Mga Batayang Estadistika
| CIK | 1733868 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to CNFinance Holdings Limited - Depositary Receipt (Common Stock)
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 28, 2025 |
CNFinance Announces First Half of 2025 Unaudited Financial Results Exhibit 99.1 CNFinance Announces First Half of 2025 Unaudited Financial Results GUANGZHOU, China, August 28, 2025 /PRNewswire/ - CNFinance Holdings Limited (NYSE: CNF) (“CNFinance” or the “Company”), a leading home equity loan service provider in China, today announced its unaudited financial results for the first half of 2025 ended June 30, 2025. “Given the current economic climate and real estat |
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| August 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2025 Commission file number: 001-38726 CNFinance Holdings Limited (Exact Name of Registrant as Specified in Its Charter) 22/F, South Finance Center, No. 6 Wuheng Road Tianhe District, Guangzhou Cit |
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| August 18, 2025 |
AMENDMENT NO. 1 dated as of , 2025 (the "Amendment"), to the Amended and Restated Deposit Agreement dated as of April 3, 2024 (the "Deposit Agreement"), among CNFINANCE HOLDINGS LIMITED, a company incorporated under the laws of the Cayman Islands, and its successors (the "Company"), JPMORGAN CHASE BANK, N.A., a national banking association organized under the laws of the United States of America, |
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| August 18, 2025 |
As filed with the U.S. Securities and Exchange Commission on August 18, 2025 As filed with the U.S. Securities and Exchange Commission on August 18, 2025 Registration No. 333-266156 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 2 TO FORM F-6 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 For Depositary Shares Evidenced by American Depositary Receipts CNFinance Holdings Limited (Exact name of issuer of deposite |
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| August 18, 2025 |
Certification under Rule 466 The depositary, JPMorgan Chase Bank, N.A., represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (CNFinance Holdings Limited, 333-266156) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its ability to designate the date and ti |
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| August 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2025 Commission file number: 001-38726 CNFinance Holdings Limited (Exact Name of Registrant as Specified in Its Charter) 22/F, South Finance Center, No. 6 Wuheng Road Tianhe District, Guangzhou Cit |
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| August 15, 2025 |
CNFinance Announces Plan to Implement ADS Ratio Change Exhibit 99.1 CNFinance Announces Plan to Implement ADS Ratio Change GUANGZHOU, China, Aug. 15, 2025 /PRNewswire/ - CNFinance Holdings Limited (the “Company”) today announced that it plans to change the ratio of its American depositary shares (“ADSs”) to its Class A ordinary shares (the “ADS Ratio”), par value US$0.0001 per share, from the current ratio of one (1) ADSs to twenty (20) Class A ordina |
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| May 14, 2025 |
Exhibit 99.2 CNFINANCE HOLDINGS LIMITED (Incorporated in the Cayman Islands with limited liability) (NYSE Ticker: CNF) NOTICE OF ANNUAL GENERAL MEETING To be held on May 29, 2025 NOTICE IS HEREBY GIVEN that an annual general meeting (the “AGM”) of CNFinance Holdings Limited (the “Company”) will be held at 22/F, South Finance Center, No. 6 Wuheng Road, Tianhe District, Guangzhou City, Guangdong Pro |
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| May 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2025 Commission file number: 001-38726 CNFinance Holdings Limited (Exact Name of Registrant as Specified in Its Charter) 22/F, South Finance Center, No. 6 Wuheng Road Tianhe District, Guangzhou City, |
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| May 14, 2025 |
CNFinance to Hold Annual General Meeting on May 29, 2025 Exhibit 99.1 CNFinance to Hold Annual General Meeting on May 29, 2025 GUANGZHOU, China, May 14, 2025 /PRNewswire/- CNFinance Holdings Limited (NYSE: CNF) (“CNFinance” or the “Company”), a leading home equity loan service provider in China, today announced that it will hold its annual general meeting of shareholders (the “AGM”) at 22/F, South Finance Center, No. 6 Wuheng Road, Tianhe District, Guan |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F (Mark One) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXC |
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| April 30, 2025 |
Exhibit 15.1 Date: April 29, 2025 CNFinance Holdings Limited 22/F, South Finance Center, No. 6 Wuheng Road Tianhe District, Guangzhou City Guangdong Province People’s Republic of China Dear Sirs/Madams, We hereby consent to the reference to our firm in CNFinance Holdings Limited’s annual report on Form 20-F for the fiscal year ended December 31, 2024 (the “Annual Report”), which will be filed by C |
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| April 30, 2025 |
Exhibit 15.2 29 April 2025 Our Ref: MRC/BLUI/C6410-H18817 The Board of Directors CNFinance Holdings Limited 22/F, South Finance Center No. 6 Wuheng Road Tianhe District Guangzhou City Guangdong Province People’s Republic of China Dear Sir or Madam CNFinance Holdings Limited FORM 20-F We consent to the reference to our firm under the heading “Item 3.D. Risk Factors— Risks Related to our American De |
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| April 30, 2025 |
Exhibit 13.2 Certification by the Principal Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the annual report of CNFinance Holdings Limited (the “Company”) on Form 20-F for the year ended December 31, 2024 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Jing Li, Chief Financial Officer of the Company, certify |
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| April 30, 2025 |
Exhibit 11.2 CNFINANCE HOLDINGS LIMITED Amended and Restated Statement of Policy Concerning Trading in Company Securities (Initially adopted in December 2018 and amended and restated in August 2019, and further amended and restated in March 2025) TABLE OF CONTENTS Page No. I. SUMMARY OF POLICY CONCERNING TRADING IN COMPANY SECURITIES 1 II. THE USE OF INSIDE INFORMATION IN CONNECTION WITH TRADING I |
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| April 30, 2025 |
Exhibit 12.1 Certification by the Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Bin Zhai, certify that: 1. I have reviewed this annual report on Form 20-F of CNFinance Holdings Limited (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the state |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2025 Commission file number: 001-38726 CNFinance Holdings Limited (Exact Name of Registrant as Specified in Its Charter) 22/F, South Finance Center, No. 6 Wuheng Road Tianhe District, Guangzhou City |
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| April 30, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 15.4 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statements on Form S-8 (No. 333-230955) and Form F-3 (No. 333-259304) of our report dated April 29, 2025, relating to the consolidated financial statements of CNFinance Holdings Limited (the “Company”), as of and for the year ended December 31, 2024, appeari |
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| April 30, 2025 |
Consent of Independent Registered Public Accounting Firm Exhibit 15.3 KPMG Huazhen LLP 8th Floor, KPMG Tower Oriental Plaza 1 East Chang An Avenue Beijing 100738 China Telephone +86 (10) 8508 5000 Fax +86 (10) 8518 5111 Internet kpmg.com/cn 毕马威华振会计师事务所 (特殊普通合伙) 中国北京 东长安街1号 东方广场毕马威大楼8层 邮政编码:100738 电话 +86 (10) 8508 5000 传真 +86 (10) 8518 5111 网址 kpmg.com/cn Consent of Independent Registered Public Accounting Firm We consent to the incorporation by referenc |
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| April 30, 2025 |
Exhibit 13.1 Certification by the Principal Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the annual report of CNFinance Holdings Limited (the “Company”) on Form 20-F for the year ended December 31, 2024 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Bin Zhai, Chief Executive Officer of the Company, certif |
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| April 30, 2025 |
Exhibit 12.2 Certification by the Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Jing Li, certify that: 1. I have reviewed this annual report on Form 20-F of CNFinance Holdings Limited (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statem |
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| April 30, 2025 |
CNFinance Files Annual Report on Form 20-F for Fiscal Year 2024 Exhibit 99.1 CNFinance Files Annual Report on Form 20-F for Fiscal Year 2024 GUANGZHOU, China, April 30, 2025 /PRNewswire/ - CNFinance Holdings Limited (NYSE: CNF) (“CNFinance” or the “Company”), a leading home equity loan service provider in China, today announced that it filed its annual report on Form 20-F for the fiscal year ended December 31, 2024 with the U.S. Securities and Exchange Commiss |
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| April 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2025 Commission file number: 001-38726 CNFinance Holdings Limited (Exact Name of Registrant as Specified in Its Charter) 22/F, South Finance Center, No. 6 Wuheng Road Tianhe District, Guangzhou City |
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| April 18, 2025 |
Exhibit 99.1 CNFinance Holdings Limited Announces Receipt of NYSE Notification Regarding ADS Trading Price Requirement GUANGZHOU, China, April 18, 2025 /PRNewswire/ — CNFinance Holdings Limited (NYSE: CNF) (“CNFinance” or the “Company”), a leading home equity loan service provider in China, today announced that it has received a letter from the New York Stock Exchange (the “NYSE”) dated April 7, 2 |
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| March 19, 2025 |
Statement from CNFinance Holdings Limited Exhibit 99.1 Statement from CNFinance Holdings Limited GUANGZHOU, China, March 19, 2025 /PRNewswire/ -CNFinance Holdings Limited (NYSE: CNF) (“CNFinance” or the “Company”), a leading home equity loan service provider in China, today announced the following statements to address recent market news involving “Fanhua (泛華)”: In November 2024, the Company’s name changed from “CNFinance Holdings Limit |
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| March 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2025 Commission file number: 001-38726 CNFinance Holdings Limited (Exact Name of Registrant as Specified in Its Charter) 22/F, South Finance Center, No. 6 Wuheng Road Tianhe District, Guangzhou City |
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| December 6, 2024 |
CNFinance Announces Change of Auditor Exhibit 99.1 CNFinance Announces Change of Auditor GUANGZHOU, China, December 6, 2024 /PRNewswire/ - CNFinance Holdings Limited (NYSE: CNF) (“CNFinance” or the “Company”), a leading home equity loan service provider in China, today announced the dismissal of KPMG Huazhen LLP (“KPMG”), the Company’s independent registered public accounting firm, and appointment of HTL International, LLC (“HTL”) as |
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| December 6, 2024 |
Exhibit 16.1 Date: December 6, 2024 Securities and Exchange Commission Washington, D.C. 20549 Ladies and Gentlemen: We were previously principal accountants for CNFinance Holdings Limited and, under the date of April 26, 2024, we reported on the consolidated financial statements of CNFinance Holdings Limited as of and for the years ended December 31, 2023 and 2022 and the effectiveness of internal |
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| December 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2024 Commission file number: 001-38726 CNFinance Holdings Limited (Exact Name of Registrant as Specified in Its Charter) 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzho |
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| November 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2024 Commission file number: 001-38726 CNFinance Holdings Limited (Exact Name of Registrant as Specified in Its Charter) 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzho |
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| November 29, 2024 |
Exhibit 3.1 THE COMPANIES LAW (AS AMENDED) OF THE CAYMAN ISLANDS COMPANY LIMITED BY SHARES SECOND AMENDED AND RESTATED Memorandum AND articles OF association of CNFinance Holdings Limited 深泛联控股有限公司 (AMENDED BY SPECIAL RESOLUTION DATED November 29, 2024) THE COMPANIES LAW (AS AMENDED) OF THE CAYMAN ISLANDS COMPANY LIMITED BY SHARES SECOND AMENDED AND RESTATED MEMORANDUM of ASSOCIATION OF CNFINANCE |
