Mga Batayang Estadistika
LEI | 549300MNYTH4SEBRIO25 |
CIK | 1567900 |
SEC Filings
SEC Filings (Chronological Order)
September 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 4, 2025 BLACKBOXSTOCKS INC. |
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August 25, 2025 |
Exhibit 10.40 Palladium Capital Group, LLC Carnegie Hall Tower 152 West 57th Street, Floor 22 New York, NY 10019 Tel (646) 485-7297 Fax (917) 540-2302 [email protected] November 28, 2024 Leonard Sternheim CEO and Director Eagle Ridge Resources Inc. 7280 W Palmetto park Rd Boca Raton FL 33433 212-470-7057 Re: Placement Agent & Merger Advisory Agreement Dear Mr. Argyle: This letter agreement ( |
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August 25, 2025 |
Exhibit 10.46 ACKNOLWEDGEMENT AND AGREEMENT This agreement and acknowledgement (this “Agreement”), dated as of July 24, 2025, is by and between REalloys Inc. (the “Company”) and Five Narrow Lane LP (“FNL”). The Company and FNL are collectively referred to herein as the “Parties.” WHEREAS, on March 5, 2025, the Parties entered into that certain securities purchase agreement (the “Purchase Agreement |
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August 25, 2025 |
AMENDMENT TO CONSULTING AND CONFIDENTIALITY AGREEMENT Exhibit 10.45 AMENDMENT TO CONSULTING AND CONFIDENTIALITY AGREEMENT THIS AMENDING AGREEMENT made as of the 27th day of July, 2025. BETWEEN: REALLOYS INC., a body corporate duly incorporated under the laws of Nevada, and having offices located at 7280 W Palmetto Park Rd, Suite 302N, Boca Raton, Florida, 33433 (hereinafter called the “Company”) AND: OF THE FIRST PART ARLINGTON INNOVATION PARTNERS LL |
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August 25, 2025 |
AMENDMENT TO OPTION AGREEMENT THIS AMENDING AGREEMENT made as of the 10th day of March, 2025. Exhibit 10.41 AMENDMENT TO OPTION AGREEMENT THIS AMENDING AGREEMENT made as of the 10th day of March, 2025. B E T W E E N: REALLOYS INC., a Nevada Corporation, with an office at 7280 W Palmetto Park Rd, Boca Raton, FL, 33433 (the “Company”) - and - PALLADIUM CAPITAL GROUP, LLC, a Delaware limited liability company, with an office at Carnegie Hall Tower, 152 West 57th Street, Floor 24, New York, NY |
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August 25, 2025 |
AMENDMENT TO SHARE EXCHANGE AGREEMENT Exhibit 10.44 AMENDMENT TO SHARE EXCHANGE AGREEMENT THIS AMENDING AGREEMENT made as of the 22nd day of June, 2025. B E T W E E N: REALLOYS INC., with an office at 7280 W Palmetto Park Rd, Boca Raton, FL, 33433 (the “Company”) - and - PMT CRITICAL METALS INC., with an address of 24112 Rockwell Drive, Euclid, Ohio, 44117 (“PMTCM”) - and - POWDERMET, INC., with a notice address of 24112 Rockwell Driv |
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August 25, 2025 |
Consent to be Named as a Director Exhibit 99.4 Consent to be Named as a Director Blackboxstocks Inc. is filing a Registration Statement on Form S-4 (as amended, the “Registration Statement”) with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”). In connection therewith, I hereby consent, pursuant to Rule 438 of the Securities Act, to being named in the Registration Statemen |
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August 25, 2025 |
Exhibit 10.43 STOCK PURCHASE AGREEMENT This Stock Purchase Agreement (“Agreement”) is made and entered into as of [ ] (“Effective Date”), between REalloys Inc., a State of Nevada corporation (the “Company”) and the purchaser identified on the signature pages hereto (the “Purchaser”). The Company and the Purchaser are collectively referred to herein as the “Parties.” WITNESSETH WHEREAS, the Purchas |
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August 25, 2025 |
Exhibit 10.42 STOCK PURCHASE AGREEMENT This Stock Purchase Agreement (“Agreement”) is made and entered into as of [ ] (“Effective Date”), between REalloys Inc., a State of Nevada corporation (the “Company”) and the purchaser identified on the signature pages hereto (the “Purchaser”). The Company and the Purchaser are collectively referred to herein as the “Parties.” WITNESSETH WHEREAS, the Purchas |
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August 25, 2025 |
As filed with the Securities and Exchange Commission on August 22, 2025 As filed with the Securities and Exchange Commission on August 22, 2025 Registration No. |
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August 25, 2025 |
Consent to be Named as a Director Exhibit 99.5 Consent to be Named as a Director Blackboxstocks Inc. is filing a Registration Statement on Form S-4 (as amended, the “Registration Statement”) with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”). In connection therewith, I hereby consent, pursuant to Rule 438 of the Securities Act, to being named in the Registration Statemen |
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August 25, 2025 |
Exhibit 96.1 Effective Date: October 30, 2024 Report Date: December 6, 2024 Prepared by: William J. Lewis, P.Geo. Richard Gowans, P.Eng. Ing. Alan J. San Martin, P.Eng., MAusIMM (CP) REalloys INC. 7280 W Palmetto Park Road, Suite 302N Boca Raton, Florida, 33433 Strategic Metals Development Corp. Suite 1150, 707-7 Avenue SW Calgary, Alberta, T2P 3H6 601 – 90 Eglinton Ave East, Toronto, Ontario, Can |
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August 22, 2025 |
SECOND AMENDMENT TO AGREEMENT AND PLAN OF MERGER Exhibit 2.1 SECOND AMENDMENT TO AGREEMENT AND PLAN OF MERGER THIS SECOND AMENDMENT TO AGREEMENT AND PLAN OF MERGER (this “Amendment”) dated and effective as of August 22, 2025 (the “Effective Date”), amends that certain Agreement and Plan of Merger dated March 10, 2024 (as amended to date, the “Merger Agreement”), by and among Blackboxstocks Inc., a Nevada corporation (“Parent”), RABLBX Merger Sub |
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August 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 22, 2025 BLACKBOXSTOCKS INC. |
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August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-41 |
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July 2, 2025 |
Form of Proxy Card for the Special Meeting of Blackboxstocks Inc. Exhibit 99.1 Control Number: Number of Shares: Registered Shareholder: BLACKBOXSTOCKS, INC 5430 LBJ FWY, SUITE 1485 DALLAS, TX 75240 PROXY Solicited on Behalf of the Board of Directors for the Special Meeting of Shareholders on [INSERT DATE] at [INSERT TIME]., Eastern Time The undersigned hereby appoints [INSERT NAME] as proxy with full power of substitution, to represent and to vote as set forth |
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July 2, 2025 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 1, 2025 BLACKBOXSTOCKS INC. |
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July 2, 2025 |
Exhibit 1.1 BLACKBOXSTOCKS INC. Up to $5,795,000 of Common Stock AT-THE-MARKET ISSUANCE SALES AGREEMENT July 1, 2025 Alexander Capital, L.P. 10 Drs James Parker Boulevard #202 Red Bank, New Jersey 07701 Ladies and Gentlemen: Blackboxstocks Inc., a Nevada corporation (the “Company”), proposes to issue and sell through Alexander Capital, L.P., as selling agent (the “Agent”), shares of common stock, |
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July 2, 2025 |
Form of Indemnification Agreement (Combined Company). Exhibit 10.34 INDEMNIFICATION AGREEMENT This Indemnification Agreement (this “Agreement”), dated as of , 2025, is entered into by and between REalloys Inc., a Nevada corporation (the “Company”), and (the “Indemnitee”). WHEREAS, it is essential to the Company to retain and attract as directors and officers the most capable persons available and that the Company therefore should seek to assure such |
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July 2, 2025 |
Form of Indemnification Agreement (Surviving). Exhibit 10.39 INDEMNIFICATION AGREEMENT This Indemnification Agreement (this “Agreement”), dated as of , 2025, is entered into by and between Realloys Solutions Inc., a Nevada corporation (the “Company”), and (the “Indemnitee”). WHEREAS, it is essential to the Company to retain and attract as directors and officers the most capable persons available and that the Company therefore should seek to as |
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July 2, 2025 |
As filed with the Securities and Exchange Commission on July 1, 2025 As filed with the Securities and Exchange Commission on July 1, 2025 Registration No. |
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July 2, 2025 |
S-K 1300 Technical Report Summary for Hoidas Lake Rare Earth Element Project Exhibit 96.1 Effective Date: October 30, 2024 Report Date: December 6, 2024 Prepared by: William J. Lewis, P.Geo. Richard Gowans, P.Eng. Ing. Alan J. San Martin, P.Eng., MAusIMM (CP) REalloys INC. 7280 W Palmetto Park Road, Suite 302N Boca Raton, Florida, 33433 Strategic Metals Development Corp. Suite 1150, 707-7 Avenue SW Calgary, Alberta, T2P 3H6 601 – 90 Eglinton Ave East, Toronto, Ontario, Can |
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July 2, 2025 |
Up to $5,795,000 of Common Stock Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-284626 PROSPECTUS SUPPLEMENT (to the Prospectus dated February 10, 2025) Up to $5,795,000 of Common Stock On July 1, 2025, Blackboxstocks Inc. entered into an At-The-Market Issuance Sales Agreement (the “ATM Agreement”) with Alexander Capital, L.P. as selling agent (“Alexander Capital” or the “Sales Agent”), relating to shares |
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July 1, 2025 |
