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| LEI | 549300BXICHPOXA1NO93 |
| CIK | 1878897 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Douglas Elliman Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 5, 2025 |
Douglas Elliman Inc. Insider Trading Policy Exhibit 19.1 DOUGLAS ELLIMAN INC. INSIDER TRADING POLICY Douglas Elliman Inc. (together with its subsidiaries, collectively, the “Company”) is committed to the principles of fair and open markets for publicly-traded securities and has adopted the following policy setting forth standards of conduct and procedures for securities trading by the Company and the Company’s directors, employees, agents, |
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| August 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended June 30, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DOUGLAS ELLIMAN INC. (Exact name of registrant as specified in its charter) Delaware 1-41054 |
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| July 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2025 DOUGLAS ELLIMAN INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41054 87-2176850 (Commission File |
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| July 31, 2025 |
FOR IMMEDIATE RELEASE Contact: Stephen Larkin, Douglas Elliman Inc. 917-902-2503 Olivia Snyder/Catherine Livingston, FGS Global, 212-687-8080 J. Bryant Kirkland III, Douglas Elliman Inc. 305-579-8000 DOUGLAS ELLIMAN INC. REPORTS SECOND QUARTER 2025 FINANCIAL RESULTS Company reports 8%% year-over-year revenue growth for the six months ended June 30, 2025 with significant improvements in first-half |
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| June 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 25, 2025 DOUGLAS ELLIMAN INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41054 87-2176850 (Commission File |
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| May 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DOUGLAS ELLIMAN INC. (Exact name of registrant as specified in its charter) Delaware 1-4105 |
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| May 1, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2025 DOUGLAS ELLIMAN INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41054 87-2176850 (Commission File N |
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| May 1, 2025 |
EXHIBIT 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Douglas Elliman Inc. |
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| May 1, 2025 |
FOR IMMEDIATE RELEASE Contact: Stephen Larkin, Douglas Elliman Inc. 917-902-2503 Olivia Snyder/Catherine Livingston, FGS Global, 212-687-8080 J. Bryant Kirkland III, Douglas Elliman Inc. 305-579-8000 DOUGLAS ELLIMAN INC. REPORTS FIRST QUARTER 2025 FINANCIAL RESULTS Company reports 27% year-over-year revenue growth and significant improvements in Net Loss and Adjusted EBITDA, driven by strategic in |
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| May 1, 2025 |
As filed with the Securities and Exchange Commission on May 1, 2025 As filed with the Securities and Exchange Commission on May 1, 2025 Registration No. |
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| April 30, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material under § 240. |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of |
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| April 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 2, 2025 DOUGLAS ELLIMAN INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41054 87-2176850 (Commission File |
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| March 17, 2025 |
Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934. Exhibit 4.1 DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following is a summary of the rights of the common stock and preferred stock of Douglas Elliman Inc. (the “Company,”, “we,” “us” or “our”), certain provisions of our amended and restated certificate of incorporation (our “certificate of incorporation”), and our amended and restated by |
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| March 17, 2025 |
SUBSIDIARIES OF DOUGLAS ELLIMAN INC. EXHIBIT 21.1 SUBSIDIARIES OF DOUGLAS ELLIMAN INC. ENTITY NAME JURISDICTION OF ORGANIZATION DER Holdings LLC DE Douglas Elliman of California, Inc. CA Douglas Elliman Realty, LLC NY Douglas Elliman Florida LLC d/b/a Douglas Elliman Real Estate FL Douglas Elliman of LI, LLC d/b/a Douglas Elliman Real Estate NY Douglas Elliman, LLC d/b/a Douglas Elliman Real Estate DE Not included above are other sub |
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| March 17, 2025 |
DOUGLAS ELLIMAN INC. INSIDER TRADING POLICY EXHIBIT 19.1 DOUGLAS ELLIMAN INC. INSIDER TRADING POLICY Douglas Elliman Inc. (together with its subsidiaries, collectively, the “Company”) is committed to the principles of fair and open markets for publicly-traded securities and has adopted the following policy setting forth standards of conduct and procedures for securities trading by the Company and the Company’s directors, employees, agents, |
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| March 17, 2025 |
Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Fiscal Year Ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DOUGLAS ELLIMAN INC. (Exact name of registrant as specified in its charter) Delaware 1-41054 |
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| March 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2025 DOUGLAS ELLIMAN INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41054 87-2176850 (Commission Fil |
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| March 11, 2025 |
FOR IMMEDIATE RELEASE Contact: Stephen Larkin, Douglas Elliman Inc. 917-902-2503 Olivia Snyder/Catherine Livingston, FGS Global, 212-687-8080 Bryant Kirkland, Douglas Elliman Inc. 305-579-8000 DOUGLAS ELLIMAN INC. REPORTS FOURTH QUARTER AND FULL YEAR 2024 FINANCIAL RESULTS Company builds momentum on revenue base and continues thoughtful expense reductions, driving meaningful improvement in Net Los |
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| February 11, 2025 |
Exhibit 1 JOINT FILING AGREEMENT The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing statements. |
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| December 27, 2024 |
Exhibit 10.1 EXECUTION VERSION 4th AMENDMENT TO OFFICE LEASE THIS 4th AMENDMENT TO OFFICE LEASE (this “Amendment”) is made as of December 20, 2024, by and between FROST REAL ESTATE HOLDINGS LLC, a Florida limited liability company (“Landlord”), VECTOR GROUP LTD, a Delaware Corporation (“Tenant”) and DOUGLAS ELLIMAN INC., a Delaware Corporation (“Douglas Elliman”). WHEREAS, Landlord and Tenant are |
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| December 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2024 DOUGLAS ELLIMAN INC. (Exact name of registrant as specified in its charter) Delaware 001-41054 87-2176850 (State or Other Jurisdiction of Incorporation) (Commission |
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| December 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2024 DOUGLAS ELLIMAN INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41054 87-2176850 (Commission |
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| November 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 26, 2024 DOUGLAS ELLIMAN INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41054 87-2176850 (Commission |
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| November 25, 2024 |
EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT dated as of November 24, 2024, by and between Douglas Elliman Inc. |
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| November 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 24, 2024 DOUGLAS ELLIMAN INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41054 87-2176850 (Commission |
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| November 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended September 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DOUGLAS ELLIMAN INC. (Exact name of registrant as specified in its charter) Delaware 1- |
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| November 7, 2024 |
FOR IMMEDIATE RELEASE Contact: Stephen Larkin, Douglas Elliman Inc. 917-902-2503 Columbia Clancy/Catherine Livingston, FGS Global, 212-687-8080 J. Bryant Kirkland III, Douglas Elliman Inc. 305-579-8000 DOUGLAS ELLIMAN INC. REPORTS THIRD QUARTER 2024 FINANCIAL RESULTS Executing strategic plan focused on growing and diversifying the business to deliver value Created strategic M&A and business develo |
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| November 7, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2024 DOUGLAS ELLIMAN INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41054 87-2176850 (Commission F |
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| November 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2024 DOUGLAS ELLIMAN INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41054 87-2176850 (Commission F |
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| November 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2024 DOUGLAS ELLIMAN INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41054 87-2176850 (Commission |
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| November 4, 2024 |
EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT dated as of October 30, 2024, by and between Douglas Elliman Inc. |
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| November 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2024 DOUGLAS ELLIMAN INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41054 87-2176850 (Commission F |
