Mga Batayang Estadistika
| CIK | 1719812 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Investment Managers Series Trust II - AXS De-SPAC ETF
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| February 10, 2025 |
February 6, 2025 Megan Miller Division of Investment Management U.S. Securities and Exchange Commission 3 World Financial Center New York, New York 10281 Re: Collaborative Investment Series Trust; File Nos. 811-23306 and 333-221072 Dear Ms. Miller This correspondence is submitted in response to the Staff’s comments received on December 19, 2024, related to the September 30, 2024, Form N-CSR for Co |
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| February 5, 2025 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 500 Dam |
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| December 23, 2024 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to §240. |
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| December 23, 2024 |
December 23, 2024 VIA EDGAR TRANSMISSION Lisa Larkin Securities and Exchange Commission Division of Investment Management 100 F. |
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| November 22, 2024 |
PRE 14A 1 cist-pre14a112624.htm PRELIMINARY PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| May 28, 2024 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 500 Dam |
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| May 16, 2024 |
May 16, 2024 Valerie Lithotomos Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Collaborative Investment Series Trust; File Nos. 811-23306 and 333-221072 (“Registrant”) Dear Ms. Lithotomos: On March 13, 2024, the Registrant, on behalf of its series, Rareview Total Return Bond ETF (the “Fund”), filed an amendment to its registr |
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| April 19, 2024 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 500 Dam |
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| April 10, 2024 |
April 10, 2024 Daniel Greenspan Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Collaborative Investment Series Trust; File Nos. 811-23306 and 333-221072 (“Registrant”) Dear Mr. Greenspan: On February 2, 2024, the Registrant, on behalf of its series, Anydrus Advantage ETF (the “Fund”), filed an amendment to its registration st |
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| February 5, 2024 |
CORRESP 1 filename1.htm February 5, 2024 Megan Miller U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review Office 3 World Financial Center New York, N.Y. 10281 Re: Collaborative Investment Series Trust, File Nos. 333-221072 and 811-23306 Dear Ms. Miller: On December 14, 2023, you provided oral comments with respect to certain Securities and Exchange Commissi |
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| December 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 500 Dam |
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| December 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 500 Dam |
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| November 28, 2023 |
November 28, 2023 Valerie Lithotomos Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Collaborative Investment Series Trust; File Nos. 811-23306 and 333-221072 (“Registrant”) Dear Ms. Lithotomos: On September 20, 2023, the Registrant, on behalf of its series, Mohr Industry Nav ETF and Mohr Company Nav ETF (each a “Fund” or coll |
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| November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 500 Dam |
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| November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 500 Dam |
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| August 16, 2023 |
August 11, 2023 Valerie Lithotomos Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Collaborative Investment Series Trust; File Nos. 811-23306 and 333-221072 Dear Ms. Lithotomos: On June 2, 2023, Collaborative Investment Series Trust (the “Trust” or “Registrant”) filed a Registration Statement under the Securities Act of 1933 a |
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| July 28, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on August 08, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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| February 27, 2023 |
Rareview Dynamic Fixed Income ETF NPORT-EX 2 22180001719812.htm Portfolio of Investments December 31, 2022 (Unaudited) Rareview Dynamic Fixed Income ETF Portfolio of Investments Summary Table Percentage of Total Investments (%) Closed End Funds 96.2 Treasury Bill 3.8 Total 100.0 Portfolio holdings and allocations are subject to change. As of December 31, 2022, percentages in the table above are based on total investments. Such tot |
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| February 27, 2023 |
Rareview Dynamic Fixed Income ETF Portfolio of Investments December 31, 2022 (Unaudited) Rareview Dynamic Fixed Income ETF Portfolio of Investments Summary Table Percentage of Total Investments (%) Closed End Funds 96. |
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| February 27, 2023 |
Rareview Dynamic Fixed Income ETF NPORT-EX 2 22210001719812.htm Portfolio of Investments December 31, 2022 (Unaudited) Rareview Dynamic Fixed Income ETF Portfolio of Investments Summary Table Percentage of Total Investments (%) Closed End Funds 96.2 Treasury Bill 3.8 Total 100.0 Portfolio holdings and allocations are subject to change. As of December 31, 2022, percentages in the table above are based on total investments. Such tot |
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| February 27, 2023 |
Rareview Dynamic Fixed Income ETF NPORT-EX 2 22170001719812.htm Portfolio of Investments December 31, 2022 (Unaudited) Rareview Dynamic Fixed Income ETF Portfolio of Investments Summary Table Percentage of Total Investments (%) Closed End Funds 96.2 Treasury Bill 3.8 Total 100.0 Portfolio holdings and allocations are subject to change. As of December 31, 2022, percentages in the table above are based on total investments. Such tot |
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| February 27, 2023 |
Rareview Dynamic Fixed Income ETF Portfolio of Investments December 31, 2022 (Unaudited) Rareview Dynamic Fixed Income ETF Portfolio of Investments Summary Table Percentage of Total Investments (%) Closed End Funds 96. |
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| February 27, 2023 |
Rareview Dynamic Fixed Income ETF NPORT-EX 2 22090001719812.htm Portfolio of Investments December 31, 2022 (Unaudited) Rareview Dynamic Fixed Income ETF Portfolio of Investments Summary Table Percentage of Total Investments (%) Closed End Funds 96.2 Treasury Bill 3.8 Total 100.0 Portfolio holdings and allocations are subject to change. As of December 31, 2022, percentages in the table above are based on total investments. Such tot |
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| February 27, 2023 |
Rareview Dynamic Fixed Income ETF NPORT-EX 2 22150001719812.htm Portfolio of Investments December 31, 2022 (Unaudited) Rareview Dynamic Fixed Income ETF Portfolio of Investments Summary Table Percentage of Total Investments (%) Closed End Funds 96.2 Treasury Bill 3.8 Total 100.0 Portfolio holdings and allocations are subject to change. As of December 31, 2022, percentages in the table above are based on total investments. Such tot |
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| February 27, 2023 |
Rareview Dynamic Fixed Income ETF Portfolio of Investments December 31, 2022 (Unaudited) Rareview Dynamic Fixed Income ETF Portfolio of Investments Summary Table Percentage of Total Investments (%) Closed End Funds 96. |
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| February 27, 2023 |
Rareview Dynamic Fixed Income ETF NPORT-EX 2 22080001719812.htm Portfolio of Investments December 31, 2022 (Unaudited) Rareview Dynamic Fixed Income ETF Portfolio of Investments Summary Table Percentage of Total Investments (%) Closed End Funds 96.2 Treasury Bill 3.8 Total 100.0 Portfolio holdings and allocations are subject to change. As of December 31, 2022, percentages in the table above are based on total investments. Such tot |
