CNA / CNA Financial Corporation - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

CNA Financial Corporation
US ˙ NYSE ˙ US1261171003

Mga Batayang Estadistika
LEI 549300YX2GSZD7YG1R84
CIK 21175
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to CNA Financial Corporation
SEC Filings (Chronological Order)
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August 12, 2025 EX-4.1

CNA FINANCIAL CORPORATION 5.200% NOTE DUE 2035

Exhibit 4.1 Unless this certificate is presented by an authorized representative of The Depository Trust Company, a New York corporation (the “Depository”), to the Company or its agent for registration of transfer, exchange, or payment, and any certificate issued is registered in the name of Cede & Co. or in such other name as is requested by an authorized representative of the Depository (and any

August 12, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2025 CNA FINANCIAL COR

Common stock, par value $2.50 per share CNA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2025 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other

August 11, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2025 CNA FINANCIAL CORP

Common stock, par value $2.50 per share CNA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2025 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other

August 11, 2025 EX-1.1

CNA Financial Corporation $500,000,000 5.200% Notes due 2035

Exhibit 1.1 CNA Financial Corporation $500,000,000 5.200% Notes due 2035 New York, New York August 5, 2025 To the Representatives named in Schedule I hereto of the several Underwriters named in Schedule II hereto Ladies and Gentlemen: CNA Financial Corporation, a Delaware corporation (the “Company”), proposes to sell to the several underwriters named in Schedule II hereto (the “Underwriters”), for

August 6, 2025 424B2

CNA Financial Corporation $500,000,000 5.200% Notes due 2035

TABLE OF CONTENTS  Filed Pursuant to Rule 424(b)(2)  Registration No. 333-284882 PROSPECTUS SUPPLEMENT (To prospectus dated February 12, 2025) CNA Financial Corporation $500,000,000 5.200% Notes due 2035 We will pay interest on the notes semi-annually on February 15 and August 15 of each year, beginning on February 15, 2026. The notes will mature on August 15, 2035. We may redeem any or all of the

August 6, 2025 EX-FILING FEES

Security Type

Calculation of Filing Fee Tables S-3 CNA FINANCIAL CORP Table 1: Newly Registered and Carry Forward Securities ☐Not Applicable Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to be Paid 1 Debt 5.

August 5, 2025 FWP

CNA Financial Corporation 5.200% Notes Due 2035 Final Term Sheet

Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333- 284882 August 5, 2025 CNA Financial Corporation $500,000,000 5.200% Notes Due 2035 Final Term Sheet Issuer: CNA Financial Corporation Offering Format: SEC Registered Securities: 5.200% Notes due 2035 (the “Notes”) Security Type: Senior Unsecured Fixed Rate Notes Trade Date: August 5, 2025 Settlement Date*: August 12, 2

August 5, 2025 424B3

SUBJECT TO COMPLETION, DATED AUGUST 5, 2025

TABLE OF CONTENTS The information in this preliminary prospectus supplement is not complete and may be changed.

August 4, 2025 EX-99.2

CNA Financial Corporation Supplemental Financial Information June 30, 2025 This report is for informational purposes only and includes consolidated financial statements and financial exhibits that are unaudited. This report should be read in conjunct

q22025exhibit992 CNA Financial Corporation Supplemental Financial Information June 30, 2025 This report is for informational purposes only and includes consolidated financial statements and financial exhibits that are unaudited.

August 4, 2025 EX-10.1

Amended and Restated Investment Facilities and Services Agreement, dated July 1, 2025, by and among Loews/CNA Holdings, Inc., CNA Financial Corporation and the Participating Subsidiaries

AMENDED AND RESTATED INVESTMENT FACILITIES AND SERVICES AGREEMENT This Amended and Restated Investment Facilities and Services Agreement (the “Agreement”) dated as of July 1, 2025 by and among Loews/CNA Holdings, Inc.

August 4, 2025 EX-99.4

CNA Financial Second Quarter 2025 Earnings Remarks

CNA Financial Second Quarter 2025 Earnings Remarks Douglas M. Worman, President and Chief Executive Officer: We are pleased with our exceptional second quarter results driven by strong investment income and excellent underwriting gain. Our underwriting gain of $150 million was up 21% from the prior year second quarter. The underlying underwriting gain of $213 million was the ninth consecutive quar

August 4, 2025 EX-99.1

CNA FINANCIAL ANNOUNCES SECOND QUARTER 2025 NET INCOME OF $1.10 PER SHARE AND CORE INCOME OF $1.23 PER SHARE

FOR IMMEDIATE RELEASE CNA FINANCIAL ANNOUNCES SECOND QUARTER 2025 NET INCOME OF $1.

August 4, 2025 EX-99.3

CNA Financial Corporation Second Quarter 2025 Results August 4, 2025 Forward Looking Statements The statements made in the course of this presentation and/or contained in the presentation materials may include statements that relate to anticipated fu

q22025ex993earningsprese CNA Financial Corporation Second Quarter 2025 Results August 4, 2025 Forward Looking Statements The statements made in the course of this presentation and/or contained in the presentation materials may include statements that relate to anticipated future events (forward-looking statements) rather than actual present conditions or historical events.

August 4, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 ☐ TRANSITION REPORT PURSUANT TO S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-5823 CNA FINANCIAL CORPORATION

August 4, 2025 EX-10.2

General Release & Separation Agreement, dated July 3, 2025 between CNA Financial Corporation and Susan A. Stone

GENERAL RELEASE AND SEPARATION AGREEMENT This General Release and Separation Agreement (“Agreement”) is entered into by Susan A.

August 4, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 4, 2025 CNA FINANCIAL CORPO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 4, 2025 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of inc

July 7, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 3, 2025 CNA FINANCIAL CORPORA

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 3, 2025 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of incor

May 5, 2025 EX-99.1

CNA FINANCIAL ANNOUNCES FIRST QUARTER 2025 NET INCOME OF $1.00 PER SHARE AND CORE INCOME OF $1.03 PER SHARE

FOR IMMEDIATE RELEASE CNA FINANCIAL ANNOUNCES FIRST QUARTER 2025 NET INCOME OF $1.

May 5, 2025 EX-99.2

CNA Financial Corporation Supplemental Financial Information March 31, 2025 This report is for informational purposes only and includes consolidated financial statements and financial exhibits that are unaudited. This report should be read in conjunc

CNA Financial Corporation Supplemental Financial Information March 31, 2025 This report is for informational purposes only and includes consolidated financial statements and financial exhibits that are unaudited.

May 5, 2025 8-K

Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 5, 2025 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of incorp

May 5, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-5823 CNA FINANCIAL CORPORATIO

May 5, 2025 EX-99.4

CNA Financial First Quarter 2025 Earnings Remarks

CNA Financial First Quarter 2025 Earnings Remarks Douglas M. Worman, President and Chief Executive Officer: In a quarter marked by substantially elevated industry catastrophe losses, we produced solid core income while achieving an overall underwriting gain. The consistent strength of our underlying portfolio generated the eighth consecutive quarter of pre-tax underlying underwriting gain of $200

May 5, 2025 EX-99.3

CNA Financial Corporation First Quarter 2025 Results May 5, 2025 Forward Looking Statements The statements made in the course of this presentation and/or contained in the presentation materials may include statements that relate to anticipated future

CNA Financial Corporation First Quarter 2025 Results May 5, 2025 Forward Looking Statements The statements made in the course of this presentation and/or contained in the presentation materials may include statements that relate to anticipated future events (forward-looking statements) rather than actual present conditions or historical events.

April 30, 2025 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 30, 2025 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of inc

March 21, 2025 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.    )

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.    ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule

February 12, 2025 S-3ASR

As filed with the U.S. Securities and Exchange Commission on February 12, 2025

TABLE OF CONTENTS As filed with the U.S. Securities and Exchange Commission on February 12, 2025 Registration No. 333-        UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-3 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 36-6169860 (State or other jurisdiction of inco

February 12, 2025 EX-25.3

Form T-1 Statement of Eligibility of The Bank of New York Mellon Trust Company, N.A. to act as Trustee under the form of the Subordinated Indenture.

Exhibit 25.3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2)          ¨ THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its cha

February 12, 2025 EX-25.2

Form T-1 Statement of Eligibility of The Bank of New York Mellon Trust Company, N.A., to act as Trustee under the Senior Indenture, dated as of March 1, 1991.

Exhibit 25.2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) ¨ THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its charter) (Ju

February 12, 2025 EX-25.4

Form T-1 Statement of Eligibility of The Bank of New York Mellon Trust Company, N.A. to act as Trustee under the form of the Junior Subordinated Indenture.

Exhibit 25.4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2)          ¨ THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its cha

February 12, 2025 EX-25.1

Form T-1 Statement of Eligibility of U.S. Bank Trust Company, National Association, to act as Trustee under the Senior Indenture, dated as of March 1, 1991.

Exhibit 25.1 securities and exchange commission Washington, D.C. 20549 FORM T-1 Statement of Eligibility Under The Trust Indenture Act of 1939 of a Corporation Designated to Act as Trustee Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) ¨ U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 91-1821036 I.R.S. E

February 12, 2025 EX-FILING FEES

Filing Fee Table.