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| November 1, 2024 |
EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT dated as of October 30, 2024, by and between Douglas Elliman Inc. |
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| October 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2024 DOUGLAS ELLIMAN INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41054 87-2176850 (Commission F |
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| October 23, 2024 |
DOUG / Douglas Elliman Inc. / LORBER HOWARD M - SC 13D/A Activist Investment SC 13D/A 1 d903124dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* Douglas Elliman Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 25961D105 (CUSIP Number) Howard M. Lorber c/o J Bryant Kirkland III 4400 Biscayne Boulevard, 10th Floor Miami, FL 33 |
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| October 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2024 DOUGLAS ELLIMAN INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41054 87-2176850 (Commission F |
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| October 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2024 DOUGLAS ELLIMAN INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41054 87-2176850 (Commission F |
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| October 22, 2024 |
FOR IMMEDIATE RELEASE DOUGLAS ELLIMAN INC. ANNOUNCES LEADERSHIP TRANSITION Howard M. Lorber Has Decided to Retire; Board Director Michael Liebowitz Appointed Chairman & CEO Miami, Florida (BUSINESS WIRE) (October 22, 2024) – Douglas Elliman Inc. (NYSE: DOUG, “Douglas Elliman” or the “Company”) today announced that Howard M. Lorber (76) has decided to retire from his position as President, Chief Ex |
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| August 22, 2024 |
Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-281561 DATED AUGUST 22, 2024 PROSPECTUS DOUGLAS ELLIMAN INC. 40,854,085 Shares Common Stock Offered by the Selling Stockholders This prospectus covers the resale from time to time by the selling stockholders identified in this prospectus of up to 40,854,085 shares of our common stock, $0.01 par value per share, issuable upon c |
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| August 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 21, 2024 DOUGLAS ELLIMAN INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41054 87-2176850 (Commission Fi |
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| August 20, 2024 |
Douglas Elliman Inc. 4400 Biscayne Boulevard Miami, FL 33137 Douglas Elliman Inc. 4400 Biscayne Boulevard Miami, FL 33137 August 20, 2024 VIA EDGAR U.S. Securities and Exchange Commission, Division of Corporation Finance, Office of Real Estate & Construction, 100 F. Street, N.E., Washington, D.C. 20549. Re: Douglas Elliman Inc. Registration Statement on Form S-3 Filed August 15, 2024 File No. 333-281561 Request for Acceleration of Effective Date Ladies and |
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| August 15, 2024 |
EX-FILING FEES Exhibit 107 Calculation of Filing Fee Table Form S-3 (Form Type) Douglas Elliman Inc. |
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| August 15, 2024 |
As filed with the Securities and Exchange Commission on August 14, 2024 S-3 Table of Contents As filed with the Securities and Exchange Commission on August 14, 2024 Registration No. |
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| August 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DOUGLAS ELLIMAN INC. (Exact name of registrant as specified in its charter) Delaware 1-41054 |
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| August 8, 2024 |
DOUGLAS ELLIMAN INC. REPORTS SECOND QUARTER 2024 FINANCIAL RESULTS FOR IMMEDIATE RELEASE Contact: Stephen Larkin, Douglas Elliman Inc. 917-902-2503 Columbia Clancy/Catherine Livingston, FGS Global, 212-687-8080 J. Bryant Kirkland III, Douglas Elliman Inc. 305-579-8000 DOUGLAS ELLIMAN INC. REPORTS SECOND QUARTER 2024 FINANCIAL RESULTS Second Quarter 2024 Highlights: •Consolidated revenues of $285.8 million, compared to $275.9 million in the prior year quarter ◦Dou |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2024 DOUGLAS ELLIMAN INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41054 87-2176850 (Commission Fil |
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| July 11, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material under § 240. |
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| July 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of |
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| July 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 2, 2024 DOUGLAS ELLIMAN INC. (Exact name of registrant as specified in its charter) Delaware 001-41054 87-2176850 (State or Other Jurisdiction of Incorporation) (Commission File |
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| July 2, 2024 |
Form of Convertible Promissory Note. Exhibit 10.2 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIS |
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| July 2, 2024 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”) is made as of July 2, 2024, by and among Douglas Elliman Inc., a Delaware corporation (the “Company”), Alter Domus (US) LLC as collateral agent for the Purchasers (in such capacity, together with its successor and assigns in such capacity (the “Collateral Agent”) and the Purchasers. RECITALS A. The Com |
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| July 2, 2024 |
EX-99.1 Exhibit 99.1 Contact: For Douglas Elliman Inc. Stephen Larkin, Douglas Elliman Inc. 917-902-2503 Columbia Clancy/Catherine Livingston, FGS Global 212-687-8080 J. Bryant Kirkland III, Douglas Elliman Inc. 305-579-8000 For Kennedy Lewis Investment Management Joshua Clarkson/Mike Geller, Prosek Partners [email protected] 212-279-3115 Douglas Elliman Inc. Secures $50 Million Growth Investmen |
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| July 2, 2024 |
Exhibit 10.3 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of July 2, 2024, by and among Douglas Elliman Inc., a Delaware corporation (the “Company”), and the parties signatory hereto (each, a “Purchaser” and, collectively, the “Purchasers”). This Agreement is being entered into as contemplated by that certain Securities Purchase Ag |
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| May 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DOUGLAS ELLIMAN INC. (Exact name of registrant as specified in its charter) Delaware 1-4105 |
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| May 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2024 DOUGLAS ELLIMAN INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41054 87-2176850 (Commission File N |
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| May 10, 2024 |
DOUGLAS ELLIMAN INC. REPORTS FIRST QUARTER 2024 FINANCIAL RESULTS FOR IMMEDIATE RELEASE Contact: Stephen Larkin, Douglas Elliman Inc. 917-902-2503 Columbia Clancy/Catherine Livingston, FGS Global, 212-687-8080 (U.S.) 44(0)2031788914 (Europe) J. Bryant Kirkland III, Douglas Elliman Inc. 305-579-8000 DOUGLAS ELLIMAN INC. REPORTS FIRST QUARTER 2024 FINANCIAL RESULTS First Quarter 2024 Highlights: •Consolidated revenues of $200.2 million compared to $214.0 million i |
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| April 29, 2024 |
Exhibit 99.1 Douglas Elliman Inc. Enters into Settlement Agreement to Resolve Certain Brokerage Commission Litigation MIAMI—April 29, 2024—Douglas Elliman Inc. (NYSE: DOUG) today announced it has entered into a settlement agreement to resolve on a nationwide basis the pending class action litigation on behalf of sellers relating to real estate brokerage fees in the Gibson and Umpa cases pending in |
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| April 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2024 DOUGLAS ELLIMAN INC. (Exact name of registrant as specified in its charter) Delaware 001-41054 87-2176850 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| April 29, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Fiscal Year Ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DOUGLAS ELLIMAN INC. (Exact name of registrant as specified in its charter) Delaware 1-410 |
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| April 29, 2024 |
Exhibit 10.1 Execution Copy UNITED STATES DISTRICT COURT WESTERN DISTRICT OF MISSOURI WESTERN DIVISION DON GIBSON, LAUREN CRISS, JOHN MEINERS, and DANIEL UMPA, individually and on behalf of themselves and all others similarly situated, Plaintiffs, v. THE NATIONAL ASSOCIATION OF REALTORS, et. al. Defendants. Case No. 23-CV-788-SRB [Consolidated with 4:23-cv-00945-SRB] Hon. Stephen R. Bough SETTLEME |
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| March 8, 2024 |
Exhibit 4.1 DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following is a summary of the rights of the common stock and preferred stock of Douglas Elliman Inc. (the “Company,”, “we,” “us” or “our”), certain provisions of our amended and restated certificate of incorporation (our “certificate of incorporation”), and our amended and restated by |
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| March 8, 2024 |
Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Fiscal Year Ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DOUGLAS ELLIMAN INC. (Exact name of registrant as specified in its charter) Delaware 1-41054 |
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| March 8, 2024 |
