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| LEI | 549300S5PS2P178Z6N82 |
| CIK | 1222719 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Calamos Convertible and High Income Fund
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 29, 2025 |
Filed pursuant to Rule 424(b)(3) File No. 333-285119 CALAMOS CONVERTIBLE AND HIGH INCOME FUND (the “Fund”) Supplement dated September 1, 2025 to the CALAMOS® FAMILY OF FUNDS (the “Funds”) Statement of Additional Information, dated February 21, 2025, as supplemented This supplement updates certain information contained in the Statement of Additional Information noted above and should be attached to |
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| May 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| April 25, 2025 |
CORRESP 1 filename1.htm April 25, 2025 Mr. John Kernan Chief Accounting Office Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Calamos Global Total Return Fund (“CGO”) (File No. 811-2547); Calamos Convertible and High Income Fund (“CHY”) (File No. 811-21319); Calamos Convertible Opportunities and Income Fund (“CHI”) (File No. 811-21080); Calamos Global Dynamic Income F |
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| February 24, 2025 |
Calamos Convertible and High Income Fund Up to 17,140,125 Common Shares Filed pursuant to Rule 424(b)(5) File No. 333-285119 Prospectus Supplement (To Prospectus dated February 21, 2025) Calamos Convertible and High Income Fund Up to 17,140,125 Common Shares Calamos Convertible and High Income Fund (the “Fund,” “we,” “us,” or “our”) has entered into a distribution agreement dated February 24, 2025 (the "Distribution Agreement") with Foreside Fund Services, LLC (the "D |
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| February 21, 2025 |
Sixth Amendment to the Amended and Restated Stock Transfer Agency Agreement Exhibit k.1.viii Sixth Amendment to the Amended and Restated Stock Transfer Agency Agreement THIS SIXTH AMENDMENT (“Amendment”), effective as of March 24, 2022 (“Effective Date”), is to the Amended and Restated Stock Transfer Agency Agreement (the “Agreement”), made as of June 15, 2007, and amended as of March 20, 2015, September 6, 2017, October 18, 2017, August 24, 2021, and February 28, 2022, b |
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| February 21, 2025 |
Exhibit h.10 Execution Version FORM OF SUB-PLACEMENT AGENT AGREEMENT Foreside Fund Services, LLC Three Canal Plaza, Suite 100 Portland, Maine 04101 February 24, 2025 UBS Securities LLC 1285 Avenue of the Americas New York, New York 10019 RE: At-the-Market Offerings by Calamos Convertible and High Income Fund Ladies and Gentlemen: From time to time Foreside Fund Services, LLC (the “Distributor”, “w |
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| February 21, 2025 |
Exhibit k.1.x NINTH AMENDMENT TO THE AMENDED AND RESTATED LIQUIDITY AGREEMENT BETWEEN EACH FUND LISTED ON SCHEDULE A TO THE LIQUIDITY AGREEMENT AND STATE STREET BANK AND TRUST COMPANY This Ninth Amendment (this “Amendment”) is made this 9th day of September, 2024 and amends the Liquidity Agreement dated as of August 31, 2017, as subsequently amended, by and between each FUND LISTED ON SCHEDULE A T |
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| February 21, 2025 |
Exhibit t POWER OF ATTORNEY The person whose signature appears below hereby appoints John P. |
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| February 21, 2025 |
Exhibit l.4 MO R R I S , NI C H O L S , AR S H T & TU N N E L L L L P 1201 North Market Street P.O. BOX 1347 Wilmington, Delaware 19899-1347 (302) 658-9200 (302) 658-3989 FAX February 21, 2025 Calamos Convertible and High Income Fund 2020 Calamos Court Naperville, Illinois 60563 Re: Calamos Convertible and High Income Fund Ladies and Gentlemen: We have acted as special Delaware counsel to Calamo |
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| February 21, 2025 |
Fifth Amendment to the Amended and Restated Stock Transfer Agency Agreement Exhibit k.1.vi Fifth Amendment to the Amended and Restated Stock Transfer Agency Agreement THIS FIFTH AMENDMENT (“Amendment”), effective as of August 24, 2021, (“Effective Date”), is to the Amended and Restated Stock Transfer Agency Agreement (the “Agreement”) made as of June 15, 2007, and amended as of March 20, 2015, September 6, 2017, and October 18, 2017, between each entity set forth in Sched |
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| February 21, 2025 |
CALAMOS CONVERTIBLE AND HIGH INCOME FUND AMENDMENT NO. 1 TO THE BY-LAWS Exhibit b.2 CALAMOS CONVERTIBLE AND HIGH INCOME FUND AMENDMENT NO. 1 TO THE BY-LAWS The undersigned, being at least a majority of the Trustees of Calamos Convertible and High Income Fund (the “Trust”), hereby amend the Trust’s By-Laws, as amended and restated through August 23, 2021 (the “By-Laws”), as follows: 1. The By-Laws are hereby amended by deleting Article 12 thereof in its entirety and re |
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| February 21, 2025 |
Exhibit S EX. FILING FEES Calculation of Filing Fee Tables Form N-2 (Form Type) Calamos Convertible and High Income Fund (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee |
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| February 21, 2025 |
As filed with the Securities and Exchange Commission on February 21, 2025 As filed with the Securities and Exchange Commission on February 21, 2025 1933 Act File No. |
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| February 21, 2025 |
Eighth Amendment to the Amended and Restated Stock Transfer Agency Agreement Exhibit k.1.ix Eighth Amendment to the Amended and Restated Stock Transfer Agency Agreement THIS EIGHTH AMENDMENT (“Amendment”), effective as of September 6, 2022, (“Effective Date”), is to the Amended and Restated Stock Transfer Agency Agreement (the “Agreement”) made as of June 15, 2007, and amended as of July 1, 2012, March 20, 2015, September 6, 2017, October 18, 2017, August 24, 2021, Februar |
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| February 21, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 99.n CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in Registration Statement No. 333-229042 on Form N-2 of our report dated December 18, 2024, relating to the financial statements and financial highlights of Calamos Convertible Opportunities and Income Fund, Calamos Convertible and High Income Fund, Calamos Strategic Total Return Fund |
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| February 21, 2025 |
Fifth Amendment to the Amended and Restated Stock Transfer Agency Agreement Exhibit k.1.vii Fifth Amendment to the Amended and Restated Stock Transfer Agency Agreement THIS FIFTH AMENDMENT (“Amendment”), effective as of February 28, 2022, (“Effective Date”), is to the Amended and Restated Stock Transfer Agency Agreement (the “Agreement”) made as of June 15, 2007, and amended as of March 20, 2015, September 6, 2017, October 18, 2017, and August 24, 2021, between each entit |
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| February 21, 2025 |
FORM OF DISTRIBUTION AGREEMENT Exhibit h.9 Execution Version FORM OF DISTRIBUTION AGREEMENT This DISTRIBUTION AGREEMENT (this “Agreement”) made as of February 24, 2025 by and between Calamos Convertible and High Income Fund, a Delaware statutory trust (the “Fund”), and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”). WITNESSETH: WHEREAS, the Fund is registered under the Investment Company A |
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| December 20, 2024 |
424B3 1 tm2431611d1424b3.htm 424B3 Filed pursuant to Rule 424(B)(3) Registration No. 333-229038 Calamos Convertible and High Income Fund (the "Fund") Supplement dated December 20, 2024 to the Fund's Prospectus dated February 24, 2022, as supplemented from time to time, and to the Fund's Statement of Information ("SAI") dated February 24, 2022, as supplemented from time to time Recent Developments |
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| October 7, 2024 |
SC 13G 1 sayw2410070113g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* CALAMOS CONVERTIBLE & HIGH INCOME FUND (Name of Issuer) Series G Mandatory Redeemable Preferred Shares (Title of Class of Securities) 12811P*75 (CUSIP Number) September 30, 2024 (Date of Event which Requires Filing of this Sta |
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| September 19, 2024 |
Filed pursuant to Rule 424(B)(3) Registration No. 333-229038 Calamos Convertible and High Income Fund (the "Fund") Supplement dated September 19, 2024 to the Fund's Prospectus dated February 24, 2022, as supplemented from time to time and to the Fund's Statement of Information ("SAI") dated February 24, 2022, as supplemented from time to time I. Recent Developments — Mandatory Redeemable Preferred |