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| February 27, 2023 |
Rareview Dynamic Fixed Income ETF NPORT-EX 2 22160001719812.htm Portfolio of Investments December 31, 2022 (Unaudited) Rareview Dynamic Fixed Income ETF Portfolio of Investments Summary Table Percentage of Total Investments (%) Closed End Funds 96.2 Treasury Bill 3.8 Total 100.0 Portfolio holdings and allocations are subject to change. As of December 31, 2022, percentages in the table above are based on total investments. Such tot |
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| February 22, 2023 |
Schedule of Investments December 30, 2022 (unaudited) Greenwich Ivy Long-Short Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 50. |
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| January 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 500 Dam |
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| December 27, 2022 |
Statement of Additional Information December 23, 2022 Dan Greenspan Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Collaborative Investment Series Trust; File Nos. 333-221072, 811-23306 Dear Mr. Greenspan: On October 18, 2022, Collaborative Investment Series Trust (the “Trust”) filed a post-effective amendment to its registration statement to create a new serie |
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| December 14, 2022 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to ?240. |
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| December 14, 2022 |
December 9, 2022 VIA ELECTRONIC TRANSMISSION Valerie Lithotomos Securities and Exchange Commission Division of Investment Management 100 F. |
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| December 5, 2022 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to §240. |
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| November 30, 2022 |
Schedule of Investments September 30, 2022 (unaudited) Mercator International Opportunity Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 95. |
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| August 26, 2022 |
Portfolio of Investments June 30, 2022 (Unaudited) FOMO ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Communication Services 5. |
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| August 26, 2022 |
Portfolio of Investments June 30, 2022 (Unaudited) FOMO ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Communication Services 5. |
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| August 26, 2022 |
Portfolio of Investments June 30, 2022 (Unaudited) FOMO ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Communication Services 5. |
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| August 26, 2022 |
Portfolio of Investments June 30, 2022 (Unaudited) FOMO ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Communication Services 5. |
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| August 26, 2022 |
Portfolio of Investments June 30, 2022 (Unaudited) FOMO ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Communication Services 5. |
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| August 26, 2022 |
Portfolio of Investments June 30, 2022 (Unaudited) FOMO ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Communication Services 5. |
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| August 26, 2022 |
Portfolio of Investments June 30, 2022 (Unaudited) FOMO ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Communication Services 5. |
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| August 26, 2022 |
Portfolio of Investments June 30, 2022 (Unaudited) FOMO ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Communication Services 5. |
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| August 26, 2022 |
Portfolio of Investments June 30, 2022 (Unaudited) FOMO ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Communication Services 5. |
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| August 26, 2022 |
Portfolio of Investments June 30, 2022 (Unaudited) FOMO ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Communication Services 5. |
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| August 26, 2022 |
Portfolio of Investments June 30, 2022 (Unaudited) FOMO ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Communication Services 5. |
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| August 26, 2022 |
Portfolio of Investments June 30, 2022 (Unaudited) FOMO ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Communication Services 5. |
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| August 26, 2022 |
Portfolio of Investments June 30, 2022 (Unaudited) FOMO ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Communication Services 5. |
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| August 26, 2022 |
Portfolio of Investments June 30, 2022 (Unaudited) FOMO ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Communication Services 5. |
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| August 19, 2022 |
The SPAC and New Issue ETF A series of Collaborative Investment Series Trust Supplement dated August 19, 2022 to the Combined Proxy Statement and Prospectus (the ?Proxy Statement?) and Statement of Additional Information each dated June 21, 2022. |
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| August 16, 2022 |
Schedule of Investments June 30, 2022 (unaudited) Greenwich Ivy Long-Short Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 54. |
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| May 17, 2022 |
Schedule of Investments March 31, 2022 (unaudited) Mercator International Opportunity Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 98. |
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| March 1, 2022 |
NPORT-EX 2 greenwichivynportex.htm Schedule of Investments December 31, 2021 (unaudited) Greenwich Ivy Long-Short Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 42.00% Air Courier Services - 1.22% FedEx Corp. (3) 833 215,447 Air Transportation, Scheduled - 2.26% Alaska Air Group, Inc. (2) 4,140 215,694 Southwest Airlines Co. (2) 4,320 185,069 400,763 Air |
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| February 28, 2022 |
Portfolio of Investments December 31, 2021 (Unaudited) The SPAC and New Issue ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 96. |
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| February 28, 2022 |
Portfolio of Investments December 31, 2021 (Unaudited) The SPAC and New Issue ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 96. |
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| February 28, 2022 |
Portfolio of Investments December 31, 2021 (Unaudited) The SPAC and New Issue ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 96. |
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| February 28, 2022 |
Portfolio of Investments December 31, 2021 (Unaudited) The SPAC and New Issue ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 96. |
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| February 28, 2022 |
Portfolio of Investments December 31, 2021 (Unaudited) The SPAC and New Issue ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 96. |
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| February 28, 2022 |
Portfolio of Investments December 31, 2021 (Unaudited) The SPAC and New Issue ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 96. |
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| February 28, 2022 |
Portfolio of Investments December 31, 2021 (Unaudited) The SPAC and New Issue ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 96. |
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| February 28, 2022 |
Portfolio of Investments December 31, 2021 (Unaudited) The SPAC and New Issue ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 96. |
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| February 28, 2022 |
Portfolio of Investments December 31, 2021 (Unaudited) The SPAC and New Issue ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 96. |
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| February 28, 2022 |
