Mga Batayang Estadistika
| CIK | 1479599 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to AGF Investments Trust - AGF U.S. Market Neutral Anti-Beta Fund
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| April 30, 2024 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on May 13, 2024, pursuant to the provisions of Rule 12d2-2 (a). |
|
| May 18, 2023 |
AGF Investments Trust AGF Emerging Markets Equity Fund Schedule of Investments March 31, 2023 (Unaudited) Investments Shares Value ($) COMMON STOCKS - 87. |
|
| May 18, 2023 |
NPORT-EX 2 agfetf-partf033123.htm AGF Investments Trust AGF U.S. Market Neutral Anti-Beta Fund Schedule of Investments March 31, 2023 (Unaudited) Investments Shares Value ($) LONG POSITIONS - 82.2% COMMON STOCKS - 82.2% Aerospace & Defense - 3.3% BWX Technologies, Inc.(a) 27,432 1,729,313 Curtiss-Wright Corp. 9,144 1,611,722 General Dynamics Corp. 7,239 1,652,012 Huntington Ingalls Industries, Inc |
|
| May 18, 2023 |
NPORT-EX 2 agfetf-partf033123.htm AGF Investments Trust AGF U.S. Market Neutral Anti-Beta Fund Schedule of Investments March 31, 2023 (Unaudited) Investments Shares Value ($) LONG POSITIONS - 82.2% COMMON STOCKS - 82.2% Aerospace & Defense - 3.3% BWX Technologies, Inc.(a) 27,432 1,729,313 Curtiss-Wright Corp. 9,144 1,611,722 General Dynamics Corp. 7,239 1,652,012 Huntington Ingalls Industries, Inc |
|
| May 18, 2023 |
NPORT-EX 2 agfmf-partf033123.htm AGF Investments Trust AGF Emerging Markets Equity Fund Schedule of Investments March 31, 2023 (Unaudited) Investments Shares Value ($) COMMON STOCKS - 87.6% Banks - 7.7% Axis Bank Ltd., GDR 274 14,202 Bank Mandiri Persero Tbk. PT 19,022 13,078 China Merchants Bank Co. Ltd., Class H 2,863 14,587 Komercni Banka A/S 205 6,798 Sberbank of Russia PJSC, ADR*‡(a) 259 3 Sh |
|
| November 9, 2022 |
AGF Investments Trust AGF Emerging Markets Equity Fund Schedule of Investments September 30, 2022 (Unaudited) Investments Shares Value ($) COMMON STOCKS - 92. |
|
| November 9, 2022 |
AGF Investments Trust AGFiQ U.S. Market Neutral Anti-Beta Fund Schedule of Investments September 30, 2022 (Unaudited) Investments Shares Value ($) LONG POSITIONS - 76.3% COMMON STOCKS - 76.3% Aerospace & Defense - 3.1% BWX Technologies, Inc.(a) 25,449 1,281,866 Curtiss-Wright Corp.(a) 9,120 1,269,139 General Dynamics Corp.(a) 5,776 1,225,494 Huntington Ingalls Industries, Inc.(a) 5,776 1,279,384 L |
|
| November 9, 2022 |
AGF Investments Trust AGF Emerging Markets Equity Fund Schedule of Investments September 30, 2022 (Unaudited) Investments Shares Value ($) COMMON STOCKS - 92. |
|
| November 9, 2022 |
AGF Investments Trust AGFiQ U.S. Market Neutral Anti-Beta Fund Schedule of Investments September 30, 2022 (Unaudited) Investments Shares Value ($) LONG POSITIONS - 76.3% COMMON STOCKS - 76.3% Aerospace & Defense - 3.1% BWX Technologies, Inc.(a) 25,449 1,281,866 Curtiss-Wright Corp.(a) 9,120 1,269,139 General Dynamics Corp.(a) 5,776 1,225,494 Huntington Ingalls Industries, Inc.(a) 5,776 1,279,384 L |
|
| October 25, 2022 |
CORRESP 1 filename1.htm 1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com Adam T. Teufel [email protected] +1 202 261 3464 Direct +1 202 261 3164 Fax October 25, 2022 VIA EDGAR David Orlic Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: AGF Investments Trust (the “Regist |
|
| August 29, 2022 |
1900 K Street, N.W. Washington, DC 20006 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com August 29, 2022 VIA EDGAR Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: AGF Investments Trust (File No. 333-173167 and 811-25540) (the “Trust”) Ladies and Gentlemen: On behalf of the Trust, attached for filing via the EDGAR system p |
|
| June 28, 2022 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on July 11, 2022, pursuant to the provisions of Rule 12d2-2 (a). |
|
| May 11, 2022 |
AGF Investments Trust AGF Emerging Markets Equity Fund Schedule of Investments March 31, 2022 (Unaudited) Investments Shares Value ($) COMMON STOCKS - 88. |
|
| May 11, 2022 |
AGF Investments Trust AGF Emerging Markets Equity Fund Schedule of Investments March 31, 2022 (Unaudited) Investments Shares Value ($) COMMON STOCKS - 88. |
|
| May 11, 2022 |
AGF Investments Trust AGFiQ U.S. Market Neutral Anti-Beta Fund Schedule of Investments March 31, 2022 (Unaudited) Investments Shares Value ($) LONG POSITIONS - 88.5% COMMON STOCKS - 88.5% Aerospace & Defense - 2.9% BWX Technologies, Inc.(a) 12,410 668,403 General Dynamics Corp. 2,628 633,821 Huntington Ingalls Industries, Inc. 3,066 611,483 L3Harris Technologies, Inc. 2,628 652,979 Lockheed Martin |
|
| May 11, 2022 |
AGF Investments Trust AGFiQ U.S. Market Neutral Anti-Beta Fund Schedule of Investments March 31, 2022 (Unaudited) Investments Shares Value ($) LONG POSITIONS - 88.5% COMMON STOCKS - 88.5% Aerospace & Defense - 2.9% BWX Technologies, Inc.(a) 12,410 668,403 General Dynamics Corp. 2,628 633,821 Huntington Ingalls Industries, Inc. 3,066 611,483 L3Harris Technologies, Inc. 2,628 652,979 Lockheed Martin |
|
| May 11, 2022 |
AGF Investments Trust AGFiQ U.S. Market Neutral Anti-Beta Fund Schedule of Investments March 31, 2022 (Unaudited) Investments Shares Value ($) LONG POSITIONS - 88.5% COMMON STOCKS - 88.5% Aerospace & Defense - 2.9% BWX Technologies, Inc.(a) 12,410 668,403 General Dynamics Corp. 2,628 633,821 Huntington Ingalls Industries, Inc. 3,066 611,483 L3Harris Technologies, Inc. 2,628 652,979 Lockheed Martin |
|
| November 12, 2021 |
AGF Investments Trust AGFiQ U.S. Market Neutral Anti-Beta Fund Schedule of Investments September 30, 2021 (Unaudited) Investments Shares Value ($) LONG POSITIONS - 84.7% COMMON STOCKS - 84.7% Aerospace & Defense - 1.6% BWX Technologies, Inc.(a) 7,540 406,105 Huntington Ingalls Industries, Inc. 2,088 403,109 Lockheed Martin Corp. 1,160 400,316 Northrop Grumman Corp. 1,160 417,774 1,627,304 Air Frei |
