EDF / Virtus Stone Harbor Emerging Markets Income Fund - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

Virtus Stone Harbor Emerging Markets Income Fund
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LEI XXFOYQ5TGUGS75Z22C46
CIK 1501103
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Virtus Stone Harbor Emerging Markets Income Fund
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
April 8, 2025 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ☒ Defi

November 1, 2024 424B2

Virtus Stone Harbor Emerging Markets Income Fund (formerly known as Stone Harbor Emerging Markets Income Fund) Up to $80,000,000 Common Shares

Filed pursuant to Rule 424(b)(2) File No. 333-281241 PROSPECTUS SUPPLEMENT (To prospectus dated October 28, 2024) Virtus Stone Harbor Emerging Markets Income Fund (formerly known as Stone Harbor Emerging Markets Income Fund) Up to $80,000,000 Common Shares The Virtus Stone Harbor Emerging Markets Income Fund (“we,” “us” or the “Fund”) is a non-diversified closed-end management investment company r

October 25, 2024 CORRESP

101 Munson Street, Greenfield, MA 01301 | 866.270.7788 | Virtus.com

CORRESP 101 Munson Street, Greenfield, MA 01301 | 866.270.7788 | Virtus.com October 25, 2024 Ms. Deborah O’Neal Mr. David Manion Ms. Christina DiAngelo Fettig Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Virtus Stone Harbor Emerging Markets Income Fund (the “Registrant”)   Investment Company Act File No. 811-22473   Registrat

October 11, 2024 CORRESP

VIRTUS STONE HARBOR EMERGING MARKETS INCOME FUND

VIRTUS STONE HARBOR EMERGING MARKETS INCOME FUND VIA EDGAR October 11, 2024 Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.

September 16, 2024 CORRESP

101 Munson Street, Greenfield, MA 01301 |  866.270.7788 | Virtus.com

101 Munson Street, Greenfield, MA 01301 |  866.270.7788 | Virtus.com September 16, 2024 Ms. Deborah O’Neal Mr. David Manion Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re:  Virtus Stone Harbor Emerging Markets Income Fund (the “Registrant”)    Investment Company Act File No. 811-22473    Registration Statement Filing on Form N-2

April 9, 2024 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.  )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.  ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ☒ Def

January 10, 2024 EX-12

(continued)

Exhibit 12 Three Bryant Park 1095 Avenue of the Americas New York, NY 10036-6797 +1 212 698 3500 Main +1 212 698 3599 Fax www.

January 10, 2024 POS EX

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. __ ¨ Post-Effective Amendment No. 1 x (Check appropriate box or boxes) Virtus Stone Harbor Em

As filed with the U.S. Securities and Exchange Commission on January 10, 2024 Registration No. 333-271026 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. ¨ Post-Effective Amendment No. 1 x (Check appropriate box or boxes) Virtus Stone Harbor Emerging Markets Income Fund (formerly known as S

January 10, 2024 EX-16

POWER OF ATTORNEY

Exhibit 16 POWER OF ATTORNEY I, the undersigned member of the Board of Trustees of Virtus Stone Harbor Emerging Markets Income Fund (the “Trust”), hereby constitute and appoint George R.

November 15, 2023 424B3

VIRTUS STONE HARBOR EMERGING MARKETS TOTAL INCOME FUND 101 Munson Street Greenfield, MA 01301-9683 (866) 270-7788

TABLE OF CONTENTS VIRTUS STONE HARBOR EMERGING MARKETS TOTAL INCOME FUND 101 Munson Street Greenfield, MA 01301-9683 (866) 270-7788 Dear Shareholder: November 15, 2023 You are receiving this Information Statement/Prospectus because you own shares in Virtus Stone Harbor Emerging Markets Total Income Fund (the “Acquired Fund”).

November 9, 2023 CORRESP

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1900 K Street, N.W. Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com November 9, 2023 Mary Anne Morgan [email protected] +1 202 261 3473 Direct +1 202 261 3333 Fax Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attention: Ms. Christina DiAngelo Fettig Re: Virtus Stone Harbor Emerging Markets Income Fund (the “Registrant”) (Fil

November 7, 2023 EX-FILING FEES

FEE TABLE FOR FORM N-14 Calculation of Filing Fee Tables N-14 8C (Form Type) VIRTUS STONE HARBOR EMERGING MARKETS INCOME FUND (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities

Exhibit 18 EX-FILING FEES FEE TABLE FOR FORM N-14 Calculation of Filing Fee Tables N-14 8C (Form Type) VIRTUS STONE HARBOR EMERGING MARKETS INCOME FUND (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial effective date Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to Be Paid Equity Common stock, par value $0.

November 7, 2023 N-14 8C/A

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. 1 x Post-Effective Amendment No. ¨ (Check appropriate box or boxes) Virtus Stone Harbor Emerg

As filed with the U.S. Securities and Exchange Commission on November 7, 2023 Registration No. 333-271026 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. 1 x Post-Effective Amendment No. ¨ (Check appropriate box or boxes) Virtus Stone Harbor Emerging Markets Income Fund (formerly known as S

November 7, 2023 EX-99.14

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Exhibit 14 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated January 27, 2023, relating to the financial statements and financial highlights of Virtus Stone Harbor Emerging Markets Income Fund, and of our report dated January 27, 2023, relating to the financial statements and financi

June 1, 2023 CORRESP

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1900 K Street, N.W. Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com Mary Anne Morgan [email protected] +1 202 261 3473 Direct +1 202 261 3333 Fax June 1, 2023 Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attention: Ms. Christina DiAngelo Fettig Re: Virtus Stone Harbor Emerging Markets Income Fund (the “Registrant”) (File No

May 19, 2023 CORRESP

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One International Place 40th Floor 100 Oliver Street Boston, MA 02110-2605 +1 617 728 7100 Main +1 617 426 6567 Fax www.

