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| CIK | 845379 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to The China Fund, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14A-101) Schedule 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission |
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| June 20, 2025 |
The China Fund, Inc. Announces Board Approval of Plan of Liquidation Exhibit 99.1 The China Fund, Inc. Announces Board Approval of Plan of Liquidation June 20, 2025 BOSTON- (BUSINESS WIRE) - The China Fund, Inc. (NYSE: CHN) (the “Fund”) announced today that its Board of Directors (the “Board”) has approved a plan of liquidation and dissolution (the “Plan”) for the Fund. The Plan will be submitted to Fund stockholders for approval at a Special Meeting. The date of t |
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| June 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2025 THE CHINA FUND, INC. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction of incorporation) (Commission File |
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| February 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive P |
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| February 7, 2025 |
February 7, 2025 via edgar Mr. Jeffrey Long U.S. Securities and Exchange Commission Division of Investment Management 100 F Street NE Washington, DC 20549 Re: The China Fund, Inc. (File Nos. 333-124392 and 811-05749) Dear Mr. Long, This letter responds to comments you provided telephonically on January 30, 2025, in connection with the U.S. Securities and Exchange Commission (the “Commission”) Staf |
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| November 14, 2024 |
SC 13G/A 1 col13g18902.htm CITY OF LONDON INVESTMENT MGT CO LTD / THE CHINA FUND - SCH13G/A(#7) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* The China Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 169373107 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Fi |
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| October 9, 2024 |
CHN / The China Fund, Inc. / Allspring Global Investments Holdings, LLC Passive Investment SC 13G/A 1 China20240930.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) CHINA FUND INC (Name of Issuer) COM (Title of Class of Securities) 169373107 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| February 14, 2024 |
CHN / The China Fund, Inc. / LAZARD ASSET MANAGEMENT LLC Passive Investment SC 13G/A 1 ChinaFundInc.htm SCHEDULE 13G/A CUSIP No: 169373107 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) o (b) x 3) SEC USE ONLY 4) CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5) SOLE VOTING POWER: 945,319 6) |
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| February 13, 2024 |
CHN / The China Fund, Inc. / BILL & MELINDA GATES FOUNDATION TRUST - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* The China Fund, Inc. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 169373107 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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| February 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* The China Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 169373107 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Sc |
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| February 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive P |
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| January 12, 2024 |
CHN / The China Fund, Inc. / Allspring Global Investments Holdings, LLC Passive Investment SC 13G/A 1 Chinafund20231231.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) CHINA FUND INC (Name of Issuer) COM (Title of Class of Securities) 169373107 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| March 8, 2023 |
CHN / China Fund Inc / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gathechinafundinc SCHEDULE 13G/A CUSIP No: 169373107 1)NAME OF REPORTING PERSON S. |
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| February 13, 2023 |
CHN / China Fund Inc / BILL & MELINDA GATES FOUNDATION TRUST - SC 13G/A Passive Investment SC 13G/A 1 tm236299d2sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* The China Fund, Inc. (Name of Issuer) Common Shares, $0.01 par value per share (Title of Class of Securities) 169373107 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Chec |
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| February 13, 2023 |
SC 13G/A 1 col13g18659f.htm CITY OF LONDON INVESTMENT MGT CO LTD / THE CHINA FUND - SCH13G/A(#5) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* The China Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 169373107 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Fi |
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| February 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive P |
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| January 12, 2023 |
CHN / China Fund Inc / Allspring Global Investments Holdings, LLC Passive Investment SC 13G/A 1 ChinaFund169373107Amend2.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) CHINA FUND INC (Name of Issuer) COM (Title of Class of Securities) 169373107 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| September 28, 2022 |
THE CHINA FUND, INC. SCHEDULE OF INVESTMENTS July 31, 2022 (unaudited) Name of Issuer and Title of Issue Shares Value (Note A) COMMON STOCK CHINA — "A" SHARES Auto Components — 1.5% Zhejiang Shuanghuan Driveline Co., Ltd. — A 414,200 $ 2,427,639 Banks — 3.8% China Merchants Bank Co., Ltd. — A 1,154,947 6,001,354 Beverages — 2.7% Shanxi Xinghuacun Fen Wine Factory Co., Ltd. — A 19,400 786,901 Wulia |
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| August 11, 2022 |
CHN / China Fund Inc / PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO Activist Investment /* Font Definitions */ @font-face {font-family:Wingdings; panose-1:5 0 0 0 0 0 0 0 0 0;} @font-face {font-family:"Cambria Math"; panose-1:2 4 5 3 5 4 6 3 2 4;} /* Style Definitions */ p. |
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| April 28, 2022 |
CHN / China Fund Inc / PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO - 13D Activist Investment SCHEDULE 13D CUSIP No: 169373107 1)NAME OF REPORTING PERSON Public Employees Retirement System of Ohio I. |
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| April 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| March 28, 2022 |
THE CHINA FUND, INC. SCHEDULE OF INVESTMENTS January 31, 2022 (unaudited) Name of Issuer and Title of Issue Shares Value (Note A) COMMON STOCK CHINA — “A” SHARES Aerospace & Defense — 0.9% Beijing Cisri-Gaona Materials & Technology Co., Ltd. — A 269,434 $ 1,812,523 Banks — 4.6% China Merchants Bank Co., Ltd. — A 1,201,547 9,362,120 Beverages — 2.1% Shanxi Xinghuacun Fen Wine Factory Co., Ltd. — A |
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| February 11, 2022 |
SC 13G/A 1 col13g18540f.htm CITY OF LONDON INVESTMENT MGT CO LTD / THE CHINA FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* The China Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 169373107 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of This S |
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| February 10, 2022 |
CHN / China Fund Inc / LAZARD ASSET MANAGEMENT LLC Passive Investment SCHEDULE 13G/A CUSIP No: 169373107 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 926,542 6)SHARED VOTING POWER: - 7)SOLE DISPOS |
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| January 18, 2022 |
CHN / China Fund Inc / Allspring Global Investments Holdings, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) CHINA FUND INC (Name of Issuer) COM (Title of Class of Securities) 169373107 (CUSIP Number) December 31,2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ |
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| December 9, 2021 |