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| November 29, 2024 |
CNFinance Announces Change of Name and the Results of its Extraordinary General Meeting Exhibit 99.1 CNFinance Announces Change of Name and the Results of its Extraordinary General Meeting GUANGZHOU, China, November 29, 2024/PRNewswire/ - CNFinance Holdings Limited (NYSE: CNF) (“CNFinance” or the “Company”), a leading home equity loan service provider in China, today announced the results of its extraordinary general meeting of shareholders held at 44/F, Tower G, NO. 16 Zhujiang Dong |
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| October 30, 2024 |
Exhibit 99.2 CNFinance Holdings Limited (Incorporated in the Cayman Islands with Limited liability) (NYSE Ticker: CNF) NOTICE OF extraordinary GENERAL MEETING to be held on November 29, 2024 (or any adjourned or postponed meeting thereof) NOTICE IS HEREBY GIVEN that the extraordinary general meeting (the “EGM”) of CNFinance Holdings Limited (the “Company”) will be held at 44/F, Tower G, NO. 16 Zhu |
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| October 30, 2024 |
CNFinance to Hold an Extraordinary General Meeting on November 29, 2024 Exhibit 99.1 CNFinance to Hold an Extraordinary General Meeting on November 29, 2024 GUANGZHOU, China, October 30, 2024/PRNewswire/ - CNFinance Holdings Limited (NYSE: CNF) (“CNFinance” or the “Company”), a leading home equity loan service provider in China, today announced that it will hold an Extraordinary General Meeting of Shareholders (the “EGM”) at 44/F, Tower G, NO. 16 Zhujiang Dong Road, T |
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| October 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2024 Commission file number: 001-38726 CNFinance Holdings Limited (Exact Name of Registrant as Specified in Its Charter) 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, G |
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| October 30, 2024 |
Exhibit 99.3 CNFinance Holdings Limited (Incorporated in the Cayman Islands with Limited liability) (NYSE Ticker: CNF) FORM OF PROXY FOR THE extraordinary GENERAL MEETING to be held on November 29, 2024 (or any adjourned or postponed meeting thereof) Introduction This Form of Proxy is furnished in connection with the solicitation by the Board of Directors of CNFinance Holdings Limited, an exempted |
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| October 30, 2024 |
Exhibit 99.4 |
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| August 27, 2024 |
CNFinance Announces First Half of 2024 Unaudited Financial Results Exhibit 99.1 CNFinance Announces First Half of 2024 Unaudited Financial Results GUANGZHOU, China, August 27, 2024 /PRNewswire/ - CNFinance Holdings Limited (NYSE: CNF) (“CNFinance” or the “Company”), a leading home equity loan service provider in China, today announced its unaudited financial results for the first half of 2024 ended June 30, 2024. First Half of 2024 Operational and Financial Highl |
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| August 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2024 Commission file number: 001-38726 CNFinance Holdings Limited (Exact Name of Registrant as Specified in Its Charter) 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, Gu |
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| May 28, 2024 |
CNFinance Announces Expansion of Share Repurchase Program Exhibit 99.1 CNFinance Announces Expansion of Share Repurchase Program GUANGZHOU, China, May 27, 2024 /PRNewswire/ - CNFinance Holdings Limited (NYSE: CNF) (“CNFinance” or the “Company”), a leading home equity loan service provider in China, today announced its board of directors has increased its share repurchase authorization to US$30.0 million, expanding the USD$20.0 million share repurchase au |
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| May 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2024 Commission file number: 001-38726 CNFinance Holdings Limited (Exact Name of Registrant as Specified in Its Charter) 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, Guang |
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| April 26, 2024 |
Exhibit 15.2 26 April 2024 Our Ref: MRC/BLUI/C6410-H18817 The Board of Directors CNFinance Holdings Limited 44/F, Tower G No. 16 Zhujiang Dong Road Tianhe District Guangzhou City Guangdong Province 510620 People’s Republic of China Dear Sir or Madam CNFinance Holdings Limited FORM 20-F We consent to the reference to our firm under the heading “Item 3.D. Risk Factors— Risks Related to our American |
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| April 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F (Mark One) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023. OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EX |
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| April 26, 2024 |
Exhibit 12.1 Certification by the Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Bin Zhai, certify that: 1. I have reviewed this annual report on Form 20-F of CNFinance Holdings Limited (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the state |
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| April 26, 2024 |
CNFINANCE HOLDINGS LIMITED COMPENSATION RECOUPMENT POLICY Exhibit 97 CNFINANCE HOLDINGS LIMITED COMPENSATION RECOUPMENT POLICY This CNFinance Holdings Limited Compensation Recoupment Policy (the “Policy”) has been adopted by the Board of Directors (the “Board”) of CNFinance Holdings Limited (the “Company”) on November 29,2023. |
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| April 26, 2024 |
CNFinance Files Annual Report on Form 20-F for Fiscal Year 2023 Exhibit 99.1 CNFinance Files Annual Report on Form 20-F for Fiscal Year 2023 GUANGZHOU, China, April 26, 2024 /PRNewswire/ - CNFinance Holdings Limited (NYSE: CNF) (“CNFinance” or the “Company”), a leading home equity loan service provider in China, today announced that it filed its annual report on Form 20-F for the fiscal year ended December 31, 2023 with the U.S. Securities and Exchange Commiss |
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| April 26, 2024 |
Exhibit 2.4 Description of Rights of Securities Registered under Section 12 of the Securities Exchange Act of 1934 (the “Exchange Act”) American Depositary Shares (“ADSs”), each representing twenty ordinary shares of CNFinance Holdings Limited (“our company” or “us)) are listed on the New York Stock Exchange and the shares are registered under Section 12(b) of the Exchange Act. This exhibit contai |
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| April 26, 2024 |
Exhibit 15.1 Date: April 26, 2024 CNFinance Holdings Limited 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City Guangdong Province 510620 People’s Republic of China Dear Sirs/Madams, We hereby consent to the reference to our firm in CNFinance Holdings Limited’s annual report on Form 20-F for the fiscal year ended December 31, 2023 (the “Annual Report”), which will be filed by |
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| April 26, 2024 |
Consent of Independent Registered Public Accounting Firm Exhibit 15.3 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in the registration statement (No. 333- 230955) on Form S-8 and registration statement (No. 333-259304) on Form F-3 of our report dated April 26, 2024, with respect to the consolidated financial statements of CNFinance Holdings Limited, its subsidiaries, and variable interest entities |
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| April 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2024 Commission file number: 001-38726 CNFinance Holdings Limited (Exact Name of Registrant as Specified in Its Charter) 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, Gua |
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| April 26, 2024 |
Exhibit 13.2 Certification by the Principal Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the annual report of CNFinance Holdings Limited (the “Company”) on Form 20-F for the year ended December 31, 2023 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Jing Li, Acting Chief Financial Officer of the Company, |
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| April 26, 2024 |
Exhibit 13.1 Certification by the Principal Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the annual report of CNFinance Holdings Limited (the “Company”) on Form 20-F for the year ended December 31, 2023 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Bin Zhai, Chief Executive Officer of the Company, certif |
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| April 26, 2024 |
Exhibit 12.2 Certification by the Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Jing Li, certify that: 1. I have reviewed this annual report on Form 20-F of CNFinance Holdings Limited (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statem |
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| April 3, 2024 |
As filed with the U.S. Securities and Exchange Commission on April 3, 2024 As filed with the U.S. Securities and Exchange Commission on April 3, 2024 Registration No. 333-266156 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT TO FORM F-6 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 For Depositary Shares Evidenced by American Depositary Receipts CNFinance Holdings Limited (Exact name of issuer of deposited securi |
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| April 3, 2024 |
Certification under Rule 466 The depositary, JPMorgan Chase Bank, N.A., represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (CNFinance Holdings Limited, 333-266156) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its ability to designate the date and ti |
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| April 3, 2024 |
J.P.MORGAN J.P.MORGAN TABLE OF CONTENTS Page PARTIES 1 RECITALS 1 Section 1. Certain Definitions (a) ADR Register 1 (b) ADRs; Direct Registration ADRs 1 (c) ADS 2 (d) Beneficial Owner 2 (e) Commission 2 (f) Custodian 2 (g) Deliver, execute, issue et al. 2 (h) Delivery Order 2 (i) Deposited Securities 2 (j) Direct Registration System 3 (k) Holder 3 (l) Removal Notice Date 3 (m) Resignation Notice D |
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| March 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2024 Commission file number: 001-38726 CNFinance Holdings Limited (Exact Name of Registrant as Specified in Its Charter) 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, Gua |
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| March 28, 2024 |
CNFinance Announces Fourth Quarter and Fiscal Year 2023 Unaudited Financial Results Exhibit 99.1 CNFinance Announces Fourth Quarter and Fiscal Year 2023 Unaudited Financial Results GUANGZHOU, China, March 28, 2024 /PRNewswire/ - CNFinance Holdings Limited (NYSE: CNF) (“CNFinance” or the “Company”), a leading home equity loan service provider in China, today announced its unaudited financial results for the fourth quarter and fiscal year ended December 31, 2023. Fourth Quarter 202 |
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| February 14, 2024 |
Joint Filing Agreement Pursuant to Rule 13d-1 EX-99.1 2 s020924b.htm JOINT FILING AGREEMENT Joint Filing Agreement Pursuant to Rule 13d-1 This agreement is made pursuant to Rule 13d-l(k)(1) under the Securities and Exchange Act of 1934, as amended (the “Act”) by and among the parties listed below, each referenced to herein as a “Joint Filer.” The Joint Filers agree that a statement of beneficial ownership as required by Sections 13(g) or 13(d |
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| February 14, 2024 |
SC 13G/A 1 s020924a.htm SCHEDULE 13G (AMENDMENT NO. 3) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* CNFinance Holdings Limited (Name of Issuer) Ordinary Shares, par value US$0.0001 per share (Title of Class of Securities) 18979T105** (CUSIP Number) December 31, 2023 (Date of Event Which Requires |
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| December 22, 2023 |
CNFINANCE HOLDINGS LIMITED 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, Guandong Province 510620 People’s Republic of China December 22, 2023 VIA EDGAR Ms. Jennifer Thompson Ms. Jennifer Gowetski Division of Corporation Finance Office of Finance U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: CNFinance Holdings Ltd. (the “Company”) Ann |
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| December 15, 2023 |
CNFINANCE HOLDINGS LIMITED 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, Guandong Province 510620 People’s Republic of China December 15, 2023 VIA EDGAR Ms. Jennifer Thompson Ms. Jennifer Gowetski Division of Corporation Finance Office of Finance U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: CNFinance Holdings Ltd. (the “Company”) Ann |