|
| November 12, 2021 |
AGF Investments Trust AGF Emerging Markets Equity Fund Schedule of Investments September 30, 2021 (Unaudited) Investments Shares Value ($) COMMON STOCKS - 95. |
|
| November 12, 2021 |
AGF Investments Trust AGF Emerging Markets Equity Fund Schedule of Investments September 30, 2021 (Unaudited) Investments Shares Value ($) COMMON STOCKS - 95. |
|
| November 12, 2021 |
AGF Investments Trust AGFiQ U.S. Market Neutral Anti-Beta Fund Schedule of Investments September 30, 2021 (Unaudited) Investments Shares Value ($) LONG POSITIONS - 84.7% COMMON STOCKS - 84.7% Aerospace & Defense - 1.6% BWX Technologies, Inc.(a) 7,540 406,105 Huntington Ingalls Industries, Inc. 2,088 403,109 Lockheed Martin Corp. 1,160 400,316 Northrop Grumman Corp. 1,160 417,774 1,627,304 Air Frei |
|
| November 12, 2021 |
AGF Investments Trust AGFiQ U.S. Market Neutral Anti-Beta Fund Schedule of Investments September 30, 2021 (Unaudited) Investments Shares Value ($) LONG POSITIONS - 84.7% COMMON STOCKS - 84.7% Aerospace & Defense - 1.6% BWX Technologies, Inc.(a) 7,540 406,105 Huntington Ingalls Industries, Inc. 2,088 403,109 Lockheed Martin Corp. 1,160 400,316 Northrop Grumman Corp. 1,160 417,774 1,627,304 Air Frei |
|
| May 14, 2021 |
AGF Investments Trust AGF Emerging Markets Equity Fund Schedule of Investments March 31, 2021 (Unaudited) Investments Shares Value ($) COMMON STOCKS - 88. |
|
| May 14, 2021 |
AGF Investments Trust AGFiQ U.S. Market Neutral Anti-Beta Fund Schedule of Investments March 31, 2021 (Unaudited) Investments Shares Value ($) LONG POSITIONS - 93.2% COMMON STOCKS - 93.2% Aerospace & Defense - 2.5% BWX Technologies, Inc.(a) 8,004 527,784 L3Harris Technologies, Inc.(a) 2,436 493,729 Lockheed Martin Corp.(a) 1,276 471,482 Mercury Systems, Inc.* 6,728 475,333 Northrop Grumman Corp. 1 |
|
| May 14, 2021 |
AGF Investments Trust AGF Emerging Markets Equity Fund Schedule of Investments March 31, 2021 (Unaudited) Investments Shares Value ($) COMMON STOCKS - 88. |
|
| May 14, 2021 |
AGF Investments Trust AGFiQ U.S. Market Neutral Anti-Beta Fund Schedule of Investments March 31, 2021 (Unaudited) Investments Shares Value ($) LONG POSITIONS - 93.2% COMMON STOCKS - 93.2% Aerospace & Defense - 2.5% BWX Technologies, Inc.(a) 8,004 527,784 L3Harris Technologies, Inc.(a) 2,436 493,729 Lockheed Martin Corp.(a) 1,276 471,482 Mercury Systems, Inc.* 6,728 475,333 Northrop Grumman Corp. 1 |
|
| May 14, 2021 |
AGF Investments Trust AGFiQ U.S. Market Neutral Anti-Beta Fund Schedule of Investments March 31, 2021 (Unaudited) Investments Shares Value ($) LONG POSITIONS - 93.2% COMMON STOCKS - 93.2% Aerospace & Defense - 2.5% BWX Technologies, Inc.(a) 8,004 527,784 L3Harris Technologies, Inc.(a) 2,436 493,729 Lockheed Martin Corp.(a) 1,276 471,482 Mercury Systems, Inc.* 6,728 475,333 Northrop Grumman Corp. 1 |
|
| April 1, 2021 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 12, 2021, pursuant to the provisions of Rule 12d2-2 (a). |
|
| April 1, 2021 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 12, 2021, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d2-2(a)(3) That on Ma |
|
| December 30, 2020 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on January 11, 2021, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d2-2(a)(3) That on |
|
| November 17, 2020 |
AGF Investments Trust AGFiQ U.S. Market Neutral Momentum Fund Schedule of Investments September 30, 2020 (Unaudited) Investments Shares Value ($) LONG POSITIONS - 83.1% COMMON STOCKS - 83.1% Aerospace & Defense - 0.5% Axon Enterprise, Inc.*(a) 308 27,936 Air Freight & Logistics - 0.9% United Parcel Service, Inc., Class B(a) 164 27,327 XPO Logistics, Inc.* 304 25,737 53,064 Automobiles - 0.8% Tesla |
|
| November 17, 2020 |
AGF Investments Trust AGF Emerging Markets Equity Fund Schedule of Investments September 30, 2020 (Unaudited) Investments Shares Value ($) COMMON STOCKS - 94. |
|
| November 17, 2020 |
AGF Investments Trust AGFiQ U.S. Market Neutral Momentum Fund Schedule of Investments September 30, 2020 (Unaudited) Investments Shares Value ($) LONG POSITIONS - 83.1% COMMON STOCKS - 83.1% Aerospace & Defense - 0.5% Axon Enterprise, Inc.*(a) 308 27,936 Air Freight & Logistics - 0.9% United Parcel Service, Inc., Class B(a) 164 27,327 XPO Logistics, Inc.* 304 25,737 53,064 Automobiles - 0.8% Tesla |
|
| November 17, 2020 |
AGF Investments Trust AGF Emerging Markets Equity Fund Schedule of Investments September 30, 2020 (Unaudited) Investments Shares Value ($) COMMON STOCKS - 94. |
|
| November 17, 2020 |
AGF Investments Trust AGFiQ U.S. Market Neutral Momentum Fund Schedule of Investments September 30, 2020 (Unaudited) Investments Shares Value ($) LONG POSITIONS - 83.1% COMMON STOCKS - 83.1% Aerospace & Defense - 0.5% Axon Enterprise, Inc.*(a) 308 27,936 Air Freight & Logistics - 0.9% United Parcel Service, Inc., Class B(a) 164 27,327 XPO Logistics, Inc.* 304 25,737 53,064 Automobiles - 0.8% Tesla |
|
| November 17, 2020 |
AGF Investments Trust AGFiQ U.S. Market Neutral Momentum Fund Schedule of Investments September 30, 2020 (Unaudited) Investments Shares Value ($) LONG POSITIONS - 83.1% COMMON STOCKS - 83.1% Aerospace & Defense - 0.5% Axon Enterprise, Inc.*(a) 308 27,936 Air Freight & Logistics - 0.9% United Parcel Service, Inc., Class B(a) 164 27,327 XPO Logistics, Inc.* 304 25,737 53,064 Automobiles - 0.8% Tesla |
|
| November 17, 2020 |
