Mga Batayang Estadistika
| CIK | 1862490 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Tritium DCFC Limited
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| October 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of: October 2024 Commission file number: 001-41226 A.C.N. 650 026 314 Limited (In Liquidation) (Receivers and Managers Appointed) (formerly named Tritium DCFC Limited) (Translation of registrant’s |
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| September 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 For the month of: September 2024 Commission file number: 001-41226 Tritium DCFC Limited (Translation of registrant’s name into English) 48 Miller Street Murarrie, QLD 4172 Australia (Address of principal execut |
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| June 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO SECTION 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2024 Commission File Number 001-41226 Tritium DCFC Limited (Translation of registrant’s name into English) 48 Miller Street Murarrie, QLD 4172 Australia +61 (07) 3147 8500 (Address of p |
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| May 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO SECTION 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2024 Commission File Number: 001-41226 Tritium DCFC Limited (Translation of registrant’s name into English) 48 Miller Street Murarrie, QLD 4172 Australia +61 (07) 3147 8500 (Address of p |
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| April 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO SECTION 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2024 Commission File Number: 001-41226 Tritium DCFC Limited (Translation of registrant’s name into English) 48 Miller Street Murarrie, QLD 4172 Australia +61 (07) 3147 8500 (Address of |
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| March 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO SECTION 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2024 Commission File Number: 001-41226 Tritium DCFC Limited (Translation of registrant’s name into English) 48 Miller Street Murarrie, QLD 4172 Australia +61 (07) 3147 8500 (Address of |
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| March 22, 2024 |
Exhibit 99.1 Tritium DCFC Limited General Meeting Friday, 22 March 2024 Results of Meeting The following information is provided in accordance with section 251AA(2) of the Corporations Act 2001 (Cth). Resolution details Instructions given to validly appointed proxies (as at proxy close) Number of votes cast on the poll (where applicable) Resolution Result Resolution Resolution Type For Against Pro |
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| March 22, 2024 |
Tritium Receives Nasdaq Delisting Determination Exhibit 99.2 Tritium Receives Nasdaq Delisting Determination March 21, 2024 BRISBANE, Australia, March 21, 2024 (GLOBE NEWSWIRE) - Tritium DCFC Limited (Nasdaq: DCFC) (“Tritium” or the “Company”), a global developer and manufacturer of direct current (“DC”) fast chargers for electric vehicles (“EVs”), today announced that on March 15, 2024 the Company received a delisting determination notice (the |
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| February 29, 2024 |
Exhibit 99.1 NOTICE OF GENERAL MEETING TRITIUM DCFC LIMITED ACN 650 026 314 Date: Friday, 22 March 2024 (AEST) Time: 9.00 am (AEST) Location: Physically at 48 Miller Street, Murarrie, Queensland 4172 Australia and virtually via the live online platform at meetnow.global/MDFWYG4. This Notice of Meeting should be read in its entirety. If Shareholders are in doubt as to how they should vote, they sho |
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| February 29, 2024 |
Exhibit 99.2 1UPX Using a black ink pen, mark your votes with an X as shown in this example. Please do not write outside the designated areas. 03Y8LD + + Items of Business - Please note that if you mark the Abstain box for an item, you are directing your proxy not to vote on your behalf on a show of hands or a poll and your votes will not be counted in computing the required majority. A Individual |
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| February 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO SECTION 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2024 Commission File Number: 001-41226 Tritium DCFC Limited (Translation of registrant’s name into English) 48 Miller Street Murarrie, QLD 4172 Australia +61 (07) 3147 8500 (Address |
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| February 14, 2024 |
DCFC / Tritium DCFC Limited / Ayrton Capital LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 13, 2024 |
DCFC / Tritium DCFC Limited / VARLEY HOLDINGS PTY LTD - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* TRITIUM DCFC LIMITED (Name of Issuer) Ordinary Shares, no par value (Title of Class of Securities) Q9225T108 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| February 1, 2024 |
DCFC / Tritium DCFC Limited / Invesco Ltd. - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Tritium DCFC Ltd (Name of Issuer) Common Stock (Title of Class of Securities) Q9225T108 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched |
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| January 30, 2024 |
DCFC / Tritium DCFC Limited / Ilwella Pty Ltd - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* TRITIUM DCFC LIMITED (Name of Issuer) Ordinary Shares, no par value (Title of Class of Securities) Q9225T108 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| December 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO SECTION 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2023 Commission File Number: 001-41226 Tritium DCFC Limited (Translation of registrant’s name into English) 48 Miller Street Murarrie, QLD 4172 Australia +61 (07) 3147 8500 (Address |
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| November 30, 2023 |
Exhibit 99.4 Resolution Result Resolution Resolution Type For Against Proxy's Discretion Abstain For Abstain* Carried / Not Carried 57,923,766 6,542,633 0 190,252 68,231,142 276,919 Carried 89.59% 10.12% 0.00% 0.29% 90.22% 0.36% 58,716,400 5,698,048 0 204,703 69,023,776 291,370 Carried 90.86% 8.82% 0.00% 0.32% 91.31% 0.39% Tritium DCFC Limited Annual General Meeting Thursday, 30 November 2023 Resu |
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| November 30, 2023 |
Exhibit 99.2 1UPX Using a black ink pen, mark your votes with an X as shown in this example. Please do not write outside the designated areas. 03V2QE + + Items of Business - Please note that if you mark the Abstain box for an item, you are directing your proxy not to vote on your behalf on a show of hands or a poll and your votes will not be counted in computing the required majority. A Individual |
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| November 30, 2023 |
Exhibit 99.3 NOTICE OF ANNUAL GENERAL MEETING TRITIUM DCFC LIMITED ACN 650 026 314 Date: Thursday, 30 November 2023 Time: 9.00 am (AEST) Location: Physically at 48 Miller Street, Murarrie, Queensland 4172 Australia and virtually via the live online platform at www.meetnow.global/MMF2N5U. This Notice of Meeting should be read in its entirety. If Shareholders are in doubt as to how they should vote, |
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| November 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO SECTION 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2023 Commission File Number: 001-41226 Tritium DCFC Limited (Translation of registrant’s name into English) 48 Miller Street Murarrie, QLD 4172 Australia +61 (07) 3147 8500 (Address |
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| November 30, 2023 |
Exhibit 99.1 www.investorvote.com/DCFC Step 1: Go to www.investorvote.com/DCFC. Step 2: Click on the icon on the right to view meeting materials. Step 3: Return to the investorvote.com window and follow the instructions on the screen to log in. Online Go to www.investorvote.com/DCFC or scan the QR code — login details are located in the shaded bar below. 2023 Tritium DCFC Limited Annual General Me |
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| November 8, 2023 |
Exhibit 99.1 Tritium Implements Strategic Plan to Achieve 2024 Profitability Company takes strategic steps toward profitability BRISBANE, Australia, November 7, 2023—Tritium DCFC Limited (Tritium) (Nasdaq: DCFC), a global leader in direct current (DC) fast chargers for electric vehicles (EVs), today announced the implementation of business measures designed to achieve a path to profitability in 20 |
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| November 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO SECTION 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2023 Commission File Number: 001-41226 Tritium DCFC Limited (Translation of registrant’s name into English) 48 Miller Street Murarrie, QLD 4172 Australia +61 (07) 3147 8500 (Address |
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| September 21, 2023 |
TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration No. 333-270438 PROSPECTUS SUPPLEMENT (To Prospectus dated March 23, 2023) Tritium DCFC Limited 26,595,745 Preference Shares (and the Ordinary Shares issuable upon the conversion of such Preference Shares) We are offering 26,595,745 shares of our newly-designated Series A Convertible Redeemable Preference Shares, no par value per sha |
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| September 21, 2023 |
Exhibit 2.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED Tritium DCFC Limited has one class of equity securities and one class of warrants registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). We also have a class of Financing Warrants (as defined below) which are exerc |
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| September 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO SECTION 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2023 Commission File Number: 001-41226 Tritium DCFC Limited (Translation of registrant’s name into English) 48 Miller Street Murarrie, QLD 4172 Australia +61 (07) 3147 8500 (Addres |
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| September 21, 2023 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statements on Form F-3 (Nos. 333-270436, 333-270437 and 333-270438) and Form S-8 (Nos. 333-262676 and 333-2704439) of Tritium DCFC Limited of our report dated September 21, 2023 relating to the financial statements which appears in this Form 20-F. /s/ Pricew |
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| September 21, 2023 |
Exhibit 99.1 Tritium Announces First Half Calendar Year and Full Fiscal Year Results for the Period Ended June 30, 2023, Including Record First Half 2023 Calendar Year Revenue of $112 Million and a $75 Million Financing Commitment Highlights - The Company achieved record revenue of $112 million for the first half of the 2023 calendar year, an increase of more than 286% over the $29 million in reve |
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| September 21, 2023 |
Exhibit 13.2 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report on Form 20-F of Tritium DCFC Limited (the “Company”) for the fiscal year ended June 30, 2023, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I certify, pursuant to 18 U.S.C. Section 1350, as |
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| September 21, 2023 |
Exhibit 12.1 CERTIFICATION I, Jane Hunter, Chief Executive Officer, certify that: 1. I have reviewed this annual report on Form 20-F of Tritium DCFC Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mi |
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| September 21, 2023 |
Exhibit 13.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report on Form 20-F of Tritium DCFC Limited (the “Company”) for the fiscal year ended June 30, 2023, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I certify, pursuant to 18 U.S.C. Section 1350, as |
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| September 21, 2023 |
Exhibit 12.2 CERTIFICATION I, Robert Topol, Chief Financial Officer, certify that: 1. I have reviewed this annual report on Form 20-F of Tritium DCFC Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not m |