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| November 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2023 Commission file number: 001-38726 CNFinance Holdings Limited (Exact Name of Registrant as Specified in Its Charter) 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, |
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| November 29, 2023 |
CNFinance Announces Third Quarter of 2023 Unaudited Financial Results Exhibit 99.1 CNFinance Announces Third Quarter of 2023 Unaudited Financial Results GUANGZHOU, China, November 29, 2023 /PRNewswire/ - CNFinance Holdings Limited (NYSE: CNF) (“CNFinance” or the “Company”), a leading home equity loan service provider in China, today announced its unaudited financial results for the third quarter ended September 30, 2023. Third Quarter 2023 Operational and Financial |
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| October 30, 2023 |
CNFINANCE HOLDINGS LIMITED 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, Guandong Province 510620 People’s Republic of China October 30, 2023 VIA EDGAR Ms. Jennifer Thompson Division of Corporation Finance Office of Finance U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: CNFinance Holdings Ltd. (the “Company”) Annual Report on Form 20-F |
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| September 13, 2023 |
CNFINANCE HOLDINGS LIMITED 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, Guandong Province 510620 People’s Republic of China September 13, 2023 VIA EDGAR Mr. Tyler Howes Ms. Jennifer Thompson Division of Corporation Finance Office of Finance U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: CNFinance Holdings Ltd. (the “Company”) Annual R |
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| August 29, 2023 |
CNFinance Announces Second Quarter and First Half of 2023 Unaudited Financial Results Exhibit 99.1 CNFinance Announces Second Quarter and First Half of 2023 Unaudited Financial Results GUANGZHOU, China, August 29, 2023 /PRNewswire/ - CNFinance Holdings Limited (NYSE: CNF) (“CNFinance” or the “Company”), a leading home equity loan service provider in China, today announced its unaudited financial results for the second quarter ended June 30, 2023 and the first half of 2023. Second Q |
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| August 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2023 Commission file number: 001-38726 CNFinance Holdings Limited (Exact Name of Registrant as Specified in Its Charter) 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, Gu |
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| May 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2023 Commission file number: 001-38726 CNFinance Holdings Limited (Exact Name of Registrant as Specified in Its Charter) 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, Guang |
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| May 26, 2023 |
CNFinance Announces First Quarter 2023 Unaudited Financial Results Exhibit 99.1 CNFinance Announces First Quarter 2023 Unaudited Financial Results GUANGZHOU, China, May 26, 2023 /PRNewswire/ - CNFinance Holdings Limited (NYSE: CNF) (“CNFinance” or the “Company”), a leading home equity loan service provider in China, today announced its unaudited financial results for the first quarter ended March 31, 2023. First Quarter 2023 Operational and Financial Highlights ● |
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| April 25, 2023 |
Exhibit 15.4 April 25, 2023 VIA EDGAR Division of Corporation Finance U.S. Securities & Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: CNFinance Holdings Limited Submission under the Item 16I(a) of Form 20-F Attn: Division of Corporation Finance Office of Technology Dear Sir/Madam, In compliance with the Holding Foreign Companies Accountable Act, CNFinance Holdings Limited (the “C |
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| April 25, 2023 |
Exhibit 15.2 25 April 2023 Our Ref: NASD/BLUI/C6410-H18817 The Board of Directors CNFinance Holdings Limited 44/F, Tower G No. 16 Zhujiang Dong Road Tianhe District Guangzhou City Guangdong Province 510620 People’s Republic of China Dear Sir or Madam CNFinance Holdings Limited FORM 20-F We consent to the reference to our firm under the heading “Item 3.D. Risk Factors— Risks Related to our American |
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| April 25, 2023 |
Exhibit 15.1 Date: April 25, 2023 CNFinance Holdings Limited 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City Guangdong Province 510620 People’s Republic of China Dear Sirs/Madams, We hereby consent to the reference to our firm in CNFinance Holdings Limited’s annual report on Form 20-F for the fiscal year ended December 31, 2022 (the “Annual Report”), which will be filed by |
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| April 25, 2023 |
CNFinance Files Annual Report on Form 20-F for Fiscal Year 2022 Exhibit 99.1 CNFinance Files Annual Report on Form 20-F for Fiscal Year 2022 GUANGZHOU, China, April 25, 2023 /PRNewswire/ - CNFinance Holdings Limited (NYSE: CNF) (“CNFinance” or the “Company”), a leading home equity loan service provider in China, today announced that it filed its annual report on Form 20-F for the fiscal year ended December 31, 2022 with the U.S. Securities and Exchange Commiss |
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| April 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F (Mark One) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022. OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EX |
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| April 25, 2023 |
Exhibit 2.4 Description of Rights of Securities Registered under Section 12 of the Securities Exchange Act of 1934 (the “Exchange Act”) American Depositary Shares (“ADSs”), each representing twenty ordinary shares of CNFinance Holdings Limited (“our company” or “us)) are listed on the New York Stock Exchange and the shares are registered under Section 12(b) of the Exchange Act. This exhibit contai |
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| April 25, 2023 |
Exhibit 13.2 Certification by the Principal Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the annual report of CNFinance Holdings Limited (the “Company”) on Form 20-F for the year ended December 31, 2022 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Jing Li, Acting Chief Financial Officer of the Company, |
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| April 25, 2023 |
Consent of Independent Registered Public Accounting Firm Exhibit 15.3 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in the registration statement (No. 333- 230955) on Form S-8 and registration statement (No. 333-259304) on Form F-3 of CNFinance Holdings Limited of our report dated April 25, 2023, with respect to the consolidated financial statements of CNFinance Holdings Limited, its subsidiaries a |
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| April 25, 2023 |
Exhibit 13.1 Certification by the Principal Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the annual report of CNFinance Holdings Limited (the “Company”) on Form 20-F for the year ended December 31, 2022 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Bin Zhai, Chief Executive Officer of the Company, certif |
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| April 25, 2023 |
Exhibit 12.2 Certification by the Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Jing Li, certify that: 1. I have reviewed this annual report on Form 20-F of CNFinance Holdings Limited (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statem |
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| April 25, 2023 |
Exhibit 12.1 Certification by the Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Bin Zhai, certify that: 1. I have reviewed this annual report on Form 20-F of CNFinance Holdings Limited (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the state |
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| April 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2023 Commission file number: 001-38726 CNFinance Holdings Limited (Exact Name of Registrant as Specified in Its Charter) 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, Gua |
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| March 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2023 Commission file number: 001-38726 CNFinance Holdings Limited (Exact Name of Registrant as Specified in Its Charter) 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, Gua |
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| March 22, 2023 |
CNFinance Announces Fourth Quarter 2022 and Fiscal Year 2022 Unaudited Financial Results Exhibit 99.1 CNFinance Announces Fourth Quarter 2022 and Fiscal Year 2022 Unaudited Financial Results GUANGZHOU, China, March 22, 2023 /PRNewswire/ - CNFinance Holdings Limited (NYSE: CNF) (“CNFinance” or the “Company”), a leading home equity loan service provider in China, today announced its unaudited financial results for the fourth quarter and fiscal year ended December 31, 2022. Fourth Quarte |
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| February 14, 2023 |
Joint Filing Agreement Pursuant to Rule 13d-1 EX-99.1 2 n7566441b.htm JOINT FILING AGREEMENT Joint Filing Agreement Pursuant to Rule 13d-1 This agreement is made pursuant to Rule 13d-l(k)(1) under the Securities and Exchange Act of 1934, as amended (the “Act”) by and among the parties listed below, each referenced to herein as a “Joint Filer.” The Joint Filers agree that a statement of beneficial ownership as required by Sections 13(g) or 13( |
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| February 14, 2023 |
SC 13G/A 1 n7566441a.htm SCHEDULE 13G/A, AMENDMENT #2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* CNFinance Holdings Limited (Name of Issuer) Ordinary Shares, par value US$0.0001 per share (Title of Class of Securities) 18979T105** (CUSIP Number) December 31, 2022 (Date of Event Which Requires Fil |
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| February 13, 2023 |
CORRESP 1 filename1.htm CNFINANCE HOLDINGS LIMITED 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, Guandong Province 510620 People’s Republic of China February 13, 2023 VIA EDGAR Division of Corporation Finance Office of Finance U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attention: Mr. John Stickel Ms. Tonya Aldave Re: CNFinance Holdings |
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| February 7, 2023 |
Davis Polk & Wardwell Hong Kong Solicitors The Hong Kong Club Building 3A Chater Road Hong Kong davispolk. |
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| February 7, 2023 |
As filed with the Securities and Exchange Commission on February 7, 2023 As filed with the Securities and Exchange Commission on February 7, 2023 Registration No. |
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| January 5, 2023 |
CORRESP 1 filename1.htm Davis Polk & Wardwell Hong Kong Solicitors The Hong Kong Club Building 3A Chater Road Hong Kong davispolk.com Resident Hong Kong Partners Karen Chan ** Yang Chu ** James C. Lin * Gerhard Radtke * Martin Rogers ** Miranda So * James Wadham ** Xuelin Wang * Hong Kong Solicitors * Also Admitted in New York ** Also Admitted in England and Wales January 5, 2023 Re: CNFinance Hol |
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| January 5, 2023 |
As filed with the Securities and Exchange Commission on January 5, 2023 As filed with the Securities and Exchange Commission on January 5, 2023 Registration No. |
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| December 2, 2022 |
Exhibit 107 Calculation of Filing Fee Table Form F-3 (Form Type) CNFinance Holdings Limited (Exact Name of Registrant as Specified in its Charter) Not Applicable (Translation of Registrant?s Name into English) Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price(1)(3) Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial effective date Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to Be Paid Equity Ordinary shares, par value $0. |
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| December 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2022 Commission file number: 001-38726 CNFinance Holdings Limited (Exact Name of Registrant as Specified in Its Charter) 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, |
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| December 2, 2022 |
CNFINANCE HOLDINGS LIMITED Index to Unaudited Condensed Consolidated Financial Statements Exhibit 99.2 CNFINANCE HOLDINGS LIMITED Index to Unaudited Condensed Consolidated Financial Statements Contents Pages Condensed Consolidated Balance Sheets as of December 31, 2021 and September 30, 2022 (Unaudited) 2 Unaudited Condensed Consolidated Statements of Comprehensive Income for the Nine Months Ended September 30, 2021 and 2022 3 Unaudited Condensed Consolidated Statements of Cash Flows f |