CHN / China Fund Inc / Allspring Global Investments Holdings, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) CHINA FUND INC (Name of Issuer) COM (Title of Class of Securities) 169373107 (CUSIP Number) November 30, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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| December 8, 2021 |
CHN / China Fund Inc / WELLS FARGO & COMPANY/MN Passive Investment SC 13G/A 1 wfchinafdinc-169373107x.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8) CHINA FD INC (Name of Issuer) COM (Title of Class of Securities) 169373107 (CUSIP Number) November 30, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| September 28, 2021 |
THE CHINA FUND, INC. SCHEDULE OF INVESTMENTS July 31, 2021 (unaudited) Name of Issuer and Title of Issue Shares Value (Note A) COMMON STOCK CHINA — “A” SHARES Banks — 3.8% China Merchants Bank Co., Ltd. — A 1,726,047 $ 12,447,128 Beverages — 0.7% Wuliangye Yibin Co., Ltd. — A 70,196 2,404,321 Chemicals — 4.2% Lianhe Chemical Technology Co., Ltd. — A 390,850 1,599,707 Shandong Sinocera Functional M |
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| March 26, 2021 |
THE CHINA FUND, INC. SCHEDULE OF INVESTMENTS January 31, 2021 (unaudited) Name of Issuer and Title of Issue Shares Value (Note A) COMMON STOCK CHINA — “A” SHARES Banks — 5.1% China Merchants Bank Co., Ltd. — A 2,275,547 $ 18,009,185 Beverages — 2.2% Kweichow Moutai Co., Ltd. — A 11,778 3,855,136 Wuliangye Yibin Co., Ltd. — A 84,596 3,806,867 7,662,003 Chemicals — 4.0% Shandong Sinocera Functional |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7) CHINA FD INC (Name of Issuer) COM (Title of Class of Securities) 169373107 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3?)* The China Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 169373107 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| February 10, 2021 |
r13gathechinafundinc SCHEDULE 13G/A CUSIP No: 169373107 1)NAME OF REPORTING PERSON S. |
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| February 8, 2021 |
CHINA FUND INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definit |
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| September 28, 2020 |
FOR VALIDATION PURPOSES ONLY - [68220.TX] THE CHINA FUND, INC. SCHEDULE OF INVESTMENTS July 31, 2020 (unaudited) Name of Issuer and Title of Issue Shares Value (Note A) COMMON STOCK CHINA — “A” SHARES Banks — 4.1% China Merchants Bank Co., Ltd. — A(1) 2,461,547 $ 12,205,247 Beverages — 3.5% Kweichow Moutai Co., Ltd. — A(1) 26,278 6,298,878 Wuliangye Yibin Co., Ltd. — A(1) 144,796 4,487,724 10,786, |
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| June 10, 2020 |
CHN / China Fund, Inc. / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6) CHINA FD INC (Name of Issuer) COM (Title of Class of Securities) 169373107 (CUSIP Number) May 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Ru |
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| May 7, 2020 |
CHN / China Fund, Inc. / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gathechinafundinc SCHEDULE 13G/A CUSIP No: 169373107 1)NAME OF REPORTING PERSON S. |
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| March 30, 2020 |
CHN / China Fund, Inc. N-Q - Quarterly Schedule of Portfolio Holdings - THE CHINA FUND The China Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES The China Fund, Inc. (Exact name of Registrant as specified in charter) c/o Brown Brothers Harriman & Co. 50 Post Office Sq. Boston, MA 02110 (Address of principal executive offices) (Name and Address of Agent for Ser |
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| March 30, 2020 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT Section 302 Certification CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Frank Wheeler, certify that: 1. |
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| February 13, 2020 |
CHN / China Fund, Inc. / Bill & Melinda Gates Foundation Trust - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* The China Fund, Inc. (Name of Issuer) Common Shares, $0.01 par value per share (Title of Class of Securities) 169373107 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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| February 12, 2020 |
SC 13G/A 1 china13g18344.htm THE CHINA FUND, INC. - SCHEDULE 13G/A - AMEND. NO. 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2 )* The China Fund, Inc. (Name of Issuer) Common Stock, par value $.001 per share (Title of Class of Securities) 169373107 (CUSIP Number) December 31, 2019 (Date of Event Which |
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| February 10, 2020 |
CHN / China Fund, Inc. / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gathechinafundinc SCHEDULE 13G/A CUSIP No: 169373107 1)NAME OF REPORTING PERSON S. |
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| February 4, 2020 |
CHN / China Fund, Inc. / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5) CHINA FD INC (Name of Issuer) COM (Title of Class of Securities) 169373107 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ |
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| February 3, 2020 |
CHN / China Fund, Inc. DEF 14A - - DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Pro |
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| October 8, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| September 26, 2019 |
CHN / China Fund, Inc. N-Q - Quarterly Schedule of Portfolio Holdings - THE CHINA FUND The China Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act File number: 811-05749 The China Fund, Inc. (Exact name of Registrant as specified in charter) c/o Brown Brothers Harriman & Co. 50 Post Office Sq. Boston, MA 02110 (Address of principal executi |
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| September 26, 2019 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT EX-99.CERT 2 d780054dex99cert.htm SECTION 302 CERTIFICATION CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Frank Wheeler, certify that: 1. I have reviewed this report on Form N-Q of China Fund Trust on behalf of The China Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to sta |
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| March 26, 2019 |
CHN / China Fund, Inc. THE CHINA FUND, INC. (Quarterly Schedule of Portfolio Holdings) The China Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-05749 THE CHINA FUND, INC. (Exact name of registrant as specified in charter) c/o STATE STREET BANK AND TRUST COMPANY ONE LINCOLN STREET P.O. BOX 5049 BOSTON, MA 02206-5049 |
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| March 26, 2019 |
Certification CERTIFICATIONS I, Frank Wheeler, certify that: 1. I have reviewed this report on Form N-Q of The China Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| February 15, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 13, 2019 |
CHN / China Fund, Inc. / Bill & Melinda Gates Foundation Trust - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* The China Fund, Inc. (Name of Issuer) Common Shares, $0.01 par value per share (Title of Class of Securities) 169373107 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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| February 13, 2019 |
CHN / China Fund, Inc. / LAZARD ASSET MANAGEMENT LLC Passive Investment SC 13G/A 1 r13gachina.htm SCHEDULE 13G/A CUSIP No: 169373107 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 1,232,778 6)SHARED V |
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| February 11, 2019 |
CHN / China Fund, Inc. / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) CHINA FD INC (Name of Issuer) COM (Title of Class of Securities) 169373107 (CUSIP Number) January 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X |
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| January 30, 2019 |
CHN / China Fund, Inc. DEF 14A DEF 14A SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities and Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 THE CHINA FUND, INC. |
