ECOR / electroCore, Inc. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) September 2, 2025 electroCore, Inc

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) September 2, 2025 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization)

electroCore Appoints Elena Bonfiglioli to Board of Directors

Exhibit 99.1 electroCore Appoints Elena Bonfiglioli to Board of Directors ROCKAWAY, N.J., September 3, 2025 — electroCore, Inc. (Nasdaq: ECOR), a commercial-stage bioelectronic medicine and wellness company, today announced that Elena Bonfiglioli, an accomplished healthcare executive, has been appointed to electroCore’s Board of Directors, effective September 2, 2025. Ms. Bonfiglioli’s appointment

Loan and Security Agreement by and among electroCore, Inc., NeuroMetrix, Inc., and Avenue Venture Opportunities Fund II, L.P., dated August 4, 2025.

Exhibit 10.1 PURSUANT TO ITEM 601(A)(5) OF REGULATION S-K, CERTAIN SCHEDULES AND EXHIBITS HAVE BEEN OMITTED FROM THIS EXHIBIT AND WILL BE FURNISHED TO THE SECURITIES AND EXCHANGE COMMISSION SUPPLEMENTALLY UPON REQUEST. SUCH OMITTED INFORMATION IS IDENTIFIED BY BRACKETED ASTERISKS ([***]). LOAN AND SECURITY AGREEMENT Dated as of August 4, 2025 between ELECTROCORE, INC. a Delaware corporation (refer

Subscription Agreement between electroCore, Inc. and Avenue Venture Opportunities Fund II, L.P., dated August 4, 2025

Exhibit 10.3 CERTAIN INFORMATION IDENTIFIED BY BRACKETED ASTERISKS ([* * *]) HAS BEEN OMITTED FROM THIS EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. SUBSCRIPTION AGREEMENT electroCore, Inc. 200 Forge Way, Suite 205 Rockaway, New Jersey 07866 Ladies and Gentlemen: This Subscription Agreement (this “Subscription Agreement”) is being entered into a

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) August 6, 2025 electroCore, Inc. (

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) August 6, 2025 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization) (Co

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED June 30, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-38538 electroCore, I

electroCore Announces Second Quarter 2025 Financial Results Net sales of $7.4 million increased 20% vs. Q2’2024; YTD net sales of $14.1 million increased 22% vs. first half of 2024 Cash, cash equivalents, restricted cash, and marketable securities of

Exhibit 99.1 electroCore Announces Second Quarter 2025 Financial Results Net sales of $7.4 million increased 20% vs. Q2’2024; YTD net sales of $14.1 million increased 22% vs. first half of 2024 Cash, cash equivalents, restricted cash, and marketable securities of $7.4 million as of June 30, 2025 Company to host a conference call and webcast today, August 6, 2025 at 4:30 p.m. EDT ROCKAWAY, NJ, Augu

Supplement to Loan and Security Agreement by and among electroCore, Inc., NeuroMetrix, Inc., and Avenue Venture Opportunities Fund II, L.P., dated August 4, 2025.

Exhibit 10.2 CERTAIN INFORMATION IDENTIFIED BY BRACKETED ASTERISKS ([* * *]) HAS BEEN OMITTED FROM THIS EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. SUPPLEMENT to the Loan and Security Agreement dated as of August 4, 2025 among electroCore, Inc. (“Company”) and NeuroMetrix, Inc. (“NeuroMetrix,” together with Company, each, individually, a “Borro

As filed with the U.S. Securities and Exchange Commission on July 18, 2025

As filed with the U.S. Securities and Exchange Commission on July 18, 2025 Registration No. 333-284477 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 PRE-EFFECTIVE AMENDMENT NO. 2 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ELECTROCORE, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 20-3454976 (State or Other Jurisdiction of Incor

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defini

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) May 1, 2025 elec

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) May 1, 2025 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or or

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) May 7, 2025 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization) (Commi

electroCore Announces First Quarter 2025 Financial Results First quarter 2025 net sales of $6.7 million, an increase of 23% over first quarter 2024 Closed the acquisition of NeuroMetrix, Inc. (“NeuroMetrix”); first quarter 2025 unaudited Quell net sa

Exhibit 99.1 electroCore Announces First Quarter 2025 Financial Results First quarter 2025 net sales of $6.7 million, an increase of 23% over first quarter 2024 Closed the acquisition of NeuroMetrix, Inc. (“NeuroMetrix”); first quarter 2025 unaudited Quell net sales of approximately $170,000 Company to host a conference call and webcast today, May 7, 2025 at 4:30 PM EDT ROCKAWAY, NJ, May 7, 2025 (

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-38538 electroCore,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) May 1, 2025 electroCore, Inc. (Exa

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) May 1, 2025 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization) (Commi

electroCore Completes Acquisition of NeuroMetrix, Gaining Access to its Quell Platform, Creating Significant Player in Non-Invasive Bioelectronic Technologies

Exhibit 99.1 electroCore Completes Acquisition of NeuroMetrix, Gaining Access to its Quell Platform, Creating Significant Player in Non-Invasive Bioelectronic Technologies Addition of Quell® Platform Broadens electroCore’s Bioelectronic Technology Portfolio and Accelerates Growth in Chronic Pain and Wellness Markets ROCKAWAY, N.J., May 2, 2025 (GLOBE NEWSWIRE) — electroCore, Inc. (“ECOR,” “electro

CONTINGENT VALUE RIGHTS AGREEMENT

Exhibit 99.2 CONTINGENT VALUE RIGHTS AGREEMENT THIS CONTINGENT VALUE RIGHTS AGREEMENT (this “Agreement”), dated as of May 1, 2025 (the “Effective Date”), is entered into by and between electroCore, Inc., a Delaware corporation (“Parent”), and Equiniti Trust Company, LLC, a New York limited liability trust company (the “Rights Agent”). PREAMBLE WHEREAS, Parent, Nexus Merger Sub Inc., a Delaware cor

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 1, 2025 electroCore, Inc. (

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 1, 2025 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization) (Co

Letter from Marcum dated April 3, 2025

Exhibit 16.1 April 3, 2025 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by electroCore, Inc. under Item 4.01 of its Form 8-K dated April 3, 2025. We agree with the statements concerning our Firm in such Form 8-K; we are not in a position to agree or disagree with other statements of electroCore, Inc. contained therein. V

Description of Securities

Exhibit 4.1 DESCRIPTION OF SECURITIES The following description summarizes important terms of our common stock, which is the sole class of securities registered under Section 12 of the Securities Exchange Act of 1934. For a complete description, you should refer to our certificate of incorporation and bylaws, which are incorporated by reference as exhibits to the Annual Report on Form 10-K of whic

Filing Fee Table.

CALCULATION OF FILING FEE TABLES Form S-8 (Form Type) electroCore, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Stock, par value $0.001 457(c) and

electroCore, Inc. Insider Trading Policy.

Exhibit 19.1 Insider Trading Policy and Guidelines with Respect to Certain Company Information and Certain Transactions in Company Securities 1 1. Purpose This Insider Trading Policy (the “Policy”) provides guidelines with respect to transactions in the securities of electroCore,Inc. (the “Company”) and the handling of confidential information about the Company and the companies with which the Com

List of subsidiaries of electroCore, Inc.

