BR Pengajuan SEC - Broadridge Financial Solutions, Inc.- Laporan Tahunan, Pernyataan Kuasa, Prospektus

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SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Broadridge Financial Solutions, Inc.

SEC Filings (Chronological Order)

Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.

September 5, 2025	EX-99.1	Powering and transforming financial markets Investor Presentation September 2025 EXHIBIT 99.1 2 Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives of Broadridge Financial Soluti ex991investorpresentatio Powering and transforming financial markets Investor Presentation September 2025 EXHIBIT 99.
September 5, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2025 BROADRIDGE FINA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2025 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorpora
August 25, 2025	8-K/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 21, 2025 BROADRIDGE FINA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 21, 2025 BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporati
August 25, 2025	EX-10.1	TERM CREDIT AGREEMENT dated as of August 21, 2025, BROADRIDGE FINANCIAL SOLUTIONS, INC., The LENDERS Party Hereto JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A., BOFA SECURITIES, INC. and WELLS FARGO SECURITIES, LLC, as Exhibit 10.1 EXECUTION VERSION TERM CREDIT AGREEMENT dated as of August 21, 2025, among BROADRIDGE FINANCIAL SOLUTIONS, INC., The LENDERS Party Hereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A., BOFA SECURITIES, INC. and WELLS FARGO SECURITIES, LLC, as Joint Lead Arrangers and Joint Bookrunners BANK OF AMERICA, N.A. and WELLS FARGO BANK, NATIONAL ASSOCIATION,
August 21, 2025	EX-10.1	TERM CREDIT AGREEMENT dated as of August 21, 2025, BROADRIDGE FINANCIAL SOLUTIONS, INC., The LENDERS Party Hereto JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A., BOFA SECURITIES, INC. and WELLS FARGO SECURITIES, LLC, as Exhibit 10.1 EXECUTION VERSION TERM CREDIT AGREEMENT dated as of August 21, 2025, among BROADRIDGE FINANCIAL SOLUTIONS, INC., The LENDERS Party Hereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A., BOFA SECURITIES, INC. and WELLS FARGO SECURITIES, LLC, as Joint Lead Arrangers and Joint Bookrunners BANK OF AMERICA, N.A. and WELLS FARGO BANK, NATIONAL ASSOCIATION,
August 21, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 21, 2025 BROADRIDGE FINANC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 21, 2025 BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporation
August 5, 2025	EX-10.28	Amended and Restated Clawback Policy EXHIBIT 10.28 BROADRIDGE FINANCIAL SOLUTIONS, INC. Clawback Policy 1. Persons Subject to this Policy. This Policy is applicable to all current and former executive officers (as defined in Rule 10D-1 under the Securities Exchange Act of 1934, as amended (the “Exchange Act”)) of Broadridge Financial Solutions, Inc. (the “Company”). This Policy will also apply to such other employees, or classes of e
August 5, 2025	S-3ASR	As filed with the Securities and Exchange Commission on August 5, 2025 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on August 5, 2025 Registration No.
August 5, 2025	EX-99.1	Broadridge Reports Fourth Quarter and Fiscal 2025 Results Fiscal Year 2025 Recurring revenues grew 7% on a reported and constant currency basis Diluted EPS was $7.10 and Adjusted EPS grew 11% to $8.55 Closed sales were $288 million Raising annual div EXHIBIT 99.1 Broadridge Reports Fourth Quarter and Fiscal 2025 Results Fiscal Year 2025 Recurring revenues grew 7% on a reported and constant currency basis Diluted EPS was $7.10 and Adjusted EPS grew 11% to $8.55 Closed sales were $288 million Raising annual dividend 11% to $3.90 per share, 19th consecutive annual dividend increase Fiscal year 2026 guidance includes 5-7% Recurring revenue growth
August 5, 2025	EX-FILING FEES	Calculation of Filing Fee Tables FORM S-3 Registration Statement Under the Securities Act of 1933 (Form Type) Broadridge Financial Solutions, Inc. (Exact Name of Registrant as Specified in its Charter) Exhibit 107.1 Calculation of Filing Fee Tables FORM S-3 Registration Statement Under the Securities Act of 1933 (Form Type) Broadridge Financial Solutions, Inc. (Exact Name of Registrant as Specified in its Charter) Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of
August 5, 2025	EX-4.6	Description of Securities Exhibit 4.6 DESCRIPTION OF SECURITIES References to “Broadridge” and the “Company” herein are, unless the context otherwise indicates, only to Broadridge Financial Solutions, Inc. and not to any of its subsidiaries. Description of Capital Stock General The following is a summary of information concerning capital stock of Broadridge. The summaries and descriptions below do not purport to be complet
August 5, 2025	EX-25.1	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE Check if an Application to Determine Eligibility of a Trustee Pursuant to Exhibit 25.1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) ☐ U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 91-1821036 I.R.S. E
August 5, 2025	EX-4.1	Form of Indenture BROADRIDGE FINANCIAL SOLUTIONS, INC. (as Obligor) U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (as Trustee) Dated as of [____], 20[__] DEBT SECURITIES Exhibit 4.1 Form of Indenture BROADRIDGE FINANCIAL SOLUTIONS, INC. (as Obligor) and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (as Trustee) Indenture Dated as of [], 20[] DEBT SECURITIES Table of Contents Page Article I Definitions and other Provisions of General Application 1 Section 1.01 Definitions 1 Section 1.02 Officer’s Certificates and Opinions 9 Section 1.03 Form of Documents Delivered
August 5, 2025	EX-99.2	Powering and transforming financial markets Earnings Conference Call Fiscal Fourth Quarter and Full-Year 2025 August 5, 2025 EXHIBIT 99.2 1 Forward-Looking Statements This presentation and other written or oral statements made from time to time by re ex992earningspresentatio Powering and transforming financial markets Earnings Conference Call Fiscal Fourth Quarter and Full-Year 2025 August 5, 2025 EXHIBIT 99.
August 5, 2025	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended June 30, 2025 ☐ TRANSITION REPORT PURSUANT T UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER 001-33220 BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of r
August 5, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2025 BROADRIDGE FINANCI UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2025 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporatio
August 5, 2025	EX-14.1	Code of Business Conduct and Ethics EXHIBIT 14.1 Broadridge Financial Solutions, Inc. Code of Business Conduct and Ethics Who is this code for? This Code applies to everyone at Broadridge. This Code of Business Conduct and Ethics (the “Code”) outlines how we conduct ourselves: the policies, expectations and high standards everyone must follow at all times. Our Code is global, mandatory and applies to everyone at Broadridge in every
August 5, 2025	EX-21	Subsidiaries of the Company EXHIBIT 21 SUBSIDIARIES - AS OF JUNE 30, 2025 Name: State or other Jurisdiction of Incorporation: Access Data Corp.
May 13, 2025	EX-99.1	Broadridge Declares Quarterly Dividend of $0.88 Per Share EXHIBIT 99.1 Broadridge Declares Quarterly Dividend of $0.88 Per Share NEW YORK, May 13, 2025 - Broadridge Financial Solutions, Inc. (NYSE:BR) announced that its Board of Directors has declared a quarterly cash dividend of $0.88 per share. The dividend is payable on July 2, 2025 to stockholders of record at the close of business on June 12, 2025. About Broadridge Broadridge Financial Solutions (NY
May 13, 2025	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2025 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporation)
May 9, 2025	EX-99.1	Powering and transforming financial markets Investor PresentationMay 2025 Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives of Broadridge Financial Solutions, Inc. ("Broadridge Exhibit 99.1 Powering and transforming financial markets Investor PresentationMay 2025 Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives of Broadridge Financial Solutions, Inc. ("Broadridge" or the "Company") contains “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. Sta
May 9, 2025	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2025 BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporation) (C
May 1, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33220 BROADRIDGE FINANCIAL
May 1, 2025	EX-99.2	Powering and transforming financial markets Earnings Conference Call Fiscal Third Quarter 2025 May 1, 2025 EXHIBIT 99.2 1 Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives of B Powering and transforming financial markets Earnings Conference Call Fiscal Third Quarter 2025 May 1, 2025 EXHIBIT 99.
May 1, 2025	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2025 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporation)
May 1, 2025	EX-99.1	Broadridge Reports Third Quarter Fiscal 2025 Results Recurring revenues grew 7%; up 8% constant currency Diluted EPS rose 15% to $2.05 and Adjusted EPS grew 9% to $2.44 Reaffirming FY’25 guidance of 6-8% Recurring revenue growth constant currency wit EXHIBIT 99.1 Broadridge Reports Third Quarter Fiscal 2025 Results Recurring revenues grew 7%; up 8% constant currency Diluted EPS rose 15% to $2.05 and Adjusted EPS grew 9% to $2.44 Reaffirming FY’25 guidance of 6-8% Recurring revenue growth constant currency with Adjusted EPS growth at the middle of 8-12% guidance range NEW YORK, N.Y., May 1, 2025 - Broadridge Financial Solutions, Inc. (NYSE:BR)
February 10, 2025	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2025 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorpora
February 10, 2025	EX-99.1	Powering and transforming financial markets Investor Presentation February 2025 EXHIBIT 99.1 2 Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives of Broadridge Financial Solutio Powering and transforming financial markets Investor Presentation February 2025 EXHIBIT 99.