Calculation of Filing Fee Tables S-3 CNA FINANCIAL CORP Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to be Paid 1 Debt Senior Debt Securities 457(r) 0.

February 11, 2025 EX-19.1

CNA Financial Corporation Insider

CNA Financial Corporation Insider Trading Policy Purpose This Insider Trading Policy ("Policy") requires compliance by directors, officers and employees of CNA Financial Corporation (together with its subsidiaries, "CNA") with the prohibitions under the federal securities laws against “insider trading”.

February 11, 2025 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTI

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-5823 CNA FINANCIAL CORPORATION (Ex

February 11, 2025 EX-21.1

List of subsidiaries of the Registrant

EXHIBIT 21.1 CNA FINANCIAL CORPORATION Subsidiaries of the Registrant As of December 31, 2024 Name of Subsidiary Organized Under Laws of American Casualty Company of Reading, Pennsylvania Pennsylvania Bantry Insurance Company Illinois CNA Insurance Company (Europe) S.A. Luxembourg CNA Insurance Company Limited United Kingdom Columbia Casualty Company Illinois Continental Casualty Company Illinois

February 10, 2025 8-K

Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 10, 2025 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of

February 10, 2025 EX-99.3

CNA Financial Corporation Fourth Quarter 2024 Results February 10, 2025 Notices and Disclaimers Forward Looking Statements The statements made in the course of this presentation and/or contained in the presentation materials may include statements th

CNA Financial Corporation Fourth Quarter 2024 Results February 10, 2025 Notices and Disclaimers Forward Looking Statements The statements made in the course of this presentation and/or contained in the presentation materials may include statements that relate to anticipated future events (forward-looking statements) rather than actual present conditions or historical events.

February 10, 2025 EX-99.4

CNA Financial Fourth Quarter 2024 Earnings Remarks

CNA Financial Fourth Quarter 2024 Earnings Remarks Douglas M. Worman, President and Chief Executive Officer: Before we discuss our results for the quarter, on behalf of all our employees, I want to take a moment to express our deepest sympathies to the victims of the tragic wildfires in California. We have all seen the heartbreaking devastation caused by this disaster, and our thoughts are with ev

February 10, 2025 EX-99.1

CNA FINANCIAL ANNOUNCES Q4 2024 NET INCOME OF $0.07 PER SHARE AND CORE INCOME OF $1.25 PER SHARE FULL YEAR 2024 NET INCOME OF $3.52 PER SHARE AND RECORD CORE INCOME OF $4.83 PER SHARE REGULAR QUARTERLY DIVIDEND INCREASED 5% TO $0.46 PER SHARE SPECIAL

FOR IMMEDIATE RELEASE CNA FINANCIAL ANNOUNCES Q4 2024 NET INCOME OF $0.07 PER SHARE AND CORE INCOME OF $1.25 PER SHARE FULL YEAR 2024 NET INCOME OF $3.52 PER SHARE AND RECORD CORE INCOME OF $4.83 PER SHARE REGULAR QUARTERLY DIVIDEND INCREASED 5% TO $0.46 PER SHARE SPECIAL DIVIDEND OF $2.00 PER SHARE Fourth Quarter •Net income of $21 million, includes $290 million after-tax loss from the previously

February 10, 2025 EX-99.2

Table of Contents

CNA Financial Corporation Supplemental Financial Information December 31, 2024 This report is for informational purposes only and includes consolidated financial statements and financial exhibits that are unaudited.

November 4, 2024 8-K

Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 4, 2024 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of i

November 4, 2024 EX-99.3

CNA Financial Corporation Third Quarter 2024 Results November 4, 2024 Notices and Disclaimers Forward Looking Statements The statements made in the course of this presentation and/or contained in the presentation materials may include statements that

CNA Financial Corporation Third Quarter 2024 Results November 4, 2024 Notices and Disclaimers Forward Looking Statements The statements made in the course of this presentation and/or contained in the presentation materials may include statements that relate to anticipated future events (forward-looking statements) rather than actual present conditions or historical events.

November 4, 2024 EX-99.2

Table of Contents

CNA Financial Corporation Supplemental Financial Information September 30, 2024 This report is for informational purposes only and includes consolidated financial statements and financial exhibits that are unaudited.

November 4, 2024 EX-99.1

CNA FINANCIAL ANNOUNCES THIRD QUARTER 2024 NET INCOME OF $1.04 PER SHARE AND CORE INCOME OF $1.08 PER SHARE

FOR IMMEDIATE RELEASE CNA FINANCIAL ANNOUNCES THIRD QUARTER 2024 NET INCOME OF $1.

November 4, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 ☐ TRANSITION REPORT PURSUANT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-5823 CNA FINANCIAL CORPOR

November 4, 2024 EX-99.4

CNA Financial Third Quarter 2024 Earnings Remarks

CNA Financial Third Quarter 2024 Earnings Remarks Dino Robusto, Chairman and Chief Executive Officer: In the third quarter, we produced very strong results with increased core income, the highest quarterly top-line growth of the year, excellent profitability including the sixth consecutive quarter with pretax underlying underwriting gain of $200 million or greater, higher investment income, and a one point increase in renewal premium change for both Commercial and Specialty compared to the second quarter.

October 30, 2024 EX-3.1

By-Laws of CNA Financial Corporation, as amended

BY-LAWS OF CNA FINANCIAL CORPORATION (a Delaware corporation) (As Amended and Restated Effective October 30, 2024) ARTICLE I.

October 30, 2024 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 30, 2024 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of i

October 21, 2024 EX-99.1

CNA FINANCIAL ANNOUNCES THIRD QUARTER 2024 CATASTROPHE AND FOURTH QUARTER 2024 HURRICANE MILTON ESTIMATES

FOR IMMEDIATE RELEASE CNA FINANCIAL ANNOUNCES THIRD QUARTER 2024 CATASTROPHE AND FOURTH QUARTER 2024 HURRICANE MILTON ESTIMATES CHICAGO, October 21, 2024 - CNA Financial Corporation (NYSE: CNA) today announced that it expects to report pretax net catastrophe losses in the third quarter 2024 of $143 million.

October 21, 2024 8-K

Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 21, 2024 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of i

October 4, 2024 8-K/A

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 18, 2024 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commiss

September 18, 2024 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 18, 2024 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of

August 29, 2024 CORRESP

2

151 N Franklin St. Chicago IL 60606 Scott R. Lindquist Executive Vice President and Chief Financial Officer [email protected] 312-822-6256 August 29, 2024 Securities and Exchange Commission Division of Corporation Finance Washington, DC 20549-6010 Attn: William Schroeder John Spitz Division of Corporation Finance Office of Finance Re: CNA Financial Corporation Form 10-K for the Fiscal Year E

July 29, 2024 EX-99.3

CNA Financial Corporation Second Quarter 2024 Results July 29, 2024 Notices and Disclaimers Forward Looking Statements The statements made in the course of this presentation and/or contained in the presentation materials may include statements that r

CNA Financial Corporation Second Quarter 2024 Results July 29, 2024 Notices and Disclaimers Forward Looking Statements The statements made in the course of this presentation and/or contained in the presentation materials may include statements that relate to anticipated future events (forward-looking statements) rather than actual present conditions or historical events.

July 29, 2024 EX-10.1

, between CNA Financial Corporation and Dino E. Robusto (Exhibit 10.1 to

EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the “Agreement”) is made as of the 5th day of June, 2024, by and between CNA Financial Corporation, a Delaware corporation (the “Company”), and Dino E.

July 29, 2024 EX-99.2

Table of Contents

CNA Financial Corporation Supplemental Financial Information June 30, 2024 This report is for informational purposes only and includes consolidated financial statements and financial exhibits that are unaudited.

July 29, 2024 EX-3.1 3

Certificate of Amendment of Certificate of Incorporation dated

CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF CNA FINANCIAL CORPORATION CNAF Financial Corporation, a corporation organized and existing under the General Corporation Law of the State of Delaware, hereby certifies as follows: FIRST: That at a meeting of the Board of Directors of CNA Financial Corporation (“Corporation”) resolutions were duly adopted setting forth proposals to be submitted to the stockholders of the Corporation at the annual meeting including a proposal for the approval of amendment to the Certificate of Incorporation of said Corporation providing for expansion of the exculpation provision, as permitted by Delaware General Corporation Law.

July 29, 2024 EX-99.4

CNA Financial Second Quarter 2024 Earnings Remarks

CNA Financial Second Quarter 2024 Earnings Remarks Dino Robusto, Chairman and Chief Executive Officer: Before providing remarks on our results for the second quarter, I would like to comment on the pending CEO transition that we announced on June 5, 2024 that takes effect January 1, 2025.

July 29, 2024 EX-99.1

CNA FINANCIAL ANNOUNCES SECOND QUARTER 2024 NET INCOME OF $1.17 PER SHARE AND CORE INCOME OF $1.19 PER SHARE

FOR IMMEDIATE RELEASE CNA FINANCIAL ANNOUNCES SECOND QUARTER 2024 NET INCOME OF $1.

