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| CIK | 1875710 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Build Funds Trust - Build Bond Innovation ETF
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| February 1, 2022 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 BUILD FUNDS TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 3608 West Truman Blvd., Sui |
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| January 14, 2022 |
Build funds Trust January 14, 2022 VIA ELECTRONIC TRANSMISSION Rebecca Marquigny, Esq Office of Disclosure and Review Division of Investment Management U. |
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| January 13, 2022 |
January 13, 2022 Rebecca Marquigny, Esq. Senior Counsel Office of Disclosure and Review Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 RE: Build Funds Trust File Nos. 333-259006 and 811-23732 Dear Ms. Marquigny: Build Funds Trust (the “Registrant”) on August 23, 2021 filed a registration statement on Form N-1A under the Securitie |
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| December 21, 2021 |
As filed with the Securities and Exchange Commission on December 21, 2021 As filed with the Securities and Exchange Commission on December 21, 2021 File No. |
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| December 21, 2021 |
EX-99.28(G) 7 ex28-g.htm CUSTODY AGREEMENT Build Funds Trust N-1A/A Exhibit 28 (g) ETF CUSTODY AGREEMENT THIS AGREEMENT is made and entered into as of the last date on the signature page, by and between BUILD FUNDS TRUST, a Delaware statutory trust, (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of Americ |
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| December 21, 2021 |
BUILD FUNDS TRUST BUILD BOND INNOVATION ETF FORM OF PRIVATE OFFERING (SEED MONEY) AGREEMENT EX-99.28(L) 13 ex28-l.htm PRIVATE OFFERING AGREEMENT Build Funds Trust N-1A/A Exhibit 28(l) BUILD FUNDS TRUST BUILD BOND INNOVATION ETF FORM OF PRIVATE OFFERING (SEED MONEY) AGREEMENT This Private Offering (Seed Money) Agreement (the “Agreement”) made this 10th day of December, 2021, by and between Build Funds Trust, a statutory trust organized and existing under the laws of the State of Delaware |
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| December 21, 2021 |
FUND ADMINISTRATION SERVICING AGREEMENT Build Funds Trust N-1A/A Exhibit 28 (h)(2) FUND ADMINISTRATION SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between BUILD FUNDS TRUST, a Delaware statutory trust (the ?Trust?) and U. |
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| December 21, 2021 |
EX-99.28(D)(1) 5 ex28-d1.htm INVESTMENT ADVISORY AGREEMENT Build Funds Trust N-1A/A Exhibit 28 (d) (1) INVESTMENT ADVISORY AGREEMENT INVESTMENT ADVISORY AGREEMENT, dated December 2, 2021, between Build Funds Trust (the “Trust”), a statutory trust organized under the laws of the State of Delaware, and Build Asset Management, LLC, a limited liability company organized under the laws of the State of |
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| December 21, 2021 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.28(J) 12 ex28-j.htm CONSENT Build Funds Trust N-1A/A Exhibit 28(i) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the inclusion in this Registration Statement on Form N-1A of our report dated December 17, 2021, relating to the financial statement of Build Bond Innovation ETF, series of Build Funds Trust, as of December 10, 2021, and to the references to our fir |
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| December 21, 2021 |
RULE 12b-1 DISTRIBUTION AND SERVICE PLAN Build Funds Trust N-1A/A Exhibit 28(m) RULE 12b-1 DISTRIBUTION AND SERVICE PLAN 1. |
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| December 21, 2021 |
ETF FUND ACCOUNTING SERVICING AGREEMENT Build Funds Trust N-1A/A Exhibit 28 (h)(1) ETF FUND ACCOUNTING SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between BUILD FUNDS TRUST, a Delaware statutory trust (the ?Trust?) and U. |
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| December 21, 2021 |
EX-99.28(A)(2) 3 ex28-a2.htm AGREEMENT AND DECLARATION OF TRUST OF THE REGISTRANT Build Funds Trust N-1A/A Exhibit 28 (a)(2) AGREEMENT AND DECLARATION OF TRUST OF BUILD FUNDS TRUST (a Delaware Statutory Trust) Principal Place of Business: 3608 West Truman Blvd., Suite 200 Jefferson City, MO 65109 Dated as of December 2, 2021 TABLE OF CONTENTS Page ARTICLE I THE TRUST 1 1.1 Name 1 1.2 Definitions 1 |