May 19, 2023 CORRESP

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1900 K Street, N.W. Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www.dechert.com Mary Anne Morgan May 19, 2023 Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attention: Ms. Christina DiAngelo Fettig [email protected] +1 202 261 3473 Direct +1 202 261 3333 Fax Re: Virtus Stone Harbor Emerging Markets Income Fund (the “Registrant”) (File No

May 1, 2023 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.        )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.        ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6(e)(2)

April 11, 2023 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.     )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.     ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6(e)(2)) ☒

April 11, 2023 CORRESP

*    *    *

One International Place 40th Floor 100 Oliver Street Boston, MA 02110-2605 +1 617 728 7100 Main +1 617 426 6567 Fax www.

March 31, 2023 EX-FILING FEES

*Calculation of Filing Fee Tables filed via EDGAR (as Exhibit 18) herewith.

Exhibit 18 EX-FILING FEES FEE TABLE FOR FORM N-14 Calculation of Filing Fee Tables N-14 8C (Form Type) VIRTUS STONE HARBOR EMERGING MARKETS INCOME FUND (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial effective date Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to Be Paid Equity Common stock, par value $0.

March 31, 2023 EX-99.6(C)

*Transfer and Assumption Agreement transferring Subadvisory Agreement to Virtus Fixed Income Advisers, LLC, acting through its division Stone Harbor Investment Partners as subadviser, dated as of July 1, 2022, filed via EDGAR (as Exhibit 6.c) herewith.

Exhibit 6(c) TRANSFER AND ASSUMPTION AGREEMENT This Transfer and Assumption Agreement (the “Agreement”) is made as of July 1, 2022 (the “Closing Date”) by and between Seix Investment Advisors LLC (“Seix”, to be known as Virtus Fixed Income Advisers, LLC) and Virtus Alternative Investment Advisers, Inc.

March 31, 2023 EX-99.13(A)

*Administration Agreement between each of EDF and EDI, and Virtus Fund Services, LLC (“VFS”) effective as of April 11, 2022, filed via EDGAR (as Exhibit 13.a) herewith.

Exhibit 13(a) ADMINISTRATION AGREEMENT This Administration Agreement is made effective as of the 11th day of April, 2022, by and between each of Virtus Stone Harbor Emerging Markets Income Fund and Virtus Stone Harbor Emerging Markets Total Income Fund (each, the “Fund”) on the one hand, severally and not jointly, and Virtus Fund Services, LLC (the “Administrator”) on the other hand.

March 31, 2023 EX-99.13(B)

*Sub-Administration Services Agreement between VFS and The Bank of New York Mellon effective as of April 11, 2022, filed via EDGAR (as Exhibit 13.b) herewith.

Exhibit 13(b) SUB-ADMINISTRATION SERVICES AGREEMENT This Sub-Administration Services Agreement (“Agreement”) is made effective as of April 11, 2022 by and between VIRTUS FUND SERVICES, LLC (“VFS”), a Connecticut corporation and THE BANK OF NEW YORK MELLON, a Massachusetts corporation (“BNY Mellon”).

March 31, 2023 EX-99.1(B)

*Amendment to Amended and Restated Agreement and Declaration of Trust, dated April 8, 2022, filed via EDGAR (as Exhibit 1.b) herewith.

Exhibit 1(b) STONE HARBOR EMERGING MARKETS INCOME FUND AMENDMENT TO AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST The undersigned, being at least a majority of the Trustees of Stone Harbor Emerging Markets Income Fund (the "Trust"), hereby amend the Trust's Amended and Restated Agreement and Declaration of Trust (the "Declaration of Trust"), a copy of which is on file in the office of the Secretary of State of the Commonwealth of Massachusetts, as follows: 1.

March 31, 2023 EX-99.16

*Power of Attorney for Donald C. Burke, Sarah E. Cogan, [Deborah A. DeCotis,] F. Ford Drummond, Sidney E. Harris, John R. Mallin, Connie D. McDaniel, Philip R. McLoughlin, Geraldine M. McNamara, [R. Keith Walton and Brian T. Zino] filed via EDGAR (as Exhibit 16) herewith.

Exhibit 16 POWER OF ATTORNEY I, the undersigned member of the Board of Trustees of Virtus Stone Harbor Emerging Markets Income Fund (the “Trust”), hereby constitute and appoint George R.

March 31, 2023 EX-99.9(D)

*Amendment to Custody Agreement by and among DSE, ZTR, VGI, and The Bank of New York Mellon dated December 1, 2020, filed via EDGAR (as Exhibit 9.d) herewith.

Exhibit 9(d) AMENDMENT TO CUSTODY AGREEMENT This Amendment (“Amendment”) dated December 1, 2020 (“Effective Date”) is by and between each of Duff & Phelps Select MLP and Midstream Energy Fund Inc.

