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| LEI | 529900HVXOTLY61GL030 |
| CIK | 910073 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Flagstar Financial, Inc. - Preferred Stock
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 26, 2025 |
flg-specialshareholderme 102 Duffy Avenue, Hicksville, NY 11801 ● Phone: 516-683-4420 ● flagstar. |
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| August 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 26, 2025 FLAGSTAR FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) Commission File |
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| August 25, 2025 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-280398 Prospectus Supplement No. 6 (to Prospectus dated May 8, 2025) Flagstar Financial, Inc. This prospectus supplement amends and supplements the prospectus dated May 8, 2025, as amended or supplemented from time to time (the “Prospectus”), which forms a part of our Registration Statement on Form S-1 (No. 333-280398). This prospectus suppleme |
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| August 22, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the |
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| August 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant ☒ Filed by a party other than the registrant ☐ Check the appropriate box: ☐ Preliminary proxy statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14-a6(e)(2)) ☐ Definitive proxy state |
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| August 22, 2025 |
exhibit101-flagstarformo 1 VOTING AND SUPPORT AGREEMENT OF FLAGSTAR FINANCIAL, INC. |
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| August 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 22, 2025 FLAGSTAR FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) Commission File |
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| August 22, 2025 |
exhibit21-amendedandrest 4900-0578-5427 v.4.2 AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER OF FLAGSTAR FINANCIAL, INC. AND FLAGSTAR BANK, N.A. This Amended and Restated Agreement and Plan of Merger (this “Agreement”), dated as of August 22, 2025, is adopted and made by and between FLAGSTAR FINANCIAL, INC., a Delaware corporation that will, prior to the Effective Time, convert into FLAGSTAR FI |
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| August 8, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the |
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| August 8, 2025 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-280398 Prospectus Supplement No. 5 (to Prospectus dated May 8, 2025) Flagstar Financial, Inc. This prospectus supplement amends and supplements the prospectus dated May 8, 2025, as amended or supplemented from time to time (the “Prospectus”), which forms a part of our Registration Statement on Form S-1 (No. 333-280398). This prospectus suppleme |
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| August 7, 2025 |
d June 30, 2025, by and between Flagstar Bank, N ex-102xgagnonemploymenta EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) is made and entered into as of June , 2025, by and between Flagstar Bank, National Association (the “Bank”) and Kris Gagnon (the “Executive”). |
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| August 7, 2025 |
mployment Agreement, dated July 1, 2025, b ex-103xraffettoemploymen EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) is made and entered into as of July 1, 2025, by and between Flagstar Bank, National Association (the “Bank”) and Richard Raffetto (the “Executive”). |
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| August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-31565 Flagstar Financial, Inc. (Exact name of regi |
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| July 25, 2025 |
Second Quarter 2025 Results July 25, 2025 22nd Quarter 2025 Cautionary Statement Forward-Looking Information This presentation and the associated conference call may include forward‐looking statements by the Company and our authorized officers pertaining to such matters as our goals, beliefs, intentions, and expectations regarding, among other things: (a) revenues, earnings, loan production, asset |
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| July 25, 2025 |
102 Duffy Avenue, Hicksville, NY 11801 ● Phone: (516) 683-4420 ● flagstar.com FLAGSTAR FINANCIAL, INC. REPORTS SECOND QUARTER 2025 NET LOSS ATTRIBUTABLE TO COMMON STOCKHOLDERS OF $0.19 PER DILUTED SHARE AND ADJUSTED NET LOSS ATTRIBUTABLE TO COMMON STOCKHOLDERS OF $0.14 PER DILUTED SHARE •ANNOUNCES PLANS TO ELIMINATE BANK HOLDING COMPANY •STRONG C&I MOMENTUM AS NEW LOAN ORIGINATIONS INCREASE 57% AN |
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| July 25, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2025 FLAGSTAR FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) Commission File Nu |
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| July 25, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2025 FLAGSTAR FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) Commission File Nu |
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| July 25, 2025 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-280398 Prospectus Supplement No. 4 (to Prospectus dated May 8, 2025) Flagstar Financial, Inc. This prospectus supplement amends and supplements the prospectus dated May 8, 2025, as amended or supplemented from time to time (the “Prospectus”), which forms a part of our Registration Statement on Form S-1 (No. 333-280398). This prospectus suppleme |
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| July 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2025 FLAGSTAR FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) Commission File Nu |
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| July 24, 2025 |
24, 2025, between Flagstar Financial 1 AGREEMENT AND PLAN OF MERGER OF FLAGSTAR FINANCIAL, INC. AND FLAGSTAR BANK, N.A. This Agreement and Plan of Merger (this “Agreement”), dated as of July 24, 2025, is adopted and made by and between FLAGSTAR FINANCIAL, INC., a Delaware corporation that will, prior to the Effective Time, convert into FLAGSTAR FINANCIAL, FEDERAL SAVINGS ASSOCIATION, an interim federal savings association chartered b |
