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| CIK | 1334325 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Coda Octopus Group, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e) |
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| August 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e) |
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| July 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2025 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 001-38154 34-2008348 (State or other jurisdiction of incorporation or organization (Comm |
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| June 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38154 CODA OCTOP |
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| May 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2025 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 001-38154 34-2008348 (State or other jurisdiction of incorporation or organization (Commi |
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| March 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38154 CODA OCT |
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| January 29, 2025 |
Exhibit 10.36 |
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| January 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2024 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-38154 CODA OCTOPUS GROUP, INC. (Exact name of registrant as specified in its char |
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| November 15, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2024 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 001-38154 34-2008348 (State or other jurisdiction of incorporation or organization ( |
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| November 15, 2024 |
Exhibit 99.1 |
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| November 12, 2024 |
CODA / Coda Octopus Group, Inc. / TOCQUEVILLE ASSET MANAGEMENT L.P. Passive Investment SC 13G/A 1 d1151583513g-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Coda Octopus Group, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 19188U206 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the ap |
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| September 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Coda Octopus Group, Inc (Name of Issuer) Common Shares of Beneficial Interest, $0.01 PAR VALUE (Title of Class of Securities) 19188U107 (CUSIP Number) (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| September 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38154 CODA OCTOPU |
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| September 9, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2024 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 001-38154 34-2008348 (State or other jurisdiction of incorporation or organization ( |
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| August 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)( |
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| July 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)( |
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| June 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38154 CODA OCTOP |
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| May 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2024 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 001-38154 34-2008348 (State or other jurisdiction of incorporation or organization (Commi |
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| April 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 10, 2024 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 001-38154 34-2008348 (State or other jurisdiction of incorporation or organization (Com |
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| April 15, 2024 |
Coda Octopus Group Appoints Gwenael Rouy Poirier to its Board of Directors Exhibit 99.1 Coda Octopus Group Appoints Gwenael Rouy Poirier to its Board of Directors ORLANDO, FL, [April 12, 2024] - Coda Octopus Group, Inc. (“CODA” or the “Company”) (Nasdaq: CODA), a global market leader in real-time 3D/4D/5D and 6D imaging sonar technology for real-time subsea intelligence and real time information platform diving technology, announced the appointment of Gwenael Rouy Poirie |
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| March 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38154 CODA OCT |
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| March 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2024 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 001-38154 34-2008348 (State or other jurisdiction of incorporation or organization (Comm |
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| February 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2024 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 001-38154 34-2008348 (State or other jurisdiction of incorporation or organization ( |
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| February 12, 2024 |
CODA / Coda Octopus Group, Inc. / TOCQUEVILLE ASSET MANAGEMENT L.P. Passive Investment SC 13G/A 1 d1096670713g-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Coda Octopus Group, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 19188U206 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the app |
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| January 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2023 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-38154 CODA OCTOPUS GROUP, INC. (Exact name of registrant as specified in its char |
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| October 24, 2023 |
SC 13G 1 coda102423.htm TOUCHSTONE CAPITAL, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Coda Octopus Group, Inc (Name of Issuer) Common Shares of Beneficial Interest, $0.01 PAR VALUE (Title of Class of Securities) 19188U107 (CUSIP Number) September 28, 2023 (Date of Event which Requires Filing of this Statement |
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| September 13, 2023 |
Coda Octopus Group, Inc. Clawback Policy Exhibit 10.1 CODA OCTOPUS GROUP, INC. CLAWBACK POLICY (As adopted on September 7, 2023) 1. Introduction and Purpose a. Introduction. This document sets forth the Coda Octopus Group, Inc. Clawback Policy (the “Policy”), as adopted on September 7, 2023. b. Purpose. Coda Octopus Group, Inc. (the “Company”) has established this Policy to appropriately align the interests of the executives of the Compa |
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| September 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38154 CODA OCTOPU |
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| September 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 7, 2023 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 001-38154 34-2008348 (State or other jurisdiction of incorporation or organization ( |
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| September 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 30, 2023 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 001-38154 34-2008348 (State or other jurisdiction of incorporation or organization (Co |
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| September 5, 2023 |
Employment Agreement dated August 30, 2023, between the Company and John Price. Exhibit 10.39 Execution Copy Dated August 30, 2023 Employment Agreement between John Price and Coda Octopus group, Inc. Contents Clause 1. Interpretation 1 2. Term of appointment 3 3. Duties 3 4. Activities 5 5. Place of work 5 6. Hours of work 6 7. Compensation and Benefits 6 8. D&O Insurance 7 9. Reimbursement of Expenses 7 10. Paid Time Off (“PTO”) 8 11. Confidential information 8 12. Intellect |
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| August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)( |
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| August 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)( |
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| June 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2023 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 001-38154 34-2008348 (State or other jurisdiction of incorporation or organization (Comm |
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| June 29, 2023 |
Exhibit 99.1 Coda Octopus Group Restructures its Board of Directors and Appoints Brigadier General Anthony J. Tata (Ret.) and Robert Harcourt to its Board of Directors ORLANDO, FL, June 29, 2023 - Coda Octopus Group, Inc. (“CODA” or the “Company”) (Nasdaq: CODA), a global market leader in real-time 3D/4D/5D and 6D imaging sonar technology for real-time subsea intelligence and real time information |
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| June 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38154 CODA OCTOP |
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| May 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2023 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 001-38154 34-2008348 (State or other jurisdiction of incorporation or organization (Commis |
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| March 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38154 CODA OCT |