March 31, 2023 EX-99.14

*Consent of Independent Registered Public Accounting Firm filed via EDGAR (as Exhibit 14) herewith.

Exhibit 14 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated January 27, 2023, relating to the financial statements and financial highlights of Virtus Stone Harbor Emerging Markets Income Fund, and of our report dated January 27, 2023, relating to the financial statements and financi

March 31, 2023 EX-99.2(B)

*Amendment to Amended and Restated Bylaws, dated November 16, 2022, filed via EDGAR (as Exhibit 2.b) herewith.

Exhibit 2(b) AMENDMENT to AMENDED AND RESTATED BYLAWS of VIRTUS STONE HARBOR EMERGING MARKETS INCOME FUND a Massachusetts Business Trust The following amendments to the Amended and Restated Bylaws (the “Bylaws”) of Virtus Stone Harbor Emerging Markets Income Fund (the “Trust”) were duly adopted by resolution of a majority of the Trustees of the Trust at a meeting of the Trustees held on November 16, 2022.

March 31, 2023 N-14 8C

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. ¨ Post-Effective Amendment No. ¨ (Check appropriate box or boxes) Virtus Stone Harbor Emergin

As filed with the U.S. Securities and Exchange Commission on March 31, 2023 Registration No. [ ] U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. ¨ Post-Effective Amendment No. ¨ (Check appropriate box or boxes) Virtus Stone Harbor Emerging Markets Income Fund (formerly known as Stone Harbor

March 31, 2023 EX-99.13(E)

*Form of Indemnification Agreement with each Trustee of Registrant, effective as of April 8, 2022, filed via EDGAR (as Exhibit 13.e) herewith.

Exhibit 13(e) FORM OF INDEMNIFICATION AGREEMENT This Indemnification Agreement (this “Agreement”) is effective as of April 8, 2022, by and between (i) Virtus Stone Harbor Emerging Markets Income Fund, and Virtus Stone Harbor Emerging Markets Total Income Fund (each, the “Fund”), each acting on behalf of itself, and (ii) the trustee/director of the Fund whose name is set forth on the signature page (the “Trustee”).

March 31, 2023 EX-99.13(C)

*Transfer Agency and Service Agreement between each of Registrant and EDI and Computershare Trust Company and Computershare Inc. effective as of April 11, 2022, filed via EDGAR (as Exhibit 13.c) herewith.

Exhibit 13(c) Transfer Agency and Service Agreement Between Each of the Virtus Investment Partners Closed-End Investment Companies Listed on Schedule A Attached Hereto and Computershare Trust Company, N.

March 31, 2023 EX-99.9(E)

*Amendment to Custody Agreement by and among DSE, ZTR, VGI, Virtus AllianzGI Artificial Intelligence & Technology Opportunities Fund (“AIO”), Virtus AllianzGI Convertible & Income 2024 Target Term Fund (“CBH”), Virtus AllianzGI Convertible & Income Fund (“NCV”), Virtus AllianzGI Convertible & Income Fund II (“NCZ”), Virtus AllianzGI Diversified Income & Convertible Fund (“ACV”), Virtus AllianzGI Equity & Convertible Income Fund (“NIE”), Virtus Dividend, Interest & Premium Strategy Fund (“NFJ” and together with AIO, CBH, NCV, NCZ, ACV and NIE, “VCEFII”), and The Bank of New York Mellon dated May 7, 2021, filed via EDGAR (as Exhibit 9.e) herewith.

Exhibit 9(e) EXECUTION JOINDER AGREEMENT AND AMENDMENT TO CUSTODY AGREEMENT This Joinder Agreement and Amendment (“Amendment”) dated May 7, 2021 (“Effective Date”) is by and between each of Duff & Phelps Select MLP and Midstream Energy Fund Inc.

March 31, 2023 EX-99.9(F)

*Joinder Agreement and Amendment to Custody Agreement by and among ZTR, VGI, VCEFII, Registrant, Virtus Stone Harbor Emerging Markets Total Income Fund (“EDI”), and The Bank of New York Mellon dated April 11, 2022, filed via EDGAR (as Exhibit 9.f) herewith.

Exhibit 9(f) JOINDER AGREEMENT AND AMENDMENT TO CUSTODY AGREEMENT This Joinder Agreement and Amendment (“Amendment”) dated April 11, 2022 (“Effective Date”) is by and between each of Virtus Total Return Fund Inc.

March 31, 2023 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6(e)(2)) ¨ Def

March 31, 2023 EX-99.11

*Opinion and consent of Jennifer Fromm, Esq., filed via EDGAR (as Exhibit 11) herewith.

Exhibit 11 One Financial Plaza, Hartford, CT 06103 | 800.248.7971 | Virtus.com March 27, 2023 Virtus Stone Harbor Emerging Markets Income Fund 101 Munson Street Greenfield, MA 01301 Ladies and Gentlemen: We have acted as counsel to Virtus Stone Harbor Emerging Markets Income Fund (the “Fund”) in connection with the Registration Statement of the Fund on Form N-14 (the “Registration Statement”) bein

March 31, 2023 EX-99.9(C)

*Amendment to Custody Agreement by and among DSE, Virtus Total Return Fund Inc. (“ZTR”), VGI, and The Bank of New York Mellon dated November 19, 2019, filed via EDGAR (as Exhibit 9.c) herewith.