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| July 24, 2025 |
NEWS RELEASE Investor Contact: FOR IMMEDIATE RELEASE Salvatore J. DiMartino 516-683-4286 Media Contact: Steven Bodakowski 248-312-5872 FLAGSTAR FINANCIAL, INC. ANNOUNCES ACTIONS TO ENHANCE ITS CORPORATE STRUCTURE BY MERGING HOLDING COMPANY INTO THE BANK HICKSVILLE, N.Y., July 24, 2025 – Flagstar Financial, Inc. (NYSE: FLG) (the “Company”) the holding company for Flagstar Bank, N.A., (the "Bank"), |
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| July 24, 2025 |
Flagstar to Enhance Corporate Structure by Eliminating the Bank Holding Company July 24, 2025 2 Cautionary Statement Forward-Looking Information This presentation and any associated conference call may include forward‐looking statements by the Company and our authorized officers pertaining to such matters as our goals, beliefs, intentions, and expectations regarding, among other things: (a) revenu |
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| July 8, 2025 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-280398 Prospectus Supplement No. 3 (to Prospectus dated May 8, 2025) Flagstar Financial, Inc. This prospectus supplement amends and supplements the prospectus dated May 8, 2025, as amended or supplemented from time to time (the “Prospectus”), which forms a part of our Registration Statement on Form S-1 (No. 333-280398). This prospectus suppleme |
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| July 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2025 FLAGSTAR FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) Commission File Num |
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| June 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-31565 A. Full title of the plan |
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| June 9, 2025 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-280398 Prospectus Supplement No. 2 (to Prospectus dated May 8, 2025) Flagstar Financial, Inc. This prospectus supplement amends and supplements the prospectus dated May 8, 2025, as amended or supplemented from time to time (the “Prospectus”), which forms a part of our Registration Statement on Form S-1 (No. 333-280398). This prospectus suppleme |
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| June 6, 2025 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2025 FLAGSTAR FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) Commission File Num |
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| May 16, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Flagstar Financial, Inc. |
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| May 16, 2025 |
As filed with the Securities and Exchange Commission on May 16, 2025 As filed with the Securities and Exchange Commission on May 16, 2025 Registration No. |
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| May 16, 2025 |
Form of Executive Stock Option Grant Notice* Exhibit 99.1 FLAGSTAR FINANCIAL, INC. EXECUTIVE STOCK OPTION GRANT NOTICE This Notice (this “Notice”) confirms the grant of an Option (the “Option”) by Flagstar Financial, Inc. (the "Company") to [•] (“Executive”) and sets forth the terms and conditions of the Option. The Option is intended to qualify as an “employment inducement award” (as described in Section 303A.08 of the New York Stock Exchan |
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| May 12, 2025 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-280398 Prospectus Supplement No. 1 (to Prospectus dated May 8, 2025) Flagstar Financial, Inc. This prospectus supplement amends and supplements the prospectus dated May 8, 2025, as amended or supplemented from time to time (the “Prospectus”), which forms a part of our Registration Statement on Form S-1 (No. 333-280398). This prospectus suppleme |
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| May 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-31565 FLAGSTAR FINANCIAL, INC. (Exact name of reg |
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| May 8, 2025 |
263,828,622 Shares of Common Stock 314,954 Warrants TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(3) Registration No. 333-280398 Prospectus 263,828,622 Shares of Common Stock 314,954 Warrants This prospectus relates to the offer and sale from time to time of up to (i) 263,828,622 shares of our common stock, par value $0.01 per share (“Common Stock”), by the selling securityholders listed in the section of this prospectus entitled “Selling Sec |
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| April 28, 2025 |
between Flagstar Financial Inc. and Joseph Exhibit 10.21 Execution Version EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) is made and entered into as of March 19, 2025 by and between Flagstar Financial, Inc., a Delaware corporation (the “Company”) and Joseph M. Otting (the “Executive”) and shall be deemed effective as of March 7, 2024. The Company and Executive are referred to collectively as the “Parties” and individual |
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| April 28, 2025 |
Exhibit 24.2 POWER OF ATTORNEY The undersigned director of Flagstar Financial, Inc. hereby appoints Joseph M. Otting and Bao Nguyen, and each of them, any of whom may act without the joinder of the other, the true and lawful attorney-in-fact and agent of the undersigned, with full power of substitution and resubstitution, for and in the name, place and stead of the undersigned, in any and all capa |
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| April 28, 2025 |
Exhibit 10.22 Flagstar Bank, N.A. Change in Control Agreement AGREEMENT made as of April 11, 2025 (this “Agreement”), by and between Flagstar Bank, N.A. (the “Bank”), and George Buchanan (the “Executive”). WHEREAS, the Bank has determined that it is in the best interests of the Bank and the Bank’s stockholders to ensure that the Bank and its affiliates will have the continued services and dedicati |
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| April 28, 2025 |