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| February 13, 2023 |
CODA / Coda Octopus Group, Inc. / TOCQUEVILLE ASSET MANAGEMENT L.P. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 6, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2023 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 001-38154 34-2008348 (State or other jurisdiction of incorporation or organization (C |
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| February 6, 2023 |
Exhibit 99.1 |
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| January 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2022 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-38154 CODA OCTOPUS GROUP, INC. (Exact name of registrant as specified in its char |
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| September 23, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 22, 2022 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 001-38154 34-2008348 (State or other jurisdiction of incorporation or organization |
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| September 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38154 CODA OCTOPU |
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| August 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)( |
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| August 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)( |
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| June 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38154 CODA OCTOP |
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| May 31, 2022 |
Employment Agreement dated May 24, 2022, between the Company and Nathan Parker. Exhibit 10.39 Dated MAY 23, 2022 Employment Agreement between Nathan Parker and Coda Octopus group, Inc. Contents Clause 1. Interpretation 1 2. Term of appointment 3 3. Duties 3 4. Other Activities 4 5. Place of work 5 6. Hours of work 5 7. Compensation and Benefits 5 8. D&O Insurance 6 9. Reimbursement of Expenses 6 10. Paid Time Off (?PTO?) 7 11. Confidential information 7 12. Intellectual prope |
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| May 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2022 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 001-38154 34-2008348 (State or other jurisdiction of incorporation or organization (Commi |
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| March 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38154 CODA OCT |
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| February 25, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2022 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 001-38154 34-2008348 (State or other jurisdiction of incorporation or organization ( |
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| February 25, 2022 |
Exhibit 99.1 |
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| February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2021 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-38154 CODA OCTOPUS GROUP, INC. (Exact name of registrant as specified in its char |
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| February 14, 2022 |
Employment Agreement dated May 7, 2021 between Coda Octopus Colme, Inc and Kevin Kane ********* Exhibit 10.37 |
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| February 9, 2022 |
CODA / Coda Octopus Group, Inc. / Ezralow Bryan - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 4) Under the Securities Exchange Act of 1934 INFORMATION TO BE INCLUDED IN STATEMENT FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 CODA OCTOPUS GROUP, INC. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) |
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| January 31, 2022 |
OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0058 Expires: February 28, 2022 Estimated average burden hours per response. 2.50 FORM 12b-25 SEC FILE NUMBER 001-38154 CUSIP NUMBER NOTIFICATION OF LATE FILING (Check one): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-CEN ? Form N-CSR For Period Ended: 10/31/2021 ? Transit |
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| January 25, 2022 |
CODA / Coda Octopus Group, Inc. / Sandy Hills BV - SCHEDULE 13G AMENDMENT NO. 5 Passive Investment SC 13G/A 1 d270021dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* Coda Octopus Group, Inc. (Name of Issuer) Common stock, par value $0.001 per share (Title of Class of Securities) 19188U107 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing |
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| January 25, 2022 |
EXHIBIT 1 POWER OF ATTORNEY Know all by these presents, that the undersigned, on behalf of Sandy Hills BV (the ?Reporting Person?), in the undersigned?s capacity as a statutory director of Malabar Hill NV, the statutory director of the Reporting Person, hereby constitutes and appoints F. |
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| October 14, 2021 |
As filed with the Securities and Exchange Commission on October 14, 2021 Registration No. |
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| October 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 4, 2021 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 001-38154 34-2008348 (State or other jurisdiction of incorporation or organization (Co |
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| September 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 14, 2021 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 001-38154 34-2008348 (State or other jurisdiction of incorporation or organization |
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| September 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38154 CODA OCTOPU |
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| August 2, 2021 |
2021 Stock Incentive Plan******* UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission only (as permitted by Rule 1 |
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| July 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2021 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 001-38154 34-200-8348 (State or other jurisdiction of incorporation or organization (Com |
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| July 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission only (as permitted by Rule 1 |
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| July 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 6, 2021 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 001-38154 34-200-8348 (State or other jurisdiction of incorporation or organization (Comm |
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| June 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2021 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38154 CODA O |
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| April 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number 325-0101 Expires: June 30, 2020 Estimated average burden hours per response 1.00 FORM 144 SEC USE ONLY NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 DOCUMENT SEQUENCE NO. ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing a |
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| March 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2021 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38154 CODA |
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| February 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2021 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 001-38154 34-200-8348 (State or other jurisdiction of incorporation or organization |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 9, 2021 |
Joint Filing Agreement attached as Exhibit 99.1 Exhibit 99.1 JOINT FILING AGREEMENT The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing statements. The undersigned acknowledge that each shall be |
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| February 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 3) Under the Securities Exchange Act of 1934 INFORMATION TO BE INCLUDED IN STATEMENT FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 CODA OCTOPUS GROUP, INC. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) |
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| January 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K [X] ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2020 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-38154 CODA OCTOPUS GROUP, INC. (Exact name of registrant as specified in its |
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| January 12, 2021 |
EXHIBIT 1 EXHIBIT 1 POWER OF ATTORNEY Know all by these presents, that the undersigned, on behalf of Sandy Hills BV (the “Reporting Person”), in the undersigned’s capacity as a statutory director of Malabar Hill NV, the statutory director of the Reporting Person, hereby constitutes and appoints F. |
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| January 12, 2021 |
SCHEDULE 13G AMENDMENT NO. 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Coda Octopus Group, Inc. (Name of Issuer) Common stock, par value $0.001 per share (Title of Class of Securities) 19188U107 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the |