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| August 30, 2024 |
SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Calamos Convertible and High Income Fund (Name of Issuer) Series G Mandatory Redeemable Preferred Shares (Title of Class of Securities) 12811P *75 (CUSIP Number) September 9, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
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| May 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| May 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) May 14, 2024 Calamos Convertible and High Income Fund (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 811-21319 02-0683363 (Commission File Number) (IRS Employer Identification No. |
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| May 14, 2024 |
CALAMOS CONVERTIBLE AND HIGH INCOME FUND AMENDMENT NO. 1 TO THE BY-LAWS Exhibit 3.2 CALAMOS CONVERTIBLE AND HIGH INCOME FUND AMENDMENT NO. 1 TO THE BY-LAWS The undersigned, being at least a majority of the Trustees of Calamos Convertible and High Income Fund (the “Trust”), hereby amend the Trust’s By-Laws, as amended and restated through August 23, 2021 (the “By-Laws”), as follows: 1. The By-Laws are hereby amended by deleting Article 12 thereof in its entirety and re |
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| May 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| October 3, 2022 |
Calamos Convertible and High Income Fund (the "Fund") Supplement dated September 30, 2022 to the Fund's Prospectus dated February 24, 2022, and as supplemented from time to time and to the Fund's Statement of Information ("SAI") dated February 24, 2022, and as supplemented from time to time I. |
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| June 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* CALAMOS CONVERTIBLE AND HIGH INCOME FUND (Name of Issuer) Series D Mandatory Redeemable Preferred Shares (Title of Class of Securities) 12811P*59 (CUSIP Number) August 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate |
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| June 10, 2022 |
SC 13G 1 brhc10038610sc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* CALAMOS CONVERTIBLE AND HIGH INCOME FUND (Name of Issuer) Series E Mandatory Redeemable Preferred Shares (Title of Class of Securities) 12811P*67 (CUSIP Number) May 31, 2022 (Date of Event which Requires Filing of thi |
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| June 7, 2022 |
ROPES & GRAY LLP 191 NORTH WACKER DRIVE 32nd FLOOR CHICAGO, ILLINOIS 60606-4302 WWW. |
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| June 2, 2022 |
Filed pursuant to Rule 424(B)(3) Registration No. 333-229038 Calamos Convertible and High Income Fund (the "Fund") Supplement dated June 1, 2022 to the Fund's Prospectus dated March 1, 2021, as supplemented from time to time and to the Fund's Statement of Information ("SAI") dated March 1, 2021, as supplemented from time to time I. Recent Developments ? Mandatory Redeemable Preferred Shares The de |
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| May 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| March 25, 2022 |
See accompanying Notes to Schedule of Investments HTML Calamos Convertible and High Income Fund SCHEDULE OF INVESTMENTS JANUARY 31, 2022 (UNAUDITED) PRINCIPAL AMOUNT VALUE CORPORATE BONDS (36. |
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| March 3, 2022 |
EX. FILING FEES Calculation of Filing Fee Tables Form N-2 (Form Type) Calamos Convertible and High Income Fund (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amoun |
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| March 3, 2022 |
As filed with the Securities and Exchange Commission on March 3, 2022 As filed with the Securities and Exchange Commission on March 3, 2022 1933 Act File No. |
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| March 3, 2022 |
Calamos Convertible and High Income Fund Up to 7,002,801 Common Shares Filed pursuant to Rule 424(b)(5) File No. 333-262991 Prospectus Supplement (To Prospectus dated February 24, 2022) Calamos Convertible and High Income Fund Up to 7,002,801 Common Shares Calamos Convertible and High Income Fund (the "Fund," "we," "us," or "our") has entered into a distribution agreement dated March 1, 2022 (the "Distribution Agreement") with Foreside Fund Services, LLC (the "Distri |
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| February 24, 2022 |
As filed with the Securities and Exchange Commission on February 24, 2022 As filed with the Securities and Exchange Commission on February 24, 2022 1933 Act File No. |
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| February 24, 2022 |
Exhibit 99.n CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Registration Statement on Form N-2 of our report dated December 20, 2021, relating to the financial statements and financial highlights of Calamos Convertible and High Income Fund appearing in the Annual Report on Form N-CSR of Calamos Convertible and High Income Fund for the |
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| February 24, 2022 |
Opinion of Morris, Nichols, Arsht & Tunnell LLP regarding Common Shares (**) Exhibit 99.l.4 Morris, Nichols, Arsht & Tunnell llp 1201 North Market Street P.O. Box 1347 Wilmington, Delaware 19899-1347 (302) 658-9200 (302) 658-3989 FAX February 24, 2022 Calamos Convertible and High Income Fund 2020 Calamos Court Naperville, Illinois 60563 Re: Calamos Convertible and High Income Fund Ladies and Gentlemen: We have acted as special Delaware counsel to Calamos Convertible and Hi |
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| February 24, 2022 |
Exhibit 99.s EX. FILING FEES Calculation of Filing Fee Tables Form N-2 (Form Type) Calamos Convertible and High Income Fund (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price F |
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| February 24, 2022 |
Third Amended and Restated Agreement and Declaration of Trust (**) Exhibit 99.a.1 Calamos Convertible and High Income Fund THIRD AMENDED AND RESTATED Agreement and Declaration of Trust This THIRD AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST is made on August 23, 2021, by the Trustees hereunder; WHEREAS, the Trust has been formed under the Delaware Act upon the filing of the Certificate of Trust in the Office of the Secretary of State of the State of De |
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| February 24, 2022 |
By-laws, as amended and restated through August 23, 2021. (**) Exhibit 99.b Calamos Convertible and High Income Fund BY-LAWS (as amended and restated through August 23, 2021) Article 1 Agreement and Declaration of Trust 1.1 General. These By-Laws shall be subject to the Agreement and Declaration of Trust, as from time to time amended, supplemented or restated (the ?Declaration of Trust?) of Calamos Convertible and High Income Fund (the ?Trust?), a Delaware st |
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| February 24, 2022 |
Exhibit 99.h.10 SUB-PLACEMENT AGENT AGREEMENT Foreside Fund Services, LLC Three Canal Plaza, Suite 100 Portland, Maine 04101 [ ], 2022 UBS Securities LLC 1285 Avenue of the Americas New York, New York 10019 RE: At-the-Market Offerings by Calamos Convertible and High Income Fund Ladies and Gentlemen: From time to time Foreside Fund Services, LLC (the ?Distributor?, ?we? or ?us?) will act as manager |
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| February 24, 2022 |
Exhibit 99.h.9 Execution Version DISTRIBUTION AGREEMENT This DISTRIBUTION AGREEMENT (this ?Agreement?) made as of [ ], 2022 by and between Calamos Convertible and High Income Fund, a Delaware statutory trust (the ?Fund?), and Foreside Fund Services, LLC, a Delaware limited liability company (the ?Distributor?). WITNESSETH: WHEREAS, the Fund is registered under the Investment Company Act of 1940, a |
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| February 24, 2022 |
Exhibit 99.t CHI and CHY Powers of Attorney - Virginia Breen POA POWER OF ATTORNEY The person whose signature appears below hereby appoints John P. Calamos, Sr. and J. Christopher Jackson and each of them, any of whom may act without the joinder of the others, as such person's attorney-in-fact to sign and file on such person's behalf individually and in the capacity stated below such registration |
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| January 19, 2022 |
424B3 1 a22-26704424b3.htm 424B3 Filed pursuant to Rule 424(b)(3) File No. 333-229038 Calamos Convertible and High Income Fund (the "Fund") Supplement dated January 19, 2022 to the Fund's Statement of Additional Information dated March 1, 2021, and as supplemented June 30, 2021 and August 27, 2021 Effective immediately, the tenth paragraph under the section titled "Investment Restrictions" on page |