Exhibit 2.1 FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER THIS FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER (this “Amendment”) dated and effective as of July 1, 2025 (the “Effective Date”), amends that certain Agreement and Plan of Merger dated March 10, 2024 (as amended to date, the “Merger Agreement”), by and among Blackboxstocks Inc., a Nevada corporation (“Parent”), RABLBX Merger Sub Inc. |
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July 1, 2025 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 1, 2025 BLACKBOXSTOCKS INC. |
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June 3, 2025 |
Exhibit 10.35 SUBLEASE AGREEMENT THIS SUBLEASE AGREEMENT (this “Sublease”) is made and entered into effective as of the 18th day of February 2025, by and between POWDERMET, INC., a Delaware corporation (“Sublandlord”) and PMT CRITICAL METALS, INC., an Ohio corporation (“Subtenant”). R E C I T A L S: A. Sublandlord, as tenant, and Sherman Properties, LLC, an Ohio limited liability company (“Master |
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June 3, 2025 |
Exhibit 10.28 SHARE PURCHASE AGREEMENT THIS AGREEMENT made as of May 29 , 2024. BETWEEN: EAGLE RIDGE RESOURCES, INC., a corporation duly incorporated under the laws of the State of Nevada, with its head office located at (the “Purchaser”) -and- STRATEGIC METALS DEVELOPMENT CORP., a corporation duly incorporated under the laws of the Province of Alberta, with its head office located at Suite 1150, |
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June 3, 2025 |
Exhibit 10.29 CONSULTING AND CONFIDENTIALITY AGREEMENT THIS AGREEMENT is made as of the 4th day of December, 2024. BETWEEN: REALLOYS INC., a body corporate duly incorporated under the laws of Nevada, and having offices located at 7280 W Palmetto Park Rd, Suite 302N, Boca Raton, Florida, 33433 (hereinafter called the “Company”) AND: OF THE FIRST PART ARLINGTON INNOVATION PARTNERS LLC, through David |
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June 3, 2025 |
Form of Warrant to Purchase Common Stock of REalloys issued on March 10, 2025. Exhibit 4.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR T |
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June 3, 2025 |
As filed with the Securities and Exchange Commission on June 2, 2025 As filed with the Securities and Exchange Commission on June 2, 2025 Registration No. |
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June 3, 2025 |
Exhibit 10.27 SHARE EXCHANGE AGREEMENT This Share Exchange Agreement (this “Agreement”) is entered into and made effective March 31, 2025 (the “Effective Date”) by and among REalloys Inc., a Nevada corporation, with an address of 7280 W Palmetto Park Rd, Suite 302N, Boca Raton, Florida, 33433 (“REA”), PMT Critical Metals Inc., an Ohio corporation, with an address of 24112 Rockwell Drive, Euclid, O |
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June 3, 2025 |
Certificate of Designation of Series X Preferred Stock of REalloys Inc. Exhibit 3.11 CERTIFICATE OF DESIGNATIONS OF SERIES X PREFERRED STOCK OF REalloys INC. I, David Argyle, hereby certify that I am the Chief Executive Officer of REalloys Inc. (the “Company”), a corporation organized and existing under the Nevada Revised Statutes (the “NRS”), and further do hereby certify: That pursuant to the authority expressly conferred upon the Board of Directors of the Company ( |
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June 3, 2025 |
Articles of Incorporation of REalloys Inc. (formerly Eagle Ridge Resources, Inc.) Exhibit 3.8 Business Entity - Filing Acknowledgement 05/20/2024 Work Order Item Number: Filing Number: Filing Type: Filing Date/Time: Filing Page(s): W2024052001757 - 3695064 20244071465 Initial List 05/20/2024 15:23:41 PM 2 Indexed Entity Information: Entity ID: E40714642024 - 9 Entity Status: Active Entity Name: Eagle Ridge Resources Inc. Expiration Date: None Commercial Registered Agent VCORP S |
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June 3, 2025 |
Form of REalloys Acquisition Warrant. Exhibit 4.3 UNLESS PERMITTED UNDER SECURITIES LEGISLATION, THE HOLDER OF THIS SECURITY MUST NOT TRADE THE SECURITIES BEFORE THE DATE THAT IS 4 MONTHS AND A DAY AFTER THE LATER OF (I) JUNE 5, 2024 AND (II) THE DATE THE ISSUER BECAME A REPORTING ISSUER IN ANY PROVINCE OR TERRITORY. THE SECURITIES REPRESENTED HEREBY AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE U |
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June 3, 2025 |
Exhibit 10.31 CONSULTING AND CONFIDENTIALITY AGREEMENT THIS AGREEMENT is made as of the 4th day of December, 2024. BETWEEN: REALLOYS INC., a body corporate duly incorporated under the laws of Nevada, and having offices located at 7280 W Palmetto Park Rd, Suite 302N, Boca Raton, Florida, 33433 (hereinafter called the “Company”) AND: OF THE FIRST PART WONNACOTT CONSULTING PROFESSIONAL CORPORATION, t |
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June 3, 2025 |
Form of REalloys SAFE Agreement. Exhibit 10.32 SIMPLE AGREEMENT FOR FUTURE EQUITY (SAFE) This SAFE is entered into as of , by and between Eagle Ridge Resources, Inc., a Nevada corporation (the "Company"), and (the "Investor"). 1. Investment Amount: The Investor agrees to invest $ (the "Purchase Amount") in the Company under the terms of this SAFE. 2. Conversion: This SAFE will convert into common stock of the Company at the valua |
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June 3, 2025 |
Exhibit 10.30 CONSULTING AND CONFIDENTIALITY AGREEMENT THIS AGREEMENT is made as of the 4th day of December, 2024. BETWEEN: REALLOYS INC., a body corporate duly incorporated under the laws of Nevada, and having offices located at 7280 W Palmetto Park Rd, Suite 302N, Boca Raton, Florida, 33433 (hereinafter called the “Company”) AND: OF THE FIRST PART QLM NEVADA LLC, through Leonard Sternheim, an in |
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June 3, 2025 |
Amendment to Articles of Incorporation of REalloys Inc. (formerly Eagle Ridge Resources, Inc.) Exhibit 3.9 Business Entity - Filing Acknowledgement 12/05/2024 Work Order Item Number: Filing Number: Filing Type: Filing Date/Time: Filing Page(s): W2024120402009 - 4098765 20244512694 Amendment After Issuance of Stock 12/4/2024 3:12:00 PM 2 Indexed Entity Information: Entity ID: E40714642024 - 9 Entity Status: Active Entity Name: REalloys Inc. Expiration Date: None Commercial Registered Agent V |
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June 3, 2025 |
S-K 1300 Technical Report Summary for Hoidas Lake Rare Earth Element Project Exhibit 96.1 REalloys Inc. 1.0 Executive summary 1.1 Introduction REalloys Inc. (REalloys) has retained Micon International Limited (Micon) to independently review and verify the previous mineral resource estimate (MRE) for the Hoidas Lake Rare Earth Element (REE) Project (Hoidas Lake Project) located in the Province of Saskatchewan, Canada, and to compile an American SK 1300 Technical Report disc |
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June 3, 2025 |
Exhibit 10.37 |
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June 3, 2025 |
Exhibit 10.36 OFFICE LEASE by and between TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA, a New York corporation, for the benefit of the Real Estate Account ("Landlord") and G2 INTERNATIONAL , a Texas corporation ("Tenant") Dated as of MHDocs 59221873 8614.1 - =3 ' - - ,2015 OFFICE LEASE THIS OFFICE LEASE (th i s "Lease") is made between Teachers Insurance and Annuity Association of America |
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June 3, 2025 |
REalloys’ Promissory Note, dated as of June 3, 2024, to Isaac Sternheim. Exhibit 10.33 PROMISSORY NOTE $2,044,150.00 June 3, 2024 FOR VALUE RECEIVED, the undersigned, Eagle Ridge Resources Inc., a Nevada corporation (the “Company”), promises to pay to ISAAC STERNHEIM (the “Payee”), the principal sum of Two Million Forty Four Thousand One Hundred and Fifty and 00/100 ($2,044,150.00) Dollars (the “Principal Amount”) upon the earlier of: (i) January 31, 2026; and (ii) wit |
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June 3, 2025 |
Exhibit 10.20 Securities Purchase Agreement This Securities Purchase Agreement (the “Agreement”), dated as of March 5, 2025, is by and among REalloys Inc., a Nevada corporation (the “Company”), and each of the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collectively, the “Buyers”). RECITALS A. The Company and each Buyer is executing and delivering this A |
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June 3, 2025 |
Exhibit 3.10 BYLAWS OF REALLOYS INC., a Nevada corporation February 20, 2025 ARTICLE I OFFICES Section 1.1. Registered Agent and Office. The registered agent of REalloys Inc., a Nevada corporation (the “Corporation”) shall be as set forth in the Corporation’s articles of incorporation, as amended or restated (the “Articles of Incorporation”) and the registered office of the Corporation shall be th |
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May 20, 2025 |
Corporate Presentation of REalloys Inc. dated May 2025 Exhibit 99.1 |
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May 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 20, 2025 BLACKBOXSTOCKS INC. |
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May 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-4 |
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May 1, 2025 |
May 1, 2025 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F. |
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May 1, 2025 |
Exhibit 107.1 Calculation of Filing Fee Tables Form S-3 (Form Type) Blackboxstocks Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered (1) Proposed Maximum Offering Price Per Share Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Newly Register |
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May 1, 2025 |