February 5, 2025	EX-3.2	Amended and Restated By-laws of Broadridge Financial Solutions, Inc. dated February 4, 2025. EXHIBIT 3.2 AMENDED AND RESTATED BY-LAWS OF BROADRIDGE FINANCIAL SOLUTIONS, INC. (A Delaware Corporation) - ARTICLE I DEFINITIONS As used in these By-laws, unless the context otherwise requires, the term: 1. “Assistant Secretary” means an officer of the Corporation having the title of “Assistant Secretary.” 2. “Assistant Treasurer” means an officer of the Corporation having the title of “Assistant
February 5, 2025	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2025 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporat
February 4, 2025	EX-99.1	Broadridge Declares Quarterly Dividend of $0.88 Per Share EXHIBIT 99.1 Broadridge Declares Quarterly Dividend of $0.88 Per Share NEW YORK, February 4, 2025 - Broadridge Financial Solutions, Inc. (NYSE:BR) announced that its Board of Directors has declared a quarterly cash dividend of $0.88 per share. The dividend is payable April 3, 2025 to stockholders of record at the close of business on March 13, 2025. About Broadridge Broadridge Financial Solutions
February 4, 2025	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2025 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporat
January 31, 2025	EX-10.2	Agreement, dated as of November 1, 2024, by and between Kyndryl Canada Limited and Broadridge Software Limited. EXHIBIT 10.2 NOTE: Certain identified information IN THIS AGREEMENT has been excluded from the exhibit because it is both (i) not material and (ii) would be competitively harmful if publicly disclosed. SUCH PORTIONS HAVE BEEN REDACTED AND ARE MARKED WITH A “[****]” IN PLACE OF THE REDACTED LANGUAGE. SIS SERVICES AGREEMENT between KYNDRYL CANADA LIMITED and BROADRIDGE SOFTWARE LIMITED Dated as of N
January 31, 2025	EX-99.1	Broadridge Reports Second Quarter Fiscal 2025 Results Recurring revenues grew 9%; up 9% constant currency Diluted EPS grew 103% to $1.20 and Adjusted EPS grew 70% to $1.56 Reaffirming FY’25 guidance, including 6-8% Recurring revenue growth constant c EXHIBIT 99.1 Broadridge Reports Second Quarter Fiscal 2025 Results Recurring revenues grew 9%; up 9% constant currency Diluted EPS grew 103% to $1.20 and Adjusted EPS grew 70% to $1.56 Reaffirming FY’25 guidance, including 6-8% Recurring revenue growth constant currency, 8-12% Adjusted EPS growth, and Closed sales of $290 - $330 million NEW YORK, N.Y., January 31, 2025 - Broadridge Financial Solut
January 31, 2025	EX-99.2	Powering and transforming financial markets Earnings Conference Call Fiscal Second Quarter 2025 January 31, 2025 EXHIBIT 99.2 1 Forward-Looking Statements This presentation and other written or oral statements made from time to time by representative Powering and transforming financial markets Earnings Conference Call Fiscal Second Quarter 2025 January 31, 2025 EXHIBIT 99.
January 31, 2025	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2025 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporat
January 31, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33220 BROADRIDGE FINANCI
January 31, 2025	EX-10.1	Amended and Restated Executive Retirement and Savings Plan, effective November 1, 2024 EXHIBIT 10.1 BROADRIDGE EXECUTIVE RETIREMENT AND SAVINGS PLAN (Amended and Restated Effective as of November 1, 2024) BROADRIDGE EXECUTIVE RETIREMENT AND SAVINGS PLAN (Amended and Restated Effective as of November 1, 2024)The Plan first became effective as of January 1, 2015. The Plan was most recently amended and restated effective as of January 1, 2019. Broadridge Financial Solutions, Inc. now d
December 16, 2024	EX-99.1	Broadridge Appoints Ashima Ghei as Chief Financial Officer EXHIBIT 99.1 Broadridge Appoints Ashima Ghei as Chief Financial Officer NEW YORK, December 16, 2024 - Broadridge Financial Solutions, Inc. (NYSE:BR) today announced that the Broadridge Board of Directors has appointed Ashima Ghei as the Company’s Chief Financial Officer (CFO), effectively immediately. Ghei has led Broadridge’s global Finance team as Interim CFO since July 1, 2024, and has been ins
December 16, 2024	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2024 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorpora
December 13, 2024	EX-10.1	Amended and Restated Credit Agreement, dated December 11, 2024, among Broadridge Financial Solutions, Inc., certain subsidiaries of Broadridge Financial Solutions, Inc. party thereto as subsidiary borrowers, the Lenders and Issuing Banks party thereto and JPMorgan Chase Bank, N.A., as Administrative Agent. EXHIBIT 10.1 AMENDED AND RESTATED CREDIT AGREEMENT dated as of December 11, 2024, among BROADRIDGE FINANCIAL SOLUTIONS, INC., The BORROWING SUBSIDIARIES Party Hereto, The LENDERS Party Hereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A., BOFA SECURITIES, INC., WELLS FARGO SECURITIES, LLC, BNP PARIBAS SECURITIES CORP., TD SECURITIES (USA) LLC, TRUIST SECURITIES,
December 13, 2024	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2024 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorpora
November 15, 2024	8-K	Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2024 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorpora
November 14, 2024	EX-99.1	Broadridge Declares Quarterly Dividend of $0.88 Per Share EXHIBIT 99.1 Broadridge Declares Quarterly Dividend of $0.88 Per Share NEW YORK, November 14, 2024 - Broadridge Financial Solutions, Inc. (NYSE:BR) announced that its Board of Directors has declared a quarterly cash dividend of $0.88 per share. The dividend is payable January 3, 2025 to stockholders of record at the close of business on December 13, 2024. About Broadridge Broadridge Financial Solu
November 14, 2024	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2024 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorpora
November 13, 2024	EX-99.1	Powering and transforming financial markets Investor Presentation November 2024 EXHIBIT 99.1 2 Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives of Broadridge Financial Solutio Powering and transforming financial markets Investor Presentation November 2024 EXHIBIT 99.
November 13, 2024	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2024 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorpora
November 5, 2024	EX-10.1	Form of Restricted Stock Unit Grant Award Agreement (Performance-Based) for U.S. Corporate Officers EXHIBIT 10.1 Non-Qualified [GRANT DATE] BROADRIDGE FINANCIAL SOLUTIONS, INC. 2018 OMNIBUS AWARD PLAN STOCK OPTION GRANT AWARD AGREEMENT FOR U.S. CORPORATE OFFICERS On [GRANT DATE], BROADRIDGE FINANCIAL SOLUTIONS, INC. (“Broadridge” or the “Company”) granted to [PARTICIPANT NAME] (the “Participant”), pursuant to the Broadridge 2018 Omnibus Award Plan (the “Plan”), the right and option to purchase [
November 5, 2024	EX-99.2	Powering and transforming financial markets Earnings Conference Call Fiscal First Quarter 2025 November 5, 2024 EXHIBIT 99.2 1 Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives Powering and transforming financial markets Earnings Conference Call Fiscal First Quarter 2025 November 5, 2024 EXHIBIT 99.
November 5, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33220 BROADRIDGE FINANC
November 5, 2024	EX-10.2	Form of Restricted Stock Unit Grant Award Agreement (Performance-Based) for U.S. Corporate Officers EXHIBIT 10.2 BROADRIDGE FINANCIAL SOLUTIONS, INC. 2018 OMNIBUS AWARD PLAN RESTRICTED STOCK UNIT GRANT AWARD AGREEMENT FOR U.S. CORPORATE OFFICERS (Performance Based) On [GRANT DATE], BROADRIDGE FINANCIAL SOLUTIONS, INC. (“Broadridge” or the “Company”) granted to [PARTICIPANT NAME] (the “Participant”) pursuant to the Broadridge 2018 Omnibus Award Plan, (the “Plan”), an Award of Restricted Stock Uni
November 5, 2024	EX-10.3	Form of Restricted Stock Unit Grant Award Agreement (Time-Based) for U.S. Corporate Officers EXHIBIT 10.3 BROADRIDGE FINANCIAL SOLUTIONS, INC. 2018 OMNIBUS AWARD PLAN RESTRICTED STOCK UNIT GRANT AWARD AGREEMENT FOR U.S. CORPORATE OFFICERS (Time Based) On [GRANT DATE], BROADRIDGE FINANCIAL SOLUTIONS, INC. (“Broadridge” or the “Company”) granted to [PARTCIPANT NAME] (the “Participant”) pursuant to the Broadridge 2018 Omnibus Award Plan (the “Plan”), an Award of Restricted Stock Units (“Unit
November 5, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2024 - Broadridge FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporat
November 5, 2024	EX-99.1	Broadridge Reports First Quarter Fiscal 2025 Results Recurring revenues grew 3%; up 4% constant currency Closed sales rose 21% to $57 million Diluted EPS was $0.68 and Adjusted EPS was $1.00 Raising FY’25 guidance to include 6-8% Recurring revenue gr Broadridge Reports First Quarter Fiscal 2025 Results Recurring revenues grew 3%; up 4% constant currency Closed sales rose 21% to $57 million Diluted EPS was $0.
October 2, 2024	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule
October 2, 2024	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ De
October 2, 2024	DEF 14A	COURTESY PDF y d a e r e B f o e r u t u f e h t r o f s e c i v r e s l a i c n a n i f Trusted expertise.
September 10, 2024	EX-99.1	Powering and transforming financial markets Investor Presentation September 2024 EXHIBIT 99.1 2 Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives of Broadridge Financial Soluti Powering and transforming financial markets Investor Presentation September 2024 EXHIBIT 99.
September 10, 2024	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 10, 2024 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorpor
August 6, 2024	EX-21	Subsidiaries of the Company EXHIBIT 21 SUBSIDIARIES - AS OF JUNE 30, 2024 Name: State or other Jurisdiction of Incorporation: Access Data Corp.
August 6, 2024	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT T UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER 001-33220 BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of r
August 6, 2024	EX-19.1	(incorporated by reference to Exhibit 1 - 1 - BROADRIDGE FINANCIAL SOLUTIONS, INC. INSIDER TRADING POLICY I. Insider Trading Policy Applicable to All Company Personnel Purpose and Scope of the Policy In the course of performing their duties, officers, directors and employees of Broadridge Financial Solutions, Inc. (“Broadridge” or the “Company”) have access to Material Nonpublic Information (“MNPI”), as defined in Exhibit A, about Broad
August 6, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2024 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporatio
August 6, 2024	EX-14.1	Code of Business Conduct and Ethics Exhibit 14.1 Broadridge Financial Solutions, Inc. Code of Business Conduct and Ethics Who is this code for? This Code applies to everyone at Broadridge. This Code of Business Conduct and Ethics (the “Code”) outlines how we conduct ourselves: the policies, expectations and high standards everyone must follow at all times. Our Code is global, mandatory and applies to everyone at Broadridge in every
August 6, 2024	EX-99.1	Broadridge Reports Fourth Quarter and Fiscal 2024 Results Fiscal Year 2024 Recurring revenues grew 6% on a reported and constant currency basis Diluted EPS grew 11% and Adjusted EPS grew 10% to $7.73 Closed sales rose 39% to a record $342 million 18t EXHIBIT 99.1 Broadridge Reports Fourth Quarter and Fiscal 2024 Results Fiscal Year 2024 Recurring revenues grew 6% on a reported and constant currency basis Diluted EPS grew 11% and Adjusted EPS grew 10% to $7.73 Closed sales rose 39% to a record $342 million 18th consecutive annual dividend increase, up 10% to $3.52 per share Fiscal year 2025 guidance of 5-7% Recurring revenue growth constant cur
August 6, 2024	EX-10.33	to the Amended and Restated Credit Agreement dated as of April 23, 2021, among Broadridge Financial Solutions, Inc., the Lenders party thereto and JPMorgan Chase Bank, N.A., as Administrative Agent EXHIBIT 10.33 EXECUTION VERSION THIRD AMENDMENT dated as of June 28, 2024 (this “Amendment”), among BROADRIDGE FINANCIAL SOLUTIONS, INC., a Delaware corporation (the “Company”), and JPMORGAN CHASE BANK, N.A., as administrative agent. WHEREAS, reference is made to the Amended and Restated Credit Agreement dated as of April 23, 2021 (as amended by that certain First Amendment dated as of December 23
August 6, 2024	EX-99.2	Powering and transforming financial markets Earnings Conference Call Fiscal Fourth Quarter and Full-Year 2024 August 6, 2024 EXHIBIT 99.2 1 Forward-Looking Statements This presentation and other written or oral statements made from time to time by re Powering and transforming financial markets Earnings Conference Call Fiscal Fourth Quarter and Full-Year 2024 August 6, 2024 EXHIBIT 99.