AGF Investments Trust AGFiQ U.S. Market Neutral Momentum Fund Schedule of Investments September 30, 2020 (Unaudited) Investments Shares Value ($) LONG POSITIONS - 83.1% COMMON STOCKS - 83.1% Aerospace & Defense - 0.5% Axon Enterprise, Inc.*(a) 308 27,936 Air Freight & Logistics - 0.9% United Parcel Service, Inc., Class B(a) 164 27,327 XPO Logistics, Inc.* 304 25,737 53,064 Automobiles - 0.8% Tesla |
|
| November 17, 2020 |
AGF Investments Trust AGFiQ U.S. Market Neutral Momentum Fund Schedule of Investments September 30, 2020 (Unaudited) Investments Shares Value ($) LONG POSITIONS - 83.1% COMMON STOCKS - 83.1% Aerospace & Defense - 0.5% Axon Enterprise, Inc.*(a) 308 27,936 Air Freight & Logistics - 0.9% United Parcel Service, Inc., Class B(a) 164 27,327 XPO Logistics, Inc.* 304 25,737 53,064 Automobiles - 0.8% Tesla |
|
| May 19, 2020 |
May 19, 2020 VIA EDGAR Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: David Manion Re: AGF Investments Trust (File Nos. 333-173167 and 811-25540) (the “Registrant”) Dear Mr. Manion: On behalf of the Registrant, we wish to respond by this letter to comments of the Staff of the U.S. Securities and Exchange Commission (the “SEC” o |
|
| May 13, 2020 |
AGF Investments Trust AGFiQ U.S. Market Neutral Momentum Fund Schedule of Investments March 31, 2020 (Unaudited) Investments Shares Value ($) LONG POSITIONS - 68.9% COMMON STOCKS - 68.9% Aerospace & Defense - 2.6% Arconic, Inc.(a) 394 6,328 Axon Enterprise, Inc.*(a) 150 10,616 HEICO Corp. 108 8,058 L3Harris Technologies, Inc. 60 10,807 Lockheed Martin Corp. 32 10,846 Mercury Systems, Inc.* 152 10, |
|
| May 13, 2020 |
AGF Investments Trust AGFiQ U.S. Market Neutral Momentum Fund Schedule of Investments March 31, 2020 (Unaudited) Investments Shares Value ($) LONG POSITIONS - 68.9% COMMON STOCKS - 68.9% Aerospace & Defense - 2.6% Arconic, Inc.(a) 394 6,328 Axon Enterprise, Inc.*(a) 150 10,616 HEICO Corp. 108 8,058 L3Harris Technologies, Inc. 60 10,807 Lockheed Martin Corp. 32 10,846 Mercury Systems, Inc.* 152 10, |
|
| May 13, 2020 |
AGF Investments Trust AGFiQ U.S. Market Neutral Momentum Fund Schedule of Investments March 31, 2020 (Unaudited) Investments Shares Value ($) LONG POSITIONS - 68.9% COMMON STOCKS - 68.9% Aerospace & Defense - 2.6% Arconic, Inc.(a) 394 6,328 Axon Enterprise, Inc.*(a) 150 10,616 HEICO Corp. 108 8,058 L3Harris Technologies, Inc. 60 10,807 Lockheed Martin Corp. 32 10,846 Mercury Systems, Inc.* 152 10, |
|
| May 13, 2020 |
AGF Investments Trust AGFiQ U.S. Market Neutral Momentum Fund Schedule of Investments March 31, 2020 (Unaudited) Investments Shares Value ($) LONG POSITIONS - 68.9% COMMON STOCKS - 68.9% Aerospace & Defense - 2.6% Arconic, Inc.(a) 394 6,328 Axon Enterprise, Inc.*(a) 150 10,616 HEICO Corp. 108 8,058 L3Harris Technologies, Inc. 60 10,807 Lockheed Martin Corp. 32 10,846 Mercury Systems, Inc.* 152 10, |
|
| May 13, 2020 |
AGF Investments Trust AGF Global Sustainable Growth Equity Fund Schedule of Investments March 31, 2020 (Unaudited) Investments Shares Value ($) COMMON STOCKS - 99. |
|
| May 13, 2020 |
AGF Investments Trust AGFiQ U.S. Market Neutral Momentum Fund Schedule of Investments March 31, 2020 (Unaudited) Investments Shares Value ($) LONG POSITIONS - 68.9% COMMON STOCKS - 68.9% Aerospace & Defense - 2.6% Arconic, Inc.(a) 394 6,328 Axon Enterprise, Inc.*(a) 150 10,616 HEICO Corp. 108 8,058 L3Harris Technologies, Inc. 60 10,807 Lockheed Martin Corp. 32 10,846 Mercury Systems, Inc.* 152 10, |
|
| May 13, 2020 |
AGF Investments Trust AGF Global Sustainable Growth Equity Fund Schedule of Investments March 31, 2020 (Unaudited) Investments Shares Value ($) COMMON STOCKS - 99. |
|
| May 13, 2020 |
AGF Investments Trust AGFiQ U.S. Market Neutral Momentum Fund Schedule of Investments March 31, 2020 (Unaudited) Investments Shares Value ($) LONG POSITIONS - 68.9% COMMON STOCKS - 68.9% Aerospace & Defense - 2.6% Arconic, Inc.(a) 394 6,328 Axon Enterprise, Inc.*(a) 150 10,616 HEICO Corp. 108 8,058 L3Harris Technologies, Inc. 60 10,807 Lockheed Martin Corp. 32 10,846 Mercury Systems, Inc.* 152 10, |
|
| December 30, 2019 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on January 10, 2020, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d2-2(a)(3) That on |
|
| November 25, 2019 |
Fqf Trust N-Q - Quarterly Schedule of Portfolio Holdings - N-Q N-Q 1 tm1922399d2nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22540 AGF Investments Trust (Exact name of registrant as specified in charter) 53 State Street Suite 1308 Boston, MA 02109 (Address of principal executive offices) (Z |
|
| November 25, 2019 |
Exhibit 99.cert CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 AND SECTION 302 OF THE SARBANES OXLEY ACT OF 2002 I, William H. DeRoche, certify that: 1. I have reviewed this report on Form N-Q of AGF Investments Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make t |
|
| November 25, 2019 |
Exhibit 99.cert CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 AND SECTION 302 OF THE SARBANES OXLEY ACT OF 2002 I, William H. DeRoche, certify that: 1. I have reviewed this report on Form N-Q of AGF Investments Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make t |
|
| November 25, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22540 AGF Investments Trust (Exact name of registrant as specified in charter) 53 State Street Suite 1308 Boston, MA 02109 (Address of principal executive offices) (Zip code) William DeRoche, Pr |
|
| May 24, 2019 |
Fqf Trust N-Q - Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22540 FQF Trust (Exact name of registrant as specified in charter) 53 State Street Suite 1308 Boston, MA 02109 (Address of principal executive offices) (Zip code) William DeRoche, Trustee 53 Sta |
|
| May 24, 2019 |
