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| CIK | 1585064 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Founder Group Limited
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| February 15, 2018 |
FG / FGL Holdings / Neuberger Berman Group LLC - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* FGL HOLDINGS (Name of Issuer) Common (Title of Class of Securities) G3402M102 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| December 14, 2017 |
FGL / Fidelity & Guaranty Life FORM 15 15-15D 1 form15.htm FORM 15 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File No. 333-190880 Fidelity & Guaranty Life (Exact name of |
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| November 30, 2017 |
FGL / Fidelity & Guaranty Life POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 S-8 POS 1 s-8pos.htm POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 As filed with the Securities and Exchange Commission on November 30, 2017 Registration No. 333-192849 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S–8 Registration Statement No. 333-192849 UNDER THE SECURITIES ACT OF 1933 FIDELITY & GUARANTY LIFE (Exact name of registra |
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| November 30, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 30, 2017 (November 30, 2017) Date of Report (Date of earliest event reported) Fidelity & Guaranty Life (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or Other Jurisdiction of Inco |
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| November 30, 2017 |
Amended and Restated Certificate of Incorporation of Fidelity & Guaranty Life Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF FIDELITY & GUARANTY LIFE FIRST: The name of the corporation is Fidelity & Guaranty Life (hereinafter called the " Corporation"). SECOND: The Corporation's registered office in the State of Delaware is at Corporation Trust Center, 1209 Orange Street in the City of Wilmington, County of New Castle 19801. The name of its registered agen |
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| November 30, 2017 |
Amended and Restated Bylaws of Fidelity & Guaranty Life Exhibit 3.2 FIDELITY & GUARANTY LIFE THIRD AMENDED AND RESTATED BYLAWS As Adopted on November 30, 2017 FIDELITY & GUARANTY LIFE BYLAWS Table of Contents Page Article I MEETINGS OF STOCKHOLDERS 1 Section 1.01. Annual Meetings 1 Section 1.02. Special Meetings 1 Section 1.03. Participation in Meetings by Remote Communication 1 Section 1.04. Notice of Meetings; Waiver of Notice. 1 Section 1.05. Proxie |
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| November 16, 2017 |
CONFIDENTIAL April 7, 2017 NAME DEPARTMENT Dear NAME: This letter replaces and supersedes the letter you received on January 20, 2016, regarding a Transaction Bonus. |
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| November 16, 2017 |
FGL / Fidelity & Guaranty Life 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36227 FIDELITY & GU |
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| November 16, 2017 |
Exhibit 21 Subsidiaries of Fidelity & Guaranty Life, a Delaware corporation Entity Jurisdiction Fidelity & Guaranty Life Business Services, Inc. |
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| November 16, 2017 |
February 1, 2017 Name Department Dear Name: As you know, Fidelity & Guaranty Life (“FGL”) has entered into an Agreement and Plan of Merger (the “Merger Agreement”) with Anbang Insurance Group Co. |
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| November 16, 2017 |
April 20, 2017 Name Department Dear Name: This letter replaces and supersedes the letter you received dated April 7, 2017, regarding a Retention Award. |
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| November 15, 2017 |
Fidelity & Guaranty Life Reports Fiscal Fourth Quarter 2017 Results Exhibit Fidelity & Guaranty Life Reports Fiscal Fourth Quarter 2017 Results DES MOINES, Iowa: November 15, 2017 - Fidelity & Guaranty Life (NYSE: FGL), a leading provider of annuities and life insurance, today announced financial results for the fiscal fourth quarter of 2017 . |
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| November 15, 2017 |
Investor Supplement Fourth Fiscal Quarter 2017 (Fiscal Year Ended September 30) Exhibit Exhibit 99.2 Investor Supplement Fourth Fiscal Quarter 2017 (Fiscal Year Ended September 30) The financial statements and financial exhibits included herein are unaudited. These financial statements and exhibits should be read in conjunction with the Company's periodic reports on Form 10-K, Form 10-Q and Form 8-K. Non-GAAP Financial Measures This document contains non-GAAP financial measur |
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| November 15, 2017 |
FGL / Fidelity & Guaranty Life 8-K (Current Report) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2017 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) |
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| November 15, 2017 |
Exhibit Fidelity & Guaranty Life Announces Expiration and Final Results of Consent Solicitation to Amend Senior Notes of Fidelity & Guaranty Life Holdings, Inc. |
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| November 15, 2017 |
FGL / Fidelity & Guaranty Life 8-K (Current Report) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2017 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) |
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| November 9, 2017 |
Financial Statements and Exhibits, Other Events Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2017 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) |
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| November 9, 2017 |
Fidelity & Guaranty Life Declares Quarterly Dividend Exhibit Fidelity & Guaranty Life Declares Quarterly Dividend DES MOINES, Iowa, November 9, 2017 - Fidelity & Guaranty Life (NYSE: FGL) announced today that its Board of Directors has declared a quarterly dividend of $0. |
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| November 9, 2017 |
FGL / Fidelity & Guaranty Life 8-K (Current Report) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2017 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) |
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| October 10, 2017 |
CF Corporation and Fidelity & Guaranty Life Report on Status of Merger Exhibit FOR IMMEDIATE RELEASE CF Corporation and Fidelity & Guaranty Life Report on Status of Merger LAS VEGAS and DES MOINES, Iowa, October 6, 2017 /PRNewswire/ - CF Corporation (NASDAQ: CFCO) (?CF Corp. |
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| October 10, 2017 |
Financial Statements and Exhibits, Other Events Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 6, 2017 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) ( |
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| October 3, 2017 |
Submission of Matters to a Vote of Security Holders Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2017 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation |
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| September 13, 2017 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Eric L. |
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| August 16, 2017 |
Fidelity & Guaranty Life DEF 14A DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 14, 2017 |
Fidelity & Guaranty Life DEFM14C DEFM14C Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ? Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ? Definitive Information Statement FIDELITY & GUARANTY LIFE (Name of Registrant as Specified in Its Charter) Payment of Filing Fee (Check the appropriate box): ? No fee required. |
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| August 2, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 fgl-6302017x10xqpressrelea.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2017 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other j |
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| August 2, 2017 |
Fidelity & Guaranty Life Reports Fiscal Third Quarter 2017 Results Exhibit Fidelity & Guaranty Life Reports Fiscal Third Quarter 2017 Results DES MOINES, Iowa: August 2, 2017 - Fidelity & Guaranty Life (NYSE: FGL), a leading provider of annuities and life insurance, today announced financial results for the fiscal third quarter of 2017 . |
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| August 2, 2017 |
Investor Supplement Third Fiscal Quarter 2017 (Fiscal Year Ended September 30) Exhibit Exhibit 99.2 Investor Supplement Third Fiscal Quarter 2017 (Fiscal Year Ended September 30) The financial statements and financial exhibits included herein are unaudited. These financial statements and exhibits should be read in conjunction with the Company's periodic reports on Form 10-K, Form 10-Q and Form 8-K. The results of operations for interim periods should not be considered indica |
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| August 2, 2017 |
Exhibit 2.3 AMENDMENT TO AGREEMENT AND PLAN OF MERGER This AMENDMENT, dated as of June 28, 2017 (this “Amendment”), amends the Agreement and Plan of Merger, dated as of May 24, 2017 (the “Agreement”), by and among CF Corporation, a Cayman Islands exempted corporation (“CF Corp”), FGL US Holdings Inc., a Delaware corporation and wholly owned indirect subsidiary of CF Corp (“Parent”), FGL Merger Sub |
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| August 2, 2017 |
FGL / Fidelity & Guaranty Life 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36227 FIDELITY & |
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| August 1, 2017 |
Fidelity & Guaranty Life PRER14C PRER14C Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14C INFORMATION (Amendment No. |
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| August 1, 2017 |
SEC Response Letter SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP FOUR TIMES SQUARE NEW YORK 10036-6522 FIRM/AFFILIATE TEL: (212) 735-3000 FAX: (212) 735-2000 www. |
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| July 27, 2017 |
Exhibit Fidelity & Guaranty Life Declares Quarterly Dividend and Announces Details for the 2017 Annual Shareholders Meeting DES MOINES, Iowa, July 27, 2017 - Fidelity & Guaranty Life (NYSE: FGL) announced today that its Board of Directors has declared a quarterly dividend of $0. |
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| July 27, 2017 |
Financial Statements and Exhibits, Other Events 8-K 1 a8-kdividendrecorddate.htm 8-K DIVIDEND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2017 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or oth |
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| July 21, 2017 |
Exhibit SECOND AMENDMENT TO CREDIT AGREEMENT SECOND AMENDMENT dated as of July 17, 2017 (this ? Second Amendment ?) to the Credit Agreement dated as of August 26, 2014 (as amended by the First Amendment to Credit Agreement dated as of April 6, 2015 and as may be further amended, restated, modified or supplemented from time to time, the ? Credit Agreement ?), by and among FIDELITY & GUARANTY LIFE HOLDINGS, INC. |