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| January 3, 2022 |
Filed pursuant to Rule 424(b)(3) File No. 333-229038 Calamos Convertible and High Income Fund (the "Fund") Supplement dated January 1, 2022 to the Fund's Prospectus dated March 1, 2021, and as supplemented March 5, 2021, August 27, 2021, September 30, 2021 and December 20, 2021 The section titled "Effects of Leverage" beginning on page 43 of the Prospectus is deleted in its entirety and replaced w |
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| December 20, 2021 |
Filed pursuant to Rule 424(b)(3) File No. 333-229038 Calamos Convertible and High Income Fund (the "Fund") Supplement dated December 20, 2021 to the Fund's Prospectus dated March 1, 2021, and as supplemented March 5, 2021, August 27, 2021 and September 30, 2021 The first paragraph of the subsection titled "Primary Investments" in the section titled "Investment Policies" on page 4 of the Prospectus |
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| October 15, 2021 |
CHY / Calamos Convertible & Hi Income Fund / THRIVENT FINANCIAL FOR LUTHERANS Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| September 30, 2021 |
Filed pursuant to Rule 424(b)(3) File No. 333- 229038 Amendment to Prospectus Supplement (To Prospectus dated March 1, 2021) Calamos Convertible and High Income Fund (the ?Fund?) Supplement dated September 30, 2021 to the Fund?s Prospectus dated March 1, 2021, and as supplemented March 5, 2021 and August 27, 2021 All references in the Prospectus Supplement to the Distribution Agreement shall mean |
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| September 28, 2021 |
See accompanying Notes to Schedule of Investments Calamos Convertible and High Income Fund SCHEDULE OF INVESTMENTS JULY 31, 2021 (UNAUDITED) PRINCIPAL AMOUNT VALUE CORPORATE BONDS (33. |
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| August 27, 2021 |
Filed pursuant to Rule 424(B)(3) Registration No. 333-229038 Calamos Convertible and High Income Fund (the ?Fund?) Supplement dated August 27, 2021 to the Fund?s Prospectus dated March 1, 2021, and as supplemented March 5, 2021 and to the Fund?s Statement of Information (?SAI?) dated March 1, 2021 I. Recent Developments ?Mandatory Redeemable Preferred Shares On August 24, 2021, the Fund issued 2,8 |
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| August 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) August 23, 2021 Calamos Convertible and High Income Fund (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 811-21319 02-0683363 (Commission File Number) (IRS Employer Identification No. |
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| August 26, 2021 |
Exhibit 3.1 Calamos Convertible and High Income Fund THIRD AMENDED AND RESTATED Agreement and Declaration of Trust This THIRD AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST is made on August 23, 2021, by the Trustees hereunder; WHEREAS, the Trust has been formed under the Delaware Act upon the filing of the Certificate of Trust in the Office of the Secretary of State of the State of Delaw |
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| August 26, 2021 |
Amended and Restated Bylaws of Calamos Convertible and High Income Fund dated August 23, 2021. Exhibit 3.2 Calamos Convertible and High Income Fund BY-LAWS (as amended and restated through August 23, 2021) Article 1 Agreement and Declaration of Trust 1.1 General. These By-Laws shall be subject to the Agreement and Declaration of Trust, as from time to time amended, supplemented or restated (the ?Declaration of Trust?) of Calamos Convertible and High Income Fund (the ?Trust?), a Delaware sta |
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| May 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| March 31, 2021 |
See accompanying Notes to Schedule of Investments HTML Calamos Convertible and High Income Fund SCHEDULE OF INVESTMENTS JANUARY 31, 2021 (UNAUDITED) PRINCIPAL AMOUNT VALUE CORPORATE BONDS (33. |
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| March 5, 2021 |
Calamos Convertible and High Income Fund Up to 8,500,000 Common Shares Filed pursuant to Rule 424(b)(5) File No. 333-229038 Prospectus Supplement (To Prospectus dated March 1, 2021) Calamos Convertible and High Income Fund Up to 8,500,000 Common Shares Calamos Convertible and High Income Fund (the "Fund," "we," "us," or "our") has entered into a distribution agreement dated March 8, 2019 (the "Distribution Agreement") with Foreside Fund Services, LLC (the "Distributo |
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| February 19, 2021 |
Exhibit 99.n CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Post-Effective Amendment to Registration Statement No. 333-229038 on Form N-2 of our report dated December 18, 2020, relating to the financial statements and financial highlights of Calamos Convertible and High Income Fund appearing in the Annual Report on Form N-CSR of Calamo |
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| February 19, 2021 |
Exhibit 99.r.1 Table of Contents Page UNDERSTANDING AND APPLYING THE CODE 3 1. Understanding the Terms 3 2. Purpose of the Code of Ethics and Insider Trading Policy 8 3. Scope 8 4. Reporting Violations of the Code 9 CONSEQUENCES OF FAILURE TO COMPLY WITH THE CODE 9 RESTRICTIONS ON THE USE AND DISCLOSURE OF CONFIDENTIAL INFORMATION BY CALAMOS PERSONNEL 9 1. Insider Trading and Tipping 9 2. General |
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| February 19, 2021 |
Second Amended and Restated Agreement and Declaration of Trust. Exhibit 99.a.1 Calamos convertible and high income fund SECOND Amended and restated Agreement and Declaration of Trust This SECOND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST is made on January 12, 2021, by the Trustees hereunder; WHEREAS, the Trust has been formed under the Delaware Act upon the filing of the Certificate of Trust in the Office of the Secretary of State of the State of |
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| February 19, 2021 |
As filed with the Securities and Exchange Commission on February 19, 2021 1933 Act File No. |
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| February 19, 2021 |
By-laws, as amended and restated through January 12, 2021. Exhibit 99.b calamos CONVERTIBLE AND HIGH INCOME fund BY-LAWS (as amended and restated through January 12, 2021) Article 1 Agreement and Declaration of Trust 1.1 General. These By-Laws shall be subject to the Agreement and Declaration of Trust, as from time to time amended, supplemented or restated (the ?Declaration of Trust?) of Calamos Convertible and High Income Fund (the ?Trust?), a Delaware s |
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| January 12, 2021 |
Exhibit 3.1 CALAMOS CONVERTIBLE AND HIGH INCOME FUND SECOND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST This SECOND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST is made on January 12, 2021, by the Trustees hereunder; WHEREAS, the Trust has been formed under the Delaware Act upon the filing of the Certificate of Trust in the Office of the Secretary of State of the State of De |
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| January 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) January 12, 2021 Calamos Convertible and High Income Fund (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 811-21319 02-0683363 (Commission File Number) (IRS Employer Identification No. |
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| January 12, 2021 |
Amended and Restated Bylaws of Calamos Convertible and High Income Fund dated January 12, 2021. Exhibit 3.2 CALAMOS CONVERTIBLE AND HIGH INCOME FUND BY-LAWS (as amended and restated through January 12, 2021) ARTICLE 1 Agreement and Declaration of Trust 1.1 General. These By-Laws shall be subject to the Agreement and Declaration of Trust, as from time to time amended, supplemented or restated (the “Declaration of Trust”) of Calamos Convertible and High Income Fund (the “Trust”), a Delaware st |
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| September 29, 2020 |
See accompanying Notes to Schedule of Investments HTML Calamos Convertible and High Income Fund SCHEDULE OF INVESTMENTS JULY 31, 2020 (UNAUDITED) PRINCIPAL AMOUNT VALUE CORPORATE BONDS (39. |
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| May 14, 2020 |
DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 31, 2020 |
Calamos Convertible and High Income Fund SCHEDULE OF INVESTMENTS JANUARY 31, 2020 (UNAUDITED) PRINCIPAL AMOUNT VALUE CORPORATE BONDS (45. |
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| February 21, 2020 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit n CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Post-Effective Amendment No. |
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| February 21, 2020 |