Executive compensation clawback policy.* EXHIBIT 97.1 DOUGLAS ELLIMAN INC. EXECUTIVE COMPENSATION CLAWBACK POLICY (ADOPTED AS OF NOVEMBER 27, 2023) I.GENERAL Douglas Elliman Inc. (the “Company”) has adopted this executive compensation clawback policy (this “Policy”) to provide for the recovery or “clawback” of Incentive-Based Compensation earned by current or former Executive Officers of the Company in the event of a required Restatement |
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| March 8, 2024 |
Subsidiaries of Douglas Elliman Inc.* EXHIBIT 21.1 SUBSIDIARIES OF DOUGLAS ELLIMAN INC. ENTITY NAME JURISDICTION OF ORGANIZATION DER Holdings LLC DE Douglas Elliman of California, Inc. CA Douglas Elliman Realty, LLC NY Douglas Elliman Florida LLC d/b/a Douglas Elliman Real Estate FL Douglas Elliman of LI, LLC d/b/a Douglas Elliman Real Estate NY Douglas Elliman, LLC d/b/a Douglas Elliman Real Estate DE Not included above are other sub |
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| March 4, 2024 |
EX-10.1 Exhibit 10.1 RESTRICTED SHARES AWARD AGREEMENT PURSUANT TO THE DOUGLAS ELLIMAN INC. 2021 MANAGEMENT INCENTIVE PLAN THIS AGREEMENT (the “Agreement”), made as of February 29, 2024 (“Grant Date”), by and between Douglas Elliman Inc., a Delaware Corporation, with its principal office at 4400 Biscayne Boulevard, 10th Floor, Miami, FL 33137 (the “Company”), and Howard M. Lorber (the “Participant |
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| March 4, 2024 |
DOUG / Douglas Elliman Inc. / LORBER HOWARD M - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Douglas Elliman Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 25961D105 (CUSIP Number) Howard M. Lorber c/o Douglas Elliman Inc. 4400 Biscayne Boulevard, 10th Floor Miami, FL 33137 (305) 579-8000 (Name, Addre |
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| March 1, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 29, 2024 DOUGLAS ELLIMAN INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41054 87-2176850 (Commission |
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| March 1, 2024 |
DOUGLAS ELLIMAN INC. REPORTS FOURTH QUARTER AND FULL YEAR 2023 FINANCIAL RESULTS FOR IMMEDIATE RELEASE Contact: Stephen Larkin, Douglas Elliman Inc. 917-902-2503 Emily Claffey/Catherine Livingston, FGS Global, 212-687-8080 J. Bryant Kirkland III, Douglas Elliman Inc. 305-579-8000 DOUGLAS ELLIMAN INC. REPORTS FOURTH QUARTER AND FULL YEAR 2023 FINANCIAL RESULTS Fourth Quarter 2023 Highlights: •Revenues of $214.1 million, compared to $207.3 million in the prior year quarter ◦Doug |
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| January 10, 2024 |
DOUG / Douglas Elliman Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0025-douglasellimaninc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3)* Name of issuer: Douglas Elliman Inc. Title of Class of Securities: Common Stock CUSIP Number: 25961D105 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to design |
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| January 8, 2024 |
As filed with the Securities and Exchange Commission on January 8, 2024 As filed with the Securities and Exchange Commission on January 8, 2024 Registration No. |
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| January 8, 2024 |
EXHIBIT 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Douglas Elliman Inc. |
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| January 8, 2024 |
As filed with the Securities and Exchange Commission on January 8, 2024 As filed with the Securities and Exchange Commission on January 8, 2024 Registration No. |
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| December 8, 2023 |
DOUG / Douglas Elliman Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0017-douglasellimaninc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: Douglas Elliman Inc Title of Class of Securities: Common Stock CUSIP Number: 25961D105 Date of Event Which Requires Filing of this Statement: November 30, 2023 Check the appropriate box to designa |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DOUGLAS ELLIMAN INC. (Exact name of registrant as specified in its charter |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DOUGLAS ELLIMAN INC. (Exact name of registrant as specified in its charter) Delaware 1- |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DOUGLAS ELLIMAN INC. (Exact name of registrant as specified in its charte |
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| November 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2023 DOUGLAS ELLIMAN INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41054 87-2176850 (Commission F |
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| November 8, 2023 |
June 2021 / Confidential Investor Presentation November 2023 2 Disclaimer This document and any related oral presentation do not constitute an offer or invitation to subscribe for, purchase or otherwise acquire any securities or other instruments of Douglas Elliman Inc. |
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| November 8, 2023 |
DOUGLAS ELLIMAN INC. REPORTS THIRD QUARTER 2023 FINANCIAL RESULTS FOR IMMEDIATE RELEASE Contact: Stephen Larkin, Douglas Elliman Inc. 917-902-2503 Emily Claffey/Benjamin Spicehandler, FGS Global, 212-687-8080 J. Bryant Kirkland III, Douglas Elliman Inc. 305-579-8000 DOUGLAS ELLIMAN INC. REPORTS THIRD QUARTER 2023 FINANCIAL RESULTS Third Quarter 2023 Highlights: •Consolidated revenues of $251.5 million, compared to $272.6 million in the prior year quarter ◦Dougla |
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| August 14, 2023 |
EXHIBIT 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Douglas Elliman Inc. |
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| August 14, 2023 |
As filed with the Securities and Exchange Commission on August 14, 2023 As filed with the Securities and Exchange Commission on August 14, 2023 Registration No. |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DOUGLAS ELLIMAN INC. (Exact name of registrant as specified in its charter) Delaware 1-41054 |
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| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2023 DOUGLAS ELLIMAN INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41054 87-2176850 (Commission Fil |
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| August 8, 2023 |
DOUGLAS ELLIMAN INC. REPORTS SECOND QUARTER 2023 FINANCIAL RESULTS FOR IMMEDIATE RELEASE Contact: Stephen Larkin, Douglas Elliman Inc. 917-902-2503 Emily Claffey/Benjamin Spicehandler/Columbia Clancy, FGS Global, 212-687-8080 (U.S.) 44(0)2031788914(Europe) J. Bryant Kirkland III, Douglas Elliman Inc. 305-579-8000 DOUGLAS ELLIMAN INC. REPORTS SECOND QUARTER 2023 FINANCIAL RESULTS Second Quarter 2023 Highlights: •Consolidated revenues of $275.9 million compared to |
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| August 8, 2023 |
dougq223invpres June 2021 / Confidential Investor Presentation August 2023 2 Disclaimer This document and any related oral presentation does not constitute an offer or invitation to subscribe for, purchase or otherwise acquire any securities or other instruments of Douglas Elliman Inc. |
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| July 31, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2023 DOUGLAS ELLIMAN INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41054 87-2176850 (Commission File |
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| July 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of |
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| June 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of |
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| June 16, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material under § 240. |
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| June 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2023 DOUGLAS ELLIMAN INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41054 87-2176850 (Commission File |
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| June 13, 2023 |
Douglas Elliman Declares Annual 5% Stock Dividend Suspends Quarterly Cash Dividend Contact: Emily Claffey/Benjamin Spicehandler/Columbia Clancy 212-687-8080 (U.S.) Douglas Elliman Declares Annual 5% Stock Dividend Suspends Quarterly Cash Dividend Miami, FL, JUNE 12, 2023 – Douglas Elliman Inc. (NYSE: DOUG) today announced that its Board of Directors has declared an annual stock dividend on its common stock of 5%. The annual stock dividend will be payable on June 30, 2023 to hold |
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| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DOUGLAS ELLIMAN INC. (Exact name of registrant as specified in its charter) Delaware 1-4105 |
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| May 11, 2023 |
douginvpresq123 June 2021 / Confidential Investor Presentation May 2023 2 Disclaimer This document and any related oral presentation does not constitute an offer or invitation to subscribe for, purchase or otherwise acquire any securities or other instruments of Douglas Elliman Inc. |
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| May 11, 2023 |
SEC FILE NUMBER 1-41054 CUSIP NUMBER 25961D105 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2023 DOUGLAS ELLIMAN INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41054 87-2176850 (Commission File |
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| May 11, 2023 |