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| July 21, 2017 |
8-K 1 pcdocs-8409546xv2xform8xk.htm 8-K CREDIT AGREEMENT AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2017 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46- |
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| July 17, 2017 |
CF Corporation and Fidelity & Guaranty Life Report on Status of Merger Exhibit CF Corporation and Fidelity & Guaranty Life Report on Status of Merger LAS VEGAS and DES MOINES, Iowa, July 17, 2017 /PRNewswire/ - CF Corporation (NASDAQ: CFCO) (?CF Corp. |
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| July 17, 2017 |
Financial Statements and Exhibits, Other Events 8-K 1 a8-kcfcorppressreleasexmer.htm 8-K MERGER STATUS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2017 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (Sta |
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| July 7, 2017 |
Fidelity & Guaranty Life PREM14C PREM14C 1 d407800dprem14c.htm PREM14C Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☐ Definitive Info |
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| June 5, 2017 |
cfcfgllonginvestorpresen CF Corporation to Acquire Fidelity & Guaranty Life June 2017 Investor Presentation Important Information This investor presentation (?Investor Presentation?) is for informational purposes only and does not constitute an offer to sell, a solicitation of an offer to buy, or a recommendation to purchase any equity, debt or other financial instruments of CF Corporation (?CF Corp. |
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| June 5, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 a8-kfilingxinvestorpresent.htm 8-KINVESTORPRESENTATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2017 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 |
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| May 26, 2017 |
CFCOU / CF Corporation, Units / Fidelity & Guaranty Life - SC13DCFCORPCLASSB Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 CF Corporation (Name of Issuer) Class B ordinary shares, par value $0.0001 per share (Title of Class of Securities) G203071231 (CUSIP Number) Eric Marhoun, Esq. General Counsel & Secretary Fidelity & Guaranty Life 601 Locust Street, 14th Floor Des Moines, Iowa 50309-3738 With a copy to: |
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| May 26, 2017 |
CFCOU / CF Corporation, Units / Fidelity & Guaranty Life - SC13DCFCORPCLASSA Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 CF Corporation (Name of Issuer) Class A ordinary shares, par value $0.0001 per share (Title of Class of Securities) G203071231 (CUSIP Number) Eric Marhoun, Esq. General Counsel & Secretary Fidelity & Guaranty Life 601 Locust Street, 14th Floor Des Moines, Iowa 50309-3738 With a copy to: |
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| May 24, 2017 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2017 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) (Com |
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| May 24, 2017 |
EX-99.1 Exhibit 99.1 CF Corporation to Acquire Fidelity & Guaranty Life in Transformative All-Cash Transaction Valued at $1.835 Billion LAS VEGAS and DES MOINES, Iowa ? May 24, 2017 ? CF Corporation (NASDAQ: CFCO) (?CF Corp.?), and Fidelity & Guaranty Life (NYSE: FGL) (?FGL?), a leading provider of fixed indexed annuities and life insurance in the U.S., today announced that their boards of directo |
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| May 24, 2017 |
EX-2.2 Exhibit 2.2 Execution Version VOTING AGREEMENT This VOTING AGREEMENT (this ?Agreement?), dated as of May 24, 2017, among Fidelity & Guaranty Life, a Delaware corporation (the ?Company?), and the Persons executing this Agreement as ?Shareholders? on the signature pages hereto (each a ?Shareholder? and collectively, the ?Shareholders?) and each other Person who after the date hereof agrees to |
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| May 24, 2017 |
EX-2.1 Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER by and among CF CORPORATION, FGL US HOLDINGS INC., FGL MERGER SUB INC. and FIDELITY & GUARANTY LIFE Dated as of May 24, 2017 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND TERMS Section 1.01 Defined Terms 2 Section 1.02 Interpretation 15 ARTICLE II THE MERGER Section 2.01 The Merger 16 Section 2.02 Closing 16 Section 2.03 Effectiv |
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| May 4, 2017 |
Fidelity & Guaranty Life 10-Q (Quarterly Report) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36227 |
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| May 3, 2017 |
Investor Supplement Second Fiscal Quarter 2017 (Fiscal Year Ended September 30) Exhibit Exhibit 99.2 Investor Supplement Second Fiscal Quarter 2017 (Fiscal Year Ended September 30) The financial statements and financial exhibits included herein are unaudited. These financial statements and exhibits should be read in conjunction with the Company's periodic reports on Form 10-K, Form 10-Q and Form 8-K. The results of operations for interim periods should not be considered indic |
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| May 3, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 fgl-3312017x10xqpressrelea.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2017 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other juri |
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| May 3, 2017 |
Fidelity & Guaranty Life Reports Fiscal Second Quarter 2017 Results Exhibit Fidelity & Guaranty Life Reports Fiscal Second Quarter 2017 Results DES MOINES, Iowa: May 3, 2017 - Fidelity & Guaranty Life (NYSE: FGL), a leading provider of annuities and life insurance, today announced financial results for the fiscal second quarter of 2017 . |
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| May 1, 2017 |
Fidelity & Guaranty Life Declares Quarterly Dividend and Announces Annual Shareholder Meeting Exhibit Fidelity & Guaranty Life Declares Quarterly Dividend and Announces Annual Shareholder Meeting DES MOINES, Iowa, May 1, 2017 ? Fidelity & Guaranty Life (NYSE: FGL) announced today that its Board of Directors has declared a quarterly dividend of $0. |
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| May 1, 2017 |
Financial Statements and Exhibits, Other Events 8-K 1 a8-kdividendandannualmeeti.htm 8-K DIVIDEND & ANNUAL MEETING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2017 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-34 |
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| April 17, 2017 |
Exhibit FIDELITY & GUARANTY LIFE PROVIDES UPDATE ON ITS REVIEW OF STRATEGIC ALTERNATIVES Company Terminates Merger Agreement with Anbang Insurance Group Board Continues to Evaluate Alternatives to Maximize Value for Shareholders DES MOINES, Iowa ? April 17, 2017 ? Fidelity & Guaranty Life (?FGL? or the ?Company?; NYSE: FGL) today announced updates on its review of strategic alternatives. |
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| April 17, 2017 |
Termination of a Material Definitive Agreement, Financial Statements and Exhibits, Other Events 8-K 1 floyd-xmergerxagreementxt.htm 8-K ANBANG TERMINATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2017 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 |
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| April 14, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 14, 2017 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) (C |
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| March 22, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2017 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) (C |
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| February 13, 2017 |
FG / FGL Holdings / Fidelity & Guaranty Life - AMENDMENT NO.2 TO SCHEDULE 13G Passive Investment SC 13G/A 1 d344190dsc13ga.htm AMENDMENT NO.2 TO SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (Amendment No. 2)* CRESCENT CAPITAL BDC, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Clas |
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| February 9, 2017 |
Fidelity & Guaranty Life FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2017 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) |
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| February 9, 2017 |
AMENDMENT NO. 2 TO AGREEMENT AND PLAN OF MERGER EX-2.1 Exhibit 2.1 EXECUTION VERSION AMENDMENT NO. 2 TO AGREEMENT AND PLAN OF MERGER This AMENDMENT NO. 2, dated as of February 9, 2017 (this ?Amendment?), amends the Agreement and Plan of Merger, dated as of November 8, 2015 (as amended by that certain Amendment to Agreement and Plan of Merger, dated as of November 3, 2016, the ?Agreement?), by and among Anbang Insurance Group Co., Ltd., a joint- |
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| February 6, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 fgl-12312016x10xqpressrele.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2017 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other |
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| February 6, 2017 |
FGL / Fidelity & Guaranty Life 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36227 FIDELI |
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| February 6, 2017 |
Investor Supplement First Fiscal Quarter 2017 (Fiscal Year Ended September 30) Exhibit Exhibit 99.2 Investor Supplement First Fiscal Quarter 2017 (Fiscal Year Ended September 30) The financial statements and financial exhibits included herein are unaudited. These financial statements and exhibits should be read in conjunction with the Company's periodic reports on Form 10-K, Form 10-Q and Form 8-K. The results of operations for interim periods should not be considered indica |
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| February 6, 2017 |
Fidelity & Guaranty Life Reports Fiscal First Quarter 2017 Results Exhibit Fidelity & Guaranty Life Reports Fiscal First Quarter 2017 Results DES MOINES, Iowa: February 6, 2017 - Fidelity & Guaranty Life (NYSE: FGL), a leading provider of annuities and life insurance, today announced financial results for the fiscal first quarter of 2017 . |
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| February 2, 2017 |
Fidelity & Guaranty Life Declares Quarterly Dividend Exhibit Fidelity & Guaranty Life Declares Quarterly Dividend DES MOINES, Iowa, February 2, 2017 – Fidelity & Guaranty Life (NYSE: FGL), announced today that its Board of Directors has declared a quarterly dividend of $0. |
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| February 2, 2017 |
Financial Statements and Exhibits, Other Events Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2017 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) |
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| January 27, 2017 |
Fidelity & Guaranty Life 10-K/A (Annual Report) 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1) (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2016 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: |