Exhibit 9(c) AMENDMENT TO CUSTODY AGREEMENT This Amendment ("Amendment") dated November 19, 2019 is by and between each of Duff & Phelps Select MLP and Midstream Energy Fund Inc.

October 27, 2022 NPORT-EX

VIRTUS STONE HARBOR EMERGING MARKETS INCOME FUND SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2022

NPORT-EX 2 VISA070VIRTUS103122.htm VIRTUS STONE HARBOR EMERGING MARKETS INCOME FUND SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2022 ($ reported in thousands) Par Value(1) Value U.S. Government Security—8.6% U.S. Treasury Note 3.250%, 8/31/24 $        6,000 $  5,974 Total U.S. Government Security (Identified Cost $5,975)   5,974 Foreign Government Securities—82.0% Angola —10.7% Republic of Ango

August 29, 2022 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.     )

? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ??? ) Filed by the Registrant ? ? Filed by a Party other than the Registrant ? ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6(

April 29, 2022 NPORT-EX

February 28, 2022

Stone Harbor Emerging Markets Income Fund Statement of Investments February 28, 2022 (Unaudited) Currency Rate Maturity Date Principal Amount/Shares* Value (Expressed in USD) SOVEREIGN DEBT OBLIGATIONS - 94.

January 31, 2022 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

Filed by the Registrant x UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

January 13, 2022 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

Filed by the Registrant x UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

January 6, 2022 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

Filed by the Registrant x UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

December 22, 2021 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

Filed by the Registrant x UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

December 10, 2021 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

Filed by the Registrant x UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.

November 30, 2021 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

DEFA14A 1 tm2133731d3defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (

November 17, 2021 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

DEF 14A 1 tm2132044d2def14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (a

November 17, 2021 CORRESP

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Paul J. Delligatti 202.346.4309 [email protected] Goodwin Procter LLP 1900 N Street, N.W. Washington, D.C. 20036 T: 202.346.4000 F: 202.346.4444 goodwinlaw.com November 17, 2021 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549 Attn: Ms. Deborah L. O?Neal, Esq. Re: Stone Harbor Emerging Markets Income Fund and Stone H

November 5, 2021 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: x Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6(e)(2)) ? Def

November 5, 2021 COVER

November 5, 2021

November 5, 2021 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549 Re: Stone Harbor Emerging Markets Income Fund (File No. 811-22473) Stone Harbor Emerging Markets Total Income Fund (File No. 811-22716) Ladies and Gentlemen: On behalf of Stone Harbor Emerging Markets Income Fund and Stone Harbor Emerging Markets Total Income F

October 28, 2021 NPORT-EX

New Turkish Lira

Stone Harbor Emerging Markets Income Fund Statement of Investments August 31, 2021 (Unaudited) Currency Rate Maturity Date Principal Amount/Shares* Value (Expressed in USD) SOVEREIGN DEBT OBLIGATIONS - 93.

April 28, 2021 NPORT-EX

All agreements can be terminated by either party on demand at value plus accrued interest.

Stone Harbor Emerging Markets Income Fund Statement of Investments February 28, 2021 (Unaudited) Currency Rate Maturity Date Principal Amount/Shares* Value (Expressed in USD) SOVEREIGN DEBT OBLIGATIONS - 92.

March 19, 2021 CORRESP

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ROPES & GRAY LLP 1211 AVENUE OF THE AMERICAS NEW YORK, NY 10036-8704 WWW.ROPESGRAY.COM March 19, 2021 Brendon Caione T +1 212 841 8875 F +1 646 728 6203 [email protected] VIA EDGAR Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Ms. Christina DiAngelo Fettig Re: Stone Harbor Emerging Markets Income Fund (?EDF?) and Stone H

February 1, 2021 DEF 14A

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UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

January 11, 2021 EX-99.1

EX-99.1

Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete

October 28, 2020 NPORT-EX

Maturity

Stone Harbor Emerging Markets Income Fund Statement of Investments August 31, 2020 (Unaudited) Currency Rate Maturity Date Principal Amount/ Shares* Value (Expressed in USD) SOVEREIGN DEBT OBLIGATIONS - 101.

April 28, 2020 NPORT-EX

(Expressed in USD)

Stone Harbor Emerging Markets Income Fund Statement of Investments February 29, 2020 (Unaudited) Currency Rate Maturity Date Principal Amount/Shares* Value (Expressed in USD) SOVEREIGN DEBT OBLIGATIONS - 97.