July 29, 2024 EX-10.2

Employment Agreement, dated June 5, 2024, between CNA Financial Corporate and Douglas M. Worman (Exhibit 10.2 to June 30, 2024 Form 10-Q incorporated herein by reference

EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the “Agreement”) is made as of the 5th day of June, 2024, by and between CNA Financial Corporation, a Delaware corporation (the “Company”), and Douglas M.

July 29, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-5823 CNA FINANCIAL CORPORATION

July 29, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 29, 2024 CNA FINANCIAL CORPOR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 29, 2024 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of inco

June 5, 2024 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 5, 2024 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of incor

June 5, 2024 EX-99.1

CNA Financial Corporation Announces Executive Leadership Transition

FOR IMMEDIATE RELEASE CNA Financial Corporation Announces Executive Leadership Transition CHICAGO, June 5, 2024 - CNA Financial Corporation (NYSE: CNA) announced today that Executive Vice President & Global Head of Underwriting Doug Worman will become President and Chief Executive Officer of the company as of January 1, 2025.

May 6, 2024 EX-99.2

Table of Contents

CNA Financial Corporation Supplemental Financial Information March 31, 2024 This report is for informational purposes only and includes consolidated financial statements and financial exhibits that are unaudited.

May 6, 2024 EX-99.1

CNA FINANCIAL ANNOUNCES FIRST QUARTER 2024 NET INCOME OF $1.24 PER SHARE AND CORE INCOME OF $1.30 PER SHARE

FOR IMMEDIATE RELEASE CNA FINANCIAL ANNOUNCES FIRST QUARTER 2024 NET INCOME OF $1.

May 6, 2024 8-K

Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 6, 2024 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of incorp

May 6, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-5823 CNA FINANCIAL CORPORATIO

May 1, 2024 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 1, 2024 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of incorp

March 22, 2024 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.    )

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.    ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule

March 12, 2024 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.    )

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.    ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule

February 9, 2024 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

Common stock, par value $2.50 per share CNA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2024 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or othe

February 9, 2024 EX-4.1

Form of 5.125% Note due 2034

Exhibit 4.1 Unless this certificate is presented by an authorized representative of The Depository Trust Company, a New York corporation (the “Depository”), to the Company or its agent for registration of transfer, exchange, or payment, and any certificate issued is registered in the name of Cede & Co. or in such other name as is requested by an authorized representative of the Depository (and any

February 9, 2024 EX-1.1

Underwriting Agreement, dated February 6, 2024, between CNA Financial Corporation and Wells Fargo Securities, LLC, BofA Securities, Inc. and J.P. Morgan Securities LLC, as representatives of the several underwriters listed on Schedule II thereto

Exhibit 1.1 CNA Financial Corporation $500,000,000 5.125% Notes due 2034 New York, New York February 6, 2024 To the Representatives named in Schedule I hereto of the several Underwriters named in Schedule II hereto Ladies and Gentlemen: CNA Financial Corporation, a Delaware corporation (the “Company”), proposes to sell to the several underwriters named in Schedule II hereto (the “Underwriters”), f

February 8, 2024 EX-FILING FEES

Calculation of Filing Fee Table 424(b)(2) (Form Type) CNA Financial Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities

Exhibit 107 Calculation of Filing Fee Table 424(b)(2) (Form Type) CNA Financial Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Debt 5.

February 8, 2024 424B2

CNA Financial Corporation $500,000,000 5.125% Notes due 2034

TABLE OF CONTENTS  Filed Pursuant to Rule 424(b)(2)  Registration No. 333-262821 PROSPECTUS SUPPLEMENT (To prospectus dated February 17, 2022) CNA Financial Corporation $500,000,000 5.125% Notes due 2034 We will pay interest on the notes semi-annually on February 15 and August 15 of each year, beginning on August 15, 2024. The notes will mature on February 15, 2034. We may redeem any or all of the

February 6, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTI

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-5823 CNA FINANCIAL CORPORATION (Ex

February 6, 2024 EX-21.1

List of subsidiaries of the Registrant

EXHIBIT 21.1 CNA FINANCIAL CORPORATION Subsidiaries of the Registrant As of December 31, 2023 Name of Subsidiary Organized Under Laws of American Casualty Company of Reading, Pennsylvania Pennsylvania Bantry Insurance Company Illinois CNA Insurance Company (Europe) S.A. Luxembourg CNA Insurance Company Limited United Kingdom Columbia Casualty Company Illinois Continental Casualty Company Illinois

February 6, 2024 EX-97.1

2023 Form 10-K incorporated herein by reference)

CNA FINANCIAL CORPORATION CLAWBACK POLICY The following clawback policy (the “Policy”) of CNA Financial Corporation, a Delaware corporation, (the “Company”) requires the recovery of erroneously awarded compensation in order to satisfy the requirements of Section 303A.

February 6, 2024 424B3

SUBJECT TO COMPLETION, DATED FEBRUARY 6, 2024

TABLE OF CONTENTS The information in this preliminary prospectus supplement is not complete and may be changed.

February 6, 2024 EX-10.1

Second Amended and Restated Credit Agreement dated December 6, 2023 among the registrant, Wells Fargo Bank, National Association, J.P. Morgan Chase Bank, N.A., Associated Bank, National Association, Bank of America, N.A., Barclays Bank PLC, Citibank, N.A., The Northern Trust Company, and U.S. Bank National Association

Execution Version Published Deal CUSIP #: 12611QAJ7 Published Revolving Facility CUSIP #: 12611QAK4 SECOND AMENDED AND RESTATED REVOLVING CREDIT AGREEMENT Dated as of December 6, 2023 among CNA FINANCIAL CORPORATION, as Borrower The LENDERS Party Hereto, WELLS FARGO BANK, NATIONAL ASSOCIATION as Administrative Agent JPMORGAN CHASE BANK, N.

February 6, 2024 FWP

CNA Financial Corporation 5.125% Notes Due 2034 Final Term Sheet

Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-262821 February 6, 2024 CNA Financial Corporation $500,000,000 5.125% Notes Due 2034 Final Term Sheet Issuer: CNA Financial Corporation Offering Format: SEC Registered Securities: 5.125% Notes due 2034 (the “Notes”) Security Type: Senior Unsecured Fixed Rate Notes Trade Date: February 6, 2024 Settlement Date*: February

February 5, 2024 8-K

Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 5, 2024 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of i

February 5, 2024 EX-99.2

Table of Contents

CNA Financial Corporation Supplemental Financial Information December 31, 2023 This report is for informational purposes only and includes consolidated financial statements and financial exhibits that are unaudited.

February 5, 2024 EX-99.1

CNA FINANCIAL ANNOUNCES Q4 2023 NET INCOME OF $1.35 PER SHARE AND RECORD CORE INCOME OF $1.33 PER SHARE FULL YEAR 2023 NET INCOME OF $4.43 PER SHARE AND RECORD CORE INCOME OF $4.71 PER SHARE REGULAR QUARTERLY DIVIDEND INCREASED 5% TO $0.44 PER SHARE

FOR IMMEDIATE RELEASE CNA FINANCIAL ANNOUNCES Q4 2023 NET INCOME OF $1.35 PER SHARE AND RECORD CORE INCOME OF $1.33 PER SHARE FULL YEAR 2023 NET INCOME OF $4.43 PER SHARE AND RECORD CORE INCOME OF $4.71 PER SHARE REGULAR QUARTERLY DIVIDEND INCREASED 5% TO $0.44 PER SHARE SPECIAL DIVIDEND OF $2.00 PER SHARE Fourth Quarter •Net income up 54% to $367 million versus $239 million in the prior year quar

December 6, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 6, 2023 CNA FINANCIAL COR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 6, 2023 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of i

December 6, 2023 EX-10.1

________________________________________________________________________ SECOND AMENDED AND RESTATED REVOLVING CREDIT AGREEMENT Dated as of December 6, 2023 CNA FINANCIAL CORPORATION, as Borrower The LENDERS Party Hereto, WELLS FARGO BANK, NATIONAL A

Execution Version Published Deal CUSIP#: [●] Published Revolving Facility CUSIP #: [●] SECOND AMENDED AND RESTATED REVOLVING CREDIT AGREEMENT Dated as of December 6, 2023 among CNA FINANCIAL CORPORATION, as Borrower The LENDERS Party Hereto, WELLS FARGO BANK, NATIONAL ASSOCIATION as Administrative Agent JPMORGAN CHASE BANK, N.

October 30, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-5823 CNA FINANCIAL CORPOR

October 30, 2023 8-K

Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 30, 2023 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of i

October 30, 2023 EX-99.1

CNA FINANCIAL ANNOUNCES THIRD QUARTER 2023 NET INCOME OF $0.95 PER SHARE AND CORE INCOME OF $1.06 PER SHARE

FOR IMMEDIATE RELEASE CNA FINANCIAL ANNOUNCES THIRD QUARTER 2023 NET INCOME OF $0.

October 30, 2023 EX-99.2

Table of Contents

CNA Financial Corporation Supplemental Financial Information September 30, 2023 This report is for informational purposes only and includes consolidated financial statements and financial exhibits that are unaudited.

August 4, 2023 EX-1.1

Underwriting Agreement, dated August 2, 2023, between CNA Financial Corporation and BofA Securities, Inc. and Wells Fargo Securities, LLC.