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| December 23, 2016 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2016 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) |
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| November 21, 2016 |
Fidelity & Guaranty Life 10-K (Annual Report) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36227 FIDE |
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| November 21, 2016 |
Exhibit 21 Subsidiaries of Fidelity & Guaranty Life, a Delaware corporation Entity Jurisdiction Fidelity & Guaranty Life Business Services, Inc. |
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| November 16, 2016 |
Fidelity & Guaranty Life 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2016 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) |
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| November 16, 2016 |
Investor Supplement Fourth Fiscal Quarter 2016 (Fiscal Year Ended September 30) Exhibit Exhibit 99.2 Investor Supplement Fourth Fiscal Quarter 2016 (Fiscal Year Ended September 30) The financial statements and financial exhibits included herein are unaudited. These financial statements and exhibits should be read in conjunction with the Company's periodic reports on Form 10-K, Form 10-Q and Form 8-K. Non-GAAP Financial Measures This document contains non-GAAP financial measur |
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| November 16, 2016 |
Fidelity & Guaranty Life Reports Fiscal Fourth Quarter 2016 Results Exhibit Fidelity & Guaranty Life Reports Fiscal Fourth Quarter 2016 Results ? Reported net income was $30 million or $0. |
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| November 10, 2016 |
Financial Statements and Exhibits, Other Events Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2016 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) |
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| November 10, 2016 |
Fidelity & Guaranty Life Declares Quarterly Dividend Exhibit Fidelity & Guaranty Life Declares Quarterly Dividend DES MOINES, Iowa, November 10, 2016 – Fidelity & Guaranty Life (NYSE: FGL), announced today that its Board of Directors has declared a quarterly dividend of $0. |
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| November 4, 2016 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2016 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) |
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| November 4, 2016 |
AMENDMENT TO AGREEMENT AND PLAN OF MERGER Exhibit EXECUTION COPY AMENDMENT TO AGREEMENT AND PLAN OF MERGER This AMENDMENT, dated as of November 3, 2016 (this ? Amendment ?), amends the Agreement and Plan of Merger, dated as of November 8, 2015 (the ? Agreement ?), by and among Anbang Insurance Group Co. |
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| October 12, 2016 |
Fidelity & Guaranty Life 8-K DIRECTOR RESIGNATION (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 10, 2016 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) |
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| October 4, 2016 |
Fidelity & Guaranty Life ANNUAL SHAREHOLDER MEETING (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2016 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation |
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| August 16, 2016 |
Fidelity & Guaranty Life DEF 14A DEF 14A 1 d205632ddef14a.htm DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as |
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| August 16, 2016 |
Fidelity & Guaranty Life DEF 14A DEF 14A 1 d205632ddef14a.htm DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as |
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| August 2, 2016 |
Fidelity & Guaranty Life 10-Q (Quarterly Report) 10-Q 1 fgl-6302016xq3.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission fi |
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| August 2, 2016 |
Fidelity & Guaranty Life Reports Fiscal Third Quarter 2016 Results Exhibit Fidelity & Guaranty Life Reports Fiscal Third Quarter 2016 Results • Reported net income was $10 million or $0. |
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| August 2, 2016 |
Investor Supplement Third Fiscal Quarter 2016 (Fiscal Year Ended September 30) Exhibit Exhibit 99.2 Investor Supplement Third Fiscal Quarter 2016 (Fiscal Year Ended September 30) The financial statements and financial exhibits included herein are unaudited. These financial statements and exhibits should be read in conjunction with the Company's periodic reports on Form 10-K, Form 10-Q and Form 8-K. The results of operations for interim periods should not be considered indica |
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| August 2, 2016 |
Fidelity & Guaranty Life 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2016 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) (C |
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| May 31, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2016 (May 27, 2016) FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation |
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| May 4, 2016 |
Fidelity & Guaranty Life Reports Fiscal Second Quarter 2016 Results Exhibit Fidelity & Guaranty Life Reports Fiscal Second Quarter 2016 Results ? Reported net income was $9 million or $0. |
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| May 4, 2016 |
FGL / Fidelity & Guaranty Life 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36227 FIDELITY |
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| May 4, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2016 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) (Commission Fi |
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| May 4, 2016 |
Investor Supplement Second Fiscal Quarter 2016 (Fiscal Year Ended September 30) Exhibit Exhibit 99.2 Investor Supplement Second Fiscal Quarter 2016 (Fiscal Year Ended September 30) The financial statements and financial exhibits included herein are unaudited. These financial statements and exhibits should be read in conjunction with the Company's periodic reports on Form 10-K, Form 10-Q and Form 8-K. The results of operations for interim periods should not be considered indic |
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| April 29, 2016 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2016 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) (Commission |
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| April 29, 2016 |
Fidelity & Guaranty Life Declares Quarterly Dividend Exhibit Fidelity & Guaranty Life Declares Quarterly Dividend DES MOINES, Iowa, April 28, 2016 ? Fidelity & Guaranty Life (NYSE: FGL), announced today that its Board of Directors has declared a quarterly dividend of $0. |
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| March 29, 2016 |
Fidelity & Guaranty Life DEFINITIVE INFORMATION STATEMENT DEFM14C 1 d146901ddefm14c.htm DEFINITIVE INFORMATION STATEMENT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ¨ Preliminary Information Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5 |
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| March 18, 2016 |
Fidelity & Guaranty Life PRELIMINARY INFORMATION STATEMENT Preliminary Information Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: x Preliminary Information Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ? Definitive Information Statement FIDELITY & GUARANTY LIFE (Name of Registrant as Specified in Its Charter) Payment of Filing Fee (Check the appropriate box): ? No fee required. |
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| March 15, 2016 |
8-K 1 a8k20160315.htm 8K20160315 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2016 (March 14, 2016) FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State o |
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| February 16, 2016 |
JOINT FILING STATEMENT PURSUANT TO RULE 13d-1(k) EX-99.A EXHIBIT A JOINT FILING STATEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on this Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint acquisition statements. The u |
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| February 16, 2016 |
FG / FGL Holdings / Fidelity & Guaranty Life - AMENDMENT NO.1 TO SCHEDULE 13G Passive Investment Amendment No.1 to Schedule 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (Amendment No. 1)* CRESCENT CAPITAL BDC, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) N/A (CUSIP Nu |
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| February 8, 2016 |
Fidelity & Guaranty Life 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2016 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) (Comm |
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| February 8, 2016 |
Fidelity & Guaranty Life Declares Quarterly Dividend EX-99 Exhibit 99 Fidelity & Guaranty Life Declares Quarterly Dividend DES MOINES, Iowa, February 2, 2016 ? Fidelity & Guaranty Life (NYSE: FGL), announced today that its Board of Directors has declared a quarterly dividend of $0. |
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| February 3, 2016 |
Fidelity & Guaranty Life Reports Fiscal First Quarter 2016 Results Exhibit Fidelity & Guaranty Life Reports Fiscal First Quarter 2016 Results ? Reported net income was $48 million or $0. |
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| February 3, 2016 |
Investor Supplement First Fiscal Quarter 2016 (Fiscal Year Ended September 30) Exhibit Exhibit 99.2 Investor Supplement First Fiscal Quarter 2016 (Fiscal Year Ended September 30) The financial statements and financial exhibits included herein are unaudited. These financial statements and exhibits should be read in conjunction with the Company's periodic reports on Form 10-K, Form 10-Q and Form 8-K. The results of operations for interim periods should not be considered indica |
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| February 3, 2016 |
Fidelity & Guaranty Life 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 3, 2016 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) (Comm |
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| February 3, 2016 |
FGL / Fidelity & Guaranty Life 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-36227 FIDELI |
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| January 28, 2016 |
FGL / Fidelity & Guaranty Life 10-K/A - Annual Report - AMENDMENT NO.1 TO FORM 10-K Amendment No.1 to Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1) (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2015 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Co |
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| November 18, 2015 |
Fidelity & Guaranty Life 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2015 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) (Com |
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| November 18, 2015 |
Fidelity & Guaranty Life Reports Fiscal Fourth Quarter 2015 Results Exhibit Fidelity & Guaranty Life Reports Fiscal Fourth Quarter 2015 Results • Reported net income was $30 million or $0. |
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| November 18, 2015 |