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| December 21, 2021 |
December 21, 2021 Rebecca Marquigny, Esq. Senior Counsel Office of Disclosure and Review Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 RE: Build Funds Trust File Nos. 333-259006 and 811-23732 Dear Ms. Marquigny: Build Funds Trust (the "Registrant") on August 23, 2021 filed a registration statement on Form N-1A under the Securiti |
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| December 21, 2021 |
EX-99.28(I) 11 ex28-i.htm OPINION AND CONSENT OF COUNSEL Build Funds Trust N-1A/A Exhibit 28(i) December 21, 2021 Build Funds Trust 3608 West Truman Blvd., Suite 200 Jefferson City, MO 65109 Dear Board Members: This letter is in response to your request for our opinion in connection with the filing of Pre-Effective Amendment No. 2 to the Registration Statement, File Nos. 333-259006 and 811-23732 ( |
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| December 21, 2021 |
TRANSFER AGENT SERVICING AGREEMENT EX-99.28(H)(3) 10 ex28-h3.htm TRANSFER AGENT SERVICING AGREEMENT Build Funds Trust N-1A/A Exhibit 28(h)(3) TRANSFER AGENT SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between BUILD FUNDS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited |
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| December 21, 2021 |
EX-99.28(B)(1) 4 ex28-b1.htm BY-LAWS Build Funds Trust N-1A/A Exhibit 28 (b) (1) BY-LAWS BUILD FUNDS TRUST Dated as of December 2, 2021 ARTICLE 1 GOVERNING INSTRUMENT and Principal Office Section 1.1 Declaration of Trust. These By-Laws are adopted pursuant to Section 3.12 of the Agreement and Declaration of Trust, as from time to time in effect (the “Declaration of Trust”), of Build Funds Trust (t |
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| December 21, 2021 |
EX-99.28(E) 6 ex28-e.htm DISTRIBUTION AGREEMENT Build Funds Trust N-1A/A Exhibit 28 (e) ETF DISTRIBUTION AGREEMENT This Distribution Agreement (the “Agreement”) is made this day of 2021, by and between Build Funds Trust, a Delaware Statutory Trust (the “Trust”) having its principal place of business at 3608 West Truman Blvd. Suite 200. Jefferson City, MO 65109, and Foreside Fund Services, LLC, a D |
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| November 18, 2021 |
November 18, 2021 Elena Stojic, Esq. Senior Counsel Office of Disclosure and Review Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 RE: Build Funds Trust File Nos. 333-259006 and 811-23732 Dear Ms. Stojic: Build Funds Trust (the "Registrant") on August 23, 2021 filed a registration statement on Form N-1A under the Securities Act o |
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| November 18, 2021 |
As filed with the Securities and Exchange Commission on November 18, 2021 N-1A/A 1 bfix-n1aa111821.htm AMENDMENT TO FORM N-1A As filed with the Securities and Exchange Commission on November 18, 2021 File No. 333-259006 File No. 811-23732 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A ☑ REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☑ Pre-Effective Amendment No. 1 ☐ Post-Effective Amendment No. and/or ☑ REGISTRATION STATEMENT UNDER THE INVE |
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| August 23, 2021 |
Exhibit 99(a)(1) State of Delaware Secretary of State Division of Corporations Delivered 04:19 PM 07/06/2021 FILED 04:19 PM 07/06/2021 SR 20212634587 - File Number 6060061 STATE OF DELAWARE CERTIFICATE OF TRUST This Certificate of Trust (this "Certificate") is filed in accordance with the provisions of the Delaware Statutory Trust Act (12 Del. |
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| August 23, 2021 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(A) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection with such notific |
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| August 23, 2021 |
As filed with the Securities and Exchange Commission on August 23, 2021 N-1A 1 build-n1a082321.htm INITIAL REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on August 23, 2021 File No. 333-[ ] File No. 811-23732 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A ☑ REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☐ Pre-Effective Amendment No. ☐ Post-Effective Amendment No. and/or ☑ REGISTRATION STATEMENT UNDER THE INVES |