Portfolio of Investments December 31, 2021 (Unaudited) The SPAC and New Issue ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 96. |
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| February 28, 2022 |
Portfolio of Investments December 31, 2021 (Unaudited) The SPAC and New Issue ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 96. |
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| February 28, 2022 |
Portfolio of Investments December 31, 2021 (Unaudited) The SPAC and New Issue ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 96. |
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| February 28, 2022 |
Portfolio of Investments December 31, 2021 (Unaudited) The SPAC and New Issue ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 96. |
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| February 28, 2022 |
Portfolio of Investments December 31, 2021 (Unaudited) The SPAC and New Issue ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 96. |
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| February 28, 2022 |
Portfolio of Investments December 31, 2021 (Unaudited) The SPAC and New Issue ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 96. |
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| February 25, 2022 |
Schedule of Investments December 31, 2021 (unaudited) Collaborative Investment Series Trust Preferred-Plus Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Preferred Securities - $25 Par Value - 53. |
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| February 25, 2022 |
NPORT-EX Schedule of Investments December 31, 2021 (unaudited) Dividend Performers Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 100. |
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| January 18, 2022 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 500 Dam |
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| January 14, 2022 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on January 25, 2022, pursuant to the provisions of Rule 12d2-2 (a). |
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| January 10, 2022 |
Statement of Additional Information January 10, 2022 Daniel Greenspan Disclosure Review and Accounting Office Securities and Exchange Commission Division of Investment Management 100 F. |
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| January 3, 2022 |
8-A12B 1 collab8a12b-123121.htm FORM FOR THE REGISTRATION / LISTING OF A CLASS OF SECURITIES FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware Se |
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| January 3, 2022 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 500 Dam |
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| December 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-38946 Issuer: Collaborative Investment Series Trust Exchange: NYSE Arca, Inc. (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed |
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| December 28, 2021 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 500 Dam |
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| December 28, 2021 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 500 Dam |
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| December 28, 2021 |
8-A12B 1 collab8a12b-122021.htm FORM FOR THE REGISTRATION / LISTING OF A CLASS OF SECURITIES FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware Se |
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| December 28, 2021 |
8-A12B 1 collab8a12b-122021.htm FORM FOR THE REGISTRATION / LISTING OF A CLASS OF SECURITIES FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware Se |
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| December 23, 2021 |
Statement of Additional Information December 23, 2021 Daniel Greenspan Disclosure Review and Accounting Office Securities and Exchange Commission Division of Investment Management 100 F. |
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| November 29, 2021 |
Collaborative Investment Series Trust 500 Damonte Ranch Parkway Building 700, Unit 700 Reno, NV 89521 November 29, 2021 Public Filing Desk U. |
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| November 22, 2021 |
Schedule of Investments September 30, 2021 (unaudited) Mercator International Opportunity Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 92. |
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| November 15, 2021 |
8-A12B 1 goose-8a12b111521.htm FORM FOR THE REGISTRATION / LISTING OF A CLASS OF SECURITIES FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See |
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| November 5, 2021 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 500 Dam |
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| October 29, 2021 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 500 Dam |
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| October 28, 2021 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on November 08, 2021, pursuant to the provisions of Rule 12d2-2 (a). |
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| October 20, 2021 |
8-A12B 1 collab8a12b-102021.htm FORM FOR THE REGISTRATION / LISTING OF A CLASS OF SECURITIES FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware Se |
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| October 7, 2021 |
October 7, 2021 Christopher Bellacicco Disclosure Review and Accounting Office Securities and Exchange Commission Division of Investment Management 100 F. |
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| September 28, 2021 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on October 11, 2021, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d2-2(a)(3) That on |
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| September 22, 2021 |
September 22, 2021 Valerie J. Lithotomos Disclosure Review and Accounting Office Securities and Exchange Commission Division of Investment Management 100 F. Street, N.E. Washington, D.C. 20549-0506 Re: Collaborative Investment Series Trust, File Nos. 811-23306 and 333-221072 Dear Ms. Lithotomos: On July 21, 2021, the Collaborative Investment Series Trust (the “Trust” or the “Registrant”), on behal |
|
| September 16, 2021 |
September 16, 2021 Christopher Bellacicco Disclosure Review and Accounting Office Securities and Exchange Commission Division of Investment Management 100 F. |
|
| August 30, 2021 |
Portfolio of Investments June 30, 2021 (Unaudited) Trend Aggregation U.S. ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Communication Services 5.8 Consumer Discretionary 1.9 Consumer Staples 7.5 Energy 7.5 Financials 11.1 Health Care 15.3 Industrials 17.0 Information Technology 20.8 Materials 5.7 Real Estate 7.4 Exchange-Traded Funds 0.0† Total 100.0 Portfolio holdings an |
|
| August 30, 2021 |
Portfolio of Investments June 30, 2021 (Unaudited) Trend Aggregation U.S. ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Communication Services 5.8 Consumer Discretionary 1.9 Consumer Staples 7.5 Energy 7.5 Financials 11.1 Health Care 15.3 Industrials 17.0 Information Technology 20.8 Materials 5.7 Real Estate 7.4 Exchange-Traded Funds 0.0† Total 100.0 Portfolio holdings an |
|
| August 30, 2021 |
Converted by EDGARwiz Portfolio of Investments June 30, 2021 (Unaudited) Trend Aggregation U. |
|
| August 30, 2021 |
Portfolio of Investments June 30, 2021 (Unaudited) Trend Aggregation U.S. ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Communication Services 5.8 Consumer Discretionary 1.9 Consumer Staples 7.5 Energy 7.5 Financials 11.1 Health Care 15.3 Industrials 17.0 Information Technology 20.8 Materials 5.7 Real Estate 7.4 Exchange-Traded Funds 0.0† Total 100.0 Portfolio holdings an |
|
| August 30, 2021 |
Converted by EDGARwiz Portfolio of Investments June 30, 2021 (Unaudited) Trend Aggregation U. |
|
| August 30, 2021 |
Converted by EDGARwiz Portfolio of Investments June 30, 2021 (Unaudited) Trend Aggregation U. |
|
| August 30, 2021 |
Converted by EDGARwiz Portfolio of Investments June 30, 2021 (Unaudited) Trend Aggregation U. |
|
| August 27, 2021 |