Senior Convertible Debenture Due the Earlier of the Trigger Date and January 17, 2026* Exhibit 4.2 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIST |
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May 1, 2025 |
As filed with the Securities and Exchange Commission on April 30, 2025 Table of Contents As filed with the Securities and Exchange Commission on April 30, 2025 No. |
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April 15, 2025 |
As filed with the Securities and Exchange Commission on April 15, 2025 Table of Contents As filed with the Securities and Exchange Commission on April 15, 2025 No. |
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April 15, 2025 |
Exhibit 107.1 Calculation of Filing Fee Tables Form S-3 (Form Type) Blackboxstocks Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered (1) Proposed Maximum Offering Price Per Share Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Newly Register |
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April 14, 2025 |
List of Subsidiaries of Blackboxstocks Inc. Exhibit 21.1 LIST OF SUBSIDIARIES OF BLACKBOXSTOCKS INC. Blackbox.io Inc. (Delaware) RABLBX Merger Sub Inc. (Nevada) |
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April 14, 2025 |
Consent of Leonard Sternheim to be named as director Exhibit 99.2 Consent to be Named as a Director Blackboxstocks Inc. is filing a Registration Statement on Form S-4 (the “Registration Statement”) with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”). In connection therewith, I hereby consent, pursuant to Rule 438 of the Securities Act, to being named in the Registration Statement and any an |
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April 14, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-4 (Form Type) Blackboxstocks Inc. |
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April 14, 2025 |
Consent of Patrick White to be named as director Exhibit 99.5 Consent to be Named as a Director Blackboxstocks Inc. is filing a Registration Statement on Form S-4 (the “Registration Statement”) with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”). In connection therewith, I hereby consent, pursuant to Rule 438 of the Securities Act, to being named in the Registration Statement and any an |
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April 14, 2025 |
As filed with the Securities and Exchange Commission on April 11, 2025 As filed with the Securities and Exchange Commission on April 11, 2025 Registration No. |
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April 14, 2025 |
Consent of Charlie Benton to be named as director Exhibit 99.4 Consent to be Named as a Director Blackboxstocks Inc. is filing a Registration Statement on Form S-4 (the “Registration Statement”) with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”). In connection therewith, I hereby consent, pursuant to Rule 438 of the Securities Act, to being named in the Registration Statement and any an |
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April 14, 2025 |
Consent of David Argyle to be named as director Exhibit 99.3 Consent to be Named as a Director Blackboxstocks Inc. is filing a Registration Statement on Form S-4 (the “Registration Statement”) with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”). In connection therewith, I hereby consent, pursuant to Rule 438 of the Securities Act, to being named in the Registration Statement and any an |
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April 14, 2025 |
Consent of Dovid Glenn to be named as director Exhibit 99.7 Consent to be Named as a Director Blackboxstocks Inc. is filing a Registration Statement on Form S-4 (the “Registration Statement”) with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”). In connection therewith, I hereby consent, pursuant to Rule 438 of the Securities Act, to being named in the Registration Statement and any an |
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April 14, 2025 |
Consent of Joe Sawyer to be named as director Exhibit 99.6 Consent to be Named as a Director Blackboxstocks Inc. is filing a Registration Statement on Form S-4 (the “Registration Statement”) with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”). In connection therewith, I hereby consent, pursuant to Rule 438 of the Securities Act, to being named in the Registration Statement and any an |
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March 21, 2025 |
List of Subsidiaries of the Registrant. Exhibit 21.1 List of Subsidiaries of the Registrant Blackbox.io Inc. (Delaware) RABLBX Merger Sub Inc. (Nevada) |
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March 21, 2025 |
Exhibit 19.1 Blackboxstocks, Inc. Insider Trading Policy This Insider Trading Policy describes the standards of Blackboxstocks, Inc. and its subsidiaries (the "Company") on trading, and causing the trading of, the Company's securities or securities of certain other publicly traded companies while in possession of confidential information. This Policy is divided into two parts: the first part prohi |
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March 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-41051 |
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March 21, 2025 |
Exhibit 14.1 BLACKBOXSTOCKS, INC. CODE OF ETHICS AND BUSINESS CONDUCT 1. Introduction. 1.1 The Board of Directors of Blackboxstocks, Inc. (together with its subsidiaries, the “Company”) has adopted this Code of Ethics and Business Conduct (the “Code”) in order to: (a) promote honest and ethical conduct, including the ethical handling of actual or apparent conflicts of interest; (b) promote full, f |
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March 10, 2025 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER among: BLACKBOXSTOCKS INC.; RABLBX MERGER SUB INC.; and REALLOYS INC. Dated as of March 10, 2025 Table of Contents Section 1. Definitions and Interpretative Provisions 3 1.1 Definitions 3 1.2 Other Definitional and Interpretative Provisions 15 Section 2. Description of Transaction 16 2.1 The Merger 16 2.2 Effects of the Merger 16 2.3 Closing; Effective Time |
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March 10, 2025 |
Exhibit 10.2 FORM OF COMPANY STOCKHOLDER SUPPORT AGREEMENT This Support Agreement (this “Agreement”) is made and entered into as of March 10, 2025, by and among REalloys Inc., a Nevada corporation (the “Company”), Blackboxstocks, Inc., a Nevada corporation (“Parent”), and the undersigned holder (the “Stockholder”) of Shares (as defined below) of Company. Capitalized terms used herein but not other |
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March 10, 2025 |
Exhibit 10.4 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of March 10, 2025, between Blackboxstocks Inc., a Nevada corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”). This Agreement is made pursuant to the Securities Purchase Agre |
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March 10, 2025 |
Exhibit 10.6 SUBSIDIARY GUARANTEE SUBSIDIARY GUARANTEE, dated as of March 10, 2025 (this “Guarantee”), made by each of the signatories hereto (together with any other entity that may become a party hereto as provided herein, the “Guarantors”), in favor of the purchasers signatory (together with their permitted assigns, the “Purchasers”) to that certain Securities Purchase Agreement, dated as of th |
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March 10, 2025 |
Blackboxstocks Inc. Signs Definitive Merger Agreement to Acquire Rare Earth Producer REalloys Inc. Exhibit 99.1 FOR IMMEDIATE RELEASE Blackboxstocks Inc. Signs Definitive Merger Agreement to Acquire Rare Earth Producer REalloys Inc. Blackbox Stockholders to Retain Approximately 7.3% of the Combined Company’s Common Shares Post Merger based on REalloys’ Initial Valuation of $400 million REalloys is Poised to be a Fully Integrated Mine-to-Magnet Producer for North America REalloys’ America First |
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March 10, 2025 |
Exhibit 10.3 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIS |
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March 10, 2025 |
Exhibit 10.1 PARENT STOCKHOLDER SUPPORT AGREEMENT This Support Agreement (this “Agreement”) is made and entered into as of March 10, 2025, by and among REalloys Inc., a Nevada corporation (the “Company”), Blackboxstocks, Inc., a Nevada corporation (“Parent”), and the undersigned holder (the “Stockholder”) of Shares (as defined below) of Parent. Capitalized terms used herein but not otherwise defin |
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March 10, 2025 |
Exhibit 10.5 SECURITY AGREEMENT This SECURITY AGREEMENT, dated as of March 10, 2025 (this “Agreement”), is among Blackboxstocks Inc., a Nevada corporation (the “Company”), the Subsidiaries of the Company party hereto (such Subsidiaries, the “Guarantors” and together with the Company, the “Debtors”), and Five Narrow Lane LP company, as the collateral agent (the “Agent”). W I T N E S S E T H: WHEREA |
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March 10, 2025 |
-12-31 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2025 BLACKBOXSTOCKS INC. (Exact name of registrant as specified in its charter) Nevada 0-55108 45-3598066 (State or other jurisdiction of incorporation) (Commission F |
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February 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2025 BLACKBOXSTOCKS INC. (Exact name of registrant as specified in its charter) Nevada 001-41051 45-3598066 (State or other jurisdiction of incorporation) (Commission File |
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February 6, 2025 |
February 6, 2025 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F. |
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February 4, 2025 |