January 31, 2020 DEF 14A

EDF / Stone Harbor Emerging Markets Income Fund DEF 14A - -

UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

October 29, 2019 NPORT-EX

EDF / Stone Harbor Emerging Markets Income Fund NPORT-EX - -

NPORT-EX 1 fp0047045nportex.htm Stone Harbor Emerging Markets Income Fund Statement of Investments August 31, 2019 (Unaudited) Currency Rate Maturity Date Principal Amount/Shares* Value (Expressed in USD) SOVEREIGN DEBT OBLIGATIONS - 74.59% Angola - 7.32% Republic of Angola: USD 6M US L + 7.50 % 07/01/23 8,207,692 $ 9,028,462 (1) USD 6M US L + 4.50 % 12/07/23 1,557,000 1,488,406 (1) USD 8.25 % 05/

April 29, 2019 EX-99.CERT

CERTIFICATION

Exhibit 99.CERT CERTIFICATION I, Peter J. Wilby, President and Chief Executive Officer/Principal Executive Officer of Stone Harbor Emerging Markets Income Fund certify that: 1. I have reviewed this report on Form N-Q of Stone Harbor Emerging Markets Income Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a mate

April 29, 2019 N-Q

EDF / Stone Harbor Emerging Markets Income Fund N-Q (Quarterly Schedule of Portfolio Holdings)

N-Q 1 fp0041719nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22473 Stone Harbor Emerging Markets Income Fund (Exact name of registrant as specified in charter) c/o Stone Harbor Investment Partners LP 31 West 52nd Street, 16th Floor N

January 28, 2019 DEF 14A

EDF / Stone Harbor Emerging Markets Income Fund DEF 14A

UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

November 2, 2018 CORRESP

EDF / Stone Harbor Emerging Markets Income Fund CORRESP

ROPES & GRAY LLP 1211 AVENUE OF THE AMERICAS NEW YORK, NY 10036-8704 WWW.ROPESGRAY.COM November 2, 2018 Michael G. Doherty T +1 212 497 3612 F +1 646 728 1578 [email protected] VIA EDGAR Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Mr. Tony Burak Re: Stone Harbor Emerging Markets Income Fund (“EDF”) and Stone Harbor Em

October 30, 2018 EX-99.CERT

CERTIFICATION

Exhibit 99.CERT CERTIFICATION I, Peter J. Wilby, President and Chief Executive Officer/Principal Executive Officer of Stone Harbor Emerging Markets Income Fund certify that: 1. I have reviewed this report on Form N-Q of Stone Harbor Emerging Markets Income Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a mate

October 30, 2018 N-Q

EDF / Stone Harbor Emerging Markets Income Fund N-Q (Quarterly Schedule of Portfolio Holdings)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22473 Stone Harbor Emerging Markets Income Fund (Exact name of registrant as specified in charter) c/o Stone Harbor Investment Partners LP 31 West 52nd Street, 16th Floor New York, NY 10019 (Add

April 30, 2018 EX-99.CERT

CERTIFICATION

Exhibit 99.CERT CERTIFICATION I, Peter J. Wilby, President and Chief Executive Officer/Principal Executive Officer of Stone Harbor Emerging Markets Income Fund certify that: 1. I have reviewed this report on Form N-Q of Stone Harbor Emerging Markets Income Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a mate

April 30, 2018 N-Q/A

EDF / Stone Harbor Emerging Markets Income Fund N-Q/A (Quarterly Schedule of Portfolio Holdings)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22473 Stone Harbor Emerging Markets Income Fund (Exact name of registrant as specified in charter) c/o Stone Harbor Investment Partners LP 31 West 52nd Street, 16th Floor New York, NY 10019 (Add

April 30, 2018 EX-99.CERT

CERTIFICATION

EX-99.CERT 2 fp0032953ex99cert.htm Exhibit 99.CERT CERTIFICATION I, Peter J. Wilby, President and Chief Executive Officer/Principal Executive Officer of Stone Harbor Emerging Markets Income Fund certify that: 1. I have reviewed this report on Form N-Q of Stone Harbor Emerging Markets Income Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a ma

April 30, 2018 N-Q

EDF / Stone Harbor Emerging Markets Income Fund N-Q (Quarterly Schedule of Portfolio Holdings)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22473 Stone Harbor Emerging Markets Income Fund (Exact name of registrant as specified in charter) c/o Stone Harbor Investment Partners LP 31 West 52nd Street, 16th Floor New York, NY 10019 (Add

January 29, 2018 EX-99.77B ACCT LTTR

REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

shoedf77b.htm - Generated by SEC Publisher for SEC Filing REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Stone Harbor Emerging Markets Income Fund: In planning and performing our audits of the financial statements of Stone Harbor Emerging Markets Income Fund (the ?Fund?), as of and for the year ended November 30, 2017, in accordance with the st

January 29, 2018 DEF 14A

EDF / Stone Harbor Emerging Markets Income Fund 14A

UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

October 30, 2017 N-Q

Stone Harbor Emerging Markets Income Fund -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22473 Stone Harbor Emerging Markets Income Fund (Exact name of registrant as specified in charter) c/o Stone Harbor Investment Partners LP 31 West 52nd Street, 16th Floor New York, NY 10019 (Add

October 30, 2017 EX-99.CERT

CERTIFICATION

Exhibit 99.CERT CERTIFICATION I, Peter J. Wilby, President and Chief Executive Officer/Principal Executive Officer of Stone Harbor Emerging Markets Income Fund certify that: 1. I have reviewed this report on Form N-Q of Stone Harbor Emerging Markets Income Fund (the ?registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a mate

April 28, 2017 N-Q

Stone Harbor Emerging Markets Income Fund -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22473 Stone Harbor Emerging Markets Income Fund (Exact name of registrant as specified in charter) c/o Stone Harbor Investment Partners LP 31 West 52nd Street, 16th Floor New York, NY 10019 (Add