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| January 23, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 fp00388158k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 December 31, 2018 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commissio |
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| January 23, 2019 |
Manager's Commentary Market Review The Greater China equity markets were among the weakest performers in Asia during December 2018, despite some signs of easing trade tensions between China and the United States. |
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| January 22, 2019 |
CHN / China Fund, Inc. / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) CHINA FD INC (Name of Issuer) COM (Title of Class of Securities) 169373107 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ |
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| January 4, 2019 |
The China Fund, Inc. Announces Commencement of Tender Offer FOR IMMEDIATE RELEASE CONTACT: James Burke AST Fund Solutions 646-322-0361 jburke@astfundsolutions. |
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| January 4, 2019 |
CHN / China Fund, Inc. SC TO-I As filed with the Securities and Exchange Commission on January 4, 2019 Securities and Exchange Commission Washington, D. |
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| January 4, 2019 |
LETTER OF TRANSMITTAL To Accompany Shares of Common Stock of The China Fund, Inc. Tendered Pursuant to the Offer Dated January 4, 2019 THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 11:59 P.M., NEW YORK TIME, ON FEBRUARY 4, 2019, UNLESS THE OFFER IS EXTENDED. THE DEPOSITARY FOR THE OFFER IS: By First Class Mail: Computershare c/o Voluntary Corporate Actions P.O. Box 43011 Providence, RI 02940-3011 |
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| January 4, 2019 |
Company announcements CONTACT: James Burke AST Fund Solutions 646-322-0361 jburke@astfundsolutions. |
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| January 4, 2019 |
FORM OF LETTER TO BROKERS, DEALERS, COMMERCIAL BANKS, TRUST COMPANIES AND OTHER NOMINEES REGARDING THE OFFER BY THE CHINA FUND, INC. |
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| January 4, 2019 |
FORM OF LETTER TO STOCKHOLDERS WHO HAVE REQUESTED INFORMATION The China Fund, Inc. |
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| January 4, 2019 |
CONTACT: James Burke AST Fund Solutions 646-322-0361 [email protected] THE CHINA FUND, INC. ANNOUNCES A CHANGE TO THE PREVIOUSLY ANNOUNCED APPROVAL IN PRINCIPLE OF A ONE-TIME TENDER OFFER New York, New York, September 7, 2018 - The China Fund, Inc. (NYSE: CHN) (the “Fund”), announced today that its Board has determined to make a change in the terms of its previously announced approval in |
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| January 4, 2019 |
OFFER TO REPURCHASE FOR CASH BY THE CHINA FUND, INC. UP TO 30 OF ITS ISSUED AND OUTSTANDING SHARES OF COMMON STOCK AT 99% OF NET ASSET VALUE PER SHARE THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 11:59 P.M., NEW YORK TIME FEBRUARY 4, 2019, UNLESS THE OFFER IS EXTENDED THIS OFFER TO REPURCHASE AND THE ACCOMPANYING LETTER OF TRANSMITTAL TOGETHER CONSTITUTE THE “OFFER”. THE OFFER IS BEING EXTENDED |
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| January 4, 2019 |
CONTACT: James Burke AST Fund Solutions 646-322-0361 [email protected] THE CHINA FUND, INC. ANNOUNCES NEW BOARD GOVERNANCE PROVISIONS, STATUS OF INVESTMENT MANAGER SEARCH, APPROVAL IN PRINCIPLE OF A ONE-TIME TENDER OFFER AND OF A DISCOUNT MANAGEMENT PROGRAM New York, New York, August 27, 2018 – The China Fund, Inc. (NYSE: CHN) (the “Fund”), announced today that, at a meeting held on Augu |
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| January 4, 2019 |
NOTICE OF GUARANTEED DELIVERY TENDER OF SHARES OF COMMON STOCK OF THE CHINA FUND, INC. NOTICE OF GUARANTEED DELIVERY FOR TENDER OF SHARES OF COMMON STOCK OF THE CHINA FUND, INC. |
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| January 4, 2019 |
FORM OF LETTER TO CLIENTS OF BROKERS, DEALERS, COMMERCIAL BANKS, TRUST COMPANIES AND OTHER NOMINEES REGARDING THE OFFER BY THE CHINA FUND, INC. |
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| December 21, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 fp00379858k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 November 30, 2018 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commissio |
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| December 21, 2018 |
Manager's Commentary Market Review The Greater China equity markets rebounded in November 2018, posting healthy gains. |
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| December 10, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) (Amendment No. 8 ) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) The China Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 169373107 (CUSIP Number) Barry M. Olliff c/o |
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| November 29, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 October 31, 2018 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commission (IRS Employer of inco |
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| November 29, 2018 |
Manager's Commentary Market Review The Greater China equity markets retreated sharply in October 2018, posting the worst monthly returns since the Asian financial crisis. |
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| November 19, 2018 |
CHN / China Fund, Inc. DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| November 19, 2018 |
CHN / China Fund, Inc. CORRESP - - CORRESP 1 filename1.htm November 19, 2018 VIA EDGAR CORRESPONDENCE Mr. Raymond Be Securities and Exchange Commission Division of Investment Management 100 F. Street, N.E. Washington, DC 20549 Re: The China Fund, Inc. (“Registrant”) (File No. 811-05749) Dear Mr. Be: This letter is in response to the comments that you provided to Brian F. Link, Secretary of the Registrant, on November 16, 2018 regar |
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| November 9, 2018 |
State Street Bank and Trust Company Cover Letter State Street Bank and Trust Company Legal Services Department 100 Summer Street, 7th Floor Boston, MA 02110 November 9, 2018 VIA EDGAR U. |
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| November 9, 2018 |
PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| October 19, 2018 |
Manager's Commentary Market Review The Greater China equity markets retreated slightly in September 2018 as the trade war with the United States escalated. |
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| October 19, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 September 30, 2018 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commission (IRS Employer of in |
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| September 26, 2018 |
EX-99.CERT 2 d592221dex99cert.htm SECTION 302 CERTIFICATION CERTIFICATIONS I, Joseph S. Quirk, certify that: 1. I have reviewed this report on Form N-Q of The China Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statement |
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| September 26, 2018 |
CHN / China Fund, Inc. THE CHINA FUND (Quarterly Schedule of Portfolio Holdings) The China Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-05749 THE CHINA FUND, INC. (Exact name of registrant as specified in charter) c/o STATE STREET BANK AND TRUST COMPANY ONE LINCOLN STREET P.O. BOX 5049 BOSTON, MA 02206-5049 (Addre |
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| September 24, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 August 31, 2018 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commission (IRS Employer of incor |
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| September 24, 2018 |
Manager's Commentary Market Review The Greater China equity markets continued to decline in August 2018. |
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| August 21, 2018 |