Exhibit 1.1 CNA Financial Corporation $100,000,000 5.500% Notes due 2033 New York, New York August 2, 2023 To the Representatives named in Schedule I hereto of the several Underwriters named in Schedule II hereto Ladies and Gentlemen: CNA Financial Corporation, a Delaware corporation (the “Company”), proposes to sell to the several underwriters named in Schedule II hereto (the “Underwriters”), for

August 4, 2023 EX-4.1

Form of 5.500% Note due 2033.

Exhibit 4.1 Unless this certificate is presented by an authorized representative of The Depository Trust Company, a New York corporation (the “Depository”), to the Company or its agent for registration of transfer, exchange, or payment, and any certificate issued is registered in the name of Cede & Co. or in such other name as is requested by an authorized representative of the Depository (and any

August 4, 2023 EX-FILING FEES

Calculation of Filing Fee Table 424(b)(2) (Form Type) CNA Financial Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities

Exhibit 107 Calculation of Filing Fee Table 424(b)(2) (Form Type) CNA Financial Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Debt 5.

August 4, 2023 424B2

CNA Financial Corporation $100,000,000 5.500% Notes due 2033

TABLE OF CONTENTS  Filed Pursuant to Rule 424(b)(2)  Registration No. 333-262821 PROSPECTUS SUPPLEMENT (To prospectus dated February 17, 2022) CNA Financial Corporation $100,000,000 5.500% Notes due 2033 We will pay interest on the notes semi-annually on June 15 and December 15 of each year, beginning on December 15, 2023. The notes will mature on June 15, 2033. We may redeem any or all of the not

August 4, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2023 CNA FINANCIAL CORP

Common stock, par value $2.50 per share CNA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2023 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other

August 3, 2023 FWP

CNA Financial Corporation Reopening: $100,000,000 Total Issue: $500,000,000 5.500% Notes Due 2033 Final Term Sheet

Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-262821 August 2, 2023 CNA Financial Corporation Reopening: $100,000,000 Total Issue: $500,000,000 5.500% Notes Due 2033 Final Term Sheet This term sheet provides information concerning a reopening (as discussed below) of CNA Financial Corporation’s 5.500% Notes due 2033 described under “Description of the Notes” in the

August 2, 2023 SC 13D

CNA / CNA Financial Corp. / LOEWS CORP - SC 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 56)* CNA Financial Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 126117-10-0 (CUSIP Number) Marc A. Alpert Senior Vice President, General Counsel and Secretary Loews Corporation 9 West 57th Street New York, New York 10019 (212) 521

August 2, 2023 424B3

SUBJECT TO COMPLETION, DATED AUGUST 2, 2023

TABLE OF CONTENTS The information in this preliminary prospectus supplement is not complete and may be changed.

July 31, 2023 8-K

Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 31, 2023 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of inco

July 31, 2023 EX-99.2

Table of Contents

CNA Financial Corporation Supplemental Financial Information June 30, 2023 This report is for informational purposes only and includes consolidated financial statements and financial exhibits that are unaudited.

July 31, 2023 EX-10.1

First Amendment to Amended and Restated Credit Agreement, dated May 3, 2023, among CNA Financial Corporation and Wells Fargo Bank, National Association)

EXECUTION VERSION FIRST AMENDMENT TO AMENDED AND RESTATED REVOLVING CREDIT AGREEMENT This FIRST AMENDMENT TO AMENDED AND RESTATED REVOLVING CREDIT AGREEMENT, dated as of May 3, 2023 (this “Amendment”), is entered into among CNA FINANCIAL CORPORATION (the “Borrower”), the Lenders party hereto, and WELLS FARGO BANK, NATIONAL ASSOCIATION, as administrative agent (together with any successor Administrative Agent, in such capacity, the “Administrative Agent”).

July 31, 2023 EX-10.2

General Release and Separation Agreement, dated July 7, 2023 between CNA Financial Corporation and Gary Haase (Exhibit 10.2 to June 30, 2023 Form 10-Q incorporated herein by reference)

EXHIBIT 10.2 GENERAL RELEASE AND SEPARATION AGREEMENT This General Release and Separation Agreement (“Agreement”) is entered into by Gerald Haase (“Employee”) and CNA Financial Corporation in order to resolve all matters between Employee and CNA Financial Corporation relating to Employee’s employment. For purposes of this Agreement, CNA Financial Corporation includes its past and present parents,

July 31, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-5823 CNA FINANCIAL CORPORATION

July 31, 2023 EX-99.1

CNA FINANCIAL ANNOUNCES SECOND QUARTER 2023 NET INCOME OF $1.04 PER SHARE AND CORE INCOME OF $1.13 PER SHARE

FOR IMMEDIATE RELEASE CNA FINANCIAL ANNOUNCES SECOND QUARTER 2023 NET INCOME OF $1.

July 7, 2023 8-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 12, 2023

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 12, 2023 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (

June 16, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 12, 2023 CNA FINANCIAL CORPOR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 12, 2023 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of inco

May 22, 2023 EX-4.1

Form of 5.500% Notes due 2033.

Exhibit 4.1 Unless this certificate is presented by an authorized representative of The Depository Trust Company, a New York corporation (the “Depository”), to the Company or its agent for registration of transfer, exchange, or payment, and any certificate issued is registered in the name of Cede & Co. or in such other name as is requested by an authorized representative of the Depository (and any

May 22, 2023 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

Common stock, par value $2.50 per share CNA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2023 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other ju

May 22, 2023 EX-1.1

Underwriting Agreement, dated May 17, 2023, among CNA Financial Corporation and BofA Securities, Inc., J.P. Morgan Securities LLC and Wells Fargo Securities, LLC, as representatives of the several underwriters listed on Schedule II thereto.

EX-1.1 2 tm2315612d5ex1-1.htm EXHIBIT 1.1 Exhibit 1.1 CNA Financial Corporation    $400,000,000 5.500% Notes due 2033 New York, New York May 17, 2023 To the Representatives named in Schedule I hereto of the several Underwriters named in Schedule II hereto Ladies and Gentlemen: CNA Financial Corporation, a Delaware corporation (the “Company”), proposes to sell to the several underwriters named in S

May 19, 2023 424B5

CNA Financial Corporation $400,000,000 5.500% Notes due 2033

TABLE OF CONTENTS  Filed Pursuant to Rule 424(b)(5)  Registration No. 333-262821 PROSPECTUS SUPPLEMENT (To prospectus dated February 17, 2022) CNA Financial Corporation $400,000,000 5.500% Notes due 2033 We will pay interest on the notes semi-annually on June 15 and December 15 of each year, beginning on December 15, 2023. The notes will mature on June 15, 2033. We may redeem any or all of the not

May 19, 2023 EX-FILING FEES

Calculation of Filing Fee Table 424(b)(5) (Form Type) CNA Financial Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities

Exhibit 107 Calculation of Filing Fee Table 424(b)(5) (Form Type) CNA Financial Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Debt 5.

May 17, 2023 FWP

CNA Financial Corporation 5.500% Notes Due 2033 Final Term Sheet

Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-262821 May 17, 2023 CNA Financial Corporation $400,000,000 5.500% Notes Due 2033 Final Term Sheet Issuer: CNA Financial Corporation Offering Format: SEC Registered Securities: 5.500% Notes due 2033 Security Type: Senior Unsecured Fixed Rate Notes Trade Date: May 17, 2023 Settlement Date*: May 22, 2023 (T + 3) Maturity D

May 17, 2023 424B3

SUBJECT TO COMPLETION, DATED MAY 17, 2023

TABLE OF CONTENTS The information in this preliminary prospectus supplement is not complete and may be changed.

May 1, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 1, 2023 CNA FINANCIAL CORPORAT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 1, 2023 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of incorp

May 1, 2023 EX-99.1

CNA FINANCIAL ANNOUNCES FIRST QUARTER 2023 NET INCOME OF $1.09 PER SHARE AND CORE INCOME OF $1.19 PER SHARE

FOR IMMEDIATE RELEASE CNA FINANCIAL ANNOUNCES FIRST QUARTER 2023 NET INCOME OF $1.

May 1, 2023 EX-99.2

Table of Contents

CNA Financial Corporation Supplemental Financial Information March 31, 2023 This report is for informational purposes only and includes consolidated financial statements and financial exhibits that are unaudited.

