CCT / Comcast Corporation - Preferred Security - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

Comcast Corporation - Preferred Security
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CIK 1494538
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Comcast Corporation - Preferred Security
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
April 2, 2019 N-54C

CCT / Corporate Capital Trust, Inc. NOTIFICATION OF WITHDRAWAL

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-54C NOTIFICATION OF WITHDRAWAL OF ELECTION TO BE SUBJECT TO SECTIONS 55 THROUGH 65 OF THE INVESTMENT COMPANY ACT OF 1940 FILED PURSUANT TO SECTION 54(c) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned business development company hereby notifies the Securities and Exchange Commission that it withdraws its election

January 9, 2019 15-12B

CCT / Corporate Capital Trust, Inc. FORM 15-12B

Form 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-38287 Corporate Capital Trust, Inc.* (Exact name of registra

December 20, 2018 EX-99.25

EX-99.25

EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on December 31, 2018, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12

December 19, 2018 EX-99.1

FS/KKR Announces Closing of Merger of FS Investment Corporation and Corporate Capital Trust Combination Creates Second-Largest Publicly Traded BDC FS Investment Corporation Renamed FS KKR Capital Corp. and Will Trade under Ticker Symbol FSK on NYSE B

Corporate Capital Trust 8-K Exhibit 99.1 FS/KKR Announces Closing of Merger of FS Investment Corporation and Corporate Capital Trust Combination Creates Second-Largest Publicly Traded BDC FS Investment Corporation Renamed FS KKR Capital Corp. and Will Trade under Ticker Symbol FSK on NYSE Board of Directors Authorizes $200 Million Share Repurchase Program PHILADELPHIA and NEW YORK – December 19, 2

December 19, 2018 8-K

Regulation FD Disclosure, Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 19, 2018 CORPORATE CAPITAL TRUST, INC. (Exact name of Registrant as specified in its charter) Maryland 814-00827 27-2857503 (State or Other Jurisdiction of Incorporation) (Co

December 6, 2018 8-K

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 6, 2018 CORPORATE CAPITAL TRUST, INC. (Exact name of Registrant as specified in its charter) Maryland 001-38287 27-2857503 (State or Other Jurisdiction of Incorporation or Or

December 3, 2018 425

Corporate Capital Trust 8-K

Filed by Corporate Capital Trust, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. Commission File No. 814-00827 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of THE SECURITIES EXCHANGE

December 3, 2018 EX-99.1

FS/KKR ANNOUNCES SHAREHOLDER APPROVAL OF MERGER OF FS INVESTMENT CORPORATION AND CORPORATE CAPITAL TRUST FS Investment Corporation to Be Renamed FS KKR Capital Corp. and Trade under Ticker Symbol FSK on NYSE

EX-99.1 2 ex99-1.htm PRESS RELEASE Corporate Capital Trust 8-K Exhibit 99.1 FS/KKR ANNOUNCES SHAREHOLDER APPROVAL OF MERGER OF FS INVESTMENT CORPORATION AND CORPORATE CAPITAL TRUST FS Investment Corporation to Be Renamed FS KKR Capital Corp. and Trade under Ticker Symbol FSK on NYSE PHILADELPHIA, PA and NEW YORK, NY – December 3, 2018 – FS/KKR Advisor, LLC (FS/KKR), a partnership between FS Invest

December 3, 2018 8-K

Regulation FD Disclosure, Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) of THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of Earliest Event Reported): December 3, 2018 CORPORATE CAPITAL TRUST, INC. (Exact name of Registrant as specified in its charter) Maryland 814-00827 27-2857503 (State or Other Jurisdiction of Incorporation) (Com

December 3, 2018 EX-99.1

FS/KKR ANNOUNCES SHAREHOLDER APPROVAL OF MERGER OF FS INVESTMENT CORPORATION AND CORPORATE CAPITAL TRUST FS Investment Corporation to Be Renamed FS KKR Capital Corp. and Trade under Ticker Symbol FSK on NYSE

EX-99.1 2 ex99-1.htm PRESS RELEASE Corporate Capital Trust 8-K Exhibit 99.1 FS/KKR ANNOUNCES SHAREHOLDER APPROVAL OF MERGER OF FS INVESTMENT CORPORATION AND CORPORATE CAPITAL TRUST FS Investment Corporation to Be Renamed FS KKR Capital Corp. and Trade under Ticker Symbol FSK on NYSE PHILADELPHIA, PA and NEW YORK, NY – December 3, 2018 – FS/KKR Advisor, LLC (FS/KKR), a partnership between FS Invest

December 3, 2018 425

FSIC / FS Investment Corporation 425 (Prospectus)

425 Filed by FS Investment Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc.

December 3, 2018 EX-99.1

FS/KKR ANNOUNCES SHAREHOLDER APPROVAL OF MERGER OF FS INVESTMENT CORPORATION AND CORPORATE CAPITAL TRUST FS Investment Corporation to Be Renamed FS KKR Capital Corp. and Trade under Ticker Symbol FSK on NYSE

EX-99.1 3 d668902dex991.htm EX-99.1 Exhibit 99.1 FS/KKR ANNOUNCES SHAREHOLDER APPROVAL OF MERGER OF FS INVESTMENT CORPORATION AND CORPORATE CAPITAL TRUST FS Investment Corporation to Be Renamed FS KKR Capital Corp. and Trade under Ticker Symbol FSK on NYSE PHILADELPHIA, PA and NEW YORK, NY – December 3, 2018 – FS/KKR Advisor, LLC (FS/KKR), a partnership between FS Investments and KKR Credit Adviso

December 3, 2018 EX-3.1

Articles of Amendment to the Second Articles of Amendment and Restatement of FS Investment Corporation

EX-3.1 2 d668902dex31.htm EX-3.1 Exhibit 3.1 FS INVESTMENT CORPORATION ARTICLES OF AMENDMENT FS Investment Corporation, a Maryland corporation (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of the State of Maryland that: FIRST: The Corporation desires to, and hereby does, amend its charter (the “Charter”) as currently in effect as hereinafter set forth. S

November 16, 2018 425

CCT / Corporate Capital Trust, Inc. FILING UNDER SECURITIES ACT RULE 425 (Prospectus)

Filed by Corporate Capital Trust, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. Commission File No. 814-00827 FS INVESTMENT CORPORATION OFFICIAL NOTICE We urgently need your vote to approve FSIC’s proposals! The annual meeting of stockholders is fast approaching.

November 16, 2018 425

FSIC / FS Investment Corporation 425 (Prospectus)

425 Filed by FS Investment Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc.

November 13, 2018 425

CCT / Corporate Capital Trust, Inc. FILING UNDER SECURITIES ACT RULE 425 (Prospectus)

Filed by Corporate Capital Trust, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. Commission File No. 814-00827 The following are excerpts from Corporate Capital Trust, Inc.’s earnings call held on November 8, 2018 for the period ended September 30, 2018. Todd Chris

November 13, 2018 425

FSIC / FS Investment Corporation 425 (Prospectus)

425 Filed by FS Investment Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc.

November 8, 2018 425

CCT / Corporate Capital Trust, Inc. FILING UNDER SECURITIES ACT RULE 425 (Prospectus)

Filed by Corporate Capital Trust, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. Commission File No. 814-00827 FS Investment Corporation OFFICIAL NOTICE We urgently need your vote to approve FSIC’s proposals! The annual meeting of stockholders is fast approaching.

November 8, 2018 425

FSIC / FS Investment Corporation 425 (Prospectus)

425 Filed by FS Investment Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc.

November 8, 2018 10-Q

CCT / Corporate Capital Trust, Inc. 10-Q (Quarterly Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2017 For the quarterly period ended September 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file num

November 8, 2018 425

CCT / Corporate Capital Trust, Inc. FILING UNDER SECURITIES ACT RULE 425 (Prospectus)

Filed by Corporate Capital Trust, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. Commission File No. 814-00827 The following is an excerpt from Corporate Capital Trust, Inc.’s quarterly report on Form 10-Q for the period ended September 30, 2018, filed on November

November 7, 2018 425

CCT / Corporate Capital Trust, Inc. FILING UNDER SECURITIES ACT RULE 425 (Prospectus)

425 1 cct-425110718.htm FILING UNDER SECURITIES ACT RULE 425 Filed by Corporate Capital Trust, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. Commission File No. 814-00827 The following are excerpts from a press release attached to Corporate Capital Trust Inc.’s cu

November 7, 2018 425

FSIC / FS Investment Corporation 425 (Prospectus)

425 Filed by FS Investment Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc.

November 7, 2018 EX-99.1

Corporate Capital Trust, Inc. Reports Third Quarter 2018 Results

EX-99.1 2 ex99-1.htm PRESS RELEASE Corporate Capital Trust, Inc. 8-K Exhibit 99.1 Corporate Capital Trust, Inc. Reports Third Quarter 2018 Results SAN FRANCISCO – Corporate Capital Trust, Inc. (NYSE:CCT), a leading business development company, announced its operating results for the quarter ended September 30, 2018. Financial Highlights for the Quarter Ended September 30, 2018 ● Pro forma net inv

November 7, 2018 8-K

Regulation FD Disclosure, Results of Operations and Financial Condition, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 7, 2018 CORPORATE CAPITAL TRUST, INC. (Exact name of Registrant as specified in its charter) Maryland 001-38287 27-2857503 (State or Other Jurisdiction of Incorporation or Or

October 29, 2018 425

FSIC / FS Investment Corporation 425 (Prospectus)

425 Filed by FS Investment Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc.

October 29, 2018 425

CCT / Corporate Capital Trust, Inc. FILING UNDER SECURITIES ACT RULE 425 (Prospectus)

Filed by Corporate Capital Trust, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. Commission File No. 814-00827 FS INVESTMENT CORPORATION October 29, 2018 Your vote is missing! FS Investment Corporation is hosting its annual meeting of stockholders on December 3, 20

October 19, 2018 425

FSIC / FS Investment Corporation 425 (Prospectus)

425 Filed by FS Investment Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc.

October 19, 2018 425

CCT / Corporate Capital Trust, Inc. FILING UNDER SECURITIES ACT RULE 425 (Prospectus)

425 1 cct-425101918.htm FILING UNDER SECURITIES ACT RULE 425 Filed by Corporate Capital Trust, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. Commission File No. 814-00827 FS INVESTMENT CORPORATION October 19, 2018 Dear Fellow Stockholder, As Chairman and Chief Exe

October 9, 2018 425

CCT / Corporate Capital Trust, Inc. FILING UNDER SECURITIES ACT RULE 425 (Prospectus)

425 1 cct-425100918.htm FILING UNDER SECURITIES ACT RULE 425 Filed by Corporate Capital Trust, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. Commission File No. 814-00827

October 9, 2018 425

FSIC / FS Investment Corporation 425 (Prospectus)

425 1 d633611d425.htm 425 Filed by FS Investment Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. File No. of Related Registration Statement: 333-226410 YOUR VOTE MATTERS Please take action today Dear Fellow Stockholder, As the Chairman and CEO of FS Investmen

October 4, 2018 425

CCT / Corporate Capital Trust, Inc. FILING UNDER SECURITIES ACT RULE 425 (Prospectus)

425 1 cct-425100418.htm FILING UNDER SECURITIES ACT RULE 425 Filed by Corporate Capital Trust, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. Commission File No. 814-00827 FSIC/CCT PROXY IS LIVE Please encourage your clients to vote when they receive their proxy ma

October 4, 2018 425

FSIC / FS Investment Corporation 425 (Prospectus)

425 Filed by FS Investment Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc.

September 27, 2018 425

FSIC / FS Investment Corporation 425 (Prospectus)

Filed by FS Investment Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-6(b) of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc.