Manager's Commentary Market Review Contrary to the overall modest gain by global equities, the Greater China equity markets stayed largely flat during the month of July. |
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| August 21, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 July 31, 2018 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commission (IRS Employer of incorpo |
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| July 23, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 June 30, 2018 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commission (IRS Employer of incorpo |
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| July 23, 2018 |
Manager's Commentary Market Review The Greater China equity markets declined in June. |
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| June 26, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 7)1 The China Fund, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 169373107 (CUSIP Number) Barry M. Olliff c |
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| June 26, 2018 |
Exhibit 99.1 The China Fund, Inc. and City of London Investment Management Company Limited Announce the Mutual Agreement to Dismiss the Fund’s and City of London Investment Management Company Limited’s Lawsuits Related to the Fund’s Annual Stockholders Meeting June 22, 2018 – The China Fund, Inc. (NYSE: CHN) (the “Fund”) and City of London Investment Management Company Limited (“CLIM”) today joint |
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| June 26, 2018 |
Exhibit 99.2 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, $0.01 par value, of The China Fund, Inc., a Maryland corporation. This Join |
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| June 21, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 May 31, 2018 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commission (IRS Employer of incorpor |
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| June 21, 2018 |
Data as of 5/31/18 Manager's Commentary Market Review The Greater China equity markets ended May with positive returns in U. |
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| May 24, 2018 |
CLIUF / City of London Investment Group PLC DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| May 21, 2018 |
CHN / China Fund, Inc. DEFA14A DEFA14A SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities and Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 THE CHINA FUND, INC. |
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| May 17, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 April 30, 2018 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commission (IRS Employer of incorp |
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| May 17, 2018 |
Data as of 4/30/18 Manager’s Commentary Market Review The Greater China equity space experienced significant sector rotations in April 2018, as investors remained cautious on the market outlook amid the escalating US and China trade tension. |
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| May 7, 2018 |
CHN / China Fund, Inc. DEFA14A DEFA14A SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities and Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 THE CHINA FUND, INC. |
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| May 4, 2018 |
CLIUF / City of London Investment Group PLC DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| May 1, 2018 |
CLIUF / City of London Investment Group PLC DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| April 27, 2018 |
CHN / China Fund, Inc. DEFA14A Schedule 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities and Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 THE CHINA FUND, INC. |
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| April 27, 2018 |
CLIUF / City of London Investment Group PLC DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| April 20, 2018 |
CLIUF / City of London Investment Group PLC DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| April 19, 2018 |
CHN / China Fund, Inc. DEFA14A DEFA14A 1 d491785ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities and Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary |
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| April 18, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 March 31, 2018 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commission (IRS Employer of incorp |
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| April 18, 2018 |
Data as of 3/31/18 Manager's Commentary Market Review Greater China equities fell in March 2018. |
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| April 12, 2018 |
CLIUF / City of London Investment Group PLC DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| April 10, 2018 |
CLIUF / City of London Investment Group PLC DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| April 3, 2018 |
CHN / China Fund, Inc. DEFA14A DEFA14A SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities and Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 THE CHINA FUND, INC. |
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| April 3, 2018 |
CHN / China Fund, Inc. / CITY OF LONDON INVESTMENT GROUP PLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 6)1 The China Fund, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 169373107 (CUSIP Number) Barry M. Olliff c |
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| April 2, 2018 |
CLIUF / City of London Investment Group PLC DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| April 2, 2018 |
CHN / China Fund, Inc. THE CHINA FUND (Quarterly Schedule of Portfolio Holdings) The China Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-05749 THE CHINA FUND, INC. (Exact name of registrant as specified in charter) c/o STATE STREET BANK AND TRUST COMPANY ONE LINCOLN STREET P.O. BOX 5049 BOSTON, MA 02206-5049 (Addre |
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| April 2, 2018 |
Certification CERTIFICATIONS I, Joseph S. Quirk, certify that: 1. I have reviewed this report on Form N-Q of The China Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to th |
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| March 29, 2018 |
CHN / China Fund, Inc. DEFA14A SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities and Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [X] Definitive Additional Materials [ ] Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 THE CHINA FUND, INC. |
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| March 26, 2018 |
CLIUF / City of London Investment Group PLC DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| March 23, 2018 |
CHN / China Fund, Inc. DEFA14A DEFA14A SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities and Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 THE CHINA FUND, INC. |
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| March 21, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 February 28, 2018 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commission (IRS Employer of inc |
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| March 21, 2018 |
Data as of 2/28/18 Manager's Commentary Market Review Contrary to strong performance in recent months, Greater China Equities retreated in February. |
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| March 19, 2018 |
CHN / China Fund, Inc. DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 19, 2018 |
CLIUF / City of London Investment Group PLC DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| March 14, 2018 |
CLIUF / City of London Investment Group PLC DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| March 14, 2018 |
CHN / China Fund, Inc. DEFA14A DEFA14A SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities and Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 THE CHINA FUND, INC. |
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| March 12, 2018 |