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| September 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO SECTION 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2023 Commission File Number: 001-41226 Tritium DCFC Limited (Translation of registrant’s name into English) 48 Miller Street Murarrie, QLD 4172 Australia +61 (07) 3147 8500 (Addres |
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| September 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES |
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| September 18, 2023 |
AMENDMENT NO. 1 TO SECURITIES PURCHASE AGREEMENT Exhibit 10.2 AMENDMENT NO. 1 TO SECURITIES PURCHASE AGREEMENT THIS AMENDMENT NO. 1 (this “Amendment”), dated as of September 18, 2023, to the Securities Purchase Agreement, dated as of September 12, 2023 (the “Agreement”), by and among Tritium DCFC Limited, an Australian public company limited by shares (the “Company”), and each of the investors listed in the Schedule of Buyers attached to the Agr |
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| September 18, 2023 |
Schedule of terms OF SERIES A CONVERTIBLE redeemable PREFERENCE Shares OF Tritium DCFC Limited Exhibit 4.1 Schedule of terms OF SERIES A CONVERTIBLE redeemable PREFERENCE Shares OF Tritium DCFC Limited 1. Designation and Number of Shares. There shall hereby be created and established a series of convertible redeemable preference shares of the Company designated as “Series A Convertible Redeemable Preference Shares” (the “Preference Shares”). Capitalized terms not defined herein shall have t |
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| September 18, 2023 |
SERIES A PREFERENCE SHARE FACILITY Securities Purchase Agreement Exhibit 10.1 SERIES A PREFERENCE SHARE FACILITY Securities Purchase Agreement This Securities Purchase Agreement (the “Agreement”), dated as of September 12, 2023, is by and among Tritium DCFC Limited, an Australian public company limited by shares (ACN 650 026 314) (the “Company”), and each of the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collectively |
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| September 18, 2023 |
AMENDMENT NO. 2 TO WARRANT AGREEMENT Exhibit 10.3 Execution Version AMENDMENT NO. 2 TO WARRANT AGREEMENT THIS AMENDMENT NO. 2 (this “Amendment”), dated as of September 12, 2023, to the Warrant Agreement, dated as of September 2, 2022 (as amended by the Amendment dated as of November 18, 2022, the “Warrant Agreement”), by and among Tritium DCFC Limited, an Australian public company limited by shares (the “Company”), Computershare Inc. |
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| September 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO SECTION 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2023 Commission File Number: 001-41226 Tritium DCFC Limited (Translation of registrant’s name into English) 48 Miller Street Murarrie, QLD 4172 Australia +61 (07) 3147 8500 (Addres |
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| June 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K/A (Amendment No. 1) REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO SECTION 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2023 Commission File Number: 001-41226 Tritium DCFC Limited (Translation of registrant’s name into English) 48 Miller Street Murarrie, QLD 4172 Australia +61 (07) 31 |
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| May 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 4)* Tritium DCFC Limited (Name of Issuer) Ordinary Shares, no par value per share (Title of Class of Securities) Q9225T108 (CUSIP Number) David T. Mittelman |
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| May 11, 2023 |
6-K 1 d500288d6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO SECTION 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2023 Commission File Number: 001-41226 Tritium DCFC Limited (Translation of registrant’s name into English) 48 Miller Street Murarrie, QLD 4172 Australia +61 (07 |
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| May 11, 2023 |
EX-99.1 Exhibit 99.1 Tritium Announces Record Preliminary Year-To-Date Results and Increases CY2023 Guidance Financial information presented herein is preliminary and unaudited. Complete financial results for the fiscal year ended June 30, 2023 will be published by the Company on Form 20-F within the standard timeframes prescribed by applicable SEC and exchange rules. Results presented in this yea |
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| May 5, 2023 |
EX-99.2 Exhibit 99.2 Execution version O-CORP EV LLC Tritium DCFC Limited Each entity named as a Guarantor in schedule 1 O-Corp – USD5,000,000 Unsecured and Subordinated Loan Agreement Ref: 9184444 © Corrs Chambers Westgarth Corrs Chambers Westgarth Contents 1 Definitions & interpretation 1 1.1 Definitions 1 1.2 Interpretation 8 1.3 Intercreditor Deed 9 2 The Loan and purpose 10 2.1 The Loan 10 2. |
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| May 5, 2023 |
EX-99.1 Exhibit 99.1 Execution version Sunset Power Pty Ltd as trustee of St Baker Family Trust Tritium DCFC Limited Each entity named as a Guarantor in schedule 1 St Baker – USD35,000,000 Unsecured and Subordinated Loan Agreement Ref: 9184444 3446-6482-1794 © Corrs Chambers Westgarth Corrs Chambers Westgarth Contents 1 Definitions & interpretation 1 1.1 Definitions 1 1.2 Interpretation 5 1.3 St B |
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| May 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO SECTION 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2023 Commission File Number: 001-41226 Tritium DCFC Limited (Translation of registrant’s name into English) 48 Miller Street Murarrie, QLD 4172 Australia +61 (07) 3147 8500 (Address of p |
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| March 24, 2023 |
Up to 11,335,883 Ordinary Shares Offered by the Selling Securityholders Tritium DCFC Limited 424B3 Table of Contents Filed Pursuant to Rule 424(b)(3) Registration Statement No. |
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| March 23, 2023 |
$500,000,000 Ordinary Shares Preference Shares Tritium DCFC Limited Table of Contents Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-270438 PROSPECTUS $500,000,000 Ordinary Shares Preference Shares Warrants Rights Units Tritium DCFC Limited We may offer and sell up to $500,000,000 in the aggregate of our ordinary shares, no par value (“Ordinary Shares”), preference shares, warrants to subscribe for Ordinary Shares, rights to subscribe for Ordinary |
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| March 23, 2023 |
Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-270436 PROSPECTUS 1,534,410 Financing Warrants 3,736,935 Ordinary Shares Issued or Issuable Upon Exercise of Financing Warrants Tritium DCFC Limited This prospectus relates to the offer and sale (a) of up to 1,534,410 warrants to purchase ordinary shares, no par value (“Ordinary Shares”) of Tritium DCFC Limited, a public limited compa |
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| March 23, 2023 |
424B3 Table of Contents Filed Pursuant to Rule 424(b)(3) Registration Statement No. |
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| March 21, 2023 |
TRITIUM DCFC LIMITED 48 Miller Street Murarrie, QLD 4172 TRITIUM DCFC LIMITED 48 Miller Street Murarrie, QLD 4172 Australia March 21, 2023 VIA EDGAR Division of Corporation Finance Office of Manufacturing United States Securities and Exchange Commission 100 F Street, N. |
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| March 17, 2023 |
TRITIUM DCFC LIMITED 48 Miller Street Murarrie, QLD 4172 CORRESP TRITIUM DCFC LIMITED 48 Miller Street Murarrie, QLD 4172 Australia March 17, 2023 VIA EDGAR Division of Corporation Finance Office of Manufacturing United States Securities and Exchange Commission 100 F Street, N. |
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| March 17, 2023 |
TRITIUM DCFC LIMITED 48 Miller Street Murarrie, QLD 4172 CORRESP TRITIUM DCFC LIMITED 48 Miller Street Murarrie, QLD 4172 Australia March 17, 2023 VIA EDGAR Division of Corporation Finance Office of Manufacturing United States Securities and Exchange Commission 100 F Street, N. |
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| March 10, 2023 |
EX-FILING FEES Exhibit 107 Calculation Filing Fee Table Form S-8 (Form Type) Tritium DCFC Limited (Exact name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Ordinary shares, no par value Rule 457(c) and Rule 457(h) 700,000(2) $1. |
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| March 10, 2023 |
Power of Attorney (included on the signature page hereto). Table of Contents As filed with the Securities and Exchange Commission on March 10, 2023 Registration No. |
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| March 10, 2023 |
As filed with the Securities and Exchange Commission on March 10, 2023 F-3 Table of Contents As filed with the Securities and Exchange Commission on March 10, 2023 Registration No. |
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| March 10, 2023 |
Calculation of Filing Fee Tables. EX-FILING FEES 5 d451457dexfilingfees.htm EX-FILING FEES Exhibit 107 Calculation of Filing Fee Tables Form F-3 (Form Type) TRITIUM DCFC LIMITED (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Pric |
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| March 10, 2023 |
Power of Attorney (included on the signature page hereto). F-3 Table of Contents As filed with the Securities and Exchange Commission on March 10, 2023 Registration No. |
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| March 10, 2023 |
Tritium DCFC Limited Amended and Restated 2023 Employee Stock Purchase Plan EX-99.1 Exhibit 99.1 TRITIUM DCFC LIMITED AMENDED AND RESTATED 2023 EMPLOYEE STOCK PURCHASE PLAN ARTICLE I. PURPOSE, SCOPE AND ADMINISTRATION OF THE PLAN 1.1 Purpose and Scope. The purpose of the Tritium DCFC Limited Amended and Restated 2023 Employee Stock Purchase Plan (as amended from time to time, the “Plan”) is to assist employees of Tritium DCFC Limited, a public company limited by shares or |
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| March 10, 2023 |
Calculation of Filing Fee Tables. Exhibit 107 Calculation of Filing Fee Tables Form F-3 (Form Type) TRITIUM DCFC LIMITED (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee(5) Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to Be Paid Equity Ordinary shares, no par value Rule 457(c) 112,236(1)(2) $1. |
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| March 10, 2023 |
Calculation of Filing Fee Tables. Exhibit 107 Calculation of Filing Fee Tables Form F-3 (Form Type) TRITIUM DCFC LIMITED (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee(7) Carry Forward Fo |
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| March 10, 2023 |
Power of Attorney (included on the signature page of the Registration Statement) S-8 As filed with the Securities and Exchange Commission on March 10, 2023 Registration No. |
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| March 10, 2023 |
TRITIUM DCFC LIMITED 48 Miller Street Murarrie, QLD 4172 TRITIUM DCFC LIMITED 48 Miller Street Murarrie, QLD 4172 Australia March 10, 2023 VIA EDGAR Division of Corporation Finance Office of Manufacturing United States Securities and Exchange Commission 100 F Street, N. |
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| March 9, 2023 |
MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF Exhibit 99.1 MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following discussion and analysis provides information which our management believes is relevant to an assessment and understanding of the consolidated results of operations and financial condition of Tritium DCFC Limited (including its subsidiaries, “Tritium”). The discussion should be read toge |
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| March 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO SECTION 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2023 Commission File Number: 001-41226 Tritium DCFC Limited (Translation of registrant’s name into English) 48 Miller Street Murarrie, QLD 4172 Australia +61 (07) 3147 8500 (Address of |
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| March 3, 2023 |