May 1, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-5823 CNA FINANCIAL CORPORATIO

April 26, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 26, 2023 CNA FINANCIAL CORPO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 26, 2023 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of inc

March 17, 2023 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.    )

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.    ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule

February 7, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTI

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-5823 CNA FINANCIAL CORPORATION (Ex

February 7, 2023 EX-21.1

List of subsidiaries of the Registrant

EXHIBIT 21.1 CNA FINANCIAL CORPORATION Subsidiaries of the Registrant As of December 31, 2022 Name of Subsidiary Organized Under Laws of American Casualty Company of Reading, Pennsylvania Pennsylvania CNA Insurance Company (Europe) S.A. Luxembourg CNA Insurance Company Limited United Kingdom Columbia Casualty Company Illinois Continental Casualty Company Illinois Continental Reinsurance Corporatio

February 6, 2023 8-K

Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 6, 2023 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of i

February 6, 2023 EX-99.1

CNA FINANCIAL ANNOUNCES Q4 2022 NET INCOME OF $0.91 PER SHARE AND CORE INCOME OF $1.01 PER SHARE FULL YEAR 2022 NET INCOME OF $3.28 PER SHARE AND CORE INCOME OF $3.84 PER SHARE REGULAR QUARTERLY DIVIDEND INCREASED 5% TO $0.42 PER SHARE SPECIAL DIVIDE

FOR IMMEDIATE RELEASE CNA FINANCIAL ANNOUNCES Q4 2022 NET INCOME OF $0.91 PER SHARE AND CORE INCOME OF $1.01 PER SHARE FULL YEAR 2022 NET INCOME OF $3.28 PER SHARE AND CORE INCOME OF $3.84 PER SHARE REGULAR QUARTERLY DIVIDEND INCREASED 5% TO $0.42 PER SHARE SPECIAL DIVIDEND OF $1.20 PER SHARE Fourth Quarter •Net income of $248 million versus $266 million in the prior year quarter; core income of $

February 6, 2023 EX-99.2

Table of Contents

CNA Financial Corporation Supplemental Financial Information December 31, 2022 This report is for informational purposes only and includes consolidated financial statements and financial exhibits that are unaudited.

October 31, 2022 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 31, 2022 CNA FINANCIAL COR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 31, 2022 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of i

October 31, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 ☐ TRANSITION REPORT PURSUANT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-5823 CNA FINANCIAL CORPOR

October 31, 2022 EX-99.1

CNA FINANCIAL ANNOUNCES THIRD QUARTER 2022 NET INCOME OF $0.47 PER SHARE AND CORE INCOME OF $0.78 PER SHARE

FOR IMMEDIATE RELEASE CNA FINANCIAL ANNOUNCES THIRD QUARTER 2022 NET INCOME OF $0.

October 31, 2022 EX-99.2

Table of Contents

CNA Financial Corporation Supplemental Financial Information September 30, 2022 This report is for informational purposes only and includes consolidated financial statements and financial exhibits that are unaudited.

September 20, 2022 SC 13D/A

CNA / Cna Financial Corp / LOEWS CORP - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 55)* CNA Financial Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 126117-10-0 (CUSIP Number) Marc A. Alpert Senior Vice President, General Counsel and Secretary Loews Corporation 667 Madison Avenue New York, New York 10065 (212) 521

August 1, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 ☐ TRANSITION REPORT PURSUANT TO S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-5823 CNA FINANCIAL CORPORATION

August 1, 2022 EX-99.1

CNA FINANCIAL ANNOUNCES SECOND QUARTER 2022 NET INCOME OF $0.75 PER SHARE AND CORE INCOME OF $0.90 PER SHARE

FOR IMMEDIATE RELEASE CNA FINANCIAL ANNOUNCES SECOND QUARTER 2022 NET INCOME OF $0.

August 1, 2022 EX-99.2

Table of Contents

CNA Financial Corporation Supplemental Financial Information June 30, 2022 This report is for informational purposes only and includes consolidated financial statements and financial exhibits that are unaudited.

August 1, 2022 8-K

Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 1, 2022 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of inc

May 2, 2022 EX-10.2

General Release and Separation Agreement, dated April 4, 2022, between CNA Financial Corporation and Kevin Leidwinger

EXHIBIT 10.2 GENERAL RELEASE AND SEPARATION AGREEMENT This General Release and Separation Agreement (?Agreement?) is entered into by Kevin Leidwinger (?Employee?) and CNA Financial Corporation in order to resolve all matters between Employee and CNA Financial Corporation relating to Employee?s employment. For purposes of this Agreement, CNA Financial Corporation includes its past and present paren

May 2, 2022 EX-10.1

General Release and Separation Agreement, dated March 14, 2022, between CNA Financial Corporation and Kevin Smith

EXHIBIT 10.1 GENERAL RELEASE AND SEPARATION AGREEMENT This General Release and Separation Agreement (?Agreement?) is entered into by Kevin Smith (?Employee?) and CNA Financial Corporation in order to resolve all matters between Employee and CNA Financial Corporation relating to Employee?s employment. For purposes of this Agreement, CNA Financial Corporation includes its past and present parents, s

May 2, 2022 8-K

Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 2, 2022 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of incorp

May 2, 2022 EX-99.2

Table of Contents

CNA Financial Corporation Supplemental Financial Information March 31, 2022 This report is for informational purposes only and includes consolidated financial statements and financial exhibits that are unaudited.

May 2, 2022 EX-99.1

CNA FINANCIAL ANNOUNCES FIRST QUARTER 2022 NET INCOME OF $1.15 PER SHARE AND CORE INCOME OF $1.16 PER SHARE

FOR IMMEDIATE RELEASE CNA FINANCIAL ANNOUNCES FIRST QUARTER 2022 NET INCOME OF $1.

May 2, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ☐ TRANSITION REPORT PURSUANT TO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-5823 CNA FINANCIAL CORPORATIO

April 27, 2022 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 27, 2022 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of inc

April 8, 2022 8-K/A

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 10, 2022 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commissio

March 18, 2022 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.    )

? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ???) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

March 16, 2022 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 10, 2022 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of inc

February 17, 2022 EX-25.3

Form T-1 Statement of Eligibility of The Bank of New York Mellon Trust Company, N.A. to act as Trustee under the form of the Subordinated Indenture.

? Exhibit 25.3? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) ? ? THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its cha

February 17, 2022 EX-25.1

Form T-1 Statement of Eligibility of U.S. Bank Trust Company, National Association, to act as Trustee under the Senior Indenture, dated as of March 1, 1991.

? Exhibit 25.1? ? ? SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) ? ? U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter)? 91-1821

February 17, 2022 EX-25.4

Form T-1 Statement of Eligibility of The Bank of New York Mellon Trust Company, N.A. to act as Trustee under the form of the Junior Subordinated Indenture.

? Exhibit 25.4? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) ? ? THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its cha

February 17, 2022 EX-25.2

Form T-1 Statement of Eligibility of The Bank of New York Mellon Trust, N.A., to act as Trustee under the Senior Indenture, dated as of March 1, 1991.

? Exhibit 25.2? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) ? ? THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its cha

February 17, 2022 EX-FILING FEES

Filing Fee Table

EX-FILING FEES 8 tm226528d1exfillingfee.htm EX-FILING FEES Exhibit 107 EX-FILING-FEES Calculation of Filing Fee Tables Form S-3 (Form Type) CNA FINANCIAL CORPORATION (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title(1) Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Pric

February 17, 2022 S-3ASR

As filed with the U.S. Securities and Exchange Commission on February 17, 2022

TABLE OF CONTENTS As filed with the U.S. Securities and Exchange Commission on February 17, 2022 Registration No. 333-???????? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ? FORM S-3 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 ? CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) ? ? Delaware (State or other jurisdiction of in

February 8, 2022 EX-10.6

CNA Deferred Compensation and Savings Plan, restated as of January 1, 2022 (Exhibit 10.6 to December 31, 2021 Form 10-K incorporated herein by reference

CNA DEFERRED COMPENSATION AND SAVINGS PLAN Restated as of January 1, 2022 CNA DEFERRED COMPENSATION AND SAVINGS PLAN TABLE OF CONTENTS ARTICLE I GENERAL PROVISIONS 1 1.

February 8, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTI

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-5823 CNA FINANCIAL CORPORATION (Ex

February 8, 2022 EX-21.1

List of subsidiaries of the Registrant

EXHIBIT 21.1 CNA FINANCIAL CORPORATION Subsidiaries of the Registrant As of December 31, 2021 Name of Subsidiary Organized Under Laws of American Casualty Company of Reading, Pennsylvania Pennsylvania CNA Insurance Company (Europe) S.A. Luxembourg CNA Insurance Company Limited United Kingdom Columbia Casualty Company Illinois Continental Casualty Company Illinois Continental Reinsurance Corporatio

February 7, 2022 8-K

Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 7, 2022 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of i

February 7, 2022 EX-99.2

Table of Contents

CNA Financial Corporation Supplemental Financial Information December 31, 2021 This report is for informational purposes only and includes consolidated financial statements and financial exhibits that are unaudited.

February 7, 2022 EX-99.1

CNA FINANCIAL ANNOUNCES Q4 2021 NET INCOME OF $0.98 PER SHARE AND CORE INCOME OF $0.97 PER SHARE FULL YEAR 2021 NET INCOME OF $4.41 PER SHARE AND RECORD CORE INCOME OF $4.06 PER SHARE SPECIAL DIVIDEND OF $2.00 PER SHARE

FOR IMMEDIATE RELEASE CNA FINANCIAL ANNOUNCES Q4 2021 NET INCOME OF $0.98 PER SHARE AND CORE INCOME OF $0.97 PER SHARE FULL YEAR 2021 NET INCOME OF $4.41 PER SHARE AND RECORD CORE INCOME OF $4.06 PER SHARE SPECIAL DIVIDEND OF $2.00 PER SHARE Fourth Quarter ?Net income was $266 million; core income of $265 million, includes a non-economic charge related to asbestos and environmental pollution of $4

January 12, 2022 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 10, 2022 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of i

January 11, 2022 8-K/A

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 2, 2021 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commissio

December 3, 2021 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 2, 2021 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of i

December 3, 2021 EX-99.1

CNA Announces Scott Lindquist as EVP & Chief Financial Officer Company also announces appointment of Amy Smith as Chief Accounting Officer

FOR IMMEDIATE RELEASE CNA Announces Scott Lindquist as EVP & Chief Financial Officer Company also announces appointment of Amy Smith as Chief Accounting Officer CHICAGO, December 2, 2021 ? CNA today announced the appointment of Scott Lindquist as Executive Vice President and Chief Financial Officer.