Exhibit 21.1 List of Subsidiaries of electroCore, Inc. Subsidiary Jurisdiction of Incorporation or Organization electroCore Germany GmbH Germany electroCore UK Ltd. United Kingdom

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 12, 2025 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization) (C

As filed with the Securities and Exchange Commission on March 12, 2025

As filed with the Securities and Exchange Commission on March 12, 2025 Registration No.

electroCore Announces Full Year 2024 Financial Results Record full year 2024 net sales of $25.2 million increased 57% over $16.0 million for the full year 2023 driven by 85% annual growth of Rx gammaCoreTM in the United States Department of Veteran A

electroCore Announces Full Year 2024 Financial Results Record full year 2024 net sales of $25.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-38538 electroCore, In

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 24, 2025 electroCore, In

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 24, 2025 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization)

As filed with the U.S. Securities and Exchange Commission on January 31, 2025

As filed with the U.S. Securities and Exchange Commission on January 31, 2025 Registration No. 333-284477 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 PRE-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ELECTROCORE, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 20-3454976 (State or Other Jurisdiction of

Form of Senior Indenture

Exhibit 4.6 ELECTROCORE, INC. and . as Trustee INDENTURE Dated as of , Senior Debt Securities ELECTROCORE, INC. Reconciliation and tie between Trust Indenture Act of 1939 and Indenture, dated as of , Section 310(a) (1) 7.10 (a) (2) 7.10 (a) (3) Not Applicable (a) (4) Not Applicable (a) (5) 7.10 (b) 7.10 Section 311(a) 7.11 (b) 7.11 (c) Not Applicable Section 312(a) 2.6 (b) 10.3 (c) 10.3 Section 31

Filing Fee Table

Exhibit 107 CALCULATION OF FILING FEE TABLE Form S-3 (Form Type) electroCore, Inc.

Form of Subordinated Indenture

Exhibit 4.7 ELECTROCORE, INC. and , as Trustee INDENTURE Dated as of , Subordinated Debt Securities ELECTROCORE, INC. Reconciliation and tie between Trust Indenture Act of 1939 and Indenture, dated as of , Section 310(a) (1) 7.10 (a) (2) 7.10 (a) (3) Not Applicable (a) (4) Not Applicable (a) (5) 7.10 (b) 7.10 Section 311(a) 7.11 (b) 7.11 (c) Not Applicable Section 312(a) 2.6 (b) 10.3 (c) 10.3 Sect

As filed with the U.S. Securities and Exchange Commission on January 24, 2025

As filed with the U.S. Securities and Exchange Commission on January 24, 2025 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ELECTROCORE, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 20-3454976 (State or Other Jurisdiction of Incorporation) (I.R.S. Employer Identi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 17, 2025 electroCore, Inc

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 17, 2025 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization)

Investor Presentation dated January 17, 2025.

Agreement and Plan of Merger dated December 17, 2024, by and among electroCore, Inc., Nexus Merger Sub Inc. and NeuroMetrix, Inc.

AGREEMENT AND PLAN OF MERGER BY AND AMONG ELECTROCORE, INC. NEXUS MERGER SUB INC. and NEUROMETRIX, INC. DATED AS OF DECEMBER 17, 2024 TABLE OF CONTENTS ARTICLE I THE MERGER 2 Section 1.1 The Merger. 2 Section 1.2 Conversion of Shares of Company Stock 3 Section 1.3 Surrender and Payment. 3 Section 1.4 Dissenting Shares 6 Section 1.5 Company Equity Awards and Company ESPP. 6 Section 1.6 Withholding

Voting and Support Agreement, dated December 17, 2024, by and among electroCore, Inc., and the stockholders named therein.

VOTING AND SUPPORT AGREEMENT This VOTING AND SUPPORT AGREEMENT (hereinafter referred to as this “Agreement”), dated as of December 17, 2024, is by and between electroCore, Inc.

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) December 17, 2024 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization)

electroCore to Acquire NeuroMetrix, Gaining Access to its Quell Platform and Positioning Itself as a Significant Player in Non-Invasive Bioelectronic Medicine and Wellness The Quell® platform will strengthen our position as a significant player in th

electroCore to Acquire NeuroMetrix, Gaining Access to its Quell Platform and Positioning Itself as a Significant Player in Non-Invasive Bioelectronic Medicine and Wellness The Quell® platform will strengthen our position as a significant player in the bioelectronic health and wellness sector Company to discuss acquisition and host investor Q&A in a webcast today at 4:30 p.

At The Market Offering Agreement, dated as of November 29, 2024, between H.C. Wainwright & Co., LLC and electroCore, Inc.

AT THE MARKET OFFERING AGREEMENT November 29, 2024 H.C. Wainwright & Co., LLC 430 Park Avenue New York, New York 10022 Ladies and Gentlemen: electroCore, Inc., a corporation organized under the laws of Delaware (the “Company”), confirms its agreement (this “Agreement”) with H.C. Wainwright & Co., LLC (the “Manager”) as follows: 1. Definitions. The terms that follow, when used in this Agreement and

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) November 29, 2024 electroCore, Inc

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) November 29, 2024 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization)

Up to $20,000,000 Common Stock

Filed Pursuant to Rule 424(b)(5) Registration No. 333-262223 PROSPECTUS SUPPLEMENT (To Prospectus dated January 25, 2022) Up to $20,000,000 Common Stock electroCore, Inc. (the “Company” or “we”) entered into an At The Market Offering Agreement (the “Agreement”), dated November 29, 2024, with H.C. Wainwright & Co., LLC (“Wainwright”), relating to shares of our common stock, $0.001 par value per sha

electroCore Announces Third Quarter 2024 Financial Results Record quarterly revenues driven by 75% YoY growth of Rx gammaCore™ in the VA/DoD and 147% increase in Truvaga™ sales Company to host a conference call and webcast today, November 13, 2024 at

electroCore Announces Third Quarter 2024 Financial Results Record quarterly revenues driven by 75% YoY growth of Rx gammaCore™ in the VA/DoD and 147% increase in Truvaga™ sales Company to host a conference call and webcast today, November 13, 2024 at 4:30 p.

Consulting Agreement by and between electroCore, Inc and Brian M. Posner, dated October 4, 2024

Exhibit 10.1 October 4, 2024 Brian Posner Re: Consulting Engagement Dear Brian: On behalf of electroCore, Inc., a Delaware company (the "Company"), I am pleased to offer you a position as a consultant to the Company. This letter, when signed by you, will constitute our agreement (the "Agreement") concerning your role as a consultant to the Company. 1. Duties; Term; Termination. During the term of

Second Amended and Restated Bylaws, dated November 13, 2024

Exhibit 3.1 SECOND AMENDED AND RESTATED BYLAWS OF ELECTROCORE, INC. (A DELAWARE CORPORATION) November 13, 2024 TABLE OF CONTENTS Page ARTICLE I OFFICES 1 Section 1. Registered Office 1 Section 2. Other Offices 1 ARTICLE II CORPORATE SEAL 1 Section 3. Corporate Seal 1 ARTICLE III STOCKHOLDERS’ MEETINGS 1 Section 4. Place of Meetings 1 Section 5. Annual Meetings 1 Section 6. Special Meetings. 5 Sect

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED September 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-38538 electroCo

Financial Statements and Exhibits, Results of Operations and Financial Condition

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Offer Letter by and between the Company and Joshua Lev, dated as of January 29, 2020.

150 Allen Road, Suite 201 Basking Ridge, New Jersey 07920 USA Phone: 973-290-0097 January 29, 2020 Mr.

Amendment to the Offer Letter by and between the Company and Joshua Lev, dated as of September 3, 2024.

ELECTROCORE, INC. 200 Forge Way, Suite 205 Rockaway, NJ 07866 September 3, 2024 Mr. Joshua S. Lev c/o ElectroCore, Inc. 200 Forge Way, Suite 205 Rockaway, NJ 07866 Dear Joshua: Reference is hereby made to the letter agreement, dated January 29, 2020, between you (“Employee”) and electroCore, Inc., a Delaware corporation (the “Company”), relating to your employment by the Company (the “Employment L

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) September 3, 2024 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-38538 electroCore, I

electroCore Announces Second Quarter 2024 Financial Results Seventh consecutive record quarterly net sales of $6.1 million, an increase of 73% over second quarter 2023 Company to host a conference call and webcast today, August 7, 2024 at 4:30 PM EST

electroCore Announces Second Quarter 2024 Financial Results Seventh consecutive record quarterly net sales of $6.