Portfolio of Investments June 30, 2021 (Unaudited) The SPAC and New Issue ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 96. |
|
| August 27, 2021 |
Portfolio of Investments June 30, 2021 (Unaudited) The SPAC and New Issue ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 96. |
|
| August 27, 2021 |
Converted by EDGARwiz Portfolio of Investments June 30, 2021 (Unaudited) Rareview Dynamic Fixed Income ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 4. |
|
| August 27, 2021 |
Converted by EDGARwiz Portfolio of Investments June 30, 2021 (Unaudited) Rareview Dynamic Fixed Income ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 4. |
|
| August 27, 2021 |
Converted by EDGARwiz Portfolio of Investments June 30, 2021 (Unaudited) The SPAC and New Issue ETF Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 96. |
|
| August 24, 2021 |
Collaborative Investment Series Trust 500 Damonte Ranch Parkway Building 700, Unit 700 Reno, NV 89521 August 24, 2021 Public Filing Desk U. |
|
| August 20, 2021 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 500 Dam |
|
| August 10, 2021 |
NPORT-EX Schedule of Investments June 30, 2021 (unaudited) Collaborative Investment Series Trust Preferred-Plus Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Preferred Securities - $25 Par Value - 46. |
|
| August 10, 2021 |
Schedule of Investments June 30, 2021 (unaudited) Dividend Performers Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 96. |
|
| August 9, 2021 |
Schedule of Investments June 30, 2021 (unaudited) Greenwich Ivy Long-Short Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 88. |
|
| June 8, 2021 |
June 8, 2021 Valerie J. Lithotomos Disclosure Review and Accounting Office Securities and Exchange Commission Division of Investment Management 100 F. Street, N.E. Washington, D.C. 20549-0506 Re: Collaborative Investment Series Trust, File Nos. 811-23306 and 333-221072 Dear Ms. Lithotomos: On April 13, 2021, the Collaborative Investment Series Trust (the “Trust” or the “Registrant”), on behalf of |
|
| May 21, 2021 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 500 Dam |
|
| May 21, 2021 |
Schedule of Investments March 31, 2021 (unaudited) Tactical Conservative Allocation Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 8. |
|
| May 21, 2021 |
Schedule of Investments March 31, 2021 (unaudited) Tactical Growth Allocation Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 20. |
|
| May 21, 2021 |
Schedule of Investments March 31, 2021 (unaudited) Tactical Moderate Allocation Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 15. |
|
| May 21, 2021 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 500 Dam |
|
| May 20, 2021 |
NPORT-EX Schedule of Investments March 31, 2021 (unaudited) TFA Quantitative Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Open-End Mutual Funds - 32. |
|
| May 20, 2021 |
NPORT-EX Schedule of Investments March 31, 2021 (unaudited) TFA Multidimensional Tactical Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 67. |
|
| May 18, 2021 |
May 18, 2021 Valerie J. Lithotomos Disclosure Review and Accounting Office Securities and Exchange Commission Division of Investment Management 100 F. Street, N.E. Washington, D.C. 20549-0506 Re: Collaborative Investment Series Trust, File Nos. 811-23306 and 333-221072 Dear Ms. Lithotomos: On March 9, 2021, the Collaborative Investment Series Trust (the “Trust” or the “Registrant”), on behalf of i |
|
| May 14, 2021 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 500 Dam |
|
| May 14, 2021 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 500 Dam |
|
| May 12, 2021 |
Schedule of Investments March 31, 2021 (unaudited) Mercator International Opportunity Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 98. |
|
| May 11, 2021 |
May 11, 2021 Christopher Bellacicco Disclosure Review and Accounting Office Securities and Exchange Commission Division of Investment Management 100 F. |
|
| May 6, 2021 |
May 6, 2021 Christopher Bellacicco Disclosure Review and Accounting Office Securities and Exchange Commission Division of Investment Management 100 F. |
|
| March 15, 2021 |
- DEFINITIVE INFORMATION STATEMENT SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ? Preliminary Information Statement ? Confidential, for Use of the Commission only (as permitted by Rule 14c-5(d)(2)) ? Definitive Information Statement Collaborative Investment Series Trust (Name of Registrant as Specified in Its Charter) Payment of Filing Fee (Check the appropriate box): ? No fee required. |
|
| March 5, 2021 |
- PRELIMINARY INFORMATION STATEMENT SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ? Preliminary Information Statement ? Confidential, for Use of the Commission only (as permitted by Rule 14c-5(d)(2)) ? Definitive Information Statement Collaborative Investment Series Trust (Name of Registrant as Specified in Its Charter) Payment of Filing Fee (Check the appropriate box): ? No fee required. |
|
| March 1, 2021 |
Portfolio of Investments December 31, 2020 Trend Aggregation U.S. ETF (Unaudited) Portfolio of Investments Summary Table Percentage of Fair Value (%) Communication Services 3.3 Consumer Discretionary 3.9 Consumer Staples 1.1 Financials 6.7 Health Care 4.9 Industrials 8.2 Information Technology 20.9 Materials 1.1 Real Estate 5.0 Exchange-Traded Funds 44.9 Total 100.0 Portfolio holdings and allocati |
|
| March 1, 2021 |
Converted by EDGARwiz Portfolio of Investments December 31, 2020 Trend Aggregation U. |
|
| March 1, 2021 |
Converted by EDGARwiz Portfolio of Investments December 31, 2020 Trend Aggregation U. |
|
| March 1, 2021 |
Converted by EDGARwiz Portfolio of Investments December 31, 2020 Trend Aggregation U. |
|
| March 1, 2021 |
Portfolio of Investments December 31, 2020 Trend Aggregation U.S. ETF (Unaudited) Portfolio of Investments Summary Table Percentage of Fair Value (%) Communication Services 3.3 Consumer Discretionary 3.9 Consumer Staples 1.1 Financials 6.7 Health Care 4.9 Industrials 8.2 Information Technology 20.9 Materials 1.1 Real Estate 5.0 Exchange-Traded Funds 44.9 Total 100.0 Portfolio holdings and allocati |
|
| February 26, 2021 |
February 26, 2021 Via EDGAR filing Securities & Exchange Commission 100 F Street, N. |
|
| February 26, 2021 |
Converted by EDGARwiz Portfolio of Investments December 31, 2020 Rareview Dynamic Fixed Income ETF (Unaudited) Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 3. |
|
| February 26, 2021 |
Converted by EDGARwiz Portfolio of Investments December 31, 2020 Rareview Dynamic Fixed Income ETF (Unaudited) Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 3. |
|
| February 26, 2021 |
Converted by EDGARwiz Portfolio of Investments December 31, 2020 Rareview Dynamic Fixed Income ETF (Unaudited) Portfolio of Investments Summary Table Percentage of Fair Value (%) Financials 3. |
|
| February 23, 2021 |
Schedule of Investments December 31, 2020 (unaudited) Global Tactical Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 96. |
|
| February 19, 2021 |
NPORT-EX Schedule of Investments December 31, 2020 (unaudited) Dividend Performers Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 97. |
|
| February 19, 2021 |
NPORT-EX Schedule of Investments December 31, 2020 (unaudited) Collaborative Investment Series Trust Preferred-Plus Fund Class A Shares or Principal Security Description Amount ($) Fair Value ($)(1) Preferred Securities - $25 Par Value - 46. |
|
| December 15, 2020 |
- REGISTRATION / LISTING OF A CLASS OF SECURITIES FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 8000 To |
|
| December 11, 2020 |
December 11, 2020 Christopher Bellacicco Disclosure Review and Accounting Office Securities and Exchange Commission Division of Investment Management 100 F. |
|
| December 10, 2020 |
December 10, 2020 Christina DiAngelo-Fettig Staff Accountant Securities and Exchange Commission Re: Collaborative Investment Series Trust, File Nos. |
|
| December 7, 2020 |
December 7, 2020 Christopher Bellacicco Disclosure Review and Accounting Office Securities and Exchange Commission Division of Investment Management 100 F. |
|