Exhibit 2 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with each other on behalf of each of them of such a statement on Schedule 13D and any amendment thereto with respect to the ordinary shares beneficially owned by each of them of Tritium DCFC Limited. |
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| March 3, 2023 |
DCFC / Tritium DCFC Limited / RIVERSTONE HOLDINGS LLC - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. |
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| March 3, 2023 |
Power of Attorney, dated March 2, 2023, granted by Pierre F. Lapeyre, Jr. and David M. Leuschen Exhibit 1 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Peter Haskopoulos as the undersigned’s true and lawful attorney-in-fact to: 1. |
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| February 14, 2023 |
DCFC / Tritium DCFC Limited / VARLEY HOLDINGS PTY LTD - SC 13G/A Passive Investment SC 13G/A 1 ny20007517x1sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* TRITIUM DCFC LIMITED (Name of Issuer) Ordinary Shares, no par value (Title of Class of Securities) Q9225T108 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the app |
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| February 13, 2023 |
DCFC / Tritium DCFC Limited / Ilwella Pty Ltd - SC 13G/A Passive Investment SC 13G/A 1 tm236253d1sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* TRITIUM DCFC LIMITED (Name of Issuer) Ordinary Shares, no par value (Title of Class of Securities) Q9225T108 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appro |
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| February 8, 2023 |
DCFC / Tritium DCFC Limited / Invesco Ltd. - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Tritium DCFC Ltd (Name of Issuer) Common Stock (Title of Class of Securities) Q9225T108 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul |
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| February 8, 2023 |
Invesco Joint Filing Agreement JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) (l) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing of the attached Schedule 13G, and any and all amendments thereto, and expressly authorize Invesco Ltd. |
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| February 1, 2023 |
DCFC / Tritium DCFC Limited / Vontier Corp - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| January 17, 2023 |
6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO SECTION 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2023 Commission File Number: 001-41226 Tritium DCFC Limited (Translation of registrant’s name into English) 48 Miller Street Murarrie, QLD 4172 Australia +61 (07) 3147 8500 (Addr |
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| January 17, 2023 |
Exhibit 99.1 Tritium Announces Largest Customer Order in Company History and Releases Preliminary Results for CY2022 with Record Sales, Revenue, and Backlog Financial information at and for the period ended December 31, 2022 presented herein is preliminary. Complete financial results for the period will be published by the Company on Form 6-K within the standard timeframes prescribed by applicable |
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| January 17, 2023 |
Exhibit 99.2 World-Class E-Mobility Fast Charging Solutions INVESTOR PRESENTATION JANUARY 2023 Disclaimer Forward-Looking Statements This presentation includes “forward-looking statements” within the meaning of Section 27A of the Securities Act and Section 21E of the Securities Exchange Act of 1934, as amended, also known as the Private Securities Litigation Reform Act of 1995. Any express or impl |
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| December 21, 2022 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-262681 Prospectus Supplement No. 2 (To Prospectus dated October 19, 2022) Tritium DCFC Limited This prospectus supplement updates, amends and supplements the prospectus dated October 19, 2022 (the ?Prospectus?), which forms a part of our Registration Statement on Form F-1 (Registration No. 333-262681). Capitalized terms used in this p |
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| December 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 3)* Tritium DCFC Limited (Name of Issuer) Ordinary Shares, no par value per share (Title of Class of Securities) Q9225T108 (CUSIP Number) David T. Mittelman |
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| December 13, 2022 |
6-K 1 d415826d6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO SECTION 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2022 Commission File Number: 001-41226 Tritium DCFC Limited (Translation of registrant’s name into English) 48 Miller Street Murarrie, QLD 4172 Australia +6 |
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| November 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 2)* Tritium DCFC Limited (Name of Issuer) Ordinary Shares, no par value per share (Title of Class of Securities) Q9225T108 (CUSIP Number) David T. Mittelman |
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| November 4, 2022 |
6-K 1 d319375d6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO SECTION 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2022 Commission File Number: 001-41226 Tritium DCFC Limited (Translation of registrant’s name into English) 48 Miller Street Murarrie, QLD 4172 Australia +6 |
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| November 4, 2022 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-262681 Prospectus Supplement No. 1 (To Prospectus dated October 19, 2022) Tritium DCFC Limited This prospectus supplement updates, amends and supplements the prospectus dated October 19, 2022 (the ?Prospectus?), which forms a part of our Registration Statement on Form F-1 (Registration No. 333-262681). Capitalized terms used in this p |
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| October 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO SECTION 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2022 Commission File Number: 001-41226 Tritium DCFC Limited (Translation of registrant?s name into English) 48 Miller Street Murarrie, QLD 4172 Australia +61 (07) 3147 8500 (Address |
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| October 28, 2022 |
EX-FILING FEES 5 d382195dexfilingfees.htm EX-FILING FEES Exhibit 107 Calculation of Filing Fee Tables Form F-1 (Form Type) Tritium DCFC Limited (Exact name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amou |
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| October 28, 2022 |
Table of Contents As filed with the Securities and Exchange Commission on O ctober 27, 20 22 Registration Statement No. |
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| October 25, 2022 |
Exhibit 99.7 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including amendments thereto) with respect to the Ordinary Shares, no par value per share, of Tritium DCFC Limited, a public limited company organized under the laws of |
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| October 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 1)* Tritium DCFC Limited (Name of Issuer) Ordinary Shares, no par value per share (Title of Class of Securities) Q9225T108 (CUSIP Number) David T. Mittelman |
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| October 25, 2022 |
DCFC / Tritium DCFC Limited / St Baker Energy Holdings Pty Ltd - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. )* Tritium DCFC Limited (Name of Issuer) Ordinary Shares, no par value per share (Title of Class of Securities) Q9225T108 (CUSIP Number) David T. Mittelman A |
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| October 20, 2022 |
Table of Contents Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-262681 118,118,018 Ordinary Shares 241,147 Warrants 9,268,131 Ordinary Shares Issuable Upon Exercise of Warrants Tritium DCFC Limited This prospectus relates to the offer and sale by the selling securityholders or their permitted transferees (collectively, the ?Selling Securityholders?) of (A) up to 118,118,018 ordin |
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| October 13, 2022 |
Table of Contents As filed with the Securities and Exchange Commission on October 13, 2022 Registration Statement No. |
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| October 7, 2022 |
EX-99.2 3 d393821dex992.htm EX-99.2 Exhibit 99.2 Your vote matters – here’s how to vote! You may vote online or by phone instead of mailing this card. Votes submitted electronically must be received by 9:00am, (AEST), on October 30, 2022. Online Go to www.investorvote.com/DCFC or scan the QR code — login details are located in the shaded bar below. Phone Call toll free 1-800-652-VOTE (8683) within |
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| October 7, 2022 |
Exhibit 99.1 + Online Go to www.investorvote.com/DCFC or scan the QR code ? login details are located in the shaded bar below. Votes submitted electronically must be received by 9:00am, (AEST), on October 30, 2022. 2022 Tritium DCFC Limited Annual General Meeting The 2022 Annual General Meeting of Tritium DCFC Limited will be held on Tuesday, November 1, 2022 at 9.00am (AEST). The Annual General M |
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| October 7, 2022 |
6-K 1 d393821d6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO SECTION 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2022 Commission File Number: 001-41226 Tritium DCFC Limited (Translation of registrant’s name into English) 48 Miller Street Murarrie, QLD 4172 Australia +61 |
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| September 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 19 |
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| September 22, 2022 |
Variation of terms of Employment Agreement with Michael Hipwood, dated August 1, 2022 Exhibit 4.23 29 July 2022 Michael Hipwood By Email: [email protected] RE: VARIATION TO YOUR EMPLOYMENT Dear Michael, We refer to your Employment Contract effective 17 September 2021, as amended by that certain Variation to Your Employment effective 27 May 2022 (collectively, your ?Employment Contract?). Further to our recent discussions, and your email to Robert Tichio and I dated June 13, 2 |
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| September 22, 2022 |
EX-13.2 Exhibit 13.2 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report on Form 20-F of Tritium DCFC Limited (the “Company”) for the fiscal year ended June 30, 2022, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I certify, pursuant to 18 U.S.C. Section |
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| September 22, 2022 |
Deed of Cross Guarantee, dated July 4, 2022 EX-4.39 6 d305563dex439.htm EX-4.39 Exhibit 4.39 ASIC Australian Securities & Investments Commission [PF 24] Pro Forma 24 Deed of cross guarantee Issued: September 2016 (Previous version: [SPF 24D] in ASIC Digest, reissued June 2005, March 2008) Pro Forma 24 [PF 24] relates to ASIC Corporations (Wholly-owned Companies) Instrument 2016/785. For further information, see Information Sheet 24 Deeds of |
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| September 22, 2022 |
Consent of PricewaterhouseCoopers Exhibit 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statement on Form S-8 (No. 333-262676) of Tritium DCFC Limited of our report dated September 23, 2022 relating to the financial statements which appears in this Form 20-F. PricewaterhouseCoopers Brisbane, Australia September 23, 2022 |
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| September 22, 2022 |
As filed with the Securities and Exchange Commission on September 22, 2022 Registration Statement No. |
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| September 22, 2022 |
424B3 1 d305563d424b3.htm 424B3 Table of Contents Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-262681 Prospectus Supplement No. 1 (To Prospectus dated August 30, 2022) Tritium DCFC Limited This prospectus supplement updates, amends and supplements the prospectus dated August 30, 2022 (the “Prospectus”), which forms a part of our Registration Statement on Form F-1 (Registration N |
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| September 22, 2022 |