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| December 2, 2022 |
MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS EX-99.1 2 ea169316ex99-1cnfinancehold.htm MANAGEMENT DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Exhibit 99.1 MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Summary Consolidated Financial Data The following tables summarize our unaudited consolidated statements of comprehensive income data for the nine months ended September 30, 2 |
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| December 2, 2022 |
Davis Polk & Wardwell Hong Kong Solicitors The Hong Kong Club Building 3A Chater Road Hong Kong davispolk. |
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| December 2, 2022 |
As filed with the Securities and Exchange Commission on December 2, 2022 As filed with the Securities and Exchange Commission on December 2, 2022 Registration No. |
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| November 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2022 Commission file number: 001-38726 CNFinance Holdings Limited (Exact Name of Registrant as Specified in Its Charter) 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, |
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| November 22, 2022 |
CNFinance Announces Third Quarter of 2022 Unaudited Financial Results Exhibit 99.1 CNFinance Announces Third Quarter of 2022 Unaudited Financial Results GUANGZHOU, China, November 22, 2022 /PRNewswire/ - CNFinance Holdings Limited (NYSE: CNF) (?CNFinance? or the ?Company?), a leading home equity loan service provider in China, today announced its unaudited financial results for the third quarter ended September 30, 2022. Third Quarter 2022 Operational and Financial |
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| August 24, 2022 |
6-K 1 ea164843-6kcnfinance.htm REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2022 Commission file number: 001-38726 CNFinance Holdings Limited (Exact Name of Registrant as Specified in Its Charter) 44/F, Tower |
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| August 24, 2022 |
CNFinance Announces Second Quarter and First Half of 2022 Unaudited Financial Results EX-99.1 2 ea164843ex99-1cnfinance.htm PRESS RELEASE: CNFINANCE ANNOUNCES SECOND QUARTER AND FIRST HALF OF 2022 UNAUDITED FINANCIAL RESULTS Exhibit 99.1 CNFinance Announces Second Quarter and First Half of 2022 Unaudited Financial Results GUANGZHOU, China, August 24, 2022 /PRNewswire/ - CNFinance Holdings Limited (NYSE: CNF) (“CNFinance” or the “Company”), a leading home equity loan service provide |
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| July 15, 2022 |
Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, Suite 2405 New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 July 15, 2022 JPMorgan Chase Bank, N. |
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| July 15, 2022 |
EX-99.(E) 4 e621836ex99-e.htm Certification under Rule 466 The depositary, JPMorgan Chase Bank, N.A., represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (CNFinance Holdings Limited, 333-228089) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its abilit |
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| July 15, 2022 |
As filed with the U.S. Securities and Exchange Commission on July 15, 2022 As filed with the U.S. Securities and Exchange Commission on July 15, 2022 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 For Depositary Shares Evidenced by American Depositary Receipts CNFinance Holdings Limited (Exact name of issuer of deposited securities as specified in its charter) |
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| July 15, 2022 |
No. of ADSs: Number Each ADS represents Twenty (20) Shares CUSIP: AMERICAN DEPOSITARY RECEIPT evidencing AMERICAN DEPOSITARY SHARES representing ORDINARY SHARES Of CNFINANCE HOLDINGS LIMITED (Incorporated under the laws of the Cayman Islands) JPMORGAN CHASE BANK, N.A., a national banking association organized under the laws of the United States of America, as depositary hereunder (the ?Depositary? |
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| May 26, 2022 |
CNFinance Announces First Quarter 2022 Unaudited Financial Results EX-99.1 2 ea160525ex99-1cnfinance.htm CNFINANCE ANNOUNCES FIRST QUARTER 2022 UNAUDITED FINANCIAL RESULTS Exhibit 99.1 CNFinance Announces First Quarter 2022 Unaudited Financial Results GUANGZHOU, China, May 26, 2022 /PRNewswire/ - CNFinance Holdings Limited (NYSE: CNF) (“CNFinance” or the “Company”), a leading home equity loan service provider in China, today announced its unaudited financial resu |
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| May 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2022 Commission file number: 001-38726 CNFinance Holdings Limited (Exact Name of Registrant as Specified in Its Charter) 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, Guang |
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| April 27, 2022 |
CNFinance Files Annual Report on Form 20-F for Fiscal Year 2021 EX-99.1 2 ea158791ex99-1cnfinance.htm PRESS RELEASE: CNFINANCE FILES ANNUAL REPORT ON FORM 20-F FOR FISCAL YEAR 2021 Exhibit 99.1 CNFinance Files Annual Report on Form 20-F for Fiscal Year 2021 GUANGZHOU, China, April 27, 2022 /PRNewswire/ - CNFinance Holdings Limited (NYSE: CNF) ("CNFinance" or the "Company"), a leading home equity loan service provider in China, today announced that it filed its |
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| April 27, 2022 |
Consent of KPMG Huazhen LLP, Independent Registered Public Accounting Firm EX-15.3 10 f20f2021ex15-3cnfinance.htm CONSENT OF KPMG HUAZHEN LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 15.3 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in the registration statement (No. 333-230955) on Form S-8 and registration statement (No. 333-259304) on Form F-3 of CNFinance Holdings Limited of our report dated April |
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| April 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F (Mark One) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021. OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EX |
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| April 27, 2022 |
Consent of Merits & Tree Law Offices EX-15.1 8 f20f2021ex15-1cnfinance.htm CONSENT OF MERITS & TREE LAW OFFICES Exhibit 15.1 Date: April 27, 2022 CNFinance Holdings Limited 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City Guangdong Province 510620 People’s Republic of China Dear Sir/Madam, We hereby consent to the reference to our firm in CNFinance Holdings Limited’s annual report on Form 20-F for the fiscal y |
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| April 27, 2022 |
Description of Securities registered under Section 12 of the Exchange Act Exhibit 2.4 Description of Rights of Securities Registered under Section 12 of the Securities Exchange Act of 1934 (the ?Exchange Act?) American Depositary Shares (?ADSs?), each representing twenty ordinary shares of CNFinance Holdings Limited (?our company? or ?us)) are listed on the New York Stock Exchange and the shares are registered under Section 12(b) of the Exchange Act. This exhibit contai |
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| April 27, 2022 |
Exhibit 13.2 Certification by the Principal Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the annual report of CNFinance Holdings Limited (the “Company”) on Form 20-F for the year ended December 31, 2021 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Jing Li, Acting Chief Financial Officer of the Company, |
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| April 27, 2022 |
Consent of Walkers (Hong Kong) Exhibit 15.2 27 April 2022 Our Ref: NASD/BLUI/C6410-H18817 The Board of Directors CNFinance Holdings Limited 44/F, Tower G No. 16 Zhujiang Dong Road Tianhe District Guangzhou City Guangdong Province 510620 People?s Republic of China Dear Sir or Madam CNFinance Holdings Limited FORM 20-F We consent to the reference to our firm under the heading ?Item 3.D. Risk Factors? Risks Related to our American |
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| April 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2022 Commission file number: 001-38726 CNFinance Holdings Limited (Exact Name of Registrant as Specified in Its Charter) 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, Gua |
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| April 27, 2022 |
Exhibit 12.1 Certification by the Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Bin Zhai, certify that: 1. I have reviewed this annual report on Form 20-F of CNFinance Holdings Limited (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the state |
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| April 27, 2022 |
Exhibit 13.1 Certification by the Principal Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the annual report of CNFinance Holdings Limited (the “Company”) on Form 20-F for the year ended December 31, 2021 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Bin Zhai, Chief Executive Officer of the Company, certif |
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| April 27, 2022 |
Exhibit 12.2 Certification by the Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Jing Li, certify that: 1. I have reviewed this annual report on Form 20-F of CNFinance Holdings Limited (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statem |
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| March 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2022 Commission file number: 001-38726 CNFinance Holdings Limited (Exact Name of Registrant as Specified in Its Charter) 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, Gua |
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| March 18, 2022 |
CNFinance Announces Fourth Quarter 2021 and Fiscal Year 2021 Unaudited Financial Results Exhibit 99.1 CNFinance Announces Fourth Quarter 2021 and Fiscal Year 2021 Unaudited Financial Results GUANGZHOU, China, March 18, 2022 /PRNewswire/ - CNFinance Holdings Limited (NYSE: CNF) (?CNFinance? or the ?Company?), a leading home equity loan service provider in China, today announced its unaudited financial results for the fourth quarter and fiscal year ended December 31, 2021. Fourth Quarte |
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| March 16, 2022 |
CNFinance Holdings Limited Announces Share Repurchase Plan by the Company EX-99.1 2 ea156988ex99-1cnfinance.htm PRESS RELEASE: CNFINANCE HOLDINGS LIMITED ANNOUNCES SHARE REPURCHASE PLAN BY THE COMPANY Exhibit 99.1 CNFinance Holdings Limited Announces Share Repurchase Plan by the Company GUANGZHOU, China, March 16, 2022 /PRNewswire/ - CNFinance Holdings Limited (NYSE: CNF) (“CNFinance” or the “Company”), a leading home equity loan service provider in China, today announc |
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| March 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2022 Commission file number: 001-38726 CNFinance Holdings Limited (Exact Name of Registrant as Specified in Its Charter) 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, Gua |
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| February 14, 2022 |
Joint Filing Agreement Pursuant to Rule 13d-1 EX-99.1 2 d942137dex991.htm EX-99.1 Joint Filing Agreement Pursuant to Rule 13d-1 This agreement is made pursuant to Rule 13d-l(k)(1) under the Securities and Exchange Act of 1934, as amended (the “Act”) by and among the parties listed below, each referenced to herein as a “Joint Filer.” The Joint Filers agree that a statement of beneficial ownership as required by Sections 13(g) or 13(d) of the A |
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| February 14, 2022 |
CNF / CNFinance Holdings Ltd - ADR / New China Capital Management, LP - SC 13G/A Passive Investment SC 13G/A 1 d942137dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* CNFinance Holdings Limited (Name of Issuer) Ordinary Shares, par value US$0.0001 per share (Title of Class of Securities) 18979T105** (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Sta |
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| January 11, 2022 |
CNFinance Holdings Limited Announces Board Changes EX-99.1 2 ea153825ex99-1cnfinancehold.htm PRESS RELEASE: CNFINANCE HOLDINGS LIMITED ANNOUNCES BOARD CHANGES Exhibit 99.1 CNFinance Holdings Limited Announces Board Changes GUANGZHOU, China, January 11, 2022 /PRNewswire/ - CNFinance Holdings Limited (NYSE: CNF) (“CNFinance” or the “Company”), a leading home equity loan service provider in China, today announced the retirement of Mr. Paul Wolansky f |
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| January 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2022 Commission file number: 001-38726 CNFinance Holdings Limited (Exact Name of Registrant as Specified in Its Charter) 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, G |