Investor Supplement Fourth Fiscal Quarter 2015 (Fiscal Year Ended September 30) Exhibit Exhibit 99.2 Investor Supplement Fourth Fiscal Quarter 2015 (Fiscal Year Ended September 30) The financial statements and financial exhibits included herein are unaudited. These financial statements and exhibits should be read in conjunction with the Company's periodic reports on Form 10-K, Form 10-Q and Form 8-K. The results of operations for interim periods should not be considered indic |
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| November 13, 2015 |
Fidelity & Guaranty Life Declares Quarterly Dividend Exhibit Fidelity & Guaranty Life Declares Quarterly Dividend DES MOINES, Iowa, November 12, 2015 ? Fidelity & Guaranty Life (NYSE: FGL), announced today that its Board of Directors has declared a quarterly dividend of $0. |
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| November 13, 2015 |
Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2015 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) (Com |
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| November 9, 2015 |
EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and among ANBANG INSURANCE GROUP CO., LTD., AB INFINITY HOLDING, INC., AB MERGER SUB, INC. and FIDELITY & GUARANTY LIFE Dated as of November 8, 2015 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND TERMS Section 1.01 Defined Terms 2 Section 1.02 Interpretation 11 ARTICLE II THE MERGER Section 2.01 The Merger 12 Section 2.02 Closi |
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| November 9, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2015 (November 8, 2015) FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incor |
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| November 9, 2015 |
EX-99.1 Exhibit 99.1 Anbang Insurance Group to acquire Fidelity & Guaranty Life $26.80 per share all-cash transaction provides immediate value for Fidelity & Guaranty Life stockholders November 9, 2015, Beijing, China and Des Moines, Iowa ? Anbang Insurance Group Co., Ltd. (?Anbang? or ?the Company?), a leading global comprehensive insurance group based in Beijing, China, and Fidelity & Guaranty L |
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| October 20, 2015 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 14, 2015 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) (Comm |
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| August 10, 2015 |
FG / FGL Holdings / Fidelity & Guaranty Life - SCHEDULE 13G Passive Investment SC 13G 1 d59154dsc13g.htm SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (Amendment No. )* CRESCENT CAPITAL BDC, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) N/A (C |
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| August 10, 2015 |
JOINT FILING STATEMENT PURSUANT TO RULE 13d-1(k) EX-99.A EXHIBIT A JOINT FILING STATEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on this Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint acquisition statements. The u |
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| August 5, 2015 |
Investor Supplement Third Fiscal Quarter 2015 (Fiscal Year Ended September 30) 6.30.2015 FGL Financial Supplement Ex. 99.2 Exhibit 99.2 Investor Supplement Third Fiscal Quarter 2015 (Fiscal Year Ended September 30) The financial statements and financial exhibits included herein are unaudited. These financial statements and exhibits should be read in conjunction with the Company's periodic reports on Form 10-K, Form 10-Q and Form 8-K. The results of operations for interim per |
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| August 5, 2015 |
Fidelity & Guaranty Life Reports Fiscal Third Quarter 2015 Results 6.30.2015 FGL Earnings Release Ex. 99.1 Fidelity & Guaranty Life Reports Fiscal Third Quarter 2015 Results ? Reported net income was $86 million or $1.48 per diluted share for the fiscal third quarter ? Adjusted operating income was $25 million or $0.43 per diluted share for the fiscal third quarter ? Strong fixed indexed annuity ("FIA") sales of $507 million , up 34 % over prior year period and i |
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| August 5, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2015 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) (Commission |
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| July 31, 2015 |
Fidelity & Guaranty Life Declares Quarterly Dividend EX-1 2 a20150731dividendpressrele.htm EXHIBIT 1 Fidelity & Guaranty Life Declares Quarterly Dividend DES MOINES, Iowa, July 31, 2015 - Fidelity & Guaranty Life (NYSE: FGL), announced today that its Board of Directors has declared a quarterly dividend of $0.065 per share. The dividend is payable on August 31, 2015 to shareholders of record as of the close of business on August 17, 2015. About Fidel |
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| July 31, 2015 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2015 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) (Commission |
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| June 30, 2015 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 11, 2015 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) (Commi |
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| June 22, 2015 |
Fidelity & Guaranty Life 8-K (Current Report/Significant Event) 2015-06-22 8-K NEO Severance & Retention UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 8, 2015 |
Fidelity & Guaranty Life FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2015 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) (Comm |
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| May 8, 2015 |
EX-99.1 Exhibit 99.1 FIDELITY & GUARANTY LIFE 2013 NON-STATUTORY STOCK OPTION AGREEMENT (FOR COMPENSATION COMMITTEE MEMBER) This Employee Non-Statutory Stock Option Agreement (the ?Agreement?), dated as of December 12, 2013, is entered into between Fidelity & Guaranty Life, a Delaware corporation, and the Employee whose name appears on the signature page hereof. The Company and the Employee hereby |
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| May 8, 2015 |
Exhibit 10.1 Exhibit 10.1 EMPLOYMENT AGREEMENT This Amended and Restated Employment Agreement (the ?Agreement?), dated as of May 6, 2015, is made by and between FIDELITY & GUARANTY LIFE BUSINESS SERVICES, INC. and CHRISTOPHER J. LITTLEFIELD (the ?Executive?). The Company (as defined below) and the Executive are hereinafter also referred to individually as ?Party? and together as ?Parties.? W I T N |
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| May 8, 2015 |
EX-24.1 4 d923335dex241.htm EX-24.1 Exhibit 24.1 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Christopher J. Littlefield, Dennis R. Vigneau and Eric Marhoun jointly and severally, as his or her true and lawful attorney-in-fact and agent, acting alone, with full power of substitution and resubstitution, for him and in his |
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| May 8, 2015 |
S-8 As filed with the Securities and Exchange Commission on May 8, 2015 Registration No. |
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| May 8, 2015 |
EX-99.3 7 d923335dex993.htm EX-99.3 Exhibit 99.3 FIDELITY & GUARANTY LIFE 2013 NON-STATUTORY STOCK OPTION AGREEMENT (FOR COMPENSATION COMMITTEE MEMBER) This Employee Non-Statutory Stock Option Agreement (the “Agreement”), dated as of December 12, 2013, is entered into between Fidelity & Guaranty Life, a Delaware corporation, and the Employee whose name appears on the signature page hereof. The Com |
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| May 8, 2015 |
EX-99.2 Exhibit 99.2 FIDELITY & GUARANTY LIFE 2013 NON-STATUTORY STOCK OPTION AGREEMENT (FOR COMPENSATION COMMITTEE MEMBER) This Employee Non-Statutory Stock Option Agreement (the ?Agreement?), dated as of December 12, 2013, is entered into between Fidelity & Guaranty Life, a Delaware corporation, and the Employee whose name appears on the signature page hereof. The Company and the Employee hereby |
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| May 6, 2015 |
Investor Supplement Second Fiscal Quarter 2015 (Fiscal Year Ended September 30) 3.31.2015 FGL Financial Supplement Ex. 99.2 Exhibit 99.2 Investor Supplement Second Fiscal Quarter 2015 (Fiscal Year Ended September 30) The financial statements and financial exhibits included herein are unaudited. These financial statements and exhibits should be read in conjunction with the Company's periodic reports on Form 10-K, Form 10-Q and Form 8-K. The results of operations for interim pe |
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| May 6, 2015 |
Fidelity & Guaranty Life Reports Second Quarter Fiscal 2015 Results 3.31.2015 FGL Earnings Release Ex. 99.1 Fidelity & Guaranty Life Reports Second Quarter Fiscal 2015 Results ? Reported net loss of $12 million for the second fiscal quarter included after-tax credit impairment losses of $ 33 million ? Reported adjusted operating income of $23 million or $0.40 per diluted common share ? Strong fixed indexed annuity sales of $600 million , up 89 % over prior year pe |
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| May 6, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2015 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) (Commission Fi |
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| May 1, 2015 |
Fidelity & Guaranty Life Declares Quarterly Dividend 2015.5.01 Dividend Press Release Ex. 99.1 Fidelity & Guaranty Life Declares Quarterly Dividend DES MOINES, Iowa, May 1, 2015 - Fidelity & Guaranty Life (NYSE: FGL), announced today that its Board of Directors has declared a quarterly dividend of $0.065 per share. The dividend is payable on June 1, 2015 to shareholders of record as of the close of business on May 18, 2015. About Fidelity & Guaranty |
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| May 1, 2015 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2015 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) (Commission Fi |
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| April 14, 2015 |
April 14, 2015 VIA EDGAR AND FEDERAL EXPRESS Jim B. Rosenberg Senior Assistant Chief Accountant Securities and Exchange Commission Division of Corporation Finance Mail Stop 3561 100 F St. NE Washington, D.C. 20549 Re: Fidelity & Guaranty Life Form 10-K for the Fiscal Year Ended September 30, 2014 Filed November 19, 2014 and Amended December 12, 2014 File No. 1-36227 Dear Mr. Rosenberg: On behalf o |
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| April 8, 2015 |
EXHIBIT 99.2 HRG GROUP TO EXPLORE STRATEGIC ALTERNATIVES FOR FIDELITY & GUARANTY LIFE, INCLUDING A POSSIBLE SALE NEW YORK, April 6, 2015 – HRG Group, Inc. (NYSE: HRG) today announced that it is exploring strategic alternatives for Fidelity & Guaranty Life (NYSE: FGL), including a potential sale of FGL, or of all or part of HRG’s 80.6% interest in FGL. Omar Asali, President and Chief Executive Offi |
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| April 8, 2015 |