| November 27, 2020 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on December 08, 2020, pursuant to the provisions of Rule 12d2-2 (a). |
|
| November 18, 2020 |
NPORT-EX Schedule of Investments September 30, 2020 (unaudited) Tactical Conservative Allocation Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Mutual Funds - 97. |
|
| November 18, 2020 |
NPORT-EX Schedule of Investments September 30, 2020 (unaudited) TFA Multidimensional Tactical Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 60. |
|
| November 12, 2020 |
Statement of Additional Information November 12, 2020 Christopher Bellacicco Disclosure Review and Accounting Office Securities and Exchange Commission Division of Investment Management 100 F. |
|
| November 5, 2020 |
NPORT-EX Schedule of Investments September 30, 2020 (unaudited) Tactical Conservative Allocation Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 5. |
|
| November 5, 2020 |
NPORT-EX Schedule of Investments September 30, 2020 (unaudited) Tactical Moderate Allocation Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 20. |
|
| November 5, 2020 |
NPORT-EX Schedule of Investments September 30, 2020 (unaudited) Tactical Growth Allocation Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 14. |
|
| October 30, 2020 |
NPORT-EX Schedule of Investments September 30, 2020 (unaudited) Mercator International Opportunity Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 98. |
|
| October 19, 2020 |
- REGISTRATION / LISTING OF A CLASS OF SECURITIES 8-A12B 1 rare-8a12b101920.htm REGISTRATION / LISTING OF A CLASS OF SECURITIES FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State |
|
| October 15, 2020 |
- REGISTRATION / LISTING OF A CLASS OF SECURITIES 8-A12B 1 tace-8a12b101520.htm REGISTRATION / LISTING OF A CLASS OF SECURITIES FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State |
|
| October 14, 2020 |
October 14, 2020 Christopher Bellacicco Disclosure Review and Accounting Office Securities and Exchange Commission Division of Investment Management 100 F. |
|
| October 9, 2020 |
- WITHDRAWL OF APPLICATION FOR EXEMPTIVE October 8, 2020 Via Edgar U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Request for Withdrawal of Exemptive Application Ladies and Gentlemen: On August 14, 2020, Collaborative Investment Series Trust (“Trust”), Foreside Fund Services, LLC and Rareview Capital, LLC (collectively, the “Applicants”) filed an application (the “A |
|
| October 9, 2020 |
AW 1 cist-aw100920.htm WITHDRAWAL OF AMENDMENT Collaborative Investment Series Trust 125 Greenwich Avenue Greenwich CT 06830 October 9, 2020 Public Filing Desk U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Collaborative Investment Series Trust (CIK No. 0001719812, File Nos.333-221072;811-23306) Request for Withdrawal of Amendment to Registration Statement on F |
|
| September 29, 2020 |
September 29, 2020 Mr. Christopher Bellacicco Disclosure Review and Accounting Office Securities and Exchange Commission Division of Investment Management 100 F. Street, N.E. Washington, D.C. 20549-0506 Re: Collaborative Investment Series Trust, File Nos. 811-23306 and 333-221072 Dear Mr. Bellacicco: On August 7, 2020, the Collaborative Investment Series Trust (the ?Trust? or the ?Registrant?), on |
|
| September 18, 2020 |
September 18, 2020 Mr. Christopher Bellacicco Disclosure Review and Accounting Office Securities and Exchange Commission Division of Investment Management 100 F. Street, N.E. Washington, D.C. 20549-0506 Re: Collaborative Investment Series Trust, File Nos. 811-23306 and 333-221072 Dear Mr. Bellacicco: On July 8, 2020, the Collaborative Investment Series Trust (the “Trust” or the “Registrant”), on b |
|
| August 31, 2020 |
Schedule of Investments Schedule of Investments June 30, 2020 (unaudited) Dividend Performers Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 104. |
|
| August 31, 2020 |
Schedule of Investments Schedule of Investments June 30, 2020 (unaudited) Collaborative Investment Series Trust Preferred-Plus Fund Class A Shares or Principal Security Description Amount ($) Fair Value ($)(1) Preferred Bonds - $25 Par Value - 49. |
|
| August 26, 2020 |
Portfolio of Investments Summary Table Portfolio of Investments June 30, 2020 Tactical Income ETF (Unaudited) Portfolio of Investments Summary Table Percentage of Fair Value Consumer Discretionary 0. |
|
| August 26, 2020 |
Portfolio of Investments Summary Table Portfolio of Investments June 30, 2020 Tactical Income ETF (Unaudited) Portfolio of Investments Summary Table Percentage of Fair Value Consumer Discretionary 0. |
|
| August 26, 2020 |
Portfolio of Investments Summary Table Portfolio of Investments June 30, 2020 Tactical Income ETF (Unaudited) Portfolio of Investments Summary Table Percentage of Fair Value Consumer Discretionary 0. |
|
| August 26, 2020 |
Portfolio of Investments Summary Table Portfolio of Investments June 30, 2020 Tactical Income ETF (Unaudited) Portfolio of Investments Summary Table Percentage of Fair Value Consumer Discretionary 0. |
|
| August 26, 2020 |
Portfolio of Investments Summary Table Portfolio of Investments June 30, 2020 Tactical Income ETF (Unaudited) Portfolio of Investments Summary Table Percentage of Fair Value Consumer Discretionary 0. |
|
| August 20, 2020 |
Schedule of Investments Schedule of Investments June 30, 2020 (unaudited) Global Tactical Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 97. |
|
| August 7, 2020 |
August 6, 2020 Via EDGAR filing Securities & Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Collaborative Investment Series Trust, File Nos. 333-221072 and 811-23306 Dear Ladies and Gentlemen: On behalf of Collaborative Investment Series Trust, a registered investment company (the ?Trust?), we hereby submit, via electronic filing, Post-Effective Amendment No. 58 (the ?Amendment? |
|
| July 8, 2020 |
July 8, 2020 Via EDGAR filing Securities & Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Collaborative Investment Series Trust, File Nos. 333-221072 and 811-23306 Dear Ladies and Gentlemen: On behalf of Collaborative Investment Series Trust, a registered investment company (the “Trust”), we hereby submit, via electronic filing, Post-Effective Amendment No. 56 (the “Amendment”) |
|
| June 1, 2020 |
Schedule of Investments Schedule of Investments March 31, 2020 (unaudited) Tactical Conservative Allocation Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 11. |
|
| June 1, 2020 |
Schedule of Investments Schedule of Investments March 31, 2020 (unaudited) Tactical Growth Allocation Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 13. |
|
| June 1, 2020 |
Schedule of Investments Schedule of Investments March 31, 2020 (unaudited) Tactical Moderate Allocation Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 10. |
|
| May 19, 2020 |
NPORT-EX Schedule of Investments March 31, 2020 (unaudited) Mercator International Opportunity Fund Shares or Principal Security Description Amount ($) Fair Value ($)(1) Common Stocks - 95. |
|
| May 5, 2020 |
Collaborative Investment Series Trust Collaborative Investment Series Trust 125 Greenwich Avenue Greenwich CT 06830 May 5, 2020 Public Filing Desk U. |
|
| May 5, 2020 |
AW 1 trendetfcaw202005.htm Collaborative Investment Series Trust 125 Greenwich Avenue Greenwich CT 06830 May 5, 2020 Public Filing Desk U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Collaborative Investment Series Trust (CIK No. 0001719812, File Nos.333-221072;811-23306) Request for Withdrawal of Amendment to Registration Statement on Form N-1A Dear Sir or Mad |
|
| May 1, 2020 |
Collaborative Investment Series Trust Collaborative Investment Series Trust 125 Greenwich Avenue Greenwich CT 06830 May 1, 2020 Public Filing Desk U. |
|
| April 24, 2020 |
Form 8-A FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No. |
|
| April 24, 2020 |
FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 8000 To |
|
| March 2, 2020 |
INPPX / Preferred - Plus N-Q - Quarterly Schedule of Portfolio Holdings - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23306 Collaborative Investment Series Trust (Exact name of registrant as specified in charter) 8000 Town Centre Dr. |
|
| March 2, 2020 |
