in oral statemen |
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| January 24, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2023 BANC OF CALIFORNIA, INC. |
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| January 19, 2023 |
Banc of California Reports Record Net Income in 2022 Banc of California Reports Record Net Income in 2022 SANTA ANA, Calif., (January 19, 2023) — Banc of California, Inc. (NYSE: BANC) today reported net income of $21.5 million, or $0.36 per diluted common share, for the fourth quarter of 2022. This compares to net income of $24.2 million, or $0.40 per diluted common share for the third quarter of 2022. The fourth quarter included a pre-tax loss on s |
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| January 19, 2023 |
INVESTOR PRESENTATION 2022 Fourth Quarter Earnings bancofcal.com 2 When used in this report and in documents filed with or furnished to the Securities and Exchange Commission (the “SEC”), in press releases or other public stockholder communications, or in oral statements made with the approval of an authorized executive officer, the words or phrases “believe,” “will,” “should,” “will likely result |
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| January 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K in Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 19, 2023 BANC OF CALIFORNIA, INC. |
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| December 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 15, 2022 BANC OF CALIFORNIA, INC. |
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| December 19, 2022 |
Banc of California Announces Executive Promotions and a Retirement Press Release Banc of California Announces Executive Promotions and a Retirement Company Release ? 12/19/2022 SANTA ANA, Calif. |
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| November 18, 2022 |
EXHIBIT 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including any and all amendments thereto) with respect to the common stock, $0.01 par value, of Banc of California, Inc., and further agree that this Joint Filing Agreement sha |
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| November 18, 2022 |
BANC / Banc of California Inc / PL Capital Advisors, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment No. 4 Under the Securities Exchange Act of 1934 BANC OF CALIFORNIA, INC. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 05990K106 (CUSIP Number) Mr. John W. Palmer PL Capital Advisors, LLC 750 Eleventh Street South Suite 202 Naples, FL 34102 (239) 777-0187 (Name, Address |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2022 BANC OF CALIFORNIA, INC. |
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| November 14, 2022 |
Banc of California Names Raymond Rindone Chief Accounting Officer and Deputy Chief Financial Officer Press Release Banc of California Names Raymond Rindone Chief Accounting Officer and Deputy Chief Financial Officer Company Release ? 11/14/2022 SANTA ANA, Calif. |
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| November 7, 2022 |
Rule 13a-14(b) and 18 U.S.C. 1350 Certification Exhibit 32.0 SECTION 1350 CERTIFICATION Each of the undersigned hereby certifies in his or her capacity as an officer of Banc of California, Inc. (“the Company”) that this Quarterly Report of the Company on Form 10-Q for the quarter ended September 30, 2022 fully complies with the requirements of Section 13(a) or Section 15(d), as applicable, of the Securities Exchange Act of 1934, as amended, and |
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| November 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe |
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| October 20, 2022 |
Banc of California Reports Strong Profitability and Continued Growth in Noninterest-bearing Deposits for Third Quarter 2022 SANTA ANA, Calif. |
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| October 20, 2022 |
INVESTOR PRESENTATION 2022 Third Quarter Earnings bancofcal.com 2 FORWARD LOOKING STATEMENTS When used in this report and in documents filed with or furnished to the Securities and Exchange Commission (the ?SEC?), in press releases or other public stockholder communications, or in oral statements made with the approval of an authorized executive officer, the words or phrases ?believe,? ?will,? ?sh |
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| October 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K in Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2022 BANC OF CALIFORNIA, INC. |
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| September 16, 2022 |
Acquisition of Deepstack Technologies, LLC September 15, 2022 1 Forward Looking Statements This investor presentation may contain forward-looking statements within the meaning of the ?Safe-Harbor? provisions of the Private Securities Litigation Reform Act of 1995, including but not limited to, with respect to the Company?s acquisition of the technology and payments platform of Global Payroll Gateway and Deepstack Technologies. |
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| September 16, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2022 BANC OF CALIFORNIA, INC. |
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| September 16, 2022 |
Banc of California Enters Payment Processing Business with Acquisition of Deepstack Technologies Banc of California Enters Payment Processing Business with Acquisition of Deepstack Technologies SANTA ANA, Calif. |
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| August 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001 |
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| August 8, 2022 |