EX-4.38 5 d305563dex438.htm EX-4.38 Exhibit 4.38 EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (“Agreement”), dated August 10, 2022 (“Effective Date”), is between Tritium Technologies, LLC (the “Company”) and Robert Topol (“Executive”). 1. POSITION, RESPONSIBILITIES, AND TERM a. Position. Executive is employed by the Company to render services to the Company in the position of |
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| September 22, 2022 |
Exhibit 4.20 Permanent Full-time Award Free Employment Contract TRITIUM PTY LTD ACN 095 500 280 JANE HUNTER B:113534471 RBS AGREEMENT Parties The Employer named in Item 1 of Schedule A. (Company) The Employee named in Item 2 of Schedule A. (Employee or You) BACKGROUND A. The Company has agreed to employ the Employee in the Position described in Item 3 of Schedule A. B. The Employee agrees to the a |
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| September 22, 2022 |
Certification of Chief Executive Officer Required by Rule 13a-14(a) EX-12.1 Exhibit 12.1 CERTIFICATION I, Jane Hunter, Chief Executive Officer, certify that: 1. I have reviewed this annual report of Tritium DCFC Limited for the fiscal year ended June 30, 2022; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under whic |
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| September 22, 2022 |
Certification of Chief Financial Officer Required by Rule 13a-14(a) EX-12.2 Exhibit 12.2 CERTIFICATION I, Michael Hipwood, Chief Financial Officer, certify that: 6. I have reviewed this annual report of Tritium DCFC Limited for the fiscal year ended June 30, 2022; 7. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under |
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| September 22, 2022 |
EX-13.1 Exhibit 13.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report on Form 20-F of Tritium DCFC Limited (the “Company”) for the fiscal year ended June 30, 2022, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I certify, pursuant to 18 U.S.C. Section |
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| September 22, 2022 |
Exhibit 2.1 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED Tritium DCFC Limited has one class of equity securities and one class of warrants registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?). Tritium also has a class of Financing Warrants (as defined below) which are e |
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| September 22, 2022 |
Exhibit 99.1 Tritium Reports Full Fiscal Year 2022 Financial Results with Record Sales Orders, Revenue, and Backlog; Company Details Successful Tennessee Factory Launch and Capital Raise ? Achieved record fiscal year sales orders of $203 million, an increase year-over-year of 232%, and ended the June 30, 2022 fiscal year with a record backlog of $149 million1 as customer demand grew strongly acros |
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| September 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO SECTION 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2022 Commission File Number: 001-41226 Tritium DCFC Limited (Translation of registrant?s name into English) 48 Miller Street Murarrie, QLD 4172 Australia +61 (07) 3147 8500 (Addres |
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| September 6, 2022 |
Exhibit 10.1 Execution Version ORDINARY SHARES PURCHASE AGREEMENT Dated as of September 2, 2022 by and between TRITIUM DCFC LIMITED and B. RILEY PRINCIPAL CAPITAL II, LLC TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 ARTICLE II PURCHASE AND SALE OF ORDINARY SHARES 2 Section 2.1. Purchase and Sale of Ordinary Shares 2 Section 2.2. Closing Date; Settlement Dates 2 Section 2.3. Initial Public Announ |
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| September 6, 2022 |
Exhibit 10.5 Execution Version WARRANT AGREEMENT TRITIUM DCFC LIMITED THIS WARRANT AGREEMENT (this ?Agreement?), dated as of September 2, 2022, is by and among Tritium DCFC Limited, an Australian public company limited by shares (the ?Company? or ?DCFC?), Computershare Inc., a Delaware corporation (?Computershare?), and its affiliate, Computershare Trust Company, N.A., a federally chartered trust |
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| September 6, 2022 |
Exhibit 10.4 Execution Version THE WARRANTS AND THE SECURITIES ISSUABLE UPON EXERCISE OF THE WARRANTS HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?), OR QUALIFIED UNDER ANY STATE OR FOREIGN SECURITIES LAWS AND MAY NOT BE OFFERED FOR SALE, SOLD, PLEDGED, HYPOTHECATED OR OTHERWISE TRANSFERRED OR ASSIGNED UNLESS (A) A REGISTRATION STATEMENT UNDER THE ACT COVERING SU |
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| September 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO SECTION 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2022 Commission File Number: 001-41226 Tritium DCFC Limited (Translation of registrant?s name into English) 48 Miller Street Murarrie, QLD 4172 Australia +61 (07) 3147 8500 (Addres |
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| September 6, 2022 |
EX-10.3 4 d400109dex103.htm EX-10.3 Exhibit 10.3 SENIOR LOAN NOTE SUBSCRIPTION AGREEMENT 2 September 2022 TRITIUM PTY LTD (ACN 095 500 280) with CBA CORPORATE SERVICES (NSW) PTY LIMITED (ACN 072 765 434) acting as Security Trustee CONTENTS CLAUSE PAGE 1. Definitions and Interpretation 1 2. Facilities 36 3. Purpose 39 4. Conditions of Utilisation 39 5. Utilisation—Loans 41 6. Repayment 43 7. Illega |
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| September 6, 2022 |
6-K 1 d400109d6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO SECTION 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2022 Commission File Number: 001-41226 Tritium DCFC Limited (Translation of registrant’s name into English) 48 Miller Street Murarrie, QLD 4172 Australia + |
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| September 6, 2022 |
EX-10.2 3 d400109dex102.htm EX-10.2 Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of September 2, 2022, is by and between B. Riley Principal Capital II, LLC, a Delaware limited liability company (the “Investor”), and Tritium DCFC Limited, an Australian public company limited by shares (the “Company”). RECITALS A. The Company and the Inve |
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| August 30, 2022 |
Table of Contents Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-262681 118,118,018 Ordinary Shares 241,147 Warrants 9,278,277 Ordinary Shares Issuable Upon Exercise of Warrants Tritium DCFC Limited This prospectus relates to the offer and sale by the selling securityholders or their permitted transferees (collectively, the ?Selling Securityholders?) of (A) up to 118,118,018 ordin |
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| August 26, 2022 |
TRITIUM DCFC LIMITED 48 Miller Street Murarrie, QLD 4172 CORRESP 1 filename1.htm TRITIUM DCFC LIMITED 48 Miller Street Murarrie, QLD 4172 Australia August 26, 2022 VIA EDGAR Division of Corporation Finance Office of Manufacturing United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-6010 Attention: Sergio Chinos Asia Timmons-Pierce Re: Tritium DCFC Limited Registration Statement on Form F-1 Filed February 11, 2022 Fi |
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| August 16, 2022 |
As filed with the Securities and Exchange Commission on August 16, 2022 F-1/A 1 d314327df1a.htm F-1/A Table of Contents As filed with the Securities and Exchange Commission on August 16, 2022 Registration Statement No. 333-262681 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 TO FORM F-1 REGISTRATION STATEMENT Under The Securities Act of 1933 Tritium DCFC Limited (Exact name of Registrant as specified in its charter) Not Applic |
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| August 16, 2022 |
EX-FILING FEES 6 d314327dexfilingfees.htm EX-FILING FEES Exhibit 107 Calculation of Filing Fee Tables Form F-1 (Form Type) Tritium DCFC Limited (Exact name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amou |
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| July 27, 2022 |
Exhibit 99.1 Tritium Welcomes Rob Topol, Former Intel Executive with More Than 20 Years? Experience, as Next Chief Financial Officer Brisbane, AUSTRALIA, July 27, 2022 ? Tritium DCFC Limited (?Tritium? or the ?Company?) (Nasdaq: DCFC), a global developer and manufacturer of direct current (?DC?) fast chargers for electric vehicles (?EVs?), today announced that Rob Topol, a former Intel executive w |
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| July 27, 2022 |
6-K 1 d373348d6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO SECTION 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2022 Commission File Number: 001-41226 Tritium DCFC Limited (Translation of registrant’s name into English) 48 Miller Street Murarrie, QLD 4172 Australia +61 (0 |
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| July 8, 2022 |
Constitution of Tritium DCFC Limited. Exhibit 3.1 Tritium DCFC Limited ACN 650 026 314 Constitution 3441-1023-5924v9 ? Corrs Chambers Westgarth Contents 1 Interpretation 1 1.1??Definitions 1 1.2??Construction 1 1.3??Application of the Corporations Act and Listing Rules 3 1.4??Effect of the Listing Rules 3 2 Securities 3 2.1??Allotment and issue of Securities 3 2.2??Class rights 3 2.3??Preference shares 4 2.4??Commission and brokerage |
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| July 8, 2022 |
Exhibit 10.30 Maximum Term Full-time Employment Contract TRITIUM PTY LTD ACN 095 500 280 GLEN CASEY 1 AGREEMENT Parties The Employer named in Item 1 of Schedule A. (Company) The Employee named in Item 2 of Schedule A. (Employee or You) BACKGROUND A. The Company has agreed to employ the Employee in the Position described in Item 3 of Schedule A. B. The Employee agrees to the appointment, and to wor |
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| July 8, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form F-1 (Form Type) Tritium DCFC Limited (Exact name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee(8) Fees to be Paid Equity Warrants to purchase Ordinary Shares(2) Rule 457(g) 241,147 ? ? ? ? Fees to be Paid Equity Ordinary Shares issuable upon the exercise of the Warrants(3) Rules 457(c), 457(f)(1) and 457(f)(3) 9,278,277 $8. |
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| July 8, 2022 |
As filed with the Securities and Exchange Commission on July 8, 2022 F-1/A 1 d314327df1a.htm F-1/A Table of Contents As filed with the Securities and Exchange Commission on July 8, 2022 Registration Statement No. 333-262681 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM F-1 REGISTRATION STATEMENT Under The Securities Act of 1933 Tritium DCFC Limited (Exact name of Registrant as specified in its charter) Not Applicabl |
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| July 8, 2022 |
Variation of terms of Employment Agreement, dated May 27, 2022 Exhibit 10.16.1 [***] Certain information in this document has been excluded pursuant to Regulation S-K, Item 601(b)(10). Such excluded information is not material and would likely cause competitive harm to the registrant if publicly disclosed. 27 May 2022 Michael Hipwood By Email: [***] RE: VARIATION TO YOUR EMPLOYMENT Dear Michael, We refer to your Employment Contract effective 17 September 2021 |
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| July 8, 2022 |
Exhibit 99.1 Tritium Appoints Adam Walker, an Accomplished Executive with Nearly 20 Years of Finance Leadership, Including at Publicly Traded Companies, to the Company’s Board of Directors and to the Position of Chairman of the Audit Committee Brisbane, AUSTRALIA, July 8, 2022 (GLOBE NEWSWIRE) – Tritium DCFC Limited (“Tritium” or the “Company”) (Nasdaq: DCFC), a global developer and manufacturer o |
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| July 8, 2022 |
6-K 1 d345854d6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO SECTION 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2022 Commission File Number: 001-41226 Tritium DCFC Limited (Translation of registrant’s name into English) 48 Miller Street Murarrie, QLD 4172 Australia +61 (0 |
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| July 8, 2022 |
CORRESP 1 filename1.htm 330 North Wabash Avenue Suite 2800 Chicago, Illinois 60611 Tel: +1.312.876.7700 Fax: +1.312.993.9767 www.lw.com FIRM / AFFILIATE OFFICES July 8, 2022 VIA EDGAR Division of Corporation Finance Austin Beijing Boston Brussels Century City Chicago Dubai Düsseldorf Frankfurt Hamburg Hong Kong Houston London Los Angeles Madrid Milan Moscow Munich New York Orange County Paris Riya |