November 1, 2021 8-K

Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 1, 2021 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of i

November 1, 2021 EX-99.2

Table of Contents

CNA Financial Corporation Supplemental Financial Information September 30, 2021 This report is for informational purposes only and includes consolidated financial statements and financial exhibits that are unaudited.

November 1, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 ☐ TRANSITION REPORT PURSUANT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-5823 CNA FINANCIAL CORPOR

November 1, 2021 EX-99.1

CNA FINANCIAL ANNOUNCES THIRD QUARTER 2021 NET INCOME OF $0.94 PER SHARE AND CORE INCOME OF $0.87 PER SHARE

FOR IMMEDIATE RELEASE CNA FINANCIAL ANNOUNCES THIRD QUARTER 2021 NET INCOME OF $0.

September 3, 2021 8-K/A

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 3, 2021 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission

August 9, 2021 EX-99.1

CNA Announces Search for New CFO

FOR IMMEDIATE RELEASE CNA Announces Search for New CFO CHICAGO (Aug 9, 2021) ? CNA announced today that Al Miralles, Executive Vice President and Chief Financial Officer, has resigned from CNA.

August 9, 2021 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 3, 2021 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of inc

August 2, 2021 EX-99.2

Table of Contents

CNA Financial Corporation Supplemental Financial Information June 30, 2021 This report is for informational purposes only and includes consolidated financial statements and financial exhibits that are unaudited.

August 2, 2021 8-K

Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 2, 2021 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of inc

August 2, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ☐ TRANSITION REPORT PURSUANT TO S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-5823 CNA FINANCIAL CORPORATION

August 2, 2021 EX-99.1

CNA FINANCIAL ANNOUNCES SECOND QUARTER 2021 NET INCOME OF $1.35 PER SHARE AND CORE INCOME OF $1.25 PER SHARE

FOR IMMEDIATE RELEASE CNA FINANCIAL ANNOUNCES SECOND QUARTER 2021 NET INCOME OF $1.

May 7, 2021 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-5823 CNA FINANCIAL CORPORATIO

May 3, 2021 EX-99.2

Table of Contents

CNA Financial Corporation Supplemental Financial Information March 31, 2021 This report is for informational purposes only and includes consolidated financial statements and financial exhibits that are unaudited.

May 3, 2021 EX-99.1

CNA FINANCIAL ANNOUNCES FIRST QUARTER 2021 NET INCOME OF $1.14 PER SHARE AND CORE INCOME OF $0.96 PER SHARE

FOR IMMEDIATE RELEASE CNA FINANCIAL ANNOUNCES FIRST QUARTER 2021 NET INCOME OF $1.

May 3, 2021 8-K

Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 3, 2021 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of incorp

April 28, 2021 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 28, 2021 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of inc

April 21, 2021 EX-99.1

Table of Contents

CNA Financial Corporation Supplemental Financial Information Property & Casualty, Commercial, and Corporate & Other Segments Results of Operations Revised Quarterly and Annual Results for 2020 This report is for informational purposes only and includes financial exhibits that are unaudited.

April 21, 2021 8-K

Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 21, 2021 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of inc

March 19, 2021 DEF 14A

- DEF 14A

? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.???) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ?

February 9, 2021 EX-21.1

List of subsidiaries of the Registrant

EX-21.1 2 q42020cnaex211.htm EX-21.1 EXHIBIT 21.1 CNA FINANCIAL CORPORATION Subsidiaries of the Registrant As of December 31, 2020 Name of Subsidiary Organized Under Laws of American Casualty Company of Reading, Pennsylvania Pennsylvania CNA Insurance Company (Europe) S.A. Luxembourg CNA Insurance Company Limited United Kingdom Columbia Casualty Company Illinois Continental Casualty Company Illino

February 9, 2021 10-K

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-5823 CNA FINANCIAL CORPORATION (Ex

February 8, 2021 EX-99.1

CNA FINANCIAL ANNOUNCES Q4 2020 NET INCOME OF $1.42 PER SHARE AND CORE INCOME OF $1.23 PER SHARE FULL YEAR 2020 NET INCOME OF $2.53 PER SHARE AND CORE INCOME OF $2.70 PER SHARE

EX-99.1 2 q4-20exhibit991.htm EX-99.1 FOR IMMEDIATE RELEASE CNA FINANCIAL ANNOUNCES Q4 2020 NET INCOME OF $1.42 PER SHARE AND CORE INCOME OF $1.23 PER SHARE FULL YEAR 2020 NET INCOME OF $2.53 PER SHARE AND CORE INCOME OF $2.70 PER SHARE Fourth Quarter •Net income was $387 million versus $273 million in the prior year quarter; core income was a record $335 million versus $265 million in the prior y

February 8, 2021 EX-99.2

Table of Contents

EX-99.2 3 q4-20exhibit992.htm EX-99.2 CNA Financial Corporation Supplemental Financial Information December 31, 2020 This report is for informational purposes only and includes consolidated financial statements and financial exhibits that are unaudited. This report should be read in conjunction with documents filed with the U.S. Securities and Exchange Commission, including the most recent Annual

February 8, 2021 8-K

Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 8, 2021 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of i

January 14, 2021 CORRESP

-

151 N Franklin St. Chicago IL 60606 Albert Miralles Executive Vice President and Chief Financial Officer [email protected] 312-822-5605 January 14, 2021 Securities and Exchange Commission Division of Corporation Finance Washington, DC 20549-6010 Attn: Mark Brunhofer Bonnie Baynes Division of Corporation Finance Office of Finance Re: CNA Financial Corporation Form 10-K for the Fiscal Year End

December 31, 2020 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 30, 2020 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of

December 31, 2020 EX-10.1

Master Transaction Agreement, dated as of December 30, 2020, by and between Continental Casualty Company and Cavello Bay Reinsurance Limited (including the forms of the Reinsurance Agreement and Trust Agreement) (Exhibit 10.1 to Form 8-K filed December 31, 2020 incorporated herein by reference)

EX-10.1 7 dec30exhibit101.htm EX-10.1 CONFORMED COPY MASTER TRANSACTION AGREEMENT by and between CONTINENTAL CASUALTY COMPANY and CAVELLO BAY REINSURANCE LIMITED Dated as of December 30, 2020 TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS 2 Section 1.1. Definitions 2 ARTICLE II. CLOSING AND REINSURANCE PREMIUM 8 Section 2.1. Closing 8 Section 2.2. Closing Deliveries 8 Section 2.3. Payment at Closin

December 31, 2020 EX-99.1

CNA FINANCIAL ANNOUNCES TRANSFER OF LEGACY EXCESS WORKERS’ COMPENSATION PORTFOLIO TO CAVELLO BAY REINSURANCE LIMITED

EX-99.1 8 dec30exhibit991.htm EX-99.1 FOR IMMEDIATE RELEASE CONTACT: MEDIA: ANALYSTS: Cara McCall, 312-822-1309 Amy Adams, 312-822-5533 CNA FINANCIAL ANNOUNCES TRANSFER OF LEGACY EXCESS WORKERS’ COMPENSATION PORTFOLIO TO CAVELLO BAY REINSURANCE LIMITED CHICAGO, December 30, 2020 - CNA Financial Corporation (NYSE: CNA) announced today that its principal operating subsidiary, Continental Casualty Co

November 2, 2020 EX-99.1

CNA FINANCIAL ANNOUNCES THIRD QUARTER 2020 NET INCOME OF $0.79 PER SHARE AND CORE INCOME OF $0.71 PER SHARE

FOR IMMEDIATE RELEASE CNA FINANCIAL ANNOUNCES THIRD QUARTER 2020 NET INCOME OF $0.

November 2, 2020 8-K

Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 2, 2020 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of i

November 2, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-5823 CNA FINANCIAL CORPOR

November 2, 2020 EX-99.2

Table of Contents

CNA Financial Corporation Supplemental Financial Information September 30, 2020 This report is for informational purposes only and includes consolidated financial statements and financial exhibits that are unaudited.

August 14, 2020 EX-4.1

Form of 2.050% Note due 2030.

Exhibit 4.1 Unless this certificate is presented by an authorized representative of The Depository Trust Company, a New York corporation (the “Depository”), to the Company or its agent for registration of transfer, exchange, or payment, and any certificate issued is registered in the name of Cede & Co. or in such other name as is requested by an authorized representative of the Depository (and any

August 14, 2020 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

Common stock, par value $2.50 per share CNA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 11, 2020 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other

August 14, 2020 EX-1.1

Underwriting Agreement, dated August 11, 2020, between CNA Financial Corporation and J.P. Morgan Securities LLC, Wells Fargo Securities, LLC, BofA Securities, Inc. and Citigroup Global Markets Inc., as representatives of the several underwriters listed on Schedule II thereto.