August 6, 2024	EX-10.6	Amendment to the Broadridge Financial Solutions, Inc. SORP, effective September 17, 2023. EXHIBIT 10.6 AMENDMENT TO THE BROADRIDGE FINANCIAL SOLUTIONS, INC. SUPPLEMENTAL OFFICERS RETIREMENT PLAN Pursuant to Section 5.5 of the Broadridge Financial Solutions, Inc. Supplemental Officers Retirement Plan (the “Plan”), the Plan is hereby amended as follows effective September 17, 2023: 1.Sections 3.3 and 3.4 of the Plan are amended to clarify the applicable actuarial reduction percentage suc
June 4, 2024	EX-99.1	Broadridge Announces CFO Transition Exhibit 99.1 Broadridge Announces CFO Transition NEW YORK, June 4, 2024 – Broadridge Financial Solutions, Inc. (NYSE:BR) announced today that Edmund Reese, Chief Financial Officer, will be stepping down from his role, effective June 30, 2024, to become Chief Financial Officer of Aon, a $61 billion market capitalization global professional services firm. Ashima Ghei, who is currently the Chief Fina
June 4, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2024 BROADRIDGE FINANCIAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2024 BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) DELAWARE (State or other jurisdiction of incorporation) 001-33220 33-1151291 (
May 17, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2024 BROADRIDGE FINANCIAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2024 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporation)
May 17, 2024	EX-99.1	Powering and transforming financial markets Investor Presentation May 2024 EXHIBIT 99.1 2 Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives of Broadridge Financial Solutions, I Powering and transforming financial markets Investor Presentation May 2024 EXHIBIT 99.
May 16, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2024 BROADRIDGE FINANCIAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2024 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporation)
May 16, 2024	EX-99.1	Broadridge Declares Quarterly Dividend of $0.80 Per Share EXHIBIT 99.1 Broadridge Declares Quarterly Dividend of $0.80 Per Share NEW YORK, May 16, 2024 - Broadridge Financial Solutions, Inc. (NYSE:BR) announced that its Board of Directors has declared a quarterly cash dividend of $0.80 per share. The dividend is payable on July 5, 2024 to stockholders of record at the close of business on June 14, 2024. About Broadridge Broadridge Financial Solutions (NY
May 8, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33220 BROADRIDGE FINANCIAL
May 8, 2024	EX-99.2	Powering and transforming financial markets Earnings Conference Call Fiscal Third Quarter 2024 May 8, 2024 EXHIBIT 99.2 1 Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives of B Powering and transforming financial markets Earnings Conference Call Fiscal Third Quarter 2024 May 8, 2024 EXHIBIT 99.
May 8, 2024	EX-99.1	Broadridge Reports Third Quarter Fiscal 2024 Results Recurring revenues grew 4%; up 4% constant currency Diluted EPS rose to $1.79 and Adjusted EPS increased 9% to $2.23 Q3 Closed sales rose 29%; up 19% year-to-date Expecting FY’24 Recurring revenue EXHIBIT 99.1 Broadridge Reports Third Quarter Fiscal 2024 Results Recurring revenues grew 4%; up 4% constant currency Diluted EPS rose to $1.79 and Adjusted EPS increased 9% to $2.23 Q3 Closed sales rose 29%; up 19% year-to-date Expecting FY’24 Recurring revenue growth constant currency at the low end of 6-9% guidance range, Adjusted EPS growth at the middle of 8-12% range, and record Closed sales
May 8, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2024 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporation)
April 1, 2024	CORRESP	******************** April 1, 2024 VIA EDGAR Division of Corporation Finance Office of Trade & Services U.
February 29, 2024	EX-99.1	Powering and transforming financial markets Investor Presentation February 2024 EXHIBIT 99.1 2 Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives of Broadridge Financial Solutio Powering and transforming financial markets Investor Presentation February 2024 EXHIBIT 99.
February 29, 2024	8-K/A	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2024 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorpo
February 29, 2024	EX-99.1	Powering and transforming financial markets Investor Presentation February 2024 EXHIBIT 99.1 2 Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives of Broadridge Financial Solutio Powering and transforming financial markets Investor Presentation February 2024 EXHIBIT 99.
February 29, 2024	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2024 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorpora
February 16, 2024	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 16, 2024 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorpora
February 16, 2024	EX-99.1	Broadridge Declares Quarterly Dividend of $0.80 Per Share EXHIBIT 99.1 Broadridge Declares Quarterly Dividend of $0.80 Per Share NEW YORK, February 16, 2024 - Broadridge Financial Solutions, Inc. (NYSE:BR) announced that its Board of Directors has declared a quarterly cash dividend of $0.80 per share. The dividend is payable April 5, 2024 to stockholders of record at the close of business on March 15, 2024. About Broadridge Broadridge Financial Solutions
February 13, 2024	SC 13G/A	BR / Broadridge Financial Solutions, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0485-broadridgefinancialso.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 12)* Name of issuer: Broadridge Financial Solutions Inc Title of Class of Securities: Common Stock CUSIP Number: 11133T103 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the approp
February 1, 2024	EX-99.2	Powering and transforming financial markets Earnings Conference Call Fiscal Second Quarter 2024 February 1, 2024 EXHIBIT 99.2 1 Forward-Looking Statements This presentation and other written or oral statements made from time to time by representative Powering and transforming financial markets Earnings Conference Call Fiscal Second Quarter 2024 February 1, 2024 EXHIBIT 99.
February 1, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33220 BROADRIDGE FINANCI
February 1, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2024 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporat
February 1, 2024	EX-99.1	Broadridge Reports Second Quarter Fiscal 2024 Results Recurring revenues grew 7%; up 6% constant currency Diluted EPS rose to $0.59 and Adjusted EPS increased to $0.92 Year-to-date Closed sales rose 12% Reaffirming FY’24 guidance, including 6-9% Recu Broadridge Reports Second Quarter Fiscal 2024 Results Recurring revenues grew 7%; up 6% constant currency Diluted EPS rose to $0.
December 7, 2023	EX-99.2	December 7, 2023 Powering and transforming financial markets EXHIBIT 99.2 2 Forward-Looking Statements The Broadridge Investor Day 2023 presentation and other written or oral statements made from time to time by representatives of Broadridge Financia ex992investorday2023pres December 7, 2023 Powering and transforming financial markets EXHIBIT 99.
December 7, 2023	EX-99.1	Broadridge Highlights Path for Sustainable Long-term Growth at Investor Day 2023 Targeting Fiscal Year 2024-2026 Recurring revenue growth of 7-9% and Adjusted EPS growth of 8-12% Reaffirming Fiscal Year 2024 Guidance EXHIBIT 99.1 Broadridge Highlights Path for Sustainable Long-term Growth at Investor Day 2023 Targeting Fiscal Year 2024-2026 Recurring revenue growth of 7-9% and Adjusted EPS growth of 8-12% Reaffirming Fiscal Year 2024 Guidance NEW YORK, December 7, 2023 - Broadridge Financial Solutions, Inc. (NYSE:BR) is hosting its Investor Day 2023 at 8:30 AM ET today. “The theme of today’s Investor Day is ‘P
December 7, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2023 BROADRIDGE FINAN UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2023 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporat
November 13, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2023 BROADRIDGE FINAN UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2023 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporat
November 9, 2023	EX-99.1	Broadridge Declares Quarterly Dividend of $0.80 Per Share EXHIBIT 99.1 Broadridge Declares Quarterly Dividend of $0.80 Per Share NEW YORK, November 9, 2023 - Broadridge Financial Solutions, Inc. (NYSE:BR) announced that its Board of Directors has declared a quarterly cash dividend of $0.80 per share. The dividend is payable January 5, 2024 to stockholders of record at the close of business on December 15, 2023. About Broadridge Broadridge Financial Solut
November 9, 2023	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2023 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporat
November 2, 2023	EX-10.3	Form of Restricted Stock Unit Grant Award Agreement (Time-Based) for U.S. Corporate Officers EXHIBIT 10.3 BROADRIDGE FINANCIAL SOLUTIONS, INC. 2018 OMNIBUS AWARD PLAN RESTRICTED STOCK UNIT GRANT AWARD AGREEMENT FOR U.S. CORPORATE OFFICERS (Time Based) On [GRANT DATE], BROADRIDGE FINANCIAL SOLUTIONS, INC. (“Broadridge” or the “Company”) granted to [PARTCIPANT NAME] (the “Participant”) pursuant to the Broadridge 2018 Omnibus Award Plan (the “Plan”), an Award of Restricted Stock Units (“Unit
November 2, 2023	EX-10.2	Form of Restricted Stock Unit Grant Award Agreement (Performance-Based) for U.S. Corporate Officers EXHIBIT 10.2 BROADRIDGE FINANCIAL SOLUTIONS, INC. 2018 OMNIBUS AWARD PLAN RESTRICTED STOCK UNIT GRANT AWARD AGREEMENT FOR U.S. CORPORATE OFFICERS (Performance Based) On [GRANT DATE], BROADRIDGE FINANCIAL SOLUTIONS, INC. (“Broadridge” or the “Company”) granted to [PARTICIPANT NAME] (the “Participant”) pursuant to the Broadridge 2018 Omnibus Award Plan, (the “Plan”), an Award of Restricted Stock Uni
November 2, 2023	EX-10.1	Form of Stock Option Grant Award Agreement for U.S. Corporate Officers EXHIBIT 10.1 Non-Qualified ###GRANTDATE### BROADRIDGE FINANCIAL SOLUTIONS, INC. 2018 OMNIBUS AWARD PLAN STOCK OPTION GRANT AWARD AGREEMENT FOR U.S. CORPORATE OFFICERS On [GRANT DATE], BROADRIDGE FINANCIAL SOLUTIONS, INC. (“Broadridge” or the “Company”) granted to you (the “Participant”), pursuant to the Broadridge 2018 Omnibus Award Plan (the “Plan”), the right and option to purchase [NUMBER OF SH
November 2, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33220 BROADRIDGE FINANC
November 2, 2023	EX-99.2	0© 2023 \| Scaling a Global Fintech Leader E A R N I N G S C O N F E R E N C E C A L L Fiscal First Quarter 2024 EXHIBIT 99.2 1© 2023 \| Forward-Looking Statements This presentation and other written or oral statements made from time to time by represe 0© 2023 \| Scaling a Global Fintech Leader E A R N I N G S C O N F E R E N C E C A L L Fiscal First Quarter 2024 EXHIBIT 99.