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| July 8, 2022 |
Exhibit 10.15 Permanent Full-time Award Free Employment Contract TRITIUM PTY LTD ACN 095 500 280 JANE HUNTER AGREEMENT Parties The Employer named in Item 1 of Schedule A. (Company) The Employee named in Item 2 of Schedule A. (Employee or You) BACKGROUND A. The Company has agreed to employ the Employee in the Position described in Item 3 of Schedule A. B. The Employee agrees to the appointment, and |
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| June 30, 2022 |
MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Exhibit 99.1 MANAGEMENT?S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following discussion and analysis provides information which our management believes is relevant to an assessment and understanding of the consolidated results of operations and financial condition of Tritium Holdings Pty Ltd (including its subsidiaries, ?Tritium Holdings?). The discussion should |
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| June 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO SECTION 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2022 Commission File Number: 001-41226 Tritium DCFC Limited (Translation of registrant?s name into English) 48 Miller Street Murarrie, QLD 4172 Australia +61 (07) 3147 8500 (Address of |
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| May 27, 2022 |
6-K 1 d344347d6k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO SECTION 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2022 Commission File Number: 001-41226 Tritium DCFC Limited (Translation of registrant’s name into English) 48 Miller Street Murarrie, QLD 4172 Australia +6 |
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| May 16, 2022 |
DCFC / Tritium DCFC Limited / VARLEY HOLDINGS PTY LTD - SC 13G Passive Investment SC 13G 1 brhc10037713sc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* TRITIUM DCFC LIMITED (Name of Issuer) Ordinary Shares, no par value (Title of Class of Securities) Q9225T108 (CUSIP Number) January 13, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriat |
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| March 24, 2022 |
DCFC / Tritium DCFC Limited / Ilwella Pty Ltd - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* TRITIUM DCFC LIMITED (Name of Issuer) Ordinary Shares, no par value (Title of Class of Securities) Q9225T108 (CUSIP Number) January 13, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| March 7, 2022 |
Exhibit 99.1 Tritium Appoints Glen Casey as Chief Operating Officer With more than two decades of C-level experience, Mr. Casey will focus on company-wide operational execution, global supply and product distribution and customer support services as Tritium continues its global expansion. BRISBANE, Australia, March 7, 2022 ? Tritium DCFC Limited (?Tritium? or the ?Company?) (Nasdaq: DCFC), a globa |
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| March 7, 2022 |
6-K 1 d281500d6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO SECTION 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2022 Commission File Number: 001-41226 Tritium DCFC Limited (Translation of registrant’s name into English) 48 Miller Street Murarrie, QLD 4172 Australia +61 ( |
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| February 11, 2022 |
Form of Deed of Access, Insurance and Indemnity for Directors EX-10.8 8 d138152dex108.htm EX-10.8 Exhibit 10.8 Tritium DCFC Limited ACN 650 026 314 [Director] Deed of access, insurance and indemnity © Corrs Chambers Westgarth Corrs Chambers Westgarth Contents 1 Definitions 1 2 Conditions precedent 3 3 Indemnity 3 3.1 Indemnity as a Director of the Company 3 3.2 Limitations of the indemnity 4 3.3 Payment of indemnified amounts 4 3.4 Other indemnities and clai |
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| February 11, 2022 |
EX-10.5 5 d314327dex105.htm EX-10.5 Exhibit 10.5 CLIFFORD CHANCE THE PARTIES LISTED AT Schedule 2 TRITIUM DCFC LIMITED TRITIUM HOLDINGS PTY LTD DECARBONIZATION PLUS ACQUISITION CORPORATION II SHARE TRANSFER AGREEMENT CONTENTS Clause Page 1. Definitions and interpretation 4 1.1 Definitions in the Dictionary 4 1.2 Interpretation 4 2. Sale and purchase 5 2.1 Sale Shares 5 2.2 Purchase Price 5 2.3 Sal |
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| February 11, 2022 |
EX-10.5 5 d138152dex105.htm EX-10.5 Exhibit 10.5 [Insert date] [insert name] [insert address] Dear [name], Letter of Confirmation of Benefit under Tritium Technologies, LLC (the Company) Shadow Equity Employee Scheme We refer to your participation in the Tritium Technologies, LLC Shadow Equity Employee Plan (Plan). As you may be aware, Tritium Holdings Pty Ltd (Tritium Holdings) completed a busine |
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| February 11, 2022 |
Form of Deed of Access, Insurance and Indemnity for Officers EX-10.9 9 d138152dex109.htm EX-10.9 Exhibit 10.9 Tritium DCFC Limited ACN 650 026 314 [Officer] Deed of access, insurance and indemnity © Corrs Chambers Westgarth Corrs Chambers Westgarth Contents 1 Definitions 1 2 Conditions precedent 3 3 Indemnity 3 3.1 Indemnity as an Officer of the Company 3 3.2 Limitations of the indemnity 4 3.3 Payment of indemnified amounts 4 3.4 Other indemnities and claim |
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| February 11, 2022 |
Form of Letter of Confirmation of Benefit under Tritium Pty Ltd Shadow Equity Employee Plan Exhibit 10.7 [Insert date] [insert name] [insert address] Dear [name], Letter of Confirmation of Benefit under Tritium Pty Ltd (the Company) Shadow Equity Employee Scheme We refer to your participation in the Tritium Pty Ltd Shadow Equity Employee Plan (Plan). As you may be aware, Tritium Holdings Pty Ltd (Tritium Holdings) completed a business combination transaction (Business Combination) with D |
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| February 11, 2022 |
EX-10.26 12 d314327dex1026.htm EX-10.26 Exhibit 10.26 [Insert date] [insert name] [insert address] Dear [name], Letter of Confirmation of Benefit under Tritium Technologies B.V. (the Company) Shadow Equity Employee Scheme We refer to your participation in the Tritium Technologies B.V. Shadow Equity Employee Plan (Plan). As you may be aware, Tritium Holdings Pty Ltd (Tritium Holdings) completed a b |
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| February 11, 2022 |
Specimen Ordinary Share Certificate. Exhibit 4.4 |
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| February 11, 2022 |
EX-10.29 14 d314327dex1029.htm EX-10.29 Exhibit 10.29 INTERCREDITOR DEED (TRITIUM) CONTENTS CLAUSE PAGE 1. Definitions and Interpretation 1 2. Subordination 14 3. Priorities 21 4. Enforcement 23 5. PPS Law 25 6. Insurance and compensation 26 7. Consents and acknowledgments 27 8. Taxes, Costs and Expenses 29 9. Payments 30 10. Representations 31 11. Notices and demands 34 12. Changes to the Subordi |
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| February 11, 2022 |
Form of Letter of Confirmation of Benefit under Tritium Pty Ltd Shadow Equity Employee Plan. EX-10.27 13 d314327dex1027.htm EX-10.27 Exhibit 10.27 [Insert date] [insert name] [insert address] Dear [name], Letter of Confirmation of Benefit under Tritium Pty Ltd (the Company) Shadow Equity Employee Scheme We refer to your participation in the Tritium Pty Ltd Shadow Equity Employee Plan (Plan). As you may be aware, Tritium Holdings Pty Ltd (Tritium Holdings) completed a business combination |
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| February 11, 2022 |
Tritium DCFC Limited Limited Long-Term Incentive Plan EX-10.1 4 d138152dex101.htm EX-10.1 Exhibit 10.1 Tritium DCFC Limited Long Term Incentive Plan Rules Contents 1 Definitions 1 2 Invitations 7 2.1 Board may make Invitations 7 2.2 Form of an Invitation 8 2.3 Terms of grant 9 3 Contribution arrangements 9 3.1 Board may permit Contributions 9 3.2 Invitations involving Contributions 10 3.3 Default Contribution arrangements 10 4 Trust arrangeme |
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| February 11, 2022 |
Form of Deed of Access, Insurance and Indemnity for Directors. EX-10.23 9 d314327dex1023.htm EX-10.23 Exhibit 10.23 Tritium DCFC Limited ACN 650 026 314 [Director] Deed of access, insurance and indemnity © Corrs Chambers Westgarth Corrs Chambers Westgarth Contents 1 Definitions 1 2 Conditions precedent 3 3 Indemnity 3 3.1 Indemnity as a Director of the Company 3 3.2 Limitations of the indemnity 4 3.3 Payment of indemnified amounts 4 3.4 Other indemnities and |
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| February 11, 2022 |
EX-FILING FEES Exhibit 107 Calculation of Filing Fee Tables Form F-1 (Form Type) Tritium DCFC Limited (Exact name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee(9) Fees to be Paid Equity Warrants to purchase Ordinary Shares(2) Rule 457(g) 8,366,667 — — — — Fees to be Paid Equity Ordinary Shares issuable upon the exercise of the Warrants(3) Rules 457(c), 457(f)(1) and 457(f)(3) 21,783,334 $8. |
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| February 11, 2022 |
Exhibit 10.21.1 To: TRITIUM PTY LTD (ACN 095 500 280) (the Borrower) Address: 48 Miller Street Murarrie QLD 4172 Australia Attention: Mark Anning, General Counsel David Toomey, Chief Revenue Officer and Head of Corporate Development Jane Hunter, Chief Executive Officer Email: [email protected] [email protected] [email protected] 25 January 2022 Dear Sirs, Senior Loan Note Subscripti |
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| February 11, 2022 |
EX-10.25 11 d314327dex1025.htm EX-10.25 Exhibit 10.25 [Insert date] [insert name] [insert address] Dear [name], Letter of Confirmation of Benefit under Tritium Technologies, LLC (the Company) Shadow Equity Employee Scheme We refer to your participation in the Tritium Technologies, LLC Shadow Equity Employee Plan (Plan). As you may be aware, Tritium Holdings Pty Ltd (Tritium Holdings) completed a b |
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| February 11, 2022 |
Exhibit 10.6 [Insert date] [insert name] [insert address] Dear [name], Letter of Confirmation of Benefit under Tritium Technologies B.V. (the Company) Shadow Equity Employee Scheme We refer to your participation in the Tritium Technologies B.V. Shadow Equity Employee Plan (Plan). As you may be aware, Tritium Holdings Pty Ltd (Tritium Holdings) completed a business combination transaction (Business |
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| February 11, 2022 |
Form of Deed of Access, Insurance and Indemnity for Officers. Exhibit 10.24 Tritium DCFC Limited ACN 650 026 314 [Officer] Deed of access, insurance and indemnity ? Corrs Chambers Westgarth Corrs Chambers Westgarth Contents 1 Definitions 1 2 Conditions precedent 3 3 Indemnity 3 3.1 Indemnity as an Officer of the Company 3 3.2 Limitations of the indemnity 4 3.3 Payment of indemnified amounts 4 3.4 Other indemnities and claims 5 4 Rights to independent advice |
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| February 11, 2022 |
EX-10.14 6 d314327dex1014.htm EX-10.14 Exhibit 10.14.1 Tritium Holdings Pty Ltd Tritium Pty Ltd St Baker Energy Holdings Pty Ltd ATF St Baker Energy Innovation Trust Amendment Deed - St Baker Loan Agreement Amendment Deed – St Baker Loan Agreement Contents 1 Definitions and Interpretation 3 1.1 Definitions 3 1.2 Incorporated terms 4 2 Consideration 4 3 Amendment and continuation 4 3.1 Clause 1.1 – |
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| February 11, 2022 |
Power of Attorney (included on the signature page of this Registration Statement). F-1 1 d314327df1.htm F-1 As filed with the Securities and Exchange Commission on February 11, 2022 Registration Statement No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-1 REGISTRATION STATEMENT Under The Securities Act of 1933 Tritium DCFC Limited (Exact name of Registrant as specified in its charter) Not Applicable (Translation of Registrant name into Engl |
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| February 11, 2022 |
EX-FILING FEES 12 d138152dexfilingfees.htm EX-FILING FEES Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Tritium DCFC Limited (Exact name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amo |