DOUGLAS ELLIMAN INC. REPORTS UPDATED FIRST QUARTER 2023 FINANCIAL RESULTS FOR IMMEDIATE RELEASE Contact: Stephen Larkin, Douglas Elliman Inc. 917-902-2503 Benjamin Spicehandler/Columbia Clancy, FGS Global, 212-687-8080 (U.S.) 44(0)2031788914 (Europe) J. Bryant Kirkland III, Douglas Elliman Inc. 305-579-8000 DOUGLAS ELLIMAN INC. REPORTS UPDATED FIRST QUARTER 2023 FINANCIAL RESULTS MIAMI, FL, May 11, 2023 - Douglas Elliman Inc. (NYSE:DOUG) today announced updates to its p |
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| May 10, 2023 |
DOUGLAS ELLIMAN INC. REPORTS FIRST QUARTER 2023 FINANCIAL RESULTS FOR IMMEDIATE RELEASE Contact: Stephen Larkin, Douglas Elliman Inc. 917-902-2503 Benjamin Spicehandler/Columbia Clancy, FGS Global, 212-687-8080 (U.S.) 44(0)2031788914 (Europe) J. Bryant Kirkland III, Douglas Elliman Inc. 305-579-8000 DOUGLAS ELLIMAN INC. REPORTS FIRST QUARTER 2023 FINANCIAL RESULTS First Quarter 2023 Highlights: •Consolidated revenues of $214.0 million compared to $308.9 million |
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| May 10, 2023 |
douqq1x23xinvxpres June 2021 / Confidential Investor Presentation May 2023 2 Disclaimer This document and any related oral presentation does not constitute an offer or invitation to subscribe for, purchase or otherwise acquire any securities or other instruments of Douglas Elliman Inc. |
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| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2023 DOUGLAS ELLIMAN INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41054 87-2176850 (Commission File N |
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| May 1, 2023 |
Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Fiscal Year Ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DOUGLAS ELLIMAN INC. (Exact name of registrant as specified in its chart |
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| May 1, 2023 |
EXHIBIT 10.1 February 28, 2022 Mr. James David Ballard [Address on file with the Company] Dear David: We are pleased to extend to you this offer to serve as the Senior Vice President − Enterprise Efficiency and Chief Technology Officer of Douglas Elliman Inc. (the “Company”). In this position, your role will be to seek out new technologies and operational and cost efficiencies for the Company and |
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| March 16, 2023 |
EX-10.1 Exhibit 10.1 RESTRICTED SHARES AWARD AGREEMENT PURSUANT TO THE DOUGLAS ELLIMAN INC. 2021 MANAGEMENT INCENTIVE PLAN THIS AGREEMENT (the “Agreement”), made as of March 14, 2023 (“Grant Date”), by and between Douglas Elliman Inc., a Delaware Corporation, with its principal office at 4400 Biscayne Boulevard, 10th Floor, Miami, FL 33137 (the “Company”), and Howard M. Lorber (the “Participant”). |
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| March 16, 2023 |
SUBSIDIARIES OF DOUGLAS ELLIMAN INC. EXHIBIT 21.1 SUBSIDIARIES OF DOUGLAS ELLIMAN INC. ENTITY NAME JURISDICTION OF ORGANIZATION DER Holdings LLC DE Douglas Elliman of California, Inc. CA Douglas Elliman Realty, LLC NY Douglas Elliman Florida LLC d/b/a Douglas Elliman Real Estate FL Douglas Elliman of LI, LLC d/b/a Douglas Elliman Real Estate NY Douglas Elliman, LLC d/b/a Douglas Elliman Real Estate DE Not included above are other sub |
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| March 16, 2023 |
Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Fiscal Year Ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DOUGLAS ELLIMAN INC. (Exact name of registrant as specified in its charter) Delaware 1-41054 |
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| March 16, 2023 |
EXHIBIT 10.11 DOUGLAS ELLIMAN INC. EXECUTIVE COMPENSATION CLAWBACK POLICY (ADOPTED AS OF DECEMBER 22, 2021) GENERAL As a condition to receiving bonus and incentive-based compensation from Douglas Elliman Inc. (the “Company”) and its subsidiaries, each executive officer named in the summary compensation table of the Company’s proxy statement (a “NEO”) shall enter into an agreement with the Company |
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| March 16, 2023 |
Exhibit 10.13 LESSOR’S CHECKLIST/SUMMARY Parties: Lessor: VT Aviation Leasing LLC Lessee: Douglas Elliman Inc. Aircraft: Make/Model: Learjet Inc. 60 Serial Number: 349 Registration: N62VG Effective Date: December 21, 2021 Term: 1 Year Auto-Renewal (Check One) Yes: X No: Rental Type (Check One): Monthly Rental: Please Read Section 3.2 Hourly Rental: X Rental Appraisal Date: June 22, 2021 First Invo |
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| March 16, 2023 |
Exhibit 10.12 LESSOR’S CHECKLIST/SUMMARY Parties: Lessor: VT Equipment Leasing LLC Lessee: Douglas Elliman Inc. Aircraft: Make/Model: Bombardier Inc. Challenger 605 Serial Number: 5905 Registration: N97NP Effective Date: December 21, 2021 Term: 1 Year Auto-Renewal (Check One) Yes: X No: Rental Type (Check One): Monthly Rental: Please Read Section 3.2 Hourly Rental: X Rental Appraisal Date: Novembe |
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| March 16, 2023 |
DOUG / Douglas Elliman Inc / LORBER HOWARD M - SC 13D/A Activist Investment SC 13D/A 1 d439890dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Douglas Elliman Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 25961D105 (CUSIP Number) Howard M. Lorber c/o Douglas Elliman Inc. 4400 Biscayne Boulevard, 10th Floor Miami, FL 331 |
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| March 16, 2023 |
EX 3.2 AMENDED AND RESTATED BYLAWS OF DOUGLAS ELLIMAN INC. EFFECTIVE NOVEMBER 30, 2022 (a Delaware corporation) ARTICLE I OFFICES SECTION 1. Registered Office. The address of the Corporation’s registered office and registered agent for service of process in the State of Delaware is The Corporation Trust Company, 1209 Orange Street, Wilmington, Delaware 19801, County of New Castle. SECTION 2. Other |
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| March 10, 2023 |
DOUGLAS ELLIMAN INC. REPORTS FOURTH QUARTER AND FULL YEAR 2022 FINANCIAL RESULTS FOR IMMEDIATE RELEASE Contact: Stephen Larkin, Douglas Elliman Inc. 917-902-2503 Emily Claffey/Benjamin Spicehandler/Columbia Clancy, FGS Global, 212-687-8080 (U.S.) 44(0)2031788914(Europe) J. Bryant Kirkland III, Douglas Elliman Inc. 305-579-8000 DOUGLAS ELLIMAN INC. REPORTS FOURTH QUARTER AND FULL YEAR 2022 FINANCIAL RESULTS Fourth Quarter 2022 Highlights: •Consolidated revenues of $207.3 millio |
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| March 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2023 DOUGLAS ELLIMAN INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41054 87-2176850 (Commission File |
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| March 10, 2023 |
dougq42022invpres June 2021 / Confidential Investor Presentation March 2023 2 Disclaimer This document and any related oral presentation does not constitute an offer or invitation to subscribe for, purchase or otherwise acquire any securities or other instruments of Douglas Elliman Inc. |
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| February 13, 2023 |
DOUG / Douglas Elliman Inc / Capital Research Global Investors - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Douglas Elliman Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 25961D105 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box t |
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| February 9, 2023 |
DOUG / Douglas Elliman Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Douglas Elliman Inc. Title of Class of Securities: Common Stock CUSIP Number: 25961D105 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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| February 3, 2023 |
Exhibit 1 JOINT FILING AGREEMENT The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing statements. |
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| February 3, 2023 |
DOUG / Douglas Elliman Inc / FROST PHILLIP MD ET AL - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Amendment No. 1) UNDER THE SECURITIES EXCHANGE ACT OF 1934 Douglas Elliman Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 25961D105 (CUSIP Number) January 1, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| December 1, 2022 |
-1- AMENDED AND RESTATED BYLAWS OF DOUGLAS ELLIMAN INC. EFFECTIVE NOVEMBER 30, 2022 (a Delaware corporation) ARTICLE I OFFICES SECTION 1. Registered Office. The address of the Corporation?s registered office and registered agent for service of process in the State of Delaware is The Corporation Trust Company, 1209 Orange Street, Wilmington, Delaware 19801, County of New Castle. SECTION 2. Other Of |
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| December 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2022 DOUGLAS ELLIMAN INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41054 87-2176850 (Commission |
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| November 4, 2022 |
June 2021 / Confidential Investor Presentation November 2022 2 Disclaimer This document and any related oral presentation does not constitute an offer or invitation to subscribe for, purchase or otherwise acquire any securities or other instruments of Douglas Elliman Inc. |
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| November 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended September 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DOUGLAS ELLIMAN INC. (Exact name of registrant as specified in its charter) Delaware 1- |
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| November 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2022 DOUGLAS ELLIMAN INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41054 87-2176850 (Commission F |
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| November 4, 2022 |