CERTIFICATIONS CERTIFICATIONS I, Gregory Skidmore, certify that: 1. I have reviewed this report on Form N-Q of Collaborative Investment Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
|
| February 26, 2020 |
TBND / Tactical Income ETF N-Q - Quarterly Schedule of Portfolio Holdings - N-Q 1 tactetfnq202002.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-23306 Collaborative Investment Series Trust (Exact name of registrant as specified in charter) 8000 Town Centre Drive, Suite 400, Broadview Heights, OH 44147 (Address of |
|
| February 26, 2020 |
Sec Filing |
|
| February 24, 2020 |
February 24, 2020 February 24, 2020 Mr. Christopher Bellacicco Disclosure Review and Accounting Office Securities and Exchange Commission Division of Investment Management 100 F. Street, N.E. Washington, D.C. 20549-0506 Re: Collaborative Investment Series Trust, File Nos. 811-23306 and 333-221072 Dear Mr. Bellacicco: On December 13, 2019, the Collaborative Investment Series Trust (the “Trust” or t |
|
| February 19, 2020 |
TBND / Tactical Income ETF CORRESP - - February 19, 2020 February 19, 2020 Mr. Christopher Bellacicco Disclosure Review and Accounting Office Securities and Exchange Commission Division of Investment Management 100 F. Street, N.E. Washington, D.C. 20549-0506 Re: Collaborative Investment Series Trust, File Nos. 811-23306 and 333-221072 Dear Mr. Bellacicco: On October 29 and 30, 2019, the Collaborative Investment Series Trust (the “Trust |
|
| February 12, 2020 |
TFAZX / Tactical Conservative Allocation Fund DEF 14C - - DEF 14C 1 tactdef14c202002.htm SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: o Preliminary Information Statement o Confidential, for Use of the Commission only (as permitted by Rule 14c-5(d)(2)) ý Definitive Information Statement Collaborative Investment Series Trust (Name of Registrant as Specified in Its |
|
| January 27, 2020 |
TFAZX / Tactical Conservative Allocation Fund PRE 14C - - SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ý Preliminary Information Statement o Confidential, for Use of the Commission only (as permitted by Rule 14c-5(d)(2)) o Definitive Information Statement Collaborative Investment Series Trust (Name of Registrant as Specified in Its Charter) Payment of Filing Fee (Check the appropriate box): ý No fee required. |
|
| December 13, 2019 |
Sec filing December 11, 2019 Via EDGAR filing Securities & Exchange Commission 100 F Street, N. |
|
| November 27, 2019 |
TFAZX / Tactical Conservative Allocation Fund N-Q - Quarterly Schedule of Portfolio Holdings - N-Q 1 tactnq201911.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23306 Collaborative Investment Series Trust (Exact name of registrant as specified in charter) 8000 Town Centre Dr., Suite 400 Broadview Heights, OH 44147 (Address of princip |
|
| November 27, 2019 |
EX-99.CERT 2 tactnqcert201911.htm CERTIFICATIONS I, Gregory Skidmore, certify that: 1. I have reviewed this report on Form N-Q of Collaborative Investment Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m |
|
| November 8, 2019 |
CERTIFICATIONS CERTIFICATIONS I, Gregory Skidmore, certify that: 1. I have reviewed this report on Form N-Q of Collaborative Investment Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
|
| November 8, 2019 |
Collaborative Investment Series Trust N-Q/A - Quarterly Schedule of Portfolio Holdings - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23306 Collaborative Investment Series Trust (Exact name of registrant as specified in charter) 8000 Town Centre Dr. |
|
| November 8, 2019 |
Collaborative Investment Series Trust N-Q - Quarterly Schedule of Portfolio Holdings - N-Q 1 mercnq201911.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23306 Collaborative Investment Series Trust (Exact name of registrant as specified in charter) 8000 Town Centre Dr., Suite 400 Broadview Heights, OH 44147 (Address of princip |
|
| November 8, 2019 |
EX-99.CERT 2 mercnqcert201911.htm CERTIFICATIONS I, Gregory Skidmore, certify that: 1. I have reviewed this report on Form N-Q of Collaborative Investment Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m |
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| November 4, 2019 |
Collaborative Investment Series Trust PRE 14A - - SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: ý Preliminary Proxy Statement o Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to §240. |
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| October 29, 2019 |
Converted by EDGARwiz October 28, 2019 Via EDGAR filing Securities & Exchange Commission 100 F Street, N. |
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| October 3, 2019 |
Collaborative Investment Series Trust APP WD - - APP WD 1 exemptiveappwdletter.htm October 3, 2019 Via Edgar U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 RE: Request for Withdrawal of Exemptive Application Ladies and Gentlemen: On August 9, 2019, Collaborative Investment Series Trust (“Trust”) and Tuttle Tactical Management, LLC (collectively, the “Applicants”) filed an appli |
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| August 29, 2019 |
EX-99.CERT 2 innnqcert201908.htm CERTIFICATIONS I, Gregory Skidmore, certify that: 1. I have reviewed this report on Form N-Q of Collaborative Investment Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
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| August 29, 2019 |
Collaborative Investment Series Trust N-Q - Quarterly Schedule of Portfolio Holdings - N-Q 1 innnq201908.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23306 Collaborative Investment Series Trust (Exact name of registrant as specified in charter) 8000 Town Centre Dr., Suite 400 Broadview Heights, OH 44147 (Address of principa |
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| August 29, 2019 |
Collaborative Investment Series Trust N-Q - Quarterly Schedule of Portfolio Holdings - Correspondence Filing |
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| August 29, 2019 |
I, Gregory Skidmore, certify that: CERTIFICATIONS TO BE FILED BY PRINCIPAL EXECUTIVE OFFICER AND PRINCIPAL FINANCIAL OFFICER (Section 302 Certifications as Exhibit – Item 3 – to Form N-Q) CERTIFICATIONS I, Gregory Skidmore, certify that: 1. |
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| August 14, 2019 |
Collaborative Investment Series Trust CORRESP - - Correspondence Filing August 14, 2019 Ryan Sutcliffe U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Collaborative Investment Series Trust, File Nos. 811-23306 and 333-221072 Dear Mr. Sutcliffe: On June 21, 2019, the Collaborative Investment Series Trust (the “Trust” or the “Registrant”), on behalf of its series, Mercator Inte |
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| June 21, 2019 |
Converted by EDGARwiz June 13, 2019 Via EDGAR filing Securities & Exchange Commission 100 F Street, N. |
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| June 17, 2019 |
Collaborative Investment Series Trust 8-A12B - - FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 COLLABORATIVE INVESTMENT SERIES TRUST (Exact name of registrant as specified in its charter) Delaware See below (State of incorporation or organization) (I.R.S. Employer Identification No.) 8000 To |
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| June 10, 2019 |
Collaborative Investment Series Trust AW - - Collaborative Investment Series Trust 8000 Town Centre Drive, Suite 400 Broadview Heights, Ohio 44147 June 10, 2019 Public Filing Desk U. |
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| May 30, 2019 |
CERTIFICATIONS CERTIFICATIONS I, Gregory Skidmore, certify that: 1. I have reviewed this report on Form N-Q of Collaborative Investment Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
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| May 30, 2019 |
Collaborative Investment Series Trust N-Q - Quarterly Schedule of Portfolio Holdings - N-Q 1 mercatornq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23306 Collaborative Investment Series Trust (Exact name of registrant as specified in charter) 8000 Town Centre Dr., Suite 400 Broadview Heights, OH 44147 (Address of principal |