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| November 25, 2020 |
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0101 Washington, D. |
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| September 14, 2020 |
Submission of Matters to a Vote of Security Holders - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2020 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 001-38154 34-200-8348 (State or other jurisdiction of incorporation or organization |
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| September 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2020 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38154 CODA OC |
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| July 31, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission only (as permitted by Rule 1 |
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| July 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission only (as permitted by Rule 1 |
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| July 21, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2020 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 001-38154 34-200-8348 (State or other jurisdiction of incorporation or organization (Com |
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| July 21, 2020 |
Exhibit 99.1 |
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| June 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2020 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38154 CODA O |
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| April 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 6, 2020 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 001-38154 34-200-8348 (State or other jurisdiction of incorporation or organization (Com |
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| March 27, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 26, 2020 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 001-38154 34-200-8348 (State or other jurisdiction of incorporation or organization (Co |
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| March 27, 2020 | ||
| March 16, 2020 |
CDOC / Coda Octopus Group, Inc. 10-Q - Quarterly Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2020 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38154 CODA |
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| February 11, 2020 |
Exhibit 99.1 |
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| February 11, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 11, 2020 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 001-38154 34-200-8348 (State or other jurisdiction of incorporation or organization |
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| February 10, 2020 |
CODA / Coda Octopus Group, Inc. / Ezralow Bryan - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 2) Under the Securities Exchange Act of 1934 INFORMATION TO BE INCLUDED IN STATEMENT FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 CODA OCTOPUS GROUP, INC. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) |
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| February 10, 2020 |
Joint Filing Agreement attached as Exhibit 99.1 EX-99.1 2 g081918ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 JOINT FILING AGREEMENT The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing statements. The u |
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| February 4, 2020 |
2,284,230 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-236029 PROSPECTUS 2,284,230 Shares of Common Stock The selling stockholders named in this prospectus are offering up to 2,284,230 shares of our common stock. We will not receive any proceeds from the resale of the shares of our common stock by the selling stockholders. The selling stockholders may offer shares of our common stock from time to t |
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| January 29, 2020 |
CDOC / Coda Octopus Group, Inc. CORRESP - - January 29, 2020 VIA EDGAR United States Securities and Exchange Commission 100 F Street, N. |
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| January 28, 2020 |
COGI / Coda Octopus Group, Inc. 10-K - Annual Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K [X] ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2019 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-38154 CODA OCTOPUS GROUP, INC. (Exact name of registrant as specified in its |
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| January 27, 2020 |
CODA / Coda Octopus Group, Inc. / Sandy Hills Bv - SCHEDULE 13G AMENDMENT NO. 3 Passive Investment SCHEDULE 13G AMENDMENT NO. 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Coda Octopus Group, Inc. (Name of Issuer) Common stock, par value $0.001 per share (Title of Class of Securities) 19188U107 (CUSIP Number) December 31, 2019 (Date of Event which Requires Filing of this Statement) Check the |
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| January 27, 2020 |
Power of Attorney granted by F.H. Fentener van Vlissingen EX-99.1 2 d858536dex991.htm EX-99.1 EXHIBIT 1 POWER OF ATTORNEY Know all by these presents, that the undersigned, on behalf of Sandy Hills BV (the “Reporting Person”), in the undersigned’s capacity as a statutory director of Malabar Hill NV, the statutory director of the Reporting Person, hereby constitutes and appoints F. Douglas Raymond as the undersigned’s true and lawful attorney-in-fact to: 1 |
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| January 23, 2020 |
COGI / Coda Octopus Group, Inc. S-3 - - As filed with the Securities and Exchange Commission on January 23, 2020 Registration No. |
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| January 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 1, 2020 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 001-38154 34-200-8348 (State or other jurisdiction of incorporation or organization (C |
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| December 2, 2019 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 27, 2019 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 001-38154 34-200-8348 (State or other jurisdiction of incorporation or organization |
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| September 16, 2019 |
COGI / Coda Octopus Group, Inc. 10-Q - Quarterly Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2019 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38154 CODA OC |
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| September 13, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 10, 2019 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 001-38154 34-200-8348 (State or other jurisdiction of incorporation or organization |
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| September 9, 2019 |
COGI / Coda Octopus Group, Inc. CORRESP - - September 9, 2019 VIA EDGAR United States Securities and Exchange Commission 100 F Street, N. |
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| August 29, 2019 |
COGI / Coda Octopus Group, Inc. S-3 - - As filed with the Securities and Exchange Commission on August 29, 2019 Registration No. |
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| August 5, 2019 |
CODA / Coda Octopus Group, Inc. / Sandy Hills Bv - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Coda Octopus Group, Inc. (Name of Issuer) Common stock, par value $0.001 per share (Title of Class of Securities) 19188U107 (CUSIP Number) August 2, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to desi |
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| August 5, 2019 |
Power of Attorney granted by F.H. Fentener van Vlissingen EX-99.1 EXHIBIT 1 POWER OF ATTORNEY Know all by these presents, that the undersigned, on behalf of Sandy Hills BV (the “Reporting Person”), in the undersigned’s capacity as a statutory director of Malabar Hill NV, the statutory director of the Reporting Person, hereby constitutes and appoints F. Douglas Raymond as the undersigned’s true and lawful attorney-in-fact to: 1. execute for and on behalf |
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| August 2, 2019 |
COGI / Coda Octopus Group, Inc. DEF 14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission only (as permitted by Rule 1 |
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| July 26, 2019 | ||
| July 26, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2019 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 001-38154 34-200-8348 (State or other jurisdiction of incorporation or organization (Com |
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| July 23, 2019 |
COGI / Coda Octopus Group, Inc. PRE 14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission only (as permitted by Rule 1 |
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| July 3, 2019 |
COGI / Coda Octopus Group, Inc. 10-Q/A - Quarterly Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2019 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38154 CODA |
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| June 21, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 21, 2019 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 001-38154 34-200-8348 (State or other jurisdiction of incorporation or organization (Com |