Financial Statements and Exhibits, Results of Operations and Financial Condition

0001560258 false 0001560258 2022-03-04 2022-03-04 iso4217:USD xbrli:shares iso4217:USD xbrli:shares UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

electroCore, Inc. 1,924,960 shares of Common Stock

Filed Pursuant to Rule 424(b)(3) Registration No. 333-280742 PROSPECTUS electroCore, Inc. 1,924,960 shares of Common Stock This prospectus relates to the resale by the selling securityholders identified in this prospectus of up to an aggregate of 1,924,960 shares (the “Common Shares”) of our common stock, $0.001 par value per share (“Common Stock”), consisting of (i) up to 438,191 shares of Common

July 18, 2024

July 18, 2024 Via EDGAR and E-mail Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.

As filed with the Securities and Exchange Commission on July 18, 2024.

As filed with the Securities and Exchange Commission on July 18, 2024. Registration No. 333-280742 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 PRE-EFFECTIVE AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 3845 20-3454976 (State or Other Jurisdiction of I

electroCore, Inc. 200 Forge Way, Suite 205 Rockaway, NJ 07866

electroCore, Inc. 200 Forge Way, Suite 205 Rockaway, NJ 07866 July 11, 2024 F. Peter Cuneo Re: Consulting Agreement Dear Peter, This letter agreement (the "Agreement"), when signed by you, will set forth the agreement between you and electroCore, Inc., a Delaware corporation (the "Company"), concerning your role as a consultant to the Company commencing with the completion of your service as a mem

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) July 11, 2024 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization) (Com

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defini

As filed with the Securities and Exchange Commission on July 10, 2024.

As filed with the Securities and Exchange Commission on July 10, 2024. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 3845 20-3454976 (State or Other Jurisdiction of Incorporation or Organization) (Primary

Filing Fee Table

Calculation of Filing Fee Tables Form S-1 (Form Type) electroCore, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1)(2) Proposed Maximum Offering Price Per Unit(3) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Equity Common Stock, $0.001

ECOR / electroCore, Inc. / Theofilos Charles Steve Activist Investment

SC 13D/A 1 ecor13da.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* electroCore, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 28531P103 (CUSIP Number) Jay H. Knight Barnes & Thornburg LLP 1600 West End Avenue, Suite 800 Nashville, Tennessee 37203-34

Pre-funded Warrants to Purchase up to 225,000 Shares of Common Stock

Filed Pursuant to Rule 424(b)(5) Registration No. 333-262223 PROSPECTUS SUPPLEMENT (To Prospectus dated January 25, 2022) Pre-funded Warrants to Purchase up to 225,000 Shares of Common Stock electroCore, Inc., (the “Company” or “we”) is offering (the “Registered Direct Offering”) Pre-funded Warrants (“RD Pre-funded Warrants”) to purchase up to an aggregate of 225,000 shares of our common stock, $0

Securities Purchase Agreement, dated June 3, 2024 (Registered Direct), by and among the Company and the purchasers named therein (Incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K, filed with the SEC on June 3, 2024).

SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of June 3, 2024, between electroCore, Inc.

electroCore, Inc. Announces $9.3 Million Registered Direct Offering and Concurrent Private Placements Priced At Market Under Nasdaq Rules

electroCore, Inc. Announces $9.3 Million Registered Direct Offering and Concurrent Private Placements Priced At Market Under Nasdaq Rules ROCKAWAY, NJ, June 3, 2024 — electroCore, Inc. (Nasdaq: ECOR) (“electroCore” or the “Company”), a commercial-stage bioelectronic medicine and wellness company, today announced that it has agreed to issue and sell to an institutional accredited investor an aggreg

Form of Pre-Funded Warrant (Private) (Incorporated by reference to Exhibit 4.3 to the Registrant’s Current Report on Form 8-K, filed with the SEC on June 3, 2024)

NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS.

Form of Pre-Funded Warrant (Registered Direct) (Incorporated by reference to Exhibit 4.1 to the Registrant’s Current Report on Form 8-K, filed with the SEC on June 3, 2024)

PREFUNDED COMMON STOCK PURCHASE WARRANT ELECTROCORE, INC. Warrant Shares: [   ] Issue Date: [], 2024 Initial Exercise Date: [], 2024 THIS PREFUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the

Form of Common Warrant (Incorporated by reference to Exhibit 4.2 to the Registrant’s Current Report on Form 8-K, filed with the SEC on June 3, 2024)

NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS.

Securities Purchase Agreement, dated May 31, 2024 (Private), by and among the Company and the purchasers named therein (Incorporated by reference to Exhibit 10.2 to the Registrant’s Current Report on Form 8-K, filed with the SEC on June 3, 2024).

SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of May 31, 2024, between electroCore, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 31, 2024 electroCore, Inc. (E

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 31, 2024 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization) (Com

Financial Statements and Exhibits, Results of Operations and Financial Condition

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electroCore, Inc. Executive Severance Policy

EXHIBIT 10.1 electroCore, Inc. Executive Severance Policy ARTICLE I. PURPOSE The electroCore, Inc. Executive Severance Policy (“the Policy”) is established to provide eligible executives of electoCore, Inc. or any of its wholly-owned subsidiaries (collectively, the “Company”) who incur an Involuntary Termination of Employment (as defined below) with severance pay and other benefits in accordance w

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-38538 electroCore,

electroCore Announces First Quarter 2024 Financial Results Record first quarter 2024 net sales of $5.4 million, an increase of 96% over first quarter 2023 Company to host a conference call and webcast today, May 8, 2024 at 4:30 PM EST

electroCore Announces First Quarter 2024 Financial Results Record first quarter 2024 net sales of $5.

As filed with the Securities and Exchange Commission on March 13, 2024

As filed with the Securities and Exchange Commission on March 13, 2024 Registration No.

CALCULATION OF FILING FEE TABLES Form S-8 (Form Type) electroCore, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities

Exhibit 107 CALCULATION OF FILING FEE TABLES Form S-8 (Form Type) electroCore, Inc.

Annual Report on Form 10-K for the fiscal year ended December 31, 2023, filed with the SEC on March 13, 2024

Exhibit 4.1 DESCRIPTION OF SECURITIES The following description summarizes important terms of our common stock, which is the sole class of securities registered under Section 12 of the Securities Exchange Act of 1934. For a complete description, you should refer to our certificate of incorporation and bylaws, which are incorporated by reference as exhibits to the Annual Report on Form 10-K of whic

electroCore Announces Fourth Quarter and Full Year 2023 Financial Results Record full year 2023 net sales of $16.0 million increased 87% over $8.6 million for the full year 2022 Company to host conference call and webcast today, March 13, 2024 at 4:3

electroCore Announces Fourth Quarter and Full Year 2023 Financial Results Record full year 2023 net sales of $16.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-38538 electroCore, In

Clawback Policy

Exhibit 97.1 ELECTROCORE, INC. CLAWBACK POLICY 1. Introduction electroCore, Inc. (the “Company”) believes that it is in the best interests of the Company and its stockholders to create and foster a culture of business ethics, integrity and accountability, and that, among other purposes, reinforces the Company’s incentive compensation philosophy. The Board of Directors (the “Board”) therefore adopt

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 13, 2024 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization) (C

List of subsidiaries of electroCore, Inc.