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| December 6, 2021 |
As filed with the Securities and Exchange Commission on December 6, 2021 As filed with the Securities and Exchange Commission on December 6, 2021 Registration No. |
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| December 6, 2021 |
CORRESP 1 filename1.htm Davis Polk & Wardwell Hong Kong Solicitors The Hong Kong Club Building 3A Chater Road Hong Kong davispolk.com Resident Hong Kong Partners Karen Chan ** Yang Chu ** James C. Lin * Gerhard Radtke * Martin Rogers ** Patrick S. Sinclair * Miranda So * James Wadham ** Xuelin Wang * Hong Kong Solicitors * Also Admitted in New York ** Also Admitted in England and Wales December 6, |
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| November 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2021 Commission file number: 001-38726 CNFinance Holdings Limited (Exact Name of Registrant as Specified in Its Charter) 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, |
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| November 23, 2021 |
CNFinance Announces Third Quarter of 2021 Unaudited Financial Results Exhibit 99.1 CNFinance Announces Third Quarter of 2021 Unaudited Financial Results GUANGZHOU, China, November 23, 2021 /PRNewswire/ - CNFinance Holdings Limited (NYSE: CNF) (?CNFinance? or the ?Company?), a leading home equity loan service provider in China, today announced its unaudited financial results for the third quarter ended September 30, 2021. Third Quarter 2021 Operational and Financial |
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| November 9, 2021 |
CORRESP 1 filename1.htm +852 2533 3300 davispolk.com Davis Polk & Wardwell Hong Kong Solicitors The Hong Kong Club Building 3A Chater Road Hong Kong Resident Hong Kong Partners Karen Chan ** Yang Chu ** James C. Lin * Gerhard Radtke * Martin Rogers ** Patrick S. Sinclair * Miranda So * James Wadham ** Xuelin Wang * Hong Kong Solicitors * Also Admitted in New York ** Also Admitted in England and Wa |
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| November 9, 2021 |
As filed with the Securities and Exchange Commission on November 9, 2021 As filed with the Securities and Exchange Commission on November 9, 2021 Registration No. |
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| September 8, 2021 |
CNFINANCE HOLDINGS LIMITED 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, Guandong Province 510620 People?s Republic of China September 8, 2021 VIA EDGAR Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 USA RE: Delaying Amendment for CNFinance Holdings Limited Registration Statement on Form F-3 (File No. 333-25 |
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| September 3, 2021 |
Power of Attorney (included in signature page of this registration statement) As filed with the Securities and Exchange Commission on September 3, 2021 Registration No. |
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| August 23, 2021 |
CNFinance Announces Second Quarter and First Half of 2021 Unaudited Financial Results Exhibit 99.1 CNFinance Announces Second Quarter and First Half of 2021 Unaudited Financial Results GUANGZHOU, China, August 23, 2021 /PRNewswire/ - CNFinance Holdings Limited (NYSE: CNF) (?CNFinance? or the ?Company?), a leading home equity loan service provider in China, today announced its unaudited financial results for the second quarter ended June 30, 2021 and the first half of 2021. Second Q |
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| August 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2021 Commission file number: 001-38726 CNFinance Holdings Limited (Exact Name of Registrant as Specified in Its Charter) 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, Gu |
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| May 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2021 Commission file number: 001-38726 CNFinance Holdings Limited (Exact Name of Registrant as Specified in Its Charter) 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, Guang |
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| May 27, 2021 |
CNFinance Announces First Quarter 2021 Unaudited Financial Results Exhibit 99.1 CNFinance Announces First Quarter 2021 Unaudited Financial Results GUANGZHOU, China, May 27, 2021 /PRNewswire/ - CNFinance Holdings Limited (NYSE: CNF) (?CNFinance? or the ?Company?), a leading home equity loan service provider in China, today announced its unaudited financial results for the first quarter ended March 31, 2021. First Quarter 2021 Operational and Financial Highlights ? |
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| April 28, 2021 |
CNFinance Files Annual Report on Form 20-F for Fiscal Year 2020 Exhibit 99.1 CNFinance Files Annual Report on Form 20-F for Fiscal Year 2020 GUANGZHOU, China, April 28, 2021 /PRNewswire/ - CNFinance Holdings Limited (NYSE: CNF) (?CNFinance? or the ?Company?), a leading home equity loan service provider in China, today announced that it filed its annual report on Form 20-F for the fiscal year ended December 31, 2020 with the U.S. Securities and Exchange Commiss |
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| April 28, 2021 |
Current Report of Foreign Issuer - REPORT OF FOREIGN ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2021 Commission file number: 001-38726 CNFinance Holdings Limited (Exact Name of Registrant as Specified in Its Charter) 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, Gua |
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| April 28, 2021 |
Exhibit 12.2 Certification by the Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Ning Li, certify that: 1. I have reviewed this annual report on Form 20-F of CNFinance Holdings Limited (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statem |
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| April 28, 2021 |
Consent of Walkers (Hong Kong) EX-15.2 8 f20f2020ex15-2cnfinance.htm CONSENT OF WALKERS (HONG KONG) Exhibit 15.2 28 April 2021 Our Ref: MC/JWYL/C6410-H18817 The Board of Directors CNFinance Holdings Limited 44/F, Tower G No. 16 Zhujiang Dong Road Tianhe District Guangzhou City Guangdong Province 510620 People’s Republic of China Dear Sir or Madam CNFinance Holdings Limited FORM 20-F We consent to the reference to our firm under |
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| April 28, 2021 |
Exhibit 13.2 Certification by the Principal Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the annual report of CNFinance Holdings Limited (the “Company”) on Form 20-F for the year ended December 31, 2020 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Ning Li, Chief Financial Officer of the Company, certify |
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| April 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F (Mark One) ? REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020. OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EX |
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| April 28, 2021 |
Consent of Merits & Tree Law Offices EX-15.1 7 f20f2020ex15-1cnfinance.htm CONSENT OF MERITS & TREE LAW OFFICES Exhibit 15.1 Date: April 28, 2021 CNFinance Holdings Limited 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City Guangdong Province 510620 People’s Republic of China Dear Sirs/Madams, We hereby consent to the reference to our firm in CNFinance Holdings Limited’s annual report on Form 20-F for the fiscal |
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| April 28, 2021 |
Consent of KPMG Huazhen LLP, Independent Registered Public Accounting Firm EX-15.3 9 f20f2020ex15-3cnfinance.htm CONSENT OF KPMG HUAZHEN LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTINGFIRM Exhibit 15.3 Consent of Independent Registered Public Accounting Firm The Board of Directors CNFinance Holdings Limited: We consent to the incorporation by reference in the registration statement (No. 333- 230955) on Form S-8 of CNFinance Holdings Limited of our report dated April 28, 20 |
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| April 28, 2021 |
Exhibit 13.1 Certification by the Principal Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the annual report of CNFinance Holdings Limited (the “Company”) on Form 20-F for the year ended December 31, 2020 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Bin Zhai, Chief Executive Officer of the Company, certif |
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| April 28, 2021 |
Exhibit 12.1 Certification by the Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Bin Zhai, certify that: 1. I have reviewed this annual report on Form 20-F of CNFinance Holdings Limited (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the state |
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| April 23, 2021 |
CNFINANCE HOLDINGS LTD. 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, Guandong Province 510620 People?s Republic of China April 23, 2021 VIA EDGAR Mr. Michael Henderson Mr. Marc Thomas Division of Corporation Finance Office of Finance U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 USA RE: CNFinance Holdings Ltd. (the ?Company?) Form 20-F f |
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| April 8, 2021 |
CNFINANCE HOLDINGS LTD. 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, Guandong Province 510620 People?s Republic of China April 8, 2021 VIA EDGAR Mr. Michael Henderson Mr. Marc Thomas Division of Corporation Finance Office of Finance U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 USA RE: CNFinance Holdings Ltd. (the ?Company?) Form 20-F fo |
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| March 16, 2021 |
Current Report of Foreign Issuer - REPORT OF FOREIGN ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2021 Commission file number: 001-38726 CNFinance Holdings Limited (Exact Name of Registrant as Specified in Its Charter) 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, Gua |
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| March 16, 2021 |
CNFinance Announces Fourth Quarter 2020 and Fiscal Year 2020 Unaudited Financial Results Exhibit 99.1 CNFinance Announces Fourth Quarter 2020 and Fiscal Year 2020 Unaudited Financial Results GUANGZHOU, China, March 16, 2021 /PRNewswire/ - CNFinance Holdings Limited (NYSE: CNF) (?CNFinance? or the ?Company?), a leading home equity loan service provider in China, today announced its unaudited financial results for the fourth quarter and fiscal year ended December 31, 2020. Fourth Quarte |
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| March 11, 2021 |
CNFINANCE HOLDINGS LTD. 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, Guandong Province 510620 People?s Republic of China March 11, 2021 VIA EDGAR Mr. Michael Henderson Mr. Marc Thomas Division of Corporation Finance Office of Finance U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 USA RE: CNFinance Holdings Ltd. (the ?Company?) Form 20-F f |
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| January 14, 2021 |
CNFINANCE HOLDINGS LTD. 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, Guandong Province 510620 People?s Republic of China January 14, 2021 VIA EDGAR Mr. Michael Henderson Mr. Marc Thomas Division of Corporation Finance Office of Finance U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 USA RE: CNFinance Holdings Ltd. (the ?Company?) Form 20-F |
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| December 31, 2020 |
CNFINANCE HOLDINGS LTD. 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, Guandong Province 510620 People?s Republic of China December 31, 2020 VIA EDGAR Mr. Michael Henderson Mr. Marc Thomas Division of Corporation Finance Office of Finance U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 USA RE: CNFinance Holdings Ltd. (the ?Company?) Form 20- |
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| December 16, 2020 |
CNFINANCE HOLDINGS LTD. 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, Guandong Province 510620 People?s Republic of China December 16, 2020 VIA EDGAR Mr. Michael Henderson Mr. Marc Thomas Division of Corporation Finance Office of Finance U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 USA RE: CNFinance Holdings Ltd. (the ?Company?) Form 20- |
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| November 23, 2020 |
Current Report of Foreign Issuer - REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2020 Commission file number: 001-38726 CNFinance Holdings Limited (Exact Name of Registrant as Specified in Its Charter) 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, |
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| November 23, 2020 |
