CNOBP Pengajuan SEC - ConnectOne Bancorp, Inc. - Preferred Stock- Laporan Tahunan, Pernyataan Kuasa, Prospektus

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SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to ConnectOne Bancorp, Inc. - Preferred Stock

SEC Filings (Chronological Order)

Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.

September 3, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 3, 2025 CONNECTONE BANC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 3, 2025 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 001-40751 52-1273725 (State or Other Jurisdiction of Incorporation) (Commi
September 3, 2025	EX-99.1	EXHIBIT 99.1 Exhibit 99.1
August 12, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12,2025 CONNECTONE BANCORP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12,2025 CONNECTONE BANCORP, INC. (Exact name of Company as specified in its charter) New Jersey 001-40751 52-1273725 (State or other jurisdiction (Commission (IRS Employer of i
August 11, 2025	10-Q	UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION Washington, D.
July 29, 2025	EX-99.1	CONNECTONE BANCORP, INC. REPORTS SECOND QUARTER 2025 RESULTS; DECLARES COMMON AND PREFERRED DIVIDENDS Exhibit 99.1 CONNECTONE BANCORP, INC. REPORTS SECOND QUARTER 2025 RESULTS; DECLARES COMMON AND PREFERRED DIVIDENDS Englewood Cliffs, N.J., July 29, 2025 (GLOBE NEWSWIRE) – ConnectOne Bancorp, Inc. (Nasdaq: CNOB) (the “Company” or “ConnectOne”), parent company of ConnectOne Bank (the “Bank”), today reported a net loss available to common stockholders of $(21.8) million for the second quarter of 202
July 29, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 29, 2025 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in it UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 29, 2025 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 001-40751 52-1273725 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.
July 10, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 10, 2025 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in it UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 10, 2025 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 001-40751 52-1273725 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.
July 10, 2025	EX-99.1	CONNECTONE BANCORP, INC. TO HOST 2025 SECOND QUARTER RESULTS CONFERENCE CALL ON JULY 29, 2025 Exhibit 99.1 CONNECTONE BANCORP, INC. TO HOST 2025 SECOND QUARTER RESULTS CONFERENCE CALL ON JULY 29, 2025 Englewood Cliffs, N.J., July 10, 2025 - ConnectOne Bancorp, Inc. (Nasdaq: CNOB) (the “Company” or “ConnectOne”), parent company of ConnectOne Bank (the “Bank”), today announced that it plans to release results for the second quarter ended June 30, 2025, before the market opens on Tuesday, Jul
June 25, 2025	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 25, 2025 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 000-11486 52-1273725 (State or Other Jurisdiction of Incorporation) (Commissio
June 25, 2025	EX-99.1	ConnectOne Bancorp Strengthens Executive Leadership By Appointing Legal Advisor Robert Schwartz to General Counsel Industry Veteran Joins Leadership Team EX-99.1 2 ex833669.htm EXHIBIT 99.1 Exhibit 99.1 ConnectOne Bancorp Strengthens Executive Leadership By Appointing Legal Advisor Robert Schwartz to General Counsel Industry Veteran Joins Leadership Team ENGLEWOOD CLIFFS, N.J, [DATE], - ConnectOne Bancorp, Inc. (Nasdaq: CNOB) (the "Company" or "ConnectOne"), parent company of ConnectOne Bank (the "Bank"), announced the appointment of Robert A. Schw
June 2, 2025	EX-10.1	Vice Chairman and Separation Agreement by and between the Registrant and Mr. Christopher Becker, dated June 1, 2025, by and between ConnectOne Bancorp, Inc. and Christopher Becker Exhibit 10.1 VICE CHAIRMAN AND SEPARATION AGREEMENT THIS VICE CHAIRMAN AND SEPARATION AGREEMENT (the “Agreement”) is entered into as of this 1st day of June 2025, but shall be effective upon the Effective Time (as defined in the Merger Agreement defined below) (hereinafter the “Effective Date”) by and between ConnectOne Bancorp, Inc., a New Jersey corporation (“Company”), and Christopher Becker (t
June 2, 2025	EX-99.1	CONNECTONE BANCORP, INC. COMPLETES MERGER WITH THE FIRST OF LONG ISLAND CORPORATION Exhibit 99.1 CONNECTONE BANCORP, INC. COMPLETES MERGER WITH THE FIRST OF LONG ISLAND CORPORATION Englewood Cliffs, N.J., June 2, 2025 - ConnectOne Bancorp, Inc. (Nasdaq: CNOB) (the “Company” or “ConnectOne”), parent company of ConnectOne Bank (the “Bank”), today announced the completion of its previously announced merger with The First of Long Island Corporation (Nasdaq: FLIC) (“First of Long Isla
June 2, 2025	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2025 CONNECTONE BANCORP, INC. (Exact name of Company as specified in its charter) New Jersey 000-11486 52-1273725 (State or other jurisdiction (Commission (IRS Employer of inc
May 21, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2025 CONNECTONE BANCORP, UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2025 CONNECTONE BANCORP, INC. (Exact name of Company as specified in its charter) New Jersey 001-40751 52-1273725 (State or other jurisdiction (Commission (IRS Employer of inc
May 20, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2025 CONNECTONE BANCORP, UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2025 CONNECTONE BANCORP, INC. (Exact name of Company as specified in its charter) New Jersey 000-11486 52-1273725 (State or other jurisdiction (Commission (IRS Employer of inc
May 20, 2025	EX-4.2	Third Supplemental Indenture, dated as of May 20, 2025, between the Company and U.S. Bank Trust Company, National Association (as successor-in-interest to U.S. Bank, National Association), as Trustee. Exhibit 4.2 CONNECTONE BANCORP, INC. and U.S. Bank Trust Company, National Association (as successor in interest to U.S. Bank National Association) as Trustee, Paying Agent and Registrar THIRD SUPPLEMENTAL INDENTURE Dated as of May 20, 2025 to INDENTURE Dated as of January 17, 2018 8.125% Fixed-to-Floating Rate Subordinated Notes due 2035 THIRD SUPPLEMENTAL INDENTURE (this “Third Supplemental Inde
May 20, 2025	EX-1.1	Underwriting Agreement, dated May 15, 2025, by and between the Company and the Bank and Keefe, Bruyette & Woods, Inc. and Piper Sandler & Co. Exhibit 1.1 EXECUTION VERSION $200,000,000 ConnectOne Bancorp, Inc. 8.125% Fixed-to-Floating Rate Subordinated Notes due June 1, 2035 UNDERWRITING AGREEMENT May 15, 2025 Keefe, Bruyette & Woods, Inc. Piper Sandler & Co. As Representatives of the Underwriters listed in Schedule A hereto (the “Underwriters”) c/o: Keefe, Bruyette & Woods, Inc. 787 Seventh Avenue, 4th Floor New York, New York 10019 Pi
May 16, 2025	EX-FILING FEES	Table 1: Newly Registered and Carry Forward Securities Calculation of Filing Fee Tables S-3 ConnectOne Bancorp, Inc. Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective
May 16, 2025	424B5	$200,000,000 8.125% Fixed-to-Floating Rate Subordinated Notes due 2035 TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration No. 333-283717 Prospectus Supplement (To Prospectus dated December 10, 2024) $200,000,000 8.125% Fixed-to-Floating Rate Subordinated Notes due 2035 We are offering $200,000,000 in aggregate principal amount of our 8.125% Fixed-to-Floating Rate Subordinated Notes due 2035 (which we refer to as the “Notes”). The Notes will mature on J
May 15, 2025	FWP	NASDAQ: CNOB May 2025 Fixed Income Investor Presentation Filed Pursuant to Rule 433 Registration Statement No. 333 - 283717 Issuer Free Writing Prospectus dated May 14, 2025 Relating to Preliminary Prospectus Supplement dated May 14, 2025 and Prospec NASDAQ: CNOB May 2025 Fixed Income Investor Presentation Filed Pursuant to Rule 433 Registration Statement No.
May 15, 2025	424B5	Subject to Completion, Dated May 15, 2025 TABLE OF CONTENTS This information contained in this preliminary prospectus supplement is not complete and may be changed.
May 15, 2025	EX-99.1	REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 99.1 CONSOLIDATED BALANCE SHEETS December 31, (dollars in thousands) 2024 2023 Assets: Cash and cash equivalents $ 38,330 $ 60,887 Investment securities available-for-sale, at fair value 624,779 695,877 Loans: Commercial and industrial 136,732 116,163 Secured by real estate: Commercial mortgages 1,963,107 1,919,714 Residential mortgages 1,084,090 1,166,887 Home equity lines 36,468 44,070 C
May 15, 2025	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2025 CONNECTONE BANCORP, INC. (Exact name of Company as specified in its charter) New Jersey 000-11486 52-1273725 (State or other jurisdiction (Commission (IRS Employer of inc
May 15, 2025	FWP	8.125% Fixed-to-Floating Rate Subordinated Notes due 2035 Term Sheet Filed pursuant to Rule 433 Registration No. 333-283717 Issuer Free Writing Prospectus dated May 15, 2025 Relating to Preliminary Prospectus Supplement dated May 15, 2025 and Prospectus dated December 10, 2024 $200,000,000 8.125% Fixed-to-Floating Rate Subordinated Notes due 2035 Term Sheet   Issuer: ConnectOne Bancorp, Inc. (NASDAQ: CNOB) (the “Company” or “Issuer”)     Securities: 8.125% Fixed-to
May 15, 2025	EX-99.2	CONSOLIDATED BALANCE SHEETS (UNAUDITED) Exhibit 99.2 CONSOLIDATED BALANCE SHEETS (UNAUDITED) March 31, December 31, (dollars in thousands) 2025 2024 Assets: Cash and cash equivalents $ 67,555 $ 38,330 Investment securities available-for-sale, at fair value 615,350 624,779 Loans: Commercial and industrial 134,095 136,732 Secured by real estate: Commercial mortgages 1,929,881 1,963,107 Residential mortgages 1,065,380 1,084,090 Home equity
May 12, 2025	EX-99.1	NASDAQ: CNOB May 2025 Fixed Income Investor Presentation Exhibit 99.1 NASDAQ: CNOB May 2025 Fixed Income Investor Presentation Disclosures 2 Forward Looking Statements Certain statements contained herein are “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995 , Section 27 A of the Securities Act of 1933 , as amended, and Section 21 E of the Securities Exchange Act of 1934 , as amended . Such forward-lo
May 12, 2025	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2025 CONNECTONE BANCORP, INC. (Exact name of Company as specified in its charter) New Jersey 000-11486 52-1273725 (State or other jurisdiction (Commission (IRS Employer of inc
May 6, 2025	EX-99.1	ConnectOne Bancorp, Inc. and The First of Long Island Corporation Announce Receipt of FDIC Approval for Merger EXHIBIT 99.1 ConnectOne Bancorp, Inc. and The First of Long Island Corporation Announce Receipt of FDIC Approval for Merger ENGLEWOOD CLIFFS, N.J. and MELVILLE, N.Y., May 06, 2025 (GLOBE NEWSWIRE) - ConnectOne Bancorp, Inc. (Nasdaq: CNOB) (the “Company” or “ConnectOne”), parent company of ConnectOne Bank (the “Bank”), and The First of Long Island Corporation (Nasdaq: FLIC) (“First of Long Island”)
May 6, 2025	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 6, 2025 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 000-11486 52-1273725 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.)