September 27, 2018 DEFM14A

CCT / Corporate Capital Trust, Inc. DEFM14A

DEFM14A 1 d608072ddefm14a.htm DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box:

August 14, 2018 425

CCT / Corporate Capital Trust, Inc. FILING UNDER SECURITIES ACT RULE 425 (Prospectus)

Filed by Corporate Capital Trust, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. Commission File No. 814-00827 On August 10, 2018, Corporate Capital Trust, Inc. (“CCT”) held a conference call to discuss CCT’s financial results for the quarter ended June 30, 2018. The

August 13, 2018 425

FSIC / FS Investment Corporation 425 (Prospectus)

425 1 d563742d425.htm 425 Filed by FS Investment Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. Commission File No. 814-00827 On August 10, 2018, FS Investment Corporation (“FSIC”) held a conference call to discuss FSIC’s financial results for the quarter ende

August 10, 2018 8-K

(Incorporated by reference to Exhibit 10.1 to the Company's Current Report on Form 8-K filed on August 10, 2018)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 9, 2018 CORPORATE CAPITAL TRUST, INC. (Exact name of Registrant as specified in its charter) Maryland 001-38287 27-2857503 (State or Other Jurisdiction of Incorporation or Orga

August 10, 2018 EX-99.1

FS/KKR Advisor Announces the Closing of a New Five-Year, $3.435 Billion Revolving Credit Facility

EX-99.1 3 ex99-1.htm PRESS RELEASE Corporate Capital Trust, Inc. 8-k Exhibit 99.1 FS/KKR Advisor Announces the Closing of a New Five-Year, $3.435 Billion Revolving Credit Facility PHILADELPHIA and NEW YORK, Aug. 9, 2018 /PRNewswire/ - FS/KKR Advisor, LLC (FS/KKR), a partnership between FS Investments and KKR Credit that serves as the investment adviser to six business development companies (BDCs),

August 10, 2018 EX-10.1

SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of August 9, 2018 CORPORATE CAPITAL TRUST, INC., FS INVESTMENT CORPORATION, FS INVESTMENT CORPORATION II, and FS INVESTMENT CORPORATION III, as Borrowers, The LENDERS Party Hereto JPMORGAN CHASE BANK

EX-10.1 2 ex10-1.htm SENIOR SECURED REVOLVING CREDIT AGREEMENT Corporate Capital Trust, Inc. 8-k Exhibit 10.1 EXECUTION VERSION SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of August 9, 2018 among CORPORATE CAPITAL TRUST, INC., FS INVESTMENT CORPORATION, FS INVESTMENT CORPORATION II, and FS INVESTMENT CORPORATION III, as Borrowers, The LENDERS Party Hereto and JPMORGAN CHASE BANK, N.A. as Ad

August 9, 2018 EX-99.1

Corporate Capital Trust, Inc. Reports Second Quarter 2018 Results and Declares Regular Dividend for Third Quarter

Corporate Capital Trust, Inc. 8-K Exhibit 99.1 Corporate Capital Trust, Inc. Reports Second Quarter 2018 Results and Declares Regular Dividend for Third Quarter SAN FRANCISCO – Corporate Capital Trust, Inc. (NYSE:CCT), a leading business development company, announced its operating results for the quarter ended June 30, 2018, and announced that its board of directors has declared its third quarter

August 9, 2018 8-K

Results of Operations and Financial Condition, Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 cct-8k080918.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 9, 2018 CORPORATE CAPITAL TRUST, INC. (Exact name of Registrant as specified in its charter) Maryland 001-38287 27-2857503 (State or Other

August 9, 2018 425

CCT / Corporate Capital Trust, Inc. EARNINGS AND 10-Q (Prospectus)

Filed by Corporate Capital Trust, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. Commission File No. 814-00827 The following is an excerpt from Corporate Capital Trust Inc.’s quarterly report on Form 10-Q for the period ended June 30, 2018, filed on August 9, 2018. O

August 9, 2018 425

FSIC / FS Investment Corporation 425 (Prospectus)

Filed by FS Investment Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc.

August 9, 2018 10-Q

CCT / Corporate Capital Trust, Inc. 10-Q (Quarterly Report)

10-Q 1 cct-063018x10q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2017 For the quarterly period ended June 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT O

July 24, 2018 425

FSIC / FS Investment Corporation 425 (Prospectus)

425 1 d582727d425.htm 425 Filed by FS Investment Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. Commission File No. 814-00827 FS Analyst Call Prosek Partners July 23, 2018 Transcript by TransPerfect OPERATOR: Good morning ladies and gentlemen, welcome to today

July 24, 2018 425

CCT / Corporate Capital Trust, Inc. AGREEMENT AND PLAN OF MERGER (Prospectus)

Filed by Corporate Capital Trust, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. Commission File No. 814-00827 CCT Analyst Call Prosek Partners July 23, 2018 Transcript by TransPerfect OPERATOR: Good morning ladies and gentlemen, welcome to today’s conference call to

July 23, 2018 425

FSIC / FS Investment Corporation 425 (Prospectus)

425 1 d566937d425.htm 425 Filed by FS Investment Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. Commission File No. 814-00827 Attached hereto as Exhibit 1 is an Investor Presentation. Attached hereto as Exhibit 2 is a Q&A: FS Investment Corporation/Corporate C

July 23, 2018 425

Corporate Capital Trust 425

425 1 cct-425072318.htm FILING UNDER SECURITIES ACT RULE 425 Filed by Corporate Capital Trust, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. Commission File No. 814-00827 Explanatory Note Attached hereto as Exhibit 1 is an investor presentation regarding the propose

July 23, 2018 EX-1

Exhibit 1

Corporate Capital Trust 425 Exhibit 1 MERGER OF FS INVESTMENT CORPORATION & CORPORATE CAPITAL TRUST Investor presentation JULY 23, 2018 All data in presentation as of 3/31/2018 unless otherwise stated 1.

July 23, 2018 EX-2

Exhibit 2

Corporate Capital Trust 425 Exhibit 2 Q&A: FS Investment Corporation / Corporate Capital Trust Merger 1.

July 23, 2018 425

Corporate Capital Trust, Inc. 425

425 1 cct-425072218.htm CURRENT REPORT Filed by Corporate Capital Trust, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. Commission File No. 814-00827 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 1

July 23, 2018 EX-10.1

INDEMNIFICATION AGREEMENT

Corporate Capital Trust, Inc. 425 Exhibit 10.1 INDEMNIFICATION AGREEMENT This Indemnification Agreement (this “Agreement”) is made and entered into on July 22, 2018 (the “Effective Date”), by and between Corporate Capital Trust, Inc., a Maryland corporation (the “Company,” which term shall include, where appropriate, any Entity (as hereinafter defined) controlled directly or indirectly by the Comp

July 23, 2018 EX-99.1

FS/KKR Announces Agreement to Merge FS Investment Corporation and Corporate Capital Trust Combination of FSIC and CCT to Create Second Largest Publicly-Traded BDC

Corporate Capital Trust, Inc. 425 Exhibit 99.1 FS/KKR Announces Agreement to Merge FS Investment Corporation and Corporate Capital Trust Combination of FSIC and CCT to Create Second Largest Publicly-Traded BDC PHILADELPHIA, PA, and NEW YORK, NY – July 23, 2018 – FS/KKR Advisor, LLC, a partnership between FS Investments and KKR Credit Advisors (US) LLC (FS/KKR), today announced that FS Investment C

July 23, 2018 EX-3.1

AMENDMENT NO. 1 TO THIRD AMENDED AND RESTATED BYLAWS CORPORATE CAPITAL TRUST, INC.

Corporate Capital Trust, Inc. 425 Exhibit 3.1 AMENDMENT NO. 1 TO THIRD AMENDED AND RESTATED BYLAWS OF CORPORATE CAPITAL TRUST, INC. Pursuant to ARTICLE XIV of the Third Amended and Restated Bylaws (the “Bylaws”) of Corporate Capital Trust, Inc., a Maryland corporation (the “Corporation”), the Bylaws have been amended as follows: A new ARTICLE XVI is hereby added to read as follows: ARTICLE XVI IND

July 23, 2018 EX-2.1

AGREEMENT AND PLAN OF MERGER FS INVESTMENT CORPORATION, IC ACQUISITION, INC., CORPORATE CAPITAL TRUST, INC. FS/KKR ADVISOR, LLC Dated as of July 22, 2018 Table of Contents

EX-2.1 2 ex2-1.htm AGREEMENT AND PLAN OF MERGER Corporate Capital Trust, Inc. 425 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER among FS INVESTMENT CORPORATION, IC ACQUISITION, INC., CORPORATE CAPITAL TRUST, INC. and FS/KKR ADVISOR, LLC Dated as of July 22, 2018 Table of Contents Page ARTICLE I THE MERGER 2 1.1 The Merger 2 1.2 Closing 2 1.3 Effective Time 2 1.4 Effects of the Merger 2 1.5 Conversion o

July 23, 2018 EX-3.1

AMENDMENT NO. 1 TO THIRD AMENDED AND RESTATED BYLAWS CORPORATE CAPITAL TRUST, INC.

Corporate Capital Trust, Inc. 8-K Exhibit 3.1 AMENDMENT NO. 1 TO THIRD AMENDED AND RESTATED BYLAWS OF CORPORATE CAPITAL TRUST, INC. Pursuant to ARTICLE XIV of the Third Amended and Restated Bylaws (the “Bylaws”) of Corporate Capital Trust, Inc., a Maryland corporation (the “Corporation”), the Bylaws have been amended as follows: A new ARTICLE XVI is hereby added to read as follows: ARTICLE XVI IND

July 23, 2018 EX-2.1

AGREEMENT AND PLAN OF MERGER FS INVESTMENT CORPORATION, IC ACQUISITION, INC., CORPORATE CAPITAL TRUST, INC. FS/KKR ADVISOR, LLC Dated as of July 22, 2018 Table of Contents

Corporate Capital Trust, Inc. 8-K Exhibit 2.1 AGREEMENT AND PLAN OF MERGER among FS INVESTMENT CORPORATION, IC ACQUISITION, INC., CORPORATE CAPITAL TRUST, INC. and FS/KKR ADVISOR, LLC Dated as of July 22, 2018 Table of Contents Page ARTICLE I THE MERGER 2 1.1 The Merger 2 1.2 Closing 2 1.3 Effective Time 2 1.4 Effects of the Merger 2 1.5 Conversion of Capital Stock 2 1.6 Charter and Bylaws of the

July 23, 2018 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 22, 2018 CORPORATE CAPITAL TRUST, INC. (Exact name of Registrant as specified in its charter) Maryland 001-38287 27-2857503 (State or Other Jurisdiction of Incorporation or Organ

July 23, 2018 EX-10.1

INDEMNIFICATION AGREEMENT

Corporate Capital Trust, Inc. 8-K Exhibit 10.1 INDEMNIFICATION AGREEMENT This Indemnification Agreement (this “Agreement”) is made and entered into on July 22, 2018 (the “Effective Date”), by and between Corporate Capital Trust, Inc., a Maryland corporation (the “Company,” which term shall include, where appropriate, any Entity (as hereinafter defined) controlled directly or indirectly by the Comp

July 23, 2018 EX-99.1

FS/KKR Announces Agreement to Merge FS Investment Corporation and Corporate Capital Trust Combination of FSIC and CCT to Create Second Largest Publicly-Traded BDC

Corporate Capital Trust, Inc. 8-K Exhibit 99.1 FS/KKR Announces Agreement to Merge FS Investment Corporation and Corporate Capital Trust Combination of FSIC and CCT to Create Second Largest Publicly-Traded BDC PHILADELPHIA, PA, and NEW YORK, NY – July 23, 2018 – FS/KKR Advisor, LLC, a partnership between FS Investments and KKR Credit Advisors (US) LLC (FS/KKR), today announced that FS Investment C

July 23, 2018 425

FSIC / FS Investment Corporation 425 (Prospectus)

425 1 d566937d425.htm 425 Filed by FS Investment Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Corporate Capital Trust, Inc. Commission File No. 814-00827 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE

July 23, 2018 EX-2.1

Agreement and Plan of Merger, by and among FS Investment Corporation, IC Acquisition, Inc., Corporate Capital Trust, Inc. and FS/KKR Advisor, LLC, dated as of July 22, 2018

EX-2.1 2 d566937dex21.htm EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER among FS INVESTMENT CORPORATION, IC ACQUISITION, INC., CORPORATE CAPITAL TRUST, INC. and FS/KKR ADVISOR, LLC Dated as of July 22, 2018 TABLE OF CONTENTS Page ARTICLE I THE MERGER 2 1.1 The Merger 2 1.2 Closing 2 1.3 Effective Time 2 1.4 Effects of the Merger 2 1.5 Conversion of Capital Stock 2 1.6 Charter a

July 23, 2018 EX-99.1

FS/KKR Announces Agreement to Merge FS Investment Corporation and Corporate Capital Trust Combination of FSIC and CCT to Create Second Largest Publicly-Traded BDC

EX-99.1 4 d566937dex991.htm EX-99.1 Exhibit 99.1 FS/KKR Announces Agreement to Merge FS Investment Corporation and Corporate Capital Trust Combination of FSIC and CCT to Create Second Largest Publicly-Traded BDC PHILADELPHIA, PA, and NEW YORK, NY – July 23, 2018 – FS/KKR Advisor, LLC, a partnership between FS Investments and KKR Credit Advisors (US) LLC (FS/KKR), today announced that FS Investment

July 23, 2018 EX-3.1

Amendment No. 1 to the Second Amended and Restated Bylaws of FS Investment Corporation

EX-3.1 Exhibit 3.1 AMENDMENT NO. 1 TO SECOND AMENDED AND RESTATED BYLAWS OF FS INVESTMENT CORPORATION Pursuant to ARTICLE XV of the Second Amended and Restated Bylaws (the “Bylaws”) of FS Investment Corporation, a Maryland corporation (the “Corporation”), the Bylaws of the Corporation have been amended as follows: A new ARTICLE XVI is hereby added to read as follows: ARTICLE XVI EXCLUSIVE FORUM Un

May 15, 2018 8-K

Results of Operations and Financial Condition, Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 cct-8k051518.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 15, 2018 CORPORATE CAPITAL TRUST, INC. (Exact name of Registrant as specified in its charter) Maryland 001-38287 27-2857503 (State or Other J

May 15, 2018 EX-99.1

Corporate Capital Trust, Inc. Reports First Quarter 2018 Results

Corporate Capital Trust, Inc. 8-K Exhibit 99.1 Corporate Capital Trust, Inc. Reports First Quarter 2018 Results SAN FRANCISCO – Corporate Capital Trust, Inc. (NYSE:CCT), a leading business development company, announced its operating results for the quarter ended March 31, 2018, and announced that its board of directors has declared its second quarter 2018 regular dividend. Financial Highlights fo

May 14, 2018 EX-10.1

Second Amendment to Loan and Security Agreement, dated as of January 16, 2018, by and among CCT New York Funding, LLC, Corporate Capital Trust, Inc., State Street Bank and JP Morgan Chase Bank. (Incorporated by reference to Exhibit 10.1 to Corporate Capital Trust, Inc.’s Quarterly Report on Form 10-Q filed on May 15, 2018.)