CNFinance Announces Third Quarter of 2020 Unaudited Financial Results EX-99.1 2 ea130379ex99-1cnfinancehold.htm PRESS RELEASE: CNFINANCE ANNOUNCES THIRD QUARTER OF 2020 UNAUDITED FINANCIAL RESULTS Exhibit 99.1 CNFinance Announces Third Quarter of 2020 Unaudited Financial Results GUANGZHOU, China, November 23, 2020 /PRNewswire/ - CNFinance Holdings Limited (NYSE: CNF) (“CNFinance” or the “Company”), a leading home equity loan service provider in China, today announce |
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| November 13, 2020 |
CNFINANCE HOLDINGS LTD. 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, Guandong Province 510620 People?s Republic of China November 13, 2020 VIA EDGAR Mr. Michael Henderson Mr. Marc Thomas Division of Corporation Finance Office of Finance U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 USA RE: CNFinance Holdings Ltd. (the ?Company?) Form 20- |
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| November 2, 2020 |
CNFINANCE HOLDINGS LTD. 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, Guandong Province 510620 People?s Republic of China November 2, 2020 VIA EDGAR Mr. Michael Henderson Mr. Marc Thomas Division of Corporation Finance Office of Finance U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 USA RE: CNFinance Holdings Ltd. (the ?Company?) Form 20-F |
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| September 15, 2020 |
CNFINANCE HOLDINGS LTD. 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, Guandong Province 510620 People?s Republic of China September 15, 2020 VIA EDGAR Mr. Michael Henderson Mr. Marc Thomas Division of Corporation Finance Office of Finance U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 USA RE: CNFinance Holdings Ltd. (the ?Company?) Form 20 |
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| August 25, 2020 |
Exhibit 13.1 Certification by the Principal Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the amendment no. 1 to the annual report of CNFinance Holdings Limited (the ?Company?) on Form 20-F/A for the year ended December 31, 2019 as filed with the Securities and Exchange Commission on the date hereof (as so amended, the ?Report?), I, Bin Zhai, Chief |
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| August 25, 2020 |
Exhibit 12.2 Certification by the Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Ning Li, certify that: 1. I have reviewed this amendment no. 1 to the annual report on Form 20-F/A (as so amended, the “report”) of CNFinance Holdings Limited (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omi |
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| August 25, 2020 |
Exhibit 13.2 Certification by the Principal Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the amendment no. 1 to the annual report of CNFinance Holdings Limited (the “Company”) on Form 20-F/A for the year ended December 31, 2019 as filed with the Securities and Exchange Commission on the date hereof (as so amended, the “Report”), I, Ning Li, Chief F |
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| August 25, 2020 |
Exhibit 12.1 Certification by the Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Bin Zhai, certify that: 1. I have reviewed this amendment no. 1 to the annual report on Form 20-F/A (as so amended, the ?report?) of CNFinance Holdings Limited (the ?Company?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or om |
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| August 25, 2020 |
- AMENDMENT NO. 1 TO FORM 20-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F/A (Amendment No. 1) (Mark One) ? REGISTRATION STATEMENT PURSUANT TO SECTION 12(B) OR 12(G) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019. OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D |
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| August 25, 2020 |
CNFINANCE HOLDINGS LIMITED 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, Guandong Province 510620 People?s Republic of China August 25, 2020 VIA EDGAR Mr. Michael Henderson Mr. Marc Thomas Division of Corporation Finance Office of Finance U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 USA RE: CNFinance Holdings Limited (the ?Company?) Form |
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| August 24, 2020 |
Current Report of Foreign Issuer - REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2020 Commission file number: 001-38726 CNFinance Holdings Limited (Exact Name of Registrant as Specified in Its Charter) 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, Gu |
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| August 24, 2020 |
CNFinance Announces Second Quarter and First Half of 2020 Unaudited Financial Results Exhibit 99.1 CNFinance Announces Second Quarter and First Half of 2020 Unaudited Financial Results GUANGZHOU, China, August 24, 2020 /PRNewswire/ - CNFinance Holdings Limited (NYSE: CNF) (“CNFinance” or the “Company”), a leading home equity loan service provider in China, today announced its unaudited financial results for the second quarter ended June 30, 2020 and the first half of 2020. Second Q |
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| May 26, 2020 |
Current Report of Foreign Issuer - REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2020 Commission file number: 001-38726 CNFinance Holdings Limited (Exact Name of Registrant as Specified in Its Charter) 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, Guang |
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| May 26, 2020 |
CNFinance Announces First Quarter 2020 Unaudited Financial Results Exhibit 99.1 CNFinance Announces First Quarter 2020 Unaudited Financial Results GUANGZHOU, China, May 26, 2020 /PRNewswire/ - CNFinance Holdings Limited (NYSE: CNF) (“CNFinance” or the “Company”), a leading home equity loan service provider in China, today announced its unaudited financial results for the first quarter ended March 31, 2020. First Quarter 2020 Operational and Financial Highlights ● |
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| April 29, 2020 |
Current Report of Foreign Issuer - REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2020 Commission file number: 001-38726 CNFinance Holdings Limited (Exact Name of Registrant as Specified in Its Charter) 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, Gua |
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| April 29, 2020 |
CNFinance to Hold Annual General Meeting on May 29, 2020 Exhibit 99.1 CNFinance to Hold Annual General Meeting on May 29, 2020 GUANGZHOU, China, April 29, 2020 /PRNewswire/- CNFinance Holdings Limited (NYSE: CNF) (“CNFinance” or the “Company”), a leading home equity loan service provider in China, today announced that it will hold its annual general meeting of shareholders (the “AGM”) at 44/F, Tower G, No. 16 Zhujiang Dong Road, Tianhe District, Guangzh |
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| April 29, 2020 |
EX-99.2 3 ea121149ex99-2cnfinance.htm NOTICE OF ANNUAL GENERAL MEETING Exhibit 99.2 CNFINANCE HOLDINGS LIMITED (Incorporated in the Cayman Islands with limited liability) (NYSE Ticker: CNF) NOTICE OF ANNUAL GENERAL MEETING To be held on May 29, 2020 NOTICE IS HEREBY GIVEN that an annual general meeting (the “AGM”) of CNFinance Holdings Limited (the “Company”) will be held at 44/F, Tower G, No. 16 |
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| April 27, 2020 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2020 Commission file number: 001-38726 CNFinance Holdings Limited (Exact Name of Registrant as Specified in Its Charter) 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, Gua |
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| April 27, 2020 |
Consent of Walkers (Hong Kong) Exhibit 15.2 27 April 2020 Our Ref: MC/JWYL/C6410-H18817 The Board of Directors CNFinance Holdings Limited 44/F, Tower G No. 16 Zhujiang Dong Road Tianhe District Guangzhou City Guangdong Province 510620 People’s Republic of China Dear Sir or Madam CNFinance Holdings Limited FORM 20-F We consent to the reference to our firm under the heading “Item 3.D. Risk Factors— Risks Related to our American D |
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| April 27, 2020 |
Exhibit 12.2 Certification by the Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Ning Li, certify that: 1. I have reviewed this annual report on Form 20-F of CNFinance Holdings Limited (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statem |
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| April 27, 2020 |
Consent of KPMG Huazhen LLP, Independent Registered Public Accounting Firm Exhibit 15.3 Consent of Independent Registered Public Accounting Firm The Board of Directors CNFinance Holdings Limited: We consent to the incorporation by reference in the registration statement (No. 333- 230955) on Form S-8 of CNFinance Holdings Limited of our report dated April 27, 2020, with respect to the consolidated balance sheets of CNFinance Holdings Limited as of December 31, 2019 and 20 |
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| April 27, 2020 |
Consent of China Commercial Law Firm Exhibit 15.1 Date: April 27, 2020 CNFinance Holdings Limited 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City Guangdong Province 510620 People’s Republic of China Dear Sirs/Madams, We hereby consent to the reference to our firm in CNFinance Holdings Limited’s annual report on Form 20-F for the fiscal year ended December 31, 2019 (the “Annual Report”), which will be filed by |
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| April 27, 2020 |
Exhibit 13.2 Certification by the Principal Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the annual report of CNFinance Holdings Limited (the “Company”) on Form 20-F for the year ended December 31, 2019 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Ning Li, Chief Financial Officer of the Company, certify |
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| April 27, 2020 |
Exhibit 13.1 Certification by the Principal Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the annual report of CNFinance Holdings Limited (the “Company”) on Form 20-F for the year ended December 31, 2019 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Bin Zhai, Chief Executive Officer of the Company, certif |
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| April 27, 2020 |
Description of Securities registered under Section 12 of the Exchange Act Exhibit 2.4 Description of Rights of Securities Registered under Section 12 of the Securities Exchange Act of 1934 (the “Exchange Act”) American Depositary Shares (“ADSs”), each representing twenty ordinary shares of CNFinance Holdings Limited (“our company” or “us)) are listed on the New York Stock Exchange and the shares are registered under Section 12(b) of the Exchange Act. This exhibit contai |
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| April 27, 2020 |
CNFinance Files Annual Report on Form 20-F for Fiscal Year 2019 Exhibit 99.1 CNFinance Files Annual Report on Form 20-F for Fiscal Year 2019 GUANGZHOU, China, April 27, 2020 /PRNewswire/ - CNFinance Holdings Limited (NYSE: CNF) ("CNFinance" or the "Company"), a leading home equity loan service provider in China, today announced that it filed its annual report on Form 20-F for the fiscal year ended December 31, 2019 with the U.S. Securities and Exchange Commiss |
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| April 27, 2020 |
Exhibit 12.1 Certification by the Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Bin Zhai, certify that: 1. I have reviewed this annual report on Form 20-F of CNFinance Holdings Limited (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the state |
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| April 27, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F (Mark One) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(B) OR 12(G) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019. OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES |
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| March 16, 2020 |
CNFinance Announces Fourth Quarter 2019 and Fiscal Year 2019 Unaudited Financial Results Exhibit 99.1 CNFinance Announces Fourth Quarter 2019 and Fiscal Year 2019 Unaudited Financial Results GUANGZHOU, China, March 16, 2020 /PRNewswire/ - CNFinance Holdings Limited (NYSE: CNF) (?CNFinance? or the ?Company?), a leading home equity loan service provider in China, today announced its unaudited financial results for the fourth quarter and fiscal year ended December 31, 2019. Fourth Quarte |
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| March 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2020 Commission file number: 001-38726 CNFinance Holdings Limited (Exact Name of Registrant as Specified in Its Charter) 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, Gua |
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| February 14, 2020 |