Exhibit 10.2 THIS SECURITY HAS NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVA |
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February 4, 2025 |
Exhibit 10.1 AMENDMENT TO SECURITIES PURCHASE AGREEMENT THIS AMENDMENT TO SECURITIES PURCHASE AGREEMENT (this “Amendment”), is dated as of January 27, 2025, by and among Blackboxstocks Inc., a Nevada corporation (the “Company”), Five Narrow Lane LP (including its successors and assigns, each a “Purchaser” and collectively, the “Purchasers”), and Five Narrow Lane LP, as collateral agent for the Pur |
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February 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 27, 2025 BLACKBOXSTOCKS INC. |
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January 31, 2025 |
As filed with the Securities and Exchange Commission on January 31, 2025 Table of Contents As filed with the Securities and Exchange Commission on January 31, 2025 No. |
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January 31, 2025 |
Exhibit 107.1 Calculation of Filing Fee Tables Form S-3 (Form Type) Blackboxstocks Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Share Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Newly Registered S |
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January 27, 2025 |
Blackboxstocks, Inc. Appoints Grant Evans to the Company’s Board of Directors Exhibit 99.1 Blackboxstocks, Inc. Appoints Grant Evans to the Company’s Board of Directors January 27, 2025 – Blackboxstocks Inc. (NASDAQ: BLBX), (“Blackbox” or the “Company”), a financial technology and social media hybrid platform offering real-time proprietary analytics for stock and options traders, announced today that on January 21, 2025 the Company appointed Grant Evans as a Director to rep |
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January 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 21, 2025 BLACKBOXSTOCKS INC. |
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January 22, 2025 |
BLACKBOXSTOCKS INC. 5420 LBJ Freeway, Suite 1485 Dallas, Texas 75240 (972) 726-9203 BLACKBOXSTOCKS INC. 5420 LBJ Freeway, Suite 1485 Dallas, Texas 75240 (972) 726-9203 January 22, 2025 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Blackboxstocks Inc. Application for Withdrawal of Registration Statement on Form S-4 File No. 333-279351 Ladies and Gentlemen: Pursuant to Rule 477 under the Securities Ac |
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January 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 17, 2025 BLACKBOXSTOCKS INC. |
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January 22, 2025 |
Exhibit 10.2 THIS SECURITY HAS NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVA |
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January 22, 2025 |
Exhibit 99.1 Blackboxstocks, Inc. Secures Financing of up to $2,000,000 in Anticipation of Potential Merger Blackbox is actively pursuing other strategic merger options to enhance stockholder value Debentures are convertible into common stock at 175% of the prior days’ closing price with a $5.00 floor. January 22, 2025 – Blackboxstocks Inc. (NASDAQ: BLBX), (“Blackbox” or the “Company”), a financia |
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January 22, 2025 |
Exhibit 10.3 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of [ ], 2025, between Blackboxstocks Inc., a Nevada corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”). This Agreement is made pursuant to the Securities Purchase Agreement |
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January 22, 2025 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of January 17, 2025, between Blackboxstocks Inc., a Nevada corporation (the “Company”), Five Narrow Lane LP (including its successors and assigns, each a “Purchaser” and collectively, the “Purchasers”), and Five Narrow Lane LP, as collateral agent for the Purchasers (“Agent”). WHEREAS, subj |
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January 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 13, 2025 BLACKBOXSTOCKS INC. |
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January 17, 2025 |
Exhibit 99.1 Blackboxstocks, Inc. and Evtec Aluminium Limited Mutually Agree to Terminate Share Exchange Agreement Blackbox is actively pursuing other strategic merger options to enhance stockholder value January 17, 2025 – Blackboxstocks Inc. (NASDAQ: BLBX), (“Blackbox” or the “Company”), a financial technology and social media hybrid platform offering real-time proprietary analytics for stock an |
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January 17, 2025 |
Exhibit 10.1 January 13, 2025 EVTEC Aluminium Limited Attention: David Roberts, CEO Re: Termination of Share Exchange Agreement Dear David: Reference is made to that certain Share Exchange Agreement, dated December 12, 2023, as amended on July 1, 2024 (the “Exchange Agreement”), among Blackboxstocks, Inc. (“Blackbox”), EVTEC Aluminium Limited (“Evtec”) and the Seller Parties thereto. Capitalized t |
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January 16, 2025 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 13, 2025 BLACKBOXSTOCKS INC. |
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January 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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January 7, 2025 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 7, 2025 BLACKBOXSTOCKS INC. |
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December 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Amendment No. 1) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi |
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December 26, 2024 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 20, 2024 BLACKBOXSTOCKS INC. |
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December 26, 2024 |
Letter from Turner, Stone & Company, L.L.P. dated December 23, 2024 Exhibit 16.1 |
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December 13, 2024 |
Shareholder Director Nominations UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A Amendment No. |
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December 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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December 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0 |
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October 23, 2024 |
BLBX / Blackboxstocks Inc. / Quadrifoglio Holdings LLC - SCHEDULE 13D Activist Investment SC 13D 1 sc13d.htm SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 BLACKBOXSTOCKS INC. (Name of Issuer) Common Stock (Title of Class of Securities) 09229E 303 (CUSIP Number) Quadrifoglio Holdings LLC 2300 E Las Olas Blvd, Floor 4 Ft. Lauderdale, FL 33301 Copy to: Richard Raymer Dorsey & Whitney LLP 66 Welli |
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October 23, 2024 |
EX-10.1 2 spa.htm STOCK PURCHASE AGREEMENT STOCK PURCHASE AGREEMENT This Stock Purchase Agreement (this “Agreement”), dated as of June 28, 2024 (the “Effective Date”), is made by and between Blackboxstocks Inc., a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchaser |
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October 23, 2024 |
EX-99.1 3 jointfilingagmt.htm JOINT FILING AGREEMENT JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 of the Exchange Act or any rule or regulati |
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October 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 -12-31Q22024 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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October 15, 2024 |
October 15, 2024 Securities and Exchange Commission Division of Corporation Finance Office of Technology 100 F Street, N. |
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October 9, 2024 |
Shareholder Director Nominations UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 7, 2024 BLACKBOXSTOCKS INC. |
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August 15, 2024 |
2728 N. Harwood Street Suite 500 Dallas, TX 75201 214.745.5400 OFFICE 214.745.5390 FAX winstead.com August 15, 2024 Securities and Exchange Commission Division of Corporation Finance Office of Technology 100 F Street, N.E. Washington, D.C. 20549 Re: Blackboxstocks Inc. Form 10-K for the fiscal year ended December 31, 2023 File No. 001-41051 Ladies and Gentlemen: On behalf of Blackboxstocks Inc. (t |
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August 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on Fo |
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August 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-41 |
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July 16, 2024 |
As filed with the Securities and Exchange Commission on July 16, 2024. Table of Contents As filed with the Securities and Exchange Commission on July 16, 2024. |
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July 16, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-4 (Form Type) Blackboxstocks Inc. |
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July 3, 2024 |
Exhibit 10.2 Dated 2024 Convertible Loan Agreement between (1) BLACKBOXSTOCKS, INC. and (2) EVTEC ALUMINIUM LIMITED Relating to a convertible loan of up to $1,150,000 CONTENTS CLAUSE PAGE 1 DEFINITIONS, INTERPRETATION AND CONSTRUCTION 1 2 DRAWDOWN 2 3 INTEREST 3 4 REPAYMENT 3 5 PAYMENTS 3 6 CONVERSION 3 7 WARRANTIES 4 8 EVENTS OF DEFAULT 5 9 COSTS AND EXPENSES 5 10 NOTICES 6 11 ASSIGNMENT 6 12 MIS |
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July 3, 2024 |
Exhibit 10.1 STOCK PURCHASE AGREEMENT This Stock Purchase Agreement (this “Agreement”), dated as of July 1, 2024 (the “Effective Date”), is made by and between Blackboxstocks Inc., a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, the desires to is |