Form of Supplemental Performance Unit Agreement under the 2018 Omnibus Plan BANC OF CALIFORNIA, INC. 2018 OMNIBUS STOCK INCENTIVE PLAN PERFORMANCE UNIT AGREEMENT PUA No. ###EMPLOYEEGRANTNUMBER### A Performance Unit is hereby awarded pursuant to this Performance Unit Agreement (this ?Agreement?) on ###GRANTDATE### (the ?Grant Date?) by Banc of California, Inc., a Maryland corporation (the ?Company?), to ###PARTICIPANTNAME### (the ?Grantee?), in accordance with the followin |
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| July 21, 2022 |
Banc of California Reports Strong Profitability, $1.2 Billion in Loan Fundings, and Net Interest Margin Expansion for Second Quarter 2022 SANTA ANA, Calif., (July 21, 2022) ? Banc of California, Inc. (NYSE: BANC) today reported net income and net income available to common stockholders of $26.7 million, or $0.43 per diluted common share, for the second quarter of 2022. This compares to net income |
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| July 21, 2022 |
EX-99.2 3 banc2022q2investordeckfi.htm EX-99.2 INVESTOR PRESENTATION 2022 Second Quarter Earnings bancofcal.com 2 FORWARD LOOKING STATEMENTS When used in this report and in documents filed with or furnished to the Securities and Exchange Commission (the “SEC”), in press releases or other public stockholder communications, or in oral statements made with the approval of an authorized executive offi |
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| July 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K in Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 21, 2022 BANC OF CALIFORNIA, INC. |
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| May 13, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2022 BANC OF CALIFORNIA, INC. |
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| May 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 00 |
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| April 21, 2022 |
INVESTOR PRESENTATION 2022 First Quarter Earnings bancofcal.com 2 FORWARD LOOKING STATEMENTS When used in this report and in documents filed with or furnished to the Securities and Exchange Commission (the ?SEC?), in press releases or other public stockholder communications, or in oral statements made with the approval of an authorized executive officer, the words or phrases ?believe,? ?will,? ?sh |
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| April 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K in Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 21, 2022 BANC OF CALIFORNIA, INC. |
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| April 21, 2022 |
Banc of California Reports $0.69 EPS for First Quarter 2022 Banc of California Reports $0.69 EPS for First Quarter 2022 SANTA ANA, Calif., (April 21, 2022) ? Banc of California, Inc. (NYSE: BANC) today reported net income of $48.5 million and net income available to common stockholders of $43.3 million, or $0.69 per diluted common share for the first quarter of 2022. This compares to net income of $5.8 million and net income available to common stockholder |
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| March 31, 2022 |
SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 31, 2022 |
SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 15, 2022 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on March 28, 2022, pursuant to the provisions of Rule 12d2-2 (a). |
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| March 15, 2022 |
Banc of California Announces $75 Million Stock Repurchase Program Banc of California Announces $75 Million Stock Repurchase Program SANTA ANA, Calif. |
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| March 15, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2022 BANC OF CALIFORNIA, INC. |
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| March 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 04, 2022 BANC OF CALIFORNIA, INC. |
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| March 1, 2022 |
Exhibit 23.0 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in the following Registration Statements: (i)Registration Statement (Form S-3 No. 333-170621) and related Prospectus pertaining to the offering of securities of Banc of California, Inc; (ii)Registration Statement (Form S-3 No. 333-170622) and related Prospectus pertaining to the offer |
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| March 1, 2022 |
Exhibit 4.5 DESCRIPTION OF THE REGISTRANT'S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Unless otherwise indicated or unless the context requires otherwise, all references in this document to ?Banc of California,? ?the Company,? ?we,? ?our? or similar references mean Banc of California, Inc. and not its subsidiaries. The following summary description is base |
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| March 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-35522 BANC OF CALIFOR |
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| March 1, 2022 |
Subsidiaries of the Registrant Exhibit 21.0 SUBSIDIARIES OF BANC OF CALIFORNIA, INC. AS OF DECEMBER 31, 2021* Name of Subsidiary Jurisdiction of Incorporation or Organization Banc of California, National Association United States *In accordance with Item 601(b)(21)(ii) of Regulation S-K of the Securities and Exchange Commission, omits those subsidiaries that, if considered in the aggregate as a single subsidiary, would not cons |
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| February 14, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 09, 2022 BANC OF CALIFORNIA, INC. |
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| February 14, 2022 |