Exhibit 10.1 Execution Copy SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENT This Second Amendment to Loan and Security Agreement (this "Amendment"), dated as of January 16, 2018, is entered into among CCT New York Funding, LLC (f/k/a CCT SE I LLC), a Delaware limited liability company, as borrower (the "Company"); Corporate Capital Trust, Inc., as portfolio manager (the "Portfolio Manager"); State

May 14, 2018 10-Q

CCT / Corporate Capital Trust, Inc. 10-Q (Quarterly Report)

10-Q 1 cct-033118x10q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2017 For the quarterly period ended March 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT

April 20, 2018 EX-99.1

Audited Consolidated Financial Statements of Hilding Anders Holdings 3 AB for the years ended December 31, 2017, 2016 and 2015 (Filed herewith)

hildinganders2017financi

April 20, 2018 10-K/A

CCT / Corporate Capital Trust, Inc. 10-K/A (Annual Report)

10-K/A 1 cct-123117x10ka.htm 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 8

April 9, 2018 8-K

Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 9, 2018 CORPORATE CAPITAL TRUST, INC. (Exact name of Registrant as specified in its charter) Maryland 001-38287 27-2857503 (State or Other Jurisdiction of Incorporation or Organ

April 9, 2018 EX-10.1

INVESTMENT ADVISORY AGREEMENT BETWEEN CORPORATE CAPITAL TRUST, INC. AND FS/KKR ADVISOR, LLC

Corporate Capital Trust, Inc. 8-K Exhibit 10.1 INVESTMENT ADVISORY AGREEMENT BETWEEN CORPORATE CAPITAL TRUST, INC. AND FS/KKR ADVISOR, LLC This Investment Advisory Agreement (this “Agreement”) is made as of April 9, 2018, by and between CORPORATE CAPITAL TRUST, INC., a Maryland corporation (the “Company”), and FS/KKR ADVISOR, LLC, a Delaware limited liability company (the “Adviser”). WHEREAS, the

April 9, 2018 EX-10.2

ADMINISTRATIVE SERVICES AGREEMENT

Corporate Capital Trust, Inc. 8-K Exhibit 10.2 ADMINISTRATIVE SERVICES AGREEMENT This Administrative Services Agreement (this “Agreement”) is made as of April 9, 2018, by and between CORPORATE CAPITAL TRUST, INC., a Maryland corporation (hereinafter referred to as the “Company”), and FS/KKR ADVISOR, LLC, a Delaware limited liability company (hereinafter referred to as the “Administrator”). W I T N

April 9, 2018 EX-99.1

FS Investments and KKR Close Transaction, Creating Largest BDC Platform Investors Overwhelmingly Approve New Partnership

Corporate Capital Trust, Inc. 8-K Exhibit 99.1 FS Investments and KKR Close Transaction, Creating Largest BDC Platform Investors Overwhelmingly Approve New Partnership PHILADELPHIA, PA, and NEW YORK, NY – April 9, 2018 – FS Investments and KKR today announced the closing of their previously announced transaction to create the market’s largest business development company (BDC) platform, with $18 b

April 4, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 cct-8k032918.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 29, 2018 CORPORATE CAPITAL TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-38287 27-2857503 (State or Other

March 26, 2018 8-K

Submission of Matters to a Vote of Security Holders

8-K 1 cct-8k032618.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 26, 2018 CORPORATE CAPITAL TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-38287 27-2857503 (State or Other

March 14, 2018 EX-21.1

Subsidiaries of the Registrant (Filed herewith)

EXHIBIT 21.1 All entities were formed in Delaware, unless otherwise noted, and all entities do business under the name listed. ENTITIES CCT Dublin Funding Designated Activity Company CCT Funding LLC CCT Holdings LLC CCT Holdings II LLC CCT New York Funding LLC CCT SE III LLC CCT SE IV LLC CCT SE V LLC CCT SE VI LLC CCT SE VII LLC CCT Tokyo Funding LLC FCF LLC Halifax Funding LLC Paris Funding LLC

March 14, 2018 10-K

CCT / Corporate Capital Trust, Inc. 10-K (Annual Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 814-00827 CORPORATE CAPITAL TRUST, IN

March 14, 2018 EX-14.1

Amended and Restated Code of Ethics (Filed herewith)

CODE OF ETHICS - RULE 17j-1 A. Policy Overview: Rule 17j-l (the “Rule”) under the Investment Company Act of 1940, as amended (the “1940 Act”) requires, in part, that the Company and the Advisor adopt a written code of ethics containing provisions reasonably necessary to prevent its Access Persons (as that term is defined in the Rule and further described in Section B.2 below) from engaging in any

March 6, 2018 EX-99.1

Corporate Capital Trust, Inc. Reports Fourth Quarter and Full Year 2017 Results

EX-99.1 2 ex99-1.htm PRESS RELEASE Corporate Capital Trust, Inc. 8-K Exhibit 99.1 Corporate Capital Trust, Inc. Reports Fourth Quarter and Full Year 2017 Results SAN FRANCISCO – Corporate Capital Trust, Inc. (NYSE:CCT), a leading business development company, announced its operating results for the quarter and year ended December 31, 2017. Financial Highlights for the Quarter Ended December 31, 20

March 6, 2018 8-K

Results of Operations and Financial Condition, Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 6, 2018 CORPORATE CAPITAL TRUST, INC. (Exact name of Registrant as specified in its charter) Maryland 001-38287 27-2857503 (State or Other Jurisdiction of Incorporation or Organ

February 15, 2018 DEFA14A

CCT / Corporate Capital Trust, Inc. ADDITIONAL DEFINITIVE PROXY SOLICITING MATERIALS

DEFA14A 1 cct-defa14a021418.htm ADDITIONAL DEFINITIVE PROXY SOLICITING MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Ch

January 23, 2018 DEF 14A

CCT / Corporate Capital Trust, Inc. DEFINITIVE PROXY STATEMENT

DEF 14A 1 cct-def14a032618.htm DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box

January 23, 2018 CORRESP

CCT / Corporate Capital Trust, Inc. CORRESP

Cira Centre 2929 Arch Street Philadelphia, PA 19104-2808 +1 215 994 4000 Main +1 215 994 2222 Fax www.

January 19, 2018 8-K

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 16, 2018 CORPORATE CAPITAL TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 001-38287 27-2857503 (State or Other Jurisdiction of Incorporation or Or

November 9, 2017 EX-10.2

First Amendment to Loan and Servicing Agreement, dated September 20, 2017, by and among CCT Tokyo Funding LLC, Corporate Capital Trust, Inc. and Sumitomo Mitsui Banking Corporation. (Filed herewith.)

EX-10.2 Exhibit 10.2 Execution Version AMENDMENT NO. 1 AMENDMENT NO. 1 dated as of September 20, 2017 (this “Amendment”) between CORPORATE CAPITAL TRUST, INC. (the “Borrower”), the Lenders executing this Agreement on the signature pages hereto and JPMORGAN CHASE BANK, N.A., in its capacity as Administrative Agent (the “Administrative Agent”) under the Credit Agreement referred to below. The Borrow

November 9, 2017 10-Q

CCT / Corporate Capital Trust, Inc. FORM 10-Q (Quarterly Report)

Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

November 9, 2017 EX-10.1

Amendment to Loan and Security Agreement, dated September 1, 2017, by and among CCT New York Funding LLC, Corporate Capital Trust, Inc., State Street Bank and Trust Company and JP Morgan Chase Bank, N.A. (Incorporated by reference to Exhibit 10.1 to Corporate Capital Trust, Inc.’s Quarterly Report on Form 10-Q filed on November 9, 2017.)

EX-10.1 Exhibit 10.1 Execution Copy AMENDMENT TO LOAN AND SECURITY AGREEMENT This Amendment to Loan and Security Agreement (this “Amendment”), dated as of September 1, 2017, is entered into among CCT SE I LLC, a Delaware limited liability company, as borrower (the “Company”); Corporate Capital Trust, Inc., as portfolio manager (the “Portfolio Manager”); State Street Bank and Trust Company (“State

November 9, 2017 EX-10.3

First Amendment to Loan and Servicing Agreement, dated September 20, 2017, by an among CCT Tokyo Funding LLC, Corporate Capital Trust, Inc. and Sumitomo Mitsui Banking Corporation. (Incorporated by reference to Exhibit 10.3 to Corporate Capital Trust, Inc.’s Quarterly Report on Form 10-Q filed on November 9, 2017.)

EX-10.3 Exhibit 10.3 EXECUTION VERSION FIRST AMENDMENT TO LOAN AND SERVICING AGREEMENT (CCT Tokyo Funding LLC) THIS FIRST AMENDMENT TO LOAN AND SERVICING AGREEMENT, dated as of September 20, 2017 (this “Amendment”), is entered into by and among CCT TOKYO FUNDING LLC, as the Borrower (the “Borrower”), CORPORATE CAPITAL TRUST, INC., as the Servicer, the Lender identified on the signature pages heret

November 9, 2017 EX-10.4

Amendment No. 1, dated as of October 6, 2017, by and among Corporate Capital Trust, Inc., the lenders party thereto, and JP Morgan Chase Bank, N.A. (Filed herewith.)

EX-10.4 EXHIBIT 10.4 EXECUTION VERSION AMENDMENT NO. 1 AMENDMENT NO. 1 dated as of October 6, 2017 between CORPORATE CAPITAL TRUST, INC. (the “Borrower”), the Lenders executing this Agreement on the signature pages hereto and JPMORGAN CHASE BANK, N.A., in its capacity as Administrative Agent (the “Administrative Agent”) under the Credit Agreement referred to below. The Borrower, the Lenders party

August 11, 2017 10-Q

CCT / Corporate Capital Trust, Inc. FORM 10-Q (Quarterly Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 814-00827 CORPORATE CAPITAL TRUST, INC. (Exac

March 2, 2015 SC TO-I/A

CCT / Corporate Capital Trust, Inc. SC TO-I/A - - SCHEDULE TO AMENDMENT NO 1

Schedule TO Amendment No 1 As filed with the Securities and Exchange Commission on March 2, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

January 13, 2015 EX-99.(A)(1)(C)

** ONLY COMPLETE THIS FORM IF YOU NO LONGER WANT THE COMPANY TO REPURCHASE YOUR SHARES ** Return to: Corporate Capital Trust, Inc. 430 W. 7th Street, Ste. 219001 Kansas City, MO 64105-1407 Client Services: Toll-Free (866) 650-0650 Fax (877) 694-1116

Form of Notice of Withdrawal EXHIBIT 99(a)(1)(C) ** ONLY COMPLETE THIS FORM IF YOU NO LONGER WANT THE COMPANY TO REPURCHASE YOUR SHARES ** Return to: Corporate Capital Trust, Inc.

January 13, 2015 EX-99.(A)(1)(A)

OFFER TO PURCHASE SHARES OF COMMON STOCK FOR CASH FOR THE QUARTER ENDED DECEMBER 31, 2014, AT A PURCHASE PRICE PER SHARE EQUAL TO $9.82 THE OFFER WILL EXPIRE AND THE LETTER OF TRANSMITTAL MUST BE RECEIVED BY CORPORATE CAPITAL TRUST, INC. BY 5:00 P.M.

Offer to Purchase EXHIBIT 99(a)(1)(A) OFFER TO PURCHASE SHARES OF COMMON STOCK FOR CASH FOR THE QUARTER ENDED DECEMBER 31, 2014, AT A PURCHASE PRICE PER SHARE EQUAL TO $9.

January 13, 2015 EX-99.(A)(1)(D)

Corporate Capital Trust, Inc. 430 W. 7th Street Ste. 219001 Kansas City, MO 64105-1407

Shareholder Letter and Summary Advertisement EXHIBIT 99(a)(1)(D) January 13, 2015 Dear Shareholder: 450 S.

January 13, 2015 EX-99.(A)(1)(B)

IF YOU WISH TO RETAIN YOUR SHARES, PLEASE DISREGARD THIS LETTER OF TRANSMITTAL.

Form of Letter of Transmittal EXHIBIT 99(a)(1)(B) Return to: Corporate Capital Trust, Inc.

January 13, 2015 SC TO-I

CCT / Corporate Capital Trust, Inc. SC TO-I - - SC TO-I

SC TO-I As filed with the Securities and Exchange Commission on January 13, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

January 9, 2015 EX-10.39

Fifth Amendment to Credit Agreement between CCT Funding LLC, the lenders referred to therein and Deutsche Bank AG, New York Branch, as administrative agent (incorporated by reference to Exhibit 10.39 to the Company’s Current Report on Form 8-K filed on January 9, 2015).