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July 3, 2024 |
Exhibit 2.1 FIRST AMENDMENT TO SHARE EXCHANGE AGREEMENT THIS FIRST AMENDMENT TO SHARE EXCHANGE AGREEMENT (this “Amendment”) dated and effective as of July 1, 2024 (the “Effective Date”), amends that certain Share Exchange Agreement dated December 12, 2023 (as amended to date, the “Exchange Agreement”), by and among BLACKBOXSTOCKS, INC., a Nevada corporation (“BLBX”), EVTEC ALUMINIUM LIMITED, a com |
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July 3, 2024 |
Exhibit 99.1 Blackboxstocks Announces $1,250,000 Private Placement Priced at $4.00 per Share Blackbox to Invest $1.15 million into Evtec Aluminium DALLAS July 2, 2024 – Blackboxstocks Inc. (NASDAQ: BLBX), (“Blackbox” or the “Company”), a financial technology and social media hybrid platform offering real-time proprietary analytics for stock and options traders of all levels, announced that it has |
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July 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2024 BLACKBOXSTOCKS INC. (Exact name of registrant as specified in its charter) Nevada 0-55108 45-3598066 (State or other jurisdiction of incorporation) (Commission File No.) |
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June 20, 2024 |
June 20, 2024 Securities and Exchange Commission Division of Corporation Finance Office of Technology 100 F Street, N. |
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May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-4 |
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May 13, 2024 |
Executive Employment Agreement between Blackboxstocks, Inc. and Robert Winspear dated May 9, 2024* Exhibit 10.9 EXECUTIVE EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is made and entered into as of May 9, 2024, by and between Robert Winspear (the “Executive”) and Blackboxstocks Inc, a Nevada Corporation (the “Company”). WHEREAS, the Company desires to employ the Executive on the terms and conditions set forth herein; and WHEREAS, the Executive desires to be employed by the C |
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May 13, 2024 |
As filed with the Securities and Exchange Commission on May 10, 2024. Table of Contents As filed with the Securities and Exchange Commission on May 10, 2024. |
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May 13, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-4 (Form Type) Blackboxstocks Inc. |
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May 13, 2024 |
List of Subsidiaries of Blackboxstocks, Inc.* Exhibit 21.1 List of Subsidiaries of Blackboxstocks, Inc. Subsidiary Jurisdiction of Incorporation or Organization Blackbox.io Inc. Delaware |
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May 10, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 6, 2024 BLACKBOXSTOCKS INC. |
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April 22, 2024 |
Exhibit 10.1 CONTRIBUTION AGREEMENT This Contribution Agreement (this “Agreement”), dated as of April 18, 2024, is entered into by and between Blackboxstocks Inc., a Nevada corporation (“Transferor”), and Blackbox.io Inc., a Delaware corporation (“Transferee”). WHEREAS, Transferee is a wholly-owned subsidiary of Transferor; WHEREAS, Transferor is engaged in the business of development, maintenance |
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April 22, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 18, 2024 BLACKBOXSTOCKS INC. |
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April 1, 2024 |
Executive Incentive Compensation Recoupment Policy* Exhibit 97.1 BLACKBOXSTOCKS INC. EXECUTIVE COMPENSATION RECOVERY POLICY 1. Purpose. The Board of Directors (the “Board”) of Blackboxstocks Inc., a Nevada corporation (the “Company”) has adopted this Executive Compensation Recovery Policy (as amended from time to time, the “Policy”) as of March 7, 2024 (the “Adoption Date”). The purpose of this Policy is to describe the circumstances in which Cover |
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April 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-41051 |
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January 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 29, 2023 BLACKBOXSTOCKS INC. (Exact name of registrant as specified in its charter) Nevada 001-41051 45-3598066 (State or other jurisdiction of incorporation) (Commission Fil |
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December 18, 2023 |
Exhibit 99.1 Blackboxstocks, Inc. Signs Definitive Agreement to Acquire Evtec Aluminium, Supplier of Proprietary Parts for the EV, Hybrid, and Performance Automotive Market, with Projected Revenue of US$52 Million for Fiscal Year Ending June 30, 2024 -Blackbox Stockholders to retain 26.7% of the combined company’s 12,000,000 common shares post-merger plus receive a Contingent Value Right (“CVR”) f |
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December 18, 2023 |
Exhibit 2.1 Final SHARE EXCHANGE AGREEMENT BY AND AMONG BLACKBOXSTOCKS, INC., EVTEC ALUMINIUM LIMITED AND THE SELLERS LISTED ON SCHEDULE I HERETO Dated as of December 12, 2023 TABLE OF CONTENTS Page ARTICLE 1 THE ACQUISITION 2 1.1 The Acquisition 2 1.2 Closing 2 1.3 BLBX Name Change 2 1.4 Evtec Securities 2 1.5 Contingent Value Rights 3 1.6 Preliminary Consents and Associated Acknowledgments of Se |
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December 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2023 BLACKBOXSTOCKS INC. (Exact name of registrant as specified in its charter) Nevada 0-55108 45-3598066 (State or other jurisdiction of incorporation) (Commission File |
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December 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi |
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November 29, 2023 |
Exhibit 10.1 November 21, 2023 EVTEC Group Limited EVTEC Automotive Limited EVTEC Aluminum Limited Attention: David Roberts, CEO Re: Binding Amendment to Amended Letter of Intent Dear David: Reference is made to that certain amended letter of intent, dated April 14, 2023 (the “LOI”), among Blackboxstocks, Inc. (“Blackbox”), EVTEC Group Limited (“Evtec Group”), EVTEC Automotive Limited (“Evtec Auto |
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November 29, 2023 |
Exhibit 10.2 FORFEITURE AGREEMENT This Forfeiture Agreement (the “Agreement”), is entered into by and between Blackboxstocks, Inc., a Nevada corporation (“Blackbox”) and Evtec Group Limited, a company registered in England and Wales with company number 13046319 (“Evtec Group”), and is made effective as of November 28, 2023 (the “Effective Date”). Blackbox and Evtec Group may be collectively referr |
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November 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 24, 2023 BLACKBOXSTOCKS INC. |
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November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0 |
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November 13, 2023 |
4856-9089-7032v.5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi |
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November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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October 26, 2023 |
Shareholder Director Nominations UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 23, 2023 BLACKBOXSTOCKS INC. |
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August 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2023 BLACKBOXSTOCKS INC. (Exact name of registrant as specified in its charter) Nevada 001-41051 45-3598066 (State or other jurisdiction of incorporation) (Commission File |
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August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-41 |
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June 15, 2023 |
Exhibit 10.1 Execution Version SECURITIES EXCHANGE AGREEMENT BY AND BETWEEN BLACKBOXSTOCKS, INC. AND EVTEC GROUP LIMITED Dated as of June 9, 2023 TABLE OF CONTENTS ARTICLE 1 THE EXCHANGE 1 1.1 The Exchange 1 1.2 Closing 2 1.3 Delivery of Exchange Consideration 2 1.4 Exemption from Registration; Rule 144 2 ARTICLE 2 REPRESENTATIONS AND WARRANTIES OF EVTEC 2 2.1 Organization and Qualification; Chart |
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June 15, 2023 |
Exhibit 99.1 Blackboxstocks, Inc. Announces $8.5 Million Investment Stake as Evtec Group in Initial Step Toward Planned Merger Blackbox issues 2.4 million shares of Series B Convertible Preferred Shares for stake in Evtec Group; Regains Compliance with NASDAQ Stockholder Equity Requirement DALLAS, June 15 2023 – Blackboxstocks, Inc. (NASDAQ: BLBX), (“Blackbox” or the “Company”), a financial techno |
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June 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2023 BLACKBOXSTOCKS INC. (Exact name of registrant as specified in its charter) Nevada 0-55108 45-3598066 (State or other jurisdiction of incorporation) (Commission File No.) |
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June 15, 2023 |
Exhibit 3.1 Annex A Certificate of Designation of Series B Convertible Preferred Stock of Blackboxstocks Inc. Pursuant to Section 78.1955 of the Nevada Revised Statutes Blackboxstocks Inc., a Nevada corporation (the "Corporation"), does hereby certify that, pursuant to the authority contained in its Articles of Incorporation (“Articles”), as amended, and in accordance with the provisions of Sectio |
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May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-4 |