November 2, 2023	EX-10.4	Amended and Restated Term Credit Agreement dated as of August 17, 2023, among Broadridge Financial Solutions, Inc., the Lenders party thereto and JPMorgan Chase Bank, N.A., as Administrative Agent EXHIBIT 10.4 EXECUTION VERSION AMENDED AND RESTATED TERM CREDIT AGREEMENT dated as of August 17, 2023, among BROADRIDGE FINANCIAL SOLUTIONS, INC., The LENDERS Party Hereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A., BOFA SECURITIES, INC. and WELLS FARGO SECURITIES, LLC, as Joint Lead Arrangers and Joint Bookrunners BANK OF AMERICA, N.A. and WELLS FARGO BANK, N
November 2, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2023 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporat
November 2, 2023	EX-99.1	Broadridge Reports First Quarter Fiscal 2024 Results Recurring revenues grew 8%; up 8% constant currency Diluted EPS was $0.76 and Adjusted EPS grew 30% to $1.09 Closed sales rose $19 million to $48 million Repurchased $150 million of shares Reaffirm Broadridge Reports First Quarter Fiscal 2024 Results Recurring revenues grew 8%; up 8% constant currency Diluted EPS was $0.
September 27, 2023	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin
September 27, 2023	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14
September 27, 2023	DEF 14A	COURTESY PDF Ready for Next Broadridge is a global Fintech leader Broadridge powers the critical infrastructure behind investing, governance, and communications ~800 7 $10 Million Billion Trillion Managing proxy voting for approximately 800M equity shareholder positions Distributing more than 7B critical communications each year Powering $10T per day in fixed income and equity trades Company OverviewLetter to Our Stockholders Dear Stockholders, At our 2023 Annual Meeting, I will report on our fiscal year 2023 financial performance, and the members of the Board and I will also answer questions from our stockholders.
September 13, 2023	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2023 BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporat
September 13, 2023	EX-99.1	Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives of Broadridge Financial Solutions, Inc. ("Broadridge" or the "Company") contains “forward-looking statements” within the meani Exhibit 99.1 Scaling a Global Fintech LeaderInvestor PresentationSeptember 2023 EXHIBIT 99.1 Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives of Broadridge Financial Solutions, Inc. ("Broadridge" or the "Company") contains “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 199
September 6, 2023	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 6, 2023 BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) Delaware 001-3322
September 6, 2023	EX-99.1	Michael Tae and Doug DeSchutter Appointed Co-Presidents of Broadridge’s Investor Communication Solutions Business Bob Schifellite to become Chairman of Investor Communication Solutions Exhibit 99.1 Michael Tae and Doug DeSchutter Appointed Co-Presidents of Broadridge’s Investor Communication Solutions Business Bob Schifellite to become Chairman of Investor Communication Solutions NEW YORK, September 6, 2023 – Broadridge Financial Solutions, Inc. (NYSE:BR) today announced the appointment of Michael Tae and Doug DeSchutter as Co-Presidents of its Investor Communication Solutions (
August 17, 2023	EX-10.1	AMENDED AND RESTATED TERM CREDIT AGREEMENT dated as of August 17, 2023, BROADRIDGE FINANCIAL SOLUTIONS, INC., The LENDERS Party Hereto JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A., BOFA SECURITIES, INC. and WELLS FARGO EXHIBIT 10.1 EXECUTION VERSION AMENDED AND RESTATED TERM CREDIT AGREEMENT dated as of August 17, 2023, among BROADRIDGE FINANCIAL SOLUTIONS, INC., The LENDERS Party Hereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A., BOFA SECURITIES, INC. and WELLS FARGO SECURITIES, LLC, as Joint Lead Arrangers and Joint Bookrunners BANK OF AMERICA, N.A. and WELLS FARGO BANK, N
August 17, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 17, 2023 BROADRIDGE FINANC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 17, 2023 BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) Delaware 001-33220
August 8, 2023	EX-4.6	Description of Securities Exhibit 4.6 DESCRIPTION OF SECURITIES References to “Broadridge” and the “Company” herein are, unless the context otherwise indicates, only to Broadridge Financial Solutions, Inc. and not to any of its subsidiaries. Description of Capital Stock General The following is a summary of information concerning capital stock of Broadridge. The summaries and descriptions below do not purport to be complet
August 8, 2023	EX-10.32	Second Amendment dated as of May 23, 2023 to the Term Credit Agreement dated as of March 27, 2021, among Broadridge Financial Solutions, Inc., the Lenders party thereto and JPMorgan Chase Bank, N.A., as Administrative Agent EXHIBIT 10.32 EXECUTION VERSION SECOND AMENDMENT dated as of May 23, 2023 (this “Amendment”), among BROADRIDGE FINANCIAL SOLUTIONS, INC., a Delaware corporation (the “Company”), the LENDERS party hereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent. WHEREAS, reference is made to the Term Credit Agreement dated as of March 27, 2021 (as amended by that certain First Amendment, dated as of D
August 8, 2023	EX-10.27	Amended and Restated Clawback Policy EXHIBIT 10.27 BROADRIDGE FINANCIAL SOLUTIONS, INC. Clawback Policy 1. Persons Subject to this Policy. This Policy is applicable to all current and former executive officers (as defined in Rule 10D-1 under the Securities Exchange Act of 1934, as amended (the “Exchange Act”)) of Broadridge Financial Solutions, Inc. (the “Company”). This Policy will also apply to such other employees, or classes of e
August 8, 2023	EX-19.1	Insider Trading Policy Exhibit 19.1 BROADRIDGE FINANCIAL SOLUTIONS, INC. INSIDER TRADING POLICY 1.Insider Trading Policy Applicable to All Company Personnel Purpose and Scope of the Policy In the course of performing their duties, officers, directors and employees of Broadridge Financial Solutions, Inc. (“Broadridge” or the “Company”) have access to Material Nonpublic Information (“MNPI”), as defined in Exhibit A, about
August 8, 2023	EX-99.2	0© 2023 \| Scaling a Global Fintech Leader E A R N I N G S C O N F E R E N C E C A L L Fiscal Fourth Quarter and Full-Year 2023 EXHIBIT 99.2 1© 2023 \| Forward-Looking Statements This presentation and other written or oral statements made from time to ex9924q2023webcast 0© 2023 \| Scaling a Global Fintech Leader E A R N I N G S C O N F E R E N C E C A L L Fiscal Fourth Quarter and Full-Year 2023 EXHIBIT 99.
August 8, 2023	EX-21	Subsidiaries of the Company Subsidiary List EXHIBIT 21 As of June 30, 2023 Name: State or other Jurisdiction of Incorporation: Access Data Corp.
August 8, 2023	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT T UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER 001-33220 BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of r
August 8, 2023	EX-99.1	Broadridge Reports Fourth Quarter and Fiscal 2023 Results Q4 Recurring revenues grew 7%, up 8% constant currency, with Diluted EPS growth of 30% and Adjusted EPS growth of 21% 2023 Recurring revenues grew 7%, up 9% constant currency, with Diluted EPS Broadridge Reports Fourth Quarter and Fiscal 2023 Results Q4 Recurring revenues grew 7%, up 8% constant currency, with Diluted EPS growth of 30% and Adjusted EPS growth of 21% 2023 Recurring revenues grew 7%, up 9% constant currency, with Diluted EPS growth of 16% and Adjusted EPS growth of 9% Raising annual dividend 10% to $3.
August 8, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2023 BROADRIDGE FINANCI UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2023 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporatio
August 8, 2023	EX-10.33	Second Amendment dated as of May 23, 2023 to the Amended and Restated Credit Agreement dated as of April 23, 2021, among Broadridge Financial Solutions, Inc., the Lenders party thereto and JPMorgan Chase Bank, N.A., as Administrative Agent EXHIBIT 10.33 EXECUTION VERSION SECOND AMENDMENT dated as of May 23, 2023 (this “Amendment”), among BROADRIDGE FINANCIAL SOLUTIONS, INC., a Delaware corporation (the “Company”), the LENDERS party hereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent. WHEREAS, reference is made to the Amended and Restated Credit Agreement dated as of April 23, 2021 (as amended by that certain First Amendmen
August 8, 2023	EX-14.1	Code of Business Conduct and Ethics EXHIBIT 14.1 Broadridge Financial Solutions, Inc. Code of Business Conduct and Ethics Updated as of May 10, 2023 Who is this code for? This Code applies to everyone at Broadridge. This Code of Business Conduct and Ethics (the “Code”) outlines how we conduct ourselves: the policies, expectations and high standards everyone must follow at all times. Our Code is global, mandatory and applies to every
May 15, 2023	EX-99.1	0© 2023 \| Scaling a Global Fintech Leader Investor Presentation May 2023 EXHIBIT 99.1 1© 2023 \| This presentation and other written or oral statements made from time to time by representatives of Broadridge Financial Solutions, Inc. ("Broadridge" or ex991investorpresentatio 0© 2023 \| Scaling a Global Fintech Leader Investor Presentation May 2023 EXHIBIT 99.