CLIUF / City of London Investment Group PLC DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| March 12, 2018 |
CLIUF / City of London Investment Group PLC DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| March 9, 2018 |
CHN / China Fund, Inc. DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| March 7, 2018 |
CLIUF / City of London Investment Group PLC DFAN14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| March 6, 2018 |
CHN / China Fund, Inc. DEFA14A DEFA14A SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities and Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 THE CHINA FUND, INC. |
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| February 26, 2018 |
CHN / China Fund, Inc. DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| February 22, 2018 |
Data as of 1/31/18 Manager's Commentary Market Review Investor sentiment remained upbeat in January, driving Greater China Equities up close to 10% in U. |
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| February 22, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 January 31, 2018 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commission (IRS Employer of inco |
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| February 8, 2018 |
CHN / China Fund, Inc. / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gathechinafundinc SCHEDULE 13G/A CUSIP No: 169373107 1)NAME OF REPORTING PERSON S. |
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| February 5, 2018 |
CHN / China Fund, Inc. DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| February 5, 2018 |
CHN / China Fund, Inc. DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| February 1, 2018 |
CLIUF / City of London Investment Group PLC 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide |
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| February 1, 2018 |
CHN / China Fund, Inc. PRER 14A PRER 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| January 31, 2018 |
CLIUF / City of London Investment Group PLC 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide |
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| January 31, 2018 |
CHN / China Fund, Inc. CORRESP January 31, 2018 VIA EDGAR CORRESPONDENCE Ms. Alison White Securities and Exchange Commission Division of Investment Management 100 F. Street, N.E. Washington, DC 20549 202.551.6751 Re: The China Fund, Inc. (“Registrant”) (File No. 811-05749) Dear Ms. White: This letter is in response to the comments that you provided on January 31, 2018 regarding the preliminary proxy statement for the above-refe |
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| January 30, 2018 |
CHN / China Fund, Inc. CORRESP Via Edgar Correspondence Ms. Alison White U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549-4644 Direct Dial: +1 212 878 8489 E-mail: [email protected] January 30, 2018 The China Fund, Inc. (the “Fund”) SEC File Number 811-05749 Dear Ms. White: This letter is being submitted on behalf of the Fund, in response to a re |
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| January 29, 2018 |
CHN / China Fund, Inc. / WELLS FARGO & COMPANY/MN - 3G/A (Passive Investment) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) CHINA FD INC (Name of Issuer) COM (Title of Class of Securities) 169373107 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ |
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| January 29, 2018 |
PRRN14A 1 prrn14a1161500201262018.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: |
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| January 29, 2018 |
O L S H A N 1325 AVENUE OF THE AMERICAS ? NEW YORK, NEW YORK 10019 TELEPHONE: 212. |
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| January 23, 2018 |
PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| January 23, 2018 |
CHN / China Fund, Inc. CORRESP CORRESP Via Edgar Correspondence Direct Dial: +1 212 878 8489 E-mail: [email protected] Ms. Alison White U.S. Securities and Exchange Commission January 23, 2018 Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549-4644 The China Fund, Inc. (the “Fund”) SEC File Number 811-05749 Dear Ms. White This letter is being submitted on behalf of the Fund, in response |
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| January 23, 2018 |
State Street Bank and Trust Company Cover Letter State Street Bank and Trust Company Legal Services Department 100 Summer Street SUM0703 Boston, MA 02111 January 23, 2018 VIA EDGAR U. |
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| January 19, 2018 |
Data as of 12/31/17 Manager's Commentary Market Review In December, the strong technology rally within the Greater China equities space continued to unwind, given the weaker than expected smartphone demand. |
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| January 19, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 December 31, 2017 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commission (IRS Employer of inc |
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| January 17, 2018 |
PRELIMINARY COPY SUBJECT TO COMPLETION DATED JANUARY 16, 2018 2018 ANNUAL MEETING OF STOCKHOLDERS OF THE CHINA FUND, INC. |
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| January 3, 2018 |
Exhibit 99.2 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Barry M. Olliff’s the undersigned’s true and lawful attorney-in-fact to take any and all action in connection with (i) the undersigned’s beneficial ownership of, or participation in a group with respect to, securities of The China Fund, Inc. (the “Company”) directly or indirectly benefic |
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| January 3, 2018 |
JOINT FILING AND SOLICITATION AGREEMENT Exhibit 99.1 JOINT FILING AND SOLICITATION AGREEMENT WHEREAS, certain of the undersigned are stockholders, direct or beneficial, of The China Fund, Inc., a Maryland corporation (the “Company”); WHEREAS, City of London Investment Group PLC (“City of London”), a United Kingdom public limited company, City of London Investment Management Limited, a United Kingdom private limited company, Julian Reid, |
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| January 3, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 5)1 The China Fund, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 169373107 (CUSIP Number) Barry M. Olliff c |
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| December 21, 2017 |
Data as of 11/30/17 Manager's Commentary Market Review In November, Greater China equities rose despite a more volatile period. |
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| December 21, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 November 30, 2017 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commission (IRS Employer of inc |
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| November 28, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) (Amendment No. 4 ) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) The China Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 169373107 (CUSIP Number) Barry M. Olliff c/o |
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| November 20, 2017 |
Data as of 10/31/17 Manager's Commentary Market Review In October, Greater China stocks rose on favorable market sentiment. |
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| November 20, 2017 |
CHN / China Fund, Inc. (Current Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 October 31, 2017 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commission (IRS Employer of inco |
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| October 20, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 September 30, 2017 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commission (IRS Employer of in |
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| October 20, 2017 |
Data as of 9/30/17 Manager's Commentary Market Review In September, Greater China equities were slightly lower with gains in China being offset by a weaker market in Taiwan. |