April 28, 2017 EX-99.CERT

CERTIFICATION

EX-99.CERT 2 fp0025353ex99cert.htm Exhibit 99.CERT CERTIFICATION I, Peter J. Wilby, President and Chief Executive Officer/Principal Executive Officer of Stone Harbor Emerging Markets Income Fund certify that: 1. I have reviewed this report on Form N-Q of Stone Harbor Emerging Markets Income Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a ma

January 30, 2017 EX-99.77Q2 ITEM 405

Section 16(a) Beneficial Ownership Reporting Compliance

exhibit77q2edf.htm - Generated by SEC Publisher for SEC Filing Section 16(a) Beneficial Ownership Reporting Compliance Section 16(a) of the 1934 Act and Section 30(h) of the 1940 Act, and the rules thereunder, require that each Fund s officers and Trustees, officers and Directors of the Investment Adviser, affiliated persons of the Investment Adviser, and persons who beneficially own more than 10%

January 30, 2017 EX-99.77B ACCT LTTR

REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

exhibit77bshedfnsar2016.htm - Generated by SEC Publisher for SEC Filing REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Stone Harbor Emerging Markets Income Fund: In planning and performing our audit of the financial statements of Stone Harbor Emerging Markets Income Fund (the Fund ), as of and for the year ended November 30, 2016, in accordance

January 30, 2017 DEF 14A

Stone Harbor Emerging Markets Income Fund 14A

UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

October 28, 2016 N-Q

Stone Harbor Emerging Markets Income Fund (Quarterly Schedule of Portfolio Holdings)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22473 Stone Harbor Emerging Markets Income Fund (Exact name of registrant as specified in charter) c/o Stone Harbor Investment Partners LP 31 West 52nd Street, 16th Floor New York, NY 10019 (Add

October 28, 2016 EX-99.CERT

CERTIFICATION

EX-99.CERT 2 fp0022209ex99cert.htm Exhibit 99.CERT CERTIFICATION I, Peter J. Wilby, President and Chief Executive Officer/Principal Executive Officer of Stone Harbor Emerging Markets Income Fund certify that: 1. I have reviewed this report on Form N-Q of Stone Harbor Emerging Markets Income Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a ma

April 28, 2016 N-Q

Stone Harbor Emerging Markets Income Fund (Quarterly Schedule of Portfolio Holdings)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22473 Stone Harbor Emerging Markets Income Fund (Exact name of registrant as specified in charter) c/o Stone Harbor Investment Partners LP 31 West 52nd Street, 16th Floor New York, NY 10019 (Add

April 28, 2016 EX-99.CERT

CERTIFICATION

Exhibit 99.CERT CERTIFICATION I, Peter J. Wilby, President and Chief Executive Officer/Principal Executive Officer of Stone Harbor Emerging Markets Income Fund certify that: 1. I have reviewed this report on Form N-Q of Stone Harbor Emerging Markets Income Fund (the ?registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a mate

January 29, 2016 EX-99.77B ACCT LTTR

REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Converted by EDGARwiz REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Stone Harbor Emerging Markets Income Fund: In planning and performing our audit of the financial statements of Stone Harbor Emerging Markets Income Fund (the ?Fund?), as of and for the year ended November 30, 2015, in accordance with the standards of the Public Company Account

January 29, 2016 DEF 14A

Stone Harbor Emerging Markets Income Fund 14A

UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

December 18, 2015 CORRESP

Stone Harbor Emerging Markets Income Fund ESP

Converted by EDGARwiz Stone Harbor Investment Funds Stone Harbor Emerging Markets Income Fund 31 West 52nd Street, 16th Floor New York, NY 10019 December 18, 2015 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N.

October 26, 2015 N-Q

Stone Harbor Emerging Markets Income Fund (Quarterly Schedule of Portfolio Holdings)

N-Q 1 fp0016451nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22473 Stone Harbor Emerging Markets Income Fund (Exact name of registrant as specified in charter) c/o Stone Harbor Investment Partners LP 31 West 52nd Street, 16th Floor N

October 26, 2015 EX-99.CERT

CERTIFICATION

EX-99.CERT 2 fp0016451ex99cert.htm Exhibit 99.CERT CERTIFICATION I, Peter J. Wilby, President and Chief Executive Officer/Principal Executive Officer of Stone Harbor Emerging Markets Income Fund certify that: 1. I have reviewed this report on Form N-Q of Stone Harbor Emerging Markets Income Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a ma

July 30, 2015 EX-99.77Q1 OTHR EXHB

AMENDED AND RESTATED BYLAWS STONE HARBOR EMERGING MARKETS INCOME FUND (Dated as of January 23, 2014) ARTICLE 1 Agreement and Declaration of Trust and Principal Office

EX-99.77Q1 OTHR EXHB 2 f77q1astoneharboremergingmar.htm Unknown; Exhibit 77(q)(1)(a) AMENDED AND RESTATED BYLAWS of STONE HARBOR EMERGING MARKETS INCOME FUND (Dated as of January 23, 2014) ARTICLE 1 Agreement and Declaration of Trust and Principal Office 1.1 Principal Office of the Trust. Unless otherwise determined by the trustees, a principal office of the Trust shall be located in New York, New