May 2, 2025	10-Q	UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION Washington, D.
April 24, 2025	EX-99.1	CONNECTONE BANCORP, INC. REPORTS FIRST QUARTER 2025 RESULTS; DECLARES COMMON AND PREFERRED DIVIDENDS Exhibit 99.1 CONNECTONE BANCORP, INC. REPORTS FIRST QUARTER 2025 RESULTS; DECLARES COMMON AND PREFERRED DIVIDENDS Englewood Cliffs, N.J., April 24, 2025 (GLOBE NEWSWIRE) – ConnectOne Bancorp, Inc. (Nasdaq: CNOB) (the “Company” or “ConnectOne”), parent company of ConnectOne Bank (the “Bank”), today reported net income available to common stockholders of $18.7 million for the first quarter of 2025 c
April 24, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 24, 2025 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in i UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 24, 2025 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 000-11486 52-1273725 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No
April 10, 2025	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin
April 10, 2025	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 10, 2025 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 000-11486 52-1273725 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No
April 10, 2025	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin
April 10, 2025	EX-99.1	CONNECTONE BANCORP, INC. TO HOST 2025 FIRST QUARTER RESULTS CONFERENCE CALL ON APRIL 24, 2025 Exhibit 99.1 CONNECTONE BANCORP, INC. TO HOST 2025 FIRST QUARTER RESULTS CONFERENCE CALL ON APRIL 24, 2025 Englewood Cliffs, N.J., April 10, 2025 - ConnectOne Bancorp, Inc. (Nasdaq: CNOB) (the “Company” or “ConnectOne”), parent company of ConnectOne Bank (the “Bank”), today announced that it plans to release results for the first quarter ended March 31, 2025, before the market opens on Thursday, A
March 31, 2025	EX-10.14	Employment Agreement dated November 30, 2020 by and among the Registrant, ConnectOne Bank and Michael O’Malley ** Exhibit 10.14 EMPLOYMENT AGREEMENT This Employment Agreement (the “Employment Agreement”), executed as of this 30th day of November, 2020 (the “Effective Date”), by and between MICHAEL O’MALLEY, an individual residing at 500 East 77th St. Apt 603, New York, NY 10162 (the “Employee”), CONNECTONE BANK, a New Jersey state chartered commercial bank with its principal place of business located at 301 S
March 31, 2025	10-K/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) -12-31FY2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Fiscal Year Ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Transition Period from to Commission
February 21, 2025	EX-4.1	The Registrant’s Capital Stock Exhibit 4.1 The Registrant’s Capital Stock As of December 31, 2024, ConnectOne Bancorp, Inc. (“ConnectOne”), the registrant and the registered banking holding Company or ConnectOne Bank (“ConnectOne Bank”) had two classes of security registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): (x) our common stock, no par value per share (“Common Stock”), an
February 21, 2025	EX-21.1	Subsidiaries of the Registrant Exhibit 21.1 Subsidiaries of the Registrant as of December 31, 2024 The following table sets forth the names of the registrant’s direct and indirect subsidiaries and the state or other jurisdiction of incorporation of each such entity. In each case, the names of the listed subsidiaries are the same as the names under which such subsidiaries do business. Name Incorporation ConnectOne Bank New Jerse
February 21, 2025	EX-19	Insider Trading Policy Exhibit 19 ConnectOne Bancorp, Inc Trading Policy General Prohibition on Insider Trading.
February 21, 2025	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Fiscal Year Ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Transition Period from to Commission File Number: 0
February 14, 2025	EX-99.1	THE FIRST OF LONG ISLAND Exhibit 99.1 THE FIRST OF LONG ISLAND CORPORATION SHAREHOLDERS OF CONNECTONE BANCORP, INC. AND THE FIRST OF LONG ISLAND CORPORATION APPROVE PROPOSED MERGER Englewood Cliffs, N.J. and Melville, N.Y., February 14, 2025 - ConnectOne Bancorp, Inc. (Nasdaq: CNOB) (the “Company” or “ConnectOne”), parent company of ConnectOne Bank (the “Bank”), and The First of Long Island Corporation (Nasdaq: FLIC) (“Fi
February 14, 2025	8-K	Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2025 CONNECTONE BANCORP, INC. (Exact name of Company as specified in its charter) New Jersey 000-11486 52-1273725 (State or other jurisdiction (Commission (IRS Employer o
February 13, 2025	EX-99.1	Power Point Presentation, February 2025, Investor Presentation Exhibit 99.1
February 13, 2025	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2025 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 001-40751 52-1273725 (State or Other Jurisdiction of Incorporation) (Commi
January 30, 2025	EX-99.1	CONNECTONE BANCORP, INC. REPORTS FOURTH QUARTER AND FULL-YEAR 2024 RESULTS; DECLARES COMMON AND PREFERRED DIVIDENDS Exhibit 99.1 CONNECTONE BANCORP, INC. REPORTS FOURTH QUARTER AND FULL-YEAR 2024 RESULTS; DECLARES COMMON AND PREFERRED DIVIDENDS Englewood Cliffs, N.J., January 30, 2025, (GLOBE NEWSWIRE) – ConnectOne Bancorp, Inc. (Nasdaq: CNOB) (the “Company” or “ConnectOne”), parent company of ConnectOne Bank (the “Bank”), today reported net income available to common stockholders of $18.9 million for the fourt
January 30, 2025	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2025 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 000-11486 52-1273725 (State or Other Jurisdiction of Incorporation) (Commis
January 10, 2025	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 10, 2025 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 000-11486 52-1273725 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification
January 10, 2025	EX-99.1	CONNECTONE BANCORP, INC. TO HOST 2024 FOURTH QUARTER RESULTS CONFERENCE CALL ON JANUARY 30, 2025 Exhibit 99.1 CONNECTONE BANCORP, INC. TO HOST 2024 FOURTH QUARTER RESULTS CONFERENCE CALL ON JANUARY 30, 2025 Englewood Cliffs, N.J., January 10, 2025 - ConnectOne Bancorp, Inc. (Nasdaq: CNOB) (the “Company” or “ConnectOne”), parent company of ConnectOne Bank (the “Bank”), today announced that it plans to release results for the fourth quarter ended December 31, 2024, before the market opens on Th
December 31, 2024	424B3	MERGER PROPOSED — YOUR VOTE IS VERY IMPORTANT TABLE OF CONTENTS As Filed Pursuant to Rule 424b3 Registration No. 333-283710 MERGER PROPOSED — YOUR VOTE IS VERY IMPORTANT THE FIRST OF LONG ISLAND CORPORATION On behalf of the boards of directors of ConnectOne Bancorp, Inc., a New Jersey corporation (“ConnectOne”), and The First of Long Island Corporation, a New York corporation (“FLIC”), we are pleased to enclose the accompanying joint proxy
December 20, 2024	EX-99.1	Form of ConnectOne Bancorp Proxy Card. Exhibit 99.1 {41197298:1} SCAN TO VIEW MATERIALS & VOTE CONNECTONE BANCORP, INC. C/O BROADRIDGE P.O. BOX 1342 BRENTWOOD, NY 11717 VOTE BY INTERNET Before The Meeting - Go to www.proxyvote.com or scan the QR Barcode above Use the Internet to transmit your voting instructions and for electronic delivery of information up until 11:59 p.m. Eastern Time on February 13, 2025. Have your proxy card in han
December 20, 2024	EX-99.2	Form of The First of Long Island Corporation Proxy Card Exhibit 99.2 Signature [PLEASE SIGN WITHIN BOX] Date Signature (Joint Owners) Date TO VOTE, MARK BLOCKS BELOW IN BLUE OR BLACK INK AS FOLLOWS: KEEP THIS PORTION FOR YOUR RECORDS DETACH AND RETURN THIS PORTION ONLY THIS PROXY CARD IS VALID ONLY WHEN SIGNED AND DATED. V60124-S04178 For Against Abstain ! ! ! ! ! ! THE FIRST OF LONG ISLAND CORPORATION C/0 BROADRIDGE CORPORATE ISSUER SOLUTIONS, INC. P.
December 20, 2024	S-4/A	As filed with the Securities and Exchange Commission on December 20, 2024 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on December 20, 2024 Registration No.
December 20, 2024	CORRESP	VIA EDGAR December 20, 2024 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.