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| September 25, 2017 |
Section 302 Certification CERTIFICATIONS I, Joseph S. Quirk, certify that: 1. I have reviewed this report on Form N-Q of The China Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
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| September 25, 2017 |
China Fund Inc - THE CHINA FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-05749 THE CHINA FUND, INC. (Exact name of registrant as specified in charter) c/o STATE STREET BANK AND TRUST COMPANY ONE LINCOLN STREET P.O. BOX 5049 BOSTON, MA 02206-5049 (Address of principal |
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| September 22, 2017 |
China Fund (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 August 31, 2017 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commission (IRS Employer of incor |
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| September 22, 2017 |
Date as of 8/31/17 Manager's Commentary Market Review While the Asian equity markets were faced with the heightened geopolitical headwinds that arose from the Korean peninsula, Greater China equities continued to deliver strong returns and outperformed the region in August, underpinned by better-than-expected quarterly earnings and reasonable valuations. |
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| September 11, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) (Amendment No. 3) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) The China Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 169373107 (CUSIP Number) Barry M. Olliff c/o C |
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| August 21, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 July 31, 2017 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commission (IRS Employer of incorpo |
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| August 21, 2017 |
Data as of 7/31/17 Manager?s Commentary Market Review Greater China equities enjoyed a strong rally in July, outperforming the rest of Asian equities. |
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| August 16, 2017 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities and Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential |
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| August 10, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) (Amendment No. 2) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) The China Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 169373107 (CUSIP Number) Barry M. Olliff c/o C |
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| July 31, 2017 |
DEFA14A SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities and Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 THE CHINA FUND, INC. |
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| July 27, 2017 |
DEFA14A SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities and Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 THE CHINA FUND, INC. |
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| July 24, 2017 |
Data as of 6/30/17 Manager's Commentary Market Review June was another good month for the Greater China equity markets, with the MSCI Golden Dragon Index (the "Benchmark") advancing by 2. |
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| July 24, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 June 30, 2017 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commission (IRS Employer of incorpo |
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| June 28, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) (Amendment No. 1) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) The China Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 169373107 (CUSIP Number) Thomas Griffith c/o C |
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| June 21, 2017 |
Data as of 5/31/17 Manager's Commentary Market Review After taking a pause in April, Greater China equity markets resumed strong momentum in May with the MSCI Golden Dragon Index (the "benchmark") returning more than 4%. |
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| June 21, 2017 |
China Fund (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 May 31, 2017 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commission (IRS Employer of incorpor |
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| June 20, 2017 |
DEFA14A SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities and Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 THE CHINA FUND, INC. |
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| May 25, 2017 |
DEFA 14A SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities and Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 THE CHINA FUND, INC. |
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| May 19, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 April 30, 2017 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commission (IRS Employer of incorp |
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| May 19, 2017 |
Data as of 4/30/17 Manager?s Commentary Market Review Greater China's stock market indices trended upwards in April, marking the fourth month of consecutive gain in 2017. |
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| May 3, 2017 |
DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| May 3, 2017 |
Response Letter May 3, 2017 VIA EDGAR CORRESPONDENCE Ms. Alison White Securities and Exchange Commission Division of Investment Management 100 F. Street, N.E. Washington, DC 20549 202.551.6751 Re: The China Fund, Inc. (?Registrant?) (File No. 811-05749) Dear Ms. White: This letter is in response to the comments that you provided on April 25, 2017 and May 1, 2017 regarding the preliminary proxy sta |
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| April 27, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) (Amendment No. ) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) The China Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 169373107 (CUSIP Number) Thomas Griffith c/o Ci |
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| April 24, 2017 |
Data as of 3/31/17 Managers Commentary Market Review Macro-economic data for March was mixed. |
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| April 24, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 March 31, 2017 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commission (IRS Employer of incorp |
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| April 24, 2017 |
State Street Bank and Trust Company State Street Bank and Trust Company Legal Services Department 100 Summer Street, 7th Floor Boston, MA 02111 April 24, 2017 VIA EDGAR U. |
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| April 24, 2017 |
PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 30, 2017 |
China Fund Inc - THE CHINA FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-05749 THE CHINA FUND, INC. (Exact name of registrant as specified in charter) c/o STATE STREET BANK AND TRUST COMPANY ONE LINCOLN STREET P.O. BOX 5049 BOSTON, MA 02206-5049 (Address of principal |
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| March 30, 2017 |
EX-99.CERT 2 d535484dex99cert.htm CERTIFICATION CERTIFICATIONS I, Joseph S. Quirk, certify that: 1. I have reviewed this report on Form N-Q of The China Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| March 21, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 February 28, 2017 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commission (IRS Employer of inc |
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| March 21, 2017 |
Data as of 2/28/17 Manager?s Commentary Market Review Carrying on the strong momentum in early 2017, Greater China equities continued to strengthen in February. |
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| February 22, 2017 |
Data as of 1/31/17 Managers Commentary Market Review In January, the MSCI Golden Dragon Index increased by 6. |