May 15, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2023 BROADRIDGE FINANCIAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2023 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporation)
May 10, 2023	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2023 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporation)
May 10, 2023	EX-99.1	Broadridge Declares Quarterly Dividend of $0.725 Per Share EXHIBIT 99.1 Broadridge Declares Quarterly Dividend of $0.725 Per Share NEW YORK, May 10, 2023 - Broadridge Financial Solutions, Inc. (NYSE:BR) announced that its Board of Directors has declared a quarterly cash dividend of $0.725 per share. The dividend is payable on July 6, 2023 to stockholders of record at the close of business on June 15, 2023. About Broadridge Broadridge Financial Solutions (
May 3, 2023	EX-99.1	Scaling a Global Fintech Leader EARNINGS CONFERENCE CALL Fiscal Third Quarter 2023 Exhibit 99.1 Scaling a Global Fintech Leader EARNINGS CONFERENCE CALL Fiscal Third Quarter 2023 Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives of Broadridge Financial Solutions, Inc. ("Broadridge" or the "Company") contains “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of
May 3, 2023	8-K/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2023 B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2023 BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction
May 2, 2023	EX-99.1	Broadridge Reports Third Quarter Fiscal 2023 Results Recurring revenues grew 8%; up 9% constant currency Diluted EPS grew 12% and Adjusted EPS grew 6% Expecting FY’23 Recurring revenue growth constant currency at higher end of 6-9% guidance range Rea EXHIBIT 99.1 Broadridge Reports Third Quarter Fiscal 2023 Results Recurring revenues grew 8%; up 9% constant currency Diluted EPS grew 12% and Adjusted EPS grew 6% Expecting FY’23 Recurring revenue growth constant currency at higher end of 6-9% guidance range Reaffirming FY’23 outlook for continued margin expansion and 7-11% Adjusted EPS growth NEW YORK, N.Y., May 2, 2023 - Broadridge Financial So
May 2, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33220 BROADRIDGE FINANCIAL
May 2, 2023	EX-99.2	0© 2023 \| Scaling a Global Fintech Leader E A R N I N G S C O N F E R E N C E C A L L Fiscal Third Quarter 2023 EXHIBIT 99.2 1© 2023 \| Forward-Looking Statements This presentation and other written or oral statements made from time to time by represe ex992q32023presentation 0© 2023 \| Scaling a Global Fintech Leader E A R N I N G S C O N F E R E N C E C A L L Fiscal Third Quarter 2023 EXHIBIT 99.
May 2, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2023 BROADRIDGE FINANCIAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2023 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporation)
May 2, 2023	EX-10.1	Broadridge Financial Solutions, Inc. Director Deferred Compensation Plan (Amended and Restated Effective December 7, 2022) (incorporated by reference to Exhibit 10.1 to Form 10-Q filed on May 2, 2023) EXHIBIT 10.1 BROADRIDGE FINANCIAL SOLUTIONS, INC. DIRECTOR DEFERRED COMPENSATION PROGRAM (Amended and Restated Effective as of December 7, 2022) I. Name and Purpose The name of this program is the Broadridge Financial Solutions, Inc. Director Deferred Compensation Program, as amended and restated effective as of December 7, 2022 (the “Plan”). The purpose of the Plan is to provide non-employee dire
March 2, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2023 BROADRIDGE FINANCIA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2023 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporation
March 2, 2023	EX-99.1	0© 2023 \| Scaling a Global Fintech Leader Investor Presentation March 2023 EXHIBIT 99.1 1© 2023 \| This presentation and other written or oral statements made from time to time by representatives of Broadridge Financial Solutions, Inc. ("Broadridge" o ex991invpresent3-2023 0© 2023 \| Scaling a Global Fintech Leader Investor Presentation March 2023 EXHIBIT 99.
February 16, 2023	EX-99.1	Broadridge Declares Quarterly Dividend of $0.725 Per Share EX-99.1 2 ex991prredividend2-16x23.htm EX-99.1 EXHIBIT 99.1 Broadridge Declares Quarterly Dividend of $0.725 Per Share NEW YORK, February 16, 2023 - Broadridge Financial Solutions, Inc. (NYSE:BR) announced that its Board of Directors has declared a quarterly cash dividend of $0.725 per share. The dividend is payable on April 5, 2023 to stockholders of record at the close of business on March 15, 2
February 16, 2023	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 16, 2023 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorpora
February 10, 2023	EX-99.1	0© 2023 \| Scaling a Global Fintech Leader Mid-Year 2023 Outlook Call for Retail Investors February 9, 2023 Exhibit 99.1 1© 2023 \| Forward-Looking Statements This presentation and other written or oral statements made from time to time by representati EX-99.1 2 ex991retailinvestorprese.htm EX-99.1 0© 2023 \| Scaling a Global Fintech Leader Mid-Year 2023 Outlook Call for Retail Investors February 9, 2023 Exhibit 99.1 1© 2023 \| Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives of Broadridge Financial Solutions, Inc. ("Broadridge" or the "Company") contains “forward-looking s
February 10, 2023	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2023 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporat
February 9, 2023	SC 13G/A	BR / Broadridge Financial Solutions, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 11)* Name of issuer: Broadridge Financial Solutions Inc. Title of Class of Securities: Common Stock CUSIP Number: 11133T103 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Sch
February 2, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33220 BROADRIDGE FINANCI
February 2, 2023	EX-99.2	0© 2023 \| Scaling a Global Fintech Leader E A R N I N G S C O N F E R E N C E C A L L Fiscal Second Quarter 2023 EXHIBIT 99.2 1© 2023 \| Forward-Looking Statements This presentation and other written or oral statements made from time to time by repres 0© 2023 \| Scaling a Global Fintech Leader E A R N I N G S C O N F E R E N C E C A L L Fiscal Second Quarter 2023 EXHIBIT 99.
February 2, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2023 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporat
February 2, 2023	EX-99.1	Broadridge Reports Second Quarter Fiscal 2023 Results Recurring revenues grew 6%; up 8% constant currency Diluted EPS grew 20% and Adjusted EPS grew 11% Reaffirming Fiscal Year 2023 Guidance, including 6 - 9% Recurring revenue growth constant currenc EXHIBIT 99.1 Broadridge Reports Second Quarter Fiscal 2023 Results Recurring revenues grew 6%; up 8% constant currency Diluted EPS grew 20% and Adjusted EPS grew 11% Reaffirming Fiscal Year 2023 Guidance, including 6 - 9% Recurring revenue growth constant currency and 7 - 11% Adjusted EPS growth NEW YORK, N.Y., February 2, 2023 - Broadridge Financial Solutions, Inc. (NYSE:BR) today reported financ
November 15, 2022	EX-99.1	0© 2022 \| Scaling a Global Fintech Leader Investor Presentation November 2022 EXHIBIT 99.1 1© 2022 \| Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives of Broadridge Financial S 0? 2022 \| Scaling a Global Fintech Leader Investor Presentation November 2022 EXHIBIT 99.
November 15, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2022 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorpora
November 14, 2022	8-K	Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2022 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorpora
November 10, 2022	EX-99.1	Broadridge Declares Quarterly Dividend of $0.725 Per Share EXHIBIT 99.1 Broadridge Declares Quarterly Dividend of $0.725 Per Share NEW YORK, November 10, 2022 - Broadridge Financial Solutions, Inc. (NYSE:BR) announced that its Board of Directors has declared a quarterly cash dividend of $0.725 per share. The dividend is payable on January 5, 2023 to stockholders of record at the close of business on December 15, 2022. About Broadridge Broadridge Financial
November 10, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2022 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorpora
November 2, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33220 BROADRIDGE FINANC
November 2, 2022	EX-99.2	0© 2022 \| Scaling a Global Fintech Leader E A R N I N G S C O N F E R E N C E C A L L Fiscal First Quarter 2023 EXHIBIT 99.2 1© 2022 \| Forward-Looking Statements This presentation and other written or oral statements made from time to time by represe 0? 2022 \| Scaling a Global Fintech Leader E A R N I N G S C O N F E R E N C E C A L L Fiscal First Quarter 2023 EXHIBIT 99.
November 2, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2022 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporat
November 2, 2022	EX-99.1	Broadridge Reports First Quarter Fiscal 2023 Results Recurring revenues grew 7%; up 9% constant currency Diluted EPS was $0.42 and Adjusted EPS was $0.84 Reaffirming Fiscal Year 2023 Guidance including 6 - 9% Recurring revenue growth constant currenc EXHIBIT 99.1 Broadridge Reports First Quarter Fiscal 2023 Results Recurring revenues grew 7%; up 9% constant currency Diluted EPS was $0.42 and Adjusted EPS was $0.84 Reaffirming Fiscal Year 2023 Guidance including 6 - 9% Recurring revenue growth constant currency and 7 - 11% Adjusted EPS growth NEW YORK, N.Y., November 2, 2022 - Broadridge Financial Solutions, Inc. (NYSE:BR) today reported financ
October 7, 2022	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a party other than the Registrant ?? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defi
September 27, 2022	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) DEFA14A 1 ny20005026x2defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only
September 27, 2022	DEF 14A	COURTESY PDF 2022 Annual Meeting and Proxy Statement for Ready NextDearStockholders, Atour2022AnnualMeeting,Iwillreportonourfiscalyear2022financialperformance,andthemembersoftheBoard andIwillalsoanswerquestionsfromourstockholders.
September 27, 2022	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) TABLE OF CONTENTS ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
September 26, 2022	EX-99.1	Revenues by Product and by Type Exhibit 99.1 Revenues by Product and by Type Historical Updated(1) Fiscal Year Fiscal Year 2022 Fiscal Year Fiscal Year 2022 ($ in millions) 2020 2021 Q1 Q2 Q3 Q4 Total 2020 2021 Q1 Q2 Q3 Q4 Total Investor Communication Solutions (?ICS?) Regulatory $ 783.0 $ 940.2 $ 165.5 $ 166.4 $ 321.7 $ 423.9 $ 1,077.4 $ 778.5 $ 937.9 $ 165.4 $ 166.2 $ 320.9 $ 422.8 $ 1,075.4 Data-driven fund solutions 331.3 34
September 26, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 26, 2022 BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33220 33-115
September 26, 2022	EX-99.2	As of June 30, 2022 Exhibit 99.2 Historical(1) Updated(2) ($ in millions) As of June 30, 2022 As of June 30, 2022 Backlog $ 440 $ 430 (1) As provided in our Earnings Webcast and Conference Call Presentation filed with the Securities and Exchange Commission on August 12, 2022 on Form 8-K. (2) Reflects actual foreign exchange rates applicable to the individual periods presented.
September 14, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2022 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorpor
September 14, 2022	EX-99.1	0© 2022 \| Scaling a Global Fintech Leader First Quarter Fiscal Year 2023 Investor Presentation EXHIBIT 99.1 1© 2022 \| Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives of Broad 0? 2022 \| Scaling a Global Fintech Leader First Quarter Fiscal Year 2023 Investor Presentation EXHIBIT 99.