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| February 11, 2022 |
Exhibit 21.1 Subsidiaries of Tritium DCFC Limited Subsidiary Jurisdiction Decarbonization Plus Acquisition Corporation II Delaware Tritium Holdings Pty Ltd Australia Tritium America Corporation Delaware Tritium Europe B.V. Netherlands Tritium Technologies Limited United Kingdom Tritium Pty Ltd Australia Tritium Nominee Pty Ltd Australia Tritium Technologies LLC Delaware Tritium Technologies B.V. N |
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| February 11, 2022 |
Tritium DCFC Limited Incentive Plan. Exhibit 10.18 Tritium DCFC Limited Long Term Incentive Plan Rules Contents 1???Definitions 1 2???Invitations 7 2.1 Board may make Invitations 7 2.2 Form of an Invitation 8 2.3 Terms of grant 9 3???Contribution arrangements 9 3.1 Board may permit Contributions 9 3.2 Invitations involving Contributions 10 3.3 Default Contribution arrangements 10 4???Trust arrangements 11 4.1 Board may require a Trus |
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| February 11, 2022 |
As filed with the Securities and Exchange Commission on February 11, 2022 S-8 1 d138152ds8.htm S-8 As filed with the Securities and Exchange Commission on February 11, 2022 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TRITIUM DCFC LIMITED (Exact name of Registrant as specified in its charter) Australia Not applicable (State or other jurisdiction of incorpora |
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| February 11, 2022 |
Specimen Ordinary Share Certificate Exhibit 4.1 |
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| February 8, 2022 |
6-K 1 d297549d6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO SECTION 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2022 Commission File Number: 001-41226 Tritium DCFC Limited (Translation of registrant’s name into English) 48 Miller Street Murarrie, QLD 4172 Australia +6 |
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| February 8, 2022 |
Tritium Announces Location of New US Manufacturing Facility in Tennessee Exhibit 99.1 Tritium Announces Location of New US Manufacturing Facility in Tennessee Tritium?s new manufacturing facility in Lebanon, Tennessee will produce many of the company?s DC fast chargers, including the all-new PKM150 featured here. Fresh off the Company?s Nasdaq listing, Tritium?s new DC fast charger manufacturing facility is currently expected to include up to six production lines, empl |
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| February 8, 2022 |
Exhibit 10.1 AMENDED AND RESTATED SUBSCRIPTION AGREEMENT This AMENDED AND RESTATED SUBSCRIPTION AGREEMENT (this ?Subscription Agreement?) is entered into this 31st day of January, 2022, by and among Decarbonization Plus Acquisition Corporation II, a Delaware corporation (?DCRN?), Tritium DCFC Limited (ACN 650 026 314), an Australian public company (the ?Issuer?), and the undersigned (?Subscriber?) |
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| January 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO SECTION 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2022 Commission File Number: 001-41226 Tritium DCFC Limited (Translation of registrant?s name into English) 48 Miller Street Murarrie, QLD 4172 Australia +61 (07) 3147 8500 (Address |
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| January 24, 2022 |
SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| January 14, 2022 |
EX-10.2 6 d293327dex102.htm EX-10.2 Exhibit 10.2 FORM OF OPTION AGREEMENT This OPTION AGREEMENT (this “Option Agreement”) is entered into this 13th day of January, 2022, by and among Tritium DCFC Limited (ACN 650 026 314), an Australian public company (the “Issuer”), and the undersigned (“Holder”). WHEREAS, on May 25, 2021, Decarbonization Plus Acquisition Corporation II, a Delaware corporation (“ |
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| January 14, 2022 |
EX-4.1 3 d293327dex41.htm EX-4.1 Exhibit 4.1 WARRANT ASSIGNMENT AND ASSUMPTION AGREEMENT TRITIUM DCFC LIMITED, DECARBONIZATION PLUS ACQUISITION CORPORATION II, CONTINENTAL STOCK TRANSFER & TRUST COMPANY, COMPUTERSHARE INC. and COMPUTERSHARE TRUST COMPANY, N.A. Dated January 13, 2022 This Assignment and Assumption Agreement (the “Agreement”) is entered into as of January 13, 2022 (the “Effective Da |
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| January 14, 2022 |
6-K 1 d293327d6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO SECTION 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2022 Commission File Number: 001-41226 Tritium DCFC Limited (Exact Name of Registrant as Specified in Its Charter) 48 Miller Street Murarrie, QLD 4172 Austra |
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| January 14, 2022 |
EX-4.2 4 d293327dex42.htm EX-4.2 Exhibit 4.2 AMENDED AND RESTATED WARRANT AGREEMENT between TRITIUM DCFC LIMITED, COMPUTERSHARE INC., and COMPUTERSHARE TRUST COMPANY, N.A. THIS AMENDED AND RESTATED WARRANT AGREEMENT (this “Agreement”), dated as of January 13, 2022, is by and among Tritium DCFC Limited, an Australian public company limited by shares (the “Company” or “DCFC”), Computershare Inc., a |
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| January 14, 2022 |
EX-99.1 7 d293327dex991.htm EX-99.1 Exhibit 99.1 Tritium Announces Completion of Business Combination with Decarbonization Plus Acquisition Corporation II • Deal, together with anticipated additional funding, expected to allow Tritium to further its growth in providing leading fast charging hardware and software to EV charging customers. • The combined company’s ordinary shares and warrants are ex |
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| January 14, 2022 |
Exhibit 10.1 Execution Version AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT THIS AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT (this ?Agreement?), dated as of January 13, 2022, is made and entered into by and among Tritium DCFC Limited (ACN 650 026 314), an Australian public company (the ?Company?), Decarbonization Plus Acquisition Corporation II, a Delaware corporation (the ?SPAC?), De |
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| January 14, 2022 |
Constitution of Tritium DCFC Limited. EX-3.1 2 d293327dex31.htm EX-3.1 Exhibit 3.1 Tritium DCFC Limited ACN 650 026 314 Constitution © Corrs Chambers Westgarth Contents 1 Interpretation 1 1.1 Definitions 1 1.2 Construction 1 1.3 Application of the Corporations Act and Listing Rules 3 1.4 Effect of the Listing Rules 3 2 Securities 3 2.1 Allotment and issue of Securities 3 2.2 Class rights 3 2.3 Preference shares 4 2.4 Commission and br |
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| January 13, 2022 |
8-A12B 1 d274022d8a12b.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 TRITIUM DCFC LIMITED (Exact name of registrant as specified in its charter) Australia Not Applicable (State or other jurisdiction of incorporation or organization) |
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| January 12, 2022 |
EX-99.1 2 d641002dex991.htm EX-99.1 Exhibit 99.1 Decarbonization Plus Acquisition Corporation II Announces Waiver of Minimum Cash Condition and Post-Closing Financing Menlo Park, CA (January 12, 2022) – Decarbonization Plus Acquisition Corporation II (NASDAQ: DCRN, DCRNW, DCRNU) (“DCRN”), a publicly-traded special purpose acquisition company, and Tritium Holdings Pty Ltd, an Australian proprietary |
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| January 12, 2022 |
Filed by Tritium DCFC Limited pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Decarbonization Plus Acquisition Corporation II Commission File No. |
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| January 12, 2022 |
6-K 1 d641002d6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO SECTION 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2022 Commission File Number: 333-259793 Tritium DCFC Limited (Translation of registrant’s name into English) 48 Miller Street Murarrie, QLD 4172 Australia +6 |
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| January 10, 2022 |
Filed by Tritium DCFC Limited pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Decarbonization Plus Acquisition Corporation II Commission File No. |
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| January 10, 2022 |
425 1 d259475d425.htm 425 Filed by Tritium DCFC Limited pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Decarbonization Plus Acquisition Corporation II Commission File No.: 001-40000 Decarbonization Plus Acquisition Corporation II Expects Stockholders to Approve Business Combination with Triti |
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| January 4, 2022 |
425 1 d234919d425.htm 425 Filed by Tritium DCFC Limited pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Decarbonization Plus Acquisition Corporation II Commission File No.: 001-40000 Tritium Announces Record-Breaking Fourth Quarter and 2021 Results Company reports second half 2021 sales of $98 |
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| January 4, 2022 |
Exhibit 99.1 Tritium Announces Record-Breaking Fourth Quarter and 2021 Results Company reports second half 2021 sales of $98 million, an increase of 416% year over year; record contracted backlog at year end, representing over 48% of the Company?s 2022 revenue target; and issues formal revenue guidance of $170 million for 2022, consistent with prior forecast. Tritium announces it is in the final s |
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| January 4, 2022 |
6-K 1 d234919d6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO SECTION 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2022 Commission File Number: 333-259793 Tritium DCFC Limited (Translation of registrant’s name into English) 48 Miller Street Murarrie, QLD 4172 Australia +6 |
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| December 30, 2021 |
Filed by Tritium DCFC Limited pursuant to 425 1 d285532d425.htm 425 Filed by Tritium DCFC Limited pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Decarbonization Plus Acquisition Corporation II Commission File No.: 001-40000 When: Wednesday, December 29, 2021 From: David Toomey (CRO) To: Tritium Shareholders Subject: Tritium Wrap Pros |
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| December 28, 2021 |
Filed by Tritium DCFC Limited pursuant to Rule 425 Filed by Tritium DCFC Limited pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Decarbonization Plus Acquisition Corporation II Commission File No. |
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| December 27, 2021 |
Filed by Tritium DCFC Limited pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Decarbonization Plus Acquisition Corporation II Commission File No. |
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| December 22, 2021 |
425 1 d257301d425.htm 425 Filed by Tritium DCFC Limited pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Decarbonization Plus Acquisition Corporation II Commission File No.: 001-40000 Aqua superPower and Tritium Announce Strategic Partnership to Power Electric Boats Press Release 12/22/2021 Lon |
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| December 21, 2021 |
Filed by Tritium DCFC Limited pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Decarbonization Plus Acquisition Corporation II Commission File No. |
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| December 21, 2021 |
Filed by Tritium DCFC Limited pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Decarbonization Plus Acquisition Corporation II Commission File No. |
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| December 21, 2021 |
424B3 1 d203911d424b3.htm 424B3 Table of Contents Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-259793 PROXY STATEMENT FOR SPECIAL MEETING OF STOCKHOLDERS OF DECARBONIZATION PLUS ACQUISITION CORPORATION II AND PROSPECTUS FOR 170,312,500 ORDINARY SHARES AND 21,783,334 WARRANTS OF TRITIUM DCFC LIMITED PROPOSED BUSINESS COMBINATION – YOUR PARTICIPATION IS VERY IMPORTANT Dear Stockho |
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| December 17, 2021 |