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| February 22, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 January 31, 2017 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commission (IRS Employer of inco |
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| February 14, 2017 |
CHN / China Fund, Inc. / Bill & Melinda Gates Foundation Trust - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* The China Fund, Inc. (Name of Issuer) Common Shares, $0.01 par value per share (Title of Class of Securities) 169373107 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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| February 7, 2017 |
China Fund 3G/A (Passive Acquisition of More Than 5% of Shares) SC 13G/A 1 r13gachina.htm SCHEDULE 13G/A CUSIP No: 169373107 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 2,407,711 6)SHARED V |
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| January 24, 2017 |
CHN / China Fund, Inc. / WELLS FARGO & COMPANY/MN Passive Investment SC 13G/A 1 wfchinafdinc-169373107.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) CHINA FD INC (Name of Issuer) COM (Title of Class of Securities) 169373107 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| January 23, 2017 |
Data as of 12/31/16 Manager's Commentary Market Review In December, the MSCI Golden Dragon Index declined by 3. |
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| January 23, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 December 31, 2016 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commission (IRS Employer of inc |
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| January 18, 2017 |
China Fund DEFINITIVE PROXY STATEMENT Definitive Proxy Statement SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities and Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 THE CHINA FUND, INC. |
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| January 9, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| December 21, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 November 30, 2016 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commission (IRS Employer of inc |
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| December 21, 2016 |
Data as of 11/30/16 Manager?s Commentary Market Review In November, the MSCI Golden Dragon Index declined by 1. |
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| November 22, 2016 |
The China Fund, Inc. c/o State Street Bank and Trust Company 100 Summer Street, Mail Code SUM0703 Boston, MA 02111 VIA EDGAR CORRESPONDENCE November 22, 2016 Securities and Exchange Commission Dave Manion 100 F Street, N.E. Washington, DC 20549-4720 Attention: Office of Filings, Information & Consumer Services Re: The China Fund, Inc. (the ?Fund?) File No. 811-05749 Dear Mr. Manion: This letter re |
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| November 21, 2016 |
Data as of 10/31/16 Manager?s Commentary Market Review In October, the MSCI Golden Dragon Index declined by 0. |
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| November 21, 2016 |
China Fund (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 October 31, 2016 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commission (IRS Employer of inco |
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| October 21, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 September 30, 2016 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commission (IRS Employer of in |
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| October 21, 2016 |
Data as of 9/30/16 Manager?s Commentary Market Review The Greater China equities market continued to hit new highs in September following the positive momentum in previous months. |
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| September 26, 2016 |
China Fund THE CHINA FUND (Quarterly Schedule of Portfolio Holdings) The China Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-05749 THE CHINA FUND, INC. (Exact name of registrant as specified in charter) c/o STATE STREET BANK AND TRUST COMPANY ONE LINCOLN STREET P.O. BOX 5049 BOSTON, MA 02206-5049 (Addre |
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| September 26, 2016 |
Section 302 Certification CERTIFICATIONS I, Joseph S. Quirk, certify that: 1. I have reviewed this report on Form N-Q of The China Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with r |
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| September 22, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 August 31, 2016 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commission (IRS Employer of incor |
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| September 22, 2016 |
Data as of 8/31/16 Manager's Commentary Market Review The Greater China equities market was one of the best performing equity markets during the month of August. |
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| August 19, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 July 31, 2016 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commission (IRS Employer of incorpo |
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| August 19, 2016 |
Data as of 7/31/16 Manager's Commentary Market Review Greater China equities rebounded strongly post Brexit, with the MSCI Golden Dragon Index returning 5. |
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| August 19, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 July 31, 2016 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commission (IRS Employer of incorpo |
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| August 19, 2016 |
Data as of 7/31/16 Manager's Commentary Market Review Greater China equities rebounded strongly post Brexit, with the MSCI Golden Dragon Index returning 5. |
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| July 22, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 June 30, 2016 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commission (IRS Employer of incorpo |
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| July 22, 2016 |
Data as of 6/30/16 Manager's Commentary Market Review June was an eventful month in the Greater China equity space. |
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| June 21, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 May 31, 2016 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commission (IRS Employer of incorpor |
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| June 21, 2016 |
Data as of 5/31/16 Manager?s Commentary Market Review There was increased profit taking and stock rotation in May after the gains in March and April. |
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| May 20, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 April 30, 2016 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commission (IRS Employer of incorp |
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| May 20, 2016 |
Data as of 4/30/16 Manager?s Commentary Market Review Government fiscal stimulus and monetary easing policies have started to yield positive results. |
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| April 22, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 March 31, 2016 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commission (IRS Employer of incorp |
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| April 22, 2016 |
Manager?s Commentary Market Review The recovery seen after the Chinese New Year continued into March. |
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| March 31, 2016 |
Submission of Matters to a Vote of Security Holders 8-K 1 fp00188328k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 March 29, 2016 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commission ( |
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| March 25, 2016 |
China Fund THE CHINA FUND (Quarterly Schedule of Portfolio Holdings) The China Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-05749 THE CHINA FUND, INC. (Exact name of registrant as specified in charter) c/o STATE STREET BANK AND TRUST COMPANY ONE LINCOLN STREET P.O. BOX 5049 BOSTON, MA 02206-5049 (Addre |