Exhibit 21.1 List of Subsidiaries of electroCore, Inc. Subsidiary Jurisdiction of Incorporation or Organization electroCore Germany GmbH Germany electroCore UK Ltd. United Kingdom

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 16, 2024 electroCore, Inc

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 16, 2024 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization)

Investor Presentation dated January 16, 2024.

ECOR / electroCore, Inc. / Theofilos Charles Steve Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* electroCore, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 28531P103 (CUSIP Number) Jay H. Knight Barnes & Thornburg LLP 827 19th Avenue South, Suite 930 Nashville, Tennessee 37203-3447 (615) 621-6100 (Name,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) December 8, 2023 electroCore, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) December 8, 2023 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization) (

ECOR / ElectroCore Inc / Theofilos Charles Steve - INITIAL 13G Passive Investment

SC 13G 1 a3gtheofilos.htm INITIAL 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 electroCore, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 28531P103 (CUSIP Number) December 4, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to d

JOINT FILING AGREEMENT

EX-99 2 13gtheofolisex.htm EXHIBIT 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the statement on Schedule 13G with respect to the common stock, par value $0.001 per share, of electroCore, Inc. dated as of December 7, 2023 is, and any further amendments thereto signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the provision

Presentation, dated November 21, 2023.

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) November 21, 2023 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization)

Financial Statements and Exhibits, Results of Operations and Financial Condition

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-38538 electroCo

electroCore Announces Third Quarter 2023 Financial Results Record third quarter 2023 net sales of $4.5 million, an increase of approximately 128% over third quarter 2022 Company increases revenue guidance for full year 2023 to $15.0 million - $15.5 m

electroCore Announces Third Quarter 2023 Financial Results Record third quarter 2023 net sales of $4.

electroCore, Inc. 1,092,905 shares of Common Stock

Filed Pursuant to Rule 424(b)(3) Registration No. 333-274199 PROSPECTUS electroCore, Inc. 1,092,905 shares of Common Stock This prospectus relates to the resale by the selling securityholders identified in this prospectus of up to an aggregate of 1,092,905 shares (the “Common Shares”) of our common stock, $0.001 par value per share (“Common Stock”), consisting of (i) up to 922,937 shares of Common

August 29, 2023

August 29, 2023 Via EDGAR and E-mail Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.

Filing Fee Table

Calculation of Filing Fee Tables Form S-1 (Form Type) electroCore, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Equity Common Stock, $0.001 par v

As filed with the Securities and Exchange Commission on August 24, 2023.

As filed with the Securities and Exchange Commission on August 24, 2023. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 3845 20-3454976 (State or Other Jurisdiction of Incorporation or Organization) (Primar

electroCore, Inc. Non-Employee Director Compensation Policy

electroCore, Inc. Non-Employee Directors Amended Compensation Policy This Policy (the “Policy”) has been adopted by the Board of Directors (“Board”) of electroCore, Inc. (the “Corporation”) to document and memorialize the amount, timing and form of remuneration payable by the Corporation to its non-employee directors (“Non-Employee Directors”) in consideration for their services to the Corporation

electroCore Announces Second Quarter 2023 Financial Results Record second quarter 2023 net sales of $3.6 million, an increase of approximately 65% over second quarter 2022 Company to host a conference call and webcast today, August 9, 2023 at 4:30 PM

electroCore Announces Second Quarter 2023 Financial Results Record second quarter 2023 net sales of $3.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-38538 electroCore, I

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) August 4, 2023 electroCore, Inc. (

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1,062,600 Shares of Common Stock Pre-funded Warrants to Purchase up to 613,314 Shares of Common Stock COMMON STOCK

Filed Pursuant to Rule 424(b)(5) Registration No. 333-262223 PROSPECTUS SUPPLEMENT (To Prospectus dated January 25, 2022) 1,062,600 Shares of Common Stock Pre-funded Warrants to Purchase up to 613,314 Shares of Common Stock COMMON STOCK electroCore, Inc, (the “Company” or “we”) are offering (i) 1,062,600 shares (“RD Shares”) of our common stock, $0.001 par value per share (“Common Stock”), and (ii

Securities Purchase Agreement, dated July 31, 2023 (Registered Direct), by and among the Company and the purchasers named therein (Incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K, filed with the SEC on July 31, 2023).

SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of July 31, 2023, between electroCore, Inc.

Securities Purchase Agreement, dated July 31, 2023 (Private), by and among the Company and the purchasers named therein (Incorporated by reference to Exhibit 10.2 to the Registrant’s Current Report on Form 8-K, filed with the SEC on July 31, 2023).

Dentons Draft 7/28/2023 INSIDER SPA FORM SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of July 31, 2023, between electroCore, Inc.

Form of Pre-Funded Warrant (Incorporated by reference to Exhibit 4.1 to the Registrant’s Current Report on Form 8-K, filed with the SEC on July 31, 2023)

PREFUNDED COMMON STOCK PURCHASE WARRANT ELECTROCORE, INC. Warrant Shares: Issue Date: August 2, 2023 Initial Exercise Date: August 2, 2023 THIS PREFUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or aft

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 31, 2023 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization) (Co

Form of Common Warrant (Incorporated by reference to Exhibit 4.2 to the Registrant’s Current Report on Form 8-K, filed with the SEC on July 31, 2023)

NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS.

electroCore, Inc. Announces $8.145 Million Registered Direct Offering and Concurrent Private Placements Priced At Market Under Nasdaq Rules

electroCore, Inc. Announces $8.145 Million Registered Direct Offering and Concurrent Private Placements Priced At Market Under Nasdaq Rules ROCKAWAY, NJ, July 31, 2023 — electroCore, Inc. (Nasdaq: ECOR) (“electroCore” or the “Company”), a commercial-stage bioelectronic medicine and wellness company, today announced that it has agreed to issue and sell to certain institutional and accredited invest

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 11, 2023 electroCore, Inc. (

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 11, 2023 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization) (Co

electroCore Provides Select Second Quarter 2023 Financial Guidance

electroCore Provides Select Second Quarter 2023 Financial Guidance • Record revenue of approximately $3,550,000 for the three months ended June 30, 2023; 65% increase over second quarter of 2022 ROCKAWAY, N.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin

electroCore, Inc. Rockaway, NJ

electroCore, Inc. Rockaway, NJ May 22, 2023 Mr. Joseph P. Errico Re: Consulting Agreement re: Strategic and Business Development Advisor to the CEO Dear JP, This letter agreement (the "Agreement"), when signed by you, will amend and restate the agreement dated February 1, 2020 (the “Prior Agreement”) between you and electroCore, Inc., a Delaware corporation (the "Company"), concerning your role as

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) May 22, 2023 electroCore, Inc. (Ex

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) May 22, 2023 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization) (Comm

electroCore Announces First Quarter 2023 Financial Results Record first quarter 2023 net sales of $2.8 million, approximately 46% over first quarter 2022 Company to host a conference call and webcast today, May 3, 2023 at 4:30 PM EDT

electroCore Announces First Quarter 2023 Financial Results Record first quarter 2023 net sales of $2.

electroCore, Inc. 2018 Omnibus Equity Incentive Plan

Exhibit 10.1 ELECTROCORE, INC. 2018 OMNIBUS EQUITY INCENTIVE PLAN (Effective June 21, 2018)1 1. Share numbers in this Plan reflect the 1-for-15 reverse stock split effective February 15, 2023. TABLE OF CONTENTS PAGE Article 1. Effective Date, Objectives and Duration 1 1.1 Effective Date of the Plan 1 1.2 Objectives of the Plan 1 1.3 Duration of the Plan 1 Article 2. Definitions 1 2.1 “Affiliate” 1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-38538 electroCore,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) May 3, 2023 electroCore, Inc. (Exa

0001560258 false 0001560258 2022-03-04 2022-03-04 iso4217:USD xbrli:shares iso4217:USD xbrli:shares UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended: December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38538 elect

Form of electroCore, Inc. Management Severance Plan

EX-10.13 2 e618562ex10-13.htm FORM OF ELECTROCORE, INC. MANAGEMENT SEVERANCE PLAN electroCore, Inc. Executive Severance Policy ARTICLE I. PURPOSE The electroCore, Inc. Executive Severance Policy (“the Policy”) is established to provide eligible executives of electoCore, Inc. or any of its wholly-owned subsidiaries (collectively, the “Company”) who incur an Involuntary Termination of Employment (as

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 17, 2023 electroCore, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 17, 2023 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization) (C

electroCore Provides Select First Quarter 2023 Financial Guidance

electroCore Provides Select First Quarter 2023 Financial Guidance · Record revenue of approximately $2.