EXHIBIT 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the statement on Schedule 13D with respect to the Common Stock, par value $0.01 per share, of Fidelity & Guaranty Life, and any amendments thereto signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934. |
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| April 8, 2015 |
FGL / Fidelity & Guaranty Life / HRG GROUP, INC. - AMENDMENT NO. 2 Activist Investment SC 13D/A 1 eh150046813da2-fidelity.htm AMENDMENT NO. 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 2) UNDER THE SECURITIES EXCHANGE ACT OF 1934 Fidelity & Guaranty Life (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 315785 105 (CUSIP Number) Omar M. Asali President and Chief Executive Officer HRG Group, Inc. 450 |
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| April 6, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 a20150406hrggrouppressrele.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 6, 2015 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other ju |
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| April 6, 2015 |
HRG GROUP TO EXPLORE STRATEGIC ALTERNATIVES FOR FIDELITY & GUARANTY LIFE, INCLUDING A POSSIBLE SALE Exhibit 99.1 HRG Group Press Release HRG GROUP TO EXPLORE STRATEGIC ALTERNATIVES FOR FIDELITY & GUARANTY LIFE, INCLUDING A POSSIBLE SALE NEW YORK, April 6, 2015 - HRG Group, Inc. (NYSE: HRG) today announced that it is exploring strategic alternatives for Fidelity & Guaranty Life (NYSE: FGL), including a potential sale of FGL, or of all or part of HRG?s 80.6% interest in FGL. Omar Asali, President |
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| April 2, 2015 |
Exhibit 10.1 Omnibus Amendment to Equity Agreements OMNIBUS AMENDMENT TO EQUITY AWARD AGREEMENTS BY AND AMONG FIDELITY & GUARANTY LIFE, FIDELITY & GUARANTY LI FE HOLDINGS, INC. AND LELAND C. LAUNER, JR. WHEREAS, Leland C. Launer, Jr. has notified Fidelity & Guaranty Life (? FGL ?), on FGL?s behalf and on behalf of its subsidiaries, including Fidelity & Guaranty Life Business Services, Inc. (? FGLB |
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| April 2, 2015 |
8-K 1 a20150402ceoterminationagr.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2015 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other j |
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| March 20, 2015 |
2015.03.20 SEC Comment Letter March 20, 2015 VIA EDGAR AND FEDERAL EXPRESS Jim B. Rosenberg Senior Assistant Chief Accountant Securities and Exchange Commission Division of Corporation Finance Mail Stop 3561 100 F St. NE Washington, D.C. 20549 Re: Fidelity & Guaranty Life Form 10-K for the Fiscal Year Ended September 30, 2014 Filed November 19, 2014 and Amended December 12, 2014 File No. 1-36227 D |
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| March 20, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 18, 2015 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) (Commission |
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| February 18, 2015 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 11, 2015 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) (Commiss |
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| February 10, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2015 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) (Commiss |
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| February 10, 2015 |
Fidelity & Guaranty Life Declares Quarterly Dividend Fidelity & Guaranty Life Declares Quarterly Dividend DES MOINES, Iowa, February 10, 2015 - Fidelity & Guaranty Life (NYSE: FGL), announced today that its Board of Directors has declared a quarterly dividend of $0. |
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| February 4, 2015 |
Investor Supplement First Fiscal Quarter 2015 (Fiscal Year Ended September 30) Exhibit 99.2 Investor Supplement First Fiscal Quarter 2015 (Fiscal Year Ended September 30) The financial statements and financial exhibits included herein are unaudited. These financial statements and exhibits should be read in conjunction with the Company's periodic reports on Form 10-K, Form 10-Q and Form 8-K. The results of operations for interim periods should not be considered indicative of |
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| February 4, 2015 |
Fidelity & Guaranty Life Reports First Quarter Fiscal 2015 Results Fidelity & Guaranty Life Reports First Quarter Fiscal 2015 Results • Reported net income of $14. |
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| February 4, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2015 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) (Commissi |
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| January 16, 2015 |
FIDELITY & GUARANTY LIFE CEO LEE LAUNER ANNOUNCES RETIREMENT DATE; CHRIS LITTLEFIELD NAMED SUCCESSOR FIDELITY & GUARANTY LIFE CEO LEE LAUNER ANNOUNCES RETIREMENT DATE; CHRIS LITTLEFIELD NAMED SUCCESSOR DES MOINES, Iowa - January 16, 2015 - Fidelity & Guaranty Life (“FGL” or “the Company”; NYSE: FGL) announced today that Lee Launer, the Company’s Chief Executive Officer and a member of its Board of Directors, has elected to retire effective as of April 30, 2015 in order to pursue outside interests. |
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| January 16, 2015 |
8-K 1 a20150116fgl8-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 16, 2015 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdicti |
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| December 30, 2014 |
DEF 14A 1 d834732ddef14a.htm DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as |
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| December 3, 2014 |
EXHIBIT 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the statement on Schedule 13D with respect to the Common Stock, par value $0.01 per share, of Fidelity & Guaranty Life, and any amendments thereto signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934. |
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| December 3, 2014 |
FGL / Fidelity & Guaranty Life / HRG GROUP, INC. - AMENDMENT NO. 1 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 1) UNDER THE SECURITIES EXCHANGE ACT OF 1934 Fidelity & Guaranty Life (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 315785 105 (CUSIP Number) Omar M. Asali President Harbinger Group Inc. 450 Park Avenue, 29th Floor New York, New York 10022 (212) 906-8555 (Name, Addres |
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| November 20, 2014 |
Investor Supplement Fourth Fiscal Quarter 2014 (Fiscal Year Ended September 30, 2014) Exhibit 99.1 Investor Supplement Fourth Fiscal Quarter 2014 (Fiscal Year Ended September 30, 2014) The financial statements and financial exhibits included herein are unaudited. These financial statements and exhibits should be read in conjunction with the Company's periodic reports on Form 10-K, Form 10-Q and Form 8-K. The results of operations for interim periods should not be considered indicat |
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| November 20, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2014 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) (Commi |
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| November 19, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2014 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) (Commiss |
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| November 19, 2014 |
Fidelity & Guaranty Life Declares Quarterly Dividend Fidelity & Guaranty Life Declares Quarterly Dividend DES MOINES, Iowa, November 18, 2014 - Fidelity & Guaranty Life (NYSE: FGL), announced today that its Board of Directors has declared a quarterly dividend of $0. |
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| November 19, 2014 |
Investor Supplement Fourth Fiscal Quarter 2014 (Fiscal Year Ended September 30, 2014) Exhibit 99.2 Investor Supplement Fourth Fiscal Quarter 2014 (Fiscal Year Ended September 30, 2014) The financial statements and financial exhibits included herein are unaudited. These financial statements and exhibits should be read in conjunction with the Company's periodic reports on Form 10-K, Form 10-Q and Form 8-K. The results of operations for interim periods should not be considered indicat |
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| November 19, 2014 |
Fidelity & Guaranty Life Reports Fourth Quarter Fiscal 2014 Results Fidelity & Guaranty Life Reports Fourth Quarter Fiscal 2014 Results • Reported net income of $38. |
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| October 17, 2014 |
8-K 1 a20141017fglannualmeetinga.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2014 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other |
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| October 7, 2014 |
FIDELITY & GUARANTY LIFE SECOND AMENDED AND RESTATED BY-LAWS Effective as of October 6, 2014 FIDELITY & GUARANTY LIFE BY-LAWS Table of Contents Page ARTICLE I MEETINGS OF STOCKHOLDERS 1 Section 1. |
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| October 7, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 6, 2014 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) (Commissio |
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| October 7, 2014 |
FIDELITY & GUARANTY LIFE FURTHER ENHANCES MANAGEMENT TEAM AND BOARD WITH ADDITION OF SEASONED EXECUTIVES Christopher Littlefield Named President of FGL James Benson Joins Board of Directors DES MOINES, Iowa - Oct. |
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| October 7, 2014 |
Exhibit 10.1 EMPLOYMENT AGREEMENT THIS AGREEMENT (the “Agreement”) is made by and between Fidelity & Guaranty Life Business Services, Inc., a Delaware corporation with an address at Two Ruan Center, 601 Locust Street, Des Moines, Iowa (“F&G”), and Christopher J. Littlefield (“Executive”), as of October 6, 2014. WHEREAS, the parties wish to enter into an employment agreement on the terms and condit |
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| September 15, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2014 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) (Commis |
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| September 2, 2014 |
Fidelity & Guaranty Life Announces Stock Repurchase Program Fidelity & Guaranty Life Announces Stock Repurchase Program DES MOINES, Iowa, September 2, 2014 - Fidelity & Guaranty Life (“FGL” or “the Company”, NYSE: FGL), a leading provider of indexed annuity and indexed universal life products, today announced that its Board of Directors has authorized the Company to repurchase up to 500,000 shares of its common stock over the next twelve months. |
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| September 2, 2014 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 2, 2014 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) (Commiss |
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| August 26, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 26, 2014 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) (Commissio |
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| August 26, 2014 |