EX-1.1 2 tm2027360d1ex1-1.htm EXHIBIT 1.1 Exhibit 1.1 CNA Financial Corporation $500,000,000 2.050% Notes due 2030 New York, New York August 11, 2020 To the Representatives named in Schedule I hereto of the several Underwriters named in Schedule II hereto Ladies and Gentlemen: CNA Financial Corporation, a Delaware corporation (the “Company”), proposes to sell to the several underwriters named in S

August 13, 2020 424B5

CALCULATION OF REGISTRATION FEE Title of Securities to be registered(1) Amount to be Registered Maximum Offering Price Per Unit Maximum Aggregate Offering Price Amount of Registration Fee(1) 2.050% Notes due 2030 $500,000,000 99.748% $498,740,000 $64

Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No.

August 12, 2020 FWP

CNA Financial Corporation 2.050% Notes Due 2030 Final Term Sheet

Filed Pursuant to Rule 433 Registration Statement No. 333-231090 Dated August 11, 2020 CNA Financial Corporation $500,000,000 2.050% Notes Due 2030 Final Term Sheet Issuer: CNA Financial Corporation Offering Format: SEC Registered Securities: 2.050% Notes due 2030 Security Type: Senior Unsecured Fixed Rate Notes Trade Date: August 11, 2020 Settlement Date*: August 14, 2020 (T + 3) Maturity Date: A

August 11, 2020 424B3

SUBJECT TO COMPLETION, DATED AUGUST 11, 2020

Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed Pursuant to Rule 424(b)(3) Registration Statement No.

August 10, 2020 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 10, 2020 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of in

August 10, 2020 EX-99.1

CNA Extends Term of Chairman & Chief Executive Officer Dino E. Robusto

FOR IMMEDIATE RELEASE CNA Extends Term of Chairman & Chief Executive Officer Dino E.

August 10, 2020 EX-10.1

Employment Agreement, dated August 10, 2020, between CNA Financial Corporation and Dino E. Robusto (Exhibit 10.1 to Form 8-K filed August 10, 2020 incorporated herein by reference)

EXECUTION COPY EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the “Agreement”) is made as of the10th day of August, 2020, by and between CNA Financial Corporation, a Delaware corporation (the “Company”), and Dino E.

August 3, 2020 EX-99.1

CNA FINANCIAL ANNOUNCES SECOND QUARTER 2020 RESULTS

EX-99.1 2 q2-20exhibit991.htm EXHIBIT 99.1 FOR IMMEDIATE RELEASE CONTACT: MEDIA: ANALYSTS: Brandon Davis, 312-822-5885 Al Miralles, 312-822-5605 CNA FINANCIAL ANNOUNCES SECOND QUARTER 2020 RESULTS • Q2 NET INCOME OF $151M, $0.55 PER SHARE • Q2 CORE INCOME OF $99M, $0.36 PER SHARE • Q2 P&C COMBINED RATIO OF 112.3%, UNDERLYING COMBINED RATIO OF 93.4% • Q2 NET CATASTROPHE LOSSES OF $301M, OR 17.5 POI

August 3, 2020 EX-99.2

Table of Contents

EX-99.2 3 q2-20exhibit992.htm EXHIBIT 99.2 CNA Financial Corporation Supplemental Financial Information June 30, 2020 This report is for informational purposes only and includes consolidated financial statements and financial exhibits that are unaudited. This report should be read in conjunction with documents filed with the U.S. Securities and Exchange Commission, including the most recent Annual

August 3, 2020 8-K

Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 3, 2020 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of inc

August 3, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-5823 CNA FINANCIAL CORPORATION

July 15, 2020 EX-99.1

CNA FINANCIAL ANNOUNCES SECOND QUARTER 2020 NET CATASTROPHE LOSS ESTIMATES AND CHARGE FOR MASS TORT EXPOSURES

EX-99.1 2 july152020991.htm EXHIBIT 99.1 FOR IMMEDIATE RELEASE CONTACT: MEDIA: ANALYSTS: Brandon Davis, 312-822-5885 Al Miralles, 312-822-5605 CNA FINANCIAL ANNOUNCES SECOND QUARTER 2020 NET CATASTROPHE LOSS ESTIMATES AND CHARGE FOR MASS TORT EXPOSURES • Q2 2020 COVID-19 RELATED LOSSES OF $182M • ADDITIONAL Q2 2020 CATASTROPHE LOSSES OF $61M RELATED TO CIVIL UNREST AND $58M FOR NATURAL CATASTROPHE

July 15, 2020 8-K

Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 15, 2020 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of inco

May 15, 2020 S-8

- FORM S-8

As filed with the Securities and Exchange Commission on May 15, 2020 Registration No.

May 4, 2020 EX-99.2

Table of Contents

EX-99.2 3 q1-20exhibit992.htm EXHIBIT 99.2 CNA Financial Corporation Supplemental Financial Information March 31, 2020 This report is for informational purposes only and includes consolidated financial statements and financial exhibits that are unaudited. This report should be read in conjunction with documents filed with the U.S. Securities and Exchange Commission, including the most recent Annua

May 4, 2020 EX-10.2

General Release and Separation Agreement, dated March 6, 2020, between CNA Financial Corporation and James Anderson

EXHIBIT 10.2 GENERAL RELEASE AND SEPARATION AGREEMENT This General Release and Separation Agreement ("Agreement") is entered into by James Anderson ("Employee" or "You") and CNA Financial Corporation in order to resolve all matters between Employee and CNA Financial Corporation relating to Employee's employment. For purposes of this Agreement, CNA Financial Corporation includes its past and presen

May 4, 2020 EX-99.1

CNA FINANCIAL ANNOUNCES FIRST QUARTER 2020 RESULTS

EX-99.1 2 q1-20exhibit991.htm EXHIBIT 99.1 FOR IMMEDIATE RELEASE CONTACT: MEDIA: ANALYSTS: Brandon Davis, 312-822-5885 Al Miralles, 312-822-5605 CNA FINANCIAL ANNOUNCES FIRST QUARTER 2020 RESULTS • NET LOSS OF $61M, $(0.23) PER SHARE, INCLUDES NET INVESTMENT LOSSES OF $169M • CORE INCOME OF $108M, $0.40 PER SHARE • NET INVESTMENT INCOME OF $279M VS $465M IN Q1 2019 • P&C COMBINED RATIO OF 97.5% VS

May 4, 2020 8-K

Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 4, 2020 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of incorp

May 4, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-5823 CNA FINANCIAL CORPORATIO

April 29, 2020 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 29, 2020 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of inc

April 15, 2020 DEFA14A

CNA / CNA Financial Corp. DEFA14A - - DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1 ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Def

March 20, 2020 DEF 14A

CNA Financial Corporation Incentive Compensation Plan, as amended and restated, effective as of January 1, 2020 (Exhibit A to Form DEF 14A, filed March 20, 2020)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Defin

March 12, 2020 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 6, 2020 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of inco

March 2, 2020 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 25, 2020 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of

March 2, 2020 EX-99.1

CNA Announces Al Miralles as Executive Vice President & Chief Financial Officer

FOR IMMEDIATE RELEASE CNA Announces Al Miralles as Executive Vice President & Chief Financial Officer CHICAGO, February 25, 2020 - CNA today announced the appointment of Al Miralles as Executive Vice President & Chief Financial Officer, effective February 25, 2020.

February 11, 2020 EX-4.2

Description of Registered Securities

EX-4.2 2 q42019cnaex42.htm EXHIBIT 4.2 EXHIBIT 4.2 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 DESCRIPTION OF COMMON STOCK CNA Financial Corporation’s (“we” and “our”) common stock is registered under Section 12 of the Securities Exchange Act of 1934, as amended. General We are authorized to issue 500 million shares of Common

February 11, 2020 10-K

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-5823 CNA FINANCIAL CORPORATION (Ex

February 11, 2020 EX-21.1

List of subsidiaries of the Registrant

EXHIBIT 21.1 CNA FINANCIAL CORPORATION Subsidiaries of the Registrant As of December 31, 2019 Name of Subsidiary Organized Under Laws of American Casualty Company of Reading, Pennsylvania Pennsylvania CNA Insurance Company (Europe) S.A. Luxembourg CNA Insurance Company Limited United Kingdom Columbia Casualty Company Illinois Continental Casualty Company Illinois Continental Reinsurance Corporatio

February 10, 2020 EX-99.2

Table of Contents

CNA Financial Corporation Supplemental Financial Information December 31, 2019 This report is for informational purposes only and includes consolidated financial statements and financial exhibits that are unaudited.

