FCT / First Trust Senior Floating Rate Income Fund II - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

First Trust Senior Floating Rate Income Fund II
US ˙ NYSE ˙ US33733U1088

Mga Batayang Estadistika
LEI 549300188EQ1UO018C30
CIK 1282850
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to First Trust Senior Floating Rate Income Fund II
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
July 28, 2025 DEF 14A

As filed with the Securities and Exchange Commission on July 28, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

As filed with the Securities and Exchange Commission on July 28, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

May 29, 2025 CORRESP

May 29, 2025

Chapman and Cutler LLP 320 South Canal Street, 27th Floor Chicago, Illinois 60606 T 312.

November 6, 2024 SC 13G/A

FCT / First Trust Senior Floating Rate Income Fund II / LPL Financial LLC - SC 13G/A Passive Investment

SC 13G/A 1 d846330dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b),(c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. 3)* First Trust Senior Floating Rate Income Fund II (Name of Issuer) Common Stock, $0.01 par value (Title of

August 2, 2024 DEF 14A

As filed with the Securities and Exchange Commission on August 1, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No

As filed with the Securities and Exchange Commission on August 1, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

February 9, 2024 SC 13G/A

FCT / First Trust Senior Floating Rate Income Fund II / LPL Financial LLC - SC 13G/A Passive Investment

SC 13G/A 1 d772760dsc13ga.htm SC 13G/A CUSIP No. 33733U108 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b),(c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. 2)* First Trust Senior Floating Rate Income Fund II (Name of Issuer) Common Stock, $0.01

November 13, 2023 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2023 First Trust Senior Floating Rate Income Fund II (Exact name of registrant as specified in its charter) Massachusetts 811-21539 11-3716541 (State or other jurisdictio

November 13, 2023 EX-99

FCT & FTHY Replay 11/15/2023

PRESS RELEASE SOURCE: First Trust Advisors L.P. First Trust Advisors L.P. Announces Portfolio Manager Update for First Trust Senior Floating Rate Income Fund II and First Trust High Yield Opportunities 2027 Term Fund WHEATON, IL — (BUSINESS WIRE) — November 13, 2023 — First Trust Advisors L.P. ("FTA") announced today that its Leveraged Finance Investment Team, portfolio manager for First Trust Sen

September 12, 2023 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 11, 2023 First Trust Senior Floating Rate Income Fund II (Exact name of registrant as specified in its charter) Massachusetts 811-21539 11-3716541 (State or other jurisdicti

September 12, 2023 EX-99

SOURCE: First Trust Advisors L.P.

PRESS RELEASE SOURCE: First Trust Advisors L.P. First Trust Announces Appointment of New Trustee for Funds WHEATON, IL – (BUSINESS WIRE) – September 11, 2023 – The exchange-traded funds, closed-end funds, mutual funds and variable insurance funds (collectively, the “Funds”) advised by First Trust Advisors L.P. (“FTA”) announced the appointment of Ms. Bronwyn Wright as a Trustee of certain of the F

August 3, 2023 DEF 14A

As filed with the Securities and Exchange Commission on August 3, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No

As filed with the Securities and Exchange Commission on August 3, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

June 23, 2023 EX-3

By-Laws of Each Trust Listed on Schedule A Hereto (each, a “Trust”) Article I

As Amended and Restated on June 22, 2023 By-Laws of Each Trust Listed on Schedule A Hereto (each, a “Trust”) Article I Definitions Any capitalized terms not defined herein shall have the respective meanings given them in the Declaration of Trust of the Trust as the same may be in effect from time to time.