DOUGLAS ELLIMAN INC. REPORTS THIRD QUARTER 2022 FINANCIAL RESULTS FOR IMMEDIATE RELEASE Contact: Stephen Larkin, Douglas Elliman Inc. 917-902-2503 Emily Claffey/Columbia Clancy, FGS Global 212-687-8080 Abi Genis, FGS Global Europe +44 (0)20 3178 8914 J. Bryant Kirkland III, Douglas Elliman Inc. 305-579-8000 DOUGLAS ELLIMAN INC. REPORTS THIRD QUARTER 2022 FINANCIAL RESULTS Third Quarter 2022 Highlights: ?Consolidated revenues of $272.6 million compared to $354.2 |
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| August 5, 2022 |
EX-99.1 2 a2022q2pressrelease.htm EX-99.1 FOR IMMEDIATE RELEASE Contact: Stephen Larkin, Douglas Elliman Inc. 917-902-2503 Emily Claffey/Benjamin Spicehandler/Columbia Clancy FGS Global 212-687-8080 Abi Genis FGS Global - Europe +44 (0)20 3178 8914 J. Bryant Kirkland III, Douglas Elliman Inc. 305-579-8000 DOUGLAS ELLIMAN INC. REPORTS SECOND QUARTER 2022 FINANCIAL RESULTS Company Achieves Record Re |
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| August 5, 2022 |
June 2021 / Confidential Investor Presentation August 2022 2 Disclaimer This document and any related oral presentation does not constitute an offer or invitation to subscribe for, purchase or otherwise acquire any securities or other instruments of Douglas Elliman Inc. |
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| August 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended June 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DOUGLAS ELLIMAN INC. (Exact name of registrant as specified in its charter) Delaware 1-41054 |
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| August 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2022 DOUGLAS ELLIMAN INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41054 87-2176850 (Commission Fil |
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| July 5, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2022 DOUGLAS ELLIMAN INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41054 87-2176850 (Commission File |
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| May 31, 2022 |
June 2021 / Confidential Investor Presentation May 2022 2 Disclaimer This document and any related oral presentation does not constitute an offer or invitation to subscribe for, purchase or otherwise acquire any securities or other instruments of Douglas Elliman Inc. |
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| May 31, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2022 DOUGLAS ELLIMAN INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41054 87-2176850 (Commission File |
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| May 20, 2022 |
DEFA14A 1 a2021noticeandaccess.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary |
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| May 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of |
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| May 13, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material under ? 240. |
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| May 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Quarterly Period Ended March 31, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DOUGLAS ELLIMAN INC. (Exact name of registrant as specified in its charter) Delaware 1-4105 |
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| May 10, 2022 |
FOR IMMEDIATE RELEASE Contact: Stephen Larkin, Douglas Elliman Inc. 917-902-2503 Emily Claffey/Benjamin Spicehandler/Columbia Clancy Sard Verbinnen & Co 212-687-8080 Abi Genis Sard Verbinnen & Co - Europe +44 (0)20 3178 8914 J. Bryant Kirkland III, Douglas Elliman Inc. 305-579-8000 DOUGLAS ELLIMAN INC. REPORTS FIRST QUARTER 2022 FINANCIAL RESULTS Luxury Markets Fuel 13.2% Revenue Growth to $308.9 |
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| May 10, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2022 DOUGLAS ELLIMAN INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41054 87-2176850 (Commission File |
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| May 2, 2022 |
Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Fiscal Year Ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DOUGLAS ELLIMAN INC. (Exact name of registrant as specified in its chart |
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| March 31, 2022 |
EXHIBIT 10.8 March 18, 2022 Mr. Howard Lorber At the Address on File with the Company Dear Howard: On behalf of the Board of Directors of Douglas Elliman Inc. (the ?Company?), we are making the following modifications to your Employment Agreement, dated as of January 10, 2022 (your ?Employment Agreement?), by and between the Company and you. a.Effective January 1, 2022, Section 3(a) of your Employ |
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| March 31, 2022 |
Table of Contents SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Fiscal Year Ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DOUGLAS ELLIMAN INC. (Exact name of registrant as specified in its charter) Delaware 1-41054 |
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| March 31, 2022 |
SUBSIDIARIES OF DOUGLAS ELLIMAN INC. EXHIBIT 21.1 SUBSIDIARIES OF DOUGLAS ELLIMAN INC. ENTITY NAME JURISDICTION OF ORGANIZATION DER Holdings LLC DE Douglas Elliman of California, Inc. CA Douglas Elliman Realty, LLC NY Douglas Elliman Florida LLC d/b/a Douglas Elliman Real Estate FL Douglas Elliman of LI, LLC d/b/a Douglas Elliman Real Estate NY Douglas Elliman, LLC d/b/a Douglas Elliman Real Estate DE Not included above are other sub |
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| March 1, 2022 |
FOR IMMEDIATE RELEASE Contact: Stephen Larkin, Douglas Elliman Inc. 917-902-2503 Emily Claffey/Benjamin Spicehandler/Columbia Clancy Sard Verbinnen & Co 212-687-8080 Eve Young Sard Verbinnen & Co - Europe +44 (0)20 3178 8914 J. Bryant Kirkland III, Douglas Elliman Inc. 305-579-8000 DOUGLAS ELLIMAN REPORTS FOURTH QUARTER AND FULL YEAR 2021 FINANCIAL RESULTS Strong Momentum in First Earnings Report |
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| March 1, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2022 DOUGLAS ELLIMAN INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41054 87-2176850 (Commission File |
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| February 11, 2022 |
DOUG / Douglas Elliman Inc / Capital Research Global Investors - SEC SCHEDULE 13G Passive Investment SC 13G 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Douglas Elliman Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 25961D105 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to de |
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| February 11, 2022 |
DOUG / Douglas Elliman Inc / FROST PHILLIP MD ET AL - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 Douglas Elliman Inc. (Name of Issuer) Common stock, par value $0.01 per share (Title of Class of Securities) 25961D105 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| February 11, 2022 |
Exhibit 1 JOINT FILING AGREEMENT The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing statements. |
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| February 4, 2022 |
DOUGLAS ELLIMAN INC. SUMMARY OF GROSS TRANSACTION VALUE, TOTAL TRANSACTIONS AND AVERAGE SELLING PRICE Gross Transaction Value (dollars in billions) Total Transactions Average Selling Price (dollars in thousands) Annual Summary - 2010-2021 2010 $ 11.5 12,798 $ 896.1 2011 11.1 11,974 925.1 2012 12.4 12,976 952.8 2013 14.2 15,301 928.1 2014 18.2 16,705 1,091.4 2015 22.4 19,353 1,155.9 2016 24.6 20,45 |
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| February 4, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2022 DOUGLAS ELLIMAN INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41054 87-2176850 (Commission F |
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| January 14, 2022 |
Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT dated as of January 10, 2022, by and between Douglas Elliman Inc., a Delaware corporation (together with its successors and assigns, the ?Company?), and Howard M. Lorber (the ?Executive?). WITNESSETH A. WHEREAS, the Board of Directors of the Company (the ?Board?) has elected the Executive to serve as the President and Chief Executive Offi |
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| January 14, 2022 |
8-K 1 d248991d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 14, 2022 (January 10, 2022) Douglas Elliman Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incor |
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| January 14, 2022 |
Exhibit 10.2 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT dated as of January 10, 2022, by and between Douglas Elliman Inc., a Delaware corporation (together with its successors and assigns, the ?Company?), and Richard J. Lampen (the ?Executive?). WITNESSETH A. WHEREAS, the Board of Directors of the Company (the ?Board?) has elected the Executive to serve as the Executive Vice President and Chie |
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| January 10, 2022 |
DOUG / Douglas Elliman Inc / LORBER HOWARD M - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Douglas Elliman Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 25961D105 (CUSIP Number) Howard M. Lorber c/o Douglas Elliman Inc. 4400 Biscayne Boulevard, 10th Floor Miami, FL 33137 (305) 579-8000 (Name, Address and Telephone Number of P |
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| January 10, 2022 |
DOUG / Douglas Elliman Inc / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Douglas Elliman Inc. Title of Class of Securities: Common Stock CUSIP Number: 25961D105 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1(b) ☐ Ru |