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| June 21, 2019 | ||
| June 18, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2019 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 001-38154 34-200-8348 (State or other jurisdiction of incorporation or organization (Com |
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| June 13, 2019 |
COGI / Coda Octopus Group, Inc. 10-Q - Quarterly Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2019 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38154 CODA O |
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| June 4, 2019 |
Power of Attorney granted by F.H. Fentener van Vlissingen EX-99.1 2 d689373dex991.htm EX-99.1 EXHIBIT 1 POWER OF ATTORNEY Know all by these presents, that the undersigned, on behalf of Sandy Hills BV (the “Reporting Person”), in the undersigned’s capacity as a statutory director of Malabar Hill NV, the statutory director of the Reporting Person, hereby constitutes and appoints F. Douglas Raymond as the undersigned’s true and lawful attorney-in-fact to: 1 |
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| June 4, 2019 |
CODA / Coda Octopus Group, Inc. / Sandy Hills Bv - SC 13G/A Passive Investment SC 13G/A 1 d689373dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Coda Octopus Group, Inc. (Name of Issuer) Common stock, par value $0.001 per share (Title of Class of Securities) 19188U107 (CUSIP Number) April 3, 2019 (Date of Event which Requires Filing of this Statement) Chec |
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| May 13, 2019 |
COGI / Coda Octopus Group, Inc. 10-Q/A Quarterly Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2019 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Num |
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| April 23, 2019 |
COGI / Coda Octopus Group, Inc. CORRESP - - Louis A. Brilleman, P.C. 1140 Avenue of the Americas, 9th Floor New York, NY 10036 Phone: 212-584-7805 Fax: 646-380-6635 April 23, 2019 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Melissa Gilmore Melissa Raminpour Re: Coda Octopus Group, Inc. (the “Company”) Form 10-K for the Fiscal Year Ended October 31, 2018 Filed February 1, 2019 File No. 001-38154 De |
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| April 23, 2019 |
COGI / Coda Octopus Group, Inc. (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A Amendment No. 2 [X] ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2018 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-38154 CODA OCTOPUS GROUP, INC. (Exact name of registrant as |
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| April 17, 2019 |
COGI / Coda Octopus Group, Inc. CORRESP - - Louis A. Brilleman, P.C. 1140 Avenue of the Americas, 9th Floor New York, NY 10036 Phone: 212-584-7805 Fax: 646-380-6635 April 17, 2019 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Melissa Gilmore Melissa Raminpour Re: Coda Octopus Group, Inc. (the “Company”) Form 10-K for the Fiscal Year Ended October 31, 2018 Filed February 1, 2019 File No. 001-38154 De |
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| March 18, 2019 |
COGI / Coda Octopus Group, Inc. (Quarterly Report) 10-Q 1 form10-q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2019 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File N |
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| February 14, 2019 |
CODA / Coda Octopus Group, Inc. / Ezralow Bryan - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 1) Under the Securities Exchange Act of 1934 INFORMATION TO BE INCLUDED IN STATEMENT FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 CODA OCTOPUS GROUP, INC. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) |
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| February 14, 2019 |
Joint Filing Agreement attached as Exhibit 99.1 Exhibit 99.1 JOINT FILING AGREEMENT The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing statements. The undersigned acknowledge that each shall be |
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| February 7, 2019 |
COGI / Coda Octopus Group, Inc. 10-K/A (Annual Report) 10-K/A 1 form10ka.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A Amendment No. 1 [X] ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2018 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-38154 CODA OCTOPUS GROUP, INC. (Exact |
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| February 1, 2019 |
COGI / Coda Octopus Group, Inc. 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K [X] ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2018 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-38154 CODA OCTOPUS GROUP, INC. (Exact name of registrant as specified in its |
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| January 29, 2019 |
COGI / Coda Octopus Group, Inc. NT 10-K OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0058 Expires: August 31, 2015 Estimated average burden hours per response. 2.50 FORM 12b-25 SEC FILE NUMBER 001-38154 CUSIP NUMBER NOTIFICATION OF LATE FILING (Check one): [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: October |
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| January 17, 2019 |
CDOC / Coda Octopus Group, Inc. / BRONSON STEVEN N - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No.1) CODA OCTOPUS GROUP, INC. (Name of Issuer) COMMON STOCK, $0.001 PAR VALUE PER SHARE (Title of Class of Securities) 19188U206 (CUSIP Number) Dec |
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| December 14, 2018 |
Power of Attorney granted by F.H. Fentener van Vlissingen EX-99.1 2 d671905dex991.htm EX-99.1 EXHIBIT 1 POWER OF ATTORNEY Know all by these presents, that the undersigned, on behalf of Sandy Hills BV (the “Reporting Person”), in the undersigned’s capacity as a statutory director of Malabar Hill NV, the statutory director of the Reporting Person, hereby constitutes and appoints F. Douglas Raymond as the undersigned’s true and lawful attorney-in-fact to: 1 |
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| December 14, 2018 |
CODA / Coda Octopus Group, Inc. / Sandy Hills Bv - SC 13G Passive Investment SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Coda Octopus Group, Inc. (Name of Issuer) Common stock, par value $0.001 per share (Title of Class of Securities) 19188U107 (CUSIP Number) December 12, 2018 (Date of Event which Requires Filing of this Statement) Check the appropriate box to design |
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| December 14, 2018 |
CODA / Coda Octopus Group, Inc. / Forest Manor N.V. - SC 13G/A Passive Investment SC 13G/A 1 d668456dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Coda Octopus Group, Inc. (Name of Issuer) Common stock, par value $0.001 per share (Title of Class of Securities) 19188U107 (CUSIP Number) December 12 , 2018 (Date of Event which Requires Filing of this Statement) C |
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| October 4, 2018 |
COGI / Coda Octopus Group, Inc. S-8 As filed with the Securities and Exchange Commission on October 4, 2018 Registration No. |
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| September 13, 2018 |
COGI / Coda Octopus Group, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2018 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38154 CODA OC |
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| July 27, 2018 |
Submission of Matters to a Vote of Security Holders, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2018 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 001-38154 34-200-8348 (State or other jurisdiction of incorporation or organization (Com |
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| July 2, 2018 |
DEF 14A 1 def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission only (a |
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| June 19, 2018 |
COGI / Coda Octopus Group, Inc. PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission only (as permitted by Rule 1 |
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| June 14, 2018 |
COGI / Coda Octopus Group, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2018 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38154 CODA O |
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| May 23, 2018 | ||
| May 23, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2018 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 001-38154 34-200-8348 (State or other jurisdiction of incorporation or organization (Comm |
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| May 3, 2018 |
2,588,738 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-224408 PROSPECTUS 2,588,738 Shares of Common Stock The selling stockholders named in this prospectus are offering up to 2,588,738 shares of our common stock. We will not receive any proceeds from the resale of the shares of our common stock by the selling stockholders. The selling stockholders may offer shares of our common stock from time to t |
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| April 30, 2018 |
COGI / Coda Octopus Group, Inc. CORRESP April 30, 2018 VIA EDGAR United States Securities and Exchange Commission 100 F Street, N. |