As filed with the Securities and Exchange Commission on February 21, 2020 As filed with the Securities and Exchange Commission on February 21, 2020 1933 Act File No. |
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| February 21, 2020 |
Exhibit r.1 Table of Contents Page UNDERSTANDING AND APPLYING THE CODE 3 1. Understanding the Terms 3 2. Purpose of the Code of Ethics and Insider Trading Policy 8 3. Scope 8 4. Reporting Violations of the Code 9 CONSEQUENCES OF FAILURE TO COMPLY WITH THE CODE 9 RESTRICTIONS ON THE USE AND DISCLOSURE OF CONFIDENTIAL INFORMATION BY CALAMOS PERSONNEL 9 1. Insider Trading and Tipping 9 2. General Pro |
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| February 21, 2020 |
Power of Attorney for Karen L. Stuckey and Christopher M. Toub EX-99.S.4 4 d799337dex99s4.htm POWER OF ATTORNEY FOR KAREN L. STUCKEY AND CHRISTOPHER M. TOUB Exhibit s.4 POWER OF ATTORNEY The person whose signature appears below hereby appoints John P. Calamos, Sr. and J. Christopher Jackson and each of them, any of whom may act without the joinder of the others, as such person’s attorney-in-fact to sign and file on such person’s behalf individually and in the |
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| September 27, 2019 |
CHY / Calamos Convertible and High Income Fund NPORT-EX - - CALAMOS CONVERTIBLE & HIGH INCOME FUND CALAMOS CONVERTIBLE & HIGH INCOME FUND Calamos Convertible and High Income Fund SCHEDULE OF INVESTMENTS JULY 31, 2019 (UNAUDITED) PRINCIPAL AMOUNT VALUE CORPORATE BONDS (47. |
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| May 24, 2019 |
CHY / Calamos Convertible and High Income Fund DEF 14A - - DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 13, 2019 |
Distribution Agreement Exhibit h.9 DISTRIBUTION AGREEMENT This DISTRIBUTION AGREEMENT (this “Agreement”) made as of March 8, 2019 by and between Calamos Convertible and High Income Fund, a Delaware statutory trust (the “Fund”), and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”). WITNESSETH: WHEREAS, the Fund is registered under the Investment Company Act of 1 |
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| March 13, 2019 |
Sub-Placement Agent Agreement Exhibit h.10 SUB-PLACEMENT AGENT AGREEMENT Foreside Fund Services, LLC Three Canal Plaza, Suite 100 Portland, Maine 04101 March 8, 2019 UBS Securities LLC 1285 Avenue of the Americas New York, New York 10019 RE: At-the-Market Offerings by Calamos Convertible and High Income Fund Ladies and Gentlemen: From time to time Foreside Fund Services, LLC (the “Distributor”, “w |
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| March 13, 2019 |
CHY / Calamos Convertible and High Income Fund CALAMOS CONVERTIBLE AND HIGH INCOME FUND Calamos Convertible and High Income Fund As filed with the Securities and Exchange Commission on March 13, 2019 1933 Act File No. |
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| March 7, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21319 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible and High Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville, Illinois 60563-2787 NAM |
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| March 7, 2019 |
Certification of Principal Executive Officer. Calamos Convertible and High Income Fund N-Q EX-99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible & High Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in ligh |
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| February 28, 2019 |
CHY / Calamos Convertible and High Income Fund Calamos Convertible and High Income Fund ROPES & GRAY LLP 191 NORTH WACKER DRIVE 32nd FLOOR CHICAGO, ILLINOIS 60606-4302 WWW. |
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| February 28, 2019 |
CHY / Calamos Convertible and High Income Fund Calamos Convertible and High Income Fund CALAMOS CONVERTIBLE AND HIGH INCOME FUND 2020 Calamos Court Naperville, Illinois 60563 February 28, 2019 Securities and Exchange Commission 100 F Street N. |
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| February 22, 2019 |
CHY / Calamos Convertible and High Income Fund Calamos Convertible and High Income Fund CALAMOS CONVERTIBLE AND HIGH INCOME FUND 2020 Calamos Court Naperville, Illinois 60563 February 22, 2019 Securities and Exchange Commission 100 F Street N. |
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| February 22, 2019 |
CHY / Calamos Convertible and High Income Fund Calamos Convertible and High Income Fund ROPES & GRAY LLP 191 NORTH WACKER DRIVE 32nd FLOOR CHICAGO, ILLINOIS 60606-4302 WWW. |
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| September 7, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21319 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible and High Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville, Illinois 60563-2787 NAM |
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| September 7, 2018 |
Certification of Principal Executive Officer. EX-99.CERT 2 chy-ex99cert.htm CERTIFICATIONS Calamos Convertible and High Income Fund N-Q EX-99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible & High Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact n |
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| May 11, 2018 |
CHY / Calamos Convertible and High Income Fund DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 8, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21319 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible and High Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville, Illinois 60563-2787 NAM |
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| March 8, 2018 |
Certification of Principal Executive Officer. Calamos Convertible and High Income Fund N-Q EX-99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible & High Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in ligh |
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| February 27, 2018 |
February 27, 2018 Matthew A. Brunmeier T +1 312 845 1376 [email protected] VIA Edgar Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-4720 Re: Calamos Convertible and High Income Fund (the ?Fund?) (File Nos. 811-21319, 333-205640) Ladies and Gentlemen: On behalf of the Fund, we are filing today, pursuant to the Securities Act of 1933, as amended, and the Inves |
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| February 27, 2018 |
CHY / Calamos Convertible and High Income Fund CORRESP February 27, 2018 Matthew A. Brunmeier T +1 312 845 1376 [email protected] VIA EDGAR Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-4720 Attention: Lisa Larkin Re: Calamos Convertible and High Income Fund (the “Registrant” or the “Fund”) (File Nos. 333-205640 and 811-21319) Dear Ms. Larkin: We are writing to respond to the c |
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| February 27, 2018 |
CALAMOS CONVERTIBLE AND HIGH INCOME FUND POS 8C Exhibit 99 n. CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Post-Effective Amendment No. 4 to Registration Statement No. 333-205640 on Form N-2 of our report dated December 15, 2017, relating to the financial statements and financial highlights of Calamos Convertible and High Income Fund, appearing in the Stat |
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| February 27, 2018 |
As filed with the Securities and Exchange Commission on February 27, 2018 As filed with the Securities and Exchange Commission on February 27, 2018 1933 Act File No. |
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| February 7, 2018 |
CALAMOS CONVERTIBLE AND HIGH INCOME FUND POS 8C Exhibit 99 n. CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Post-Effective Amendment No. 3 to Registration Statement No. 333-205640 on Form N-2 of our report dated December 15, 2017, relating to the financial statements and financial highlights of Calamos Convertible and High Income Fund, appearing in the Stat |
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| February 7, 2018 |
Code of Ethics – filed herewith. CALAMOS CONVERTIBLE AND HIGH INCOME FUND POS 8C Exhibit 99 r.1 Table of Contents Page UNDERSTANDING AND APPLYING THE CODE 8 Understanding the Terms 3 Purpose 8 Scope 8 Reporting Violations of the Code 8 CONSEQUENCES OF FAILURE TO COMPLY WITH THE CODE 9 RESTRICTIONS ON THE USE AND DISCLOSURE OF CONFIDENTIAL INFORMATION BY CALAMOS PERSONNEL 9 Insider Trading and Tipping 9 General Prohibitions 10 Mat |
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| February 7, 2018 |
As filed with the Securities and Exchange Commission on February 7, 2018 As filed with the Securities and Exchange Commission on February 7, 2018 1933 Act File No. |
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| February 7, 2018 |
ROPES & GRAY LLP 191 NORTH WACKER DRIVE 32nd FLOOR CHICAGO, ILLINOIS 60606-4302 WWW. |
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| September 1, 2017 |