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| January 10, 2022 |
Exhibit 10.1 RESTRICTED SHARES AWARD AGREEMENT PURSUANT TO THE DOUGLAS ELLIMAN INC. 2021 MANAGEMENT INCENTIVE PLAN THIS AGREEMENT (the ?Agreement?), made as of December 31, 2021 (?Grant Date?), by and between Douglas Elliman Inc., a Delaware Corporation, with its principal office at 4400 Biscayne Boulevard, 10th Floor, Miami, FL 33137 (the ?Company?), and Howard M. Lorber (the ?Participant?). WHER |
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| December 30, 2021 |
Amended and Restated Bylaws of Douglas Elliman Inc., dated December 29, 2021. Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF DOUGLAS ELLIMAN INC. EFFECTIVE DECEMBER 29, 2021 (a Delaware corporation) ARTICLE I OFFICES SECTION 1. Registered Office. The address of the Corporation?s registered office and registered agent for service of process in the State of Delaware is The Corporation Trust Company, 1209 Orange Street, Wilmington, Delaware 19801, County of New Castle. SECTION 2. |
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| December 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 30, 2021 (December 29, 2021) Douglas Elliman Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41054 87- |
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| December 30, 2021 |
Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF DOUGLAS ELLIMAN INC. December 29, 2021 Douglas Elliman Inc., a corporation organized and existing under the laws of the State of Delaware (the ?Corporation?), DOES HEREBY CERTIFY AS FOLLOWS: 1. The name of the Corporation is ?Douglas Elliman Inc.? The original certificate of incorporation of the Corporation was filed with the Secreta |
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| December 30, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events 8-K 1 d261186d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 30, 2021 (December 29, 2021) Douglas Elliman Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Inc |
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| December 30, 2021 |
As filed with the Securities and Exchange Commission on December 30, 2021 As filed with the Securities and Exchange Commission on December 30, 2021 Registration No. |
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| December 30, 2021 |
EX-99.1 2 d261186dex991.htm EX-99.1 Exhibit 99.1 Douglas Elliman Lists on the NYSE Under the Ticker Symbol “DOUG” Poised to Capitalize on Highly Attractive Dynamics in U.S. Residential Real Estate Market as an Independent Company NEW YORK, NY — December 30, 2021 —Douglas Elliman Inc. (NYSE: DOUG) (“Douglas Elliman”) today announced that it has completed its previously announced spin-off from Vecto |
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| December 28, 2021 |
Exhibit 2.2 EMPLOYEE MATTERS AGREEMENT BY AND BETWEEN VECTOR GROUP LTD. AND DOUGLAS ELLIMAN, INC. Dated as of December 21, 2021 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS Section 1.1 Definitions 5 Section 1.2 General Interpretive Principles 10 ARTICLE II GENERAL PRINCIPLES Section 2.1 Employees 11 Section 2.2 Assumption and Retention of Liabilities; Related Assets 11 Section 2.3 Spinco Participa |
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| December 28, 2021 |
EX-10.3 6 d280032dex103.htm EX-10.3 Exhibit 10.3 TAX DISAFFILIATION AGREEMENT BETWEEN VECTOR GROUP LTD. AND DOUGLAS ELLIMAN INC. dated as of December 21, 2021 TABLE OF CONTENTS SECTION 1. Definition of Terms 2 SECTION 2. Allocation of Taxes and Tax-Related Losses 10 2.1 Allocation of Taxes 10 2.2 Special Allocation of Certain Taxes 11 2.3 Tax Payments 12 SECTION 3. Preparation and Filing of Tax Re |
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| December 28, 2021 |
Exhibit 10.2 TRANSITION SERVICES AGREEMENT by and between VECTOR GROUP LTD. and DOUGLAS ELLIMAN INC. Dated as of December 21, 2021 TABLE OF CONTENTS ARTICLE I DEFINITIONS Section 1.1. General 1 Section 1.2. Reference; Interpretation 3 ARTICLE II SERVICES Section 2.1. Services 3 Section 2.2. Standard of Service 4 Section 2.3. Additional Services 4 ARTICLE III LICENSES AND PERMITS ARTICLE IV PAYMENT |
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| December 28, 2021 |
Exhibit 2.1 DISTRIBUTION AGREEMENT by and between VECTOR GROUP LTD. and DOUGLAS ELLIMAN INC. Originally dated as of December 21, 2021, and amended and restated as of December 28, 2021 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND INTERPRETATION Section 1.1 General 2 Section 1.2 References; Interpretation 18 Section 1.3 Relevant Time; Suspension 19 ARTICLE II THE SEPARATION Section 2.1 General 1 |
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| December 28, 2021 |
EX-10.1 4 d280032dex101.htm EX-10.1 Exhibit 10.1 RESTRICTED SHARES AWARD AGREEMENT PURSUANT TO THE DOUGLAS ELLIMAN INC. 2021 MANAGEMENT INCENTIVE PLAN THIS AGREEMENT (the “Agreement”), made as of [Grant Date] (“Grant Date”), by and between Douglas Elliman Inc., a Delaware Corporation, with its principal office at 4400 Biscayne Boulevard, 10th Floor, Miami, FL 33137 (the “Company”), and [Participan |
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| December 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 28, 2021 (December 21, 2021) Douglas Elliman Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-41054 87- |
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| December 17, 2021 |
77,720,631 Shares Douglas Elliman Inc. Common Stock Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-261523 PROSPECTUS 77,720,631 Shares Douglas Elliman Inc. Common Stock This prospectus is being furnished in connection with the distribution by Vector Group Ltd. (?Vector?) to holders of its common stock (including Vector common stock underlying outstanding stock option awards and restricted stock awards) of all of the outstan |
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| December 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Douglas Elliman Inc. |
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| December 14, 2021 |
[Douglas Elliman Inc. Letterhead] [Douglas Elliman Inc. Letterhead] December 14, 2021 Via EDGAR Securities and Exchange Commission, Division of Corporation Finance, Office of Real Estate & Construction, 100 F Street, N.E., Washington, D.C. 20549-9303. Attention: Patrick Costello Re: Acceleration Request for Douglas Elliman Inc. Registration Statement on Form S-1 (File No. 333-261523) Dear Mr. Costello: Pursuant to Rule 461 of the |
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| December 13, 2021 |
As filed with the Securities and Exchange Commission on December 10, 2021 Table of Contents As filed with the Securities and Exchange Commission on December 10, 2021 Registration No. |
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| December 10, 2021 |
December 10, 2021 Division of Corporation Finance Office of Real Estate & Construction Securities and Exchange Commission 100 F Street, N. |
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| December 7, 2021 |
Form of Non-exclusive Aircraft Lease Agreement Exhibit 10.7 [Form of Non-exclusive Aircraft Lease Agreement] This NON-EXCLUSIVE AIRCRAFT LEASE AGREEMENT (this “Agreement”) is entered into as of this [ ] day of [ ]2021 (the “Effective Date”), by and between [VECTOR GROUP MEMBER], a Delaware limited liability company (“Lessor”), and [DOUGLAS ELLIMAN GROUP MEMBER], a [Delaware] [corporation] (“Lessee”). W I T N E S S E T H : WHEREAS, title to the |
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| December 7, 2021 |
2021 Management Incentive Plan EX-10.4 13 d265702dex104.htm EX-10.4 Exhibit 10.4 DOUGLAS ELLIMAN INC. 2021 MANAGEMENT INCENTIVE PLAN 1. Establishment, Purpose and Duration. Douglas Elliman Inc. (referred to below as the “Company”) hereby establishes an incentive compensation plan to be known as the 2021 Management Incentive Plan (the “Plan”), effective as of the Distribution date (the “Effective Date”). The Plan was adopted by |
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| December 7, 2021 |
Form of Indemnification Agreement between Douglas Elliman Inc. and its Directors and Officers Exhibit 10.6 Form of INDEMNIFICATION AGREEMENT This Indemnification Agreement (this “Agreement”) is made as of by and between Douglas Elliman Inc., a Delaware corporation (the “Company”), and , [a member of the Board of Directors/an officer/an employee/an agent/a fiduciary] of the Company (“Indemnitee”). This Agreement supersedes and replaces any and all previous agreements between the Company (an |
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| December 7, 2021 |
Subsidiaries of the Registrant Exhibit 21.1 SUBSIDIARIES OF DOUGLAS ELLIMAN INC. ENTITY NAME JURISDICTION OF ORGANIZATION DER Holdings LLC DE Douglas Elliman of California, Inc. CA Douglas Elliman Realty, LLC NY Douglas Elliman Florida LLC d/b/a Douglas Elliman Real Estate FL Douglas Elliman of LI, LLC d/b/a Douglas Elliman Real Estate NY Douglas Elliman, LLC d/b/a Douglas Elliman Real Estate DE Not included above are other sub |
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| December 7, 2021 |
Power of Attorney (included on signature page of this Registration Statement) Table of Contents As filed with the Securities and Exchange Commission on December 7, 2021 Registration No. |
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| December 7, 2021 |