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| April 23, 2018 |
COGI / Coda Octopus Group, Inc. S-3 S-3 1 forms-3.htm As filed with the Securities and Exchange Commission on April 23, 2018 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Coda Octopus Group, Inc. (Exact name of registrant as specified in its charter) Delaware 34-2008348 (State or other jurisdiction of incorporation or org |
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| March 19, 2018 |
CODA / Coda Octopus Group, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2018 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38154 CODA |
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| February 13, 2018 |
Joint Filing Agreement attached as Exhibit 99.1 Exhibit 99.1 JOINT FILING AGREEMENT The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing statements. The undersigned acknowledge that each shall be |
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| February 13, 2018 |
CODA / Coda Octopus Group, Inc. / Ezralow Bryan - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 INFORMATION TO BE INCLUDED IN STATEMENT FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 CODA OCTOPUS GROUP, INC. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 19188U107 (CUSIP Num |
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| February 8, 2018 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2018 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 001-38154 34-200-8348 (State or other jurisdiction of incorporation or organization ( |
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| February 7, 2018 |
POWER OF ATTORNEY Know all by these presents, that the undersigned, on behalf of Forest Manor NV (the "Reporting Person"), in the undersigned's capacity as a statutory director of Malabar Hill NV, the statutory director of the Reporting Person, hereby constitutes and appoints F. |
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| February 7, 2018 |
CDOC / Coda Octopus Group, Inc. / BRONSON STEVEN N - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. )* CODA OCTOPUS GROUP, INC. (Name of Issuer) COMMON STOCK, $0.001 PAR VALUE PER SHARE (Title of Class of Securities) 19188U206 (CUSIP Number) De |
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| February 7, 2018 |
EX99.1 EXHIBIT 1 POWER OF ATTORNEY Know all by these presents, that the undersigned, on behalf of Forest Manor NV (the “Reporting Person”), in the undersigned’s capacity as a statutory director of Malabar Hill NV, the statutory director of the Reporting Person, hereby constitutes and appoints F. Douglas Raymond as the undersigned’s true and lawful attorney-in-fact to: 1. execute for and on behalf |
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| February 7, 2018 |
SC 13G/A 1 d529593dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Coda Octopus Group, Inc. (Name of Issuer) Common stock, par value $0.001 per share (Title of Class of Securities) 19188U107 (CUSIP Number) February 5, 2018 (Date of Event which Requires Filing of |
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| February 2, 2018 |
CODA / Coda Octopus Group, Inc. / Forest Manor N.V. - SC 13G Passive Investment SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Coda Octopus Group, Inc. (Name of Issuer) Common stock, par value $0.001 per share (Title of Class of Securities) 19188U107 (CUSIP Number) January 29, 2018 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designa |
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| February 1, 2018 |
Form of Subscription Agreement Execution Version SUBSCRIPTION AGREEMENT SUBSCRIPTION AGREEMENT (this ?Agreement?), dated as of January 29, 2018, by and between Coda Octopus Group, Inc. |
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| February 1, 2018 |
Coda Octopus Closes $4,514,180 Financing Coda Octopus Closes $4,514,180 Financing Coda Octopus Group, Inc. (CODA) announced today that it has closed an initial $4,514,180 investment by Forest Manor N.V., a Dutch investment firm with a focus on high-quality small-caps globally, in a private placement of an aggregate of 1,125,950 shares of common stock at a price of $4.40 per share, in which Forest Manor purchased 1,025,950 shares. The ter |
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| February 1, 2018 |
Unregistered Sales of Equity Securities, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2018 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 001-38154 34-200-8348 (State or other jurisdiction of incorporation or organization ( |
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| January 30, 2018 |
CDOC / Coda Octopus Group, Inc. 0-K NT 10-K 1 nt10-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC File Number 001-38154 NOTIFICATION OF LATE FILING (Check One): [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: October 31, 2017 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report o |
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| January 30, 2018 |
CODA / Coda Octopus Group, Inc. 10-K (Annual Report) 10-K 1 form10-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K [X] ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2017 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-38154 CODA OCTOPUS GROUP, INC. (Exact name of registrant |
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| January 30, 2018 |
2017 Stock Incentive Plan******* CODA OCTOPUS GROUP, INC. 2017 STOCK INCENTIVE PLAN 1. Purpose of Plan. The purpose of the Coda Octopus Group, Inc. 2017 Stock Incentive Plan (the “Plan”) is to advance the interests of Coda Octopus Group, Inc. (the “Company”) and its stockholders by enabling the Company and its Subsidiaries to attract and retain qualified individuals through opportunities for equity participation in the Company, a |
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| January 30, 2018 |
CODA OCTOPUS GROUP, INC. Code of Ethics Date: July 19, 2017 CODA OCTOPUS GROUP, INC. CODE OF ETHICS We Comply With the Law As employees, officers and directors of a public company, each of us must comply with the letter and spirit of every applicable local, state, federal and foreign law or regulation. Violations of these laws can be extremely costly to Coda Octopus Group, Inc. and its subsidiarie |
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| January 16, 2018 |
Coda Octopus Launches Next-Generation Real-Time 3D Sonar Reimagined, reengineered and repackaged, debut fourth-generation product in Coda?s 4G line, Echoscope4G? Surface, is 50% lighter and 40% smaller Shallow water applications range from port and harbor security to breakwater construction ORLANDO, FL, January 16, 2018 ? Coda Octopus Group, Inc. |
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| January 16, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 16, 2018 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 001-38154 34-200-8348 (State or other jurisdiction of (Commission (I.R.S. Employer in |
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| December 12, 2017 |
Coda Octopus Group Inc. Names Michael Midgley Chief Financial Officer Coda Octopus Group Inc. Names Michael Midgley Chief Financial Officer ORLANDO, FL, December 12, 2017 ? Coda Octopus Group, Inc. (CODA) (Nasdaq:CODA) announced that its Board of Directors has appointed Michael Midgley as the Group?s Chief Financial Officer. Mr. Midgley has served as the Company?s Acting CFO since 2013, and has been with the Coda Octopus Group for nearly ten years. In addition to hi |
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| December 12, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2017 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 001-38154 34-200-8348 (State or other jurisdiction of incorporation or organization ( |
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| September 14, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2017 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-38154 CODA OC |
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| July 20, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2017 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 000-52815 34-200-8348 (State or other jurisdiction of (Commission (I.R.S. Employer incor |
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| July 20, 2017 | ||
| July 18, 2017 |
Coda Octopus Group, Inc. Announces Uplisting to the NASDAQ Capital Market Company to Commence Trading on NASDAQ on July 19, 2017 Under New Ticker Symbol: CODA ORLANDO, FL, July 18, 2017 – Coda Octopus Group, Inc. (OTCQX:COGI), a global leader in real-time 3D sonar technology and subsea intelligence, announced that its common stock has been approved for listing on the NASDAQ Capital Market. The Com |
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| July 18, 2017 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 13, 2017 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 000-52815 34-200-8348 (State or other jurisdiction of (Commission (I.R.S. Employer incor |
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| July 18, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Coda Octopus Group, Inc. (Exact name of registrant as specified in its charter) Delaware 34-2008348 (State of incorporation or organization) (I.R.S. Employer Identification No.) 7380 Sand Lake Ro |