Certification of Principal Executive Officer. EX-99.CERT Calamos Convertible & High Income Fund - N-Q EX-99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible & High Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements ma |
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| September 1, 2017 |
Calamos Convertible & High Income Fund - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21080 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible and High Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville Illinois 60563-2787 |
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| May 4, 2017 |
Calamos Convertible and High Income Fund DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 3, 2017 |
Calamos Convertible & High Income Fund - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21080 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible and High Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville Illinois 60563-2787 |
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| March 3, 2017 |
Certification of Principal Financial Officer. Calamos Convertible & High Income Fund - N-Q EX-99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible & High Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in ligh |
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| February 28, 2017 |
As filed with the Securities and Exchange Commission on February 28, 2017 486BPOS As filed with the Securities and Exchange Commission on February 28, 2017 1933 Act File No. |
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| February 28, 2017 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Pre-Effective Amendment No. |
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| October 27, 2016 |
Calamos Advisors LLC J. Christopher Jackson Calamos Advisors LLC 2020 Calamos Court Naperville, IL 60563-2787 (630) 245-8394 October 27, 2016 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Attn: Megan Miller Re: Calamos Investment Trust (?Investment Trust?) (File No. 811-05443); Calamos Advisors Trust (?Advisors Trust?) (File |
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| September 15, 2016 |
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER EX-99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible & High Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such state |
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| September 15, 2016 |
Calamos Convertible and High Income Fund N-Q (Quarterly Schedule of Portfolio Holdings) N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21080 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible and High Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville Illinois 60563-2787 |
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| May 10, 2016 |
Calamos Convertible and High Income Fund DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 18, 2016 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.N CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Post-Effective Amendment No. 1 to Registration Statement No. 333-205640 on Form N-2 of our report dated December 16, 2015, relating to the financial statements and financial highlights of Calamos Convertible and High Income Fund, appearing in the Statement of Additional Information, and to the references |
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| April 18, 2016 |
Opinion of Morris, Nichols, Arsht & Tunnell LLP regarding Common Shares. (12) EX-99.L.1 3 d143119dex99l1.htm EX-99.L.1 [Morris, Nichols, Arsht & Tunnell LLP Letterhead] April 15, 2016 Calamos Convertible and High Income Fund 2020 Calamos Court Naperville, Illinois 60563 Ropes & Gray LLP 1211 Avenue of the Americas New York, NY 10036-8704 Re: Calamos Convertible and High Income Fund Ladies and Gentlemen: We have acted as special Delaware counsel to Calamos Convertible and Hi |
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| April 18, 2016 |
EX-99.H.8 2 d143119dex99h8.htm EX-99.H.8 CALAMOS CONVERTIBLE AND HIGH INCOME FUND UP TO 6,232,167 COMMON SHARES OF BENEFICIAL INTEREST CAPITAL ON DEMAND™ SALES AGREEMENT April 15, 2016 JONESTRADING INSTITUTIONAL SERVICES LLC 780 Third Avenue, 3rd Floor New York, NY 10017 Ladies and Gentlemen: CALAMOS CONVERTIBLE AND HIGH INCOME FUND, a Delaware statutory trust (the “Fund”), CALAMOS ADVISORS LLC, a |
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| April 18, 2016 |
Calamos Convertible and High Income Fund POS EX POS EX As filed with the Securities and Exchange Commission on April 15, 2016 1933 Act File No. |
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| March 31, 2016 |
Calamos Convertible and High Income Fund ESP CORRESP CALAMOS CONVERTIBLE & HIGH INCOME FUND 2020 Calamos Court Naperville, Illinois 60563 March 31, 2016 United States Securities and Exchange Commission 100 F Street N. |
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| March 22, 2016 |
Calamos Convertible and High Income Fund N-Q (Quarterly Schedule of Portfolio Holdings) N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21080 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible and High Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville Illinois 60563-2787 |
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| March 22, 2016 |
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER EX-99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible and High Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
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| March 11, 2016 |
Calamos Convertible and High Income Fund ESP CORRESP ROPES & GRAY LLP 1211 AVENUE OF THE AMERICAS NEW YORK, NY 10036-8704 WWW.ROPESGRAY.COM March 11, 2016 Crystal T. Travanti T +1 212 596 9128 F +1 646 728 1622 [email protected] VIA EDGAR Division of Investment Management Securities and Exchange Commission 100 F Street NE Washington, DC 20549 Attention: Jay Williamson Re: Calamos Convertible and High Income Fund (the ?Registrant |
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| January 7, 2016 |
Calamos Convertible and High Income Fund ESP Correspondence ROPES & GRAY LLP 1211 AVENUE OF THE AMERICAS NEW YORK, NY 10036-8704 WWW. |
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| September 21, 2015 |
Calamos Convertible and High Income Fund N-Q (Quarterly Schedule of Portfolio Holdings) N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21080 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible and High Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville Illinois 60563-2787 |
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| September 21, 2015 |
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER EX-99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible and High Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
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| June 4, 2015 |
Calamos Convertible and High Income Fund DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 23, 2015 |
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible & High Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| March 23, 2015 |
Calamos Convertible and High Income Fund N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21080 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible and High Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville Illinois 60563-2787 NAME |
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| September 18, 2014 |
Calamos Convertible & High Income Fund - N-Q N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21319 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible and High Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville Illinois 60563-2787 |
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| September 18, 2014 |
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER EX-99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible and High Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
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| May 23, 2014 |
DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 24, 2014 |
Quarterly Schedule of Portfolio Holdings - N-Q N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21319 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible and High Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville Illinois 60563-2787 |
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| March 24, 2014 |
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER EX-99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible and High Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
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| December 26, 2013 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Calamos Convertible and High Income Fund In planning and performing our audit of the financial statements of Calamos Convertible and High Income Fund (the “Fund”) as of and for the year ended October 31, 2013, in accordance with the standards of the Public Company Accounting Oversight Board (United |