December 10, 2024	EX-24	Power of Attorney** Exhibit 24.1 POWER OF ATTORNEY Each person whose signature appears below hereby makes, constitutes and appoints Frank Sorrentino III, and William S. Burns, each of them with full power to act without the other, his or her true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him or her and in his or her name, place and stead, in any and all capacities
December 10, 2024	EX-FILING FEES	Filing Fee Table** Calculation of Filing Fee Tables S-3 ConnectOne Bancorp, Inc. Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective
December 10, 2024	EX-99.4	Consent of Piper Sandler & Co. Exhibit 99.4 1251 AVENUE OF THE AMERICAS, 6TH FLOOR NEW YORK, NY 10020 P 212 466-7800 \| TF 800 635-6851 Piper Sandler & Co. Since 1885. Member SIPC and NYSE. CONSENT OF PIPER SANDLER & CO. We hereby consent to the inclusion of our opinion letter to the Board of Directors of The First of Long Island Corporation (the “Company”) as an Annex to the Joint Proxy Statement/Prospectus relating to the prop
December 10, 2024	EX-4	Form of Trust Indenture** Exhibit 4.9 CONNECTONE BANCORP, INC. As Issuer, and [INSERT NAME OF TRUSTEE] As Trustee INDENTURE Dated as of , 20 Providing for the Issuance of Debt Securities TABLE OF CONTENTS ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 101 Definitions. 1 Section 102 Compliance Certificates and Opinions. 9 Section 103 Form of Documents Delivered to Trustee. 9 Section 104 Acts of Holders. 10 S
December 10, 2024	EX-99.3	Consent of Keefe, Bruyette & Woods, Inc. Exhibit 99.3 CONSENT OF KEEFE, BRUYETTE & WOODS, INC. We hereby consent to the inclusion of our opinion letter to the Board of Directors of ConnectOne Bancorp, Inc. (“ConnectOne”), as Annex B to the Joint Proxy Statement/Prospectus which forms a part of the Registration Statement on Form S-4 filed on the date hereof (the “Registration Statement”) relating to the proposed merger of The First of Lon
December 10, 2024	EX-FILING FEES	Filing Fee Table Calculation of Filing Fee Tables S-4 ConnectOne Bancorp, Inc. Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective
December 10, 2024	S-3ASR	As filed with the Securities and Exchange Commission on December 10, 2024 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 CONNECTONE BANCORP, INC As filed with the Securities and Exchange Commission on December 10, 2024 Registration No.
December 10, 2024	S-4	As filed with the Securities and Exchange Commission on December 10, 2024 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on December 10, 2024 Registration No.
December 10, 2024	EX-4	Form of Senior Debt Indenture** Exhibit 4.10 CONNECTONE BANCORP, INC. SENIOR DEBT INDENTURE DATED AS OF , 20 , TRUSTEE TABLE OF CONTENTS Page Number ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.1 Definitions 1 Section 1.2 Other Definitions 4 Section 1.3 Incorporation by Reference of Trust Indenture Act 4 Section 1.4 Rules of Construction 4 ARTICLE II THE SECURITIES 5 Section 2.1 Issuable in Series 5 Section 2
November 7, 2024	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2024 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 001-40751 52-1273725 (State or Other Jurisdiction of Incorporation) (Commis
November 7, 2024	EX-99.1	ower Point Presentation, November 2024, Investor Presentation Exhibit 99.1
November 5, 2024	10-Q	UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION Washington, D.
October 24, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2024 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 000-11486 52-1273725 (State or Other Jurisdiction of Incorporation) (Commis
October 24, 2024	EX-99.1	CONNECTONE BANCORP, INC. REPORTS THIRD QUARTER 2024 RESULTS; DECLARES COMMON AND PREFERRED DIVIDENDS Exhibit 99.1 CONNECTONE BANCORP, INC. REPORTS THIRD QUARTER 2024 RESULTS; DECLARES COMMON AND PREFERRED DIVIDENDS Englewood Cliffs, N.J., October 24, 2024, (GLOBE NEWSWIRE) – ConnectOne Bancorp, Inc. (Nasdaq: CNOB) (the “Company” or “ConnectOne”), parent company of ConnectOne Bank (the “Bank”), today reported net income available to common stockholders of $15.7 million for the third quarter of 202
October 10, 2024	EX-99.1	CONNECTONE BANCORP, INC. TO HOST 2024 THIRD QUARTER RESULTS CONFERENCE CALL ON OCTOBER 24, 2024 Exhibit 99.1 CONNECTONE BANCORP, INC. TO HOST 2024 THIRD QUARTER RESULTS CONFERENCE CALL ON OCTOBER 24, 2024 Englewood Cliffs, N.J., October 10, 2024 - ConnectOne Bancorp, Inc. (Nasdaq: CNOB) (the “Company” or “ConnectOne”), parent company of ConnectOne Bank (the “Bank”), today announced that it plans to release results for the third quarter ended September 30, 2024, before the market opens on Thu
October 10, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 10, 2024 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 10, 2024 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 000-11486 52-1273725 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification
September 18, 2024	EX-99.1	ower Point Presentation, September 2024, Investor Presentation Exhibit 99.1
September 18, 2024	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 18, 2024 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 001-40751 52-1273725 (State or Other Jurisdiction of Incorporation) (Comm
September 5, 2024	EX-99.1	Investor Presentation dated September 5, 2024 Exhibit 99.1
September 5, 2024	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2024 CONNECTONE BANC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2024 CONNECTONE BANCORP, INC. (Exact name of Company as specified in its charter) New Jersey 000-11486 52-1273725 (State or other jurisdiction (Commission (IRS Employer o
September 5, 2024	EX-99.1	Investor Presentation dated September 5, 2024 Exhibit 99.1
September 5, 2024	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2024 CONNECTONE BANCORP, INC. (Exact name of Company as specified in its charter) New Jersey 000-11486 52-1273725 (State or other jurisdiction (Commission (IRS Employer o
September 5, 2024	EX-10.2	Form of Voting Agreement executed by all directors and certain executive officers The First of Long Island Corporation Exhibit 10.2 FORM OF VOTING AGREEMENT This Voting Agreement (this “Agreement”), dated as of September 4, 2024, is entered into by and between ConnectOne Bancorp, Inc., a New Jersey corporation (“Parent”), and the undersigned party (the “Stockholder”). WHEREAS, subject to the terms and conditions of the Agreement and Plan of Merger (as the same may be amended, supplemented or modified (the “Merger
September 5, 2024	EX-2.1	Agreement and Plan of Merger dated September 4, 2024 by and between ConnectOne Bancorp, Inc., and The First of Long Island Corporation* Exhibit 2.1 AGREEMENT AND PLAN OF MERGER THIS AGREEMENT AND PLAN OF MERGER (the “Agreement”), dated as of September 4, 2024, is by and between CONNECTONE BANCORP, INC., a New Jersey corporation (“Parent”), and THE FIRST OF LONG ISLAND CORPORATION, a New York corporation (the “Company”). Parent and the Company are sometimes collectively referred to herein as the “Parties” or individually referred t
September 5, 2024	EX-10.2	Form of Company Director-EO Voting Agreement Exhibit 10.2 FORM OF VOTING AGREEMENT This Voting Agreement (this “Agreement”), dated as of September 4, 2024, is entered into by and between ConnectOne Bancorp, Inc., a New Jersey corporation (“Parent”), and the undersigned party (the “Stockholder”). WHEREAS, subject to the terms and conditions of the Agreement and Plan of Merger (as the same may be amended, supplemented or modified (the “Merger
September 5, 2024	EX-10.1	Form of Voting Agreement executed by all directors and certain executive officers of ConnectOne Bancorp, Inc. Exhibit 10.1 FORM OF VOTING AGREEMENT This Voting Agreement (this “Agreement”), dated as of September 4, 2024, is entered into by and between THE FIRST OF LONG ISLAND CORPORATION, a New York corporation (“Company”), and the undersigned party (the “Stockholder”). WHEREAS, subject to the terms and conditions of the Agreement and Plan of Merger (as the same may be amended, supplemented or modified (t
September 5, 2024	EX-2.1	Agreement and Plan of Merger dated September 4, 2024 by and between ConnectOne Bancorp, Inc., and The First of Long Island Corporation* Exhibit 2.1 AGREEMENT AND PLAN OF MERGER THIS AGREEMENT AND PLAN OF MERGER (the “Agreement”), dated as of September 4, 2024, is by and between CONNECTONE BANCORP, INC., a New Jersey corporation (“Parent”), and THE FIRST OF LONG ISLAND CORPORATION, a New York corporation (the “Company”). Parent and the Company are sometimes collectively referred to herein as the “Parties” or individually referred t
September 5, 2024	EX-99.2	ConnectOne Bancorp, Inc. to Expand on Long Island Through Merger with The First of Long Island Corporation Exhibit 99.2 ConnectOne Bancorp, Inc. to Expand on Long Island Through Merger with The First of Long Island Corporation ENGLEWOOD CLIFFS, N.J., September 5, 2024 - ConnectOne Bancorp, Inc. (Nasdaq: CNOB) ("ConnectOne or “Company"), parent company of ConnectOne Bank, and The First of Long Island Corporation (Nasdaq: FLIC) (“First of Long Island”), parent company of The First National Bank of Long I
September 5, 2024	EX-99.2	ConnectOne Bancorp, Inc. to Expand on Long Island Through Merger with The First of Long Island Corporation Exhibit 99.2 ConnectOne Bancorp, Inc. to Expand on Long Island Through Merger with The First of Long Island Corporation ENGLEWOOD CLIFFS, N.J., September 5, 2024 - ConnectOne Bancorp, Inc. (Nasdaq: CNOB) ("ConnectOne or “Company"), parent company of ConnectOne Bank, and The First of Long Island Corporation (Nasdaq: FLIC) (“First of Long Island”), parent company of The First National Bank of Long I
September 5, 2024	EX-10.1	Form of Voting Agreement executed by all directors and certain executive officers of ConnectOne Bancorp, Inc. Exhibit 10.1 FORM OF VOTING AGREEMENT This Voting Agreement (this “Agreement”), dated as of September 4, 2024, is entered into by and between THE FIRST OF LONG ISLAND CORPORATION, a New York corporation (“Company”), and the undersigned party (the “Stockholder”). WHEREAS, subject to the terms and conditions of the Agreement and Plan of Merger (as the same may be amended, supplemented or modified (t
August 2, 2024	10-Q	UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION Washington, D.
July 25, 2024	EX-99.1	CONNECTONE BANCORP, INC. REPORTS SECOND QUARTER 2024 RESULTS; DECLARES COMMON AND PREFERRED DIVIDENDS Exhibit 99.1 CONNECTONE BANCORP, INC. REPORTS SECOND QUARTER 2024 RESULTS; DECLARES COMMON AND PREFERRED DIVIDENDS Englewood Cliffs, N.J., July 25, 2024 (GLOBE NEWSWIRE) – ConnectOne Bancorp, Inc. (Nasdaq: CNOB) (the “Company” or “ConnectOne”), parent company of ConnectOne Bank (the “Bank”), today reported net income available to common stockholders of $17.5 million for the second quarter of 2024
July 25, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2024 CONNECTONE BANCORP, UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2024 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 000-11486 52-1273725 (State or Other Jurisdiction of Incorporation) (Commissio
July 11, 2024	EX-99.1	CONNECTONE BANCORP, INC. TO HOST 2024 SECOND QUARTER RESULTS CONFERENCE CALL ON JULY 25, 2024 Exhibit 99.1 CONNECTONE BANCORP, INC. TO HOST 2024 SECOND QUARTER RESULTS CONFERENCE CALL ON JULY 25, 2024 Englewood Cliffs, N.J., July 11, 2024 - ConnectOne Bancorp, Inc. (Nasdaq: CNOB) (the “Company” or “ConnectOne”), parent company of ConnectOne Bank (the “Bank”), today announced that it plans to release results for the second quarter ended June 30, 2024, before the market opens on Thursday, Ju
July 11, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 11, 2024 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in it UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 11, 2024 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 000-11486 52-1273725 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No.