Filing Fee Table.

Exhibit 107 CALCULATION OF FILING FEE TABLES Form S-8 (Form Type) electroCore, Inc.

electroCore Announces Fourth Quarter and Full Year 2022 Financial Results Record full year 2022 net sales of $8.6 million increased 58% over $5.5 million for full year 2021 Company to host conference call and webcast today, March 8, 2023 at 4:30pm ES

electroCore Announces Fourth Quarter and Full Year 2022 Financial Results Record full year 2022 net sales of $8.

Annual Report on Form 10-K for the fiscal year ended December 31, 2022, filed with the SEC on March 8, 2023

Exhibit 4.2 DESCRIPTION OF CAPITAL STOCK The following description summarizes important terms of our capital stock. For a complete description, you should refer to our certificate of incorporation and bylaws, which are incorporated by reference as exhibits to the Annual Report on Form 10-K of which this exhibit is a part, as well as the relevant portions of the DGCL. General As of the date of this

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 8, 2023 electroCore, Inc. (

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 8, 2023 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization) (Co

As filed with the Securities and Exchange Commission on March 8, 2023

As filed with the Securities and Exchange Commission on March 8, 2023 Registration No.

Form of Employee Restricted Stock Unit Agreement for electroCore, Inc. 2018 Omnibus Equity Incentive Plan ( Incorporated by reference to Exhibit 10.3 to the Registrant’s Annual Report on Form 10-K as filed with Commission on March 8, 2023)

Exhibit 10.3 Restricted Stock Unit Agreement under the electroCore, Inc. 2018 Omnibus Equity Compensation Plan Pursuant to the electroCore, Inc. 2018 Omnibus Equity Compensation Plan (the “Plan”), electroCore, Inc., a Delaware corporation (together with all successors thereto, the “Company”), hereby enters into this Restricted Stock Unit Agreement with the undersigned employee (the “Grantee”), pur

Form of Non-qualified Stock Option Agreement for electroCore, Inc. 2018 Omnibus Equity Incentive Plan (Incorporated by reference to Exhibit 10.4 to the Registrant’s Annual Report on Form 10-K as filed with Commission on March 8, 2023)

Exhibit 10.4 Nonqualified Stock Option Agreement under the electroCore, Inc. 2018 Omnibus Equity Compensation Plan Name of Grantee: (the “Grantee”) No. of Shares Underlying Options: (the “Underlying Shares”) Grant Date: (the “Grant Date”) Vesting Commencement Date: “Vesting Commencement Date”) Expiration Date: (the “Expiration Date”) Exercise Price/Share: $ (the “Exercise Price”) Pursuant to the e

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-38538 electroCore, In

electroCore, Inc. Non-Employee Director Compensation Policy, incorporated by reference to the Company’s Registration Statement on Form S-1, Registration No. 333-274199, as filed with the Commission on August 24, 2023

Exhibit 10.14 ELECTROCORE, INC. NON-EMPLOYEE DIRECTORS AMENDED COMPENSATION POLICY This Policy (the “Policy”) has been adopted by the Board of Directors (“Board”) of electroCore, Inc. (the “Corporation”) to document and memorialize the amount, timing and form of remuneration payable by the Corporation to its non-employee directors (“Non-Employee Directors”) in consideration for their services to t

Certificate of Elimination of the Series A Preferred Stock of the Company

Exhibit 3.4 CERTIFICATE OF ELIMINATION OF CERTIFICATE OF DESIGNATION OF SERIES A PREFERRED STOCK OF ELECTROCORE, INC. Pursuant to Sections 103 and 151(g) of the Delaware General Corporation Law electrocCore, Inc. (the “Corporation”), pursuant to the provisions of the Delaware General Corporation Law , does hereby certify and set forth as follows: First: On March 3, 2023, the Board of Directors of

List of subsidiaries of electroCore, Inc.

EX-21.1 13 ex2117.htm EXHIBITS 21.1 Exhibit 21.1 List of Subsidiaries of electroCore, Inc. Subsidiary Jurisdiction of Incorporation or Organization electroCore Germany GmbH Germany electroCore UK Ltd. United Kingdom

Certificate of Amendment to the Certificate of Incorporation

Exhibit 3.5 CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF ELECTROCORE, INC. electroCore, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), does hereby certify as follows: 1. The name of the Corporation is electroCore, Inc. 2. The Certificate of Incorporation of the Corporation is amended by adding the following new paragraph to th

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) February 16, 2023 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization)

electroCore Announces Reverse Stock Split

EX-99.1 3 e618284ex99-1.htm electroCore Announces Reverse Stock Split ROCKAWAY, N.J., February 14, 2023 (GLOBE NEWSWIRE) - electroCore, Inc. (Nasdaq: ECOR) (the “Company”), a commercial-stage bioelectronic medicine and wellness company, today announced a planned reverse stock split of its shares of common stock at a ratio of 1-for-15. The reverse stock split will take effect as of 12:01 a.m. ET, o

Certificate of Amendment to the Certificate of Incorporation

CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF ELECTROCORE, INC. electroCore, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), does hereby certify as follows: 1. The name of the Corporation is electroCore, Inc. 2. The Certificate of Incorporation of the Corporation is amended by adding the following new paragraph to the end of Art

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) February 13, 2023 electroCore, Inc

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) February 13, 2023 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization)

electroCore Announces Expected Record 4Q 2022 Revenue of $2.5M; Provides Business Update

electroCore Announces Expected Record 4Q 2022 Revenue of $2.5M; Provides Business Update · Record revenue of approximately $2.5 million for the three months ended December 31, 2022 and $8.5 million for full-year 2022 · Revenue growth of approximately 57% over full-year 2021 · Launched two new brands; TAC-STIMTM under the Air Force BOOST program and TruvagaTM wellness product for stress, anxiety, a

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 17, 2023 electroCore, Inc

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 17, 2023 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization)

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) December 20, 2022 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

Certificate of Designation of the Series A Preferred Stock of the Company, dated December 6, 2022

ELECTROCORE, INC. CERTIFICATE OF DESIGNATION OF SERIES A PREFERRED STOCK Pursuant to Section 151 of the General Corporation Law of the State of Delaware THE UNDERSIGNED DOES HEREBY CERTIFY, on behalf of ElectroCore, Inc., a Delaware corporation (the “Corporation”), that the following resolution was duly adopted by the board of directors of the Corporation (the “Board of Directors”), in accordance

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 electroCore, Inc. (Exact name of registrant a

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 20-3454976 (State or other jurisdiction of incorporation or organization) (IRS Employer Identification No.) 200 F

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 2, 2022 electroCore, Inc

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 2, 2022 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation) (Commission File

Certificate of Designation of the Series A Preferred Stock of the Company

ELECTROCORE, INC. CERTIFICATE OF DESIGNATION OF SERIES A PREFERRED STOCK Pursuant to Section 151 of the General Corporation Law of the State of Delaware THE UNDERSIGNED DOES HEREBY CERTIFY, on behalf of ElectroCore, Inc., a Delaware corporation (the ?Corporation?), that the following resolution was duly adopted by the board of directors of the Corporation (the ?Board of Directors?), in accordance

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) December 2, 2022 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization) (

electroCore Announces Third Quarter 2022 Financial Results Third quarter 2022 revenue grew 33% over third quarter 2021 Company to host a conference call and webcast today, November 3, 2022 at 4:30 pm EDT

EX-99.1 7 ex9911.htm EX-99.1 electroCore Announces Third Quarter 2022 Financial Results Third quarter 2022 revenue grew 33% over third quarter 2021 Company to host a conference call and webcast today, November 3, 2022 at 4:30 pm EDT ROCKAWAY, NJ, Nov. 03, 2022 (GLOBE NEWSWIRE) - electroCore, Inc. (Nasdaq: ECOR), a commercial-stage bioelectronic medicine company, announced third quarter 2022 financ

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) November 3, 2022 electroCore, Inc.