EXHIBIT B FORM OF REVOLVING LOAN NOTE $[,,]6 [], 2014 New York, New York FOR VALUE RECEIVED, FIDELITY & GUARANTY LIFE HOLDINGS, INC. |
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| August 26, 2014 |
Fidelity & Guaranty Life Enters Into $150 Million Credit Agreement Fidelity & Guaranty Life Enters Into $150 Million Credit Agreement DES MOINES, Iowa, August 26, 2014 - Fidelity & Guaranty Life (NYSE: FGL), and its wholly owned subsidiary Fidelity & Guaranty Life Holdings, Inc. |
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| August 26, 2014 |
EXECUTION VERSION CREDIT AGREEMENT Dated as of August 26, 2014 among FIDELITY & GUARANTY LIFE HOLDINGS, INC. |
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| August 26, 2014 |
EXECUTION VERSION GUARANTEE AGREEMENT Dated as of August 26, 2014 Among FIDELITY & GUARANTY LIFE, and the other GUARANTORS Party Hereto and ROYAL BANK OF CANADA, as Administrative Agent TABLE OF CONTENTS Page Section 1. |
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| August 6, 2014 |
Fidelity & Guaranty Life Reports Third Quarter Fiscal 2014 Results Fidelity & Guaranty Life Reports Third Quarter Fiscal 2014 Results • Reported net income of $56. |
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| August 6, 2014 |
Fidelity & Guaranty Life Declares Quarterly Dividend Fidelity & Guaranty Life Declares Quarterly Dividend DES MOINES, Iowa, August 5, 2014 - Fidelity & Guaranty Life (NYSE: FGL), announced today that its Board of Directors has declared a quarterly dividend of $0. |
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| August 6, 2014 |
Investor Supplement Third Fiscal Quarter 2014 (Fiscal Year Ended September 30) Exhibit 99.2 Investor Supplement Third Fiscal Quarter 2014 (Fiscal Year Ended September 30) The financial statements and financial exhibits included herein are unaudited. These financial statements and exhibits should be read in conjunction with the Company's periodic reports on Form 10-K, Form 10-Q and Form 8-K. The results of operations for interim periods should not be considered indicative of |
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| August 6, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2014 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) (Commission |
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| May 8, 2014 |
Investor Supplement Second Fiscal Quarter 2014 (Fiscal Year Ended September 30) Exhibit 99.2 Investor Supplement Second Fiscal Quarter 2014 (Fiscal Year Ended September 30) The financial statements and financial exhibits included herein are unaudited. These financial statements and exhibits should be read in conjunction with the Company's periodic reports on Form 10-K, Form 10-Q and Form 8-K. The results of operations for interim periods should not be considered indicative of |
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| May 8, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2014 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) (Commission Fi |
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| May 8, 2014 |
Fidelity & Guaranty Life Reports Second Quarter Fiscal 2014 Results Fidelity & Guaranty Life Reports Second Quarter Fiscal 2014 Results • Annuity Sales of $728 million, highest in five years • Net Investment Income increases 10% year over year • Executing on growth strategy DES MOINES, Iowa: May 8, 2014 - Fidelity & Guaranty Life (NYSE: FGL), a leading provider of indexed annuity and indexed universal life products, today reported net income of $24. |
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| May 6, 2014 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2014 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) (Commission Fi |
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| May 6, 2014 |
Fidelity & Guaranty Life Declares Quarterly Dividend Fidelity & Guaranty Life Declares Quarterly Dividend DES MOINES, Iowa, May 6, 2014 - Fidelity & Guaranty Life (NYSE: FGL), announced today that its Board of Directors has declared a quarterly dividend of $0. |
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| March 3, 2014 |
Fidelity & Guaranty Life Declares Quarterly Dividend Fidelity & Guaranty Life Declares Quarterly Dividend DES MOINES, Iowa, Mar. 3, 2014 - Fidelity & Guaranty Life (NYSE: FGL), announced today that its Board of Directors has declared a quarterly dividend of $0.065 per share. The dividend is payable on March 31, 2014 to its shareholders of record as of the close of business on March 17, 2014. About Fidelity & Guaranty Life Fidelity & Guaranty Life is |
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| March 3, 2014 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2014 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) (Commission |
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| February 10, 2014 |
FIDELITY & GUARANTY LIFE HOLDINGS, INC. CONDENSED CONSOLIDATED BALANCE SHEETS (In thousands, except share data) December 31, 2013 September 30, 2013 (Unaudited) ASSETS Investments: Fixed maturities securities, available-for-sale, at fair value $ 16,204,024 $ 15,541,526 Equity securities, available-for-sale, at fair value 286,922 271,075 Derivative investments 294,531 221,758 Other invested assets |
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| February 10, 2014 |
Fidelity & Guaranty Life Holdings, Inc. – First Quarter Fiscal 2014 Fidelity & Guaranty Life Holdings, Inc. – First Quarter Fiscal 2014 Management’s Discussion and Analysis of Results of Operations Overview We provide our principal life and annuity products through our insurance subsidiaries- Fidelity and Guaranty Life Insurance Company ("FGL Insurance") and Fidelity and Guaranty Life Insurance Company of New York ("FGL NY Insurance"). Our customers range across a |
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| February 10, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2014 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) (Commiss |
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| February 7, 2014 |
Fidelity & Guaranty Life 10-Q (Quarterly Report) FGL-12.31.2013-Q1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2013 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number |
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| February 6, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2014 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) (Commissi |
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| February 6, 2014 |
Fidelity & Guaranty Life Reports First Quarter Fiscal 2014 Results Company Reports Net Income of $42. |
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| January 28, 2014 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 27, 2014 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-03489149 (State or other jurisdiction of incorporation) |
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| January 28, 2014 |
EX-99.1 Exhibit 99.1 Fidelity & Guaranty Life Announces Naming of Dennis R. Vigneau as Chief Financial Officer And Other Organizational Changes • Adds Extensive Public Company Experience to the Management Team • Changes Better Position FGL to Grow through Focused New Product Development • Separation of Risk and Actuarial Departments to Support Best-in-Class Risk Management DES MOINES, Iowa, Jan. 2 |
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| January 28, 2014 |
EX-10.1 Exhibit 10.1 EMPLOYMENT AGREEMENT THIS AGREEMENT (the “Agreement”) is made by and between Fidelity & Guaranty Life Business Services, Inc., a Delaware corporation with an address at 1001 Fleet Street, Baltimore, Maryland (“F&G”), and Dennis Vigneau, an individual with a residence at 1759 N. Honore Street, Chicago, IL 60622 (“Executive”), as of January 27, 2014. WHEREAS, the parties wish to |
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| January 13, 2014 |
EX-99.1 Table of Contents Exhibit 99.1 FIDELITY & GUARANTY LIFE HOLDINGS, INC. Consolidated Financial Statements (With Independent Auditors’ Report Thereon) Table of Contents Fidelity & Guaranty Life Holdings, Inc. TABLE OF CONTENTS Report of Independent Registered Public Accounting Firm 3 Consolidated Balance Sheets as of September 30, 2013 and 2012 4 Consolidated Statements of Operations for the |
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| January 13, 2014 |
FIDELITY & GUARANTY LIFE HOLDINGS, INC. EX-99.2 Exhibit 99.2 FIDELITY & GUARANTY LIFE HOLDINGS, INC. ITEM 2: Management’s Discussion and Analysis of Financial Condition and Results of Operations Management’s discussion and analysis reviews our audited consolidated financial position at September 30, 2013, and the audited consolidated results of operations for fiscal year ended September 30, 2013, and where appropriate, factors that may |
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| January 13, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2014 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 001-36227 46-3489149 (State or other jurisdiction of incorporation) |
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| January 3, 2014 |
FGL / Fidelity & Guaranty Life / FS Holdco Ltd - SC 13D Activist Investment SC 13D 1 d654730dsc13d.htm SC 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. ) UNDER THE SECURITIES EXCHANGE ACT OF 1934 Fidelity & Guaranty Life (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 315785 105 (CUSIP Number) Philip A. Falcone Chief Executive Officer Harbinger Group Inc. 450 Park Avenue, 30th Floor New York, New Yo |
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| January 3, 2014 |
EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the statement on Schedule 13D with respect to the Common Stock, par value $0.01 per share, of Fidelity & Guaranty Life, dated as of January 3, 2014 is, and any amendments thereto signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k) un |
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| January 3, 2014 |
EX-99.4 Exhibit 99.4 January 3, 2014 Fidelity & Guaranty Life 1001 Fleet Street, 6th Floor Baltimore, MD 21202 Credit Suisse Securities (USA) LLC J.P. Morgan Securities LLC Jefferies LLC As Representatives of the Several Underwriters, c/o Credit Suisse Securities (USA) LLC Eleven Madison Avenue, New York, N.Y. 10010-3629 c/o J.P. Morgan Securities LLC 383 Madison Avenue New York, NY 10179 c/o Jeff |
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| January 3, 2014 |
EX-99.3 Exhibit 99.3 December 12, 2013 Fidelity & Guaranty Life 1001 Fleet Street, 6th Floor Baltimore, MD 21202 Credit Suisse Securities (USA) LLC J.P. Morgan Securities LLC Jefferies LLC As Representatives of the Several Underwriters, c/o Credit Suisse Securities (USA) LLC Eleven Madison Avenue, New York, N.Y. 10010-3629 c/o J.P. Morgan Securities LLC 383 Madison Avenue New York, NY 10179 c/o Je |
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| December 13, 2013 |
EX-3.2 3 d643374dex32.htm EX-3.2 Exhibit 3.2 FIDELITY & GUARANTY LIFE AMENDED AND RESTATED BY-LAWS Effective as of December 13, 2013 FIDELITY & GUARANTY LIFE BY-LAWS Table of Contents Page ARTICLE I MEETINGS OF STOCKHOLDERS Section 1.01. Annual Meetings. 1 Section 1.02. Special Meetings. 1 Section 1.03. Participation in Meetings by Remote Communication. 1 Section 1.04. Notice of Meetings; Waiver o |