August 19, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 18, 2022 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporati
August 19, 2022	EX-99.1	0© 2022 \| Scaling a Global Fintech Leader Fiscal Year 2022 Retail Investor Call August 18, 2022 EXHIBIT 99.1 1© 2022 \| Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives of Broa ex99 0© 2022 \| Scaling a Global Fintech Leader Fiscal Year 2022 Retail Investor Call August 18, 2022 EXHIBIT 99.
August 16, 2022	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2022 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporati
August 16, 2022	EX-99.1	Eileen K. Murray Appointed to Broadridge Board of Directors EXHIBIT 99.1 Eileen K. Murray Appointed to Broadridge Board of Directors NEW YORK, August 16, 2022 ? Broadridge Financial Solutions, Inc. (NYSE: BR), a global Fintech leader, is pleased to announce the appointment of Eileen K. Murray as an independent member of its board of directors, effective September 1, 2022. Following Ms. Murray?s appointment, Broadridge?s expanded Board will consist of 12 me
August 12, 2022	EX-FILING FEES	Calculation of Filing Fee Tables FORM S-3 Registration Statement Under the Securities Act of 1933 (Form Type) Broadridge Financial Solutions, Inc. (Exact Name of Registrant as Specified in its Charter) Exhibit 107.1 Calculation of Filing Fee Tables FORM S-3 Registration Statement Under the Securities Act of 1933 (Form Type) Broadridge Financial Solutions, Inc. (Exact Name of Registrant as Specified in its Charter) Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of
August 12, 2022	EX-14.1	Code of Business Conduct and Ethics EXHIBIT 14.1 Broadridge Financial Solutions, Inc. Code of Business Conduct and Ethics Updated as of May 12, 2022 Who is this code for? This Code applies to everyone at Broadridge. This Code of Business Conduct and Ethics (the ?Code?) outlines how we conduct ourselves: the policies, expectations and high standards everyone must follow at all times. Our Code is global, mandatory and applies to every
August 12, 2022	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended June 30, 2022 ☐ TRANSITION REPORT PURSUANT T UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER 001-33220 BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of r
August 12, 2022	EX-4.6	Description of Securities EXHIBIT 4.6 DESCRIPTION OF SECURITIES References to ?Broadridge? and the ?Company? herein are, unless the context otherwise indicates, only to Broadridge Financial Solutions, Inc. and not to any of its subsidiaries. Description of Capital Stock General The following is a summary of information concerning capital stock of Broadridge. The summaries and descriptions below do not purport to be complet
August 12, 2022	S-3ASR	As filed with the Securities and Exchange Commission on August 12, 2022 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on August 12, 2022 Registration No.
August 12, 2022	EX-99.2	0© 2022 \| Scaling a Global Fintech Leader E A R N I N G S C O N F E R E N C E C A L L Fourth Quarter and Fiscal Year 2022 EXHIBIT 99.2 1© 2022 \| Forward-Looking Statements This presentation and other written or oral statements made from time to time 0? 2022 \| Scaling a Global Fintech Leader E A R N I N G S C O N F E R E N C E C A L L Fourth Quarter and Fiscal Year 2022 EXHIBIT 99.
August 12, 2022	EX-25.1	securities and exchange commission Washington, D.C. 20549 FORM T-1 Statement of Eligibility Under The Trust Indenture Act of 1939 of a Corporation Designated to Act as Trustee Check if an Application to Determine Eligibility of a Trustee Pursuant to Exhibit 25.1 securities and exchange commission Washington, D.C. 20549 FORM T-1 Statement of Eligibility Under The Trust Indenture Act of 1939 of a Corporation Designated to Act as Trustee Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) ? U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 91-1821036 I.R.S. E
August 12, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2022 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporati
August 12, 2022	EX-99.1	Broadridge Reports Fourth Quarter and Fiscal 2022 Results Fiscal Year 2022 Recurring Revenue Growth of 16% Fiscal Year 2022 Diluted EPS was $4.55 and Adjusted EPS grew 14% to $6.46 Record Closed Sales of $282 million Raising Annual Dividend 13% to $2 Broadridge Reports Fourth Quarter and Fiscal 2022 Results Fiscal Year 2022 Recurring Revenue Growth of 16% Fiscal Year 2022 Diluted EPS was $4.
August 12, 2022	EX-21	Subsidiaries of the Company Subsidiary List EXHIBIT 21 As of June 30, 2022 Name: State or other Jurisdiction of Incorporation: Access Data Corp.
May 16, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2022 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporation)
May 16, 2022	EX-99.1	0© 2022 \| Scaling a Global Fintech Leader Fourth Quarter Fiscal Year 2022 Investor Presentation EXHIBIT 99.1 1© 2022 \| Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives of Broa 0? 2022 \| Scaling a Global Fintech Leader Fourth Quarter Fiscal Year 2022 Investor Presentation EXHIBIT 99.
May 12, 2022	EX-99.1	Broadridge Declares Quarterly Dividend of $0.64 Per Share EXHIBIT 99.1 Broadridge Declares Quarterly Dividend of $0.64 Per Share NEW YORK, May 12, 2022 - Broadridge Financial Solutions, Inc. (NYSE:BR) announced that its Board of Directors has declared a quarterly cash dividend of $0.64 per share. The dividend is payable on July 6, 2022 to stockholders of record at the close of business on June 15, 2022. About Broadridge Broadridge Financial Solutions (NY
May 12, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2022 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporation)
May 3, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2022 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporation)
May 3, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33220 BROADRIDGE FINANCIAL
May 3, 2022	EX-99.1	Broadridge Reports Third Quarter Fiscal 2022 Results Increasing Fiscal Year 2022 Adjusted EPS Growth Guidance to 13-15% from 11-15% Recurring Revenues grew 16% Diluted EPS was $1.49 and Adjusted EPS grew 10% to $1.93 Year-to-Date Closed sales grew 42 EXHIBIT 99.1 Broadridge Reports Third Quarter Fiscal 2022 Results Increasing Fiscal Year 2022 Adjusted EPS Growth Guidance to 13-15% from 11-15% Recurring Revenues grew 16% Diluted EPS was $1.49 and Adjusted EPS grew 10% to $1.93 Year-to-Date Closed sales grew 42% NEW YORK, N.Y., May 3, 2022 - Broadridge Financial Solutions, Inc. (NYSE:BR) today reported financial results for the third quarter end
May 3, 2022	EX-99.2	0© 2022 \| Scaling a Global Fintech Leader E A R N I N G S C O N F E R E N C E C A L L Third Quarter Fiscal Year 2022 EXHIBIT 99.2 1© 2022 \| Forward-Looking Statements This presentation and other written or oral statements made from time to time by re 0? 2022 \| Scaling a Global Fintech Leader E A R N I N G S C O N F E R E N C E C A L L Third Quarter Fiscal Year 2022 EXHIBIT 99.
April 5, 2022	CORRESP	2 April 5, 2022 VIA EDGAR Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attn: Robert Shapiro, Branch Chief RE: Broadridge Financial Solutions, Inc. Form 10-K for the Fiscal Year Ended June 30, 2021 Filed August 12, 2021 File No. 001-33220 Dear Mr. Shapiro: The Company respectfully acknowledges the letter dated March 22, 2022 from th
March 3, 2022	EX-99.1	0© 2022 \| Scaling a Global Fintech Leader Third Quarter Fiscal Year 2022 Investor Presentation EXHIBIT 99.1 1© 2022 \| Forward-Looking Statements This presentation and other written or oral statements made from time to time by representatives of Broad 0? 2022 \| Scaling a Global Fintech Leader Third Quarter Fiscal Year 2022 Investor Presentation EXHIBIT 99.
March 3, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2022 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporation
February 15, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2022 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorpora
February 15, 2022	EX-99.1	Broadridge Declares Quarterly Dividend of $0.64 Per Share EXHIBIT 99.1 Broadridge Declares Quarterly Dividend of $0.64 Per Share NEW YORK, February 15, 2022 - Broadridge Financial Solutions, Inc. (NYSE:BR) announced that its Board of Directors has declared a quarterly cash dividend of $0.64 per share. The dividend is payable on April 5, 2022 to stockholders of record at the close of business on March 15, 2022. About Broadridge Broadridge Financial Soluti
February 9, 2022	SC 13G/A	BR / Broadridge Financial Solutions, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 10)* Name of issuer: Broadridge Financial Solutions Inc. Title of Class of Securities: Common Stock CUSIP Number: 11133T103 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Sch
February 1, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33220 BROADRIDGE FINANCI
February 1, 2022	EX-10.1	First Amendment dated as of December 23, 2021 to the Term Credit Agreement dated as of March 27, 2021, among Broadridge Financial Solutions, Inc., the Lenders party thereto and JPMorgan Chase Bank, N.A., as Administrative Agent EXHIBIT 10.1 FIRST AMENDMENT dated as of December 23, 2021 (this ?Amendment?), to the TERM CREDIT AGREEMENT dated as of March 27, 2021 (the ?Credit Agreement?), among BROADRIDGE FINANCIAL SOLUTIONS, INC., a Delaware corporation (the ?Company?), the LENDERS party thereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent. WHEREAS, the Lenders have agreed to extend credit to the Company under th
February 1, 2022	EX-99.1	Broadridge Reports Second Quarter Fiscal 2022 Results Recurring Fee Revenues grew 19% Diluted EPS was $0.40 and Adjusted EPS grew 12% to $0.82 Year-to-Date Closed sales grew 48% Reaffirming 11-15% Fiscal Year 2022 Adjusted EPS Growth Guidance EXHIBIT 99.1 Broadridge Reports Second Quarter Fiscal 2022 Results Recurring Fee Revenues grew 19% Diluted EPS was $0.40 and Adjusted EPS grew 12% to $0.82 Year-to-Date Closed sales grew 48% Reaffirming 11-15% Fiscal Year 2022 Adjusted EPS Growth Guidance NEW YORK, N.Y., February 1, 2022 - Broadridge Financial Solutions, Inc. (NYSE:BR) today reported financial results for the second quarter ended
February 1, 2022	EX-10.2	First Amendment dated as of December 23, 2021 to the Amended and Restated Credit Agreement dated as of April 23, 2021, among Broadridge Financial Solutions, Inc., the Lenders party thereto and JPMorgan Chase Bank, N.A., as Administrative Agent (incorporated by reference to Exhibit 10.2 to Form 10-Q filed on February 1, 2022) EXHIBIT 10.2 FIRST AMENDMENT dated as of December 23, 2021 (this ?Amendment?), to the AMENDED AND RESTATED CREDIT AGREEMENT dated as of April 23, 2021 (as amended, restated, amended and restated, supplemented, or otherwise modified prior to the date hereof, the ?Credit Agreement?), among BROADRIDGE FINANCIAL SOLUTIONS, INC., a Delaware corporation (the ?Company?), BROADRIDGE FINANCIAL SOLUTIONS (C
February 1, 2022	EX-99.2	0© 2022 \| Scaling a Global Fintech Leader E A R N I N G S C O N F E R E N C E C A L L Second Quarter Fiscal Year 2022 EXHIBIT 99.2 1© 2022 \| Forward-Looking Statements This presentation and other written or oral statements made from time to time by r ex9922q2210-qpresentatio 0© 2022 \| Scaling a Global Fintech Leader E A R N I N G S C O N F E R E N C E C A L L Second Quarter Fiscal Year 2022 EXHIBIT 99.