Form of Employee Matters Agreement, between Vector Group Ltd. and Douglas Elliman Inc. Exhibit 2.2 Form of EMPLOYEE MATTERS AGREEMENT BY AND BETWEEN VECTOR GROUP LTD. AND DOUGLAS ELLIMAN, INC. Dated as of [•], 2021 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS Section 1.1 Definitions 5 Section 1.2 General Interpretive Principles 10 ARTICLE II GENERAL PRINCIPLES Section 2.1 Employees 10 Section 2.2 Assumption and Retention of Liabilities; Related Assets 11 Section 2.3 Spinco Participa |
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| December 7, 2021 |
2021 Employee Stock Purchase Plan EX-10.5 14 d265702dex105.htm EX-10.5 Exhibit 10.5 Douglas Elliman Inc. 2021 Employee Stock Purchase Plan (As approved by stockholders on [•], 2021) 1. Purpose. The purpose of the 2021 Employee Stock Purchase Plan of Douglas Elliman Inc., as amended from time to time (the “Plan”), is to promote the financial interests of Douglas Elliman Inc. (the “Company”), including its growth and performance, by |
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| December 7, 2021 |
EX-3.2 5 d265702dex32.htm EX-3.2 Exhibit 3.2 Form of AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF DOUGLAS ELLIMAN INC. [•], 2021 Douglas Elliman Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), DOES HEREBY CERTIFY AS FOLLOWS: 1. The name of the Corporation is “Douglas Elliman Inc.” The original certificate of incorporation of the Corpo |
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| December 7, 2021 |
Exhibit 3.4 AMENDED AND RESTATED BYLAWS OF DOUGLAS ELLIMAN INC. EFFECTIVE [•], 2021 (a Delaware corporation) ARTICLE I OFFICES SECTION 1. Registered Office. The address of the Corporation’s registered office and registered agent for service of process in the State of Delaware is The Corporation Trust Company, 1209 Orange Street, Wilmington, Delaware 19801, County of New Castle. SECTION 2. Other Of |
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| December 7, 2021 |
Certificate of Incorporation of Douglas Elliman Inc. EX-3.1 4 d265702dex31.htm EX-3.1 Exhibit 3.1 CERTIFICATE OF INCORPORATION OF DOUGLAS ELLIMAN INC. FIRST. The name of the corporation is Douglas Elliman Inc. (hereinafter, the “Corporation”). SECOND. The address of the Corporation’s registered office and registered agent for service of process in the State of Delaware is The Corporation Trust Company, 1209 Orange Street, Wilmington, Delaware 19801, |
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| December 7, 2021 |
Form of Distribution Agreement, between Vector Group Ltd. and Douglas Elliman Inc. Exhibit 2.1 Form of DISTRIBUTION AGREEMENT by and between VECTOR GROUP LTD. and DOUGLAS ELLIMAN INC. Dated as of [?], 2021 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND INTERPRETATION Section 1.1 General 2 Section 1.2 References; Interpretation 18 Section 1.3 Relevant Time; Suspension 19 ARTICLE II THE SEPARATION Section 2.1 General 19 Section 2.2 Transfer of Assets 19 Section 2.3 Assumption an |
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| December 7, 2021 |
Form of Trademark License Agreement EX-10.3 12 d265702dex103.htm EX-10.3 Exhibit 10.3 Form of TRANSITIONAL TRADEMARK LICENSE AGREEMENT This TRANSITIONAL TRADEMARK LICENSE AGREEMENT (this “Agreement”) is made and entered into as of [•]by and between New Valley LLC, a Delaware limited liability company (“Licensor”), and New Valley Ventures LLC, a Delaware limited liability company (“Licensee” and collectively with Licensor, the “Parti |
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| December 7, 2021 |
Bylaws of Douglas Elliman Inc. Exhibit 3.3 BY-LAWS OF DOUGLAS ELLIMAN INC. Stockholders Section 1.1 Annual Meetings. If required by applicable law, an annual meeting of stockholders for the election of directors and the transaction of any other proper business shall be held at such date, time and place (a) either within or without the State of Delaware, and/or (b) by means of remote communication, in each case, as may be determ |
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| December 7, 2021 |
Form of Tax Disaffiliation Agreement Exhibit 10.2 TAX DISAFFILIATION AGREEMENT BETWEEN VECTOR GROUP LTD. AND DOUGLAS ELLIMAN INC. dated as of [ ], 2021 TABLE OF CONTENTS SECTION 1. Definition of Terms 2 SECTION 2. Allocation of Taxes and Tax-Related Losses 10 2.1 Allocation of Taxes 10 2.2 Special Allocation of Certain Taxes 11 2.3 Tax Payments 12 SECTION 3. Preparation and Filing of Tax Returns 12 3.1 Combined Returns 12 3.2 Separat |
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| December 7, 2021 |
Form of Transition Services Agreement Exhibit 10.1 Form of TRANSITION SERVICES AGREEMENT by and between VECTOR GROUP LTD. and DOUGLAS ELLIMAN INC. Dated as of [•], 2021 TABLE OF CONTENTS ARTICLE I DEFINITIONS Section 1.1. General 1 Section 1.2. Reference; Interpretation 3 ARTICLE II SERVICES Section 2.1. Services 3 Section 2.2. Standard of Service 4 Section 2.3. Additional Services 4 ARTICLE III LICENSES AND PERMITS ARTICLE IV PAYMENT |
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| December 7, 2021 |
CORRESP 1 filename1.htm December 7, 2021 Division of Corporation Finance Office of Real Estate & Construction Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Attention: Babette Cooper Patrick Costello Wilson Lee Pamela Long Re Douglas Elliman Inc. Registration Statement on Form 10 Filed November 10, 2021 File No. 377-05407 Ladies and Gentlemen: This letter respond |
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| November 10, 2021 |
Form of Transition Services Agreement Exhibit 10.1 Form of TRANSITION SERVICES AGREEMENT by and between VECTOR GROUP LTD. and DOUGLAS ELLIMAN INC. Dated as of [?], 2021 TABLE OF CONTENTS ARTICLE I DEFINITIONS Section 1.1. General 1 Section 1.2. Reference; Interpretation 3 ARTICLE II SERVICES Section 2.1. Services 3 Section 2.2. Standard of Service 4 Section 2.3. Additional Services 4 ARTICLE III LICENSES AND PERMITS ARTICLE IV PAYMENT |
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| November 10, 2021 |
Form of 2021 Management Incentive Plan Exhibit 10.4 Form of DOUGLAS ELLIMAN INC. 2021 MANAGEMENT INCENTIVE PLAN 1. Establishment, Purpose and Duration. Douglas Elliman Inc. (referred to below as the “Company”) hereby establishes an incentive compensation plan to be known as the 2021 Management Incentive Plan (the “Plan”), effective as of the Distribution date (the “Effective Date”). The Plan was adopted by the Company’s Board on [•], 2 |
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| November 10, 2021 |
Form of Trademark License Agreement Exhibit 10.3 Form of TRANSITIONAL TRADEMARK LICENSE AGREEMENT This TRANSITIONAL TRADEMARK LICENSE AGREEMENT (this ?Agreement?) is made and entered into as of [?]by and between New Valley LLC, a Delaware limited liability company (?Licensor?), and New Valley Ventures LLC, a Delaware limited liability company (?Licensee? and collectively with Licensor, the ?Parties?). WHEREAS, Vector Group Ltd. (?Li |
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| November 10, 2021 |
Bylaws of Douglas Elliman Inc. Exhibit 3.3 BY-LAWS OF DOUGLAS ELLIMAN INC. Stockholders Section 1.1 Annual Meetings. If required by applicable law, an annual meeting of stockholders for the election of directors and the transaction of any other proper business shall be held at such date, time and place (a) either within or without the State of Delaware, and/or (b) by means of remote communication, in each case, as may be determ |
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| November 10, 2021 |
Exhibit 3.2 Form of AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF DOUGLAS ELLIMAN INC. [•], 2021 Douglas Elliman Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), DOES HEREBY CERTIFY AS FOLLOWS: 1. The name of the Corporation is “Douglas Elliman Inc.” The original certificate of incorporation of the Corporation was filed with the Secreta |
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| November 10, 2021 |
November 10, 2021 Division of Corporation Finance Office of Real Estate & Construction Securities and Exchange Commission 100 F Street, N. |
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| November 10, 2021 |
Exhibit 3.4 AMENDED AND RESTATED BYLAWS OF DOUGLAS ELLIMAN INC. EFFECTIVE [?], 2021 (a Delaware corporation) ARTICLE I OFFICES SECTION 1. Registered Office. The address of the Corporation?s registered office and registered agent for service of process in the State of Delaware is The Corporation Trust Company, 1209 Orange Street, Wilmington, Delaware 19801, County of New Castle. SECTION 2. Other Of |
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| November 10, 2021 |
Form of Distribution Agreement, between Vector Group Ltd. and Douglas Elliman Inc. Exhibit 2.1 Form of DISTRIBUTION AGREEMENT by and between VECTOR GROUP LTD. and DOUGLAS ELLIMAN INC. Dated as of [•], 2021 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND INTERPRETATION Section 1.1 General 2 Section 1.2 References; Interpretation 18 Section 1.3 Relevant Time; Suspension 19 ARTICLE II THE SEPARATION Section 2.1 General 19 Section 2.2 Transfer of Assets 19 Section 2.3 Assumption an |
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| November 10, 2021 |
Form of Employee Matters Agreement, between Vector Group Ltd. and Douglas Elliman Inc. Exhibit 2.2 Form of EMPLOYEE MATTERS AGREEMENT BY AND BETWEEN VECTOR GROUP LTD. AND DOUGLAS ELLIMAN, INC. Dated as of [•], 2021 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS Section 1.1 Definitions 5 Section 1.2 General Interpretive Principles 10 ARTICLE II GENERAL PRINCIPLES Section 2.1 Employees 10 Section 2.2 Assumption and Retention of Liabilities; Related Assets 11 Section 2.3 Spinco Participa |
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| November 10, 2021 |