0001560258 false 0001560258 2022-03-04 2022-03-04 iso4217:USD xbrli:shares iso4217:USD xbrli:shares UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED September 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-38538 electroCo

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): October 14, 2022 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization)

electroCore Provides Select Third Quarter 2022 Financial Guidance

electroCore Provides Select Third Quarter 2022 Financial Guidance ? Revenue will be approximately $2.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definit

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definit

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definit

Financial Statements and Exhibits, Other Events, Shareholder Director Nominations

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): September 20, 2022 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization

ELECTROCORE ANNOUNCES DATE FOR FISCAL YEAR 2022 ANNUAL MEETING AND DEADLINES FOR STOCKHOLDER PROPOSALS

ELECTROCORE ANNOUNCES DATE FOR FISCAL YEAR 2022 ANNUAL MEETING AND DEADLINES FOR STOCKHOLDER PROPOSALS ROCKAWAY, N.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED June 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-38538 electroCore, I

Financial Statements and Exhibits, Results of Operations and Financial Condition

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Form of electroCore, Inc. Management Severance Plan as amended on June 10, 2022.

Exhibit 10.3 electroCore, Inc. Executive Severance Policy ARTICLE I. PURPOSE The electroCore, Inc. Executive Severance Policy (?the Policy?) is established to provide eligible executives of electoCore, Inc. or any of its wholly-owned subsidiaries (collectively, the ?Company?) who incur an Involuntary Termination of Employment (as defined below) with severance pay and other benefits in accordance w

electroCore Announces Record Second Quarter 2022 Financial Results Record second quarter 2022 net sales of $2.2 million, increased 70% over second quarter 2021 and 14% sequentially Company to host a conference call and webcast today, August 4, 2022 a

electroCore Announces Record Second Quarter 2022 Financial Results Record second quarter 2022 net sales of $2.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 12, 2022 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization) (Co

electroCore Provides Select Second Quarter 2022 Financial Guidance

electroCore Provides Select Second Quarter 2022 Financial Guidance ? Record revenue will be at least $2.

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) June 22, 2022 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization) (Com

electroCore Announces Listing Transfer to the Nasdaq Capital Market

electroCore Announces Listing Transfer to the Nasdaq Capital Market ROCKAWAY, N.J., June 23, 2022 (GLOBE NEWSWIRE) - electroCore, Inc. (the ?Company?) (Nasdaq: ECOR), a commercial-stage bioelectronic medicine company, today announced that it has received approval from the Nasdaq Stock Market (?Nasdaq?) to transfer the listing of its common stock from the Nasdaq Global Select Market to the Nasdaq C

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) May 5, 2022 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or

Financial Statements and Exhibits, Results of Operations and Financial Condition

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electroCore Announces Record First Quarter 2022 Financial Results First quarter 2022 net sales of $1.9 million, approximately 58% over first quarter 2021 and 27% sequentially Company to host a conference call and webcast today, May 5, 2022 at 4:30 pm

electroCore Announces Record First Quarter 2022 Financial Results First quarter 2022 net sales of $1.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED March 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-38538 electroCore,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended: December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38538 elect

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) April 25, 2022 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization) (Co

electroCore Provides Business Update and Select First Quarter 2022 Financial Guidance

electroCore Provides Business Update and Select First Quarter 2022 Financial Guidance ? Record revenue from product sales will be approximately $1.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 12, 2022 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization) (C

Filing Fee Table.

Exhibit 107 CALCULATION OF FILING FEE TABLES Form S-8 (Form Type) electroCore, Inc.

As filed with the Securities and Exchange Commission on March 18, 2022

As filed with the Securities and Exchange Commission on March 18, 2022 Registration No.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) March 10, 2022 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization) (Co

Full year 2021 net sales of approximately $5.5 million increased 56% over $3.5 million for full year 2020 Ended 2021 with cash and cash equivalents of $34.7 million Company to host conference call and webcast today, March 10, 2022, at 4:30 PM EST

electroCore Announces Fourth Quarter and Full Year 2021 Financial Results Full year 2021 net sales of approximately $5.

electroCore, Inc. Non-Employee Director Compensation Policy

Exhibit 10.14 ELECTROCORE, INC. NON-EMPLOYEE DIRECTORS AMENDED COMPENSATION POLICY This Policy (the ?Policy?) has been adopted by the Board of Directors (?Board?) of electroCore, Inc. (the ?Corporation?) to document and memorialize the amount, timing and form of remuneration payable by the Corporation to its non-employee directors (?Non-Employee Directors?) in consideration for their services to t

Form of Employee Restricted Stock Award Agreement for electroCore, Inc. 2018 Omnibus Equity Incentive Plan.

Exhibit 10.3 Restricted Stock Unit Agreement under the electroCore, Inc. 2018 Omnibus Equity Compensation Plan Pursuant to the electroCore, Inc. 2018 Omnibus Equity Compensation Plan (the ?Plan?), electroCore, Inc., a Delaware corporation (together with all successors thereto, the ?Company?), hereby enters into this Restricted Stock Unit Agreement with the undersigned employee (the ?Grantee?), pur

Description of Capital Stock

Exhibit 4.2 DESCRIPTION OF CAPITAL STOCK The following description summarizes important terms of our capital stock. For a complete description, you should refer to our certificate of incorporation and bylaws, which are incorporated by reference as exhibits to the Annual Report on Form 10-K of which this exhibit is a part, as well as the relevant portions of the DGCL. General As of the date of this

List of subsidiaries of electroCore, Inc.

Exhibit 21.1 List of Subsidiaries of electroCore, Inc. Subsidiary Jurisdiction of Incorporation or Organization electroCore Germany GmbH Germany electroCore UK Ltd. United Kingdom

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-38538 electroCore, In

Form of Non-qualified Stock Option Agreement for electroCore, Inc. 2018 Omnibus Equity Incentive Plan.