June 23, 2023 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 22, 2023 First Trust Senior Floating Rate Income Fund II (Exact name of registrant as specified in its charter) Massachusetts 811-21539 11-3716541 (State or other jurisdiction (C

June 23, 2023 EX-99

First Trust Closed-End Funds Announce Board’s Decision to Rescind the Funds’ Control Share By-Law

PRESS RELEASE First Trust Closed-End Funds Announce Board’s Decision to Rescind the Funds’ Control Share By-Law Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund (NYSE: MFD) First Trust Senior Floating Rate Income Fund II (NYSE: FCT) First Trust Energy Income and Growth Fund (NYSE American: FEN) First Trust Enhanced Equity Income Fund (NYSE: FFA) First Trust/abrdn Global

January 17, 2023 SC 13G/A

FCT / First Trust Senior Fltng Rate Incm Fd II / LPL Financial LLC - SC 13G/A Passive Investment

SC 13G/A CUSIP No. 33733U108 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b),(c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. 1)* First Trust Senior Floating Rate Income Fund II (Name of Issuer) Common Stock, $0.01 par value (Title of Class of

November 2, 2022 EX-99

FCT & FTHY Replay 11/4/2022

PRESS RELEASE SOURCE: First Trust Advisors L.P. First Trust Advisors L.P. Announces Portfolio Manager Update for First Trust Senior Floating Rate Income Fund II and First Trust High Yield Opportunities 2027 Term Fund WHEATON, IL ? (BUSINESS WIRE) ? November 2, 2022 ? First Trust Advisors L.P. ("FTA") announced today that its Leveraged Finance Investment Team, portfolio manager for the First Trust

November 2, 2022 8-K

Regulation FD Disclosure

8-K 1 fct8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2022 First Trust Senior Floating Rate Income Fund II (Exact name of registrant as specified in its charter) Massachusetts 811-21539 11-37165

August 12, 2022 DEF 14A

As filed with the Securities and Exchange Commission on August 12, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment N

As filed with the Securities and Exchange Commission on August 12, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 27, 2022 NPORT-EX

Borrower Principal Value Commitment Amount Value Unrealized Appreciation (Depreciation) Civitas Solutions (National Mentor Holdings, Inc.), Term Loan $ 88,753 $ 88,900 $ 86,855 $ (2,045) Dexko Global (Dornoch Debt Merger Sub, Inc.), Term Loan 43,210

First Trust Senior Floating Rate Income Fund II (FCT) Portfolio of Investments February 28, 2022 (Unaudited) Principal Value Description Rate (a) Stated Maturity (b) Value SENIOR FLOATING-RATE LOAN INTERESTS (c) – 136.

February 14, 2022 SC 13G

FCT / First Trust Senior Fltng Rate Incm Fd II / LPL Financial LLC - SC 13G Passive Investment

SC 13G 1 d259616dsc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b),(c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (Amendment No. )* First Trust Senior Floating Rate Income Fund II (Name of Issuer) Common Stock, $0.01 par value (Title of Class

January 31, 2022 SC 13G/A

FCT / First Trust Senior Fltng Rate Incm Fd II / BANK OF AMERICA CORP /DE/ Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 13)* FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (Name of Issuer) Common Stock (Title of Class of Securities) 33733U108 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the

November 1, 2021 8-K

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2021 First Trust Senior Floating Rate Income Fund II (Exact name of registrant as specified in its charter) Massachusetts 811-21539 11-3716541 (State or other jurisdiction

November 1, 2021 EX-99

First Trust Advisors L.P. Announces Portfolio Manager Update for First Trust Senior Floating Rate Income Fund II, First Trust Senior Floating Rate 2022 Target Term Fund and First Trust High Yield Opportunities 2027 Term Fund

PRESS RELEASE SOURCE: First Trust Advisors L.P. First Trust Advisors L.P. Announces Portfolio Manager Update for First Trust Senior Floating Rate Income Fund II, First Trust Senior Floating Rate 2022 Target Term Fund and First Trust High Yield Opportunities 2027 Term Fund WHEATON, IL ? (BUSINESS WIRE) ? November 1, 2021 ? First Trust Advisors L.P. ("FTA") announced today that its Leveraged Finance

October 26, 2021 NPORT-EX

Borrower Principal Value Commitment Amount Value Unrealized Appreciation (Depreciation) Civitas Solutions (National Mentor Holdings, Inc.), Term Loan $ 198,702 $ 199,060 $ 198,082 $ (978) Hillman (The) Group, Inc., Term Loan 109,595 109,326 108,933 (

First Trust Senior Floating Rate Income Fund II (FCT) Portfolio of Investments August 31, 2021 (Unaudited) Principal Value Description Rate (a) Stated Maturity (b) Value SENIOR FLOATING-RATE LOAN INTERESTS (c) – 133.