TRITIUM DCFC LIMITED 48 Miller Street Murarrie, QLD 4172 CORRESP 1 filename1.htm TRITIUM DCFC LIMITED 48 Miller Street Murarrie, QLD 4172 Australia December 17, 2021 VIA EDGAR Division of Corporation Finance Office of Manufacturing United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-6010 Attention: Geoff Kruczek Anne Parker Ernest Greene Anne McConnell Re: Tritium DCFC Ltd Registration Statement on Form F-4 Filed S |
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| December 17, 2021 |
As filed with the Securities and Exchange Commission on December 16, 2021 F-4/A 1 d203911df4a.htm F-4/A As filed with the Securities and Exchange Commission on December 16, 2021 Registration Statement No. 333-259793 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 4 to FORM F-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Tritium DCFC Limited (Exact name of Registrant as Specified in its Charter) N/A (Translation of regist |
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| December 16, 2021 |
EX-10.19 11 d203911dex1019.htm EX-10.19 Exhibit 10.19 Tritium Holdings Pty Ltd The party set out in schedule 1 Subscription Agreement CONTENTS Page 1 DEFINITIONS 1 2 CONDITION PRECEDENT 7 2.1 CONDITION PRECEDENT 7 2.2 SATISFACTION AND WAIVER 7 2.3 NON-FULFILMENT 7 3 SUBSCRIPTION 7 3.1 MANNER OF SUBSCRIPTION 7 3.2 COMPANY OBLIGATIONS AFTER SUBSCRIPTION 8 4 TERMS OF CONVERTIBLE EQUITY 8 4.1 USE OF F |
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| December 16, 2021 |
EX-4.4 2 d203911dex44.htm EX-4.4 Exhibit 4.4 WARRANT ASSIGNMENT AND ASSUMPTION AGREEMENT TRITIUM DCFC LIMITED, DECARBONIZATION PLUS ACQUISITION CORPORATION II, CONTINENTAL STOCK TRANSFER & TRUST COMPANY, COMPUTERSHARE INC. and COMPUTERSHARE TRUST COMPANY, N.A. Dated [●], 2022 This Assignment and Assumption Agreement (the “Agreement”) is entered into as of [●], 2022 (the “Effective Date”), by and a |
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| December 16, 2021 |
Employment Agreement, dated September 17, 2021, by and between Tritium Pty Ltd and Michael Hipwood. EX-10.16 9 d203911dex1016.htm EX-10.16 EXHIBIT 10.16 Maximum Term Full-time Employment Contract TRITIUM PTY LTD ACN 095 500 280 MICHAEL HIPWOOD AGREEMENT Parties The Employer named in Item 1 of Schedule A. (Company) The Employee named in Item 2 of Schedule A. (Employee or You) BACKGROUND A. The Company has agreed to employ the Employee in the Position described in Item 3 of Schedule A. B. The Empl |
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| December 16, 2021 |
Employment Agreement, dated November 24, 2020, by and between Tritium Pty Ltd and Jane Hunter. EX-10.15 8 d203911dex1015.htm EX-10.15 EXHIBIT 10.15 Tritium Pty Ltd 48 Miller St, Murarrie QLD 4172 www.tritium.com.au 24 November 2020 Jane Hunter 120 Dornoch Terrace Highgate Hill QLD 4101 [email protected] BY EMAIL Dear Jane, OFFER OF EMPLOYMENT - PERMANENT Tritium is a creative and rapidly growing company that designs and manufactures fast charging infrastructure for electric vehicles, exp |
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| December 16, 2021 |
EX-10.20 12 d203911dex1020.htm EX-10.20 Exhibit 10.20 Tritium Holdings Pty Ltd The party set out in schedule 1 Subscription Agreement CONTENTS Page 1 DEFINITIONS 1 2 CONDITION PRECEDENT 7 2.1 CONDITION PRECEDENT 7 2.2 SATISFACTION AND WAIVER 7 2.3 NON-FULFILMENT 7 3 SUBSCRIPTION 7 3.1 MANNER OF SUBSCRIPTION 7 3.2 COMPANY OBLIGATIONS AFTER SUBSCRIPTION 8 4 TERMS OF CONVERTIBLE EQUITY 8 4.1 USE OF F |
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| December 16, 2021 |
EX-4.5 3 d203911dex45.htm EX-4.5 Exhibit 4.5 AMENDED AND RESTATED WARRANT AGREEMENT between TRITIUM DCFC LIMITED, COMPUTERSHARE INC., and COMPUTERSHARE TRUST COMPANY, N.A. THIS AMENDED AND RESTATED WARRANT AGREEMENT (this “Agreement”), dated as of [ ● ], 2022, is by and among Tritium DCFC Limited, an Australian public company limited by shares (the “Company” or “DCFC”), Computershare Inc., a Delaw |
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| December 16, 2021 |
F-4/A 1 d203911df4a.htm F-4/A Table of Contents As filed with the Securities and Exchange Commission on December 16, 2021 Registration Statement No. 333-259793 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 3 to FORM F-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Tritium DCFC Limited (Exact name of Registrant as Specified in its Charter) N/A (Tra |
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| December 16, 2021 |
EX-10.21 13 d203911dex1021.htm EX-10.21 EXHIBIT 10.21 SENIOR LOAN NOTE SUBSCRIPTION AGREEMENT TRITIUM PTY LTD (ACN 095 500 280) with CBA CORPORATE SERVICES (NSW) PTY LIMITED (ACN 072 765 434) acting as Security Trustee CONTENTS CLAUSE PAGE 1. Definitions and Interpretation 1 1A SPAC Merger Effective Time 33 2. The Facility 34 3. Purpose 34 4. Conditions of Utilisation 35 5. Utilisation - Loans 36 |
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| December 16, 2021 |
Employment Agreement, dated May 4, 2012, by and between Tritium Pty Ltd and Dr. David Finn. EX-10.17 10 d203911dex1017.htm EX-10.17 EXHIBIT 10.17 Tritium Pty Ltd Power Electronics Engineering 1/30 Walker St, Tennyson, Qld, 4105, Australia Ph: +617 3129 4389 www.tritium.com.au Wednesday, 4 May 2012 Dr. D Finn 70 Cradock St, Holland Park, Queensland, 4121 Dear David, OFFER OF EMPLOYMENT - MONTHLY STAFF The Tritium Group of Companies has recently initiated a business growth strategy and as |
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| December 16, 2021 |
CORRESP 1 filename1.htm December 16, 2021 330 North Wabash Avenue Suite 2800 Chicago, Illinois 60611 Tel: +1.312.876.7700 Fax: +1.312.993.9767 www.lw.com FIRM / AFFILIATE OFFICES Austin Milan Beijing Moscow Boston Munich Brussels New York Century City Orange County Chicago Paris Dubai Riyadh Düsseldorf San Diego Frankfurt San Francisco Hamburg Seoul Hong Kong Shanghai Houston Silicon Valley London |
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| December 8, 2021 |
Filed by Tritium DCFC Limited pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Decarbonization Plus Acquisition Corporation II Commission File No. |
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| December 8, 2021 |
Filed by Tritium DCFC Limited pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Decarbonization Plus Acquisition Corporation II Commission File No. |
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| November 29, 2021 |
Exhibit 10.20 Tritium Holdings Pty Ltd The party set out in schedule 1 Subscription Agreement CONTENTS Page 1 DEFINITIONS 1 2 CONDITION PRECEDENT 7 2.1 CONDITION PRECEDENT 7 2.2 SATISFACTION AND WAIVER 7 2.3 NON-FULFILMENT 7 3 SUBSCRIPTION 7 3.1 MANNER OF SUBSCRIPTION 7 3.2 COMPANY OBLIGATIONS AFTER SUBSCRIPTION 8 4 TERMS OF CONVERTIBLE EQUITY 8 4.1 USE OF FUNDS 8 4.2 INTEREST 8 4.3 SUBJECT TO SHA |
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| November 29, 2021 |
Form of Proxy Card of Decarbonization Plus Acquisition Corporation II. EX-99.1 8 d203911dex991.htm EX-99.1 Exhibit 99.1 PRELIMINARY PROXY CARD — SUBJECT TO COMPLETION FOR THE SPECIAL MEETING OF STOCKHOLDERS OF Decarbonization Plus Acquisition Corporation II THIS PROXY IS SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS The undersigned hereby appoints Erik Anderson and Peter Haskopoulos (the “Proxies”), and each of them independently, with full power of substitution, as |
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| November 29, 2021 |
As filed with the Securities and Exchange Commission on November 29, 2021 Table of Contents As filed with the Securities and Exchange Commission on November 29, 2021 Registration Statement No. |
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| November 29, 2021 |
EX-10.19 4 d203911dex1019.htm EX-10.19 Exhibit 10.19 Tritium Holdings Pty Ltd The party set out in schedule 1 Subscription Agreement CONTENTS Page 1 DEFINITIONS 1 2 CONDITION PRECEDENT 7 2.1 CONDITION PRECEDENT 7 2.2 SATISFACTION AND WAIVER 7 2.3 NON-FULFILMENT 7 3 SUBSCRIPTION 7 3.1 MANNER OF SUBSCRIPTION 7 3.2 COMPANY OBLIGATIONS AFTER SUBSCRIPTION 8 4 TERMS OF CONVERTIBLE EQUITY 8 4.1 USE OF FU |
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| November 29, 2021 |
CORRESP 1 filename1.htm 330 North Wabash Avenue Suite 2800 Chicago, Illinois 60611 Tel: +1.312.876.7700 Fax: +1.312.993.9767 www.lw.com FIRM / AFFILIATE OFFICES Austin Milan Beijing Moscow Boston Munich November 29, 2021 Brussels New York Century City Orange County Chicago Paris Dubai Riyadh Düsseldorf San Diego Frankfurt San Francisco Hamburg Seoul Hong Kong Shanghai Houston Silicon Valley London |
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| November 29, 2021 |
Form of Tritium DCFC Limited Incentive Plan. EX-10.18 3 d203911dex1018.htm EX-10.18 Exhibit 10.18 Tritium DCFC Limited Long Term Incentive Plan Rules Contents 1 Definitions 1 2 Invitations 7 2.1 Board may make Invitations 7 2.2 Form of an Invitation 8 2.3 Terms of grant 9 3 Contribution arrangements 9 3.1 Board may permit Contributions 9 3.2 Invitations involving Contributions 10 3.3 Default Contribution arrangements 10 4 Trust arran |
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| November 22, 2021 |
Tritium Opens World-Class EV Charger Testing Facility Filed by Tritium DCFC Limited pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Decarbonization Plus Acquisition Corporation II Commission File No. |
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| November 18, 2021 |
Filed by Tritium DCFC Limited pursuant to Filed by Tritium DCFC Limited pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Decarbonization Plus Acquisition Corporation II Commission File No. |
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| November 4, 2021 |
Filed by Tritium DCFC Limited pursuant to Filed by Tritium DCFC Limited pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Decarbonization Plus Acquisition Corporation II Commission File No. |
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| November 1, 2021 |
Filed by Tritium DCFC Limited pursuant to Filed by Tritium DCFC Limited pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Decarbonization Plus Acquisition Corporation II Commission File No. |
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| November 1, 2021 |
Filed by Tritium DCFC Limited pursuant to 425 1 d231775d425.htm 425 Filed by Tritium DCFC Limited pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Decarbonization Plus Acquisition Corporation II Commission File No.: 001-40000 Tritium Business Combination Partner: Decarbonization Plus Acquisition Corp II (NASDAQ: DCRN, DCRNW, DCRNU) Man |
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| October 29, 2021 |
EX-10.13 8 d203911dex1013.htm EX-10.13 EXHIBIT 10.13 First Amendment Deed - Senior Loan Note Subscription Agreement Tritium Holdings Pty Ltd (as Holdco) Tritium Pty Ltd (as Borrower) Each party listed in Schedule 1 (as Obligor) Each party listed in Schedule 2 as original lender (as Original Lender) Each party listed in Schedule 3 as new lender (as New Lender) SYDNEY | NELBOURNE | PERTH Contents Pa |
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| October 29, 2021 |
Tritium Technologies B.V. Shadow Equity Employee Plan EX-10.9 4 d203911dex109.htm EX-10.9 EXHIBIT 10.9 Tritium Technologies B.V. Amsterdam, the Netherlands Shadow Equity Employee Scheme Table of Contents 1 Introduction 3 2 Prerequisite to entitlement of Benefit 3 3 Participation 3 4 Provision of the Benefit 4 5 Calculation of the Benefit 5 6 Contract for the Benefit 5 7 Termination of employment 6 8 Administration of the Plan 6 9 Amendment to Rules 7 |
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| October 29, 2021 |
EX-10.12 7 d203911dex1012.htm EX-10.12 EXHIBIT 10.12 SENIOR LOAN NOTE SUBSCRIPTION AGREEMENT TRITIUM PTY LTD (ACN 095 500 280) arranged by COMMONWEALTH BANK OF AUSTRALIA (ACN 123 123 124) with CBA CORPORATE SERVICES (NSW) PTY LIMITED (ACN 072 765 434) acting as Security Trustee CONTENTS CLAUSE PAGE 1. Definitions and Interpretation 1 2. The Facility 30 3. Purpose 30 4. Conditions of Utilisation 31 |
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| October 29, 2021 |
EXHIBIT 10.14 Tritium Holdings Pty Ltd Tritium Pty Ltd St Baker Energy Holdings Pty Ltd as trustee for the St Baker Energy Innovation Trust Loan Agreement Loan Agreement Contents 1 Definitions and Interpretation 1 1.1 Definitions 1 1.2 Interpretation 6 1.3 Document or agreement 7 1.4 Determination, statement and certificate 8 1.5 Accounting terms 8 1.6 Trust 8 1.7 Consents and Opinions 8 2 Purpose |