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| September 18, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21319 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible and High Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville Illinois 60563-2787 |
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| September 18, 2013 |
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER EX-99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible and High Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
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| May 22, 2013 |
DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 25, 2013 |
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible and High Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements wer |
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| March 25, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21319 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible and High Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville Illinois 60563-2787 |
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| February 26, 2013 |
EX-99.S POWER OF ATTORNEY The person whose signature appears below hereby appoints John P. Calamos, Sr., Nimish S. Bhatt, James J. Boyne and J. Christopher Jackson and each of them, any of whom may act without the joinder of the others, as such person’s attorney-in-fact to sign and file on such person’s behalf individually and in the capacity stated below such registration statements, amendments, |
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| February 26, 2013 |
First Amendment to Initial Sales Agreement dated July 2, 2012. (9) EX-99.H.7 FIRST AMENDMENT TO SALES AGREEMENT This FIRST AMENDMENT TO SALES AGREEMENT (the “Amendment”) is made and entered into with effect this 2nd day of July, 2012, by Calamos Convertible and High Income Fund, a Delaware statutory trust (the “Fund”), Calamos Advisors LLC, a Delaware limited liability company (the “Adviser”) and JonesTrading Institutional Services LLC (“Jones”). Capitalized term |
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| February 26, 2013 |
486BPOS As filed with the Securities and Exchange Commission on February 25, 2013 1933 Act File No. |
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| February 26, 2013 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.N Exhibit N CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Post-Effective Amendment No. 3 to Registration Statement No. 333-175076 on Form N-2 of our report dated December 14, 2012, relating to the financial statements and financial highlights of Calamos Convertible and High Income Fund, appearing in the Statement of Additional Information, and to the |
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| September 18, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21319 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible and High Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville Illinois 60563-2787 |
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| September 18, 2012 |
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER EX-99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible and High Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
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| June 28, 2012 |
the Fund’s description of Common Shares on Form 8-A, filed on June 28, 2012; Form 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 CALAMOS CONVERTIBLE AND HIGH INCOME FUND (Exact Name of Registrant as Specified in Its Charter) Delaware 02-0683363 (State of Incorporation or Organization) (I.R.S. Employer Identificati |
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| June 28, 2012 |
Form 25 OMB APPROVAL OMB Number: 3235-0080 Expires: December 31, 2014 Estimated average burden hours per response. |
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| May 22, 2012 |
DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 22, 2012 |
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER EX-99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible and High Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
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| March 22, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21319 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible and High Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville Illinois 60563 NAME |
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| February 28, 2012 |
486BPOS As filed with the Securities and Exchange Commission on February 27, 2012 1933 Act File No. |
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| February 28, 2012 |
EX-99.S 3 d275698dex99s.htm EX-99.S POWER OF ATTORNEY The person whose signature appears below hereby appoints John P. Calamos, Sr., Nimish S. Bhatt, James J. Boyne and J. Christopher Jackson and each of them, any of whom may act without the joinder of the others, as such person’s attorney-in-fact to sign and file on such person’s behalf individually and in the capacity stated below such registrat |
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| February 28, 2012 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit N CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Post-Effective Amendment No. |
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| September 30, 2011 |
exv99whw6 Exhibit h.6 CALAMOS CONVERTIBLE AND HIGH INCOME FUND UP TO 6,232,167 COMMON SHARES OF BENEFICIAL INTEREST CAPITAL ON DEMAND™ SALES AGREEMENT September 30, 2011 JONESTRADING INSTITUTIONAL SERVICES LLC 780 Third Avenue, 3rd Floor New York, NY 10017 Ladies and Gentlemen: CALAMOS CONVERTIBLE AND HIGH INCOME FUND, a Delaware statutory trust (the “Fund”), CALAMOS ADVISORS LLC, a Delaware limit |
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| September 30, 2011 |
POWER OF ATTORNEY The person whose signature appears below hereby appoints John P. |
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| September 30, 2011 |
exv99wlw2 Exhibit l.2 September 30, 2011 Calamos Convertible and High Income Fund 2020 Calamos Court Naperville, Illinois 60563 K&L Gates LLP 70 W. Madison Street Suite 3100 Chicago, Illinois 60602 Re: Calamos Convertible and High Income Fund Ladies and Gentlemen: We have acted as special Delaware counsel to Calamos Convertible and High Income Fund, a Delaware statutory trust (the “Trust”), in con |
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| September 30, 2011 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit n CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Post-Effective Amendment No. |
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| September 30, 2011 |
As filed with the Securities and Exchange Commission on September 30, 2011 As filed with the Securities and Exchange Commission on September 30, 2011 1933 Act File No. |
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| September 30, 2011 |
Exhibit l.1 K&L Gates LLP 70 West Madison Street, Suite 3100 Chicago, Illinois 60602 312-372-1121 September 30, 2011 Calamos Convertible and High Income Fund 2020 Calamos Court Naperville, Illinois 60563 Ladies and Gentlemen: We have acted as your counsel in connection with the Registration Statement on Form N-2 (File No. 333-175076), as amended by post-effective amendment no. 1 (the “Registration |
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| September 19, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21319 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible and High Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville Illinois 60563 NAME AND |
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| September 19, 2011 |
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER exv99wcert CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible and High Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
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| August 26, 2011 |
August 26, 2011 Eric S. Purple D 202.778.9220 F 202.778.9100 [email protected] Mr. Larry Greene Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Calamos Convertible and High Income Fund 333-175076 811-21319 Dear Mr. Greene: This letter responds to the comments contained in your letter dated July 28, 2011, regarding the initial Reg |
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| August 26, 2011 |
corresp Calamos Advisors, LLC 2020 Calamos Court Naperville, IL 60563 August 26, 2011 BY EDGAR Securities and Exchange Commission 100 F Street, N. |
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| August 26, 2011 |