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| March 25, 2019 |
Collaborative Investment Series Trust CORRESP - - March 25, 2019 March 25, 2019 Jay Williamson U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Collaborative Investment Series Trust, File Nos. 811-23306 and 333-221072 Dear Mr. Williamson: On January 4, 2019, the Collaborative Investment Series Trust (the “Trust” or the “Registrant”), on behalf of its series, Tactical Income ET |
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| February 27, 2019 |
Collaborative Investment Series Trust N-Q (Quarterly Schedule of Portfolio Holdings) N-Q Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23306 Collaborative Investment Series Trust (Exact name of registrant as specified in charter) 8000 Town Centre Dr. |
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| February 27, 2019 |
EX-99.CERT 2 collaborativenqcert.htm CERTIFICATIONS I, Gregory Skidmore, certify that: 1. I have reviewed this report on Form N-Q of Collaborative Investment Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements wer |
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| February 14, 2019 |
Collaborative Investment Series Trust CORRESP - - February 13, 2019 February 13, 2019 Vincent DiStefano U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Collaborative Investment Series Trust, File Nos. 811-23306 and 333-221072 Dear Mr. DiStefano: On December 13, 2018, the Collaborative Investment Series Trust (the “Trust” or the “Registrant”), on behalf of its series, Tactical |
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| January 4, 2019 |
Converted by EDGARwiz January 4, 2019 Via EDGAR filing Securities & Exchange Commission 100 F Street, N. |
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| December 13, 2018 |
Converted by EDGARwiz December 12, 2018 Via EDGAR filing Securities & Exchange Commission 100 F Street, N. |
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| December 12, 2018 |
Collaborative Investment Series Trust DEF 14A SCHEDULE 14A INFORMATION SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) ý Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to §240. |
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| December 10, 2018 |
Collaborative Investment Series Trust CORRESP December 5, 2018 December 5, 2018 Dominic Minore U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Collaborative Investment Series Trust, File Nos. 811-23306 and 333-221072 Dear Mr. Minore: On September 26, 2018, the Collaborative Investment Series Trust (the “Trust” or the “Registrant”), on behalf of its series, Preferred-Plus |
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| November 29, 2018 |
Collaborative Investment Series Trust - N-Q UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23306 Collaborative Investment Series Trust (Exact name of registrant as specified in charter) 8000 Town Centre Dr. |
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| November 29, 2018 |
EX-99.CERT 2 collabnqcert201811.htm CERTIFICATIONS I, Gregory Skidmore, certify that: 1. I have reviewed this report on Form N-Q of Collaborative Investment Series Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| November 27, 2018 |
Collaborative Investment Series Trust CORRESP November 27, 2018 VIA EDGAR TRANSMISSION Dominic Minore U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Collaborative Investment Series Trust, File Nos. 811-23306 and 333-221072 Dear Mr. Minore: On November 7, 2018, the Collaborative Investment Series Trust (the “Registrant”), on behalf of its series, the Mercator Internationa |
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| November 7, 2018 |
November 7, 2018 November 7, 2018 VIA ELECTRONIC TRANSMISSION Attn: Filing Desk U. |
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| November 7, 2018 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: ý Preliminary Proxy Statement o Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to §240. |
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| September 26, 2018 |
Converted by EDGARwiz September 26, 2018 VIA ELECTRONIC TRANSMISSION Securities & Exchange Commission Public Filing Desk 100 F Street, N. |
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| May 29, 2018 |
Collaborative Investment Series Trust CORRESP CORRESP 1 filename1.htm May 29, 2018 Dominic Minore Senior Counsel Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 RE: Collaborative Investment Series Trust Initial Registration Statement on Form N-1A File Nos. 333-21072 and 811-23306 Dear Mr. Minore: On April 5, 2018, Collaborative Investment Series Trust (the “Trust”) filed an a |
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| April 5, 2018 |
April 5, 2018 April 5, 2018 U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Collaborative Investment Series Trust – File Nos. 333-221072; 811-23306 Ladies and Gentlemen: On behalf of Collaborative Investment Series Trust (the "Registrant"), we hereby submit, via electronic filing, Post-Effective Amendment No. 1 to the Registrant’s Registration Statement (the “ |
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| February 7, 2018 |
February 7, 2018 Dominic Minore Megan Miller Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 RE: Collaborative Investment Series Trust File Nos. 333-21072 and 811-23306 Dear Mr. Minore and Ms. Miller: On January 31, 2018, Collaborative Investment Series Trust (the ?Trust?) filed Pre-Effective Amendment No. 3 to its registration st |
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| February 2, 2018 |
February 2, 2018 VIA ELECTRONIC TRANSMISSION Dominic Minore Senior Counsel Division of Investment Management U. |
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| January 31, 2018 |
January 31, 2018 Dominic Minore Senior Counsel Division of Investment Management U. |
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| January 31, 2018 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-1A our report dated January 31, 2018, relating to the financial statements of Mercator International Opportunity Fund, a series of the Collaborative Investment Series Trust as of January 19, 2018 and to the references to our firm under the headings ?Independent Registered Public Accounting Firm? in the Prospectus and ?Policies and Procedures for Disclosure of Portfolio Holdings? and ?Independent Registered Public Accounting Firm? in the Statement of Additional Information. |
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| January 31, 2018 |
January 31, 2018 Collaborative Investment Series Trust 8000 Town Centre Drive, Suite 400 Broadview Heights, OH 44147 Dear Board Members: This letter is in response to your request for our opinion in connection with the filing of Pre-Effective Amendment No. |
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| January 31, 2018 |
SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Securities Act Registration No. 333-221072 Investment Company Act Registration No. 811-23306 SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ý X Pre-Effective Amendment No. 3 ¨ Post-Effective Amendment No. and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 ý X Amendment No. 3 (Check appropriate box or boxes.) Co |
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| January 31, 2018 |
COLLABORATIVE INVESTMENT SERIES TRUST OPERATING EXPENSES LIMITATION AGREEMENT BELPOINTE ASSET MANAGEMENT, LLC THIS OPERATING EXPENSES LIMITATION AGREEMENT (the ?Agreement?) by and between COLLABORATIVE INVESTMENT SERIES TRUST, a Delaware statutory trust (the ?Trust?), on behalf of MERCATOR INTERNATIONAL OPPORTUNITY FUND, (the ?Fund?) a series of the Trust and the Advisor of such Fund, BELPOINTE ASSET MANAGEMENT, LLC (the ?Advisor?). |
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| January 24, 2018 |
1 Belpointe Asset Management, LLC Code of Ethics Version 1/31/2017 Table of Contents Belpointe Asset Management, LLC Code of Ethics Version 8/17/2016 Table of Contents I. |
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| January 24, 2018 |