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| December 13, 2013 |
EX-3.1 2 d643374dex31.htm EX-3.1 Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF FIDELITY & GUARANTY LIFE FIDELITY & GUARANTY LIFE, a corporation organized and existing under the laws of the State of Delaware, hereby certifies as follows: 1. The present name of the corporation is Fidelity & Guaranty Life (the “Corporation”). 2. The Corporation was originally formed as Fidelity & G |
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| December 13, 2013 |
Reference is made to Exhibits 3.1 and 3.2. S-8 As filed with the Securities and Exchange Commission on December 13, 2013 Registration No. |
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| December 13, 2013 |
424B4 Table of Contents Filed Pursuant to Rule 424(b)(4) Registration No. 333-190880 9,750,000 Shares Common Stock Prior to the offering, there has been no public market for our common stock. Our common stock has been approved for listing on the New York Stock Exchange under the symbol “FGL”. We are selling 9,750,000 shares of common stock. The underwriters have an option to purchase a maximum of |
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| December 10, 2013 |
Acceleration Request Fidelity & Guaranty Life 1001 Fleet Street, 6th Floor Baltimore, Maryland 21202 December 10, 2013 U. |
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| December 10, 2013 |
CORRESP 1 filename1.htm Credit Suisse Securities (USA) LLC Eleven Madison Avenue, New York, N.Y. 10010-3629 J.P. Morgan Securities LLC 383 Madison Avenue New York, NY 10179 Jefferies LLC 520 Madison Avenue New York, NY 10022 December 10, 2013 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Fidelity & Guaranty Life Registration Statem |
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| December 6, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Fidelity & Guaranty Life (Exact name of registrant as specified in its charter) Delaware 46-3489149 (State of incorporation or organization) (I.R.S. Employer Identification No.) 1001 Fleet Street, |
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| December 3, 2013 |
EX-10.47 7 d588103dex1047.htm EX-10.47 Exhibit 10.47 Amendment No. 1 to the Fidelity & Guaranty Life Holdings, Inc. 2012 Dividend Equivalent Plan THIS AMENDMENT NO. 1 to the Fidelity & Guaranty Life Holdings, Inc. 2012 Dividend Equivalent Plan (the “Plan”) is effective as of . 1. Article V of the Plan is hereby amended to read in its entirety: Article V “Dividend Equivalents 5.1 Grant of Dividend |
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| December 3, 2013 |
EX-10.49 Exhibit 10.49 Amendment No. 2 to the Restricted Stock Agreement THIS AMENDMENT NO.2 to the Restricted Stock Agreement (the “Agreement”), dated as of December 31, 2012 and subsequently amended as of March 21, 2013, between Fidelity & Guaranty Life Holdings, Inc., a Delaware corporation and Leland C. Launer, Jr. is effective as of . 1. Section 2(a) of the Agreement is hereby amended to read |
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| December 3, 2013 |
EX-4.1 Exhibit 4.1 Fidelity& Guaranty Life@ FGL * * * * * FGL * * * * * S H A R E S **00000**** ***00000**** ****00000** COMMON STOCK CUSIP 315785 10 5 INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE SEE REVERSE FOR CERTAIN DEFINITIONS THIS CERTIFIES THAT MR. SAMPLE & MRS. SAMPLE ***ZERO ZERO HUNDRED HUNDRED THOUSAND*** THOUSAND IS THE OWNER OF FIDELITY & GUARANTY LIFE (hereinafter called the |
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| December 3, 2013 |
[—] Shares Fidelity & Guaranty Life Common Stock UNDERWRITING AGREEMENT Exhibit 1.1 [—] Shares Fidelity & Guaranty Life Common Stock UNDERWRITING AGREEMENT [—], 2013 CREDIT SUISSE SECURITIES (USA) LLC J.P. MORGAN SECURITIES LLC JEFFERIES LLC As Representatives of the Several Underwriters, c/o Credit Suisse Securities (USA) LLC Eleven Madison Avenue, New York, N.Y. 10010-3629 J.P. Morgan Securities LLC 383 Madison Avenue New York, NY 10179 Jefferies LLC 520 Madison Ave |
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| December 3, 2013 |
EX-10.48 Exhibit 10.48 Amendment No. 1 to the Restricted Stock Agreement THIS AMENDMENT NO.1 to the Restricted Stock Agreement (the “Agreement”), dated as of December 31, 2012, between Fidelity & Guaranty Life Holdings, Inc., a Delaware corporation and the Employee (as defined in the Agreement) is effective as of . 1. Section 2(a) of the Agreement is hereby amended to read in its entirety: “(a) Ba |
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| December 3, 2013 |
EX-10.46 Exhibit 10.46 SECOND AMENDED AND RESTATED FIDELITY & GUARANTY LIFE HOLDINGS, INC. STOCK INCENTIVE PLAN (as amended and restated ) Article I Purpose The purposes of this Fidelity & Guaranty Life Holdings, Inc. Stock Incentive Plan (the “Plan”) are to promote the long-term success of Fidelity & Guaranty Life Holdings, Inc. (the “Company”) and to motivate retain and reward key executives and |
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| December 3, 2013 |
Table of Contents As filed with the Securities and Exchange Commission on December 3, 2013 Registration No. |
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| December 3, 2013 |
FIDELITY & GUARANTY LIFE 2013 STOCK INCENTIVE PLAN EX-10.42 Exhibit 10.42 FIDELITY & GUARANTY LIFE 2013 STOCK INCENTIVE PLAN 1. Establishment, Purpose and Types of Awards Fidelity & Guaranty Life (the “Company”) hereby establishes the Fidelity & Guaranty Life 2013 Stock Incentive Plan (the “Plan”). The purpose of the Plan is to promote the long-term growth and profitability of the Company by (i) providing incentives to improve stockholder value an |
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| November 26, 2013 |
EX-4.4 Exhibit 4.4 REGISTRATION RIGHTS AGREEMENT of FIDELITY & GUARANTY LIFE dated as of December [—], 2013 Table of Contents Page 1. Definitions. 1 2. Registration on Request. 3 3. Registration Procedures. 6 4. Indemnification. 13 5. Registration Expenses. 16 6. Rule 144. 17 7. Miscellaneous. 17 i REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (as amended from time to time, this “Agr |
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| November 26, 2013 |
EX-10.44 Exhibit 10.44 FIDELITY & GUARANTY LIFE 2013 RESTRICTED STOCK AGREEMENT This RESTRICTED STOCK AGREEMENT, dated as of December 31, 2013 (the “Grant Date”) (this “Agreement”) is entered into by and between Fidelity & Guaranty Life, a Delaware corporation (the “Company”) and (the “Employee”). WHEREAS, the Company and the Employee intend hereby to enter into this Agreement to evidence the Awar |
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| November 26, 2013 |
CORRESP 1 filename1.htm Confidential Treatment Requested by Fidelity & Guaranty Life Under 17 C.F.R. §§ 200.83 CERTAIN PORTIONS OF THIS LETTER AS FILED VIA EDGAR HAVE BEEN OMITTED AND FILED SEPARATELY WITH THE COMMISSION. CONFIDENTIAL TREATMENT HAS BEEN REQUESTED FOR THE OMITTED PORTIONS, WHICH HAVE BEEN REPLACED WITH THE FOLLOWING PLACEHOLDER “[***]” November 26, 2013 VIA EDGAR AND HAND DELIVERY |
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| November 26, 2013 |
Amendment No. 4 to Form S-1 As filed with the Securities and Exchange Commission on November 26, 2013 Registration No. 333-190880 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 4 TO Form S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 6311 46-3489149 (State or |
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| November 26, 2013 |
EX-10.43 Exhibit 10.43 FIDELITY & GUARANTY LIFE 2013 NON-STATUTORY STOCK OPTION AGREEMENT This Employee Non-Statutory Stock Option Agreement (the “Agreement”), dated as of December 31, 2013, between Fidelity & Guaranty Life, a Delaware corporation, and the Employee whose name appears on the signature page hereof, is being entered into pursuant to the Fidelity & Guaranty Life 2013 Stock Incentive P |
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| November 26, 2013 |
EX-3.2 Exhibit 3.2 FIDELITY & GUARANTY LIFE AMENDED AND RESTATED BY-LAWS Effective as of [—], 2013 FIDELITY & GUARANTY LIFE BY-LAWS Table of Contents Page ARTICLE I MEETINGS OF STOCKHOLDERS Section 1.01. Annual Meetings. 1 Section 1.02. Special Meetings. 1 Section 1.03. Participation in Meetings by Remote Communication. 1 Section 1.04. Notice of Meetings; Waiver of Notice. 1 Section 1.05. Proxies. |
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| November 26, 2013 |
FIDELITY & GUARANTY LIFE 2013 STOCK INCENTIVE PLAN EX-10.42 Exhibit 10.42 FIDELITY & GUARANTY LIFE 2013 STOCK INCENTIVE PLAN 1. Establishment, Purpose and Types of Awards Fidelity & Guaranty Life (the “Company”) hereby establishes the Fidelity & Guaranty Life 2013 Stock Incentive Plan (the “Plan”). The purpose of the Plan is to promote the long-term growth and profitability of the Company by (i) providing incentives to improve stockholder value an |
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| November 26, 2013 |
EX-10.5 Exhibit 10.5 INDEMNIFICATION AGREEMENT Indemnification Agreement, dated as of , 2013, between Fidelity & Guaranty Life, a Delaware corporation (the “Company”), and (“Indemnitee”). WHEREAS, qualified persons are reluctant to serve public companies as directors or otherwise unless they are provided with broad indemnification and insurance against claims arising out of their service to and ac |
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| November 26, 2013 |
EX-10.45 Exhibit 10.45 FIDELITY & GUARANTY LIFE PERFORMANCE RSU GRANT AGREEMENT This Performance RSU Grant Agreement (the “Agreement”) is entered into by and between Fidelity & Guaranty Life (the “Company” or “F&G LIFE”) and [NAME] (the “Grantee”), effective as of [GRANT DATE] (the “Grant Date”). Recitals WHEREAS, the Board of Directors of the Company adopted the Fidelity & Guaranty Life 2013 Perf |
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| November 26, 2013 |
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION FIDELITY & GUARANTY LIFE EX-3.1 Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF FIDELITY & GUARANTY LIFE FIDELITY & GUARANTY LIFE, a corporation organized and existing under the laws of the State of Delaware, hereby certifies as follows: 1. The present name of the corporation is Fidelity & Guaranty Life (the “Corporation”). 2. The Corporation was originally formed as Fidelity & Guaranty Life, a Delaware c |
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| November 22, 2013 |
EX-21.1 Exhibit 21.1 Subsidiaries of Fidelity & Guaranty Life, a Delaware corporation Entity Jurisdiction Fidelity & Guaranty Life Business Services, Inc. Delaware Fidelity & Guaranty Life Holdings, Inc. Delaware Fidelity & Guaranty Life Assignment, LLC Maryland Fidelity & Guaranty Life Brokerage, Inc. Maryland Fidelity & Guaranty Life Insurance Agency, Inc. Maryland Fidelity & Guaranty Life Insur |
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| November 22, 2013 |