Fifth Amendment to Credit Agreement Exhibit 10.39 FIFTH AMENDMENT TO CREDIT AGREEMENT THIS FIFTH AMENDMENT TO CREDIT AGREEMENT (together with all schedules and exhibits hereto, this “Fifth Amendment”), dated as of January 9, 2015 (the “Fifth Amendment Closing Date”), is entered into by and among CCT FUNDING LLC, a Delaware limited liability company (the “Borrower”), and DEUTSCHE BANK AG, NEW YORK

January 9, 2015 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

Form 8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 8, 2015 CORPORATE CAPITAL TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 814-00827 27-2857503 (State or Other Jurisdiction of Incorporatio

December 23, 2014 8-K

Financial Statements and Exhibits, Other Events

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 22, 2014 CORPORATE CAPITAL TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 814-00827 27-2857503 (State or Other Jurisdiction of Incorpora

December 23, 2014 EX-99.1

CORPORATE CAPITAL TRUST ANNOUNCES CHANGE IN OFFERING PRICE —Public offering price per share adjusts to $11.00 —

EX-99.1 2 d841728dex991.htm PRESS RELEASE Exhibit 99.1 News Release For information contact: Sherry Magee Senior Vice President Communications CNL Financial Group 407-650-1223 CORPORATE CAPITAL TRUST ANNOUNCES CHANGE IN OFFERING PRICE —Public offering price per share adjusts to $11.00 — (ORLANDO, Fla.) Dec. 23, 2014 – The board of directors of Corporate Capital Trust has announced that, due to a d

December 1, 2014 SC TO-I/A

CCT / Corporate Capital Trust, Inc. SC TO-I/A - - SCHEDULE TO - AMENDMENT NO 1

Schedule TO - Amendment No 1 As filed with the Securities and Exchange Commission on December 1, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

November 25, 2014 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 24, 2014 CORPORATE CAPITAL TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 814-00827 27-2857503 (State or Other Jurisdiction of Incorpora

November 25, 2014 EX-10.1

Commitment Increase Agreement, dated as of November 24, 2014, by and among the Registrant, the lenders party thereto and JPMorgan Chase Bank, N.A., as administrative agent and issuing bank (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on November 25, 2014).

Commitment Increase Agreement Exhibit 10.1 COMMITMENT INCREASE AGREEMENT November 24, 2014 JPMorgan Chase Bank, N.A., as Administrative Agent for the Lenders party to the Credit Agreement referred to below (the “Administrative Agent”) 500 Stanton Christiana Road, Ops 2 Floor 3 Newark, DE 19713-2107 Attention: Heshan Wanigasekera (Telecopy No.: 302-634-4166) Ladies and Gentlemen: We refer to the $4

November 13, 2014 EX-99.1

CORPORATE CAPITAL TRUST ANNOUNCES THIRD QUARTER RESULTS — Company’s balance sheet is well positioned for market volatility —

EX-99.1 2 d778711dex991.htm PRESS RELEASE Exhibit 99.1 Press Release For information contact: Sherry Magee Senior Vice President Communications CNL Financial Group (407) 650-1223 CORPORATE CAPITAL TRUST ANNOUNCES THIRD QUARTER RESULTS — Company’s balance sheet is well positioned for market volatility — (ORLANDO, Fla.) Nov. 13, 2014 – Corporate Capital Trust, a business development company that pro

November 13, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 13, 2014 CORPORATE CAPITAL TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 814-00827 27-2857503 (State or Other Jurisdiction of Incorpora

November 7, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 5, 2014 CORPORATE CAPITAL TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 814-00827 27-2857503 (State or Other Jurisdiction of Incorporat

October 24, 2014 EX-99.1

CORPORATE CAPITAL TRUST TO HOLD QUARTERLY EARNINGS CALL ON NOV. 14, 2014

Press Release Exhibit 99.1 News Release For information contact: Sherry Magee Senior Vice President Communications CNL Financial Group 407-650-1223 CORPORATE CAPITAL TRUST TO HOLD QUARTERLY EARNINGS CALL ON NOV. 14, 2014 (ORLANDO, Fla.) Oct. 24, 2014 – Corporate Capital Trust, a non-traded business development company that provides individuals the opportunity to invest in the debt of privately own

October 24, 2014 8-K

Financial Statements and Exhibits, Other Events

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 24, 2014 CORPORATE CAPITAL TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 814-00827 27-2857503 (State or Other Jurisdiction of Incorporat

October 14, 2014 EX-99.(A)(1)(C)

**ONLY COMPLETE THIS FORM IF YOU NO LONGER WANT THE COMPANY TO REPURCHASE YOUR SHARES** Return to: Corporate Capital Trust, Inc. 430 W. 7th Street, Ste. 219001 Kansas City, MO 64105-1407 Client Services: Toll-Free (866) 650-0650 Fax (877) 694-1116

EX-99.(A)(1)(C) 4 d804219dex99a1c.htm FORM OF NOTICE OF WITHDRAWAL. EXHIBIT 99(a)(1)(C) **ONLY COMPLETE THIS FORM IF YOU NO LONGER WANT THE COMPANY TO REPURCHASE YOUR SHARES** Return to: Corporate Capital Trust, Inc. 430 W. 7th Street, Ste. 219001 Kansas City, MO 64105-1407 Client Services: Toll-Free (866) 650-0650 Fax (877) 694-1116 WITHDRAWAL OF SHARE REPURCHASE REQUEST Instructions COMPLETE AND

October 14, 2014 EX-99.(A)(1)(A)

OFFER TO PURCHASE SHARES OF COMMON STOCK FOR CASH FOR THE QUARTER ENDED SEPTEMBER 30, 2014, AT A PURCHASE PRICE PER SHARE EQUAL TO $10.06 THE OFFER WILL EXPIRE AND THE LETTER OF TRANSMITTAL MUST BE RECEIVED BY CORPORATE CAPITAL TRUST, INC. BY 5:00 P.

Offer to Purchase, dated October 14, 2014. EXHIBIT 99(a)(1)(A) OFFER TO PURCHASE SHARES OF COMMON STOCK FOR CASH FOR THE QUARTER ENDED SEPTEMBER 30, 2014, AT A PURCHASE PRICE PER SHARE EQUAL TO $10.06 THE OFFER WILL EXPIRE AND THE LETTER OF TRANSMITTAL MUST BE RECEIVED BY CORPORATE CAPITAL TRUST, INC. BY 5:00 P.M., CENTRAL TIME, ON NOVEMBER 26, 2014, UNLESS THE OFFER IS EXTENDED. To the Shareholde

October 14, 2014 EX-99.(A)(1)(D)

Toll-Free Number

EX-99.(A)(1)(D) 5 d804219dex99a1d.htm SHAREHOLDER LETTER AND SUMMARY ADVERTISEMENT, DATED OCTOBER 14, 2014. EXHIBIT 99(a)(1)(D) 450 S. Orange Avenue Orlando, FL 32801 Tel 866.745.3797 Fax 407.540.7653 www.CorporateCapitalTrust.com Mailing Address: P.O. Box 4920 Orlando, Florida 32802-4920 October 14, 2014 Dear Shareholder: THIS IS NOTIFICATION OF THE QUARTERLY SHARE REPURCHASE OFFER FOR THE QUARTE

October 14, 2014 EX-99.(A)(1)(B)

IF YOU WISH TO RETAIN YOUR SHARES, PLEASE DISREGARD THIS LETTER OF TRANSMITTAL.

Form of Letter of Transmittal. EXHIBIT 99(a)(1)(B) Return to: Corporate Capital Trust, Inc. 430 W. 7th Street, Ste. 219001 Kansas City, MO 64105-1407 CNL Client Services Toll-Free (866) 650-0650 Fax (877) 694-1116 Letter of Transmittal IF YOU WISH TO RETAIN YOUR SHARES, PLEASE DISREGARD THIS LETTER OF TRANSMITTAL. This is the Letter of Transmittal for the Share Repurchase Program for the quarter e

October 14, 2014 SC TO-I

CCT / Corporate Capital Trust, Inc. SC TO-I - - SC TO-I

SC TO-I As filed with the Securities and Exchange Commission on October 14, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

September 9, 2014 POS EX

CCT / Corporate Capital Trust, Inc. POS EX - - POST EFFECTIVE AMENDMENT NO 3

As filed with the Securities and Exchange Commission on September 8, 2014 1933 Act File No.

September 8, 2014 EX-3.1

CORPORATE CAPITAL TRUST, INC. SECOND AMENDED AND RESTATED BYLAWS

Second Amended and Restated Bylaws Exhibit 3.1 CORPORATE CAPITAL TRUST, INC. SECOND AMENDED AND RESTATED BYLAWS These Second Amended and Restated Bylaws (the “Bylaws”) of Corporate Capital Trust, Inc., a corporation organized under the laws of the State of Maryland (the “Company”), having National Registered Agents, Inc. of MD appointed as its resident agent located at 351 W. Camden Street, Baltim

September 8, 2014 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 5, 2014 CORPORATE CAPITAL TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 814-00827 27-2857503 (State or Other Jurisdiction of Incorporation or O

August 29, 2014 SC TO-I/A

CCT / Corporate Capital Trust, Inc. SC TO-I/A - - SC TO-I/A

As filed with the Securities and Exchange Commission on August 29, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

August 15, 2014 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 d774617d8k.htm FORM 8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 15, 2014 CORPORATE CAPITAL TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 814-00827 27-2857503 (State or Other Jurisdi

August 15, 2014 EX-99.1

CORPORATE CAPITAL TRUST REPORTS SECOND QUARTER 2014 RESULTS

Press Release Exhibit 99.1 Press Release For information contact: Sherry Magee Senior Vice President Communications CNL Financial Group 407-650-1223 CORPORATE CAPITAL TRUST REPORTS SECOND QUARTER 2014 RESULTS (ORLANDO, Fla.) Aug. 15, 2014 – Corporate Capital Trust, a business development company that provides individuals the opportunity to invest in the debt of privately owned American companies,

August 13, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 11, 2014 CORPORATE CAPITAL TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 814-00827 27-2857503 (State or Other Jurisdiction of Incorporation or Org

July 31, 2014 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 31, 2014 CORPORATE CAPITAL TRUST, INC. (Exact name of registrant as specified in its charter) Maryland 814-00827 27-2857503 (State or Other Jurisdiction of Incorporation or Organ

July 28, 2014 POS 8C

CCT / Corporate Capital Trust, Inc. POS 8C - - POST EFFECTIVE AMENDMENT NO 2 TO FORM N-2

Table of Contents As filed with the Securities and Exchange Commission on July 25, 2014 1933 Act File No.

July 28, 2014 CORRESP

CCT / Corporate Capital Trust, Inc. CORRESP - -

SEC Correspondence Letter Darren C. Skinner [email protected] +1 202.942.5636 +1 202.942.5999 Fax 555 Twelfth Street, NW Washington, DC 20004-1206 July 25, 2014 CORRESPONDENCE FILED VIA EDGAR SUBMISSION James E. O’Connor, Esq. Senior Counsel Christina DiAngelo Fettig Senior Staff Accountant U.S. Securities and Exchange Commission 100 F Street N.E. Washington DC 20549 Re: Corporate Capital

July 28, 2014 EX-2.(N)(2)

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Consent Exhibit (n)(2) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Post-Effective Amendment No.

July 28, 2014 EX-2.(N)(4)

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

EX-2.(N)(4) 3 d746910dex2n4.htm CONSENT Exhibit (n)(4) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Post-Effective Amendment No. 2 to Registration Statement No. 333-189544 on Form N-2 of our report dated May 7, 2014, relating to the information set forth under the heading “Senior Securities” and to the references to us under the head

July 14, 2014 EX-99.(A)(1)(A)

OFFER TO PURCHASE SHARES OF COMMON STOCK FOR CASH FOR THE QUARTER ENDED JUNE 30, 2014, AT A PURCHASE PRICE PER SHARE EQUAL TO $10.15. THE OFFER WILL EXPIRE AND THE LETTER OF TRANSMITTAL MUST BE RECEIVED BY CORPORATE CAPITAL TRUST, INC. BY 5:00 P.M.,

EX-99.(A)(1)(A) 2 d754427dex99a1a.htm OFFER TO PURCHASE EXHIBIT 99(a)(1)(A) OFFER TO PURCHASE SHARES OF COMMON STOCK FOR CASH FOR THE QUARTER ENDED JUNE 30, 2014, AT A PURCHASE PRICE PER SHARE EQUAL TO $10.15. THE OFFER WILL EXPIRE AND THE LETTER OF TRANSMITTAL MUST BE RECEIVED BY CORPORATE CAPITAL TRUST, INC. BY 5:00 P.M., CENTRAL TIME, ON AUGUST 27, 2014, UNLESS THE OFFER IS EXTENDED. To the Sha

July 14, 2014 EX-99.(A)(1)(C)

Corporate Capital Trust, Inc. 430 W. 7th Street, Ste. 219001 Kansas City, MO 64105-1407 Phone (866) 650-0650 Fax (877) 694-1116 One Investor Information Print registration name(s) exactly as it appears on your account. Name of Investor/Trustee Social

EX-99.(A)(1)(C) 4 d754427dex99a1c.htm FORM OF NOTICE OF WITHDRAWAL. Exhibit 99(a)(1)(C) Return to: Corporate Capital Trust, Inc. 430 W. 7th Street, Ste. 219001 Kansas City, MO 64105-1407 CNL Client Services Toll-Free (866) 650-0650 Fax (877) 694-1116 NOTICE OF WITHDRAWAL Information THIS IS A WITHDRAWAL REQUEST. COMPLETE AND RETURN THIS FORM ONLY IF YOU WISH TO WITHDRAW YOUR PENDING SHARE REPURCHA

July 14, 2014 EX-99.(A)(1)(B)

IF YOU WISH TO RETAIN YOUR SHARES, PLEASE DISREGARD THIS LETTER OF TRANSMITTAL.