February 10, 2020 8-K

Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 10, 2020 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of

February 10, 2020 EX-99.1

CNA FINANCIAL ANNOUNCES FOURTH QUARTER 2019 RESULTS

EX-99.1 2 q4-19exhibit991.htm EXHIBIT 99.1 FOR IMMEDIATE RELEASE CONTACT: MEDIA: ANALYSTS: Brandon Davis, 312-822-5885 James Anderson, 312-822-7757 CNA FINANCIAL ANNOUNCES FOURTH QUARTER 2019 RESULTS • Q4 NET INCOME OF $273M, $1.00 PER SHARE; FULL YEAR 2019 OF $1 BILLION, $3.67 PER SHARE • Q4 CORE INCOME OF $265M, $0.97 PER SHARE; FULL YEAR 2019 OF $979M, $$3.59 PER SHARE • Q4 P&C COMBINED RATIO O

December 19, 2019 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 19, 2019 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of

December 19, 2019 EX-10.1

Amended and Restated Credit Agreement, dated December 19, 2019, among CNA Financial Corporation, Wells Fargo Securities, LLC, J.P. Morgan Chase Bank, N.A., Wells Fargo Bank, National Association, Associated Bank, National Association, Bank of America, N.A., Barclays Bank PLC, Citibank, N.A., The Northern Trust Company, and U.S. Bank National Association (Exhibit 10.1 to December 19, 2019 Form 8-K incorporated herein by reference)

EX-10.1 2 cnaexhibit101.htm EXHIBIT 10.1 Execution Version Published Deal CUSIP #: 12611QAG3 Published Revolving Facility CUSIP #: 12611QAH1 Exhibit 10.1 AMENDED AND RESTATED REVOLVING CREDIT AGREEMENT Dated as of December 19, 2019 among CNA FINANCIAL CORPORATION, as Borrower The LENDERS Party Hereto, WELLS FARGO BANK, NATIONAL ASSOCIATION as Administrative Agent JPMORGAN CHASE BANK, N.A., as Synd

October 28, 2019 8-K

Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 28, 2019 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of i

October 28, 2019 EX-99.2

Table of Contents

CNA Financial Corporation Supplemental Financial Information September 30, 2019 This report is for informational purposes only and includes consolidated financial statements and financial exhibits that are unaudited.

October 28, 2019 EX-99.1

CNA FINANCIAL ANNOUNCES THIRD QUARTER 2019 RESULTS

EX-99.1 2 q3-19exhibit991.htm EXHIBIT 99.1 FOR IMMEDIATE RELEASE CONTACT: MEDIA: ANALYSTS: Brandon Davis, 312-822-5885 James Anderson, 312-822-7757 CNA FINANCIAL ANNOUNCES THIRD QUARTER 2019 RESULTS • Q3 NET INCOME OF $107M, $0.39 PER SHARE, INCLUDES LTC GPV CHARGE OF $170M AND LTC CLAIM RESERVE RELEASE OF $44M • Q3 CORE INCOME OF $102M, $0.37 PER SHARE, INCLUDES LTC GPV CHARGE OF $170M AND LTC CL

October 28, 2019 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-5823 CNA FINANCIAL CORPOR

August 5, 2019 EX-99.1

CNA FINANCIAL ANNOUNCES SECOND QUARTER 2019 RESULTS

EX-99.1 2 q2-19exhibit991.htm EXHIBIT 99.1 FOR IMMEDIATE RELEASE CONTACT: MEDIA: ANALYSTS: Brandon Davis, 312-822-5885 James Anderson, 312-822-7757 CNA FINANCIAL ANNOUNCES SECOND QUARTER 2019 RESULTS • Q2 NET INCOME OF $278M, $1.02 PER SHARE; ROE 9.5% • Q2 CORE INCOME OF $294M, $1.08 PER SHARE; ROE 9.9% • Q2 P&C UNDERLYING COMBINED RATIO OF 94.6% VS 95.3% • Q2 P&C UNDERLYING LOSS RATIO OF 60.8% VS

August 5, 2019 8-K

Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 5, 2019 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of inc

August 5, 2019 EX-99.2

Table of Contents

CNA Financial Corporation Supplemental Financial Information June 30, 2019 This report is for informational purposes only and includes consolidated financial statements and financial exhibits that are unaudited.

August 5, 2019 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-5823 CNA FINANCIAL CORPORATION

May 3, 2019 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 1, 2019 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of incorp

May 3, 2019 EX-4.1

Form of 3.900% Note due 2029.

Exhibit 4.1 Unless this certificate is presented by an authorized representative of The Depository Trust Company, a New York corporation (the “Depository”), to the Company or its agent for registration of transfer, exchange, or payment, and any certificate issued is registered in the name of Cede & Co. or in such other name as is requested by an authorized representative of the Depository (and any

May 3, 2019 EX-1.1

Underwriting Agreement, dated May 1, 2019, among CNA Financial Corporation and Barclays Capital Inc. and Citigroup Global Markets Inc. and J.P. Morgan Securities LLC, as representatives of the several underwriters listed on Schedule II thereto.

EX-1.1 2 a19-88785ex1d1.htm EX-1.1 Exhibit 1.1 CNA Financial Corporation $500,000,000 3.900% Notes due 2029 New York, New York May 1, 2019 To the Representatives named in Schedule I hereto of the several Underwriters named in Schedule II hereto Ladies and Gentlemen: CNA Financial Corporation, a Delaware corporation (the “Company”), proposes to sell to the several underwriters named in Schedule II

May 2, 2019 424B5

CALCULATION OF REGISTRATION FEE Title of each class of securities to be registered Amount to be Registered Proposed Maximum Offering Price per unit Proposed Maximum Aggregate Offering Price Amount of Registration Fee(1) 3.900% Notes due 2029 $500,000

Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Filed pursuant to Rule 424(b)(5) Registration No.

May 1, 2019 FWP

CNA Financial Corporation 3.900% Notes Due 2029

Filed Pursuant to Rule 433 Registration Statement No. 333-231090 Dated May 1, 2019 CNA Financial Corporation $500,000,000 3.900% Notes Due 2029 Issuer: CNA Financial Corporation Format: SEC Registered Securities: 3.900% Notes due 2029 Security Type: Senior Unsecured Fixed Rate Notes Trade Date: May 1, 2019 Settlement Date*: May 6, 2019 (T + 3) Maturity Date: May 1, 2029 Expected Ratings**: Baa2 /

May 1, 2019 424B3

SUBJECT TO COMPLETION, DATED May 1, 2019

Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed pursuant to Rule 424(b)(3) Registration No.

April 29, 2019 EX-25.3

Form T-1 Statement of Eligibility of The Bank of New York Mellon Trust Company, N.A. to act as Trustee under the form of the Subordinated Indenture.

Exhibit 25.3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) o THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its charter) 95-

April 29, 2019 S-3ASR

CNA / CNA Financial Corp. S-3ASR S-3ASR

Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents As filed with the Securities and Exchange Commission on April 29, 2019 Registration No.

April 29, 2019 EX-25.1

Form T-1 Statement of Eligibility of U.S. Bank National Association to act as Trustee under the Senior Indenture, dated as of March 1, 1991.

Exhibit 25.1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) o U.S. BANK NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 31-0841368 I.R.S. Employer Identif

April 29, 2019 EX-25.2

Form T-1 Statement of Eligibility of The Bank of New York Mellon Trust, N.A., to act as Trustee under the Senior Indenture, dated as of March 1, 1991.

EX-25.2 5 a2238628zex-252.htm EX-25.2 Exhibit 25.2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) o THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of tr

April 29, 2019 EX-25.4

Form T-1 Statement of Eligibility of The Bank of New York Mellon Trust Company, N.A. to act as Trustee under the form of the Junior Subordinated Indenture.

EX-25.4 7 a2238628zex-254.htm EX-25.4 Exhibit 25.4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) o THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of tr

April 29, 2019 8-K

Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 29, 2019 CNA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-5823 36-6169860 (State or other jurisdiction (Commission (IRS Employer of inc

April 29, 2019 EX-99.1

CNA FINANCIAL ANNOUNCES FIRST QUARTER 2019 RESULTS

FOR IMMEDIATE RELEASE CONTACT: MEDIA: ANALYSTS: Brandon Davis, 312-822-5885 James Anderson, 312-822-7757 CNA FINANCIAL ANNOUNCES FIRST QUARTER 2019 RESULTS • NET INCOME OF $342M, $1.

April 29, 2019 EX-99.2

Table of Contents

EX-99.2 3 q1-19exhibit992.htm EXHIBIT 99.2 CNA Financial Corporation Supplemental Financial Information March 31, 2019 This report is for informational purposes only and includes consolidated financial statements and financial exhibits that are unaudited. This report should be read in conjunction with documents filed with the U.S. Securities and Exchange Commission, including the most recent Annua

April 29, 2019 EX-10.1

Award Letter and Award Terms to Dino E. Robusto for Restricted Stock Units

EXHIBIT 10.1 GRANT OF RESTRICTED STOCK UNITS pursuant to and in accordance with the CNA FINANCIAL CORPORATION INCENTIVE COMPENSATION PLAN THIS STOCK AWARD AGREEMENT is made as of March 18, 2019 by and between CNA Financial Corporation, a Delaware corporation (the "Company"), and Dino E. Robusto (the "Executive"); WITNESSETH: WHEREAS, the Company and the Executive wish to enter into a written agree

April 29, 2019 10-Q

Quarterly Report - CNA2019Q1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q [x] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-5823 CNA FINANCIAL CORPOR

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