June 11, 2024	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2024 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 000-11486 52-1273725 (State or Other Jurisdiction of Incorporation) (Commissio
June 11, 2024	EX-99.1	ConnectOne Bancorp, Inc. Adds Veteran Banking and Financial Services Consultant Susan O’Donnell to Board of Directors Strategic Appointment Builds on Regional Bank’s Sustainable Growth Strategy Exhibit 99.1 ConnectOne Bancorp, Inc. Adds Veteran Banking and Financial Services Consultant Susan O’Donnell to Board of Directors Strategic Appointment Builds on Regional Bank’s Sustainable Growth Strategy Englewood Cliffs, NJ – June 11, 2024 – ConnectOne Bank (“ConnectOne”), the wholly-owned depository subsidiary of ConnectOne Bancorp, Inc. (NASDAQ: CNOB), today announces the addition of seasone
May 22, 2024	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2024 CONNECTONE BANCORP, INC. (Exact name of Company as specified in its charter) New Jersey 000-11486 52-1273725 (State or other jurisdiction (Commission (IRS Employer of inc
May 3, 2024	10-Q	UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION Washington, D.
April 25, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2024 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 000-11486 52-1273725 (State or Other Jurisdiction of Incorporation) (Commissi
April 25, 2024	EX-99.1	CONNECTONE BANCORP, INC. REPORTS FIRST QUARTER 2024 RESULTS; DECLARES PREFERRED AND INCREASED COMMON DIVIDENDS Exhibit 99.1 CONNECTONE BANCORP, INC. REPORTS FIRST QUARTER 2024 RESULTS; DECLARES PREFERRED AND INCREASED COMMON DIVIDENDS Englewood Cliffs, N.J., April 25, 2024 (GLOBE NEWSWIRE) – ConnectOne Bancorp, Inc. (Nasdaq: CNOB) (the “Company” or “ConnectOne”), parent company of ConnectOne Bank (the “Bank”), today reported net income available to common stockholders of $15.7 million for the first quarter
April 11, 2024	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin
April 11, 2024	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin
April 11, 2024	EX-99.1	CONNECTONE BANCORP, INC. TO HOST 2024 FIRST QUARTER RESULTS CONFERENCE CALL ON APRIL 25, 2024 Exhibit 99.1 CONNECTONE BANCORP, INC. TO HOST 2024 FIRST QUARTER RESULTS CONFERENCE CALL ON APRIL 25, 2024 Englewood Cliffs, N.J., April 11, 2024 - ConnectOne Bancorp, Inc. (Nasdaq: CNOB) (the “Company” or “ConnectOne”), parent company of ConnectOne Bank (the “Bank”), today announced that it plans to release results for the first quarter ended March 31, 2024, before the market opens on Thursday, A
April 11, 2024	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 11, 2024 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 000-11486 52-1273725 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification No
February 23, 2024	EX-21.1	Subsidiaries of the Registrant Exhibit 21.1 Subsidiaries of the Registrant as of December 31, 2023 The following table sets forth the names of the registrant’s direct and indirect subsidiaries and the state or other jurisdiction of incorporation of each such entity. In each case, the names of the listed subsidiaries are the same as the names under which such subsidiaries do business. Name Incorporation ConnectOne Bank New Jerse
February 23, 2024	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Fiscal Year Ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Transition Period from to Commission File Number: 0
February 23, 2024	EX-97	ConnectOne Bancorp, Inc. Compensation Recoupment Policy Exhibit 97 ConnectOne Bancorp, Inc. Compensation Recoupment Policy The Board of Directors of ConnectOne Bancorp, Inc. (the "Company") believes it is desirable, and in the best interests of the Company and its stockholders, to maintain and enhance a culture that is focused on integrity, accountability and that discourages conduct detrimental to the Company's risk profile and sustainable growth. The
February 14, 2024	EX-99.1	February 2024, Investor Presentation Exhibit 99.1
February 14, 2024	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2024 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 001-40751 52-1273725 (State or Other Jurisdiction of Incorporation) (Commi
February 13, 2024	SC 13G/A	CNOB / ConnectOne Bancorp, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0670-connectonebancorpinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: ConnectOne Bancorp Inc Title of Class of Securities: Common Stock CUSIP Number: 20786W107 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to d
February 9, 2024	SC 13G/A	CNOB / ConnectOne Bancorp, Inc. / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6 )* ConnectOne Bancorp Inc (Name of Issuer) Common Stock (Title of Class of Securities) 20786W107 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box
January 25, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 25, 2024 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 000-11486 52-1273725 (State or Other Jurisdiction of Incorporation) (Commis
January 25, 2024	EX-99.1	CONNECTONE BANCORP, INC. REPORTS FOURTH QUARTER AND FULL-YEAR 2023 RESULTS; DECLARES COMMON AND PREFERRED DIVIDENDS Exhibit 99.1 CONNECTONE BANCORP, INC. REPORTS FOURTH QUARTER AND FULL-YEAR 2023 RESULTS; DECLARES COMMON AND PREFERRED DIVIDENDS Englewood Cliffs, N.J., January 25, 2024 (GLOBE NEWSWIRE) – ConnectOne Bancorp, Inc. (Nasdaq: CNOB) (the “Company” or “ConnectOne”), parent company of ConnectOne Bank (the “Bank”), today reported net income available to common stockholders of $17.8 million for the fourth
January 19, 2024	CORRESP	301 Sylvan Avenue 301 Sylvan Avenue Englewood Cliffs, NJ 07632 P 201.816.8900 F 201.816.8911 Via EDGAR United States Securities and Exchange Commission Washington, DC 20549 Re: ConnectOne Bancorp, Inc. Form 10-K for the Fiscal Year Ended December 31, 2022 Filed February 24, 2023 File No. 001-40751 Dear Sir or Madam: This is in response to your letter of December 7, 2023 providing comments on the above referenced fi
January 11, 2024	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 11, 2024 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 000-11486 52-1273725 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identification
January 11, 2024	EX-99.1	CONNECTONE BANCORP, INC. TO HOST 2023 FOURTH QUARTER RESULTS CONFERENCE CALL ON JANUARY 25, 2024 Exhibit 99.1 CONNECTONE BANCORP, INC. TO HOST 2023 FOURTH QUARTER RESULTS CONFERENCE CALL ON JANUARY 25, 2024 Englewood Cliffs, N.J., January 11, 2024 - ConnectOne Bancorp, Inc. (Nasdaq: CNOB) (the “Company” or “ConnectOne”), parent company of ConnectOne Bank (the “Bank”), today announced that it plans to release results for the fourth quarter ended December 31, 2023, before the market opens on Th
January 8, 2024	CORRESP	301 Sylvan Avenue 301 Sylvan Avenue Englewood Cliffs, NJ 07632 P 201.816.8900 F 201.816.8911 Via EDGAR United States Securities and Exchange Commission Washington, DC 20549 Re: ConnectOne Bancorp, Inc. Form 10-K for the Fiscal Year Ended December 31, 2022 Filed February 24, 2023 File No. 001-40751 Dear Sir or Madam: This is in response to your letter of December 7, 2023 providing comments on the above referenced fi
November 3, 2023	10-Q	UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION Washington, D.