Form of Letter of Transmittal. Exhibit 99(a)(1)(B) Return to: Corporate Capital Trust, Inc. 430 W. 7th Street, Ste. 219001 Kansas City, MO 64105-1407 CNL Client Services Toll-Free (866) 650-0650 Fax (877) 694-1116 Letter of Transmittal IF YOU WISH TO RETAIN YOUR SHARES, PLEASE DISREGARD THIS LETTER OF TRANSMITTAL. This is the Letter of Transmittal for the Share Repurchase Program for the quarter e

July 14, 2014 EX-99.(A)(1)(D)

Corporate Capital Trust, Inc. 430 W. 7th Street Ste. 219001 Kansas City, MO 64105-1407

Shareholder Letter and Summary Advertisement Exhibit 99(a)(1)(D) 450 S. Orange Avenue Orlando, FL 32801 Tel 866.745.3797 Fax 407.540.7653 www.CorporateCapitalTrust.com Mailing Address: P.O. Box 4920 Orlando, Florida 32802-4920 July 14, 2014 Dear Shareholder: THIS IS NOTIFICATION OF THE QUARTERLY SHARE REPURCHASE OFFER FOR THE QUARTER ENDED JUNE 30, 2014. PLEASE DISREGARD THIS NOTICE IF YOU HAVE NO

July 14, 2014 SC TO-I

CCT / Corporate Capital Trust, Inc. SC TO-I - - SC TO-I

As filed with the Securities and Exchange Commission on July 14, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

June 2, 2014 SC TO-I/A

- SC TO-I/A

As filed with the Securities and Exchange Commission on June 2, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

May 22, 2014 EX-10.1

Omnibus Amendment to the Senior Secured Term Loan Agreement, dated as of May 19, 2014, among the Registrant, as borrower, the subsidiary guarantor party thereto, the lenders party thereto and JPMorgan Chase Bank, N.A., as administrative agent and collateral agent (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on May 22, 2014).

Omnibus Amendment Exhibit 10.1 Execution Version OMNIBUS AMENDMENT OMNIBUS AMENDMENT (this “Amendment”) dated as of May 19, 2014 among CORPORATE CAPITAL TRUST, INC. (the “Borrower”), the Lenders party hereto and JPMORGAN CHASE BANK, N.A., in its capacity as Administrative Agent (the “Administrative Agent”) under the Credit Agreement referred to below and as Collateral Agent (the “Collateral Agent”

May 22, 2014 EX-10.2

Senior Secured Term Loan Agreement, dated as of May 20, 2014, among the Registrant, as borrower, the lenders from time to time party thereto and JPMorgan Chase Bank, N.A., as administrative agent (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed on May 22, 2014).

Senior Secured Term Loan Agreement Exhibit 10.2 SENIOR SECURED TERM LOAN CREDIT AGREEMENT dated as of May 20, 2014 Among CORPORATE CAPITAL TRUST, INC. The LENDERS Party Hereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent J.P. MORGAN SECURITIES LLC MIZUHO BANK, LTD. HSBC SECURITIES (USA) INC. MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED BARCLAYS BANK PLC and GREENSLEDGE CAPITAL MARK

May 22, 2014 EX-99.1

CORPORATE CAPITAL TRUST CLOSES $400 MILLION SENIOR SECURED TERM LOAN — Total borrowing capacity increases to $1.43 billion —

Press Release Exhibit 99.1 News Release For information contact: Sherry Magee Senior Vice President Communications CNL Financial Group (407) 650-1223 CORPORATE CAPITAL TRUST CLOSES $400 MILLION SENIOR SECURED TERM LOAN — Total borrowing capacity increases to $1.43 billion — (ORLANDO, Fla.) May 22, 2014 — Corporate Capital Trust, a business development company that provides individuals the opportun

May 22, 2014 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K 1 d729075d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 19, 2014 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Maryland 814-00827 27-2857503 (State or other jurisdict

May 13, 2014 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2014 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland 27-2857503 (State or other jurisdiction of

May 7, 2014 EX-2.(N)(2)

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Consent Exhibit 2(n)(2) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Post-Effective Amendment No.

May 7, 2014 EX-2.(N)(3)

REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Report of Independent Registered Public Accounting Firm Exhibit 2(n)(3) REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors and Shareholders of Corporate Capital Trust, Inc.

May 7, 2014 POS 8C

- POST EFFECTIVE AMENDMENT NO 1 TO FORM N-2

Post Effective Amendment No 1 to Form N-2 Table of Contents As filed with the Securities and Exchange Commission on May 7, 2014 1933 Act File No.

April 21, 2014 8-K

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 21, 2014 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland 27-2857503 (State or other jurisdiction

April 15, 2014 EX-99.A.1.C

Corporate Capital Trust, Inc. 430 W. 7th Street, Ste. 219001 Kansas City, MO 64105-1407 Phone (866) 650-0650 Fax (877) 694-1116

Form of Notice EXHIBIT (a)(1)(C) Return to: Corporate Capital Trust, Inc. 430 W. 7th Street, Ste. 219001 Kansas City, MO 64105-1407 CNL Client Services Toll-Free (866) 650-0650 Fax (877) 694-1116 NOTICE OF WITHDRAWAL OF TENDER REGARDING SHARES HELD IN CORPORATE CAPITAL TRUST, INC. COMPLETING AND RETURNING THIS FORM WILL RESCIND YOUR SHARE REPURCHASE REQUEST. PLEASE ONLY COMPLETE AND RETURN THIS FO

April 15, 2014 EX-99.A.1.D

THIS IS NOTIFICATION OF THE QUARTERLY SHARE REPURCHASE OFFER FOR THE QUARTER ENDED MARCH 31, 2014. IF YOU ARE NOT INTERESTED IN SELLING YOUR SHARES AT THIS TIME, KINDLY DISREGARD THIS NOTICE.

EX-99.A.1.D 5 d711780dex99a1d.htm SHAREHOLDER LETTER EXHIBIT 99(a)(1)(D) 450 S. Orange Avenue Orlando, FL 32801 Tel 866.745.3797 Fax 407.540.7653 www.CorporateCapitalTrust.com Mailing Address: P.O. Box 4920 Orlando, Florida 32802-4920 THIS IS NOTIFICATION OF THE QUARTERLY SHARE REPURCHASE OFFER FOR THE QUARTER ENDED MARCH 31, 2014. IF YOU ARE NOT INTERESTED IN SELLING YOUR SHARES AT THIS TIME, KIN

April 15, 2014 SC TO-I

- SC TO-I

As filed with the Securities and Exchange Commission on April 15, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 15, 2014 EX-99.A.1.A

OFFER TO PURCHASE SHARES OF COMMON STOCK FOR CASH FOR THE QUARTER ENDED MARCH 31, 2014, AT A PURCHASE PRICE PER SHARE EQUAL TO $10.12 THE OFFER WILL EXPIRE AND THE LETTER OF TRANSMITTAL MUST BE RECEIVED BY CORPORATE CAPITAL TRUST, INC. BY 5:00 P.M.,

EX-99.A.1.A 2 d711780dex99a1a.htm OFFER TO PURCHASE EXHIBIT 99(a)(1)(A) OFFER TO PURCHASE SHARES OF COMMON STOCK FOR CASH FOR THE QUARTER ENDED MARCH 31, 2014, AT A PURCHASE PRICE PER SHARE EQUAL TO $10.12 THE OFFER WILL EXPIRE AND THE LETTER OF TRANSMITTAL MUST BE RECEIVED BY CORPORATE CAPITAL TRUST, INC. BY 5:00 P.M., CENTRAL TIME, ON MAY 28, 2014, UNLESS THE OFFER IS EXTENDED. To the Shareholde

April 15, 2014 EX-99.A.1.B

THE OFFER WILL EXPIRE AT 5:00 P.M., CENTRAL TIME, ON MAY 28, 2014 (THE “EXPIRATION DATE”), UNLESS THE OFFER IS EXTENDED.

Form of Letter EXHIBIT 99(a)(1)(B) Return to: Corporate Capital Trust, Inc. 430 W. 7th Street, Ste. 219001 Kansas City, MO 64105-1407 CNL Client Services Toll-Free (866) 650-0650 Fax (877) 694-1116 Letter of Transmittal This is the Letter of Transmittal for the Share Repurchase Program for the quarter ended March 31, 2014, pursuant to the Offer to Purchase dated April 15, 2014 (the “Offer to Purch

April 10, 2014 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2014 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland 27-2857503 (State or other jurisdiction o

April 10, 2014 EX-10.1

Commitment Increase Agreement, dated as of March 31, 2014, among the Registrant, the lenders from time to time party thereto and JPMorgan Chase Bank, N.A., as administrative agent and issuing bank (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on April 10, 2014).

Commitment Increase Agreement between the Company and JPMorgan Chase Bank, N.A., Exhibit 10.1 COMMITMENT INCREASE AGREEMENT March 31, 2014 JPMorgan Chase Bank, N.A., as Administrative Agent for the Lenders party to the Credit Agreement referred to below (the “Administrative Agent”) 500 Stanton Christiana Road, Ops 2 Floor 3 Newark, DE 19713-2107 Attention: Brittany Duffy (Telecopy No.: 302-634-473

March 24, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2014 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland 27-2857503 (State or other juri

March 24, 2014 EX-99.1

CORPORATE CAPITAL TRUST REPORTS YEAR-END 2013 RESULTS AND ANNOUNCES DATE OF EARNINGS CALL — Returns remain strong as the portfolio continues its shift to more originated transactions —

Press Release Exhibit 99.1 News Release For information contact: Sherry Magee Senior Vice President Communications CNL Financial Group (407) 650-1223 CORPORATE CAPITAL TRUST REPORTS YEAR-END 2013 RESULTS AND ANNOUNCES DATE OF EARNINGS CALL — Returns remain strong as the portfolio continues its shift to more originated transactions — (ORLANDO, Fla.) March 24, 2014 – Corporate Capital Trust, a busin

March 20, 2014 DEF 14A

- DEFINITIVE PROXY STATEMENT

DEF 14A 1 d672466ddef14a.htm DEFINITIVE PROXY STATEMENT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary

March 3, 2014 SC TO-I/A

- SCHEDULE TO - AMENDMENT NO 1

As filed with the Securities and Exchange Commission on March 3, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

January 31, 2014 EX-10.26

Fourth Amendment to Credit Agreement between CCT Funding LLC, the lenders referred to therein and Deutsche Bank AG, New York Branch (incorporated by reference to Exhibit 10.26 to the Company’s Current Report on Form 8-K filed on January 31, 2014) (confidential portions of this exhibit have been omitted pursuant to a request for confidential treatment and filed separately with the SEC).

Exhibit 10.26 FOURTH AMENDMENT TO CREDIT AGREEMENT THIS FOURTH AMENDMENT TO CREDIT AGREEMENT, dated as of January 28, 2014 (together with all schedules and exhibits hereto, this “Fourth Amendment”), is entered into by and among CCT FUNDING LLC, a Delaware limited liability company (the “Borrower”), and DEUTSCHE BANK AG, NEW YORK BRANCH (“DBNY”) as administrative agent (in such capacity, the “Admin

January 31, 2014 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2014 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland 27-2857503 (State or other jurisdictio

January 14, 2014 SC TO-I

- SCHEDULE TO

As filed with the Securities and Exchange Commission on January 14, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

January 14, 2014 EX-99.(A)(1)(B)

THE OFFER WILL EXPIRE AT 5:00 P.M., CENTRAL TIME, ON FEBRUARY 26, 2014 (THE “EXPIRATION DATE”), UNLESS THE OFFER IS EXTENDED.

EXHIBIT 99(a)(1)(B) Return to: Corporate Capital Trust, Inc. 430 W. 7th Street, Ste. 219001 Kansas City, MO 64105-1407 CNL Client Services Toll-Free (866) 650-0650 Fax (877) 694-1116 Letter of Transmittal This is the Letter of Transmittal for the Share Repurchase Program for the quarter ended December 31, 2013, pursuant to the Offer to Purchase dated January 14, 2014 (the “Offer to Purchase”), to

January 14, 2014 EX-99.(A)(1)(C)

Corporate Capital Trust, Inc. 430 W. 7th Street, Ste. 219001 Kansas City, MO 64105-1407 Phone (866) 650-0650 Fax (877) 694-1116 You are responsible for confirming that this Notice of Withdrawal is received by the Company at the address above. One Inv

Form of Notice of Withdrawal EXHIBIT 99(a)(1)(C) Return to: Corporate Capital Trust, Inc.

January 14, 2014 EX-99.(A)(1)(A)

OFFER TO PURCHASE SHARES OF COMMON STOCK FOR CASH FOR THE QUARTER ENDED DECEMBER 31, 2013, AT A PURCHASE PRICE PER SHARE EQUAL TO $10.00 THE OFFER WILL EXPIRE AND THE LETTER OF TRANSMITTAL MUST BE RECEIVED BY CORPORATE CAPITAL TRUST, INC. BY 5:00 P.M

EXHIBIT 99(a)(1)(A) OFFER TO PURCHASE SHARES OF COMMON STOCK FOR CASH FOR THE QUARTER ENDED DECEMBER 31, 2013, AT A PURCHASE PRICE PER SHARE EQUAL TO $10.

January 14, 2014 EX-99.(A)(1)(D)

THIS IS NOTIFICATION OF THE QUARTERLY SHARE REPURCHASE OFFER FOR THE QUARTER ENDED DECEMBER 31, 2013. IF YOU ARE NOT INTERESTED IN SELLING YOUR SHARES AT THIS TIME, KINDLY DISREGARD THIS NOTICE.