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| July 17, 2017 |
Coda Octopus Group Appoints Mary M. Losty to its Board of Directors Coda Octopus Group Appoints Mary M. Losty to its Board of Directors ORLANDO, FL, July 17, 2017 ? Coda Octopus Group, Inc. (OTCQX: COGI), a global leader in real-time 3D sonar technology and real time subsea intelligence, announces the appointment of Ms. Mary M. Losty to its Board of Directors. Ms. Losty?s appointment brings the Company?s Board composition to five independent directors and one exec |
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| July 17, 2017 |
8-K 1 form8-k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 11, 2017 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 000-52815 34-200-8348 (State or other jurisdiction of ( |
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| June 14, 2017 |
Coda Octopus Group (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2017 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-52815 CODA O |
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| June 2, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2017 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 000-52815 34-200-8348 (State or other jurisdiction of (Commission (I.R.S. Employer incorp |
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| May 31, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2017 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 000-52815 34-200-8348 (State or other jurisdiction of (Commission (I.R.S. Employer incorp |
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| May 2, 2017 |
8-K 1 form8-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2017 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 000-52815 34-200-8348 (State or other jurisdiction of (Commission (I. |
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| May 2, 2017 |
EX-3.3 2 ex3-3.htm coda octopus group, inc. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES C CONVERTIBLE PREFERRED STOCK PURSUANT TO SECTION 151 OF THE delaware GENERAL CORPORATION LAW The undersigned, Annmarie Gayle does hereby certify that: 1. She is the Chief Executive Office of Coda Octopus Group, Inc. a Delaware corporation (the “Corporation”). 2. The Corporation |
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| May 2, 2017 |
Coda Octopus Group, Inc. and US Subsidiaries Enter Into Loan Agreement with HSBC Bank Coda Octopus Group, Inc. and US Subsidiaries Enter Into Loan Agreement with HSBC Bank ORLANDO, FL, May X, 2017 ? Coda Octopus Group, Inc. (CODA) (OTCQX: COGI), a global leader in real-time 3D sonar technology, today announced that on April 28, 2017, the Company together with its wholly owned subsidiaries, Coda Octopus Products, Inc. and Coda Octopus Colmek, Inc., entered into a loan agreement with |
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| May 2, 2017 |
Form of Security Agreement, dated April 28, 2017****** SECURITY AGREEMENT This SECURITY AGREEMENT (this ?Security Agreement?), dated as of this day of April, 2017, is executed by and between CODA OCTOPUS GROUP, INC. |
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| May 2, 2017 |
Promissory Note dated April 28, 2017****** EX-10.35 5 ex10-35.htm PROMISSORY NOTE Date of Note: April 28, 2017 Amount of Note: EIGHT MILLION AND NO/100 DOLLARS ($8,000,000.00) Maturity Date: April 28, 2022 CODA OCTOPUS GROUP, INC., a Delaware corporation, CODA OCTOPUS PRODUCTS, INC., a Delaware corporation, and CODA OCTOPUS COLMEK, INC., a Utah Corporation (individually and/or collectively, the “Borrower, do hereby covenant and promise to |
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| May 2, 2017 |
EX-10.33 3 ex10-33.htm LOAN AGREEMENT THIS LOAN AGREEMENT (this “Agreement”), is dated as of this 28th day of April, 2017, by and between CODA OCTOPUS GROUP, INC., a Delaware corporation, CODA OCTOPUS PRODUCTS, INC., a Delaware corporation, and CODA OCTOPUS COLMEK, INC., a Utah Corporation (individually and/or collectively, the “Borrower”), and HSBC BANK USA, N.A., its successors and/or assigns (t |
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| April 19, 2017 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2017 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 000-52815 34-200-8348 (State or other jurisdiction of (Commission (I.R.S. Employer inco |
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| March 29, 2017 |
Employment Contract dated March 16, 2017 between the Company and Annmarie Gayle***** Dated Employment contract between CODA OCTOPUS GROUP, INC. and ANNMARIE GAYLE Contents Clause 1. Interpretation 1 2. Term of appointment 3 3. Duties 3 4. Directorship 4 5. Directors? and Officers? Insurance and Indemnity 4 6. Salary and other benefits 5 7. Management Incentive scheme 5 8. Expenses 5 9. Holidays 5 10. Outside interests 6 11. Confidential information 6 12. Intellectual property 6 13 |
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| March 29, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10/A Amendment No. 2 Pursuant to Section 12(b) or (g) of The Securities Exchange Act of 1934 CODA OCTOPUS GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 34-200-8348 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 7380 Sand Lake Road, Suite #5 |
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| March 29, 2017 |
Louis A. Brilleman, P.C. 1140 Avenue of the Americas, 9th Floor New York, NY 10036 Phone: 212-584-7805 Fax: 646-380-6635 March 29, 2017 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: J. Nolan McWilliams Re: Coda Octopus Group, Inc. (the ?Company?) Amendment No. 2 to Form 10, filed February 17, 2017 File No.: 000-52815 Dear Mr. McWilliams: By letter dated Ma |
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| March 29, 2017 |
EX-10.31 2 ex10-31.htm Execution Copy DEED OF AMENDMENT TO LOAN NOTE TRANSACTION DOCUMENTS by and between CODAOCTOPUS GROUP, INC., And CCM HOLDINGS LLC Dated: November 1, 2016 Execution Copy Contents Clause 1. Interpretation 2 2. Consent to Amendment 2 3. Amendment 3 4. Further Covenants And Agreement 3 5. Representation and Warranties 4 6. Binding Effect. 4 7. Incorporation by Reference. 4 8. Fur |
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| February 21, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10/A Amendment No. 1 Pursuant to Section 12(b) or (g) of The Securities Exchange Act of 1934 CODA OCTOPUS GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 34-200-8348 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 4020 Kidron Road, Suite #4, L |
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| February 17, 2017 |
10-12G 1 form10-12g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10 Pursuant to Section 12(b) or (g) of The Securities Exchange Act of 1934 CODA OCTOPUS GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 34-200-8348 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 4020 Kidron Road, Suite |
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| February 17, 2017 |
Restated Certificate of Incorporation** EXHIBIT 3.1 RESTATED CERTIFICATE OF INCORPORATION OF CODA OCTOPUS GROUP, INC. Coda Octopus Group, Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the ?Corporation?), hereby certifies that: FIRST, the name of the Corporation is Coda Octopus Group, Inc. SECOND, the date of filing of its original certificate of incorporation was |
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| February 17, 2017 |
EXHIBIT 10.30 DEED OF AMENDMENT TO LOAN NOTE TRANSACTION DOCUMENTS by and between CODAOCTOPUS GROUP, INC., And CCM HOLDINGS LLC Dated: 17 October 2016 Contents Clause 1. Interpretation 4 2. Consent to Amendment 4 3. Amendment 5 4. Representation and Warranties 5 5. Binding Effect. 5 6. Incorporation by Reference. 6 7. Further Assurances. 6 8. No Alteration. 6 9. Electronic Signatures and Transmiss |
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| August 22, 2016 |
Coda Octopus Group (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2011 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-52815 CODA O |
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| August 22, 2016 |
Coda Octopus Group (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2011 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-52815 CODA |
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| August 19, 2016 |
Coda Octopus Group (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K [X] ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2010 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-52815 CODA OCTOPUS GROUP, INC. (Exact name of registrant as specified in its |
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| August 19, 2016 |
Coda Octopus Group (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K [X] ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2010 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-52815 CODA OCTOPUS GROUP, INC. (Exact name of registrant as specified in its |
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| August 19, 2016 |