November 3, 2023	EX-10.1	SEPARATION AND RELEASE AGREEMENT EX-10.1 2 ex575263.htm EXHIBIT 10.1 Exhibit 10.1 SEPARATION AND RELEASE AGREEMENT This Separation and Release Agreement ("Agreement") is made as of this 29th day of September, 2023 by and among Christopher J. Ewing ("Employee"), ConnectOne Bancorp, Inc., a New Jersey corporation (“CNOB”) and ConnectOne Bank, a New Jersey chartered commercial bank (“Bank”, and with CNOB, collectively the "Employer"
November 1, 2023	EX-99.1	Power Point Presentation, November 2023, Investor Presentation Exhibit 99.1
November 1, 2023	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2023 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 001-40751 52-1273725 (State or Other Jurisdiction of Incorporation) (Commis
October 26, 2023	EX-99.1	CONNECTONE BANCORP, INC. REPORTS THIRD QUARTER 2023 RESULTS; DECLARES COMMON AND PREFERRED DIVIDENDS Exhibit 99.1 CONNECTONE BANCORP, INC. REPORTS THIRD QUARTER 2023 RESULTS; DECLARES COMMON AND PREFERRED DIVIDENDS Englewood Cliffs, N.J., October 26, 2023 (GLOBE NEWSWIRE) – ConnectOne Bancorp, Inc. (Nasdaq: CNOB) (the “Company” or “ConnectOne”), parent company of ConnectOne Bank (the “Bank”), today reported net income available to common stockholders of $19.9 million for the third quarter of 2023
October 26, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2023 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 000-11486 52-1273725 (State or Other Jurisdiction of Incorporation) (Commis
October 17, 2023	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 16, 2023 CONNECTONE BANCORP, INC. (Exact name of Company as specified in its charter) New Jersey 000-11486 52-1273725 (State or other jurisdiction (Commission (IRS Employer of
October 17, 2023	EX-10.1	Employment Agreement by and among the Registrant, ConnectOne Bank and Elizabeth Magennis dated October 16, 2023 is incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K filed with the SEC on October 17, 2023. * Exhibit 10.1 EMPLOYMENT AGREEMENT This Amended and Restated Employment Agreement (the “Employment Agreement”), executed as of this 16th day of October, 2023 (the “Effective Date”), by and between ELIZABETH MAGENNIS, an individual residing at 66 Dogwood Terrace, Ramsey, NJ 07446 (the “Employee”), CONNECTONE BANK, a New Jersey state chartered commercial bank with its principal place of business loca
October 12, 2023	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 12, 2023 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 000-11486 52-1273725 (State or Other Jurisdiction of Incorporation) (Commis
October 12, 2023	EX-99.1	CONNECTONE BANCORP, INC. TO HOST 2023 THIRD QUARTER RESULTS CONFERENCE CALL ON OCTOBER 26, 2023 Exhibit 99.1 CONNECTONE BANCORP, INC. TO HOST 2023 THIRD QUARTER RESULTS CONFERENCE CALL ON OCTOBER 26, 2023 Englewood Cliffs, N.J., October 12, 2023 - ConnectOne Bancorp, Inc. (Nasdaq: CNOB) (the “Company” or “ConnectOne”), parent company of ConnectOne Bank (the “Bank”), today announced that it plans to release results for the third quarter ended September 30, 2023, before the market opens on Thu
October 2, 2023	CORRESP	301 Sylvan Avenue 301 Sylvan Avenue Englewood Cliffs, NJ 07632 P 201.816.8900 F 201.816.8911 Via EDGAR United States Securities and Exchange Commission Washington, DC 20549 Re: ConnectOne Bancorp, Inc. Definitive Proxy Statement on Schedule 14A Filed April 13, 2023 File No. 001-40751 Dear Sir or Madam: This is in response to your letter of July 27, 2023 providing comments on the above referenced proxy statement. We
September 29, 2023	EX-10.1	Separation and Release Agreement by and between ConnectOne Bancorp, Inc., ConnectOne Bank and Christopher J. Ewing dated September 29, 2023. Exhibit 10.1 SEPARATION AND RELEASE AGREEMENT This Separation and Release Agreement ("Agreement") is made as of this 29th day of September, 2023 by and among Christopher J. Ewing ("Employee"), ConnectOne Bancorp, Inc., a New Jersey corporation (“CNOB”) and ConnectOne Bank, a New Jersey chartered commercial bank (“Bank”, and with CNOB, collectively the "Employer"). WHEREAS, Employee has dutifully s
September 29, 2023	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2023 CONNECTONE BANCORP, INC. (Exact name of Company as specified in its charter) New Jersey 000-11486 52-1273725 (State or other jurisdiction (Commission (IRS Employer
September 29, 2023	EX-99.1	DANA ZELLER, STRATEGIC AND INNOVATIVE OPERATIONS EXECUTIVE, JOINS CONNECTONE Exhibit 99.1 DANA ZELLER, STRATEGIC AND INNOVATIVE OPERATIONS EXECUTIVE, JOINS CONNECTONE Englewood Cliffs, NJ: ConnectOne Bancorp (NASDAQ “CNOB”), the holding company for ConnectOne Bank, an industry leading commercial bank, announced today the hiring of Dana Zeller, a leading Financial Services Executive as Chief Strategic Operations Officer. With over 20 years of experience at both banks and fi
September 6, 2023	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 6, 2023 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 001-40751 52-1273725 (State or Other Jurisdiction of Incorporation) (Commi
September 6, 2023	EX-99.1	Power Point Presentation, September 2023, Investor Presentation Exhibit 99.1
August 4, 2023	10-Q	UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION Washington, D.
July 27, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2023 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 000-11486 52-1273725 (State or Other Jurisdiction of Incorporation) (Commissio
July 27, 2023	EX-99.1	CONNECTONE BANCORP, INC. REPORTS SECOND QUARTER 2023 RESULTS; DECLARES COMMON AND PREFERRED DIVIDENDS Exhibit 99.1 CONNECTONE BANCORP, INC. REPORTS SECOND QUARTER 2023 RESULTS; DECLARES COMMON AND PREFERRED DIVIDENDS Englewood Cliffs, N.J., July 27, 2023 (GLOBE NEWSWIRE) – ConnectOne Bancorp, Inc. (Nasdaq: CNOB) (the “Company” or “ConnectOne”), parent company of ConnectOne Bank (the “Bank”), today reported net income available to common stockholders of $19.9 million for the second quarter of 2023
July 13, 2023	EX-99.1	CONNECTONE BANCORP, INC. TO HOST 2023 SECOND QUARTER RESULTS CONFERENCE CALL ON JULY 27, 2023 Exhibit 99.1 CONNECTONE BANCORP, INC. TO HOST 2023 SECOND QUARTER RESULTS CONFERENCE CALL ON JULY 27, 2023 Englewood Cliffs, N.J., July 13, 2023 - ConnectOne Bancorp, Inc. (Nasdaq: CNOB) (the “Company” or “ConnectOne”), parent company of ConnectOne Bank (the “Bank”), today announced that it plans to release results for the second quarter ended June 30, 2023, before the market opens on Thursday, Ju
July 13, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 13, 2023 CONNECTONE BANCORP, UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 13, 2023 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 000-11486 52-1273725 (State or Other Jurisdiction of Incorporation) (Commissio
May 26, 2023	EX-4.1	Amended and Restated 2017 Equity Compensation Plan EX-4.1 2 ex526747.htm EXHIBIT 4.1 Exhibit 4.1 AMENDED AND RESTATED 2017 EQUITY COMPENSATION PLAN (as amended May 23, 2023) Section 1. Purpose The Amended and Restated 2017 Equity Compensation Plan (the "Plan") is hereby established to foster and promote the long-term success of ConnectOne Bancorp, Inc. (the "Company"), the holding company of ConnectOne Bank (the “Bank”), and its shareholders by pr
May 26, 2023	EX-FILING FEES	Calculation of Filing Fee Table EX-FILING FEES 5 ex526761.htm EXHIBIT FILING FEES EXHIBIT 107 Calculation of Filing Fee Tables Form S-8 (Form Type) ConnectOne Bancorp, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount
May 26, 2023	S-8	As filed with the Securities and Exchange Commission on May 26, 2023 As filed with the Securities and Exchange Commission on May 26, 2023 Registration No.
May 26, 2023	EX-23.A	Consent of Crowe LLP Exhibit 23(a) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Registration Statement on Form S-8 of ConnectOne Bancorp, Inc.
May 25, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2023 CONNECTONE BANCORP, UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2023 CONNECTONE BANCORP, INC. (Exact name of Company as specified in its charter) New Jersey 000-11486 52-1273725 (State or other jurisdiction (Commission (IRS Employer of inc
May 11, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2023 CONNECTONE BANCORP, UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2023 CONNECTONE BANCORP, INC. (Exact name of Company as specified in its charter) New Jersey 000-11486 52-1273725 (State or other jurisdiction (Commission (IRS Employer of inc
May 5, 2023	10-Q	UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION Washington, D.
April 27, 2023	8-K	1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2023 CONNECTONE BANCO 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2023 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 001-40751 52-1273725 (State or Other Jurisdiction of Incorporation) (Commis
April 27, 2023	EX-99.1	CONNECTONE BANCORP, INC. REPORTS FIRST QUARTER 2023 RESULTS Exhibit 99.1 CONNECTONE BANCORP, INC. REPORTS FIRST QUARTER 2023 RESULTS ● Current liquidity including borrowing capacity enhanced to nearly $4 billion or 250% of uninsured and uncollateralized deposits, or approximately 20% of total deposits ● Core client net inflows contributed to a $400 million, or 5.4%, sequential increase in deposits for the quarter ● TCE ratio of 8.9% and CET1 ratio of 10.5%
April 13, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 13, 2023 CONNECTONE BANCORP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 13, 2023 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 001-40751 52-1273725 (State or Other Jurisdiction of Incorporation) (Commissi
April 13, 2023	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin
April 13, 2023	EX-99.1	CONNECTONE BANCORP, INC. TO HOST 2023 FIRST QUARTER RESULTS CONFERENCE CALL ON APRIL 27, 2023 EXHIBIT 99.1 CONNECTONE BANCORP, INC. TO HOST 2023 FIRST QUARTER RESULTS CONFERENCE CALL ON APRIL 27, 2023 Englewood Cliffs, N.J., April 13, 2023 - ConnectOne Bancorp, Inc. (Nasdaq: CNOB) (the “Company” or “ConnectOne”), parent company of ConnectOne Bank (the “Bank”), today announced that it plans to release results for the first quarter ended March 31, 2023, before the market opens on Thursday, A
April 13, 2023	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin
February 24, 2023	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Fiscal Year Ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Transition Period from to Commission File Number: 0
February 24, 2023	EX-21.1	Subsidiaries of the Registrant Exhibit 21.1 Subsidiaries of the Registrant as of December 31, 2022 The following table sets forth the names of the registrant’s direct and indirect subsidiaries and the state or other jurisdiction of incorporation of each such entity. In each case, the names of the listed subsidiaries are the same as the names under which such subsidiaries do business. Name Incorporation ConnectOne Bank New Jerse
February 16, 2023	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 16, 2023 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 001-40751 52-1273725 (State or Other Jurisdiction of Incorporation) (Commi
February 16, 2023	EX-99.1	Power Point Presentation, February 2023, Investor Presentation Exhibit 99.1
February 10, 2023	SC 13G/A	CNOB / ConnectOne Bancorp Inc / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5 )* ConnectOne Bancorp Inc (Name of Issuer) Common Stock (Title of Class of Securities) 20786W107 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box
February 9, 2023	SC 13G	CNOB / ConnectOne Bancorp Inc / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment SC 13G 1 tv0648-connectonebancorpinc.htm SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: ConnectOne Bancorp Inc. Title of Class of Securities: Common Stock CUSIP Number: 20786W107 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursu
February 1, 2023	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2023 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 000-40751 52-1273725 (State or Other Jurisdiction of Incorporation) (Commis
January 26, 2023	EX-99.1	CONNECTONE BANCORP, INC. REPORTS FOURTH QUARTER AND FULL-YEAR 2022 RESULTS; DECLARES COMMON AND PREFERRED DIVIDENDS Exhibit 99.1 CONNECTONE BANCORP, INC. REPORTS FOURTH QUARTER AND FULL-YEAR 2022 RESULTS; DECLARES COMMON AND PREFERRED DIVIDENDS Englewood Cliffs, N.J., January 26, 2023 (GLOBE NEWSWIRE) – ConnectOne Bancorp, Inc. (Nasdaq: CNOB) (the “Company” or “ConnectOne”), parent company of ConnectOne Bank (the “Bank”), today reported net income available to common stockholders of $31.0 million for the fourth
January 26, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2023 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 001-40751 52-1273725 (State or Other Jurisdiction of Incorporation) (Commis
January 12, 2023	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 12, 2023 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 001-40751 52-1273725 (State or Other Jurisdiction of Incorporation) (Commis
January 12, 2023	EX-99.1	CONNECTONE BANCORP, INC. TO HOST 2022 FOURTH QUARTER RESULTS CONFERENCE CALL ON JANUARY 26, 2023 Exhibit 99.1 CONNECTONE BANCORP, INC. TO HOST 2022 FOURTH QUARTER RESULTS CONFERENCE CALL ON JANUARY 26, 2023 Englewood Cliffs, N.J., January 12, 2023 - ConnectOne Bancorp, Inc. (Nasdaq: CNOB) (the “Company” or “ConnectOne”), parent company of ConnectOne Bank (the “Bank”), today announced that it plans to release results for the fourth quarter ended December 31, 2022, before the market opens on Th
November 9, 2022	EX-99.1	Power Point Presentation, November 2022, Investor Presentation Exhibit 99.1
November 9, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2022 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 001-40751 52-1273725 (State or Other Jurisdiction of Incorporation) (Commis
November 4, 2022	10-Q	UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION Washington, D.