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April 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2023 BLACKBOXSTOCKS INC. (Exact name of registrant as specified in its charter) Nevada 001-41051 45-3598066 (State or other jurisdiction of incorporation) (Commission File N |
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April 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2023 BLACKBOXSTOCKS INC. (Exact name of registrant as specified in its charter) Nevada 001-41051 45-3598066 (State or other jurisdiction of incorporation) (Commission File N |
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April 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-41051 |
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April 10, 2023 |
Blackboxstocks Sets Reverse Stock Split Ratio at 1-for-4 Exhibit 99.1 Blackboxstocks Sets Reverse Stock Split Ratio at 1-for-4 DALLAS, April 10, 2023 – Blackboxstocks Inc. (NASDAQ: BLBX), (“Blackbox” or the “Company”), a financial technology and social media hybrid platform offering real-time proprietary analytics for stock and options traders of all levels, announced today that it has filed an amendment to the Company’s articles of incorporation with t |
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April 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION -12-31 Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 10, 2023 BLACKBOXSTOCKS INC. (Exact name of registrant as specified in its charter) Nevada 0-55108 45-3598066 (State or other jurisdiction of incorporation) (Commission F |
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April 10, 2023 |
Exhibit 3.1 |
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March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2022 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report o |
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March 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c‑5(d)(2)) ☒ Definitive Information Statement BLACKBOXSTOCKS INC. (Name of Registr |
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March 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c‑5(d)(2)) ☐ Definitive Information Statement BLACKBOXSTOCKS INC. (Name of Registr |
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February 9, 2023 |
As filed with the Securities and Exchange Commission on February 9, 2023. As filed with the Securities and Exchange Commission on February 9, 2023. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 BLACKBOXSTOCKS INC. (Exact name of registrant as specified in its charter) Nevada 45-3598066 (State or other jurisdiction of incorporation or organization) (I.R.S. Emp |
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February 9, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Blackboxstocks, Inc. |
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January 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2023 BLACKBOXSTOCKS INC. (Exact name of registrant as specified in its charter) Nevada 0-55108 45-3598066 (State or other jurisdiction of incorporation) (Commission File N |
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January 5, 2023 |
Blackboxstocks Extends Stock Buyback Program Through 2023 Exhibit 99.1 Blackboxstocks Extends Stock Buyback Program Through 2023 DALLAS, January 4, 2023 ? Blackboxstocks Inc. (NASDAQ: BLBX), (?Blackbox? or the ?Company?), a financial technology and social media hybrid platform offering real-time proprietary analytics for stock and options traders of all levels, announced today that it has extended its $2.5 million stock buyback program to December 31, 20 |
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January 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 4, 2023 BLACKBOXSTOCKS INC. (Exact name of registrant as specified in its charter) Nevada 001-41051 45-3598066 (State or other jurisdiction of incorporation) (Commission File |
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December 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c‑5(d)(2)) ☒ Definitive Information Statement BLACKBOXSTOCKS INC. (Name of Registr |
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November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0 |
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October 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2022 BLACKBOXSTOCKS INC. (Exact name of registrant as specified in its charter) Nevada 001-41051 45-3598066 (State or other jurisdiction of incorporation) (Commission File |
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October 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 14, 2022 BLACKBOXSTOCKS INC. (Exact name of registrant as specified in its charter) Nevada 001-41051 45-3598066 (State or other jurisdiction of incorporation) (Commission File |
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October 14, 2022 |
Blackboxstocks Provides Third Quarter 2022 Revenue Guidance Exhibit 99.1 Blackboxstocks Provides Third Quarter 2022 Revenue Guidance DALLAS, October 14, 2022 ? Blackboxstocks Inc. (NASDAQ: BLBX), (?Blackbox? or the ?Company?), a financial technology and social media hybrid platform offering real-time proprietary analytics for stock and options traders of all levels, announced today that it expects revenue for the third quarter, ended September 30, 2022, wi |
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October 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 7, 2022 BLACKBOXSTOCKS INC. (Exact name of registrant as specified in its charter) Nevada 001-41051 45-3598066 (State or other jurisdiction of incorporation) (Commission File |
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August 24, 2022 |
DEF 14A 1 blkbx20220812def14a.htm FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitte |
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August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-41 |
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July 28, 2022 |
Other Events, Shareholder Director Nominations UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2022 BLACKBOXSTOCKS INC. (Exact name of registrant as specified in its charter) Nevada 001-41051 45-3598066 (State or other jurisdiction of incorporation) (Commission File No |
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May 19, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 -12-31FY2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from |
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May 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-4 |
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April 19, 2022 |
Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF BLACKBOXSTOCKS INC. Adopted and Effective on April 18, 2022 TABLE OF CONTENTS Page ARTICLE I STOCKHOLDERS MEETINGS 1 Section 1.1 Time and Place of Meetings 1 Section 1.2 Annual Meetings 1 Section 1.3 Special Meetings 1 Section 1.4 Notice of Meetings 1 Section 1.5 Inspectors 2 Section 1.6 Quorum 2 Section 1.7 Voting? Proxies? Stockholder Action by Written |
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April 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2022 BLACKBOXSTOCKS INC. (Exact name of registrant as specified in its charter) Nevada 001-41051 45-3598066 (State or other jurisdiction of incorporation) (Commission File N |
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March 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-41051 |
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March 31, 2022 |
Exhibit 10.9 |
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January 10, 2022 |
Blackboxstocks Announces Stock Repurchase Program of up to $2.5 Million Exhibit 99.1 Blackboxstocks Announces Stock Repurchase Program of up to $2.5 Million DALLAS, TX ? January X, 2021- Blackboxstocks Inc. (NASDAQ: BLBX) (?Blackbox?), a financial technology and social media hybrid platform offering real-time proprietary analytics for stock and options traders of all levels, today announced that the Company?s Board of Directors has approved a stock repurchase program |
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January 10, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 10, 2022 BLACKBOXSTOCKS INC. (Exact name of registrant as specified in its charter) Nevada 001-41051 45-3598066 (State or other jurisdiction of incorporation) (Commission File |
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December 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2021 BLACKBOXSTOCKS INC. (Exact name of registrant as specified in its charter) Nevada 001-41051 45-3598066 (State or other jurisdiction of incorporation) (Commission File |
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November 16, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2021 BLACKBOXSTOCKS INC. (Exact name of registrant as specified in its charter) Nevada 001-41051 45-3598066 (State or other jurisdiction of incorporation) (Commission File |
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November 16, 2021 |
Exhibit 4.1 Representative?s Warrant Agreement THE REGISTERED HOLDER OF THIS PURCHASE WARRANT BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS PURCHASE WARRANT EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS PURCHASE WARRANT AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS PURCHASE WARRANT OR CAUSE IT TO BE THE SUBJECT OF ANY HED |
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November 16, 2021 |
Blackboxstocks Inc. Announces Closing of $12 Million Public Offering Exhibit 99.2 Blackboxstocks Inc. Announces Closing of $12 Million Public Offering DALLAS, TX ? November 15, 2021?Blackboxstocks, Inc. (Nasdaq: BLBX) (?Blackbox? or the ?Company?), a financial technology and social media hybrid platform offering real-time proprietary analytics for stock and options traders of all levels, today announced the closing of its underwritten public offering of 2,400,000 s |