Shareholder Letter EXHIBIT 99(a)(1)(D) 450 S. Orange Avenue Orlando, FL 32801 Tel 866.745.3797 Fax 407.540.7653 www.CorporateCapitalTrust.com Mailing Address: P.O. Box 4920 Orlando, Florida 32802-4920 THIS IS NOTIFICATION OF THE QUARTERLY SHARE REPURCHASE OFFER FOR THE QUARTER ENDED DECEMBER 31, 2013. IF YOU ARE NOT INTERESTED IN SELLING YOUR SHARES AT THIS TIME, KINDLY DISREGARD THIS NOTICE. Janu

December 20, 2013 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2013 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland 27-2857503 (State or other jurisdicti

December 20, 2013 EX-99.1

CORPORATE CAPITAL TRUST ANNOUNCES SPECIAL YEAR-END DISTRIBUTION — Special distribution of $0.03 per share increases distribution rate received over the year to 7.4%—

EX-99.1 2 d648548dex991.htm PRESS RELEASE EXHIBIT 99.1 News Release For information contact: Lisa Schultz Chief Communications Officer CNL Financial Group (407) 650-1223 CORPORATE CAPITAL TRUST ANNOUNCES SPECIAL YEAR-END DISTRIBUTION — Special distribution of $0.03 per share increases distribution rate received over the year to 7.4%— (ORLANDO, Fla.) Dec. 20, 2013 – Corporate Capital Trust, a busin

December 17, 2013 EX-99.1

CORPORATE CAPITAL TRUST ANNOUNCES OFFERING PRICE INCREASE — Public offering price per share increased to $11.30 —

Exhibit 99.1 News Release For information contact: Lisa Schultz Chief Communications Officer CNL Financial Group (407) 650-1223 CORPORATE CAPITAL TRUST ANNOUNCES OFFERING PRICE INCREASE — Public offering price per share increased to $11.30 — (ORLANDO, Fla.) Dec. 17, 2013 – The Board of Directors of Corporate Capital Trust, a business development company that provides individuals the opportunity to

December 17, 2013 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 17, 2013 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland 27-2857503 (State or other jurisdicti

November 25, 2013 SC TO-I/A

- AMENDMENT NO. 1 TO SCHEDULE TO

As filed with the Securities and Exchange Commission on November 25, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

November 21, 2013 EX-99.1

CORPORATE CAPITAL TRUST ANNOUNCES OFFERING PRICE INCREASE — Public offering price per share increased to $11.20 —

Press release Exhibit 99.1 News Release For information contact: Lisa Schultz Chief Communications Officer CNL Financial Group (407) 650-1223 CORPORATE CAPITAL TRUST ANNOUNCES OFFERING PRICE INCREASE — Public offering price per share increased to $11.20 — (ORLANDO, Fla.) Nov. 21, 2013 – The Board of Directors of Corporate Capital Trust, a business development company that provides individuals the

November 21, 2013 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2013 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland 27-2857503 (State or other jurisdicti

November 15, 2013 EX-99.1

CORPORATE CAPITAL TRUST REPORTS THIRD QUARTER RESULTS — Returns remain strong as portfolio focus shifts towards originated transactions —

Press Release Exhibit 99.1 News Release For information contact: Lisa Schultz Chief Communications Officer CNL Financial Group (407) 650-1223 CORPORATE CAPITAL TRUST REPORTS THIRD QUARTER RESULTS — Returns remain strong as portfolio focus shifts towards originated transactions — (ORLANDO, Fla.) Nov. 14, 2013 – Corporate Capital Trust, a business development company that provides individuals the op

November 15, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2013 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland 27-2857503 (State or other jurisdicti

October 30, 2013 CORRESP

-

October 30, 2013 VIA EDGAR TRANSMISSION Mr. James O’Connor, Esq. Senior Counsel Division of Investment Management U.S. Securities and Exchange Commission Office of Disclosure and Review 100 F Street, N.E. Washington, D.C. 20549-8626 Re: Corporate Capital Trust, Inc. - Registration Statement on Form N-2 (File No. 333-189544) Dear Mr. O’Connor: On behalf of Corporate Capital Trust, Inc. (the “Compan

October 16, 2013 CORRESP

-

Darren C. Skinner [email protected] +1 202.942.5636 +1 202.942.5999 Fax 555 Twelfth Street, NW Washington, DC 20004-1206 October 15, 2013 CORRESPONDENCE FILED VIA EDGAR TRANSMISSION James E. O’Connor, Esq. Senior Counsel Division of Investment Management 100 F Street, N.E. United States Securities and Exchange Commission Washington, D.C. 20549 Re: Corporate Capital Trust, Inc. Pre-Effecti

October 9, 2013 SC TO-I

- TENDER OFFER

As filed with the Securities and Exchange Commission on October 9, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

October 9, 2013 EX-99.(A)(1)(B)

Form of Letter of Transmittal

EX-99.(A)(1)(B) 3 ex99-a1b.htm FORM OF LETTER OF TRANSMITTAL Corporate Capital Trust SC TO I Exhibit 99(a)(1)(B) Return to: Corporate Capital Trust, Inc. 430 W. 7th Street, Ste. 219001 Kansas City, MO 64105-1407 CNL Client Services Toll-Free (866) 650-0650 Fax (877) 694-1116 Letter of Transmittal This is the Letter of Transmittal for the Share Repurchase Program for the quarter ended September 30,

October 9, 2013 EX-99.(A)(1)(A)

OFFER TO PURCHASE SHARES OF COMMON STOCK FOR CASH FOR THE QUARTER ENDED SEPTEMBER 30, 2013 AT A PURCHASE PRICE PER SHARE EQUAL TO $9.91 THE OFFER WILL EXPIRE AND THE LETTER OF TRANSMITTAL MUST BE RECEIVED BY CORPORATE CAPITAL TRUST, INC. BY 5:00 P.M.

Corporate Capital Trust SC TO I Exhibit 99(a)(1)(A) OFFER TO PURCHASE SHARES OF COMMON STOCK FOR CASH FOR THE QUARTER ENDED SEPTEMBER 30, 2013 AT A PURCHASE PRICE PER SHARE EQUAL TO $9.

October 9, 2013 EX-99.(A)(1)(D)

450 S. Orange Avenue Orlando, FL 32801 Tel 866.745.3797 Fax 407.540.7653 www.CorporateCapitalTrust.com Mailing Address: P.O. Box 4920 Orlando, Florida 32802-4920 THIS IS NOTIFICATION OF THE QUARTERLY SHARE REPURCHASE OFFER FOR THE QUARTER ENDED SEPTE

Corporate Capital Trust SC TO I Exhibit 99(a)(1)(D) 450 S. Orange Avenue Orlando, FL 32801 Tel 866.745.3797 Fax 407.540.7653 www.CorporateCapitalTrust.com Mailing Address: P.O. Box 4920 Orlando, Florida 32802-4920 THIS IS NOTIFICATION OF THE QUARTERLY SHARE REPURCHASE OFFER FOR THE QUARTER ENDED SEPTEMBER 30, 2013. IF YOU ARE NOT INTERESTED IN SELLING YOUR SHARES AT THIS TIME, KINDLY DISREGARD THI

October 9, 2013 EX-99.(A)(1)(C)

Form of Notice of Withdrawal.

Corporate Capital Trust SC TO I Exhibit 99(a)(1)(C) Return to: Corporate Capital Trust, Inc.

September 10, 2013 EX-10.1

SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of September 4, 2013 CORPORATE CAPITAL TRUST, INC. The LENDERS Party Hereto JPMORGAN CHASE BANK, N.A. as Administrative Agent ING CAPITAL LLC, as Syndication Agent JPMORGAN SECURITIES LLC ING CAPITAL

Corporate Capital Trust 8-K Exhibit 10.1 SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of September 4, 2013 among CORPORATE CAPITAL TRUST, INC. The LENDERS Party Hereto and JPMORGAN CHASE BANK, N.A. as Administrative Agent ING CAPITAL LLC, as Syndication Agent $285,000,000 JPMORGAN SECURITIES LLC ING CAPITAL LLC as Joint Bookrunners and Joint Lead Arrangers TABLE OF CONTENTS Page ARTICLE I DE

September 10, 2013 EX-10.2

GUARANTEE AND SECURITY AGREEMENT dated as of September 4, 2013 CORPORATE CAPITAL TRUST, INC., as Borrower, THE SUBSIDIARY GUARANTORS, JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A., as Collateral Agent TABLE OF CONTENTS

Corporate Capital Trust, Inc. 8-K Exhibit 10.2 GUARANTEE AND SECURITY AGREEMENT dated as of September 4, 2013 between CORPORATE CAPITAL TRUST, INC., as Borrower, THE SUBSIDIARY GUARANTORS, and JPMORGAN CHASE BANK, N.A., as Administrative Agent and JPMORGAN CHASE BANK, N.A., as Collateral Agent TABLE OF CONTENTS Page SECTION 1. DEFINITIONS, ETC. 2 1.01 Certain Uniform Commercial Code Terms 2 1.02 A

September 10, 2013 EX-10.3

Control Agreement, dated as of September 4, 2013, among the Registrant, as borrower, JPMorgan Chase Bank, N.A., as collateral agent, and State Street Bank and Trust Company, as custodian (incorporated by reference to Exhibit 10.3 to the Company’s Current Report on Form 8-K filed on September 10, 2013).

Corporate Capital Trust, Inc. 8-K Exhibit 10.3 CONTROL AGREEMENT This Control Agreement (this “Agreement”), dated September 4, 2013 is by and among Corporate Capital Trust, Inc. (the “Borrower”), JPMorgan Chase Bank, N.A., as collateral agent for the Lenders (as defined below) and certain other secured parties (in such capacity, including any successor in such capacity, the “Agent”), and State Str

September 10, 2013 EX-99.1

CORPORATE CAPITAL TRUST INCREASES LENDING CAPACITY --New Credit Facility Targeted for Financing Originated Transactions--

EX-99.1 5 ex99-1.htm PRESS REPLEASE Corporate Capital Trust 8-K Exhibit 99.1 Press Release For information contact: Lisa Schultz Chief Communications Officer CNL Financial Group (407) 650-1223 CORPORATE CAPITAL TRUST INCREASES LENDING CAPACITY -New Credit Facility Targeted for Financing Originated Transactions- (ORLANDO, Fla.) Sept. 10, 2013 – Corporate Capital Trust, a business development compan

September 10, 2013 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 4, 2013 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Maryland 814-00827 27-2857503 (State or other jurisdiction of incorporation or o

September 5, 2013 EX-10.1

Amended and Restated Committed Facility Agreement, dated as of August 29, 2013, by and between Paris Funding LLC and BNP Paribas Prime Brokerage, Inc (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on September 5, 2013).

Corporate Capital Trust 8-K Exhibit 10-1 Amended and Restated Committed Facility Agreement BNP Paribas prime brokerage, inc.

September 5, 2013 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 29, 2013 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland 27-2857503 (State or other jurisdiction

August 27, 2013 SC TO-I/A

- AMENDMENT TO SCHEDULE TO

As filed with the Securities and Exchange Commission on August 27, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

July 26, 2013 EX-10.2

Amending Agreement, dated as of July 22, 2013, by and among the Registrant, Halifax Funding LLC, The Bank of Nova Scotia, and The Bank of Nova Scotia Trust Company of New York (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed on July 26, 2013).

Corporate Capital Trust 8-K Exhibit 10.2 AMENDING AGREEMENT THIS AMENDING AGREEMENT dated as of the 22 day of July, 2013 MADE BETWEEN: THE BANK OF NOVA SCOTIA (“Scotia”) AND: HALIFAX FUNDING LLC (“Halifax”) AND: CORPORATE CAPITAL TRUST, INC. (“CCT”) AND: THE BANK OF NOVA SCOTIA TRUST COMPANY OF NEW YORK (“BNSTrust”) WHEREAS Scotia and Halifax have entered into an ISDA Master Agreement, dated as of

July 26, 2013 8-K

Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2013 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland 27-2857503 (State or other jurisdiction o

July 26, 2013 EX-10.1

Control Agreement, dated as of July 22, 2013, by and among Halifax Funding LLC, The Bank of Nova Scotia, and State Street Bank and Trust Company (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on July 26, 2013).

Corporate Capital Trust 8-K Exhibit 10.1 CONTROL AGREEMENT Control Agreement dated as of July 22, 2013 (this “Agreement”), by and among The Bank of Nova Scotia (“Party A”), Halifax Funding LLC (“Party B”), and State Street Bank and Trust Company (the “Custodian”). WHEREAS, pursuant to a custodian contract between the Custodian and Party B (as amended and in effect from time to time, the “Custodian

July 18, 2013 CORRESP

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Darren C. Skinner [email protected] +1 202.942.5636 +1 202.942.5999 Fax 555 Twelfth Street, NW Washington, DC 20004-1206 July 18, 2013 CORRESPONDENCE FILED VIA EDGAR TRANSMISSION Mr. James O’Connor, Esq. Division of Investment Management U.S. Securities and Exchange Commission Office of Disclosure and Review 100 F Street, N.E. Washington, D.C. 20549-8626 Re: Corporate Capital Trust, Inc.