EX-99.P CODE ETH 6 collabn1aaexp2201801.htm CODE OF ETHICS Statement of General Principles This Code of Ethics has been adopted by Collaborative Investment Series Trust (the “Trust”) for the purpose of instructing all employees, officers, directors and trustees of the Trust and Belpointe Asset Management, LLC, the adviser to the Trust (the “Adviser”), in their ethical obligations and to provide ru |
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| January 24, 2018 |
SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 N-1A/A 1 collabn1aa201801.htm Securities Act Registration No. 333-221072 Investment Company Act Registration No. 811-23306 SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ý X Pre-Effective Amendment No. 2 ¨ Post-Effective Amendment No. and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 ý X Amendment No. 2 (Check |
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| January 24, 2018 |
January 24, 2018 Angela Mokodean Senior Counsel Division of Investment Management U. |
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| January 16, 2018 |
CHIEF COMPLIANCE OFFICER SERVICES AGREEMENT CHIEF COMPLIANCE OFFICER SERVICES AGREEMENT This CHIEF COMPLIANCE OFFICER SERVICES AGREEMENT is made and entered into as of this 11th day of January, 2018 by and between Collaborative Investment Series Trust, a Delaware business trust (the ?Trust?) and Empirical Administration, LLC, a Ohio limited liability company (?Empirical?). |
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| January 16, 2018 |
TRANSFER AGENT AGREEMENT THIS AGREEMENT is made and entered into this 11th day of January, 2018, by and between the Collaborative Investment Series Trust (the ?Trust?), an Delaware business trust having its principal place of business at 125 Greenwich Ave. |
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| January 16, 2018 |
TRI-PARTY AGREEMENT FOR DISTRIBUTION SERVICES TRI-PARTY AGREEMENT FOR DISTRIBUTION SERVICES THIS AGREEMENT is made as of November 30, 2017, between The Collaborative Investment Series Trust (the ?Trust? and/or Investment Company ?IC?, or ?Fund?), a Delaware statutory Trust/IC, Belpointe Asset Management, LLC the Registered Investment Advisor (the ?RIA?) a Delaware corporation, and Arbor Court Capital (?ACC?), a limited liability corporation organized and existing under the laws of the State of Ohio. |
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| January 16, 2018 |
COVER 15 filename15.htm January 16, 2018 Angela Mokodean Senior Counsel Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Collaborative Investment Series Trust – File Nos. 333-221072; 811-23306 Dear Ms. Mokodean: On behalf of Collaborative Investment Series Trust (the "Registrant"), we hereby submit, via electronic filing, Pre-E |
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| January 16, 2018 |
CUSTODY AGREEMENT THIS AGREEMENT is made and entered into by and between Collaborative Investment Series Trust, a Delaware statutory trust (the ?Trust?), and U. |
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| January 16, 2018 |
COLLABORATIVE INVESTMENT SERIES TRUST OPERATING EXPENSES LIMITATION AGREEMENT BELPOINTE ASSET MANAGEMENT, LLC THIS OPERATING EXPENSES LIMITATION AGREEMENT (the ?Agreement?) by and between COLLABORATIVE INVESTMENT SERIES TRUST, a Delaware statutory trust (the ?Trust?), on behalf of MERCATOR INTERNATIONAL OPPORTUNITY FUND, (the ?Fund?) a series of the Trust and the Advisor of such Fund, BELPOINTE ASSET MANAGEMENT, LLC (the ?Advisor?). |
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| January 16, 2018 |
INVESTMENT ADVISORY AGREEMENT AGREEMENT (the ?Agreement?), made as of November [ ], 2017 between COLLABORATIVE INVESTMENT SERIES TRUST, a Delaware statutory trust (the ?Trust?), and BELPOINTE ASSET MANAGEMENT, LLC, a limited-liability company organized and existing under the laws of the State of Connecticut (the ?Adviser?) located at 125 Greenwich Avenue, Greenwich, Connecticut 06830. |
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| January 16, 2018 |
ADMINISTRATION AGREEMENT This ADMINISTRATION AGREEMENT is made and entered into as of this 11th day of January, 2018 by and between Collaborative Investment Series Trust, a Delaware business trust (the ?Trust?) and Empirical Administration, LLC, a Ohio limited liability company (?Empirical?). |
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| January 16, 2018 |
ACCOUNTING SERVICES AGREEMENT THIS AGREEMENT is made and entered into this 11th day of January, 2018, by and between the Collaborative Investment Series Trust (the ?Trust?), an Delaware business trust having its principal place of business at 125 Greenwich Ave. |
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| January 16, 2018 |
EX-99.P CODE ETH 11 collabn1aaexq201801.htm POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS: WHEREAS, COLLABORATIVE INVESTMENT SERIES TRUST, a statutory trust organized under the laws of the State of Delaware (hereinafter referred to as the “Trust”), periodically files amendments to its Registration Statement with the SEC under the provisions of the Securities Act of 1933, as amended and the Inve |
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| January 16, 2018 |
SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Securities Act Registration No. 333- 221072 Investment Company Act Registration No. 811- 23306 SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ? X Pre-Effective Amendment No. 1 ? Post-Effective Amendment No. and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 ? X Amendment No. 1 (Check appropriate box or boxes.) |
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| December 18, 2017 |
December 18, 2017 Angela Mokodean Senior Counsel Division of Investment Management U. |
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| October 27, 2017 |
October 26, 2017 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-3561 Re: Collaborative Investment Series Trust (File Nos. 333-221072 and 811-23306) Ladies and Gentlemen, Pursuant to Rule 473 under the Securities Act of 1933, as amended (the ?Securities Act?), the following delaying amendment is hereby added following the calculation of the registration fee o |
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| October 23, 2017 |
SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Securities Act Registration No. 333- Investment Company Act Registration No. 811- SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ý ¨ Pre-Effective Amendment No. ¨ Post-Effective Amendment No. and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 ý ¨ Amendment No. (Check appropriate box or boxes.) Collaborative Inv |
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| October 23, 2017 |
AGREEMENT AND DECLARATION OF TRUST of Collaborative Investment Series Trust a Delaware Statutory Trust 4813-8408-3537. |
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| October 23, 2017 |
PAGE oil Service Request# 20175423358 'tatr of Dptauiarr SECRETARY OF STATE DIVISION OF CORPORATIONS P101 BOX 898 DOVER DELAWARE 19903 9927005 BRANDON LACOFF 125 GREENWICH AVE GREENWICH, CT 06830 ATTN: BRANDON LACOFF DESCRIPTION 6504632 - COLLABORATIVE INVESTMENT SERIES TRUST 01028 Trust 08-07-2017 Statutory Trust Filing Fee $200. |
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| October 23, 2017 |
EX-99.B BYLAWS 7 collabn1aexb201710.htm BY-LAWS COLLABORATIVE INVESTMENT SERIES TRUST A Delaware Business Trust ARTICLE I. OFFICES Section 1.01. PRINCIPAL EXECUTIVE OFFICE. The Board of Trustees shall fix and, from time to time, may change the location of the principal executive office of the Trust at any place within or outside the State of Delaware. Section 1.02. OTHER OFFICES. The Board of Trus |
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| October 23, 2017 |
October 20, 2017 Securities and Exchange Commission Public Filing Desk 100 F Street, N. |
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| October 23, 2017 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(A) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection with such notific |