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November 16, 2021 |
EX-1.1 2 ex308691.htm EXHIBIT 1.1 Exhibit 1.1 EXECUTION VERSION UNDERWRITING AGREEMENT by and between BLACKBOXSTOCKS INC. and ALEXANDER CAPITAL, L.P., as Representative of the Several Underwriters BLACKBOXSTOCKS INC. UNDERWRITING AGREEMENT November 9, 2021 Alexander Capital, L.P. As Representative of the several Underwriters named on Schedule 1 attached hereto c/o Alexander Capital, L.P. 17 State |
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November 16, 2021 |
Exhibit 99.1 Blackboxstocks Inc. Announces Pricing of $12 million Upsized Public Offering and Concurrent Uplisting to the Nasdaq Capital Market (Common Shares will Continue to Trade under Ticker ?BLBX?) DALLAS, TX ? November 10, 2021?Blackboxstocks, Inc. (Nasdaq: BLBX) (?Blackbox? or the ?Company?), a financial technology and social media hybrid platform offering real-time proprietary analytics fo |
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November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0 |
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November 12, 2021 |
2,400,000 shares of Common Stock Filed Pursuant to Rule 424(b)(4) Registration Numbers 333-260065 and 333-260941 PROSPECTUS 2,400,000 shares of Common Stock Blackboxstocks, Inc. |
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November 10, 2021 |
As filed with the Securities and Exchange Commission on November 10, 2021. As filed with the Securities and Exchange Commission on November 10, 2021. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 BLACKBOXSTOCKS INC. (Exact name of registrant as specified in its charter) Nevada 7371 45-3598066 (State or other jurisdiction of incorporation or organization) (Prim |
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November 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 BLACKBOXSTOCKS INC. (Exact name of registrant as specified in its charter) Nevada 45-3598066 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 5430 |
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November 8, 2021 | ||
November 5, 2021 |
Form of Representative’s Warrant** Exhibit 4.5 Form of Representative?s Warrant Agreement THE REGISTERED HOLDER OF THIS PURCHASE WARRANT BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS PURCHASE WARRANT EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS PURCHASE WARRANT AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS PURCHASE WARRANT OR CAUSE IT TO BE THE SUBJECT OF |
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November 5, 2021 |
November 5, 2021 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F. |
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November 5, 2021 |
As filed with the Securities and Exchange Commission on November 5, 2021. Table of Contents As filed with the Securities and Exchange Commission on November 5, 2021. |
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November 5, 2021 |
November 5, 2021 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Blackboxstocks Inc. Registration Statement on Form S-1, as amended File No. 333-260065 Request for Acceleration of Effective Date Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules and Regulations under the Securities Act of 1933, as amended |
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November 5, 2021 |
Form of Underwriting Agreement** EX-1.1 2 ex303120.htm EXHIBIT 1.1 Exhibit 1.1 UNDERWRITING AGREEMENT by and between BLACKBOXSTOCKS INC. and ALEXANDER CAPITAL, L.P., as Representative of the Several Underwriters BLACKBOXSTOCKS INC. UNDERWRITING AGREEMENT November [], 2021 Alexander Capital, L.P. As Representative of the several Underwriters named on Schedule 1 attached hereto c/o Alexander Capital, L.P. 17 State Street, 5th Floor |
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October 29, 2021 | ||
October 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 14, 2021 BLACKBOXSTOCKS INC. (Exact name of registrant as specified in its charter) Nevada 0-55108 45-3598066 (State or other jurisdiction of incorporation) (Commission File N |
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October 15, 2021 |
Exhibit 10.1 CONVERSION RIGHTS AGREEMENT This Conversion Rights Agreement (the ?Agreement?), dated effective as of October 14, 2021 (the ?Effective Date?), is by and between Blackboxstocks, Inc., a Nevada corporation (the ?Company?) and Gust Kepler, an individual resident of the State of Texas (along with any transferee of Holder Shares (hereinafter defined) that enters into a Joinder Agreement (h |
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October 5, 2021 |
Letter agreement dated August 11, 2021 between Winspear Investments, LLC and Blackboxstocks, Inc.* Exhibit 10.11 Mr. Gust Kepler Chief Executive Officer BlackBoxStocks Inc. This letter confirms the understanding of the agreement between Winspear Investments LLC ?Winspear? and BlackBoxStocks Inc. ?BlackBox? whereby Winspear shall provide financial consulting and business advisory to BlackBox. The scope of services shall include the following: ? Preparing a financial model and forecast based on B |
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October 5, 2021 |
Table of Contents As filed with the Securities and Exchange Commission on October 5, 2021. |
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September 21, 2021 |
Exhibit 10.11 Mr. Gust Kepler Chief Executive Officer BlackBoxStocks Inc. This letter confirms the understanding of the agreement between Winspear Investments LLC ?Winspear? and BlackBoxStocks Inc. ?BlackBox? whereby Winspear shall provide financial consulting and business advisory to BlackBox. The scope of services shall include the following: ? Preparing a financial model and forecast based on B |
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September 21, 2021 |
Table of Contents As confidentially submitted to the Securities and Exchange Commission on September 20, 2021. |
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September 21, 2021 |
Austin I Charlotte I Dall as I Fort Worth I Houston I New York I San Antoni o I The Woodlands 2728 N. |
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September 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 11, 2021 BLACKBOXSTOCKS INC. (Exact name of registrant as specified in its charter) Nevada 0-55108 45-3598066 (State or other jurisdiction of incorporation) (Commission File |
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August 25, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 25, 2021 BLACKBOXSTOCKS INC. (Exact name of registrant as specified in its charter) Nevada 0-55108 45-3598066 (State or other jurisdiction of incorporation) (Commission File No |
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August 25, 2021 |
Exhibit 99.1 Blackboxstocks Announces Second Quarter 2021 Financial Results, Strong Revenue Growth Trajectory Continues Reports YTD 2021 Revenue of $3.0 Million, 141% Year-over-Year Increase DALLAS, TX ? August 25, 2021- Blackboxstocks Inc. (OTC PINK: BLBX) (?Blackbox?), a financial technology and social media hybrid platform offering real-time proprietary analytics for stock and options traders o |
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August 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-5510 |
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August 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ? Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c?5(d)(2)) ? Definitive Information Statement BLACKBOXSTOCKS INC. (Name of Registr |
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May 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-551 |
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April 6, 2021 |
Exhibit 99.1 Blackboxstocks Announces 2020 Revenue Increase of 217% and Year End Results Achieved Positive Cash Flow from Operations of $143,580, a Positive Swing of $854,572 DALLAS, TX - April 5, 2021- Blackboxstocks Inc. (OTC PINK: BLBX) (?Blackbox?), a financial technology and social media hybrid platform offering real-time proprietary analytics for stock and options traders of all levels, toda |
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April 6, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 5, 2021 BLACKBOXSTOCKS INC. (Exact name of registrant as specified in its charter) Nevada 0-55108 45-3598066 (State or other jurisdiction of incorporation) (Commission File No.) |
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March 31, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-55108 BL |
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November 16, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0 |
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November 16, 2020 |
Exhibit 10.2 NOTE $1,000,000.00 November 12, 2020 FOR VALUE RECEIVED, BLACKBOXSTOCKS INC., a Nevada corporation (“Borrower”) hereby promises to pay to the order of Feenix Venture Partners Opportunity Fund II LP (the “Noteholder”), the principal amount of ONE MILLION AND NO/100 DOLLARS ($1,000,000.00) (or, the aggregate outstanding principal amount of the Loan held by the Noteholder) in accordance |
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November 16, 2020 |
Exhibit 10.1 LOAN AGREEMENT This LOAN AGREEMENT (this “Agreement”) dated as of November 12, 2020, is made by and among blackboxstocks Inc., a Nevada corporation (“Borrower”); each financial institution that from time to time is a Lender (as defined below) hereunder; and FVP SERVICING, LLC, a Delaware limited liability company (in its capacity as administrative agent for the Lenders, the “Administr |
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November 16, 2020 |