corresp Calamos Advisors, LLC 2020 Calamos Court Naperville, Illinois 60563 Phone: 630-245-7200 www. |
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| May 25, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| March 25, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21319 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible and High Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville Illinois 60563 NAME AND |
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| March 25, 2011 |
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER exv99wcert CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible and High Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
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| March 1, 2011 |
[Letterhead of Morris, Nichols, Arsht & Tunnell LLP] March 1, 2011 exv99w2wlw2 Exhibit l.2 [Letterhead of Morris, Nichols, Arsht & Tunnell LLP] March 1, 2011 Calamos Convertible and High Income Fund 2020 Calamos Court Naperville, Illinois 60563 K&L Gates LLP 70 W. Madison Street Suite 3100 Chicago, Illinois 60602 Re: Calamos Convertible and High Income Fund Ladies and Gentlemen: We have acted as special Delaware counsel to Calamos Convertible and High Income Fund |
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| March 1, 2011 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit n CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Post-Effective Amendment No. |
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| March 1, 2011 |
As filed with the Securities and Exchange Commission on March 1, 2011 As filed with the Securities and Exchange Commission on March 1, 2011 1933 Act File No. |
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| March 1, 2011 |
K&L Gates LLP 70 West Madison Street, Suite 3100 Chicago, Illinois 60602 312-372-1121 March 1, 2011 Exhibit l.1 K&L Gates LLP 70 West Madison Street, Suite 3100 Chicago, Illinois 60602 312-372-1121 March 1, 2011 Calamos Convertible and High Income Fund 2020 Calamos Court Naperville, Illinois 60563 Ladies and Gentlemen: We have acted as your counsel in connection with the Registration Statement on Form N-2 (File No. 333-146947), as amended by post-effective amendment no. 6 (the “Registration Stat |
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| March 1, 2011 |
exv99w2ws POWER OF ATTORNEY The person whose signature appears below hereby appoints John P. |
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| September 21, 2010 |
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER exv99wcert CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible and High Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
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| September 21, 2010 |
nvq UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21319 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible and High Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville Illinois 60563 NAME |
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| May 17, 2010 |
As filed with the Securities and Exchange Commission on May 14, 2010 As filed with the Securities and Exchange Commission on May 14, 2010 1933 Act File No. |
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| May 17, 2010 |
exv99wj Exhibit j1 Execution Copy Master Custodian Agreement This Agreement is made as of September 11, 2009 by and among each management investment company identified on Appendix A hereto (each such investment company and each management investment company made subject to this Agreement in accordance with Section 19. |
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| May 17, 2010 |
exv99whw6 Exhibit h.6 CALAMOS CONVERTIBLE AND HIGH INCOME FUND UP TO 5,000,000 COMMON SHARES OF BENEFICIAL INTEREST CAPITAL ON DEMAND™ SECOND AMENDED AND RESTATED SALES AGREEMENT May 14, 2010 JONESTRADING INSTITUTIONAL SERVICES LLC 780 Third Avenue, 3rd Floor New York, NY 10017 Ladies and Gentlemen: CALAMOS CONVERTIBLE AND HIGH INCOME FUND, a Delaware statutory trust (the “Fund”), CALAMOS ADVISORS |
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| May 17, 2010 |
Exhibit r.1 CALAMOS ASSET MANAGEMENT, INC. CALAMOS ADVISORS LLC CALAMOS FINANCIAL SERVICES LLC CALAMOS PARTNERS LLC CALAMOS WEALTH MANAGEMENT LLC CALAMOS INVESTMENT TRUST CALAMOS ADVISORS TRUST CALAMOS CONVERTIBLE OPPORTUNITIES AND INCOME FUND CALAMOS CONVERTIBLE AND HIGH INCOME FUND CALAMOS STRATEGIC TOTAL RETURN FUND CALAMOS GLOBAL TOTAL RETURN FUND CALAMOS GLOBAL DYNAMIC INCOME FUND Code of Eth |
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| May 17, 2010 |
exv99ws POWER OF ATTORNEY The person whose signature appears below hereby appoints John P. |
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| May 17, 2010 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM exv99wn Exhibit N CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Post-Effective Amendment No. |
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| May 10, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| March 23, 2010 |
pos8c As filed with the Securities and Exchange Commission on March 22, 2010 1933 Act File No. |
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| March 23, 2010 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit n CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Post-Effective Amendment No. |
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| March 23, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21319 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible and High Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville Illinois 60563 NAME AND |
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| March 23, 2010 |
POWER OF ATTORNEY The person whose signature appears below hereby appoints John P. |
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| March 23, 2010 |
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible and High Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements wer |
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| March 23, 2010 |
cover K&L Gates llp 70 West Madison Street Suite 3100 Chicago, IL 60602-4207 T 312. |
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| September 25, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21319 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible and High Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville Illinois 60563 NAME AND |
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| September 25, 2009 |
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible and High Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements wer |
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| August 10, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Calamos Convertible & High Income Fund (Name of Issuer) Auction Rate Preferred Stock (Title of Class of Securities) 12811P702 12811P603 12811P207 12811P504 12811P306 12811P405 (CUSIP Number) July 31, 2009 (Date of Event Which Requires Filing of this Stat |
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| May 18, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| April 15, 2009 |
exv99ws POWER OF ATTORNEY The person whose signature appears below hereby appoints John P. |
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| April 15, 2009 |
exv99whw6 Exhibit h.6 CALAMOS CONVERTIBLE AND HIGH INCOME FUND UP TO 5,000,000 COMMON SHARES OF BENEFICIAL INTEREST CAPITAL ON DEMAND™ AMENDED AND RESTATED SALES AGREEMENT April 14, 2009 JONESTRADING INSTITUTIONAL SERVICES LLC 780 Third Avenue, 3rd Floor New York, NY 10017 Ladies and Gentlemen: CALAMOS CONVERTIBLE AND HIGH INCOME FUND, a Delaware statutory trust (the “Fund”), CALAMOS ADVISORS LLC, |
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| April 15, 2009 |
As filed with the Securities and Exchange Commission on April 14, 2009 As filed with the Securities and Exchange Commission on April 14, 2009 1933 Act File No. |
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| April 15, 2009 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM exv99wn Exhibit (n) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Post-Effective Amendment No. |
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| April 15, 2009 |
[Letterhead of Morris, Nichols, Arsht & Tunnell LLP] April 14, 2009 exv99wlw3 Exhibit l.3 [Letterhead of Morris, Nichols, Arsht & Tunnell LLP] April 14, 2009 Calamos Convertible and High Income Fund 2020 Calamos Court Naperville, Illinois 60563 K&L Gates LLP 70 W. Madison Street Suite 3100 Chicago, Illinois 60602 Re: Calamos Convertible and High Income Fund Ladies and Gentlemen: We have acted as special Delaware counsel to Calamos Convertible and High Income Fund, |
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| April 15, 2009 |