EX-99.CERT 2 tv520438ex99-cert.htm CERTIFICATIONS PURSUANT TO SECTION 302 Exhibit 99.cert CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 AND SECTION 302 OF THE SARBANES OXLEY ACT OF 2002 I, William H. DeRoche, certify that: 1. I have reviewed this report on Form N-Q of FQF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a mate |
|
| May 24, 2019 |
Fqf Trust N-Q - Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22540 FQF Trust (Exact name of registrant as specified in charter) 53 State Street Suite 1308 Boston, MA 02109 (Address of principal executive offices) (Zip code) William DeRoche, President 53 S |
|
| May 24, 2019 |
EX-99.CERT 2 tv520437ex99-cert.htm CERTIFICATIONS PURSUANT TO SECTION 302 Exhibit 99.cert CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 AND SECTION 302 OF THE SARBANES OXLEY ACT OF 2002 I, William H. DeRoche, certify that: 1. I have reviewed this report on Form N-Q of FQF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a mate |
|
| April 30, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 FQF Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
|
| November 26, 2018 |
Exhibit 99.cert CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 AND SECTION 302 OF THE SARBANES OXLEY ACT OF 2002 I, William H. DeRoche, certify that: 1. I have reviewed this report on Form N-Q of FQF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statement |
|
| November 26, 2018 |
Fqf Trust N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 tv505856nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22540 FQF Trust (Exact name of registrant as specified in charter) 53 State Street Suite 1308 Boston, MA 02110 (Address of principal executive offices) (Zip code) Willia |
|
| November 26, 2018 |
Exhibit 99.cert CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 AND SECTION 302 OF THE SARBANES OXLEY ACT OF 2002 I, William H. DeRoche, certify that: 1. I have reviewed this report on Form N-Q of FQF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statement |
|
| November 26, 2018 |
Fqf Trust N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22540 FQF Trust (Exact name of registrant as specified in charter) 53 State Street Suite 1308 Boston, MA 02110 (Address of principal executive offices) (Zip code) William DeRoche, President 53 S |
|
| June 28, 2018 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on July 9, 2018, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d2- |
|
| June 28, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on July 9, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
|
| June 28, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on July 9, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
|
| June 7, 2018 |
Osi Etf Trust 425 (Prospectus) Filing by OSI ETF Trust pursuant to Rule 425 under the Securities Act of 1933. Subject Company: FQF Trust 333-224289 SHAREHOLDER SERVICES IMPORTANT NOTICE Re: FQF TRUST Dear Shareholder: We have tried unsuccessfully to contact you about a very important matter regarding your investment in the O'Shares FTSE U.S. Quality Dividend ETF, the O'Shares FTSE Europe Quality Dividend ETF, and/or the O'Share |
|
| May 24, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22540 FQF Trust (Exact name of registrant as specified in charter) 53 State Street Suite 1308 Boston, MA 02109 (Address of principal executive offices) (Zip code) Ronald C. Martin, Trustee 53 St |
|
| May 24, 2018 |
EX-99.CERT 2 tv493302ex99-cert.htm CERTIFICATIONS PURSUANT TO SECTION 302 Exhibit 99.cert CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 AND SECTION 302 OF THE SARBANES OXLEY ACT OF 2002 I, William H. DeRoche, certify that: 1. I have reviewed this report on Form N-Q of FQF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a mate |
|
| May 24, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22540 FQF Trust (Exact name of registrant as specified in charter) 53 State Street Suite 1308 Boston, MA 02109 (Address of principal executive offices) (Zip code) Ronald C. Martin, Trustee 53 St |
|
| May 24, 2018 |
EX-99.CERT 2 tv493300ex99-cert.htm CERTIFICATIONS PURSUANT TO SECTION 302 Exhibit 99.cert CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 AND SECTION 302 OF THE SARBANES OXLEY ACT OF 2002 I, William H. DeRoche, certify that: 1. I have reviewed this report on Form N-Q of FQF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a mate |
|
| May 24, 2018 |
EX-99.CERT 2 tv493301ex99-cert.htm CERTIFICATIONS PURSUANT TO SECTION 302 Exhibit 99.cert CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 AND SECTION 302 OF THE SARBANES OXLEY ACT OF 2002 I, William H. DeRoche, certify that: 1. I have reviewed this report on Form N-Q of FQF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a mate |
|
| May 24, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22540 FQF Trust (Exact name of registrant as specified in charter) 53 State Street Suite 1308 Boston, MA 02109 (Address of principal executive offices) (Zip code) Ronald C. Martin, Trustee 53 St |
|
| December 12, 2017 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on December 26, 2017, pursuant to the provisions of Rule 12d2-2 (a). |
|
| December 12, 2017 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE Archipelago Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on December 26, 2017, pursuant to the provisions of Rule 12d2-2 (a). |
|
| November 20, 2017 |
N-Q 1 tv479240nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22540 FQF Trust (Exact name of registrant as specified in charter) 53 State Street Suite 1308 Boston, MA 02109 (Address of principal executive offices) (Zip code) Ronald |
|
| November 20, 2017 |
N-Q 1 tv479236nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22540 FQF Trust (Exact name of registrant as specified in charter) 53 State Street Suite 1308 Boston, MA 02109 (Address of principal executive offices) (Zip code) Ronald |