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| March 25, 2016 |
Certification CERTIFICATIONS I, Joseph S. Quirk, certify that: 1. I have reviewed this report on Form N-Q of The China Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to th |
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| March 21, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 fp00186418k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 February 29, 2016 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commissio |
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| March 21, 2016 |
Manager?s Commentary Market Review In February, the Greater China equity market, as measured by the MSCI Golden Dragon Index (the "benchmark index"), was down by 0. |
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| February 22, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 January 31, 2016 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commission (IRS Employer of inco |
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| February 22, 2016 |
Manager?s Commentary Market Review January 2016 was a painful start to the year for Chinese equities. |
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| February 4, 2016 |
CHN / China Fund, Inc. / LAZARD ASSET MANAGEMENT LLC Passive Investment SCHEDULE 13G/A CUSIP No: 169373107 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 2,690,163 6)SHARED VOTING POWER: - 7)SOLE DISP |
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| January 29, 2016 |
CHN / China Fund, Inc. / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) CHINA FD INC (Name of Issuer) COM (Title of Class of Securities) 169373107 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X |
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| January 26, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 The China Fund, Inc. (Name of Issuer) Common Shares, $0.01 par value per share (Title of Class of Securities) 169373107 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic |
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| January 25, 2016 |
Manager's Commentary Market Review China's economic data remained tepid during December; however industrial activities did show signs of low level stabilization. |
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| January 25, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 December 31, 2015 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commission (IRS Employer of inc |
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| January 14, 2016 |
China Fund DEFINITIVE PROXY STATEMENT Definitive Proxy Statement SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities and Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 THE CHINA FUND, INC. |
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| January 8, 2016 |
CHN / China Fund, Inc. / CITY OF LONDON INVESTMENT GROUP PLC - SCHEDULE 13G/A #2 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| December 28, 2015 |
CHN / China Fund, Inc. / Bill & Melinda Gates Foundation Trust - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* The China Fund, Inc. (Name of Issuer) Common Shares, $0.01 par value per share (Title of Class of Securities) 169373107 (CUSIP Number) December 17, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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| December 21, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 November 30, 2015 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commission (IRS Employer of inc |
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| December 21, 2015 |
Data as of 11/30/15 Manager's Commentary Market Review In November, the Greater China equity markets struggled to retain October's gains. |
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| November 20, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 October 31, 2015 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commission (IRS Employer of inco |
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| November 20, 2015 |
Data as of 10/13/15 Manager's Commentary Market Review Since the low point in September, Greater China equities have staged a significant recovery. |
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| October 21, 2015 |
EX-99 2 fp0016419ex99.htm Data as of 9/30/15 Manager's Commentary Market Review In September, the decision to postpone the first US interest rate hike did little to boost risky assets, in part because the Federal Open Markets Committee (FOMC) has granted only a temporary "stay of execution". Meanwhile, investors remained highly cautious amid weak global economic growth. Under such conditions, emer |
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| October 21, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 September 30, 2015 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commission (IRS Employer of in |
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| September 29, 2015 |
CHN / China Fund, Inc. / Advance Emerging Capital Ltd Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) The China Fund, Inc. (Name of Issuer) Common Shares, $0.01 par value per share (Title of Class of Securities) 169373107 (CUSIP Number) April 25, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| September 25, 2015 |
EX-99.CERT 2 d92075dex99cert.htm SECTION 302 CERTIFICATION CERTIFICATIONS I, Joseph S. Quirk, certify that: 1. I have reviewed this report on Form N-Q of The China Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements |
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| September 25, 2015 |
China Fund THE CHINA FUND (Quarterly Schedule of Portfolio Holdings) The China Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-05749 THE CHINA FUND, INC. (Exact name of registrant as specified in charter) c/o STATE STREET BANK AND TRUST COMPANY ONE LINCOLN STREET P.O. BOX 5049 BOSTON, MA 02206-5049 (Addre |
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| September 21, 2015 |
Data as of 8/31/15 Manager's Commentary Market Review August was a turbulent month for the Chinese equity markets. |
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| September 21, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 August 31, 2015 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commission (IRS Employer of incor |
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| August 21, 2015 |
Data as of 7/31/15 Manager?s Commentary Market Review Volatility in the Chinese market, especially the A-share market continued into July. |
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| August 21, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 July 31, 2015 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commission (IRS Employer of incorpo |
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| July 22, 2015 |
Data as of 6/30/15 Manager's Commentary Market Review Following the very strong performance from Chinese equities in the first half of 2015, the last few weeks have seen a higher level of volatility and significant market weakness. |
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| July 22, 2015 |
China Fund (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 June 30, 2015 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commission (IRS Employer of incorpo |
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| June 19, 2015 |
Data as of 5/31/15 Manager?s Commentary Market Review After a six month rally, the Chinese equity market came to an abrupt halt in May when the Shanghai Composite Index fell by 6. |
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| June 19, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 May 31, 2015 Date of Report (Date of earliest event reported) The China Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-05749 133669175 (State or other jurisdiction (Commission (IRS Employer of incorpor |