Banc of California Announces Redemption of Series E Preferred Stock and Quarterly Dividends Banc of California Announces Redemption of Series E Preferred Stock and Quarterly Dividends SANTA ANA, Calif. |
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| February 9, 2022 |
BANC / Banc of California Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3)* Name of issuer: Banc of California Inc. Title of Class of Securities: Common Stock CUSIP Number: 05990K106 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is file |
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| February 8, 2022 |
EXECUTION COPY AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this ?Agreement?) dated as of February 7, 2022, is by and among BANC OF CALIFORNIA, INC. |
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| February 8, 2022 |
BANC / Banc of California Inc / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* Banc of California Inc (Name of Issuer) Common Stock (Title of Class of Securities) 05990K106 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| February 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2022 BANC OF CALIFORNIA, INC. |
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| February 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5 )* Banc of California, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 05990K106 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th |
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| January 25, 2022 |
Banc of California Reports Fourth Quarter 2021 Financial Results Banc of California Reports Fourth Quarter 2021 Financial Results SANTA ANA, Calif. |
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| January 25, 2022 |
EX-99.2 3 banc2021q4investordeckfi.htm EX-99.2 INVESTOR PRESENTATION 2021 Fourth Quarter Earnings bancofcal.com 2 FORWARD LOOKING STATEMENTS When used in this report and in documents filed with or furnished to the Securities and Exchange Commission (the “SEC”), in press releases or other public stockholder communications, or in oral statements made with the approval of an authorized executive offi |
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| January 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 25, 2022 BANC OF CALIFORNIA, INC. |
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| December 9, 2021 |
EXHIBIT 1 JOINT FILING AGREEMENT Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that the Schedule 13D to which this Joint Filing Agreement is being filed as an exhibit shall be a joint statement filed on behalf of each of the undersigned. |
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| December 9, 2021 |
BANC / Banc of California Inc / Patriot Financial Partners Iii, L.p. - SC 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. ) Banc of California, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 05990K106 (CUSIP Number) Kevin J. Kooman Patriot Financial Partners III, L.P. Four |
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| November 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe |
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| October 21, 2021 |
INVESTOR PRESENTATION 2021 Third Quarter Earnings bancofcal.com 2 FORWARD LOOKING STATEMENTS When used in this report and in documents filed with or furnished to the Securities and Exchange Commission (the ?SEC?), in press releases or other public stockholder communications, or in oral statements made with the approval of an authorized executive officer, the words or phrases ?believe,? ?will,? ?sh |
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| October 21, 2021 |
Banc of California Reports Third Quarter 2021 Financial Results Banc of California Reports Third Quarter 2021 Financial Results SANTA ANA, Calif., (October 21, 2021) ? Banc of California, Inc. (NYSE: BANC) today reported net income of $23.2 million and net income available to common stockholders for the third quarter of 2021 of $21.4 million, or diluted earnings per common share of $0.42. Highlights for the third quarter included: ?Return on average assets of |
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| October 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2021 BANC OF CALIFORNIA, INC. |
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| October 19, 2021 |
Banc of California Announces the Completion of its Acquisition of Pacific Mercantile Bancorp ?Acquisition creates a business banking franchise in Southern California with over $9 billion in assets ?Three new independent directors appointed to the Board of Directors SANTA ANA, Calif. |
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| October 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 15, 2021 BANC OF CALIFORNIA, INC. |
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| October 8, 2021 |
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 ROBBINS LLP BRIAN J. |
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| October 8, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 8, 2021 BANC OF CALIFORNIA, INC. |
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| October 8, 2021 |
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 ROBBINS LLP BRIAN J. |
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| August 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001 |
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| July 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 23, 2021 BANC OF CALIFORNIA, INC. |
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| July 28, 2021 |
Banc of California Names Diana Hanson Senior Vice President and Chief Accounting Officer Press Release Banc of California Names Diana Hanson Senior Vice President and Chief Accounting Officer Company Release ? 7/28/2021 SANTA ANA, Calif. |