October 21, 2021 EX-99

SOURCE: First Trust Advisors L.P.

PRESS RELEASE SOURCE: First Trust Advisors L.P. First Trust Announces Appointment of New Trustee for Funds WHEATON, IL ? (BUSINESS WIRE) ? October 20, 2021 ? The exchange traded funds, closed-end funds, mutual funds and variable insurance funds (collectively, the ?Funds?) advised by First Trust Advisors L.P. (?FTA?) announced the appointment of Denise M. Keefe as a Trustee of each of the Funds, ef

October 21, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 fct8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) October 20, 2021 First Trust Senior Floating Rate Income Fund II (Exact Name of Registrant as Specified in its Charter) Massachusetts 811-21539 11-371654

August 9, 2021 DEF 14A

As filed with the Securities and Exchange Commission on August 9, 2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No

As filed with the Securities and Exchange Commission on August 9, 2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 26, 2021 NPORT-EX

Borrower Principal Value Commitment Amount Value Unrealized Appreciation (Depreciation) Help at Home (HAH Group Holding Company, LLC), Term Loan $149,124 $146,992 $149,311 $2,319

First Trust Senior Floating Rate Income Fund II (FCT) Portfolio of Investments February 28, 2021 (Unaudited) Principal Value Description Rate (a) Stated Maturity (b) Value SENIOR FLOATING-RATE LOAN INTERESTS (c) – 137.

February 8, 2021 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 12)* First Trust Senior Floating Rate Income Fund II (Name of Issuer) Common Stock (Title of Class of Securi

Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 12)* First Trust Senior Floating Rate Income Fund II (Name of Issuer) Common Stock (Title of Class of Securities) 33733U108 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to des

January 15, 2021 SC 13D/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (Name of Issuer) Common Shares, $0.01 par value (Title

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 33733U108 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael

December 23, 2020 SC 13D/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (Name of Issuer) Common Shares, $0.01 par value (Title

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 33733U108 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael

November 16, 2020 EX-99

First Trust Advisors L.P. Announces Portfolio Manager Update for First Trust Senior Floating Rate Income Fund II, First Trust Senior Floating Rate 2022 Target Term Fund and First Trust High Yield Opportunities 2027 Term Fund

PRESS RELEASE SOURCE: First Trust Advisors L.P. First Trust Advisors L.P. Announces Portfolio Manager Update for First Trust Senior Floating Rate Income Fund II, First Trust Senior Floating Rate 2022 Target Term Fund and First Trust High Yield Opportunities 2027 Term Fund WHEATON, IL — (BUSINESS WIRE) — November 16, 2020 — First Trust Advisors L.P. (“FTA”) announced today that its Leveraged Financ

November 16, 2020 8-K

Regulation FD Disclosure - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2020 First Trust Senior Floating Rate Income Fund II (Exact name of registrant as specified in its charter) Massachusetts 811-21539 11-3716541 (State or other jurisdictio

October 27, 2020 NPORT-EX

First Trust Senior Floating Rate Income Fund II (FCT)

First Trust Senior Floating Rate Income Fund II (FCT) Portfolio of Investments August 31, 2020 (Unaudited) Principal Value Description Rate (a) Stated Maturity (b) Value SENIOR FLOATING-RATE LOAN INTERESTS (c) – 141.