October 27, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2022 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 000-11486 52-1273725 (State or Other Jurisdiction of Incorporation) (Commis
October 27, 2022	EX-99.1	CONNECTONE BANCORP, INC. REPORTS THIRD QUARTER 2022 RESULTS; DECLARES COMMON AND PREFERRED DIVIDENDS EX-99.1 2 ex428035.htm EXHIBIT 99.1 Exhibit 99.1 CONNECTONE BANCORP, INC. REPORTS THIRD QUARTER 2022 RESULTS; DECLARES COMMON AND PREFERRED DIVIDENDS Englewood Cliffs, N.J., October 27, 2022 (GLOBE NEWSWIRE) – ConnectOne Bancorp, Inc. (Nasdaq: CNOB) (the “Company” or “ConnectOne”), parent company of ConnectOne Bank (the “Bank”), today reported net income available to common stockholders of $27.4 m
October 13, 2022	EX-99.1	ConnectOne Bancorp, Inc. to Host 2022 Third Quarter Results Conference Call on October 27, 2022 EXHIBIT 99.1 ConnectOne Bancorp, Inc. to Host 2022 Third Quarter Results Conference Call on October 27, 2022 Englewood Cliffs, N.J., October 13, 2022 - ConnectOne Bancorp, Inc. (Nasdaq: CNOB) (the ?Company? or ?ConnectOne?), parent company of ConnectOne Bank (the ?Bank?), today announced that it plans to release results for the third quarter ended September 30, 2022, before the market opens on Thu
October 13, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2022 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 000-11486 52-1273725 (State or Other Jurisdiction of Incorporation) (Commis
September 13, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2022 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 001-40751 52-1273725 (State or Other Jurisdiction of Incorporation) (Comm
September 13, 2022	EX-99.1	ConnectOne Bank Partners with MANTL to Enhance Deposit Onboarding for Businesses and Consumers EXHIBIT 99.1 ConnectOne Bank Partners with MANTL to Enhance Deposit Onboarding for Businesses and Consumers ENGLEWOOD CLIFFS, N.J., Sept. 13, 2022 (GLOBE NEWSWIRE) - MANTL, a leading provider of account origination solutions, today announced a partnership with ConnectOne Bank, the wholly-owned depository subsidiary of ConnectOne Bancorp, Inc. (NASDAQ: CNOB), to streamline and digitize the bank?s d
September 7, 2022	EX-99.1	CNOB Investor Presentation September 2022 About ConnectOne Bancorp, Inc. $ 8.8 Billion in Total Assets Founded in 2005 to capitalize on poor customer service offered to middle market clients by other institutions Commercial Clients a Primary Focus 90 Exhibit 99.1 CNOB Investor Presentation September 2022 About ConnectOne Bancorp, Inc. $ 8.8 Billion in Total Assets Founded in 2005 to capitalize on poor customer service offered to middle market clients by other institutions Commercial Clients a Primary Focus 90% of loan portfolio 65% of deposit base 2 $8.8B in assets June 30, 2022 $6.6B in deposits June 30, 2022 $7.3B in loans June 30, 2022 Conn
September 7, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 7, 2022 CONNECTONE BANCORP, INC. (Exact name of Company as specified in its charter) New Jersey 001-40751 52-1273725 (State or other jurisdiction (Commission (IRS Employer o
August 5, 2022	10-Q	UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION Washington, D.
July 28, 2022	EX-99.1	ConnectOne Bancorp, Inc. Reports Second Quarter 2022 Results; Declares Common and Preferred Dividends EXHIBIT 99.1 ConnectOne Bancorp, Inc. Reports Second Quarter 2022 Results; Declares Common and Preferred Dividends ENGLEWOOD CLIFFS, N.J., July 28, 2022 (GLOBE NEWSWIRE) - ConnectOne Bancorp, Inc. (Nasdaq: CNOB) (the ?Company? or ?ConnectOne?), parent company of ConnectOne Bank (the ?Bank?), today reported net income available to common stockholders of $30.8 million for the second quarter of 2022
July 28, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2022 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 000-11486 52-1273725 (State or Other Jurisdiction of Incorporation) (Commissio
July 14, 2022	EX-99.1	ConnectOne Bancorp, Inc. to Host 2022 Second Quarter Results Conference Call on July 28, 2022 EX-99.1 2 exh991.htm EXHIBIT 99.1 EXHIBIT 99.1 ConnectOne Bancorp, Inc. to Host 2022 Second Quarter Results Conference Call on July 28, 2022 ENGLEWOOD CLIFFS, N.J., July 14, 2022 (GLOBE NEWSWIRE) - ConnectOne Bancorp, Inc. (Nasdaq: CNOB) (the “Company” or “ConnectOne”), parent company of ConnectOne Bank (the “Bank”), today announced that it plans to release results for the second quarter ended Jun
July 14, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 14, 2022 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 000-11486 52-1273725 (State or Other Jurisdiction of Incorporation) (Commissio
May 26, 2022	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2022 CONNECTONE BANCORP, INC. (Exact name of Company as specified in its charter) New Jersey 000-11486 52-1273725 (State or other jurisdiction (Commission (IRS Employer of inc
May 6, 2022	10-Q	UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION Washington, D.
May 5, 2022	EX-99.1	ConnectOne Bank Announces Partnership with Nymbus to Build Bespoke Banking Solution EXHIBIT 99.1 ConnectOne Bank Announces Partnership with Nymbus to Build Bespoke Banking Solution ENGLEWOOD CLIFFS, N.J., May 05, 2022 (GLOBE NEWSWIRE) - ConnectOne Bank (?ConnectOne?), the insured depository subsidiary of ConnectOne Bancorp, Inc. (NASDAQ: CNOB), announced today its partnership with Nymbus, a cloud-native platform and leading provider of banking technology solutions and core servic
May 5, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2022 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 000-11486 52-1273725 (State or Other Jurisdiction of Incorporation) (Commission
April 28, 2022	EX-99.1	ConnectOne Bancorp, Inc. Reports First Quarter 2022 Results; Tangible Book Value Per Share Increases 2%; Declares 19% Increase in Common Dividend EXHIBIT 99.1 ConnectOne Bancorp, Inc. Reports First Quarter 2022 Results; Tangible Book Value Per Share Increases 2%; Declares 19% Increase in Common Dividend ENGLEWOOD CLIFFS, N.J., April 28, 2022 (GLOBE NEWSWIRE) - ConnectOne Bancorp, Inc. (Nasdaq: CNOB) (the ?Company? or ?ConnectOne?), parent company of ConnectOne Bank (the ?Bank?), today reported net income available to common stockholders of
April 28, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2022 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 000-11486 52-1273725 (State or Other Jurisdiction of Incorporation) (Commissi
April 19, 2022	EX-99.1	ConnectOne Bancorp, Inc. to Host 2022 First Quarter Results Conference Call on April 28, 2022 EXHIBIT 99.1 ConnectOne Bancorp, Inc. to Host 2022 First Quarter Results Conference Call on April 28, 2022 ENGLEWOOD CLIFFS, N.J., April 19, 2022 (GLOBE NEWSWIRE) - ConnectOne Bancorp, Inc. (Nasdaq: CNOB) (the ?Company? or ?ConnectOne?), parent company of ConnectOne Bank (the ?Bank?), today announced that it plans to release results for the first quarter ended March 31, 2022, before the market ope
April 19, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2022 ConnectOne Bancorp, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11486 52-1273725 (State or Other Jurisdiction of Incorporation) (Commissi
April 14, 2022	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
April 14, 2022	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
April 8, 2022	EX-10.1	Form of Supplemental Executive Retirement Plan by and between the Bank and each of Frank Sorrentino III, William S. Burns, and Elizabeth Magennis Exhibit 10.1 CONNECTONE BANK 2021 SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN THIS SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN (the ?Plan?) is entered into as of this 7th day of April, 2022 to be deemed effective as of the Effective Date (as defined below) by and between ConnectOne Bank (the ?Employer? or the ?Bank?), and (the "Executive" or ?Participant?). WHEREAS, the Executive has contributed substantial
April 8, 2022	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 7, 2022 CONNECTONE BANCORP, INC. (Exact name of Company as specified in its charter) New Jersey 001-11486 52-1273725 (State or other jurisdiction (Commission (IRS Employer of in
February 25, 2022	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Fiscal Year Ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Transition Period from ?to ? Commission File Number: 0
February 25, 2022	EX-21.1	Subsidiaries of the Registrant Exhibit 21.1 Subsidiaries of the Registrant as of December 31, 2021 The following table sets forth the names of the registrant?s direct and indirect subsidiaries and the state or other jurisdiction of incorporation of each such entity. In each case, the names of the listed subsidiaries are the same as the names under which such subsidiaries do business. Name Incorporation ConnectOne Bank New Jerse
February 25, 2022	EX-4.1	The Registrant’s Capital Stock Exhibit 4 The Registrant?s Capital Stock As of December 31, 2021, ConnectOne Bancorp, Inc.