|
| November 20, 2017 |
EX-99.CERT 2 tv479240ex99-cert.htm CERTIFICATIONS PURSUANT TO SECTION 302 Exhibit 99.cert CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 AND SECTION 302 OF THE SARBANES OXLEY ACT OF 2002 I, William H. DeRoche, certify that: 1. I have reviewed this report on Form N-Q of FQF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a mate |
|
| November 20, 2017 |
EX-99.CERT 2 tv479236ex99-cert.htm CERTIFICATIONS PURSUANT TO SECTION 302 Exhibit 99.cert CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 AND SECTION 302 OF THE SARBANES OXLEY ACT OF 2002 I, William H. DeRoche, certify that: 1. I have reviewed this report on Form N-Q of FQF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a mate |
|
| August 28, 2017 |
Report of Independent Registered Public Accounting Firm To the Trustees and Shareholders of FQF Trust: In planning and performing our audit of the financial statements of the portfolios comprising FQF Trust (hereafter referred to as the "Funds") as of and for the period ended June 30, 2017 in accordance with the standards of the Public Company Accounting Oversight Board (United States), we conside |
|
| May 25, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22540 FQF Trust (Exact name of registrant as specified in charter) 53 State Street Suite 1308 Boston, MA 02109 (Address of principal executive offices) (Zip code) Ronald C. Martin, Trustee 53 St |
|
| May 25, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22540 FQF Trust (Exact name of registrant as specified in charter) 53 State Street Suite 1308 Boston, MA 02109 (Address of principal executive offices) (Zip code) Ronald C. Martin, Trustee 53 St |
|
| May 25, 2017 |
Exhibit 99.cert CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 AND SECTION 302 OF THE SARBANES OXLEY ACT OF 2002 I, William H. DeRoche, certify that: 1. I have reviewed this report on Form N-Q of FQF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statement |
|
| May 25, 2017 |
Exhibit 99.cert CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 AND SECTION 302 OF THE SARBANES OXLEY ACT OF 2002 I, William H. DeRoche, certify that: 1. I have reviewed this report on Form N-Q of FQF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statement |
|
| November 22, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22540 FQF Trust (Exact name of registrant as specified in charter) 53 State Street Suite 1308 Boston, MA 02109 (Address of principal executive offices) (Zip code) Ronald C. Martin, Trustee 53 St |
|
| November 22, 2016 |
N-Q 1 s104583nq.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22540 FQF Trust (Exact name of registrant as specified in charter) 53 State Street Suite 1308 Boston, MA 02109 (Address of principal executive offices) (Zip |
|
| November 22, 2016 |
Exhibit 99.cert CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 AND SECTION 302 OF THE SARBANES OXLEY ACT OF 2002 I, William H. DeRoche, certify that: 1. I have reviewed this report on Form N-Q of FQF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statement |
|
| November 22, 2016 |
EX-99.CERT 2 s104582ex99-cert.htm CERTIFICATION Exhibit 99.cert CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 AND SECTION 302 OF THE SARBANES OXLEY ACT OF 2002 I, William H. DeRoche, certify that: 1. I have reviewed this report on Form N-Q of FQF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state |
|
| August 26, 2016 |
Report of Independent Registered Public Accounting Firm To the Trustees and Shareholders of FQF Trust: In planning and performing our audit of the financial statements of the portfolios comprising FQF Trust (hereafter referred to as the ?Funds?) as of and for the period ended June 30, 2016, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we consid |
|
| May 26, 2016 |
Exhibit 99.cert CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 AND SECTION 302 OF THE SARBANES OXLEY ACT OF 2002 I, William H. DeRoche, certify that: 1. I have reviewed this report on Form N-Q of FQF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statement |
|
| May 26, 2016 |
N-Q 1 v439112nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22540 FQF Trust (Exact name of registrant as specified in charter) 60 State Street Suite 700 Boston, MA 02109 (Address of principal executive offices) (Zip code) Ronald C |
|
| May 26, 2016 |
N-Q 1 v439110nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22540 FQF Trust (Exact name of registrant as specified in charter) 60 State Street Suite 700 Boston, MA 02109 (Address of principal executive offices) (Zip code) Ronald C |
|
| May 26, 2016 |
EX-99.CERT 2 v439112ex99-cert.htm CERTIFICATIONS Exhibit 99.cert CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 AND SECTION 302 OF THE SARBANES OXLEY ACT OF 2002 I, William H. DeRoche, certify that: 1. I have reviewed this report on Form N-Q of FQF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to stat |
|
| January 22, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
| December 11, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
|
| November 24, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22540 FQF Trust (Exact name of registrant as specified in charter) 60 State Street Suite 700 Boston, MA 02109 (Address of principal executive offices) (Zip code) Ronald C. Martin, Trustee 60 Sta |
|
| November 24, 2015 |
EX-99.CERT 2 v424195ex99-cert.htm CERTIFICATION Exhibit 99.cert CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 AND SECTION 302 OF THE SARBANES OXLEY ACT OF 2002 I, William H. DeRoche, certify that: 1. I have reviewed this report on Form N-Q of FQF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state |
|