February 1, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2022 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporat
December 7, 2021	EX-99.1	EX-99.1 Exhibit 99.1
December 7, 2021	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2021 BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) DELAWARE (State or other jurisdiction of incorporation) 001-33220 33-11512
November 19, 2021	8-K	Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2021 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorpora
November 18, 2021	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2021 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorpora
November 18, 2021	EX-99.1	Broadridge Declares Quarterly Dividend of $0.64 Per Share EXHIBIT 99.1 Broadridge Declares Quarterly Dividend of $0.64 Per Share NEW YORK, November 18, 2021 - Broadridge Financial Solutions, Inc. (NYSE:BR) announced that its Board of Directors has declared a quarterly cash dividend of $0.64 per share. The dividend is payable on January 5, 2022 to stockholders of record at the close of business on December 15, 2021. About Broadridge Broadridge Financial S
November 3, 2021	EX-99.2	0© 2021 \| Scaling a Global Fintech Leader E A R N I N G S C O N F E R E N C E C A L L First Quarter Fiscal Year 2022 EXHIBIT 99.2 1© 2021 \| Forward-Looking Statements This presentation and other written or oral statements made from time to time by re 0? 2021 \| Scaling a Global Fintech Leader E A R N I N G S C O N F E R E N C E C A L L First Quarter Fiscal Year 2022 EXHIBIT 99.
November 3, 2021	EX-10.2	Novation Agreement, dated July 28, 2021, among Broadridge Financial Solutions, Inc., International Business Machines Corporation and Kyndryl, Inc. (incorporated by reference to Exhibit 10.2 to Form 10-Q filed on November 3, 2021) EXHIBIT 10.2 NOTE: CERTAIN IDENTIFIED INFORMATION IN THIS AGREEMENT HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. SUCH PORTIONS HAVE BEEN REDACTED AND ARE MARKED WITH A ?[****]? IN PLACE OF THE REDACTED LANGUAGE. NOVATION AGREEMENT This Novation Agreement (this ?Novation Agreement?), dated July 28, 2021, is ent
November 3, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-33220 BROADRIDGE FINANC
November 3, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2021 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporat
November 3, 2021	EX-10.1	Chief Legal Officer Offer Letter, dated June 10, 2021. EXHIBIT 10.1 June 10, 2021 Keir Gumbs Dear Keir: Congratulations! It is my pleasure to extend you a conditional offer of employment for the position of Chief Legal Officer of Broadridge Financial Solutions, Inc. (the ?Company? or ?Broadridge?) reporting to Tim Gokey, Chief Executive Officer. Subject to approval of the Broadridge Board of Directors, you will be appointed a Corporate Officer with th
November 3, 2021	EX-99.1	Broadridge Reports First Quarter Fiscal 2022 Results Recurring Revenues grew 16% Diluted EPS was $0.57 and Adjusted EPS grew by 9% to $1.07 Reaffirming Fiscal Year 2022 Guidance including 12-15% Recurring Revenue growth and 11-15% Adjusted EPS growth EXHIBIT 99.1 Broadridge Reports First Quarter Fiscal 2022 Results Recurring Revenues grew 16% Diluted EPS was $0.57 and Adjusted EPS grew by 9% to $1.07 Reaffirming Fiscal Year 2022 Guidance including 12-15% Recurring Revenue growth and 11-15% Adjusted EPS growth NEW YORK, N.Y., November 3, 2021 - Broadridge Financial Solutions, Inc. (NYSE:BR) today reported financial results for the first quarter
November 3, 2021	EX-10.3	Novation Agreement, dated August 19, 2021, among Broadridge Financial Solutions, Inc., IBM United Kingdom Limited and Kyndryl UK Limited. EXHIBIT 10.3 NOTE: CERTAIN IDENTIFIED INFORMATION IN THIS AGREEMENT HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. SUCH PORTIONS HAVE BEEN REDACTED AND ARE MARKED WITH A ?[****]? IN PLACE OF THE REDACTED LANGUAGE. NOVATION AGREEMENT This Novation Agreement (this ?Novation Agreement?), dated August 19, 2021, is e
October 5, 2021	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by
October 5, 2021	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.?) Filed by the Registrant ? Filed by a Party other than the Registrant ?? Check the appropriate box: ?? ? ? Preliminary Proxy Statement ?? ? ? Confidential, for Use of the Comm
October 5, 2021	DEF 14A	DEF 14A
September 27, 2021	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 27, 2021 BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) DELAWARE (State or other jurisdiction of incorporation) 001-33220 33-115
September 27, 2021	EX-99.1	Revenues by Product and by Type Exhibit 99.1 Revenues by Product and by Type Historical Updated(1) Fiscal Year 2021 Fiscal Year 2021 ($ in millions) Fiscal Year 2020 Q1 Q2 Q3 Q4 Fiscal Year 2021 Fiscal Year 2020 Q1 Q2 Q3 Q4 Fiscal Year 2021 Investor Communication Solutions (?ICS?) Regulatory $ 792.5 $ 136.4 $ 146.9 $ 289.6 $ 380.7 $ 953.6 $ 783.0 $ 134.8 $ 144.7 $ 285.3 $ 375.4 $ 940.2 Data-driven fund solutions 339.4 82.2 89.4
September 27, 2021	EX-99.2	As of June 30, 2021 Exhibit 99.2 Historical(1) Updated(2) ($ in millions) As of June 30, 2021 As of June 30, 2021 Sales Backlog $ 400 $ 385 (1) As provided in our Earnings Webcast and Conference Call Presentation filed with the Securities and Exchange Commission on August 12, 2021 on Form 8-K. (2) Reflects updated constant currency foreign exchange rates that more closely align with current foreign exchange rates.
September 9, 2021	EX-99.1	0© 2021 \| Scaling a Global Fintech Leader First Quarter Fiscal Year 2022 Investor Presentation EXHIBIT 99.1 1© 2021 \| Forward-Looking statements This presentation and other written or oral statements made from time to time by representatives of Broad 0? 2021 \| Scaling a Global Fintech Leader First Quarter Fiscal Year 2022 Investor Presentation EXHIBIT 99.
September 9, 2021	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 9, 2021 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorpora
August 12, 2021	EX-10.28	Form of Restricted Stock Unit Grant Award Agreement (Performance-Based) for U.S. Corporate Officers Exhibit 10.28 BROADRIDGE FINANCIAL SOLUTIONS, INC. 2018 OMNIBUS AWARD PLAN RESTRICTED STOCK UNIT GRANT AWARD AGREEMENT FOR U.S. CORPORATE OFFICERS (Performance Based) On [GRANT DATE], BROADRIDGE FINANCIAL SOLUTIONS, INC. (?Broadridge? or the ?Company?) granted to [FULL NAME] (the ?Participant?) pursuant to the Broadridge 2018 Omnibus Award Plan, (the ?Plan?), an Award of Restricted Stock Units (?U
August 12, 2021	EX-4.6	Description of Securities Exhibit 4.6 DESCRIPTION OF SECURITIES References to ?Broadridge? and the ?Company? herein are, unless the context otherwise indicates, only to Broadridge Financial Solutions, Inc. and not to any of its subsidiaries. Description of Capital Stock General The following is a summary of information concerning capital stock of Broadridge. The summaries and descriptions below do not purport to be complet
August 12, 2021	EX-10.30	Form of Stock Option Grant Award Agreement (Performance-Based) for U.S. Corporate Officers (incorporated by reference to Exhibit 10.30 to Form 10-K filed on August 12, 2021) Exhibit 10.30 [GRANT DATE] BROADRIDGE FINANCIAL SOLUTIONS, INC. 2018 OMNIBUS AWARD PLAN STOCK OPTION GRANT AWARD AGREEMENT FOR U.S. CORPORATE OFFICERS On [GRANT DATE], BROADRIDGE FINANCIAL SOLUTIONS, INC. (?Broadridge? or the ?Company?) granted to you (the ?Participant?), pursuant to the Broadridge 2018 Omnibus Award Plan (the ?Plan?), the right and option to purchase [NUMBER OF SHARES] shares of
August 12, 2021	EX-10.27	Form of Deferred Stock Unit Award Agreement for U.S. Non-Employee Directors (incorporated by reference to Exhibit 10.27 to Form 10-K on August 12, 2021) Exhibit 10.27 BROADRIDGE FINANCIAL SOLUTIONS, INC. 2018 OMNIBUS AWARD PLAN DEFERRED STOCK UNIT AWARD AGREEMENT FOR U.S. NON-EMPLOYEE DIRECTORS On [GRANT DATE], BROADRIDGE FINANCIAL SOLUTIONS, INC. (?Broadridge? or the ?Company?) granted to [NAME] (the ?Participant?), pursuant to the Broadridge 2018 Omnibus Award Plan (the ?Plan?), Deferred Stock Units (?Units?) of the Company, by action of the Com
August 12, 2021	EX-14.1	Code of Business Conduct and Ethics Exhibit 14.1 Broadridge Financial Solutions, Inc. Code of Business Conduct and Ethics Updated as of August 6, 2021 Who is this code for? ?This Code of Business Conduct and Ethics (the ?Code?) outlines how we conduct ourselves: the policies, expectations and high standards everyone must follow at all times. Our Code is global, mandatory and applies to everyone at Broadridge (from Directors to new h
August 12, 2021	EX-10.29	Form of Restricted Stock Unit Grant Award Agreement (Time-Based) for U.S. Corporate Officers (incorporated by reference to Exhibit 10.29 to Form 10-K filed on August 12, 2021) Exhibit 10.29 BROADRIDGE FINANCIAL SOLUTIONS, INC. 2018 OMNIBUS AWARD PLAN RESTRICTED STOCK UNIT GRANT AWARD AGREEMENT FOR U.S. CORPORATE OFFICERS (Time Based) On [GRANT DATE], BROADRIDGE FINANCIAL SOLUTIONS, INC. (?Broadridge? or the ?Company?) granted to [FULL NAME] (the ?Participant?) pursuant to the Broadridge 2018 Omnibus Award Plan (the ?Plan?), an Award of Restricted Stock Units (?Units?) o
August 12, 2021	EX-21	Subsidiaries of the Company Subsidiary List EXHIBIT 21 As of June 30, 2021 Name: State or other Jurisdiction of Incorporation: Access Data Corp.