February 17, 2022	EX-99.1	CNOB February 2022 Investor Presentation About ConnectOne Bancorp, Inc. Client first and sense of urgency in every business decision from top to bottom of organization Strong Culture Founde d in 2005 to capitalize on poor customer service offered to Exhibit 99.1 CNOB February 2022 Investor Presentation About ConnectOne Bancorp, Inc. Client first and sense of urgency in every business decision from top to bottom of organization Strong Culture Founde d in 2005 to capitalize on poor customer service offered to middle market clients by other institutions $ 8.1 Billion in Total Assets 2 One of the most efficient banks in the U.S. due to structure,
February 17, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 17, 2022 CONNECTONE BANCORP, INC. (Exact name of Company as specified in its charter) New Jersey 001-11486 52-1273725 (State or other jurisdiction (Commission (IRS Employer o
February 8, 2022	SC 13G/A	CNOB / ConnectOne Bancorp Inc / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4 )* ConnectOne Bancorp Inc (Name of Issuer) Common Stock (Title of Class of Securities) 20786W107 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this
January 27, 2022	EX-99.1	ConnectOne Bancorp, Inc. Reports Fourth Quarter and Record Full-Year 2021 Results EXHIBIT 99.1 ConnectOne Bancorp, Inc. Reports Fourth Quarter and Record Full-Year 2021 Results ENGLEWOOD CLIFFS, N.J., Jan. 27, 2022 (GLOBE NEWSWIRE) - ConnectOne Bancorp, Inc. (Nasdaq: CNOB) (the ?Company? or ?ConnectOne?), parent company of ConnectOne Bank (the ?Bank?), today reported net income available to common stockholders of $31.3 million for the fourth quarter of 2021, compared with $32.1
January 27, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2022 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 000-11486 52-1273725 (State or Other Jurisdiction of Incorporation) (Commis
January 13, 2022	EX-99.1	ConnectOne Bancorp, Inc. to Host 2021 Fourth Quarter Results Conference Call on January 27, 2022 EX-99.1 2 exh991.htm EXHIBIT 99.1 EXHIBIT 99.1 ConnectOne Bancorp, Inc. to Host 2021 Fourth Quarter Results Conference Call on January 27, 2022 ENGLEWOOD CLIFFS, N.J., Jan. 13, 2022 (GLOBE NEWSWIRE) - ConnectOne Bancorp, Inc. (Nasdaq: CNOB) (the “Company” or “ConnectOne”), parent company of ConnectOne Bank (the “Bank”), today announced that it plans to release results for the fourth quarter ended
January 13, 2022	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2022 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 000-11486 52-1273725 (State or Other Jurisdiction of Incorporation) (Commis
November 19, 2021	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2021 CONNECTONE BANCORP, INC. (Exact name of Company as specified in its charter) New Jersey 000-11486 52-1273725 (State or other jurisdiction (Commission (IRS Employer o
November 10, 2021	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2021 CONNECTONE BANCORP, INC. (Exact name of Company as specified in its charter) New Jersey 001-11486 52-1273725 (State or other jurisdiction (Commission (IRS Employer o
November 10, 2021	EX-99.1	CNOB November 2021 Investor Presentation About ConnectOne Bancorp, Inc. Client first and sense of urgency in every business decision from top to bottom of organization Strong Culture Founde d in 2005 to capitalize on poor customer service offered to Exhibit 99.1 CNOB November 2021 Investor Presentation About ConnectOne Bancorp, Inc. Client first and sense of urgency in every business decision from top to bottom of organization Strong Culture Founde d in 2005 to capitalize on poor customer service offered to middle market clients by other institutions $ 7.9 Billion in Total Assets 2 One of the most efficient banks in the U.S. due to structure,
November 5, 2021	10-Q	UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION Washington, D.
November 4, 2021	8-K/A	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2021 CONNECTONE BANCORP, INC. (Exact name of Company as specified in its charter) New Jersey 000-11486 52-1273725 (State or other jurisdiction (Commissio
November 4, 2021	8-K/A	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2021 CONNECTONE BANCORP, INC. (Exact name of Company as specified in its charter) New Jersey 000-11486 52-1273725 (State or other jurisdiction (Commissi
November 4, 2021	8-K/A	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 14, 2021 CONNECTONE BANCORP, INC. (Exact name of Company as specified in its charter) New Jersey 000-11486 52-1273725 (State or other jurisdiction (Commissio
October 28, 2021	EX-99.1	ConnectOne Bancorp, Inc. Reports Solid Third Quarter 2021 Results; Declares 18% Increase in Quarterly Common Dividend and Increases Share Repurchase Program by 2 Million Shares EXHIBIT 99.1 ConnectOne Bancorp, Inc. Reports Solid Third Quarter 2021 Results; Declares 18% Increase in Quarterly Common Dividend and Increases Share Repurchase Program by 2 Million Shares ENGLEWOOD CLIFFS, N.J., Oct. 28, 2021 (GLOBE NEWSWIRE) - ConnectOne Bancorp, Inc. (Nasdaq: CNOB) (the ?Company? or ?ConnectOne?), parent company of ConnectOne Bank (the ?Bank?), today reported net income of $32
October 28, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2021 ConnectOne Bancorp, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11486 52-1273725 (State or Other Jurisdiction of Incorporation) (Commis
October 14, 2021	EX-99.1	ConnectOne Bancorp, Inc. to Host 2021 Third Quarter Results Conference Call on October 28, 2021 EXHIBIT 99.1 ConnectOne Bancorp, Inc. to Host 2021 Third Quarter Results Conference Call on October 28, 2021 ENGLEWOOD CLIFFS, N.J., Oct. 14, 2021 (GLOBE NEWSWIRE) - ConnectOne Bancorp, Inc. (Nasdaq: CNOB) (the ?Company? or ?ConnectOne?), parent company of ConnectOne Bank (the ?Bank?), today announced that it plans to release results for the third quarter ended September 30, 2021, before the marke
October 14, 2021	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 14, 2021 ConnectOne Bancorp, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11486 52-1273725 (State or Other Jurisdiction of Incorporation) (Commis
September 8, 2021	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2021 CONNECTONE BANCORP, INC. (Exact name of Company as specified in its charter) New Jersey 000-11486 52-1273725 (State or other jurisdiction (Commission File Number) (I
September 8, 2021	EX-99.1	CNOB September 2021 Investor Presentation About ConnectOne Bancorp, Inc. Client first and sense of urgency in every business decision from top to bottom of organization Strong Culture Founde d in 2005 to capitalize on poor customer service offered to Exhibit 99.1 CNOB September 2021 Investor Presentation About ConnectOne Bancorp, Inc. Client first and sense of urgency in every business decision from top to bottom of organization Strong Culture Founde d in 2005 to capitalize on poor customer service offered to middle market clients by other institutions $ 7.7 Billion in Total Assets 2 One of the most efficient banks in the U.S. due to structure
September 3, 2021	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 31, 2021 CONNECTONE BANCORP, INC. (Exact name of Company as specified in its charter) New Jersey 000-11486 52-1273725 (State or other jurisdiction (Commission (IRS Employer of
August 19, 2021	8-A12B	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ____________________ FORM 8-A ____________________ FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 _____ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 CONNECTONE BANCORP, INC. (Exact name of registrant as specified in its charter) New Jersey 22-3412577 (State or other jurisdiction of incorporation or organization) (IRS Employer Identification No.
August 19, 2021	EX-3.2	Certificate of Amendment designating the 5.25% Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A, of the Company, filed with the Department of the Treasury of the State of New Jersey and effective August 17, 2021(incorporated herein by reference to Exhibit 3.2 to the Company’s Registration Statement on Form 8-A, filed on August 19, 2021) CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF CONNECTONE BANCORP, INC.
August 19, 2021	EX-4.2	Deposit Agreement, dated as of August 19, 2021, among the Company, Broadridge Corporate Issuer Solutions, Inc., as depositary, and the holders from time to time of the depositary receipts described therein DEPOSIT AGREEMENT among CONNECTONE BANCORP INC., BROADRIDGE CORPORATE ISSUER SOLUTIONS, INC., as Depositary, and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED HEREIN Dated as of August 19, 2021 TABLE OF CONTENTS ARTICLE I DEFINED TERMS 4 Section 1.1. Definitions 4 ARTICLE II FORM OF RECEIPTS, DEPOSIT OF SERIES A PREFERRED STOCK, EXECUTION AND DELIVERY, TRANSFER, SURRENDER AND
August 19, 2021	EX-4.1	Specimen of the Company’s 5.25% Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A Certificate (incorporated herein by reference to Exhibit 4.1 to the Company’s Registration Statement on Form 8-A, filed on August 19, 2021). Number 1 115,000 Shares 5.25% FIXED RATE RESET 5.25% FIXED RATE RESET NON-CUMULATIVE PERPETUAL NON-CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES A PREFERRED STOCK, SERIES A ConnectOne Bancorp, Inc. SEE REVERSE FOR A CORPORATION FORMED IMPORTANT NOTICE ON UNDER THE LAWS OF THE TRANSFER RESTRICTIONS STATE OF NEW JERSEY AND OTHER INFORMATION CUSIP 20786W 404 ISIN US20786W4042 This Certifies that BROAD
August 19, 2021	8-K	Material Modification to Rights of Security Holders, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 19, 2021 (August 13, 2021) CONNECTONE BANCORP, INC. (Exact name of Company as specified in its charter) New Jersey 000-11486 52-1273725 (State or other jurisdiction (Commission
August 13, 2021	EX-1.1	Underwriting Agreement, dated August 12, 2021, by and among ConnectOne Bancorp, Inc. Piper Sandler & Co., Raymond James & Associates, Inc., Keefe Bruyette & Woods, Inc., and Stephens, Inc. Execution Version 4,000,000 Depositary Shares Each Representing a 1/40th Interest in a Share of 5.