| November 20, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
|
| August 27, 2015 |
Report of Independent Registered Public Accounting Firm To the Trustees and Shareholders of FQF Trust: In planning and performing our audit of the financial statements of the portfolios comprising FQF Trust (hereafter referred to as the "Funds") as of and for the period ended June 30, 2015, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we consid |
|
| August 24, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 FQF Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
|
| August 18, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 FQF Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
|
| July 10, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 FQF Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
|
| May 27, 2015 |
EX-99.CERT 2 v409773ex99-cert.htm CERTIFICATION Exhibit 99.cert CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 AND SECTION 302 OF THE SARBANES OXLEY ACT OF 2002 I, William H. DeRoche, certify that: 1. I have reviewed this report on Form N-Q of FQF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state |
|
| May 27, 2015 |
N-Q 1 v409773nq.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22540 FQF Trust (Exact name of registrant as specified in charter) 60 State Street Suite 700 Boston, MA 02109 (Address of principal executive offices) (Zip c |
|
| February 26, 2015 |
EX-99.A.III 2 v388255ex99aiii.htm CORRECTION TO THE TRUST INSTRUMENT Exhibit 99.a.iii Correction to the Trust Instrument The first sentence of Article II, Section 2 of the Trust's Trust Instrument, dated August 19, 2010, is corrected to provide, "The initial Trustee(s) shall be the person(s) signing the Trust's initial Certificate of Trust." http://www.sec.gov/Archives/edgar/data/1479599/000114420 |
|
| January 13, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 FQF Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
|
| November 25, 2014 |
N-Q 1 v393600nq.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22540 FQF Trust (Exact name of registrant as specified in charter) 60 State Street Suite 700 Boston, MA 02109 (Address of principal executive offices) (Zip c |
|
| November 25, 2014 |
CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 AND SECTION 302 OF THE SARBANES OXLEY ACT OF 2002 I, William H. |
|
| September 4, 2014 |
MOM / AGFiQ U.S. Market Neutral Momentum Fund AW - - AW FQF Trust 60 State Street, Suite 700 Boston, Massachusetts 02109 September 2, 2014 Ms. |
|
| August 26, 2014 |
Report of Independent Registered Public Accounting Firm To the Trustees and Shareholders of FQF Trust: In planning and performing our audit of the financial statements of portfolios comprising FQF Trust (hereafter referred to as the "Funds") as of and for the year ended June 30, 2014, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered t |
|
| May 23, 2014 |
Quarterly Schedule of Portfolio Holdings - N-Q N-Q 1 v377993nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22540 FQF Trust (Exact name of registrant as specified in charter) 60 State Street 7th Floor, Suite 727 Boston, MA 02109 (Address of principal executive offices) (Zip cod |
|
| May 23, 2014 |
EX-99.CERT 2 v377993ex99-cert.htm CERTIFICATIONS CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 AND SECTION 302 OF THE SARBANES OXLEY ACT OF 2002 I, William H. DeRoche, certify that: 1. I have reviewed this report on Form N-Q of FQF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fac |
|
| November 21, 2013 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22540 FQF Trust (Exact name of registrant as specified in charter) 60 State Street Suite 700, Room 771 Boston, MA 02109 (Address of principal executive offices) (Zip code) Ronald C. Martin, Trus |
|
| November 21, 2013 |
CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 AND SECTION 302 OF THE SARBANES OXLEY ACT OF 2002 I, William H. |
|
| October 10, 2013 |
Report of Independent Registered Public Accounting Firm To the Trustees and Shareholders of FQF Trust: In planning and performing our audit of the financial statements of portfolios comprising FQF Trust (hereafter referred to as the "Funds") as of and for the year ended June 30, 2013, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered t |
|
| October 10, 2013 |
Report of Independent Registered Public Accounting Firm To the Trustees and Shareholders of FQF ETF Trust: In planning and performing our audit of the financial statements of the portfolios comprising FQF Trust (hereafter referred to as the "Funds") as of and for the period ended June 30, 2012, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we co |
|
| August 29, 2013 |
Report of Independent Registered Public Accounting Firm To the Trustees and Shareholders of FQF Trust: In planning and performing our audit of the financial statements of portfolios comprising FQF Trust (hereafter referred to as the “Funds”) as of and for the year ended June 30, 2013, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered t |
|
| June 21, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule |
|
| June 21, 2013 |
[letterhead of K&L Gates] June 21, 2013 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: FQF Trust 1933 Act File No. 333-173167 1940 Act File No. 811-22540 Preliminary Proxy Statement Dear Sir or Madam: On behalf of the FQF Trust (the “Trust”), and its series (the “ETFs”), transmitted herewith for filing pursuant to Rule 14a-6(a) under the Securities |
|
| May 28, 2013 |
EX-99.CERT 2 v344582ex99cert.htm EXHIBIT 99.CERT CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 AND SECTION 302 OF THE SARBANES OXLEY ACT OF 2002 I, William DeRoche, certify that: 1. I have reviewed this report on Form N-Q of FQF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact n |