July 10, 2013 EX-99.(A)(1)(C)

Form of Notice of Withdrawal

EX-99.(A)(1)(C) 4 ex99a1c.htm FORM OF NOTICE OF WITHDRAWAL Corporate Capital Trust SC TO I Exhibit 99(a)(1)(C) Return to: Corporate Capital Trust, Inc. 430 W. 7th Street, Ste. 219001 Kansas City, MO 64105-1407 CNL Client Services Toll-Free (866) 650-0650 Fax (877) 694-1116 Notice of withdrawal of tender regarding shares held in Corporate Capital Trust, Inc. COMPLETING AND RETURNING THIS FORM WILL

July 10, 2013 EX-99.(A)(1)(B)

Form of Letter of Transmittal

Corporate Capital Trust SC TO I Exhibit 99(a)(1)(B) Return to: Corporate Capital Trust, Inc.

July 10, 2013 EX-99.(A)(1)(D)

THIS IS NOTIFICATION OF THE QUARTERLY SHARE REPURCHASE OFFER FOR THE QUARTER ENDED JUNE 30, 2013. IF YOU ARE NOT INTERESTED IN SELLING YOUR SHARES AT THIS TIME, KINDLY DISREGARD THIS NOTICE.

Corporate Capital Trust SC TO I Exhibit 99(a)(1)(D) 450 S. Orange Avenue Orlando, FL 32801 Tel 866.745.3797 Fax 407.540.7653 www.CorporateCapitalTrust.com Mailing Address: P.O. Box 4920 Orlando, Florida 32802-4920 THIS IS NOTIFICATION OF THE QUARTERLY SHARE REPURCHASE OFFER FOR THE QUARTER ENDED JUNE 30, 2013. IF YOU ARE NOT INTERESTED IN SELLING YOUR SHARES AT THIS TIME, KINDLY DISREGARD THIS NOT

July 10, 2013 SC TO-I

- TENDER OFFER STATEMENT

SC TO-I 1 cct-sctoi071013.htm TENDER OFFER STATEMENT As filed with the Securities and Exchange Commission on July 10, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 CORPORATE CAPITAL TRUST, INC. (Name of Subject Company (Issuer)) CORPORATE CAPITAL TRUST, INC. (

July 10, 2013 EX-99.(A)(1)(A)

OFFER TO PURCHASE SHARES OF COMMON STOCK FOR CASH FOR THE QUARTER ENDED JUNE 30, 2013 AT A PURCHASE PRICE PER SHARE EQUAL TO $9.78 THE OFFER WILL EXPIRE AND THE LETTER OF TRANSMITTAL MUST BE RECEIVED BY CORPORATE CAPITAL TRUST, INC. BY 5:00 P.M., CEN

Corporate Capital Trust, Inc. SC TO I Exhibit 99(a)(1)(A) OFFER TO PURCHASE SHARES OF COMMON STOCK FOR CASH FOR THE QUARTER ENDED JUNE 30, 2013 AT A PURCHASE PRICE PER SHARE EQUAL TO $9.78 THE OFFER WILL EXPIRE AND THE LETTER OF TRANSMITTAL MUST BE RECEIVED BY CORPORATE CAPITAL TRUST, INC. BY 5:00 P.M., CENTRAL TIME, ON AUGUST 21, 2013, UNLESS THE OFFER IS EXTENDED. To the Shareholders of Corporat

June 24, 2013 CORRESP

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CORRESP 1 filename1.htm Darren C. Skinner [email protected] +1 202.942.5636 +1 202.942.5999 Fax 555 Twelfth Street, NW Washington, DC 20004-1206 June 21, 2013 CORRESPONDENCE FILED VIA EDGAR TRANSMISSION Mr. James O’Connor, Esq. U.S. Securities and Exchange Commission Division of Investment Management Office of Disclosure and Review 100 F Street, N.E. Washington, D.C. 20549-8626 Re: Corpor

June 18, 2013 EX-10.1

(The remainder of this page is blank.)

Corporate Capital Trust 8-K Exhibit 10.1 Committed Facility Agreement BNP PARIBAS PRIME BROKERAGE, INC., ON BEHALF OF ITSELF AND AS AGENT FOR THE BNPP ENTITIES (“BNPP PB, Inc.”) and the counterparty specified on the signature page (“Customer”), hereby enter into this Committed Facility Agreement (this “Agreement”), dated as of the date specified on the signature page. Whereas BNPP PB, Inc. and Cus

June 18, 2013 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2013 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland 27-2857503 (State or other jurisdiction o

June 18, 2013 EX-99.1

CORPORATE CAPITAL TRUST INCREASES LENDING CAPACITY -- SECURES $200 MILLION FINANCING ARRANGEMENT WITH BNP PARIBAS--

EX-99.1 5 ex99-1.htm PRESS RELEASE Corporate Capital Trust Inc. 8-K Exhibit 99.1 News Release For information contact: Lisa Schultz Chief Communications Officer CNL Financial Group (407) 650-1223 CORPORATE CAPITAL TRUST INCREASES LENDING CAPACITY - SECURES $200 MILLION FINANCING ARRANGEMENT WITH BNP PARIBAS- (ORLANDO, Fla.) June 17, 2013 – Corporate Capital Trust, an innovative business developmen

June 18, 2013 EX-10.2

U.S. PB Agreement, dated as of June 4, 2013, by and between the Registrant and BNP Paribas Prime Brokerage, Inc (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed on June 18, 2013).

Corporate Capital Trust 8-K Exhibit 10.2 U.S. PB Agreement This U.S. PB Agreement (including all terms, schedules, supplements and exhibits attached hereto, this “Agreement”) is entered into between the customer specified below (“Customer”) and BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) on behalf of itself and as agent for the BNPP Entities (as defined in the Account Agreement attached as

June 18, 2013 EX-10.3

Special Custody and Pledge Agreement, dated as of June 4, 2013, by and between the Registrant, BNP Paribas Prime Brokerage, Inc. and State Street Bank and Trust Company (incorporated by reference to Exhibit 10.3 to the Company’s Current Report on Form 8-K filed on June 18, 2013).

Corporate Capital Trust 8-K Exhibit 10.3 SPECIAL CUSTODY and PLEDGE AGREEMENT AGREEMENT (hereinafter “Agreement”), dated as of June 4, 2013, among State Street Bank and Trust Company, a Massachusetts trust company, in its capacity as custodian hereunder (“Custodian”), Corporate Capital Trust, Inc. (the “Fund”), and BNP Paribas Prime Brokerage, Inc. (the “Counterparty”). WHEREAS, the Fund provides

June 17, 2013 POS 8C

- PROSPECTUS SUPPLEMENT

As filed with the Securities and Exchange Commission on June 17, 2013 1933 Act File No.

June 17, 2013 EX-2.(D)

UBSCRIPTION AGREEMENT for Corporate Capital Trust, Inc. (referred to herein as the “Company” or “CCT”) one Investment (select one) CNL Client Services Toll-Free (866) 650-0650 Fax (877) 694-1116 Brokerage Investment Advisory and Other Net of Commissi

Exhibit 2(d) UBSCRIPTION AGREEMENT for Corporate Capital Trust, Inc. (referred to herein as the “Company” or “CCT”) one Investment (select one) CNL Client Services Toll-Free (866) 650-0650 Fax (877) 694-1116 Brokerage Investment Advisory and Other Net of Commission Investment Subscription Amount $ Subscription Amount $ Net of Commission Purchase* *By a Financial Advisor on his/her own behalf. Wrap

June 17, 2013 CORRESP

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[LETTERHEAD OF CORPORATE CAPITAL TRUST, INC.] June 17, 2013 CORRESPONDENCE FILED VIA EDGAR TRANSMISSION Christina DiAngelo Staff Accountant Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re Corporate Capital Trust, Inc. Annual Report on Form 10-K File No. 814-00827 Dear Ms. DiAngelo: On behalf of Corporate Capital Trust, Inc. (the

June 17, 2013 EX-2.(N)(3)

Corporate Capital Trust, Inc POS 8C

Corporate Capital Trust, Inc POS 8C Exhibit 2(n)(3) REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors and Shareholders of Corporate Capital Trust, Inc.

June 17, 2013 CORRESP

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Darren C. Skinner [email protected] +1 202.942.5636 +1 202.942.5999 Fax 555 Twelfth Street, NW Washington, DC 20004-1206 June 17, 2013 CORRESPONDENCE FILED VIA EDGAR TRANSMISSION James E. O’Connor, Esq. Senior Counsel Disclosure Review Office Division of Investment Management United States Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Corporate Capital Tru

June 17, 2013 EX-2.(N)(2)

Corporate Capital Trust, Inc. POS 8C

Corporate Capital Trust, Inc. POS 8C Exhibit 2(n)(2) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Post-Effective Amendment No.4 to Registration Statement No. 333-167730 on Form N-2 of our report dated March 18, 2013 relating to the consolidated financial statements and financial highlights of Corporate Capital Trust, Inc. and subsidiaries appearing in the

May 24, 2013 SC TO-I/A

- AMENDMENT TO SCHEDULE TO

As filed with the Securities and Exchange Commission on May 24, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

May 24, 2013 CORRESP

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[Letterhead of Corporate Capital Trust, Inc.] May 24, 2013 CORRESPONDENCE FILED VIA EDGAR TRANSMISSION Christina DiAngelo Staff Accountant Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re Corporate Capital Trust, Inc. Annual Report on Form 10-K File No. 814-00827 Dear Ms. DiAngelo: On behalf of Corporate Capital Trust, Inc. (the “

May 24, 2013 EX-99.1

CORPORATE CAPITAL TRUST BROADENS INVESTMENT OPPORTUNITIES -- SEC issues exemptive relief order --

Corporate Capital Trust, Inc. 8-K News Release For information contact: Lisa Schultz Chief Communications Officer CNL Financial Group (407) 650-1223 CORPORATE CAPITAL TRUST BROADENS INVESTMENT OPPORTUNITIES - SEC issues exemptive relief order - (ORLANDO, Fla.) May 23, 2013 – The Securities and Exchange Commission issued an order (“Order”) granting exemptive relief to Corporate Capital Trust, a bus

May 24, 2013 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2013 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland 27-2857503 (State or other jurisdiction of

May 20, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2013 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland 27-2857503 (State or other jurisdiction of

May 20, 2013 EX-99.1

CORPORATE CAPITAL TRUST reports First Quarter 2013 Results -- Credit fundamentals of portfolio remain strong --

Corporate Capital Trust 8-K Exhibit 99.1 News Release For information contact: Lisa Schultz Chief Communications Officer CNL Financial Group (407) 650-1223 CORPORATE CAPITAL TRUST reports First Quarter 2013 Results - Credit fundamentals of portfolio remain strong - (ORLANDO, Fla.) May 20, 2013 – Corporate Capital Trust, a business development company that offers individuals a unique opportunity to

May 14, 2013 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 9, 2013 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland 27-2857503 (State or other jurisdiction of

May 7, 2013 EX-99.1

CORPORATE CAPITAL TRUST Announces Offering Price INcrease -- Public offering price per share increased to $11.10 --

News Release For information contact: Lisa Schultz Chief Communications Officer CNL Financial Group (407) 650-1223 CORPORATE CAPITAL TRUST Announces Offering Price INcrease - Public offering price per share increased to $11.

May 7, 2013 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2013 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland 27-2857503 (State or other jurisdiction of

April 30, 2013 EX-99.(N)(3)

Consent of Deloitte & Touche LLP

Corporate Capital Trust, Inc. POS EX Exhibit (n)(3) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Post-Effective Amendment No. 3 to Registration Statement No. 333-167730 on Form N-2 of our report dated March 18, 2013 relating to the consolidated financial statements and financial highlights of Corporate Capital Trust, Inc. and subsidiaries, appearing in the

April 30, 2013 POS EX

- POST EFFECTIVE AMENDMENT NO. 3 TO FORM N-2

1933 Act File No. 333-167730 As filed with the Securities and Exchange Commission on April 29, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-2 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 PRE-EFFECTIVE AMENDMENT NO. POST-EFFECTIVE AMENDMENT NO. 3 CORPORATE CAPITAL TRUST, INC. (Exact name of registrant as specified in charter) 450 S. Orange Avenue Or

April 19, 2013 APP WD

- WITHDRAWAL OF EXEMPTIVE APPLICATION

1095 Avenue of the Americas New York, NY 10036-6797 +1 212 698 3500 Main +1 212 698 3599 Fax www.

April 11, 2013 EX-99.(A)(1)(D)

THIS IS NOTIFICATION OF THE QUARTERLY SHARE REPURCHASE OFFER FOR THE QUARTER ENDED MARCH 31, 2013. IF YOU ARE NOT INTERESTED IN SELLING YOUR SHARES AT THIS TIME, KINDLY DISREGARD THIS NOTICE.

Exhibit 99(a)(1)(D) 450 S. Orange Avenue Orlando, FL 32801 Tel 866.745.3797 Fax 407.540.7653 www.CorporateCapitalTrust.com Mailing Address: P.O. Box 4920 Orlando, Florida 32802-4920 THIS IS NOTIFICATION OF THE QUARTERLY SHARE REPURCHASE OFFER FOR THE QUARTER ENDED MARCH 31, 2013. IF YOU ARE NOT INTERESTED IN SELLING YOUR SHARES AT THIS TIME, KINDLY DISREGARD THIS NOTICE. April 15, 2013 Dear Shareh

April 11, 2013 SC TO-I

- TENDER OFFER STATEMENT

As filed with the Securities and Exchange Commission on April 11, 2013 SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 11, 2013 EX-99.(A)(1)(A)

OFFER TO PURCHASE SHARES OF COMMON STOCK FOR CASH FOR THE QUARTER ENDED MARCH 31, 2013 AT A PURCHASE PRICE PER SHARE EQUAL TO $9.91 THE OFFER WILL EXPIRE AND THE LETTER OF TRANSMITTAL MUST BE RECEIVED BY CORPORATE CAPITAL TRUST, INC. BY 5:00 P.M., CE

Exhibit 99(a)(1)(A) OFFER TO PURCHASE SHARES OF COMMON STOCK FOR CASH FOR THE QUARTER ENDED MARCH 31, 2013 AT A PURCHASE PRICE PER SHARE EQUAL TO $9.