SCHEDULE 13G JOINT FILING AGREEMENT Exhibit 99.1 SCHEDULE 13G JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, each of the undersigned parties hereby agrees to the joint filing on behalf of each of them of a statement on Schedule 13G (including any amendments thereto) with respect to the ordinary shares, par value of US$0.0001 per share, of CNFinance Holdings Limited. |
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| February 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* CNFinance Holdings Limited (Name of Issuer) Ordinary Shares, par value US$0.0001 per share, including in the form of American Depositary Shares (?ADS?) (each ADS representing twenty (20) Ordinary Shares) (Title of Class of Securities) 18979T105** (CUSIP |
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| November 20, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2019 Commission file number: 001-38726 CNFinance Holdings Limited (Exact Name of Registrant as Specified in Its Charter) 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, |
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| November 20, 2019 |
CNFinance Announces Third Quarter of 2019 Unaudited Financial Results Exhibit 99.1 CNFinance Announces Third Quarter of 2019 Unaudited Financial Results GUANGZHOU, China, November 20, 2019 /PRNewswire/ - CNFinance Holdings Limited (NYSE: CNF) (?CNFinance? or the ?Company?), a leading home equity loan service provider in China, today announced its unaudited financial results for the third quarter ended September 30, 2019. Third Quarter 2019 Operational and Financial |
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| August 20, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2019 Commission file number: 001-38726 CNFinance Holdings Limited (Exact Name of Registrant as Specified in Its Charter) 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, Gu |
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| August 20, 2019 |
CNFinance Announces Second Quarter and First Half of 2019 Unaudited Financial Results EX-99.1 2 tv527913ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 CNFinance Announces Second Quarter and First Half of 2019 Unaudited Financial Results GUANGZHOU, China, August 20, 2019 /PRNewswire/ - CNFinance Holdings Limited (NYSE: CNF) (“CNFinance” or the “Company”), a leading home equity loan service provider in China, today announced its unaudited financial results for the second quarter ended June 30, |
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| May 22, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2019 Commission file number: 001-38726 CNFinance Holdings Limited (Exact Name of Registrant as Specified in Its Charter) 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, Guang |
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| May 22, 2019 |
CNFinance Announces First Quarter 2019 Unaudited Financial Results Exhibit 99.1 CNFinance Announces First Quarter 2019 Unaudited Financial Results GUANGZHOU, China, May 22, 2019 /PRNewswire/ - CNFinance Holdings Limited (NYSE: CNF) (“CNFinance” or the “Company”), a leading home equity loan service provider in China, today announced its unaudited financial results for the first quarter ended March 31, 2019. First Quarter 2019 Operational and Financial Highlights Ÿ |
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| April 26, 2019 |
SC 13G 1 d709901dsc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* CNFinance Holdings Limited (Name of Issuer) Ordinary Shares, par value US$0.0001 per share (Title of Class of Securities) 18979T105** (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement |
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| April 26, 2019 |
Joint Filing Agreement Pursuant to Rule 13d-1 EXHIBIT 99.1 Joint Filing Agreement Pursuant to Rule 13d-1 This agreement is made pursuant to Rule 13d-l(k)(1) under the Securities and Exchange Act of 1934, as amended (the ?Act?) by and among the parties listed below, each referenced to herein as a ?Joint Filer.? The Joint Filers agree that a statement of beneficial ownership as required by Sections 13(g) or 13(d) of the Act and the Rules thereu |
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| April 25, 2019 |
Exhibit 12.1 Certification by the Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Bin Zhai, certify that: 1. I have reviewed this annual report on Form 20-F of CNFinance Holdings Limited (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the state |
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| April 25, 2019 |
Consent of Walkers (Hong Kong) Exhibit 15.2 Partners: 25 April 2019 Our Ref: MC/JWYL/C6410-H18817 Paul Aherne ** Joanne Collett * Mark Cummings ***** The Board of Directors James Gaden **** CNFinance Holdings Limited Amelia Hall * 44/F, Tower G Tim Haynes *** No. 16 Zhujiang Dong Road Fraser Hern * Tianhe District Kristen Kwok ** Guangzhou City Callum McNeil ** Guangdong Province 510620 Andy Randall ** People’s Republic of Chin |
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| April 25, 2019 |
Exhibit 13.1 Certification by the Principal Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the annual report of CNFinance Holdings Limited (the “Company”) on Form 20-F for the year ended December 31, 2018 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Bin Zhai, Chief Executive Officer of the Company, certif |
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| April 25, 2019 |
Consent of China Commercial Law Firm Exhibit 15.1 Date: April 25, 2019 CNFinance Holdings Limited 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City Guangdong Province 510620 People’s Republic of China Dear Sirs/Madams, We hereby consent to the reference to our firm in CNFinance Holdings Limited’s annual report on Form 20-F for the fiscal year ended December 31, 2018 (the “Annual Report”), which will be filed by |
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| April 25, 2019 |
Exhibit 12.2 Certification by the Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Ning Li, certify that: 1. I have reviewed this annual report on Form 20-F of CNFinance Holdings Limited (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statem |
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| April 25, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F (Mark One) ? REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018. OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES |
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| April 25, 2019 |
Consent of KPMG Huazhen LLP, Independent Registered Public Accounting Firm Exhibit 15.3 Consent of Independent Registered Public Accounting Firm The Board of Directors CNFinance Holdings Limited: We consent to the incorporation by reference in the registration statement (No. 333- 230955) on Form S-8 of CNFinance Holdings Limited of our report dated April 25, 2019, with respect to the consolidated balance sheets of CNFinance Holdings Limited as of December 31, 2018 and 20 |
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| April 25, 2019 |
Exhibit 13.2 Certification by the Principal Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the annual report of CNFinance Holdings Limited (the “Company”) on Form 20-F for the year ended December 31, 2018 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Ning Li, Chief Financial Officer of the Company, certify |
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| April 19, 2019 |
As filed with the Securities and Exchange Commission on April 19, 2019 As filed with the Securities and Exchange Commission on April 19, 2019 Registration No. |
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| April 15, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2019 Commission file number: 001-38726 CNFinance Holdings Limited (Exact Name of Registrant as Specified in Its Charter) 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, Gua |
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| April 15, 2019 |
Exhibit 99.2 CNFINANCE HOLDINGS LIMITED (Incorporated in the Cayman Islands with limited liability) (NYSE Ticker: CNF) NOTICE OF ANNUAL GENERAL MEETING To be held on May 20, 2019 NOTICE IS HEREBY GIVEN that an annual general meeting (the ?AGM?) of CNFinance Holdings Limited (the ?Company?) will be held at 44/F, Tower G, No. 16 Zhujiang Dong Road, Tianhe District, Guangzhou City, Guangdong Province |
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| April 15, 2019 |
CNFinance to Hold Annual General Meeting on May 20, 2019 Exhibit 99.1 CNFinance to Hold Annual General Meeting on May 20, 2019 GUANGZHOU, China, April 15, 2019 /PRNewswire/ - CNFinance Holdings Limited (NYSE: CNF) ("CNFinance" or the "Company"), a leading home equity loan service provider in China, today announced that it will hold its annual general meeting of shareholders (the ?AGM?) at 44/F, Tower G, No. 16 Zhujiang Dong Road, Tianhe District, Guangz |
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| March 11, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2019 Commission file number: 001-38726 CNFinance Holdings Limited (Exact Name of Registrant as Specified in Its Charter) 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, Gua |
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| March 11, 2019 |
CNFinance Announces Appointment of New Independent Director EX-99.2 3 tv515944ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 CNFinance Announces Appointment of New Independent Director GUANGZHOU, China, March 11, 2019 /PRNewswire/ - CNFinance Holdings Limited (NYSE: CNF) (“CNFinance” or the "Company"), a leading home equity loan service provider in China, today announced the appointment of Dr. Xi Wang as an independent director, effective March 12, 2019. Dr. Wang wi |
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| March 11, 2019 |
CNFinance Announces Fourth Quarter 2018 and Fiscal Year 2018 Unaudited Financial Results EX-99.1 2 tv515944ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 CNFinance Announces Fourth Quarter 2018 and Fiscal Year 2018 Unaudited Financial Results GUANGZHOU, China, March 11, 2019 /PRNewswire/ - CNFinance Holdings Limited (NYSE: CNF) (“CNFinance” or the “Company”), a leading home equity loan service provider in China, today announced its unaudited financial results for the fourth quarter of 2018 and |
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| February 19, 2019 |
Schedule 13G Joint Filing Agreement EX-99.1 2 sc13g0219fanhuaincex99-1cn.htm SCHEDULE 13G JOINT FILING AGREEMENT Exhibit 99.1 Schedule 13G JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, each of the undersigned parties hereby agrees to the joint filing on behalf of each of them of a statement on Schedule 13G (including any amendments thereto) with respect to the ordin |
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| February 19, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 CNFinance Holdings Limited (Name of Issuer) Ordinary Shares, par value US$0.0001 per share (Title of Class of Securities) 18979T105** (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| February 14, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* CNFinance Holdings Limited (Name of Issuer) Ordinary Shares, par value US$0.0001 per share, including in the form of American Depositary Shares (?ADS?) (each ADS representing twenty (20) Ordinary Shares) (Title of Class of Securities) 18979T105** (CUSIP N |
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| February 14, 2019 |
Schedule 13G JOINT FILING AGREEMENT Exhibit 99.1 Schedule 13G JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, each of the undersigned parties hereby agrees to the joint filing on behalf of each of them of a statement on Schedule 13G (including any amendments thereto) with respect to the ordinary shares, par value of US$0.0001 per share, of CNFinance Holdings Limited. |
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| December 17, 2018 |
CNFinance Third Quarter 2018 Unaudited Financial Results Exhibit 99.1 CNFinance Third Quarter 2018 Unaudited Financial Results GUANGZHOU, China, December 17, 2018 /PRNewswire/ — CNFinance Holdings Limited (NYSE: CNF) (“CNFinance” or the “Company”), a leading home equity loan service provider in China, today announced its unaudited financial results for the third quarter ended September 30, 2018. Third Quarter 2018 Operational Highlights • Total loan ori |
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| December 17, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2018 Commission file number: 001-38726 CNFinance Holdings Limited (Exact Name of Registrant as Specified in Its Charter) 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, |
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| November 7, 2018 |