Preliminary Information Statement dated November 10, 2021, subject to completion. Table of Contents Exhibit 99.1 4400 BISCAYNE BOULEVARD MIAMI, FLORIDA 33137 [?], 2021 Dear Stockholder: I am pleased to report that the previously announced spin-off by Vector Group Ltd., which we refer to as ?Vector,? of all of the outstanding shares of common stock of its Douglas Elliman Inc. subsidiary is expected to become effective on [?], 2021. Douglas Elliman Inc., a Delaware corporation, w |
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| November 10, 2021 |
Certificate of Incorporation of Douglas Elliman Inc. Exhibit 3.1 CERTIFICATE OF INCORPORATION OF DOUGLAS ELLIMAN INC. FIRST. The name of the corporation is Douglas Elliman Inc. (hereinafter, the ?Corporation?). SECOND. The address of the Corporation?s registered office and registered agent for service of process in the State of Delaware is The Corporation Trust Company, 1209 Orange Street, Wilmington, Delaware 19801, County of New Castle. THIRD. The |
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| November 10, 2021 |
As filed with the Securities and Exchange Commission on November 10, 2021. As filed with the Securities and Exchange Commission on November 10, 2021. File No. 001- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10 General Form for Registration of Securities Pursuant to Section 12(b) or (g) of The Securities Exchange Act of 1934 Douglas Elliman Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 87-2176850 (State or Other Jurisdiction of I |
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| October 21, 2021 |
** CONFIDENTIAL TREATMENT REQUESTED BY DOUGLAS ELLIMAN INC. PURSUANT TO CFR SECTION 200.83 ** ** CONFIDENTIAL TREATMENT REQUESTED BY DOUGLAS ELLIMAN INC. PURSUANT TO CFR SECTION 200.83 ** Exhibit 2.1 Form of DISTRIBUTION AGREEMENT by and between VECTOR GROUP LTD. and DOUGLAS ELLIMAN INC. Dated as of [?], 2021 ** CONFIDENTIAL TREATMENT REQUESTED BY DOUGLAS ELLIMAN INC. PURSUANT TO CFR SECTION 200.83 ** TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND INTERPRETATION Section 1.1 General 2 Sec |
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| October 21, 2021 |
** CONFIDENTIAL TREATMENT REQUESTED BY DOUGLAS ELLIMAN INC. PURSUANT TO CFR SECTION 200.83 ** October 21, 2021 Division of Corporation Finance Office of Real Estate & Construction Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Attention: Patrick Costello Wilson Lee Pamela Long Peter McPhun Re: Douglas Elliman Inc. Amendment No. 1 to Draft Registration Statement o |
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| October 21, 2021 |
** CONFIDENTIAL TREATMENT REQUESTED BY DOUGLAS ELLIMAN INC. PURSUANT TO CFR SECTION 200.83 ** Table of Contents ** CONFIDENTIAL TREATMENT REQUESTED BY DOUGLAS ELLIMAN INC. PURSUANT TO CFR SECTION 200.83 ** Exhibit 99.1 4400 BISCAYNE BOULEVARD MIAMI, FLORIDA 33137 [?], 2021 Dear Stockholder: I am pleased to report that the previously announced spin-off by Vector Group Ltd., which we refer to as ?Vector,? of all of the outstanding shares of common stock of its Douglas Elliman Inc. subsidiary |
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| October 21, 2021 |
** CONFIDENTIAL TREATMENT REQUESTED BY DOUGLAS ELLIMAN INC. PURSUANT TO CFR SECTION 200.83 ** ** CONFIDENTIAL TREATMENT REQUESTED BY DOUGLAS ELLIMAN INC. PURSUANT TO CFR SECTION 200.83 ** Exhibit 3.4 AMENDED AND RESTATED BYLAWS OF DOUGLAS ELLIMAN INC. EFFECTIVE [?], 2021 (a Delaware corporation) ARTICLE I OFFICES SECTION 1. Registered Office. The address of the Corporation?s registered office and registered agent for service of process in the State of Delaware is The Corporation Trust Comp |
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| October 21, 2021 |
** CONFIDENTIAL TREATMENT REQUESTED BY DOUGLAS ELLIMAN INC. PURSUANT TO CFR SECTION 200.83 ** EX-10.1 6 filename6.htm ** CONFIDENTIAL TREATMENT REQUESTED BY DOUGLAS ELLIMAN INC. PURSUANT TO CFR SECTION 200.83 ** Exhibit 10.1 Form of TRANSITION SERVICES AGREEMENT by and between VECTOR GROUP LTD. and DOUGLAS ELLIMAN INC. Dated as of [•], 2021 ** CONFIDENTIAL TREATMENT REQUESTED BY DOUGLAS ELLIMAN INC. PURSUANT TO CFR SECTION 200.83 ** TABLE OF CONTENTS ARTICLE I DEFINITIONS Section 1.1. Gene |
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| October 21, 2021 |
** CONFIDENTIAL TREATMENT REQUESTED BY DOUGLAS ELLIMAN INC. PURSUANT TO CFR SECTION 200.83 ** EX-2.2 3 filename3.htm ** CONFIDENTIAL TREATMENT REQUESTED BY DOUGLAS ELLIMAN INC. PURSUANT TO CFR SECTION 200.83 ** Exhibit 2.2 Form of EMPLOYEE MATTERS AGREEMENT BY AND BETWEEN VECTOR GROUP LTD. AND DOUGLAS ELLIMAN, INC. Dated as of [•], 2021 ** CONFIDENTIAL TREATMENT REQUESTED BY DOUGLAS ELLIMAN INC. PURSUANT TO CFR SECTION 200.83 ** TABLE OF CONTENTS Page ARTICLE I DEFINITIONS Section 1.1 Defi |
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| October 21, 2021 |
** CONFIDENTIAL TREATMENT REQUESTED BY DOUGLAS ELLIMAN INC. PURSUANT TO CFR SECTION 200.83 ** EX-10.4 8 filename8.htm ** CONFIDENTIAL TREATMENT REQUESTED BY DOUGLAS ELLIMAN INC. PURSUANT TO CFR SECTION 200.83 ** Exhibit 10.4 Form of DOUGLAS ELLIMAN INC. 2021 MANAGEMENT INCENTIVE PLAN 1. Establishment, Purpose and Duration. Douglas Elliman Inc. (referred to below as the “Company”) hereby establishes an incentive compensation plan to be known as the 2021 Management Incentive Plan (the “Plan” |
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| October 21, 2021 |
** CONFIDENTIAL TREATMENT REQUESTED BY DOUGLAS ELLIMAN INC. PURSUANT TO CFR SECTION 200.83 ** ** CONFIDENTIAL TREATMENT REQUESTED BY DOUGLAS ELLIMAN INC. PURSUANT TO CFR SECTION 200.83 ** Exhibit 3.2 Form of AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF DOUGLAS ELLIMAN INC. [?], 2021 Douglas Elliman Inc., a corporation organized and existing under the laws of the State of Delaware (the ?Corporation?), DOES HEREBY CERTIFY AS FOLLOWS: 1. The name of the Corporation is ?Douglas Elliman |
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| October 21, 2021 |
As confidentially submitted to the Securities and Exchange Commission on October 21, 2021. |
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| October 21, 2021 |
** CONFIDENTIAL TREATMENT REQUESTED BY DOUGLAS ELLIMAN INC. PURSUANT TO CFR SECTION 200.83 ** EX-10.3 7 filename7.htm ** CONFIDENTIAL TREATMENT REQUESTED BY DOUGLAS ELLIMAN INC. PURSUANT TO CFR SECTION 200.83 ** Exhibit 10.3 Form of TRANSITIONAL TRADEMARK LICENSE AGREEMENT This TRANSITIONAL TRADEMARK LICENSE AGREEMENT (this “Agreement”) is made and entered into as of [•]by and between New Valley LLC, a Delaware limited liability company (“Licensor”), and New Valley Ventures LLC, a Delaware |
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| September 30, 2021 |
September 30, 2021 Division of Corporation Finance Office of Real Estate & Construction Securities and Exchange Commission 100 F Street, N. |
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| September 30, 2021 |
DRS/A 1 filename1.htm As confidentially submitted to the Securities and Exchange Commission on September 30, 2021. This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidential. File No. 001- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to Form 10 General Form for Regis |
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| September 30, 2021 |
** CONFIDENTIAL TREATMENT REQUESTED BY DOUGLAS ELLIMAN INC. PURSUANT TO CFR SECTION 200.83 ** Table of Contents ** CONFIDENTIAL TREATMENT REQUESTED BY DOUGLAS ELLIMAN INC. PURSUANT TO CFR SECTION 200.83 ** Exhibit 99.1 4400 BISCAYNE BOULEVARD MIAMI, FLORIDA 33137 [?], 2021 Dear Stockholder: I am pleased to report that the previously announced spin-off by Vector Group Ltd., which we refer to as ?Vector,? of all of the outstanding shares of common stock of its Douglas Elliman Inc. subsidiary |
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| August 24, 2021 |
** CONFIDENTIAL TREATMENT REQUESTED BY DOUGLAS ELLIMAN INC. PURSUANT TO CFR SECTION 200.83 ** EX-99.1 4 filename4.htm Table of Contents ** CONFIDENTIAL TREATMENT REQUESTED BY DOUGLAS ELLIMAN INC. PURSUANT TO CFR SECTION 200.83 ** Exhibit 99.1 4400 BISCAYNE BOULEVARD MIAMI, FLORIDA 33137 [●], 2021 Dear Stockholder: I am pleased to report that the previously announced spin-off by Vector Group Ltd., which we refer to as “Vector,” of all of the outstanding shares of common stock of its Douglas |
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| August 24, 2021 |
As confidentially submitted to the Securities and Exchange Commission on August 24, 2021. |
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| August 24, 2021 |
EX-3.3 3 filename3.htm Exhibit 3.3 ** CONFIDENTIAL TREATMENT REQUESTED BY DOUGLAS ELLIMAN INC. PURSUANT TO CFR SECTION 200.83 ** BY-LAWS OF DOUGLAS ELLIMAN INC. Stockholders Section 1.1 Annual Meetings. If required by applicable law, an annual meeting of stockholders for the election of directors and the transaction of any other proper business shall be held at such date, time and place (a) either |
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| August 24, 2021 |
** CONFIDENTIAL TREATMENT REQUESTED BY DOUGLAS ELLIMAN INC. PURSUANT TO CFR SECTION 200.83 ** EX-3.1 2 filename2.htm ** CONFIDENTIAL TREATMENT REQUESTED BY DOUGLAS ELLIMAN INC. PURSUANT TO CFR SECTION 200.83 ** Exhibit 3.1 CERTIFICATE OF INCORPORATION OF DOUGLAS ELLIMAN INC. FIRST. The name of the corporation is Douglas Elliman Inc. (hereinafter, the “Corporation”). SECOND. The address of the Corporation’s registered office and registered agent for service of process in the State of Delawa |