Exhibit 10.4 Nonqualified Stock Option Agreement under the electroCore, Inc. 2018 Omnibus Equity Compensation Plan Name of Grantee: (the ?Grantee?) No. of Shares Underlying Options: (the ?Underlying Shares?) Grant Date: (the ?Grant Date?) Vesting Commencement Date: ?Vesting Commencement Date?) Expiration Date: (the ?Expiration Date?) Exercise Price/Share: $ (the ?Exercise Price?) Pursuant to the e

electroCore Announces Changes to its Board of Directors

EX-99.1 2 e621429ex99-1.htm electroCore Announces Changes to its Board of Directors Julie Bruzzone Goldstein and Tricia Wilber to join the Board, adding significant marketing, media and brand strategy experience ROCKAWAY, N.J., March 09, 2022 (GLOBE NEWSWIRE) - electroCore, Inc. (Nasdaq: ECOR), a commercial-stage bioelectronic medicine company, today announced the appointment of Julie Bruzzone Gol

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) March 4, 2022 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization) (Com

EXHIBIT 1

electroCore, Inc. SC 13G/A EXHIBIT 1 JOINT ACQUISITION STATEMENT PURSUANT TO SECTION 240.13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint acq

ECOR / electroCore, Inc. / Altium Capital Management LP - AMENDMENT TO SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* electroCore, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 28531P103 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch

ECOR / electroCore, Inc. / Newcomer Kyle L. - AMENDMENT #1 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* electroCore, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 28531P103 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule

January 24, 2022

200 Forge Way, Suite 205 Rockaway, NJ 07866 January 24, 2022 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-0405 Re: electroCore, Inc. Registration Statement on Form S-3 File No. 333-262223 Ladies and Gentlemen: Pursuant to Rules 460 and 461 of the General Rules and Regulations under the Securities Act of 1933, as amended

electroCore Announces Shareholder Letter and Full-Year 2021 Business Update

electroCore Announces Shareholder Letter and Full-Year 2021 Business Update Company anticipates full-year 2021 revenue of approximately $5.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 18, 2022 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization)

As filed with the U.S. Securities and Exchange Commission on January 18, 2022

As filed with the U.S. Securities and Exchange Commission on January 18, 2022 Registration No. 333-??????? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ELECTROCORE, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 20-3454976 (State or Other Jurisdiction of Incorporation) (I.R.S. Employer

Form of Senior Indenture

Exhibit 4.6 ELECTROCORE, INC. and . as Trustee INDENTURE Dated as of , Senior Debt Securities ELECTROCORE, INC. Reconciliation and tie between Trust Indenture Act of 1939 and Indenture, dated as of , Section 310(a) (1) 7.10 (a) (2) 7.10 (a) (3) Not Applicable (a) (4) Not Applicable (a) (5) 7.10 (b) 7.10 Section 311(a) 7.11 (b) 7.11 (c) Not Applicable Section 312(a) 2.6 (b) 10.3 (c) 10.3 Section 31

Form of Subordinated Indenture

Exhibit 4.7 ELECTROCORE, INC. and , as Trustee INDENTURE Dated as of , Subordinated Debt Securities ELECTROCORE, INC. Reconciliation and tie between Trust Indenture Act of 1939 and Indenture, dated as of , Section 310(a) (1) 7.10 (a) (2) 7.10 (a) (3) Not Applicable (a) (4) Not Applicable (a) (5) 7.10 (b) 7.10 Section 311(a) 7.11 (b) 7.11 (c) Not Applicable Section 312(a) 2.6 (b) 10.3 (c) 10.3 Sect

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): December 20, 2021 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization)

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): December 3, 2021 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization)

Amended and Restated Bylaws of the Registrant

AMENDED AND RESTATED BYLAWS OF ELECTROCORE, INC. (A Delaware Corporation) December 3, 2021 Table of Contents Page ARTICLE I OFFICES 1 Section 1. Registered Office 1 Section 2. Other Offices 1 ARTICLE II CORPORATE SEAL 1 Section 3. Corporate Seal 1 ARTICLE III STOCKHOLDERS? MEETINGS 1 Section 4. Place of Meetings 1 Section 5. Annual Meetings 1 Section 6. Special Meetings 4 Section 7. Notice of Meet

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED September 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-38538 electroCo

electroCore Announces Third Quarter 2021 Financial Results Third quarter 2021 revenue grew 17% sequentially and 38% over third quarter 2020 Company to host a conference call and webcast today, November 4, 2021 at 4:30 pm ET

electroCore Announces Third Quarter 2021 Financial Results Third quarter 2021 revenue grew 17% sequentially and 38% over third quarter 2020 Company to host a conference call and webcast today, November 4, 2021 at 4:30 pm ET ROCKAWAY, NJ, November 4, 2021 (GLOBE NEWSWIRE) - electroCore, Inc.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 4, 2021 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization)

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): October 12, 2021 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization)

electroCore Provides Business Update and Select Third Quarter 2021 Financial Guidance

electroCore Provides Business Update and Select Third Quarter 2021 Financial Guidance ? Third quarter 2021 revenue expected to be approximately $1.

electroCore Announces Peter Cuneo as Board Chairman

electroCore Announces Peter Cuneo as Board Chairman ROCKAWAY, NJ, September 20, 2021 (GLOBE NEWSWIRE) - electroCore, Inc.

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): September 20, 2021 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization

952.380 Shares COMMON STOCK

Filed Pursuant to Rule 424(b)(5) Registration No. 333-232655 PROSPECTUS SUPPLEMENT (To Prospectus dated September 5, 2019) 952.380 Shares COMMON STOCK We are offering 952,380 shares of our common stock, par value $0.001 per share, as described in this prospectus supplement and the accompanying prospectus, and that certain common stock agreement between us and our legal counsel, Dentons US LLP, or

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) August 30, 2021 electroCore, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) August 30, 2021 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization) (C

electroCore Announces Second Quarter 2021 Financial Results Second quarter 2021 net sales of $1.3 million, increased 69% over second quarter 2020 and 5% sequentially Company to host a conference call and webcast today, August 5, 2021 at 4:30 pm ET

electroCore Announces Second Quarter 2021 Financial Results Second quarter 2021 net sales of $1.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 5, 2021 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization) (C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED June 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-38538 electroCore, I

EXHIBIT 1:

electroCore, Inc. SC 13G EXHIBIT 1 JOINT ACQUISITION STATEMENT PURSUANT TO SECTION 240.13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint acqui

ECOR / electroCore, Inc. / Altium Capital Management LP - ACQUISITION OF BENEFICIAL OWNERSHIP Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* electroCore, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 28531P103 (CUSIP Number) June 30, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i

Underwriting Agreement, dated June 30, 2021, by and among electroCore, Inc. and Ladenburg Thalmann & Co. Inc.

EX-1.1 2 e620762ex1-1.htm 18,000,000 SHARES of Common Stock ELECTROCORE, INC. UNDERWRITING AGREEMENT June 30, 2021 Ladenburg Thalmann & Co. Inc. As the Representative of the Several underwriters, if any, named in Schedule II hereto 640 Fifth Avenue, 4th Floor New York, New York 10019 Ladies and Gentlemen: The undersigned, electroCore, Inc., a company incorporated under the laws of Delaware (collec

electroCore Announces Pricing of $18.0 Million Public Offering of Common Stock

EX-99.1 4 e620762ex99-1.htm electroCore Announces Pricing of $18.0 Million Public Offering of Common Stock ROCKAWAY, NJ, June 30, 2021 (GLOBE NEWSWIRE) - electroCore, Inc. (the “Company”), (NASDAQ: ECOR), a commercial-stage bioelectronic medicine company, today announced the pricing of an underwritten public offering of 18,000,000 shares of its common stock at a public offering price of $1.00 per

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2021 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation) (Commission File Nu

18,000,000 Shares COMMON STOCK

Filed Pursuant to Rule 424(b)(5) Registration No. 333-232655 PROSPECTUS SUPPLEMENT (To Prospectus dated September 5, 2019) 18,000,000 Shares COMMON STOCK We are offering 18,000,000 shares of our common stock, par value $0.001 per share, as described in this prospectus supplement and the accompanying prospectus. Our common stock is listed on the Nasdaq Global Select Market under the trading symbol

SUBJECT TO COMPLETION, DATED JUNE 29, 2021

Filed Pursuant to Rule 424(b)(5) Registration No. 333-232655 The information in this preliminary prospectus supplement is not complete and may be changed. A registration statement relating to these securities has become effective by rule of the Securities and Exchange Commission. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities, and w

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) June 11, 2021 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization) (Com

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 6, 2021 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization) (Comm

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED March 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-38538 electroCore,

electroCore Announces First Quarter 2021 Financial Results Record First quarter 2021 net sales of $1.2 million, increased 64% over first quarter 2020 and 30% sequentially Company to host a conference call and webcast today, May 6, 2021 at 4:30 pm ET

electroCore Announces First Quarter 2021 Financial Results Record First quarter 2021 net sales of $1.