|
| May 28, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22540 FQF Trust (Exact name of registrant as specified in charter) 230 Congress Street, Floor 5 Boston, MA 02110 (Address of principal executive offices) (Zip code) Ronald C. Martin, Trustee 230 |
|
| January 22, 2013 |
CORRESP 1 filename1.htm January 22, 2013 VIA EDGAR Laura Hatch Office of Disclosure and Review Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: FQF Trust File Nos.: 811-22540; 333-173167 Dear Ms. Hatch: On December 3, 2012, FQF Trust (the “Registrant”) filed Post-Effective Amendment No. 5 (“PEA 5”) to its Registration Statement on |
|
| December 3, 2012 |
December 3, 2012 VIA EDGAR Laura Hatch Office of Disclosure and Review Division of Investment Management U. |
|
| November 26, 2012 |
CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 AND SECTION 302 OF THE SARBANES OXLEY ACT OF 2002 I, William DeRoche, certify that: 1. |
|
| November 26, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22540 FQF Trust (Exact name of registrant as specified in charter) 230 Congress Street, Floor 5 Boston, MA 02110 (Address of principal executive offices) (Zip code) Ronald C. Martin, Trustee 230 |
|
| August 24, 2012 |
Report of Independent Registered Public Accounting Firm To the Trustees and Shareholders of FQF ETF Trust: In planning and performing our audit of the financial statements of the portfolios comprising FQF Trust (hereafter referred to as the "Funds") as of and for the period ended June 30, 2012, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we co |
|
| May 23, 2012 |
CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 AND SECTION 302 OF THE SARBANES OXLEY ACT OF 2002 I, Kishore L. |
|
| May 23, 2012 |
Quarterly Schedule of Portfolio Holdings - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22540 FQF Trust (Exact name of registrant as specified in charter) 230 Congress Street, Floor 5 Boston, MA 02110 (Address of principal executive offices) (Zip code) Ronald C. Martin, Trustee 230 |
|
| November 28, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22540 FQF Trust (Exact name of registrant as specified in charter) 230 Congress Street, Floor 5 Boston, MA 02110 (Address of principal executive offices) (Zip code) Ronald C. Martin, Trustee 230 |
|
| November 28, 2011 |
CERTIFICATION PURSUANT TO RULE 30a-2(a) UNDER THE INVESTMENT COMPANY ACT OF 1940 AND SECTION 302 OF THE SARBANES OXLEY ACT OF 2002 I, Kishore L. |
|
| September 2, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 FQF Trust (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I. |
|
| August 10, 2011 |
FQF TRUST 230 Congress Street, 5th Floor Boston, MA 02110 August 9, 2011 FQF TRUST 230 Congress Street, 5th Floor Boston, MA 02110 August 9, 2011 VIA EDGAR U. |
|
| August 8, 2011 |
FFCM, LLC 230 Congress Street, Floor 5 Boston, MA 02110 July 29, 2011 FQF Trust 230 Congress Street, Floor 5 Boston, MA 02110 Ladies and Gentlemen: In order to provide FQF Trust (the ?Trust?) with initial capital, we hereby purchase from the Trust the amount of shares of each series of the Trust at the price per share as follows: Fund Number of Shares Price Per Share Total Investment QuantShares U. |
|
| August 8, 2011 |
N-1A/A 1 v231021n1aa.htm As filed with the Securities and Exchange Commission on August 5, 2011 1933 Act File No. 333-173167 1940 Act File No. 811-22540 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [ X ] Pre-Effective Amendment No. 2 [ X ] Post-Effective Amendment No. [ ] and/or REGISTRATION STATEMENT UNDER THE INVESTME |
|
| August 8, 2011 |
EXPENSE LIMITATION AGREEMENT FQF TRUST QUANTSHARES U.S. MARKET NEUTRAL MOMENTUM FUND QUANTSHARES U.S. MARKET NEUTRAL VALUE FUND QUANTSHARES U.S. MARKET NEUTRAL BETA FUND QUANTSHARES U.S. MARKET NEUTRAL SIZE FUND QUANTSHARES U.S. MARKET NEUTRAL QUALITY FUND QUANTSHARES U.S. MARKET NEUTRAL ANTI-MOMENTUM FUND QUANTSHARES U.S. MARKET NEUTRAL ANTI-BETA FUND 230 Congress Street, Floor 5 Boston, MA 02110 |
|
| August 8, 2011 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the use in this Registration Statement on Form N-1A (the ?Registration Statement?) of our report dated August 2, 2011, relating the July 27, 2011 financial statement of QuantShares U. |
|
| August 8, 2011 |
FFCM, LLC CODE OF ETHICS I. OVERVIEW The Code of Ethics (the "Code") is designed to reinforce FFCM?s reputation for integrity by avoiding even the appearance of impropriety in the conduct of the firm?s business. The Code sets forth procedures and limitations which govern the personal securities transactions of every FFCM employee. FFCM and its employees (?Supervised Persons?) are subject to certai |
|
| August 8, 2011 |
CORRESP 9 filename9.htm August 5, 2011 Laura E. Hatch Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: FQF Trust; File Nos. 333-173167 and 811-22540 Dear Ms. Hatch: This letter responds to your comments, discussed in our telephone conversation on June 9, 2011, regarding your review of Pre-Effective Amendment No. 1 to the registrati |
|
| August 8, 2011 |
July 29, 2011 FQF Trust 230 Congress Street, Floor 5 Boston, MA 02110 Ladies and Gentlemen: We have acted as counsel to FQF Trust, a Delaware statutory trust (the ?Trust?), in connection with the filing with the Securities and Exchange Commission (the ?SEC?) of Pre-Effective Amendment No. |
|
| May 26, 2011 |
FQF TRUST ETF DISTRIBUTION AGREEMENT This Distribution Agreement (the ?Agreement?) is made this day of 2011, by and between FQF Trust, a Delaware statutory trust (the ?Trust?) having its principal place of business at 230 Congress Street, 5th Floor, Boston, MA 02110 and Foreside Fund Services, LLC, a Delaware limited liability company (the ?Distributor,? and together with the Trust, the ?Parties?) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101. |