EXHIBIT A coda octopus group, inc. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES C CONVERTIBLE PREFERRED STOCK PURSUANT TO SECTION 151 OF THE delaware GENERAL CORPORATION LAW The undersigned, Annmarie Gayle, does hereby certify that: 1. She is the Chief Executive Officer of Coda Octopus Group, Inc., a Delaware corporation (the “Corporation”). 2. The Corporation is aut |
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| August 19, 2016 |
Dated 15 June 2013 Consultancy Agreement Coda Octopus Group, Inc. Pemanaco Limited Dated 15 June 2013 Consultancy Agreement between Coda Octopus Group, Inc. and Pemanaco Limited CONTENTS Clause 1. Interpretation 1 2. Term of engagement and Restrictions on Substitution 3 3. Duties 3 4. Directorship 4 5. Directors’ and Officers’ Insurance and Indemnity 5 6. Compensation and Benefits 5 7. Other activities 6 8. Confidential information and Company property 6 9. Intellectual property |
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| August 19, 2016 |
EXHIBIT A coda octopus group, inc. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES C CONVERTIBLE PREFERRED STOCK PURSUANT TO SECTION 151 OF THE delaware GENERAL CORPORATION LAW The undersigned, Annmarie Gayle, does hereby certify that: 1. She is the Chief Executive Officer of Coda Octopus Group, Inc., a Delaware corporation (the “Corporation”). 2. The Corporation is aut |
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| August 19, 2016 |
CERTIFICATE OF AMENDMENT CERTIFICATE OF INCORPORATION CODA OCTOPUS GROUP, INC. CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF CODA OCTOPUS GROUP, INC. |
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| August 19, 2016 |
Execution Copy DEED OF AMENDMENT TO LOAN NOTE TRANSACTION DOCUMENTS by and between CODAOCTOPUS GROUP, INC. |
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| August 19, 2016 |
CERTIFICATE OF AMENDMENT CERTIFICATE OF INCORPORATION CODA OCTOPUS GROUP, INC. CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF CODA OCTOPUS GROUP, INC. |
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| August 19, 2016 |
CERTIFICATE OF ELIMINATION OF THE SERIES A PREFERRED STOCK CODA OCTOPUS GROUP, INC. CERTIFICATE OF ELIMINATION OF THE SERIES A PREFERRED STOCK OF CODA OCTOPUS GROUP, INC. |
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| August 19, 2016 |
CERTIFICATE OF ELIMINATION OF THE SERIES A PREFERRED STOCK CODA OCTOPUS GROUP, INC. CERTIFICATE OF ELIMINATION OF THE SERIES A PREFERRED STOCK OF CODA OCTOPUS GROUP, INC. |
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| August 19, 2016 |
Employment Contract between Coda Octopus Colmek, Inc. and Mike Midgley**** Dated 1 June 2011 Employment contract between Coda Octopus Colmek, Inc and Mr. Mike Midgley contents clause 1 Interpretation 1 2 Term of appointment 3 3 Duties 3 4 Place of work 4 5 Compensation and Benefits 4 6 Expenses 5 7 Holidays 5 8 Outside interests 5 9 Confidential information 6 10 Intellectual Property rights 6 11 Termination 8 12 Obligations upon termination 9 13 Post-termination restrict |
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| August 19, 2016 |
CERTIFICATE OF ELIMINATION OF THE SERIES B PREFERRED STOCK CODA OCTOPUS GROUP, INC. CERTIFICATE OF ELIMINATION OF THE SERIES B PREFERRED STOCK OF CODA OCTOPUS GROUP, INC. |
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| August 19, 2016 |
Dated 15 June 2013 Consultancy Agreement Coda Octopus Group, Inc. Pemanaco Limited Dated 15 June 2013 Consultancy Agreement between Coda Octopus Group, Inc. and Pemanaco Limited CONTENTS Clause 1. Interpretation 1 2. Term of engagement and Restrictions on Substitution 3 3. Duties 3 4. Directorship 4 5. Directors’ and Officers’ Insurance and Indemnity 5 6. Compensation and Benefits 5 7. Other activities 6 8. Confidential information and Company property 6 9. Intellectual property |
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| August 19, 2016 |
Employment Contract between Coda Octopus Colmek, Inc. and Mike Midgley**** Dated 1 June 2011 Employment contract between Coda Octopus Colmek, Inc and Mr. Mike Midgley contents clause 1 Interpretation 1 2 Term of appointment 3 3 Duties 3 4 Place of work 4 5 Compensation and Benefits 4 6 Expenses 5 7 Holidays 5 8 Outside interests 5 9 Confidential information 6 10 Intellectual Property rights 6 11 Termination 8 12 Obligations upon termination 9 13 Post-termination restrict |
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| August 19, 2016 |
Dated 1 January 2013 Employment contract between Coda Octopus Products, Inc. and Mr. Blair Cunningham contents clause 1 Interpretation 1 2 Term of appointment 2 3 Duties 3 4 Place of work 4 5 Compensation and Benefits 4 6 Expenses 6 7 Holidays 6 8 Outside interests 6 9 Confidential information 7 10 Intellectual Property rights 7 11 Termination 9 12 Obligations upon termination 10 13 Post-terminati |
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| August 19, 2016 |
Consultancy Agreement dated June 15, 2013 between the Company and Taktos Limited**** Dated JUNE 15 2013 Consultancy Agreement between Coda Octopus Group, Inc. and Taktos Limited Contents Clause 1. Interpretation 1 2. Term of engagement and Restrictions on Substitution 3 3. Duties 3 4. Directorship 4 5. Directors’ and Officers’ Insurance and Indemnity 5 6. Compensation and Benefits 5 7. Other activities 6 8. Confidential information and Company .property 6 9. Intellectual property |
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| August 19, 2016 |
CERTIFICATE OF AMENDMENT CERTIFICATE OF INCORPORATION CODA OCTOPUS GROUP, INC. CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF CODA OCTOPUS GROUP, INC. |
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| August 19, 2016 |
Dated 1 January 2013 Employment contract between Coda Octopus Products, Inc. and Mr. Blair Cunningham contents clause 1 Interpretation 1 2 Term of appointment 2 3 Duties 3 4 Place of work 4 5 Compensation and Benefits 4 6 Expenses 6 7 Holidays 6 8 Outside interests 6 9 Confidential information 7 10 Intellectual Property rights 7 11 Termination 9 12 Obligations upon termination 10 13 Post-terminati |
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| August 19, 2016 |
Execution Copy DEED OF AMENDMENT TO LOAN NOTE TRANSACTION DOCUMENTS by and between CODAOCTOPUS GROUP, INC. |
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| August 19, 2016 |
CERTIFICATE OF ELIMINATION OF THE SERIES B PREFERRED STOCK CODA OCTOPUS GROUP, INC. CERTIFICATE OF ELIMINATION OF THE SERIES B PREFERRED STOCK OF CODA OCTOPUS GROUP, INC. |
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| August 19, 2016 |
Consultancy Agreement dated June 15, 2013 between the Company and Taktos Limited**** Dated JUNE 15 2013 Consultancy Agreement between Coda Octopus Group, Inc. and Taktos Limited Contents Clause 1. Interpretation 1 2. Term of engagement and Restrictions on Substitution 3 3. Duties 3 4. Directorship 4 5. Directors’ and Officers’ Insurance and Indemnity 5 6. Compensation and Benefits 5 7. Other activities 6 8. Confidential information and Company .property 6 9. Intellectual property |
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| August 19, 2016 |
CERTIFICATE OF AMENDMENT CERTIFICATE OF INCORPORATION CODA OCTOPUS GROUP, INC. CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF CODA OCTOPUS GROUP, INC. |
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| July 28, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 000-52815 Coda Octopus Group, Inc. (Exact name of registrant as specified i |
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| February 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Coda Octopus Group, Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 19188U107 (CUSIP Number) December 31, 2010 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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| February 11, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 11, 2011 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 000-52815 34-200-8348 (State or other jurisdiction of (Commission File Number) (I.R. |
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| February 4, 2011 |
Unregistered Sales of Equity Securities, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2010 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 000-52815 34-200-8348 (State or other jurisdiction of (Commission File Number) (I.R.S |
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| January 28, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SEC File Number: 000-52502 CUSIP Number: N/A FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Fiscal Year Ended: October 31, 2010 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Tra |
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| September 20, 2010 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2010 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-52815 CODA OCTOPUS GROUP, INC. |
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| September 14, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SEC File Number: 000-52502 CUSIP Number: N/A FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Fiscal Quarter Ended: July 31, 2010 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Tra |