October 20, 2020 EX-99

By-Laws of Each Trust Listed on Schedule A Hereto (each, a “Trust”) Article I

EX-99 2 exhibit3-1.htm AMENDED AND RESTATED BY-LAWS As Amended and Restated on October 19, 2020 By-Laws of Each Trust Listed on Schedule A Hereto (each, a “Trust”) Article I Definitions Any capitalized terms not defined herein shall have the respective meanings given them in the Declaration of Trust of the Trust as the same may be in effect from time to time. Article II Offices and Declaration of

October 20, 2020 8-K

Current Report

8-K 1 fct8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2020 First Trust Senior Floating Rate Income Fund II (Exact name of registrant as specified in its charter) Massachusetts 811-21539 11-37165

October 9, 2020 CORRESP

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CORRESP 1 filename1.htm 111 West Monroe Street Chicago, Illinois 60603-4080 T 312.845.3000 F 312.701.2361 www.chapman.com October 9, 2020 VIA EDGAR CORRESPONDENCE United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Filings for First Trust Funds listed in Exhibit A attached hereto Ladies and Gentlemen: This letter responds to comments, provided by Ken Elli

August 27, 2020 SC 13D/A

FCT / First Trust Senior Floating Rate Income Fund II / Saba Capital Management, L.P. - FORM SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 33733U108 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael

June 29, 2020 SC 13D/A

FCT / First Trust Senior Floating Rate Income Fund II / Saba Capital Management, L.P. - FORM SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 33733U108 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael

May 29, 2020 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2020 First Trust Senior Floating Rate Income Fund II (Exact name of registrant as specified in its charter) Massachusetts 811-21539 11-3716541 (State or other jurisdiction (Co

May 29, 2020 EX-99

By-Laws of Each Trust Listed on Schedule A Hereto (each, a “Trust”) Article I

EX-99 2 exhibit3-1.htm AMENDED AND RESTATED BY-LAWS As Amended and Restated on May 28, 2020 By-Laws of Each Trust Listed on Schedule A Hereto (each, a “Trust”) Article I Definitions Any capitalized terms not defined herein shall have the respective meanings given them in the Declaration of Trust of the Trust as the same may be in effect from time to time. Article II Offices Section 1. Principal Of

May 11, 2020 SC 13D/A

FCT / First Trust Senior Floating Rate Income Fund II / Saba Capital Management, L.P. - FORM SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 33733U108 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael

April 27, 2020 NPORT-EX

First Trust Senior Floating Rate Income Fund II (FCT)

First Trust Senior Floating Rate Income Fund II (FCT) Portfolio of Investments February 29, 2020 (Unaudited) Principal Value Description Rate (a) Stated Maturity (b) Value SENIOR FLOATING-RATE LOAN INTERESTS (c) – 141.

April 10, 2020 EX-99.2

Proposal

EX-99.2 3 ex992to13d1076900104102020.htm PROPOSAL Exhibit 99.2 Proposal Proposal “RESOLVED, that the shareholders of First Trust Senior Floating Rate Income Fund II (the “Fund”) request that the Board of Trustees of the Fund (the “Board”) take all necessary steps in its power to declassify the Board so that trustees are elected on an annual basis starting at the next annual meeting of shareholders

April 10, 2020 EX-99.1

JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)

Exhibit 99.1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned ackn

April 10, 2020 SC 13D

FCT / First Trust Senior Floating Rate Income Fund II / Saba Capital Management, L.P. - THE SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )1 First Trust Senior Floating Rate Income Fund II (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 33733U108 (CUSIP Number) S

February 14, 2020 SC 13G/A

FCT / First Trust Senior Floating Rate Income Fund II / Saba Capital Management, L.P. - FORM SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.1)* First Trust Senior Floating Rate Income Fund II (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 33733U108 (CUSIP Number) December 31, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to

February 14, 2020 SC 13G/A

FCT / First Trust Senior Floating Rate Income Fund II / BANK OF AMERICA CORP /DE/ - NONE Passive Investment

Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11)* First Trust Senior Floating Rate Income Fund II (Name of Issuer) Common Stock (Title of Class of Securities) 33733U108 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to des

October 28, 2019 NPORT-EX

FCT / First Trust Senior Floating Rate Income Fund II NPORT-EX - -

NPORT-EX 1 FirstTrustSrFRIncII.htm First Trust Senior Floating Rate Income Fund II (FCT) Portfolio of Investments August 31, 2019 (Unaudited) Principal Value Description Rate (a) Stated Maturity (b) Value SENIOR FLOATING-RATE LOAN INTERESTS (c) – 141.2% Aerospace & Defense – 1.9% $6,157,243 Transdigm, Inc., Term Loan F, 3 Mo. LIBOR + 2.50%, 0.00% Floor 4.83% 06/09/23 $6,108,785 882,774 Transdigm,

May 24, 2019 SC 13G

FCT / First Trust Senior Floating Rate Income Fund II / Saba Capital Management, L.P. - FORM SC 13G Passive Investment

SC 13G 1 schedule13gfct.htm FORM SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* First Trust Senior Floating Rate Income Fund II (Name of Issuer) Common Stock, 0.01 par value (Title of Class of Securities) 33733U108 (CUSIP Number) May 15, 2019 (Date of Event which Requires Filing of this Statemen

April 29, 2019 N-Q

FCT / First Trust Senior Floating Rate Income Fund II N-Q (Quarterly Schedule of Portfolio Holdings) QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS

N-Q 1 fctnq.htm QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21539 First Trust Senior Floating Rate Income Fund II (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400

April 29, 2019 EX-99.CERT

Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act

EX-99.CERT 2 cert302.htm SECTION 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, James M. Dykas, certify that: 1. I have reviewed this report on Form N-Q of First Trust Senior Floating Rate Income Fund II; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a mater

February 13, 2019 SC 13G/A

FCT / First Trust Senior Floating Rate Income Fund II / BANK OF AMERICA CORP /DE/ - NONE Passive Investment

SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10)* First Trust Senior Floating Rate Income Fund II (Name of Issuer) Common Stock (Title of Class of Securities) 33733U108 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriat

October 26, 2018 EX-99.CERT

Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act

Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, James M.

October 26, 2018 N-Q

FCT / First Trust Senior Floating Rate Income Fund II QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS (Quarterly Schedule of Portfolio Holdings)

N-Q 1 fctnq.htm QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21539 First Trust Senior Floating Rate Income Fund II (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400

April 27, 2018 N-Q

FCT / First Trust Senior Floating Rate Income Fund II QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS (Quarterly Schedule of Portfolio Holdings)

N-Q 1 fctnq.htm QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21539 First Trust Senior Floating Rate Income Fund II (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400

April 27, 2018 EX-99.CERT

Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act

EX-99.CERT 2 cert302.htm SECTION 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, James M. Dykas, certify that: 1. I have reviewed this report on Form N-Q of First Trust Senior Floating Rate Income Fund II; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a mater

February 12, 2018 SC 13G/A

FCT / First Trust Senior Floating Rate Income Fund II / BANK OF AMERICA CORP /DE/ - NONE Passive Investment

SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 09)* First Trust Senior Floating Rate Income Fund II (Name of Issuer) Common Stock (Title of Class of Securities) 33733U108 (CUSIP Number) January 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate

February 9, 2018 SC 13G/A

FCT / First Trust Senior Floating Rate Income Fund II / BANK OF AMERICA CORP /DE/ - NONE Passive Investment

SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 08)* First Trust Senior Floating Rate Income Fund II (Name of Issuer) Common Stock (Title of Class of Securities) 33733U108 (CUSIP Number) December 29, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriat

September 11, 2017 SC 13G/A

FCT / First Trust Senior Floating Rate Income Fund II / BANK OF AMERICA CORP /DE/ - NONE Passive Investment

SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* First Trust Senior Floating Rate Income Fund II (Name of Issuer) Common Stock (Title of Class of Securities) 33733U108 (CUSIP Number) August 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate b

February 14, 2017 SC 13G/A

FCT / First Trust Senior Floating Rate Income Fund II / BANK OF AMERICA CORP /DE/ - NONE Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* First Trust Senior Floating Rate Income Fund II (Name of Issuer) Common Stock (Title of Class of Securities) 33733U108 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul

February 17, 2016 SC 13G/A

FCT / First Trust Senior Floating Rate Income Fund II / BANK OF AMERICA CORP /DE/ - NONE Passive Investment

SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 05)* First Trust Senior Floating Rate Income Fund II (Name of Issuer) Common Stock (Title of Class of Securities) 33733U108 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriat

February 17, 2015 SC 13G/A

FCT / First Trust Senior Floating Rate Income Fund II / BANK OF AMERICA CORP /DE/ - NONE Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 04)* First Trust Senior Floating Rate Income Fund II (Name of Issuer) Common Stock (Title of Class of Securities) 33733U108 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru

February 14, 2014 SC 13G/A

FCT / First Trust Senior Floating Rate Income Fund II / BANK OF AMERICA CORP /DE/ - NONE Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 03)* First Trust Senior Floating Rate Income Fund II (Name of Issuer) Common Stock (Title of Class of Securities) 33733U108 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru

February 14, 2013 SC 13G/A

FCT / First Trust Senior Floating Rate Income Fund II / BANK OF AMERICA CORP /DE/ - FIRST TRUST SENIOR FLOATING RATE INCOME FUND II 13G/A2 Passive Investment

SC 13G/A 1 fct13ga2.htm FIRST TRUST SENIOR FLOATING RATE INCOME FUND II 13G/A2 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (Name of Issuer) Common Stock (Title of Class of Securities) 33733U108 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing

February 14, 2012 SC 13G/A

FCT / First Trust Senior Floating Rate Income Fund II / BANK OF AMERICA CORP /DE/ - FIRST TRUST SENIOR FLOATING RATE INCOME FUND II 13GA1 Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (Name of Issuer) Common Stock (Title of Class of Securities) 33733U108 (CUSIP Number) December 30, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the Rule pursuant to

February 14, 2011 SC 13G

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (Name of Issuer) COMMON STOCK (Title of Class of Securities) (CUSIP Num

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (Name of Issuer) COMMON STOCK (Title of Class of Securities) 33733U108 (CUSIP Number) December 31, 2010 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the Rule pursuant to w

October 5, 2010 EX-99.1

First Trust Advisors L.P. Leveraged Finance Investment Team 1 Table of Contents Section 1 Section 2 Section 3 Section 4 Investment Process Competitive Advantages First Trust Advisors L.P. 2 Leveraged Finance Investment Team Biographies Certain statem

First Trust Advisors L.P. Leveraged Finance Investment Team 1 Table of Contents Section 1 Section 2 Section 3 Section 4 Investment Process Competitive Advantages First Trust Advisors L.P. 2 Leveraged Finance Investment Team Biographies Certain statements made in this presentation may not be historical facts and are referred to as “forward-looking statements” under the U.S. federal securities laws.

April 10, 2009 SC 13G

SCHEDULE 13G SIGNATURE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) FIRST TR FOUR CRNRS SR FLT R (Name of Issuer) COM SHS (Title of Class of Securities) 33733Q107 (CUSIP Number) March 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch

January 29, 2009 SC 13G

SCHEDULE 13G SIGNATURE

OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response.

January 12, 2009 SC 13G

UNITED STATES

OMB APPROVAL OMB Number: 3235-0145 UNITED STATES Expires: February 28, 2009 SECURITIES AND EXCHANGE COMMISSION Estimated average burden Washington, D.

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