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| October 29, 2021 |
List of subsidiaries of Tritium DCFC Limited. EX-21.1 10 d203911dex211.htm EX-21.1 Exhibit 21.1 Subsidiaries of Tritium DCFC Limited Subsidiary Jurisdiction Hulk Merger Sub, Inc. Delaware |
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| October 29, 2021 |
As filed with the Securities and Exchange Commission on October 29, 2021 F-4/A 1 d203911df4a.htm F-4/A Table of Contents As filed with the Securities and Exchange Commission on October 29, 2021 Registration Statement No. 333-259793 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM F-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Tritium DCFC Limited (Exact name of Registrant as Specified in its Charter) N/A (Tran |
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| October 29, 2021 |
EX-10.11 6 d203911dex1011.htm EX-10.11 EXHIBIT 10.11 The Directors Tritium Holdings Pty Ltd Unit 1, Archimedes Place Murrarie QLD 4172 15 July 2021 Dear Directors Confirmation of Financial Support In order for the directors of Tritium Holdings Pty Ltd, the Company, to be in a position to support the use of the going concern basis in preparing the financial report of the Company under IFRS and USGA |
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| October 29, 2021 |
Tritium Pty Ltd Shadow Equity Employee Plan EX-10.10 5 d203911dex1010.htm EX-10.10 EXHIBIT 10.10 Tritium Pty Ltd ACN 095 500 280 Shadow Equity Employee Scheme Table of Contents 1 Introduction 3 2 Prerequisite to entitlement of Benefit 3 3 Participation 3 4 Provision of the Benefit 4 5 Calculation of the Benefit 5 6 Contract for the Benefit 5 7 Administration of the Plan 6 8 Amendment to Rules 6 9 Termination and Suspension of Plan 7 10 Righ |
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| October 29, 2021 |
Loan Funded Share Plan of Tritium Holdings Pty Ltd. EXHIBIT 10.7 Loan Funded Share Plan Rules Tritium Holdings Pty Ltd ACN 145 324 910 Australia Level 2, 400 Queen Street Brisbane QLD 4000 GPO Box 2778 Brisbane QLD 4001 TOTALLY COMMITTED www.grtlawyers.com ABN 31 152 230 478 Asia Suite A, 26th Floor 414-424 Jaffe Road, Wan Chai Chinaweal Centre Hong Kong SAR Loan Funded Share Plan Rules TABLE OF CONTENTS 1 INTRODUCTION 5 1.1 Purpose 5 1.2 Voluntary |
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| October 29, 2021 |
Tritium Technologies, LLC Shadow Equity Employee Plan EXHIBIT 10.8 Tritium Technologies, LLC Shadow Equity Employee Scheme Table of Contents 1 Introduction 3 2 Prerequisite to entitlement of Benefit 3 3 Participation 3 4 Provision of the Benefit 4 5 Calculation of the Benefit 5 6 Contract for the Benefit 6 7 Administration of the Plan 6 8 Amendment to Rules 7 9 Termination and Suspension of Plan 7 10 Rights of Employees 7 11 Applicable Laws 7 12 Choi |
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| October 29, 2021 |
CORRESP 1 filename1.htm 330 North Wabash Avenue Suite 2800 Chicago, Illinois 60611 Tel: +1.312.876.7700 Fax: +1.312.993.9767 www.lw.com FIRM / AFFILIATE OFFICES Austin Milan Beijing Moscow Boston Munich Brussels New York October 29, 2021 Century City Orange County Chicago Paris Dubai Riyadh Düsseldorf San Diego Frankfurt San Francisco Hamburg Seoul Hong Kong Shanghai Houston Silicon Valley London |
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| October 13, 2021 |
Filed by Tritium DCFC Limited pursuant to Filed by Tritium DCFC Limited pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Decarbonization Plus Acquisition Corporation II Commission File No. |
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| September 24, 2021 |
EX-99.2 6 d203911dex992.htm EX-99.2 EXHIBIT 99.2 CONSENT OF PERSON NAMED TO BECOME DIRECTOR Tritium DCFC Limited is filing a Registration Statement on Form F-4 (together with the prospectus included therein, the “Registration Statement”) with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”). In connection therewith, I hereby consent, pursua |
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| September 24, 2021 |
Consent of Kenneth Braithwaite EXHIBIT 99.5 CONSENT OF PERSON NAMED TO BECOME DIRECTOR Tritium DCFC Limited is filing a Registration Statement on Form F-4 (together with the prospectus included therein, the ?Registration Statement?) with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the ?Securities Act?). In connection therewith, I hereby consent, pursuant to Rule 438 under the Securities |
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| September 24, 2021 |
EXHIBIT 99.4 CONSENT OF PERSON NAMED TO BECOME DIRECTOR Tritium DCFC Limited is filing a Registration Statement on Form F-4 (together with the prospectus included therein, the ?Registration Statement?) with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the ?Securities Act?). In connection therewith, I hereby consent, pursuant to Rule 438 under the Securities |
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| September 24, 2021 |
EX-99.6 10 d203911dex996.htm EX-99.6 EXHIBIT 99.6 CONSENT OF PERSON NAMED TO BECOME DIRECTOR Tritium DCFC Limited is filing a Registration Statement on Form F-4 (together with the prospectus included therein, the “Registration Statement”) with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”). In connection therewith, I hereby consent, pursu |
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| September 24, 2021 |
EX-99.3 7 d203911dex993.htm EX-99.3 EXHIBIT 99.3 CONSENT OF PERSON NAMED TO BECOME DIRECTOR Tritium DCFC Limited is filing a Registration Statement on Form F-4 (together with the prospectus included therein, the “Registration Statement”) with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”). In connection therewith, I hereby consent, pursua |
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| September 24, 2021 |
EX-99.7 11 d203911dex997.htm EX-99.7 EXHIBIT 99.7 CONSENT OF PERSON NAMED TO BECOME DIRECTOR Tritium DCFC Limited is filing a Registration Statement on Form F-4 (together with the prospectus included therein, the “Registration Statement”) with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”). In connection therewith, I hereby consent, pursu |
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| September 24, 2021 |
Constitution of Tritium DCFC Limited. EXHIBIT 3.1 Constitution Tritium DCFC Limited A.C.N. 650 026 314 (An unlisted public company limited by shares) Level 1, 9-11 Grosvenor Street PO Box 1714 Neutral Bay NSW 2089 T. (02) 9953 2399 / 1800 226 735 E. [email protected] W. www.patricia.com.au Contents Page 1????Defined terms and interpretation 1 1.1??Defined terms 1 1.2??Interpretation 1 2????Share capital 1 2.1??Shares 1 2.2??Certif |
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| September 24, 2021 |
Table of Contents As filed with the Securities and Exchange Commission on September 24, 2021. |
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| September 23, 2021 |
Filed by Tritium DCFC Limited pursuant to Filed by Tritium DCFC Limited pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Decarbonization Plus Acquisition Corporation II Commission File No. |
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| September 22, 2021 |
Filed by Tritium DCFC Limited pursuant to 425 1 d235835d425.htm 425 Filed by Tritium DCFC Limited pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Decarbonization Plus Acquisition Corporation II Commission File No.: 001-40000 The following is a transcript of Tritium’s virtual analyst day held on September 21, 2021: *** Caldwell Bailey, |
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| September 21, 2021 |
Filed by Tritium DCFC Limited pursuant to Filed by Tritium DCFC Limited pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Decarbonization Plus Acquisition Corporation II Commission File No. |
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| September 14, 2021 |
425 1 d198035d425.htm 425 Filed by Tritium DCFC Limited pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Decarbonization Plus Acquisition Corporation II Commission File No.: 001-40000 Tritium Announces Addition of Edward T. Hightower, Managing Director of Motoring Ventures LLC, to the Combined |
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| September 9, 2021 |
Filed by Tritium DCFC Limited pursuant to 425 Filed by Tritium DCFC Limited pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Decarbonization Plus Acquisition Corporation II Commission File No. |
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| September 7, 2021 |
Tritium CEO Jane Hunter and David Toomey, head of corporate development, are adding new customers 425 Filed by Tritium DCFC Limited pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Decarbonization Plus Acquisition Corporation II Commission File No. |
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| September 7, 2021 |
425 1 d227077d425.htm 425 Filed by Tritium DCFC Limited pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Decarbonization Plus Acquisition Corporation II Commission File No.: 001-40000 Tritium Announces AUD$40 million Private Placement Financing by Cigna Investments, Inc. BRISBANE, Australia, Se |
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| August 12, 2021 |
Filed by Tritium DCFC Limited pursuant to 425 1 d150037d425.htm 425 Filed by Tritium DCFC Limited pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Decarbonization Plus Acquisition Corporation II Commission File No.: 001-40000 Gilbarco Veeder-Root Announces Waiver of Option to Acquire Tritium BRISBANE, Australia / GREENSBORO, NC, August |
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| July 27, 2021 |
Filed by Tritium DCFC Limited pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Decarbonization Plus Acquisition Corporation II Commission File No. |
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| July 27, 2021 |
Filed by Tritium DCFC Limited pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Decarbonization Plus Acquisition Corporation II Commission File No. |
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| June 24, 2021 |
Filed by Tritium DCFC Limited pursuant to Filed by Tritium DCFC Limited pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Decarbonization Plus Acquisition Corporation II Commission File No. |
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| May 28, 2021 |
Filed by Tritium DCFC Limited pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Decarbonization Plus Acquisition Corporation II Commission File No. |
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| May 28, 2021 |
Filed by Tritium DCFC Limited pursuant to Filed by Tritium DCFC Limited pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Decarbonization Plus Acquisition Corporation II Commission File No. |
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| May 28, 2021 |
Filed by Tritium DCFC Limited pursuant to 425 1 d48316d425.htm 425 Filed by Tritium DCFC Limited pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Decarbonization Plus Acquisition Corporation II Commission File No.: 001-40000 The following is a transcript of an interview that was given by Jane Hunter to ABC Radio Brisbane’s Breakfast pr |
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| May 28, 2021 |
Filed by Tritium DCFC Limited pursuant to 425 1 d48316d425.htm 425 Filed by Tritium DCFC Limited pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Decarbonization Plus Acquisition Corporation II Commission File No.: 001-40000 The following is a transcript of an interview that was given by Jane Hunter to CNBC International’s Squawk Box A |
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| May 28, 2021 |
Filed by Tritium DCFC Limited pursuant to 425 1 d48316d425.htm 425 Filed by Tritium DCFC Limited pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Decarbonization Plus Acquisition Corporation II Commission File No.: 001-40000 The following is a transcript of an interview that was given by Jane Hunter to SBS On the Money on May 27, 2021: |
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| May 26, 2021 |
Filed by Tritium DCFC Limited pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Decarbonization Plus Acquisition Corporation II Commission File No. |