August 12, 2021	EX-99.2	0© 2021 \| Scaling a Global Fintech Leader E A R N I N G S C O N F E R E N C E C A L L Fourth Quarter and Fiscal Year 2021 EXHIBIT 99.2 1© 2021 \| Forward-Looking statements This presentation and other written or oral statements made from time to time 0? 2021 \| Scaling a Global Fintech Leader E A R N I N G S C O N F E R E N C E C A L L Fourth Quarter and Fiscal Year 2021 EXHIBIT 99.
August 12, 2021	EX-99.1	Broadridge Reports Fourth Quarter and Fiscal 2021 Results Fiscal Year 2021 Recurring Revenue Growth of 10% Diluted EPS grew by 18% and Adjusted EPS grew by 13% Raising Annual Dividend 11% to $2.56 Per Share Fiscal Year 2022 Guidance of 12-15% Recurri EXHIBIT 99.1 Broadridge Reports Fourth Quarter and Fiscal 2021 Results Fiscal Year 2021 Recurring Revenue Growth of 10% Diluted EPS grew by 18% and Adjusted EPS grew by 13% Raising Annual Dividend 11% to $2.56 Per Share Fiscal Year 2022 Guidance of 12-15% Recurring Revenue Growth and 11-15% Adjusted EPS Growth NEW YORK, N.Y., August 12, 2021 - Broadridge Financial Solutions, Inc. (NYSE:BR) today r
August 12, 2021	EX-10.26	Form of Stock Option Grant Award Agreement for U.S. Non-Employee Directors Exhibit 10.26 Non-Qualified [GRANT DATE] BROADRIDGE FINANCIAL SOLUTIONS, INC. 2018 OMNIBUS AWARD PLAN STOCK OPTION GRANT AWARD AGREEMENT FOR U.S. NON-EMPLOYEE DIRECTORS On [GRANT DATE], BROADRIDGE FINANCIAL SOLUTIONS, INC. (?Broadridge? or the ?Company?) granted to you (the ?Participant?), pursuant to the Broadridge 2018 Omnibus Award Plan (the ?Plan?), the right and option to purchase [NUMBER OF
August 12, 2021	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended June 30, 2021 ☐ TRANSITION REPORT PURSUANT T UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NUMBER 001-33220 BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of r
August 12, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2021 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporati
August 10, 2021	EX-99.1	Annette L. Nazareth Appointed to Broadridge Board of Directors Exhibit 99.1 Annette L. Nazareth Appointed to Broadridge Board of Directors New York August 10, 2021 ? Broadridge Financial Solutions, Inc. (NYSE:BR), a global Fintech leader, is pleased to announce the appointment of Annette L. Nazareth as an independent member of its Board of Directors, effective August 10, 2021. Following her appointment, Broadridge?s Board consists of 12 members, 10 of whom ar
August 10, 2021	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 10, 2021 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporatio
June 8, 2021	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2021 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporation)
June 8, 2021	EX-99.1	Melvin L. Flowers Appointed to Broadridge Board of Directors EXHIBIT 99.1 Melvin L. Flowers Appointed to Broadridge Board of Directors New York June 8, 2021 ? Broadridge Financial Solutions, Inc. (NYSE:BR), a global Fintech leader, is pleased to announce the appointment of Melvin L. Flowers as an independent member of its Board of Directors, effective June 8, 2021. Following his appointment, Broadridge?s Board consists of 11 members, 9 of whom are independe
May 24, 2021	EX-99.1	0© 2021 \| Scaling a FinTech Leader Fourth Quarter Fiscal Year 2021 Investor Presentation EXHIBIT 99.1 1© 2021 \| Forward-looking statements This presentation and other written or oral statements made from time to time by representatives of Broadridge 0? 2021 \| Scaling a FinTech Leader Fourth Quarter Fiscal Year 2021 Investor Presentation EXHIBIT 99.
May 24, 2021	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2021 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporation)
May 17, 2021	EX-4.2	BROADRIDGE FINANCIAL SOLUTIONS, INC. (as Obligor) U.S. BANK NATIONAL ASSOCIATION (as Trustee) Fifth Supplemental Indenture Dated as of May 17, 2021 2.600% Senior Notes due 2031 TABLE OF CONTENTS Exhibit 4.2 Execution Version BROADRIDGE FINANCIAL SOLUTIONS, INC. (as Obligor) and U.S. BANK NATIONAL ASSOCIATION (as Trustee) Fifth Supplemental Indenture Dated as of May 17, 2021 2.600% Senior Notes due 2031 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 SECTION 1.1 Definitions 1 ARTICLE II TERMS OF THE NOTES 4 SECTION 2.1 Title 4 SECTION 2.2 Aggregate Principal Amount 4 SECTION 2.3 Maturity 4
May 17, 2021	EX-99.1	Broadridge Announces Closing of $1.0 Billion Senior Notes Offering Exhibit 99.1 Broadridge Announces Closing of $1.0 Billion Senior Notes Offering NEW YORK, N.Y., May 17, 2021 ? Broadridge Financial Solutions, Inc. (NYSE:BR) (?Broadridge?) today announced the closing of its offering of $1.0 billion aggregate principal amount of 2.600% senior notes due 2031 (the ?Notes?). As previously announced, Broadridge intends to use the net proceeds of this offering to repay
May 17, 2021	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2021 BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) DELAWARE (State or other jurisdiction of incorporation) 001-33220 33-1151291 (
May 12, 2021	EX-99.3	Broadridge Completes Acquisition of Itiviti, Extending Capital Markets Franchise Exhibit 99.3 Broadridge Completes Acquisition of Itiviti, Extending Capital Markets Franchise Acquisition expands Broadridge?s Capital Markets into the front office and strengthens multi-asset capabilities, while driving additional global scale and ability to serve clients world-wide NEW YORK, May 12, 2021 ? Broadridge Financial Solutions, Inc. (NYSE:BR), a global Fintech leader, has completed its
May 12, 2021	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2021 BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) DELAWARE (State or other jurisdiction of incorporation) 001-33220 33-1151291 (
May 11, 2021	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2021 - BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) Delaware 001-33220 33-1151291 (State or other jurisdiction of incorporation)
May 11, 2021	EX-99.1	BROADRIDGE DECLARES QUARTERLY DIVIDEND OF $0.575 PER SHARE EXHIBIT 99.1 BROADRIDGE DECLARES QUARTERLY DIVIDEND OF $0.575 PER SHARE New York, N.Y., May 11, 2021 - Broadridge Financial Solutions, Inc. (NYSE:BR) announced that its Board of Directors has declared a quarterly cash dividend of $0.575 per share. The dividend is payable on July 2, 2021 to stockholders of record at the close of business on June 15, 2021. About Broadridge Broadridge Financial Solut
May 7, 2021	424B5	CALCULATION OF REGISTRATION FEE TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration No. 333-233075 CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered ? ? Amounts to be Registered ? ? Maximum Offering Price Per Unit ? ? Maximum Aggregate Offering Price ? ? Amount of Registration Fee(1)(2) 2.600% Senior Notes due 2031 ? ? $ 1,000,000,000 ? ? 99.957% ? ? $ 999,570,000 ? ? $ 109,053.09 (1)
May 7, 2021	EX-1.1	Underwriting Agreement, dated as of May 6, 2021, among Broadridge Financial Solutions, Inc. and J.P. Morgan Securities LLC, BofA Securities, Inc., Morgan Stanley & Co. LLC and Wells Fargo Securities, LLC, as representatives of the underwriters listed therein (incorporated by reference to Exhibit 1.1 of Form 8-K filed on May 17, 2021) Exhibit 1.1 $1,000,000,000 BROADRIDGE FINANCIAL SOLUTIONS, INC. 2.600% Senior Notes due 2031 Underwriting Agreement May 6, 2021 J.P. Morgan Securities LLC BofA Securities, Inc. Morgan Stanley & Co. LLC Wells Fargo Securities, LLC As Representatives of the several Underwriters listed in Schedule 1 hereto c/o J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 c/o BofA Securities,
May 7, 2021	EX-99.1	Broadridge Announces Pricing of $1.0 Billion Senior Notes EX-99.1 3 nt10023715x6ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Broadridge Announces Pricing of $1.0 Billion Senior Notes NEW YORK, N.Y., May 6, 2021 – Broadridge Financial Solutions, Inc. (NYSE:BR) (“Broadridge”) today announced that it has priced $1.0 billion aggregate principal amount of 2.600% senior notes due 2031 (the “Notes”) in an offering registered under the Securities Act of 1933, as amended
May 7, 2021	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2021 BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) DELAWARE (State or other jurisdiction of incorporation) 001-33220 33-1151291 (C
May 6, 2021	EX-99.1	The report was approved by the Board of Directors on April 20, 2021. Exhibit 99.1 Annual Report 2020 ITIVITI HOLDING AB Content CONSOLIDATED STATEMENT OF PROFIT OR LOSS AND OTHER COMPREHENSIVE INCOME 3 CONSOLIDATED BALANCE SHEET 4 CONSOLIDATED STATEMENT OF CHANGES IN EQUITY 5 CASH FLOW STATEMENT 6 NOTES 7 OPINION 34 Consolidated statement of profit or loss and other comprehensive income EUR THOUSAND Notes 2020 OPERATING REVENUE C6 System revenue 197,586 Professiona
May 6, 2021	EX-99.2	Unaudited Pro Forma Condensed Combined Financial Statements Exhibit 99.2 Unaudited Pro Forma Condensed Combined Financial Statements The following unaudited pro forma condensed combined financial statements give effect to the proposed acquisition (the ?Acquisition?) of Itiviti Holdings AB and its subsidiaries (?Itiviti?) by Broadridge Financial Solutions, Inc. (?Broadridge? or the ?Company?) and were prepared in accordance with the regulations of the Secur
May 6, 2021	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2021 BROADRIDGE FINANCIAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter) DELAWARE (State or other jurisdiction of incorporation) 001-33220 33-1151291 (C

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