-

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X]

-

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) April 13, 2021 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization) (Co

electroCore Provides Business Update and Select First Quarter 2021 Financial Guidance First quarter 2021 revenue expected to be more than $1.1 million Net cash used for the first quarter 2021 of approximately $4.1 million

EX-99.1 2 ea139408ex99-1electrocore.htm PRESS RELEASE DATED APRIL 13, 2021 Exhibit 99.1 electroCore Provides Business Update and Select First Quarter 2021 Financial Guidance First quarter 2021 revenue expected to be more than $1.1 million Net cash used for the first quarter 2021 of approximately $4.1 million ROCKAWAY, N.J, April 13, 2021 - electroCore, Inc. (Nasdaq: ECOR), a commercial-stage bioel

- REGISTRATION STATEMENT

As filed with the Securities and Exchange Commission on March 11, 2021 Registration No.

electroCore Announces Fourth Quarter and Full Year 2020 Financial Results Full year 2020 net sales of approximately $3.5 million increased 46% over $2.4 million for full year 2019 Further reduced net cash usage to $3.7 million in the fourth quarter 2

EX-99.1 2 ea137499ex99-1electrocore.htm PRESS RELEASE DATED MARCH 11, 2021 Exhibit 99.1 electroCore Announces Fourth Quarter and Full Year 2020 Financial Results Full year 2020 net sales of approximately $3.5 million increased 46% over $2.4 million for full year 2019 Further reduced net cash usage to $3.7 million in the fourth quarter 2020 versus $4.1 million in the third quarter 2020 Ended 2020 w

Description of Capital Stock

EX-4.2 7 ex421.htm EX-4.2 Exhibit 4.2 DESCRIPTION OF CAPITAL STOCK The following description summarizes important terms of our capital stock. For a complete description, you should refer to our certificate of incorporation and bylaws, which are incorporated by reference as exhibits to the Annual Report on Form 10-K of which this exhibit is a part, as well as the relevant portions of the DGCL. Gene

List of subsidiaries of electroCore, Inc.

Exhibit 21.1 List of Subsidiaries of electroCore, Inc. Subsidiary Jurisdiction of Incorporation or Organization electroCore Germany GmbH Germany electroCore UK Ltd. United Kingdom

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) March 11, 2021 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization) (Co

electroCore, Inc. Non-Employee Director Compensation Policy

Exhibit 10.14 ELECTROCORE, INC. NON-EMPLOYEE DIRECTORS AMENDED COMPENSATION POLICY This Policy (the ?Policy?) has been adopted by the Board of Directors (?Board?) of electroCore, Inc. (the ?Corporation?) to document and memorialize the amount, timing and form of remuneration payable by the Corporation to its non-employee directors (?Non-Employee Directors?) in consideration for their services to t

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-38538 electroCore, In

electroCore Announces 510(k) Clearance of gammaCoreTM Non-Invasive Vagus Nerve Stimulation (nVNS) to Treat Adolescent Migraine

EX-99.1 2 e620302ex99-1.htm electroCore Announces 510(k) Clearance of gammaCoreTM Non-Invasive Vagus Nerve Stimulation (nVNS) to Treat Adolescent Migraine FDA clearance expands gammaCore label to include the acute and preventive treatment of migraine in adolescents 12 to 17 years of age ROCKAWAY, N.J., February 16, 2021 (GLOBE NEWSWIRE) - electroCore, Inc. (Nasdaq: ECOR), a commercial-stage bioele

Other Events, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 16, 2021 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization)

Other Events, Financial Statements and Exhibits -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 19, 2021 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization)

electroCore, Inc. Announces the Establishment of a Unique Level II HCPCS Code for “Non-Invasive Vagus Nerve Stimulator”

electroCore, Inc. Announces the Establishment of a Unique Level II HCPCS Code for “Non-Invasive Vagus Nerve Stimulator” ROCKAWAY, N.J., Jan. 19, 2021 (GLOBE NEWSWIRE) - electroCore, Inc. (Nasdaq: ECOR), a commercial-stage bioelectronic medicine company, today announced that Centers for Medicare and Medicaid Services (“CMS”) published its most recent Level II Healthcare Common Procedure Coding Syst

electroCore Provides Business Update and Select Financial Guidance Full year 2020 revenue expected at the upper end of previously announced guidance range of $3.3M - $3.5M; greater than 40% growth over full year 2019 revenue of $2.4M Net cash used fo

electroCore Provides Business Update and Select Financial Guidance Full year 2020 revenue expected at the upper end of previously announced guidance range of $3.

Results of Operations and Financial Condition, Financial Statements and Exhibits -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 11, 2021 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization)

electroCore Announces Third Quarter Financial Results Revenue growth of 44% over the second quarter of 2020 and 58% over the third quarter of 2019 Return to sequential revenue growth across all channels Further strengthened balance sheet Reduced quar

electroCore Announces Third Quarter Financial Results Revenue growth of 44% over the second quarter of 2020 and 58% over the third quarter of 2019 Return to sequential revenue growth across all channels Further strengthened balance sheet Reduced quarterly cash burn Company to host conference call and webcast today, November 12, 2020 at 4:30 pm ET November 12, 2020 at 4:05 PM EST BASKING RIDGE, N.

Financial Statements and Exhibits, Results of Operations and Financial Condition -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) November 12, 2020 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED September 30, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-38538 electroCo

ECOR / electroCore, Inc. / Newcomer Kyle L. Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* electroCore, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 28531P103 (CUSIP Number) September 9, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p

Regulation FD Disclosure, Results of Operations and Financial Condition, Financial Statements and Exhibits -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) October 13, 2020 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization) (

electroCore Provides Business Update and Select Financial Guidance Third quarter 2020 Revenue expected to exceed $1 million, representing an increase of greater than 35% sequentially and greater than 50% over Q3 2019 Operating cash burn for the third

EX-99.1 2 e619997ex99-1.htm electroCore Provides Business Update and Select Financial Guidance Third quarter 2020 Revenue expected to exceed $1 million, representing an increase of greater than 35% sequentially and greater than 50% over Q3 2019 Operating cash burn for the third quarter 2020 of approximately $4.1 million BASKING RIDGE, N.J., October 13, 2020 - electroCore, Inc. (Nasdaq: ECOR), a co

Presentation dated October 2020.

electroCore, Inc. Corporate Presentation dated August 2020

Regulation FD Disclosure, Financial Statements and Exhibits -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) August 25, 2020 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization) (C

electroCore Announces Second Quarter Financial Results Received EUA and initiated gammaCore Sapphire CV distribution process for certain known or suspected COVID-19 patients experiencing asthma exacerbations Generated sequential increase in revenue F

electroCore Announces Second Quarter Financial Results Received EUA and initiated gammaCore Sapphire CV distribution process for certain known or suspected COVID-19 patients experiencing asthma exacerbations Generated sequential increase in revenue Further strengthened balance sheet and reduced quarterly cash burn Company to host conference call and webcast today, August 13, 2020 at 4:30 pm ET August 13, 2020 at 4:05 PM EST BASKING RIDGE, N.

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED June 30, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-38538 electroCore, I

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) August 13, 2020 electroCore, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38538 20-3454976 (State or other jurisdiction of incorporation or organization) (C