Exhibit 10.3 SECURITY AGREEMENT THIS SECURITY AGREEMENT is made and effective as of November 12, 2020 by and between BLACKBOXSTOCKS INC., a Nevada corporation (“Borrower”), and each other direct or indirect Subsidiary of Borrower added as a “Grantor” hereunder (each, a “Grantor”; collectively, the “Grantors”), in favor of FVP SERVICING, LLC, a Delaware limited liability company, as administrative |
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August 14, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-5510 |
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June 29, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-551 |
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May 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2020 BLACKBOXSTOCKS INC. (Exact name of registrant as specified in its charter) Nevada 0-55108 45-3598066 (State or other jurisdiction of incorporation) (Commission File No.) ( |
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April 16, 2020 |
BLBX / Blackboxstocks Inc. 10-K - Annual Report - FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-55108 BL |
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April 16, 2020 |
Exhibit 4.1 DESCRIPTION OF SECURITIES Authorized Capital Stock Our authorized capital stock consists of 100,000,000 shares of Common Stock, par value $0.001 per share, and 10,000,000 shares of Preferred Stock, par value $0.001 per share. Common Stock Each share of common stock entitles a stockholder to one vote on all matters upon which stockholders are permitted to vote. No stockholder has any pr |
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March 30, 2020 |
BLBX / Blackboxstocks Inc. NT 10-K - - FORM NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2019 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report o |
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November 14, 2019 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0 |
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August 19, 2019 |
SMQA / SMSA Ballinger Acquisition Corp 10-Q - Quarterly Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-55108 BLACKBOXSTOCKS I |
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August 14, 2019 |
SMQA / SMSA Ballinger Acquisition Corp NT 10-Q - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: June 30, 2019 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Fo |
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July 30, 2019 |
Exhibit 4.1 Note: July 17, 2019 NEITHER THIS NOTE NOR THE SECURITIES INTO WHICH THIS NOTE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT |
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July 30, 2019 |
Exhibit 4.2 FIRST AMENDMENT TO 8% FIXED CONVERTIBLE PROMISSORY NOTE This First Amendment to 8% Fixed Convertible Promissory Note (this “Amendment”) is made and entered into as of July 26, 2019, by and between Blackboxstocks, Inc. (the “Company”) and Harbor Gates Capital, LLC (the “Holder”). WHEREAS, the Company previously executed and delivered to the Holder that certain 8% Fixed Convertible Promi |
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July 30, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2019 BLACKBOXSTOCKS INC. (Exact name of registrant as specified in its charter) Nevada 0-55108 45-3598066 (State or other jurisdiction of incorporation) (Commission File No.) |
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July 15, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 15, 2019 BLACKBOXSTOCKS INC. (Exact name of registrant as specified in its charter) Nevada 0-55108 45-3598066 (State or other jurisdiction of incorporation) (Commission File No.) |
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July 15, 2019 |
Exhibit 3.1 |
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July 15, 2019 |
Blackboxstocks, Inc. Announces 1 for 3 Reverse Stock Split Blackboxstocks, Inc. Announces 1 for 3 Reverse Stock Split Dallas, TX – July X, 2019 - Blackboxstocks Inc. (OTC PINK: BLBX) (“Blackbox”), a developer of real-time web and mobile based analytical software tools for stock and options traders, today announced that its Board of Directors has approved a reverse stock split of its common shares at a ratio of 1-for-3. The reverse stock split will become |
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June 24, 2019 |
SMQA / SMSA Ballinger Acquisition Corp DEF 14C - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ¨ Preliminary Information Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) x Definitive Information Statement BLACKBOXSTOCKS INC. (Name of Registr |
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June 13, 2019 |
SMQA / SMSA Ballinger Acquisition Corp PRE 14C - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: x Preliminary Information Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ¨ Definitive Information Statement BLACKBOXSTOCKS INC. (Name of Registr |
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May 28, 2019 |
Exhibit 10.2 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) dated as of May 3, 2019, is entered into by and between Blackboxstocks, Inc., Inc., a Nevada corporation (the “Company”), and John R. Bertsch Trust (the “Purchaser”). WHEREAS, subject to the terms and conditions set forth in this Agreement and pursuant to an exemption from the registration requirements |
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May 28, 2019 |
Exhibit 10.3 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) dated as of May 22, 2019, is entered into by and between Blackboxstocks, Inc., Inc., a Nevada corporation (the “Company”), and the purchaser identified on the signature page hereto (the “Purchaser”). WHEREAS, subject to the terms and conditions set forth in this Agreement and pursuant to an exemption f |
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May 28, 2019 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) dated as of April 10, 2019, is entered into by and between Blackboxstocks, Inc., Inc., a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the |
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May 28, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 10, 2019 BLACKBOXSTOCKS INC. (Exact name of registrant as specified in its charter) Nevada 0-55108 45-3598066 (State or other jurisdiction of incorporation) (Commission File No. |
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May 28, 2019 |
Exhibit 4.2 Form of Warrant THIS WARRANT HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY APPLICABLE STATE SECURITIES LAWS, AND MAY NOT BE SOLD OR TRANSFERRED UNLESS SUCH SALE OR TRANSFER IS IN ACCORDANCE WITH THE REGISTRATION REQUIREMENTS OF SUCH ACT AND APPLICABLE LAWS OR SOME OTHER EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF SUCH ACT AND AP |
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May 28, 2019 |
Exhibit 4.1 Note: May 21, 2019 NEITHER THIS NOTE NOR THE SECURITIES INTO WHICH THIS NOTE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT |
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May 20, 2019 |
SMQA / SMSA Ballinger Acquisition Corp 10-Q - Quarterly Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-55108 BLACKBOXSTOCKS |
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May 16, 2019 |
SMQA / SMSA Ballinger Acquisition Corp NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: March 31, 2019 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report on F |
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April 19, 2019 |
SMQA / SMSA Ballinger Acquisition Corp (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 0-55108 BLACKBOXSTOCKS INC. (Exact name of registrant as specified |
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April 2, 2019 |
SMQA / SMSA Ballinger Acquisition Corp UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: December 31, 2018 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report o |
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November 19, 2018 |
SMQA / SMSA Ballinger Acquisition Corp 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-55108 BLACKBOXSTO |
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November 15, 2018 |
SMQA / SMSA Ballinger Acquisition Corp NT 10-Q OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0058 Expires: August 31, 2015 Estimated average burden hours per response. 2.50 FORM 12b-25 SEC FILE NUMBER 000-55108 CUSIP NUMBER NOTIFICATION OF LATE FILING 09229E105 (Check one): [] Form 10-K [] Form 20-F [] Form 11-K [X] Form 10-Q [] Form 10-D [] Form N-SAR [] Form N-CSR For Period Ended: Sept |
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August 20, 2018 |
SMQA / SMSA Ballinger Acquisition Corp 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-55108 BLACKBOXSTOCKS I |
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August 15, 2018 |
SMQA / SMSA Ballinger Acquisition Corp NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: June 30, 2018 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Fo |
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July 12, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2018 BLACKBOXSTOCKS INC. (Exact name of registrant as specified in its charter) Nevada 0-55108 45-3598066 (State or other jurisdiction of incorporation) (Commission File No.) |
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July 12, 2018 |
Attachment A: Outline of Services to be Performed IC Ventures, Inc Mr. Gust C. Kepler June 18, 2018 Chief Executive Officer Blackboxstocks Inc. 5430 LBJ Freeway Suite 1485 Dallas, TX 75240 Dear Mr. Kepler, We are pleased that Blackboxstocks (“Company”) has selected IC Ventures (ICV) to act as its advisor to assist the Company in connection with creating development opportunities, investment opportunities and acquisition partners from various orga |