August 13, 2021	424B2	4,000,000 Depositary Shares Each Representing a 1/40th Interest in a Share of 5.25% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A 424B2 1 cnob3944161-424b2.htm PROSPECTUS FILED PURSUANT TO RULE 424(B)(2) Filed Pursuant to Rule 424(b)(2) Registration No. 333-258093 Prospectus Supplement (To Prospectus dated July 22, 2021) 4,000,000 Depositary Shares Each Representing a 1/40th Interest in a Share of 5.25% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A We are offering 4,000,000 depositary shares, each repre
August 13, 2021	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2021 CONNECTONE BANCORP, INC. (Exact name of Company as specified in its charter) New Jersey 000-11486 52-1273725 (State or other jurisdiction (Commission (IRS Employer of
August 12, 2021	FWP	4,000,000 Depositary Shares, Each Representing a 1/40th Interest in a Share of 5.25% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A Term Sheet Free Writing Prospectus Filed pursuant to Rule 433 Registration No. 333-258093 August 12, 2021 4,000,000 Depositary Shares, Each Representing a 1/40th Interest in a Share of 5.25% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A Term Sheet Issuer: ConnectOne Bancorp, Inc. (the ?Company?) Security: Depositary shares (?Depositary Shares?), each representing a 1/40th interest in a
August 12, 2021	EX-99.1	ConnectOne Bancorp, Inc. Announces Pricing of Depositary Shares Offering EXHIBIT 99.1 ConnectOne Bancorp, Inc. Announces Pricing of Depositary Shares Offering ENGLEWOOD CLIFFS, N.J., Aug. 12, 2021 (GLOBE NEWSWIRE) - ConnectOne Bancorp, Inc. (NASDAQ: ?CNOB?), (the ?Company?), the holding company for ConnectOne Bank (the ?Bank?), announced today that it has priced a public offering of 4,000,000 depositary shares with a liquidation preference of $25.00 per share (the "Dep
August 12, 2021	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2021 ConnectOne Bancorp, Inc. (Exact name of registrant as specified in its charter) New Jersey 000-11486 52-1273725 (State or Other Jurisdiction of Incorporation) (Commiss
August 11, 2021	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2021 CONNECTONE BANCORP, INC. (Exact name of Company as specified in its charter) New Jersey 000-11486 52-1273725 (State or other jurisdiction (Commission (IRS Employer of
August 11, 2021	EX-99.1	Investor Presentation dated August 2021.
August 11, 2021	424B5	Subject to Completion, Dated August 11, 2021 Filed Pursuant to Rule 424(b)(5) Registration No. 333-258093 The information in this preliminary prospectus supplement is not complete and may be changed. A registration statement relating to the securities has been declared effective by the Securities and Exchange Commission. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities and are n
August 6, 2021	10-Q	UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION Washington, D.
July 29, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2021 ConnectOne Bancorp, Inc. (Exact name of registrant as specified in its charter) New Jersey 001-11486 52-1273725 (State or Other Jurisdiction of Incorporation) (Commissio
July 29, 2021	EX-99.1	ConnectOne Bancorp, Inc. Reports Second Quarter 2021 Results; Declares Common Dividend EXHIBIT 99.1 ConnectOne Bancorp, Inc. Reports Second Quarter 2021 Results; Declares Common Dividend ENGLEWOOD CLIFFS, N.J., July 29, 2021 (GLOBE NEWSWIRE) - ConnectOne Bancorp, Inc. (Nasdaq: CNOB) (the ?Company? or ?ConnectOne?), parent company of ConnectOne Bank (the ?Bank?), today reported net income of $32.2 million for the second quarter of 2021 compared with $33.0 million for the first quarte
July 22, 2021	S-3ASR	As filed with the Securities and Exchange Commission on July 22, 2021 Registration No. 333-_______ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CONNECTONE BAN As filed with the Securities and Exchange Commission on July 22, 2021 Registration No.
July 22, 2021	EX-4.10	Form of Senior Debt Indenture** CONNECTONE BANCORP, INC. SENIOR DEBT INDENTURE DATED AS OF , 20 , TRUSTEE TABLE OF CONTENTS Page Number ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.1 Definitions 1 Section 1.2 Other Definitions 4 Section 1.3 Incorporation by Reference of Trust Indenture Act 4 Section 1.4 Rules of Construction 4 ARTICLE II THE SECURITIES 4 Section 2.1 Issuable in Series 4 Section 2.2 Establishm
July 22, 2021	EX-4.9	Form of Trust Indenture** CONNECTONE BANCORP, INC. As Issuer, and [INSERT NAME OF TRUSTEE] As Trustee INDENTURE Dated as of , 20 Providing for the Issuance of Debt Securities TABLE OF CONTENTS ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 101 Definitions 1 Section 102 Compliance Certificates and Opinions 9 Section 103 Form of Documents Delivered to Trustee 10 Section 104 Acts of Holders 10 Section 105 Requ
July 22, 2021	EX-24.1	Power of Attorney** Exhibit 24.1 POWER OF ATTORNEY Each person whose signature appears below hereby makes, constitutes and appoints Frank Sorrentino III, and William S. Burns, each of them with full power to act without the other, his or her true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him or her and in his or her name, place and stead, in any and all capacities
July 15, 2021	EX-99.1	ConnectOne Bancorp, Inc. to Host 2021 Second Quarter Results Conference Call on July 29, 2021 EXHIBIT 99.1 ConnectOne Bancorp, Inc. to Host 2021 Second Quarter Results Conference Call on July 29, 2021 ENGLEWOOD CLIFFS, N.J., July 15, 2021 (GLOBE NEWSWIRE) - ConnectOne Bancorp, Inc. (Nasdaq: CNOB) (the ?Company? or ?ConnectOne?), parent company of ConnectOne Bank (the ?Bank?), today announced that it plans to release results for the second quarter ended June 30, 2021, before the market open
July 15, 2021	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 15, 2021 ConnectOne Bancorp, Inc. (Exact name of registrant as specified in its charter) New Jersey 001-11486 52-1273725 (State or Other Jurisdiction of Incorporation) (Commissio
June 9, 2021	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2021 CONNECTONE BANCORP, INC. (Exact name of Company as specified in its charter) New Jersey 000-11486 52-1273725 (State or other jurisdiction (Commission File Number) (IRS Em
June 9, 2021	EX-99.1	CNOB June 2021 Investor Presentation About ConnectOne Bancorp, Inc. Client first and sense of urgency in every business decision from top to bottom of organization Strong Culture Founded in 2005 to capitalize on poor customer service offered to middl Exhibit 99.1 CNOB June 2021 Investor Presentation About ConnectOne Bancorp, Inc. Client first and sense of urgency in every business decision from top to bottom of organization Strong Culture Founded in 2005 to capitalize on poor customer service offered to middle market clients by other institutions $7.5 Billion in Total Assets 2 One of the most efficient banks in the U.S. due to structure, use o
May 25, 2021	EX-3.1	Certificate of Amendment to the Restated Certificate of Incorporation as of May 25, 2021 is incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K filed with the SEC on May 25, 2021. Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF CONNECTONE BANCORP, INC. To: Division of Revenue State of New Jersey In accordance with the provisions of Section 14A:9-2(4) of the New Jersey Business Corporation Act, the undersigned Corporation executes the following Certificate of Amendment to the Certificate of Incorporation: 1. The name of the Corporation is ConnectO
May 25, 2021	8-K	Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2021 CONNECTONE BANCORP, INC. (Exact name of Company as specified in its charter) New Jersey 000-11486 52-1273725 (State or other jurisdiction (Commission (IRS Employer of inc
May 7, 2021	10-Q	Quarterly Report - QUARTERLY REPORT Table of Contents UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION Washington, D.
April 29, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2021 ConnectOne Bancorp, Inc. (Exact name of registrant as specified in its charter) New Jersey 001-11486 52-1273725 (State or Other Jurisdiction of Incorporation) (Commissi
April 29, 2021	EX-99.1	ConnectOne Bancorp, Inc. Reports First Quarter 2021 Results; Increases Common Dividend EXHIBIT 99.1 ConnectOne Bancorp, Inc. Reports First Quarter 2021 Results; Increases Common Dividend ENGLEWOOD CLIFFS, N.J., April 29, 2021 (GLOBE NEWSWIRE) - ConnectOne Bancorp, Inc. (Nasdaq: CNOB) (the ?Company? or ?ConnectOne?), parent company of ConnectOne Bank (the ?Bank?), today reported net income of $33.0 million for the first quarter of 2021 compared with $25.6 million for the fourth quart
April 15, 2021	DEF 14A	proxy statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
April 15, 2021	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2021 ConnectOne Bancorp, Inc. (Exact name of registrant as specified in its charter) New Jersey 001-11486 52-1273725 (State or Other Jurisdiction of Incorporation) (Commissi
April 15, 2021	EX-99.1	ConnectOne Bancorp, Inc. to Host 2021 First Quarter Results Conference Call on April 29, 2021 EXHIBIT 99.1 ConnectOne Bancorp, Inc. to Host 2021 First Quarter Results Conference Call on April 29, 2021 ENGLEWOOD CLIFFS, N.J., April 15, 2021 (GLOBE NEWSWIRE) - ConnectOne Bancorp, Inc. (Nasdaq: CNOB) (the “Company” or “ConnectOne”), parent company of ConnectOne Bank (the “Bank”), today announced that it plans to release results for the first quarter ended March 31, 2021 before the market open
March 31, 2021	SC 13G/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* CONNECTONE BANCORP INC (Name of Issuer) Common Stock (Title of Class of Securities) (CUSIP Number) Mar UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* CONNECTONE BANCORP INC (Name of Issuer) Common Stock (Title of Class of Securities) 20786W107 (CUSIP Number) March 18, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S
March 29, 2021	PRE 14A	- PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
March 1, 2021	EX-21.1	Subsidiaries of the Registrant EX-21.1 3 cnob10kex21-1.htm SUBSIDIARIES OF THE REGISTRANT Exhibit 21.1 Subsidiaries of the Registrant as of December 31, 2020 The following table sets forth the names of the registrant’s direct and indirect subsidiaries and the state or other jurisdiction of incorporation of each such entity. In each case, the names of the listed subsidiaries are the same as the names under which such subsidiarie
March 1, 2021	10-K	Annual Report - ANNUAL REPORT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Fiscal Year Ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Transition Period from ?to ? Commission File Number: 0
March 1, 2021	EX-4	The Registrant's Capital Stock Exhibit 4 The Registrant’s Capital Stock As of December 31, 2020, ConnectOne Bancorp, Inc.
February 12, 2021	SC 13G/A	SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* ConnectOne Bancorp Inc (Name of Issuer) Common Stock (Title of Class of Securities) 20786W107 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this
February 11, 2021	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 11, 2021 CONNECTONE BANCORP, INC. (Exact name of Company as specified in its charter) New Jersey 001-11486 52-1273725 (State or other jurisdiction (Commission (IRS Employer o

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