424B4 1 d544187d424b4.htm 424(B)(4) Table of Contents Filed Pursuant to Rule 424(b)(4) Registration No. 333-226126 6,500,000 American Depositary Shares CNFinance Holdings Limited Representing 130,000,000 Ordinary Shares This is an initial public offering of American depositary shares, or ADSs, representing ordinary shares of CNFinance Holdings Limited. We are offering 6,500,000 ADSs. Each ADS repr |
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| November 5, 2018 |
As filed with the United States Securities and Exchange Commission on November 5, 2018. Table of Contents As filed with the United States Securities and Exchange Commission on November 5, 2018. |
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| November 5, 2018 |
Davis Polk includes Davis Polk & Wardwell LLP and its associated entities. New York Northern California Washington DC S?o Paulo London Paris Madrid Tokyo Beijing Hong Kong James C. |
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| November 5, 2018 |
Opinion of Davis Polk & Wardwell LLP regarding certain U.S. tax matters Exhibit 8.3 New York Northern California Washington DC S?o Paulo London Paris Madrid Tokyo Beijing Hong Kong Davis Polk & Wardwell London LLP 5 Aldermanbury Square London EC2V 7HR 020 7418 1300 tel 020 7418 1400 fax November 5, 2018 CNFinance Holdings Limited 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzhou City, Guangdong Province 510620 People?s Republic of China Ladies and Ge |
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| November 5, 2018 |
Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-226126 November 5, 2018 CNFinance Holdings Limited CNFinance Holdings Limited, or our company, has filed a registration statement on Form F-1, including a prospectus, with the Securities and Exchange Commission, or the SEC, for the offering to which this free writing prospectus relates. Before you invest, you should rea |
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| November 2, 2018 |
As filed with the United States Securities and Exchange Commission on November 2, 2018. As filed with the United States Securities and Exchange Commission on November 2, 2018. |
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| November 2, 2018 |
Roth Capital Partners, LLC 888 San Clemente Drive Suite 400, Newport Beach, California 92660, United States of America VIA EDGAR November 2, 2018 VIA EDGAR Mr. |
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| November 2, 2018 |
November 2, 2018 VIA EDGAR Mr. Michael Clampitt Mr. David Lin Mr. Michael Henderson Mr. H. Stephen Kim Office of Financial Services Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: CNFinance Holdings Limited (CIK No. 0001733868) Registration Statement on Form F-1, as amended (File No. 333-226126) Registration Statement on Form 8-A |
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| November 2, 2018 |
Form of Underwriting Agreement EX-1.1 November 2, 2018 Exhibit 1.1 CNFinance Holdings Limited 6,500,000 American Depositary Shares Representing 130,000,000 Ordinary Shares Underwriting Agreement November [ ], 2018 Roth Capital Partners, LLC 888 San Clemente Drive Suite 400, Newport Beach California 92660 United States of America As Representative of the several Underwriters named in Schedule I hereto Ladies and Gentlemen: CNFin |
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| November 2, 2018 |
New York Paris Northern California Madrid Washington DC Tokyo S?o Paulo Beijing London Hong Kong James C. |
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| October 31, 2018 |
[Letterhead of Pepper Hamilton LLP] October 31, 2018 EX-99.(D) 3 d641935dex99d.htm EX-99.(D) Exhibit (d) [Letterhead of Pepper Hamilton LLP] October 31, 2018 JPMorgan Chase Bank, N.A., as Depositary 383 Madison Avenue, Floor 11 New York, NY 10179 Re: Registration Statement on Form F-6 – American Depositary Shares evidenced by American Depositary Receipts for deposited ordinary shares of CNFinance Holdings Limited Ladies and Gentlemen: We have acted |
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| October 31, 2018 |
Form F-6 As filed with the U.S. Securities and Exchange Commission on October 31, 2018 Registration No. 333- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 For Depositary Shares Evidenced by American Depositary Receipts CNFinance Holdings Limited (Exact name of issuer of deposited securities as specified in its charter) N/ |
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| October 31, 2018 |
EX-99.(A) 2 d641935dex99a.htm EX-99.(A) Exhibit (a) TABLE OF CONTENTS Page PARTIES RECITALS 1. Certain Definitions 1 2. Form of ADRs 2 3. Deposit of Shares 2 4. Issue of ADRs 3 5. Distributions on Deposited Securities 3 6. Withdrawal of Deposited Securities 4 7. Substitution of ADRs 4 8. Cancellation and Destruction of ADRs 4 9. The Custodian 4 10. Lists of Holders 5 11. Depositary’s Agents 5 12. |
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| October 31, 2018 |
As filed with the United States Securities and Exchange Commission on October 31, 2018. Table of Contents As filed with the United States Securities and Exchange Commission on October 31, 2018. |
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| October 31, 2018 |
Exhibit 10.3 CNFINANCE HOLDINGS LIMITED SHARE INCENTIVE PLAN ARTICLE 1 PURPOSE The purpose of this Share Incentive Plan (the ?Plan?) is to promote the success and enhance the value of CNFinance Holdings Limited (the ?Company?), a company formed under the laws of the Cayman Islands by linking the personal interests of the members of the Board, Employees, and consultants to those of the Company shar |
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| October 31, 2018 |
Opinion of Davis Polk & Wardwell LLP regarding certain U.S. tax matters Exhibit 8.3 New York Northern California Washington DC S?o Paulo London Paris Madrid Tokyo Beijing Hong Kong Resident Hong Kong Partners Davis Polk & Wardwell Hong Kong Solicitors The Hong Kong Club Building 3A Chater Road Hong Kong 852 2533 3300 tel 852 2533 3388 fax William F. Barron* Bonnie Chan* Karen Chan ? Paul K. Y. Chow* ? James C. Lin* Gerhard Radtke* Martin Rogers ? Patrick S. Sinclair* |
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| October 31, 2018 |
EX-4.3 Exhibit 4.3 TABLE OF CONTENTS Page PARTIES RECITALS 1. Certain Definitions. 1 2. Form of ADRs. 2 3. Deposit of Shares 2 4. Issue of ADRs 3 5. Distributions on Deposited Securities 3 6. Withdrawal of Deposited Securities 4 7. Substitution of ADRs 4 8. Cancellation and Destruction of ADRs 4 9. The Custodian 4 10. Lists of Holders 5 11. Depositary’s Agents 5 12. Resignation and Removal of the |
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| October 31, 2018 |
EX-99.5 Exhibit 99.5 August 24, 2018 CNFinance Holdings Limited (the “Company”) 44/F, Tower G No. 16 Zhujiang Dong Road, Tianhe District Guangzhou City, Guangdong Province 510620 People’s Republic of China Ladies and Gentlemen: Pursuant to Rule 438 under the Securities Act of 1933, as amended, I hereby consent to the reference of my name as a director of the Company, effective immediately upon the |
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| October 31, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 CNFinance Holdings Limited (Exact name of Registrant as specified in Its charter) Cayman Islands Not Applicable (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Ident |
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| October 31, 2018 |
EX-99.4 Exhibit 99.4 August 24, 2018 CNFinance Holdings Limited (the “Company”) 44/F, Tower G No. 16 Zhujiang Dong Road, Tianhe District Guangzhou City, Guangdong Province 510620 People’s Republic of China Ladies and Gentlemen: Pursuant to Rule 438 under the Securities Act of 1933, as amended, I hereby consent to the reference of my name as a director of the Company, effective immediately upon the |
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| October 31, 2018 |
EX-99.6 Exhibit 99.6 August 24, 2018 CNFinance Holdings Limited (the “Company”) 44/F, Tower G No. 16 Zhujiang Dong Road, Tianhe District Guangzhou City, Guangdong Province 510620 People’s Republic of China Ladies and Gentlemen: Pursuant to Rule 438 under the Securities Act of 1933, as amended, I hereby consent to the reference of my name as a director of the Company, effective immediately upon the |
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| October 31, 2018 |
Opinion of Han Kun Law Offices regarding certain PRC tax matters (included in Exhibit 99.2) Exhibit 99.2 ? ? ? ? ? ? ? HAN KUN LAW OFFICES Room 2103-04, 21/F, Kerry Plaza Tower 3, 1-1 Zhongxinsi Road, Futian District, Shenzhen 518048, Guangdong, P. R. China TEL: (86 755) 3680 6500; FAX: (86 755) 3680 6599 ?? Beijing ? ?? Shanghai ? ?? Shenzhen ? ?? Hong Kong www.hankunlaw.com October 31, 2018 To: CNFinance Holdings Limited 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzh |
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| October 31, 2018 |
Exhibit 4.2 CNFinance Holdings Limited Certificate Number INCORPORATED IN THE CAYMAN ISLANDS UNDER THE COMPANIES LAW (AS AMENDED OR REVISED FROM TIME TO TIME) Number of Shares THE AUTHORISED CAPITAL OF THE COMPANY IS USD 380,000.00 DIVIDED INTO 3,800,000,000 ORDINARY SHARES OF PAR VALUE USD 0.0001 EACH THIS CERTIFIES THAT OF IS THE OWNER OF IN THE COMPANY fully paid ORDINARY share(s) of USD 0.0001 |
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| October 31, 2018 |
New York Northern California Washington DC S?o Paulo London Paris Madrid Tokyo Beijing Hong Kong James C. |
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| August 24, 2018 |
Subsidiaries of the Registrant Exhibit 21.1 LIST OF SUBSIDIARIES AND CONSOLIDATED VARIABLE INTEREST ENTITY OF CNFINANCE HOLDINGS LIMITED Subsidiaries Jurisdiction of Incorporation Sincere Fame Fame International Limited ???????? British Virgin Islands China Financial Services Group Limited ???????????? Hong Kong Fanhua Chuang Li Information Technology (Shenzhen) Co., Ltd. ????????(??)??? ?* PRC Shenzhen Fanhua United Investment |
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| August 24, 2018 |
As filed with the United States Securities and Exchange Commission on August 24, 2018. F-1/A 1 d544187df1a.htm AMENDMENT NO. 2 TO FORM F-1 Table of Contents As filed with the United States Securities and Exchange Commission on August 24, 2018. Registration No. 333-226126 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 TO FORM F-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CNFinance Holdings Limited (Exact name of Registrant as spe |
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| August 24, 2018 |
New York Northern California Washington DC S?o Paulo London Paris Madrid Tokyo Beijing Hong Kong James C. |
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| August 24, 2018 |
Opinion of Han Kun Law Offices regarding certain PRC tax matters (included in Exhibit 99.2) Exhibit 99.2 ? ? ? ? ? ? ? HAN KUN LAW OFFICES Room 2103-04, 21/F, Kerry Plaza Tower 3, 1-1 Zhongxinsi Road, Futian District, Shenzhen 518048, Guangdong, P. R. China TEL: (86 755) 3680 6500; FAX: (86 755) 3680 6599 ?? Beijing ? ?? Shanghai ? ?? Shenzhen ? ?? Hong Kong www.hankunlaw.com August 24, 2018 To: CNFinance Holdings Limited 44/F, Tower G, No. 16 Zhujiang Dong Road Tianhe District, Guangzho |
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| July 31, 2018 |
New York Northern California Washington DC S?o Paulo London Paris Madrid Tokyo Beijing Hong Kong James C. |
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| July 31, 2018 |
As filed with the United States Securities and Exchange Commission on July 31, 2018. Table of Contents As filed with the United States Securities and Exchange Commission on July 31, 2018. |
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| July 31, 2018 |
Form of Employment Agreement between the Registrant and an executive officer of the Registrant EX-10.2 Exhibit 10.2 EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”), dated as of [MONTH DATE], [YEAR] (the “Effective Date”), is entered between CNFinance Holdings Limited, a company incorporated in the Cayman Islands (the “Company”) and [NAME] (the “Executive”). WHEREAS, the Company and the Executive wish to enter into an employment agreement whereby the Executive will be employ |
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| July 31, 2018 |
Code of Business Conduct and Ethics of the Registrant EX-99.1 Exhibit 99.1 CNFINANCE HOLDINGS LIMITED Code of Business Conduct and Ethics Adopted , 20 Introduction This Code of Business Conduct and Ethics (the “Code”) has been adopted by our Board of Directors and summarizes the standards that must guide our actions. Although they cover a wide range of business practices and procedures, these standards cannot and do not cover every issue that may ari |