K&L Gates LLP 70 West Madison Street, Suite 3100 Chicago, Illinois 60602 312-372-1121 April 14, 2009 exv99wlw2 Exhibit l.2 K&L Gates LLP 70 West Madison Street, Suite 3100 Chicago, Illinois 60602 312-372-1121 April 14, 2009 Calamos Convertible and High Income Fund 2020 Calamos Court Naperville, Illinois 60563 Ladies and Gentlemen: We have acted as your counsel in connection with the Registration Statement on Form N-2 (File No. 333-146947), as amended by post-effective amendment no. 3 (the “Regist |
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| April 10, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Calamos Convertible & High Income Fund (Name of Issuer) Auction Rate Preferred Stock (Title of Class of Securities) 12811P702 12811P603 12811P207 12811P504 12811P306 12811P405 (CUSIP Number) February 28, 2009 (Date of Event Which Requires Filing of this Statement) Check th |
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| April 7, 2009 |
April 7, 2009 Eric S. Purple D 202.955.7081 F 202.835.4152 [email protected] April 7, 2009 Eric S. Purple D 202.955.7081 F 202.835.4152 [email protected] Mr. Larry Greene and Mr. Kevin Rupert Division of Investment Management Securities and Exchange Commission 100 F Street, N.E., Room 4700 Washington, D.C. 20549 Calamos Convertible and High Income Fund 333-146947 811-21319 Dear Mr. Greene and Mr. Rupert: This letter responds to the comments you verbally conveyed to m |
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| March 20, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21319 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible and High Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville Illinois 60563 NAME AND |
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| March 20, 2009 |
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER EX-99.CERT CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible and High Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
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| February 23, 2009 |
70 West Madison Street, Suite 3100 Chicago, Illinois 60602-4207 312.372.1121 Ÿ Fax 312.827.8000 70 West Madison Street, Suite 3100 Chicago, Illinois 60602-4207 312.372.1121 ? Fax 312.827.8000 DAVID P. GLATZ 312.807.4295 [email protected] Direct Fax: 312.827.8065 BY EDGAR February 20, 2009 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Calamos Convertible and High Income Fund 333-146947 811-21319 Ladies and Gentlemen: On behalf of Calamos Convertible and High Inc |
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| February 23, 2009 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.2.N Exhibit (n) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Post-Effective Amendment No. 2 to Registration Statement No. 333-146947 on Form N-2 of our report dated December 18, 2008, relating to the financial statements and financial highlights of Calamos Convertible and High Income Fund appearing in the Annual Report on Form N-CSR for the year ende |
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| February 23, 2009 |
As filed with the Securities and Exchange Commission on February 20, 2009 As filed with the Securities and Exchange Commission on February 20, 2009 1933 Act File No. |
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| September 25, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21319 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible and High Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville Illinois 60563 NAME AND |
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| September 25, 2008 |
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible and High Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements wer |
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| June 26, 2008 |
[Letterhead of Morris, Nichols, Arsht & Tunnell LLP] June 26, 2008 exv99w2xlyx3y Exhibit l.3 [Letterhead of Morris, Nichols, Arsht & Tunnell LLP] June 26, 2008 Calamos Convertible and High Income Fund 2020 Calamos Court Naperville, Illinois 60563 Bell, Boyd & Lloyd LLP 70 W. Madison Street Suite 3100 Chicago, Illinois 60602 Re: Calamos Convertible and High Income Fund Ladies and Gentlemen: We have acted as special Delaware counsel to Calamos Convertible and High |
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| June 26, 2008 |
exv99w2xhyx6y Exhibit h.6 CALAMOS CONVERTIBLE AND HIGH INCOME FUND UP TO 5,000,000 COMMON SHARES OF BENEFICIAL INTEREST CAPITAL ON DEMAND™ SALES AGREEMENT June 26, 2008 JONESTRADING INSTITUTIONAL SERVICES LLC 780 Third Avenue, 3rd Floor New York, NY 10017 Ladies and Gentlemen: CALAMOS CONVERTIBLE AND HIGH INCOME FUND, a Delaware statutory trust (the “Fund”), and CALAMOS ADVISORS LLC, a Delaware li |
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| June 26, 2008 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit n CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Post-Effective Amendment No. |
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| June 26, 2008 |
As filed with the Securities and Exchange Commission on June 26, 2008 As filed with the Securities and Exchange Commission on June 26, 2008 1933 Act File No. |
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| June 26, 2008 |
[Bell, Boyd & Lloyd LLP Letterhead] June 26, 2008 Exhibit l.2 [Bell, Boyd & Lloyd LLP Letterhead] June 26, 2008 Calamos Convertible and High Income Fund 2020 Calamos Court Naperville, Illinois 60563 Ladies and Gentlemen: Calamos Convertible and High Income Fund We have acted as counsel for Calamos Convertible and High Income Fund (the “Fund”) in connection with the registration under the Securities Act of 1933, as amended (the “Act”), of certain |
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| May 12, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| March 24, 2008 |
nvq UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21319 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible and High Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville Illinois 60563 NAME |
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| March 24, 2008 |
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER exv99wcert CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible and High Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
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| March 7, 2008 |
March 7, 2008 VIA E-MAIL AND EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| March 7, 2008 |
corresp ROBERT W. DIXON 312-609-7742 [email protected] March 7, 2008 VIA E-MAIL AND EDGAR United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Attn: Mr. Larry L. Greene, Senior Counsel Re: Calamos Strategic Total Return Fund File Nos. 333-146943 and 811-21484 Calamos Convertible Opportunities and Income Fund File Nos. 333-1 |
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| February 28, 2008 |
corresp DEBORAH BIELICKE EADES 312-609-7661 [email protected] VEDDER, PRICE P.C. 222 NORTH LASALLE STREET CHICAGO, ILLINOIS 60601 312-609-7500 FAX: 312-609-5005 CHICAGO • NEW YORK CITY • WASHINGTON, D.C. • ROSELAND, NJ February 28, 2008 VIA E-MAIL AND EDGAR United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Attn: Mr. Larr |
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| February 22, 2008 |
ROBERT W. DIXON 312-609-7742 [email protected] February 22, 2008 VIA E-MAIL AND EDGAR United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Attn: Mr. Larry L. Greene, Senior Counsel Re: Calamos Strategic Total Return Fund File Nos. 333-146943 and 811-21484 Calamos Convertible Opportunities and Income Fund File Nos. 333-14694 |
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| February 22, 2008 |
corresp February 22, 2008 VIA E-MAIL AND EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
|
| January 30, 2008 |
corresp ROBERT W. DIXON 312-609-7742 [email protected] January 30, 2008 United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Attn: Mr. Larry L. Greene, Senior Counsel Re: Calamos Strategic Total Return Fund File Nos. 333-146943; 811-21484 Calamos Convertible Opportunities and Income Fund File Nos. 333-146945; 811-21080 Cala |
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| September 26, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES INVESTMENT COMPANY ACT FILE NUMBER: 811-21319 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Calamos Convertible and High Income Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court, Naperville Illinois 60563 NAME AND |
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| September 26, 2007 |
CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER I, John P. Calamos, Sr., certify that: 1. I have reviewed this report on Form N-Q of Calamos Convertible and High Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements wer |
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| May 25, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