April 11, 2013 EX-99.(A)(1)(B)

THE OFFER WILL EXPIRE AT 5:00 P.M., CENTRAL TIME, ON MAY 22, 2013, (THE “EXPIRATION DATE”) UNLESS THE OFFER IS EXTENDED.

EX-99.(A)(1)(B) 3 ex99a1b.htm FORM OF LETTER OF TRANSMITTAL Exhibit 99(a)(1)(B) Return to: Corporate Capital Trust, Inc. 430 W. 7th Street, Ste. 219001 Kansas City, MO 64105-1407 CNL Client Services Toll-Free (866) 650-0650 Fax (877) 694-1116 Letter of Transmittal This is the Letter of Transmittal for the Share Repurchase Program for the quarter ended March 31, 2013, pursuant to the Offer to Purch

April 11, 2013 EX-99.(A)(1)(C)

Corporate Capital Trust, Inc. 430 W. 7th Street, Ste. 219001 Kansas City, MO 64105-1407 Phone (866) 650-0650 Fax (877) 694-1116 You are responsible for confirming that this Notice of Withdrawal is received by the Company at the address above.

Exhibit 99(a)(1)(C) Return to: Corporate Capital Trust, Inc. 430 W. 7th Street, Ste. 219001 Kansas City, MO 64105-1407 CNL Client Services Toll-Free (866) 650-0650 Fax (877) 694-1116 Notice of withdrawal of tender regarding shares held in Corporate Capital Trust, Inc. COMPLETING AND RETURNING THIS FORM WILL RESCIND YOUR SHARE REPURCHASE REQUEST. PLEASE ONLY COMPLETE AND RETURN THIS FORM IF YOU WIS

March 28, 2013 APP WD

- WITHDRAWAL OF EXEMPTIVE APPLICATION

1095 Avenue of the Americas New York, NY 10036-6797 +1 212 698 3500 Main +1 212 698 3599 Fax www.

March 25, 2013 EX-99.(R)(4)(III)

POWER OF ATTORNEY

EX-99.(R)(4)(III) 3 ex-99r4iii.htm POWER OF ATTORNEY OF MR. ERIK A. FALK Exhibit (r)(4)(iii) POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned director of Corporate Capital Trust, Inc., a corporation organized under the laws of the state of Maryland (the “Corporation”), hereby constitutes and appoints Andrew A. Hyltin, Deryck A. Harmer and Paul S. Saint-Pierre, and each of the

March 25, 2013 CORRESP

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Darren C. Skinner [email protected] +1 202.942.5636 +1 202.942.5999 Fax 555 Twelfth Street, NW Washington, DC 20004-1206 March 22, 2013 CORRESPONDENCE FILED VIA EDGAR TRANSMISSION Mr. James O’Connor, Esq. U.S. Securities and Exchange Commission Division of Investment Management Office of Disclosure and Review 100 F Street, N.E. Washington, D.C. 20549-8626 Re: Corporate Capital Trust, Inc.

March 25, 2013 EX-99.(N)(2)

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Post-Effective Amendment No. 2 to Registration Statement No. 333-167730 on Form N-2 of our report dated March 18, 2013 relating to the consolidated financial state

Exhibit (n)(2) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Post-Effective Amendment No.

March 25, 2013 POS 8C

- POST EFFECTIVE AMENDMENT NO. 2 TO FORM N-2

As filed with the Securities and Exchange Commission on March 22, 2013 1933 Act File no.

March 21, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 19, 2013 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland 27-2857503 (State or other jurisdiction

March 21, 2013 EX-99.1

CORPORATE CAPITAL TRUST REPORTS YEAR-END RESULTS – page 4 of 4 – Corporate Capital Trust, Inc. is advised by CNL Fund Advisors Company and KKR Asset Management, LLC

Corporate Capital Trust, Inc. 8-K News Release For information contact: Lisa Schultz Chief Communications Officer CNL Financial Group (407) 650-1223 CORPORATE CAPITAL TRUST REPORTS YEAR-END RESULTS — Total investment return is 14.3 percent for the year ended December 31, 2012(1) — (ORLANDO, Fla.) March 19, 2013 – Corporate Capital Trust, a non-traded business development company that offers indivi

March 15, 2013 CORRESP

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Darren C. Skinner [email protected] +1 202.942.5636 +1 202.942.5999 Fax 555 Twelfth Street, NW Washington, DC 20004-1206 March 14, 2013 CORRESPONDENCE FILED VIA EDGAR TRANSMISSION James E. O’Connor, Esq. Attorney/Advisor Division of Investment Management 100 F Street, N.E. United States Securities and Exchange Commission Washington, D.C. 20549 Re: Corporate Capital Trust, Inc. Preliminary

March 15, 2013 DEF 14A

- PRELIMINARY PROXY STATEMENT

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commissio

March 4, 2013 PRE 14A

- PRELIMINARY PROXY STATEMENT

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commissio

February 26, 2013 SC TO-I/A

- SCHEDULE TO AMENDMENT NO. 1

As filed with the Securities and Exchange Commission on February 26, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

February 14, 2013 EX-10.1

Third Amendment to Credit Agreement between CCT Funding LLC, the lenders referred to therein and Deutsche Bank AG, New York Branch, as administrative agent.

Corporate Capital Trust 8-K Exhibit 10.1 THIRD AMENDMENT TO CREDIT AGREEMENT THIS THIRD AMENDMENT TO CREDIT AGREEMENT, dated as of February 11, 2013 (together with all schedules and exhibits hereto, this “Third Amendment”), is entered into by and among CCT FUNDING LLC, a Delaware limited liability company (the “Borrower”), and DEUTSCHE BANK AG, NEW YORK BRANCH (“DBNY”) as administrative agent (in

February 14, 2013 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 11, 2013 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland 27-2857503 (State or other jurisdicti

January 29, 2013 EX-99.1

CORPORATE CAPITAL TRUST ANNOUNCES OFFERING PRICE INCREASE -- Public offering price per share increased to $11.05 --

Corporate Capital Trust, Inc. 8-K News Release For information contact: Lisa Schultz Chief Communications Officer CNL Financial Group (407) 650-1223 CORPORATE CAPITAL TRUST ANNOUNCES OFFERING PRICE INCREASE - Public offering price per share increased to $11.05 - (ORLANDO, Fla.) January 29, 2013 – The Board of Directors of Corporate Capital Trust, Inc. has announced that, due to an increase in Corp

January 29, 2013 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2013 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland 27-2857503 (State or other jurisdictio

January 10, 2013 EX-99.(A)(1)(A)

OFFER TO PURCHASE SHARES OF COMMON STOCK FOR CASH FOR THE QUARTER ENDED DECEMBER 31, 2012 AT A PURCHASE PRICE PER SHARE EQUAL TO $9.73 THE OFFER WILL EXPIRE AND THE LETTER OF TRANSMITTAL MUST BE RECEIVED BY CORPORATE CAPITAL TRUST, INC. BY 5:00 P.M.,

Exhibit 99(a)(1)(A) OFFER TO PURCHASE SHARES OF COMMON STOCK FOR CASH FOR THE QUARTER ENDED DECEMBER 31, 2012 AT A PURCHASE PRICE PER SHARE EQUAL TO $9.

January 10, 2013 SC TO-I

- TENDER OFFER STATEMENT

As filed with the Securities and Exchange Commission on January 10, 2013 SECURITIES AND EXCHANGE COMMISSION Washington, D.

January 10, 2013 EX-99.(A)(1)(D)

THIS IS NOTIFICATION OF THE QUARTERLY SHARE REPURCHASE OFFER FOR THE QUARTER ENDED DECEMBER 31, 2012. IF YOU ARE NOT INTERESTED IN SELLING YOUR SHARES AT THIS TIME, KINDLY DISREGARD THIS NOTICE.

EX-99.(A)(1)(D) 5 ex99a1d.htm SHAREHOLDER LETTER AND SUMMARY ADVERTISEMENT Exhibit 99(a)(1)(D) 450 S. Orange Avenue Orlando, FL 32801 Tel 866.745.3797 Fax 407.540.7653 www.CorporateCapitalTrust.com Mailing Address: P.O. Box 4920 Orlando, Florida 32802-4920 THIS IS NOTIFICATION OF THE QUARTERLY SHARE REPURCHASE OFFER FOR THE QUARTER ENDED DECEMBER 31, 2012. IF YOU ARE NOT INTERESTED IN SELLING YOUR

January 10, 2013 EX-99.(A)(1)(B)

Form of Letter of Transmittal.

Exhibit 99(a)(1)(B) Return to: Corporate Capital Trust, Inc. 430 W. 7th Street, Ste. 219001 Kansas City, MO 64105-1407 CNL Client Services Toll-Free (866) 650-0650 Fax (877) 694-1116 Letter of Transmittal This is the Letter of Transmittal for the Share Repurchase Program for the quarter ended December 31, 2012, pursuant to the Offer to Purchase dated January 10, 2013 (the “Offer to Purchase”) to p

January 10, 2013 EX-99.(A)(1)(C)

Form of Notice of Withdrawal.

EX-99.(A)(1)(C) 4 ex99a1c.htm FORM OF NOTICE OF WITHDRAWAL Exhibit 99(a)(1)(C) Return to: Corporate Capital Trust, Inc. 430 W. 7th Street, Ste. 219001 Kansas City, MO 64105-1407 CNL Client Services Toll-Free (866) 650-0650 Fax (877) 694-1116 Notice of withdrawal of tender regarding shares held in Corporate Capital Trust, Inc. COMPLETING AND RETURNING THIS FORM WILL RESCIND YOUR SHARE REPURCHASE RE

January 7, 2013 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K 1 cct-8k123112.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2012 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland

January 7, 2013 EX-10.1

Amendment to Amended and Restated Expense Support and Conditional Reimbursement Agreement by and among the Registrant, CNL Fund Advisors Company and KKR Asset Management LLC (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on January 7, 2013).

Corporate Capital Trust 8-K 450 S. Orange Avenue Orlando, FL 32801 Tel 866.745.3797 Fax 407.540.7653 www.CorporateCapitalTrust.com Mailing Address: P.O. Box 4920 Orlando, Florida 32802-4920 December 31, 2012 CNL Fund Advisors Company 450 S. Orange Avenue Orlando, FL 32801 Attention: Paul S. Saint-Pierre Chief Financial Officer KKR Asset Management LLC 555 California Street, 50th Floor San Francisc

December 17, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events

8-K 1 cct-8k121412.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2012 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland

December 17, 2012 EX-99.1

CORPORATE CAPITAL TRUST ANNOUNCES Q1 2013 DISTRIBUTION RATE -- BOARD DECLARES ANNUALIZED 7.125% FIRST QUARTER DISTRIBUTION RATE --

EX-99.1 2 ex991.htm PRESS RELEASE Corporate Capital Trust 8-K Exhibit 99.1 News Release For information contact: Lisa Schultz Chief Communications Officer CNL Financial Group (407) 650-1223 CORPORATE CAPITAL TRUST ANNOUNCES Q1 2013 DISTRIBUTION RATE - BOARD DECLARES ANNUALIZED 7.125% FIRST QUARTER DISTRIBUTION RATE - (ORLANDO, Fla.) December 17, 2012 – The Board of Directors of Corporate Capital T

December 3, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 cct-8k113012.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2012 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland

December 3, 2012 EX-99.1

CORPORATE CAPITAL TRUST INCREASES LENDING CAPACITY — SECURES ATTRACTIVE $500 MILLION FINANCING ARRANGEMENT —

EX-99.1 2 ex99-1.htm PRESS RELEASE Corporate Capital Trust 8-K Exhibit 99.1 News Release For information contact: Lisa Schultz Chief Communications Officer CNL Financial Group (407) 650-1223 CORPORATE CAPITAL TRUST INCREASES LENDING CAPACITY — SECURES ATTRACTIVE $500 MILLION FINANCING ARRANGEMENT — (ORLANDO, Fla.) December 3, 2012 – Corporate Capital Trust, a business development company focused o

November 21, 2012 EX-10.2

Confirmation Letter Agreement, dated as of November 15, 2012, by and between Halifax Funding LLC and The Bank of Nova Scotia (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed on November 21, 2012).

Corporate Capital Trust 8-K Exhibit 10.2 THE BANK OF NOVA SCOTIA Global Wholesale Services Derivative Products 44 King Street West Central Mail Room Toronto, Ontario, Canada M5H 1H1 TOTAL RETURN SWAP TRANSACTION MASTER CONFIRMATION November 15, 2012 Halifax Funding LLC C/o Corporate Capital Trust C/o CNL Fund Advisors Company 450 South Orange Ave Orlando, FL 32801 Dear Sirs/Madams: The purpose of

November 21, 2012 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 15, 2012 Corporate Capital Trust, Inc. (Exact name of registrant as specified in its charter) Commission file number: 814-00827 Maryland 27-2857503 (State or other jurisdicti

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