EX-10.38 Exhibit 10.38 EMPLOYMENT AGREEMENT THIS AGREEMENT (the “Agreement”) is made by and between Fidelity & Guaranty Life Business Services, Inc., a Delaware corporation with an address at 1001 Fleet Street, Baltimore, Maryland (“F&G”), and John P. O’Shaughnessy, an individual with a residence at 13506 Oliver Station Ct., Louisville, KY 40245 (“Executive”), as of November 14, 2013. WHEREAS, the |
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| November 22, 2013 |
EX-10.23 Exhibit 10.23 THE USE OF THE FOLLOWING NOTATION IN THIS EXHIBIT INDICATES THAT THE CONFIDENTIAL PORTION HAS BEEN OMITTED PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND THE OMITTED MATERIAL HAS BEEN FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION: [***] AMENDED AND RESTATED AMENDMENT NO. 3 TO THE AUTOMATIC REINSURANCE AGREEMENT EFFECTIVE DECEMBER 31, 2007 BETWEEN FIDELIT |
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| November 22, 2013 |
Employee Stock Option Agreement EX-10.24 Exhibit 10.24 Employee Stock Option Agreement This Employee Stock Option Agreement (the “Agreement”), dated as of November 2, 2011, between Fidelity & Guaranty Life Holdings, Inc., a Delaware corporation, and the Employee whose name appears on the signature page hereof, is being entered into pursuant to the Fidelity & Guaranty Life Holdings, Inc. Stock Incentive Plan. The Company and the |
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| November 22, 2013 |
EX-10.22 Exhibit 10.22 THE USE OF THE FOLLOWING NOTATION IN THIS EXHIBIT INDICATES THAT THE CONFIDENTIAL PORTION HAS BEEN OMITTED PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND THE OMITTED MATERIAL HAS BEEN FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION: [***] AMENDMENT NO. 2 TO THE AUTOMATIC REINSURANCE AGREEMENT EFFECTIVE DECEMBER 31, 2007 BETWEEN OM FINANCIAL LIFE INSURANCE |
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| November 22, 2013 |
Fidelity & Guaranty Life Holdings, Inc. RESTRICTED STOCK AGREEMENT EX-10.28 Exhibit 10.28 Fidelity & Guaranty Life Holdings, Inc. RESTRICTED STOCK AGREEMENT This RESTRICTED STOCK AGREEMENT, dated as of December 31, 2012 (the “Grant Date”) (this “Agreement”) is entered into by and between Fidelity & Guaranty Life Holdings, Inc., a Delaware corporation (the “Company”) and (the “Employee”). WHEREAS, the Company and the Employee intend hereby to enter into this Agree |
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| November 22, 2013 |
Employee Stock Option Agreement EX-10.35 Exhibit 10.35 Employee Stock Option Agreement This Employee Stock Option Agreement (the “Agreement”), dated as of December 31, 2012, between Fidelity & Guaranty Life Holdings, Inc., a Delaware corporation, and the Employee whose name appears on the signature page hereof, is being entered into pursuant to the Fidelity & Guaranty Life Holdings, Inc. Stock Incentive Plan. The Company and the |
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| November 22, 2013 |
EX-10.37 Exhibit 10.37 Dividend Equivalent Agreement This Dividend Equivalent Agreement (the “Agreement”), dated as of December 31, 2012, between Fidelity & Guaranty Life Holdings, Inc., a Delaware corporation, and the Employee whose name appears on the signature page hereof, is being entered into pursuant to the Fidelity & Guaranty Life Holdings, Inc. Dividend Equivalent Plan. The Company and the |
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| November 22, 2013 |
S-1/Amendment No. 3 Table of Contents As filed with the Securities and Exchange Commission on November 21, 2013 Registration No. 333-190880 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 3 TO Form S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 6311 46-3489149 |
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| November 22, 2013 |
Employee 2012 Stock Option Agreement EX-10.26 Exhibit 10.26 Employee 2012 Stock Option Agreement This Employee Stock Option Agreement (the “Agreement”), dated as of December 31, 2012, between Fidelity & Guaranty Life Holdings, Inc., a Delaware corporation, and the Employee whose name appears on the signature page hereof, is being entered into pursuant to the Fidelity & Guaranty Life Holdings, Inc. Stock Incentive Plan. The Company an |
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| November 22, 2013 |
EX-10.41 Exhibit 10.41 EMPLOYMENT AGREEMENT THIS AGREEMENT (the “Agreement”) is made by and between Fidelity & Guaranty Life Business Services, Inc., a Delaware corporation with an address at 1001 Fleet Street, Baltimore, Maryland (“F&G”), and Wendy J.B. Young, an individual with a residence at 3300 Grayling Drive, Mt. Airy, MD 21771 (“Executive”), as of November 14, 2013. WHEREAS, the parties wis |
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| November 22, 2013 |
Amendment to Employee Stock Option Agreement EX-10.34 Exhibit 10.34 Amendment to Employee Stock Option Agreement This Amendment to the Employee Stock Option Agreement (this “Amendment”), dated as of March 21, 2013, is entered into between Fidelity & Guaranty Life Holdings, Inc. (the “Company”) and Leland C. Launer (the “Employee”). Capitalized terms that are not defined herein shall have the meanings given to such terms in the Fidelty & Guar |
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| November 22, 2013 |
EX-10.39 Exhibit 10.39 EMPLOYMENT AGREEMENT THIS AGREEMENT (the “Agreement”) is made by and between Fidelity & Guaranty Life Business Services, Inc., a Delaware corporation with an address at 1001 Fleet Street, Baltimore, Maryland (“F&G”), and John Phelps, an individual with a residence at 9590 Autry Falls Dr., Alpharetta, GA 30022 (“Executive”), as of November 14, 2013. WHEREAS, the parties wish |
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| November 22, 2013 |
Fidelity & Guaranty Life Holdings, Inc. RESTRICTED STOCK AGREEMENT EX-10.36 Exhibit 10.36 Fidelity & Guaranty Life Holdings, Inc. RESTRICTED STOCK AGREEMENT This RESTRICTED STOCK AGREEMENT, dated as of December 31, 2012 (the “Grant Date”) (this “Agreement”) is entered into by and between Fidelity & Guaranty Life Holdings, Inc., a Delaware corporation (the “Company”) and Leland C. Launer, Jr. (the “Employee”). WHEREAS, pursuant to Section 6(d) of the Employment Ag |
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| November 22, 2013 |
Amendment to Restricted Stock Agreement EX-10.32 Exhibit 10.32 Amendment to Restricted Stock Agreement This Amendment to the Restricted Stock Agreement (this “Amendment”), dated as of March 21, 2013, is entered into between Fidelity & Guaranty Life Holdings, Inc. (the “Company”) and Leland C. Launer (the “Employee”). Capitalized terms that are not defined herein shall have the meanings given to such terms in the Fidelty & Guaranty Life |
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| November 22, 2013 |
EX-10.31 Exhibit 10.31 Dividend Equivalent Agreement This Dividend Equivalent Agreement (the “Agreement”), dated as of November 2, 2011, between Fidelity & Guaranty Life Holdings, Inc., a Delaware corporation, and the Employee whose name appears on the signature page hereof, is being entered into pursuant to the Fidelity & Guaranty Life Holdings, Inc. Dividend Equivalent Plan. The Company and the |
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| November 22, 2013 |
EX-10.27 Exhibit 10.27 Dividend Equivalent Agreement This Dividend Equivalent Agreement (the “Agreement”), dated as of December 31, 2012, between Fidelity & Guaranty Life Holdings, Inc., a Delaware corporation, and the Employee whose name appears on the signature page hereof, is being entered into pursuant to the Fidelity & Guaranty Life Holdings, Inc. Dividend Equivalent Plan. The Company and the |
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| November 22, 2013 |
Consent to Change in Reporting Structure and Waiver of Good Reason EX-10.29 Exhibit 10.29 October 30. 2013 Fidelity & Guaranty Life Business Services. Inc. 1001 Fleet Street Baltimore, MD 2I202 Attention: General Counsel Consent to Change in Reporting Structure and Waiver of Good Reason Ladies and Gentlemen: Reference is hereby made to the Amended and Restated Employment Agreement (the “Employment Agreement”), dated as of March 21, 2013, by and between Fidelity & |
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| November 22, 2013 |
Amendment to Employee Stock Option Agreement EX-10.33 Exhibit 10.33 Amendment to Employee Stock Option Agreement This Amendment to the Employee Stock Option Agreement (this “Amendment”), dated as of March 21, 2013, is entered into between Fidelity & Guaranty Life Holdings, Inc. (the “Company”) and Leland C. Launer (the “Employee”). Capitalized terms that are not defined herein shall have the meanings given to such terms in the Fidelty & Guar |
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| November 22, 2013 |
EX-10.40 Exhibit 10.40 EMPLOYMENT AGREEMENT THIS AGREEMENT (the “Agreement”) is made by and between Fidelity & Guaranty Life Business Services, Inc., a Delaware corporation with an address at 1001 Fleet Street, Baltimore, Maryland (“F&G”), and Rajesh Krishnan, an individual with a residence at 203 Ridgewood Rd, Baltimore, Maryland 21210 (“Executive”), as of November 14, 2013. WHEREAS, the parties |
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| November 22, 2013 |
EX-10.25 Exhibit 10.25 Dividend Equivalent Agreement This Dividend Equivalent Agreement (the “Agreement”), dated as of November 2, 2011, between Fidelity & Guaranty Life Holdings, Inc., a Delaware corporation, and the Employee whose name appears on the signature page hereof, is being entered into pursuant to the Fidelity & Guaranty Life Holdings, Inc. Dividend Equivalent Plan. The Company and the |
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| November 22, 2013 |
Correspondence November 21, 2013 Jeffrey P. Riedler Assistant Director U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-7010 Re: Fidelity & Guaranty Life Amendment No. 1 to Registration Statement on Form S-1 Filed October 17, 2013 File No. 333-190880 Dear Mr. Riedler: This letter sets forth the responses of Fidelity & Guaranty Life t |
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| November 22, 2013 |
Employee Stock Option Agreement EX-10.30 Exhibit 10.30 Employee Stock Option Agreement This Employee Stock Option Agreement (the “Agreement”), dated as of November 2, 2011, between Fidelity & Guaranty Life Holdings, Inc., a Delaware corporation, and the Employee whose name appears on the signature page hereof, is being entered into pursuant to the Fidelity & Guaranty Life Holdings, Inc. Stock Incentive Plan. The Company and the |
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| October 28, 2013 |
Amendment No. 2 to Form S-1 As filed with the Securities and Exchange Commission on October 28, 2013 Registration No. 333-190880 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 TO Form S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FIDELITY & GUARANTY LIFE (Exact name of registrant as specified in its charter) Delaware 6311 46-3489149 (State or |