April 28, 2015 N-Q

Stone Harbor Emerging Markets Income Fund (Quarterly Schedule of Portfolio Holdings)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22473 Stone Harbor Emerging Markets Income Fund (Exact name of registrant as specified in charter) c/o Stone Harbor Investment Partners LP 31 West 52nd Street, 16th Floor New York, NY 10019 (Add

April 28, 2015 EX-99.CERT

CERTIFICATION

Exhibit 99.CERT CERTIFICATION I, Peter J. Wilby, President and Chief Executive Officer/Principal Executive Officer of Stone Harbor Emerging Markets Income Fund certify that: 1. I have reviewed this report on Form N-Q of Stone Harbor Emerging Markets Income Fund (the ?registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a mate

January 29, 2015 EX-99.77Q2 ITEM 405

Section 16(a) Beneficial Ownership Reporting Compliance

Converted by EDGARwiz Section 16(a) Beneficial Ownership Reporting Compliance Section 16(a) of the 1934 Act and Section 30(h) of the 1940 Act, and the rules thereunder, require the Fund’s officers and Trustees, officers and directors of the investment adviser, affiliated persons of the investment adviser, and persons who beneficially own more than 10% of a registered class of the Fund’s Common Shares (the “Reporting Persons”) to file reports of ownership and changes in ownership with the SEC and the New York Stock Exchange and to furnish the Fund with copies of all Section 16(a) forms they file.

January 29, 2015 EX-99.77B ACCT LTTR

REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

EX-99.77B ACCT LTTR 2 exhibit77bstoneharboredfnsar.htm REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Stone Harbor Emerging Markets Income Fund: In planning and performing our audit of the financial statements of Stone Harbor Emerging Markets Income Fund (the "Fund") as of and for the year ended November 30, 2014, in accordance with the standar

January 22, 2015 DEF 14A

EDF / Stone Harbor Emerging Markets Income Fund DEF 14A - - STONE HARBOR EMERGING MARKETS INCOME FUND

DEF 14A 1 d856421ddef14a.htm STONE HARBOR EMERGING MARKETS INCOME FUND UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confiden

October 29, 2014 N-Q

Stone Harbor Emerging Markets Income Fund - STONE HARBOR EMERGING MARKETS INCOME FUND

N-Q 1 d809894dnq.htm STONE HARBOR EMERGING MARKETS INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22473 Stone Harbor Emerging Markets Income Fund (Exact name of registrant as specified in charter) c/o Stone Harbor Investment Part

October 29, 2014 EX-99.CERT

CERTIFICATION

Certifications Exhibit 99.CERT CERTIFICATION I, Peter J. Wilby, President and Chief Executive Officer/Principal Executive Officer of Stone Harbor Emerging Markets Income Fund certify that: 1. I have reviewed this report on Form N-Q of Stone Harbor Emerging Markets Income Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit

April 29, 2014 EX-99.CERT

CERTIFICATION

Certifications Exhibit 99.CERT CERTIFICATION I, Peter J. Wilby, President and Chief Executive Officer/Principal Executive Officer of Stone Harbor Emerging Markets Income Fund certify that: 1. I have reviewed this report on Form N-Q of Stone Harbor Emerging Markets Income Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit

April 29, 2014 N-Q

Quarterly Schedule of Portfolio Holdings - STONE HARBOR EMERGING MARKETS INCOME FUND

Stone Harbor Emerging Markets Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

January 29, 2014 EX-99.77B ACCT LTTR

N-SAR Letter - Draft

Converted by EDGARwiz N-SAR Letter - Draft REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Trustees and Stockholders of Stone Harbor Emerging Markets Income Fund: In planning and performing our audit of the financial statements of Stone Harbor Emerging Markets Income Fund (the "Fund") as of and for the year ended November 30, 2013, in accordance with the standards of the Pu

January 23, 2014 DEF 14A

- STONE HARBOR EMERGING MARKETS INCOME FUND

Stone Harbor Emerging Markets Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

October 30, 2013 N-Q

Quarterly Schedule of Portfolio Holdings - STONE HARBOR EMERGING MARKETS INCOME FUND

Stone Harbor Emerging Markets Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

October 30, 2013 EX-99.CERT

CERTIFICATION

EX-99.CERT 2 d619084dex99cert.htm CERTIFICATIONS Exhibit 99.CERT CERTIFICATION I, Peter J. Wilby, President and Chief Executive Officer of Stone Harbor Emerging Markets Income Fund certify that: 1. I have reviewed this report on Form N-Q of Stone Harbor Emerging Markets Income Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or

July 30, 2013 EX-99.77Q1 OTHR EXHB

Item 77 Q(1)(e)

Converted by EDGARwiz Item 77 Q(1)(e) New or Amended Investment Advisory Contracts Form of Investment Management Contract dated November 17, 2010 between Stone Harbor Emerging Markets Income Fund and Stone Harbor Investment Partners LP is incorporated herein by reference to Exhibit (g) to Pre-Effective Amendment No.