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| August 27, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 27, 2010 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 000-52815 34-200-8348 (State or other jurisdiction of (Commission File Number) (I.R.S. |
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| August 10, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2010 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 000-52815 34-200-8348 (State or other jurisdiction of (Commission File Number) (I.R.S. |
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| June 30, 2010 |
Louis A. Brilleman, P.C. 110 Wall Street, 11th Floor New York, NY 10005-3817 Phone: 212-709-8210 Fax: 212-943-2300 June 30, 2010 VIA EDGAR Mr. David R. Humphrey Branch Chief United States Securities and Exchange Commission Washington, D.C. 20549 Re: Coda Octopus Group, Inc. (the “Company”) Form 10-K for the year ended October 31, 2008 (the “Form 10-K”) File No. 000-52815 Dear Mr. Humphrey: This le |
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| June 14, 2010 |
EX-10.29 21 v188136ex10-29.htm |
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| June 14, 2010 |
EX-10.28 2 v188136ex10-28.htm |
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| June 14, 2010 | ||
| June 14, 2010 |
10-Q 1 v18813610q.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2010 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-52815 CO |
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| June 9, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2010 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 000-52815 34-200-8348 (State or other jurisdiction of (Commission File Number) (I.R.S. Em |
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| June 8, 2010 |
Louis A. Brilleman, P.C. 110 Wall Street, 11th Floor New York, NY 10005-3817 Phone: 212-709-8210 Fax: 212-943-2300 June 8, 2010 VIA EDGAR Mr. David R. Humphrey Branch Chief United States Securities and Exchange Commission Washington, D.C. 20549 Re: Coda Octopus Group, Inc. (the “Company”) Form 10-K for the year ended October 31, 2008 (the “Form 10-K”) File No. 000-52815 Dear Mr. Humphrey: This let |
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| May 13, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2010 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 000-52815 34-200-8348 (State or other jurisdiction of (Commission File Number) (I.R.S. |
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| May 3, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2010 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 000-52815 34-200-8348 (State or other jurisdiction of (Commission File Number) (I.R.S. Emp |
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| April 30, 2010 |
Louis A. Brilleman, P.C. 110 Wall Street, 11th Floor New York, NY 10005-3817 Phone: 212-709-8210 Fax: 212-943-2300 April 30, 2010 VIA EDGAR Mr. David R. Humphrey Branch Chief United States Securities and Exchange Commission Washington, D.C. 20549 Re: Coda Octopus Group, Inc. (the “Company”) Form 10-K for the year ended October 31, 2009 (the “Form 10-K”) File No. 000-52815 Dear Mr. Humphrey: This l |
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| March 17, 2010 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2010 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-52815 CODA OCTOPUS GROUP, IN |
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| February 16, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Coda Octopus Group, Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 19188U107 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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| February 12, 2010 |
CORRESP 1 filename1.htm Louis A. Brilleman, P.C. 110 Wall Street, 11th Floor New York, NY 10005-3817 Phone: 212-709-8210 Fax: 212-943-2300 February 12, 2010 VIA EDGAR Mr. David R. Humphrey Branch Chief United States Securities and Exchange Commission Washington, D.C. 20549 Re: Coda Octopus Group, Inc. (the “Company”) Form 10-K for the year ended October 31, 2008 (the “Form 10-K”) File No. 000-5281 |
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| January 29, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2009 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 000-52815 34-200-8348 (State or other jurisdiction of (Commission File Number) (I |
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| January 29, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended October 31, 2009 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-52815 CODA OCTOPUS GROUP, INC. (Exact name of registrant as specified in its char |
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| January 29, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2009 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 000-52815 34-200-8348 (State or other jurisdiction of (Commission File Number) (I.R |
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| January 13, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2009 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 000-52815 34-200-8348 (State or other jurisdiction of (Commission File Number) (I.R.S |
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| December 15, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2009 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 000-52815 34-200-8348 (State or other jurisdiction of (Commission File Number) (I.R. |
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| December 14, 2009 |
Louis A. Brilleman, P.C. 110 Wall Street, 11th Floor New York, NY 10005-3817 Phone: 212-709-8210 Fax: 212-943-2300 December 14, 2009 VIA EDGAR Mr. David R. Humphrey Branch Chief United States Securities and Exchange Commission Washington, D.C. 20549 Re: Coda Octopus Group, Inc. (the “Company”) Form 10-K for the year ended October 31, 2008 (the “Form 10-K”) File No. 000-52815 Dear Mr. Humphrey: Thi |
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| November 18, 2009 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Coda Octopus Group Inc. (Name of Issuer) Common Stock, $.001 par value (Title of Class of Securities) 19188U107 (CUSIP Number) Michael O?Leary Collins Greenhouse Investments Limited 12-14 David Place St. Helier Jersey JE24TD (011(0) 1534 760 167 (Name, Address and Telephone Number of Pe |
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| October 19, 2009 |
Louis A. Brilleman, P.C. 110 Wall Street, 11th Floor New York, NY 10005-3817 Phone: 212-709-8210 Fax: 212-943-2300 October 19, 2009 VIA EDGAR Mr. David R. Humphrey Branch Chief United States Securities and Exchange Commission Washington, D.C. 20549 Re: Coda Octopus Group, Inc. (the “Company”) Form 10-K for the year ended October 31, 2008 (the “Form 10-K”) File No. 000-52815 Dear Mr. Humphrey: This |
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| October 15, 2009 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2009 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-52815 CODA OCTOPUS GROUP, INC. |
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| September 25, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2009 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 000-52815 34-200-8348 (State or other jurisdiction of (Commission File Number) (I.R |
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| September 22, 2009 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 22, 2009 CODA OCTOPUS GROUP, INC. (Name of Small Business Issuer in its Charter) Delaware 000-52815 34-200-8348 (State or other jurisdiction of (Commission File Number) (I.R |
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| September 15, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SEC File Number: 000-52502 CUSIP Number: N/A FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Fiscal Quarter Ended: July 31, 2009 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Tra |
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| June 25, 2009 |
Coda Octopus Group, Inc. 25,784,499 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-143144 PROSPECTUS Coda Octopus Group, Inc. 25,784,499 Shares of Common Stock This prospectus relates to the resale by the selling stockholders of up to 25,784,499 shares of our common stock. The total number of shares sold herewith consists of the following shares held by or to be issued to the selling stockholders: (i) 9,240,500 shares held by |
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| June 19, 2009 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2009 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-52815 CODA OCTOPUS GROUP, INC. |
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| June 15, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SEC File Number: 000-52502 CUSIP Number: N/A FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Fiscal Quarter Ended: April 30, 2009 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Tr |
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| June 11, 2009 |
As filed with the Securities and Exchange Commission on June 10, 2009 Registration Number 333-143144 SECURITIES AND EXCHANGE COMMISSION Washington, D. |