|
| May 26, 2011 |
EXECUTION COPY ETF Fund Servicing Agreement ? March 2010 version TABLE OF CONTENTS SECTION 1. |
|
| May 26, 2011 |
EXPENSE LIMITATION AGREEMENT FQF TRUST QUANTSHARES U.S. MARKET NEUTRAL MOMENTUM FUND QUANTSHARES U.S. MARKET NEUTRAL VALUE FUND QUANTSHARES U.S. MARKET NEUTRAL BETA FUND QUANTSHARES U.S. MARKET NEUTRAL SIZE FUND QUANTSHARES U.S. MARKET NEUTRAL QUALITY FUND QUANTSHARES U.S. MARKET NEUTRAL ANTI-MOMENTUM FUND QUANTSHARES U.S. MARKET NEUTRAL ANTI-BETA FUND 230 Congress Street, Floor 5 Boston, MA 02110 |
|
| May 26, 2011 |
EX-99.(G) 4 v224127ex99-g.htm EXECUTION COPY Table of Contents 1. INTENTION OF THE PARTIES; DEFINITIONS 2 1.1 Intention of the Parties 2 1.2 Definitions 2 2. WHAT J.P. MORGAN IS REQUIRED TO DO 5 2.1 Set Up Accounts 5 2.2 Cash Account 6 2.3 Segregation of Assets; Nominee Name 6 2.4 Settlement of Transactions 7 2.5 Contractual Settlement Date Accounting 7 2.6 Actual Settlement Date Accounting 8 2.7 |
|
| May 26, 2011 |
As filed with the Securities and Exchange Commission on May 26, 2011 1933 Act File No. |
|
| May 26, 2011 |
EXECUTION COPY ETF Agency Services Agreement ? US March 2010 version AGENCY SERVICES AGREEMENT THIS AGENCY SERVICES AGREEMENT made as of the day of , 2011 by and between FQF TRUST, a Delaware statutory trust and registered investment company under the Investment Company Act of 1940, as amended (?1940 Act?), with offices at 230 Congress Street, 5th Floor, Boston, MA 02110 (the ?Trust?) and JPMORGAN CHASE BANK, N. |
|
| May 26, 2011 |
EX-99.(O) 14 v224127ex99-o.htm POWER OF ATTORNEY FQF TRUST, a Delaware business trust (the “Trust”), and each of its undersigned officer(s) and trustees hereby nominates, constitutes and appoints Stacy L. Fuller, Kishore L. Karunakaran and Ronald C. Martin, Jr. (with full power to each of them to act alone) its/his/her true and lawful attorney-in-fact and agent, for it/him/her and on its/his/her b |
|
| May 26, 2011 |
Initial Draft FQF TRUST AUTHORIZED PARTICIPANT AGREEMENT This Authorized Participant Agreement (the ?Agreement?) is entered into by and between Foreside Fund Services, LLC (the ?Distributor?) and (the ?Participant?) and is subject to acceptance by JPMorgan Chase Bank, N. |
|
| May 26, 2011 |
May 23, 2011 Laura E. Hatch Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: FQF Trust; File Nos. 333-173167 and 811-22540 Dear Ms. Hatch: On March 30, 2011, FQF Trust (the ?Registrant?) filed its initial Registration Statement on Form N-1A with the U.S. Securities and Exchange Commission (the ?SEC?) to register seven exchange-trad |
|
| May 26, 2011 |
INVESTMENT ADVISORY AGREEMENT INVESTMENT ADVISORY AGREEMENT (?Agreement?), dated as of , 2011 between FQF Trust, a Delaware statutory trust (?Trust?), and FFCM, LLC a Delaware limited liability company (?Adviser?). |
|
| May 26, 2011 |
FQF TRUST 12b-1 Distribution and Service Plan FQF TRUST 12b-1 Distribution and Service Plan WHEREAS, FQF Trust (the ?Trust?) is an open-end management investment company registered as such under the Investment Company Act of 1940, as amended (the ?1940 Act?), and organized as a series trust; WHEREAS, the Board of Trustees of the Trust (?Trustees?) desires to adopt a plan of distribution pursuant to Rule l2b-1 under the 1940 Act with respect t |
|
| May 26, 2011 |
EX-99.(P)(I) 15 v224127ex99-pi.htm FQF TRUST CODE OF ETHICS This Code of Ethics (the “Code”) has been adopted by FQF Trust (the “Trust”) in compliance with Rule 17j-1 under the Investment Company Act of 1940 (the “Act”) (unless specifically identified, Rule 17j-1 is referred to as the “Rule”). This Code of Ethics is intended to ensure that all acts, practices and courses of business engaged in by |
|
| March 30, 2011 |
EX-99.A 2 v216567ex99-a.htm FQF TRUST 230 Congress Street, 5th Floor Boston, MA 02110 TRUST INSTRUMENT As adopted August 19, 2010 Table of Contents ARTICLE I DEFINITIONS 1 ARTICLE II THE TRUSTEES 2 Section 1. MANAGEMENT OF THE TRUST. 2 Section 2. INITIAL TRUSTEES; ELECTION AND NUMBER OF TRUSTEES. 3 Section 3. TERM OF OFFICE OF TRUSTEES. 3 Section 4. VACANCIES; APPOINTMENT OF TRUSTEES. 3 Section 5. |
|
| March 30, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection wit |
|
| March 30, 2011 |
As filed with the Securities and Exchange Commission on March 30, 2011 1933 Act File No. |
|
| March 30, 2011 |
FQF TRUST As adopted August 19, 2010 TABLE OF CONTENTS FQF TRUST BY-LAWS As adopted August 19, 2010 TABLE OF CONTENTS Page ARTICLE I PRINCIPAL OFFICE AND SEAL 1 Section 1. |
|
| March 30, 2011 |
K&L | GATES Kirkpatrick & Lockhart Preston Gates Ellis llp 1601 K Street NW Washington, DC 20006-1600 T 202. |
|
| March 8, 2010 |
March 8, 2010 Stacy L. Fuller D 202.778.9475 F 202.778.9100 [email protected] March 8, 2010 Stacy L. Fuller D 202.778.9475 F 202.778.9100 [email protected] EDGAR FILING Mr. Michael W. Mundt Assistant Director Division of Investment Management U.S. Securities and Exchange Commission 100 F. Street, NE Washington, DC 20549 RE: FQF Trust and FFCM, LLC 40-APP File No. 812-13750 Request for Withdrawal of Application Dear Mr. Mundt: On February 2, 2010, FQF Trust and FFCM, |
|
| March 8, 2010 |
March 8, 2010 Stacy L. Fuller D 202.778.9475 F 202.778.9100 [email protected] EDGAR FILING Mr. Michael W. Mundt Assistant Director Division of Investment Management U.S. Securities and Exchange Commission 100 F. Street, NE Washington, DC 20549 RE: FQF Trust and FFCM, LLC 40-APP File No. 812-13758 Request for Withdrawal of Application Dear Mr. Mundt: On February 25, 2010, FQF Trust and FFCM, |