April 29, 2013 N-Q

Quarterly Schedule of Portfolio Holdings - STONE HARBOR EMERGING MARKETS INCOME

Stone Harbor Emerging Markets Income UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 29, 2013 EX-99.CERT

CERTIFICATION

Certifications Exhibit 99.CERT CERTIFICATION I, Peter J. Wilby, President and Chief Executive Officer of Stone Harbor Emerging Markets Income Fund certify that: 1. I have reviewed this report on Form N-Q of Stone Harbor Emerging Markets Income Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact nec

January 29, 2013 EX-99.77B ACCT LTTR

REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Converted by EDGARwiz REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Trustees and Shareholders of Stone Harbor Emerging Markets Income Fund: In planning and performing our audit of the financial statements of Stone Harbor Emerging Markets Income Fund (the "Fund"), as of and for the year ended November 30, 2012, in accordance with the standards of the Public Company Account

January 24, 2013 DEF 14A

- STONE HARBOR EMERGING MARKETS INCOME FUND (THE FUND)

Stone Harbor Emerging Markets Income Fund (The Fund) UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.

October 30, 2012 N-Q

Quarterly Schedule of Portfolio Holdings - STONE HARBOR EMERGING MARKETS INCOME FUND

N-Q 1 d430337dnq.htm STONE HARBOR EMERGING MARKETS INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22473 Stone Harbor Emerging Markets Income Fund (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100 Denver

October 30, 2012 EX-99.CERT

CERTIFICATION

Certification Exhibit 99.CERT CERTIFICATION I, Peter J. Wilby, President and Chief Executive Officer of Stone Harbor Emerging Markets Income Fund certify that: 1. I have reviewed this report on Form N-Q of Stone Harbor Emerging Markets Income Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact nece

April 27, 2012 EX-99.CERT

CERTIFICATION

Certifications Exhibit 99.CERT CERTIFICATION I, Peter J. Wilby, President and Chief Executive Officer of Stone Harbor Emerging Markets Income Fund certify that: 1. I have reviewed this report on Form N-Q of Stone Harbor Emerging Markets Income Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact nec

April 27, 2012 N-Q

Quarterly Schedule of Portfolio Holdings - STONE HARBOR EMERGING MARKETS INCOME FUND

Stone Harbor Emerging Markets Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

January 30, 2012 EX-99.77B ACCT LTTR

REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Stone Harbor Emerging Markets Income Fund: In planning and performing our audit of the financial statements of Stone Harbor Emerging Markets Income Fund (the "Fund") as of and for the period ended November 30, 2011, in accordance with the stan

January 23, 2012 DEF 14A

- STONE HARBOR EMERGING MARKETS INCOME FUND NOTICE & PROXY STATEMENT

Stone Harbor Emerging Markets Income Fund Notice & Proxy Statement UNITED STATES SECRUITIES AND EXCHANGE COMMISSION Washington, D.

October 31, 2011 EX-99.CERT

CERTIFICATION

Cerification Exhibit 99.CERT CERTIFICATION I, Peter J. Wilby, President and Chief Executive Officer of Stone Harbor Emerging Markets Income Fund certify that: 1. I have reviewed this report on Form N-Q of Stone Harbor Emerging Markets Income Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact neces

October 31, 2011 N-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22473 Stone Harbor Emerging Markets Income F

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22473 Stone Harbor Emerging Markets Income Fund (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100 Denver, CO 80203 (Address of principal executive offices) (Zip code)

April 29, 2011 EX-99.CERT

CERTIFICATION

Certifications Exhibit 99.CERT CERTIFICATION I, Peter J. Wilby, President and Chief Executive Officer of Stone Harbor Emerging Markets Income Fund certify that: 1. I have reviewed this report on Form N-Q of Stone Harbor Emerging Markets Income Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact nec

April 29, 2011 N-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22473 Stone Harbor Emerging Markets Income F

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22473 Stone Harbor Emerging Markets Income Fund (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100 Denver, CO 80203 (Address of principal executive offices) (Zip code)

December 28, 2010 EX-99.(N)

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

EX-99.(N) 2 dex99n.htm CONSENT OF INDEPENDENT PUBLIC ACCOUNTING FIRM Exhibit n CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Trustees and Shareholder of Stone Harbor Emerging Markets Income Fund: We consent to the use in Pre-Effective Amendment No. 3 to Registration Statement No. 333-169361 on Form N-2 of our report dated November 18, 2010, relating to the statement of a

December 28, 2010 POS EX

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-2 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 x Pre-Effective Amendment No. ¨ Post-Effective Amendment No. 1 x REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY AC

1933 Act File No. 333-169361 1940 Act File No. 811-22473 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-2 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x Pre-Effective Amendment No. ? Post-Effective Amendment No. 1 x REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 x Amendment No. 4 x STONE HARBOR EMERGING MARKETS INCOME FUND (Exact Name of

December 2, 2010 8-A12B

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Stone Harbor Emerging Markets Income Fund (Exact Name of Registrant as Specified in Its Charter) Massachusetts 80-6178531 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 31 West 5

November 23, 2010 N-8A/A

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment to Form N-8A NOTIFICATION OF AMENDMENT TO FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940

Stone Harbor Emerging Markets Income Fund U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment to Form N-8A NOTIFICATION OF AMENDMENT TO REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company (formerly known as Stone Harbor Emerging Markets Fixed Income Fund) hereby notifies the Securities and Exchange Commission tha

November 12, 2010 CORRESP

-

Ropes & Gray LLP Three Embarcadero Center San Francisco, CA 94111 November 11, 2010 VIA EDGAR U.

September 14, 2010 N-8A

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940

Stone Harbor Emerging Markets Fixed Income Fund U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Co

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