As filed with the Securities and Exchange Commission on April 28, 2025 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on April 28, 2025 Registration No. |
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| April 25, 2025 |
102 Duffy Avenue, Hicksville, NY 11801 ● Phone: (516) 683-4420 ● flagstar.com FLAGSTAR FINANCIAL, INC. REPORTS FIRST QUARTER 2025 GAAP NET LOSS ATTRIBUTABLE TO COMMON STOCKHOLDERS OF $0.26 PER DILUTED SHARE AND NON-GAAP ADJUSTED NET LOSS ATTRIBUTABLE TO COMMON STOCKHOLDERS OF $0.23 PER DILUTED SHARE •C&I LOAN ORIGINATIONS INCREASED OVER 40% ON A LINKED-QUARTER BASIS •ADJUSTED OPERATING EXPENSES DE |
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| April 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2025 FLAGSTAR FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) Commission File N |
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| April 25, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant ☒ Filed by a party other than the registrant ☐ Check the appropriate box: ☐ Preliminary proxy statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14-a6(e)(2)) ☒ D |
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| April 25, 2025 |
a1q25earningspresentatio First Quarter 2025 Results April 25, 2025 21st Quarter 2025 Cautionary Statement Forward-Looking Information This earnings presentation and the associated conference call may include forward‐looking statements by the Company and our authorized officers pertaining to such matters as our goals, beliefs, intentions, and expectations regarding, among other things: (a) revenues |
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| April 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2025 FLAGSTAR FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) Commission File N |
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| April 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant ☒ Filed by a party other than the registrant ☐ Check the appropriate box: ☐ Preliminary proxy statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14-a6(e)(2)) ☐ Definitive proxy state |
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| March 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2024 FLAGSTAR FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other jurisdiction of incorporation or organizati |
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| March 4, 2025 |
1 NEW YORK COMMUNITY BANCORP, INC. EXECUTIVE STOCK OPTION GRANT NOTICE This Notice (this “Notice”) confirms the grant of an Option (the “Option”) by New York Community Bancorp, Inc. (the “Company”) to Employee Name (“Executive”) and sets forth the terms and conditions of the Option. The Option is intended to qualify as an “employment inducement award” (as described in Section 303A.08 of the New Yo |
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| March 4, 2025 |
Policy Number: 2015-161-H-U Flagstar Financial, Inc. and its additional Covered Affiliates RESTATEMENT COMPENSATION RECOUPMENT (RCR) POLICY Policy Number: 2015-161-H-U RESTATEMENT COMPENSATION RECOUPMENT (RCR) POLICY © 2024 Flagstar Financial, Inc. CONFIDENTIAL: This Policy is for FLG's internal use and regulatory review only and may not be copied or distributed to any third party without the GC's |
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| March 4, 2025 |
, Inc. Securities Trading Policy Policy Number: 2013-142-L-U Flagstar Financial, Inc. and its additional Covered Affiliates FLG SECURITIES TRADING (FST) POLICY Policy Number: 2013-142-L-U FLG SECURITIES TRADING (FST) POLICY © 2025 Flagstar Financial, Inc. CONFIDENTIAL: This Policy is for FLG's internal use and regulatory review only and may not be copied or distributed to any third party without the GC's or the Policy Coordinator |
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| March 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition Per |
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| March 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-31565 FLAGSTAR FINANCIAL, INC. (Exact name of registra |
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| March 4, 2025 |
Subsidiaries of the Registrant Subsidiary Activities We conduct business primarily through our wholly-owned bank subsidiary, Flagstar Bank, N. |
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| February 24, 2025 |
102 Duffy Avenue, Hicksville, NY 11801 ● Phone: (516) 683-4420 ● flagstar.com NEWS RELEASE Investor Contact: FOR IMMEDIATE RELEASE Salvatore J. DiMartino (516) 683-4286 Media Contact: Steven Bodakowski (248) 312-5872 FLAGSTAR FINANCIAL, INC. ANNOUNCES JUNE 4TH DATE FOR ITS 2025 ANNUAL MEETING OF SHAREHOLDERS HICKSVILLE, N.Y., February 24, 2025 – Flagstar Financial, Inc. (NYSE: FLG) (the "Company”) |
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| February 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2025 FLAGSTAR FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) Commission Fil |
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| February 10, 2025 |
Bank of America Securities 2025 Financial Services Conference February 11, 2025 22025 Bank of America Financial Services Conference Cautionary Statement Forward-Looking Information This presentation and the associated conference call may include forward‐looking statements by the Company and our authorized officers pertaining to such matters as our goals, beliefs, intentions, and expectations regar |
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| February 10, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2025 FLAGSTAR FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) Commission Fil |
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| January 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2025 FLAGSTAR FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) Commission File |
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| January 30, 2025 |
102 Duffy Avenue, Hicksville, NY 11801 ● Phone: (516) 683-4420 ● flagstar.com FLAGSTAR FINANCIAL, INC. REPORTS FOURTH QUARTER 2024 GAAP NET LOSS ATTRIBUTABLE TO COMMON STOCKHOLDERS OF $0.41 PER DILUTED SHARE AND NON-GAAP ADJUSTED NET LOSS ATTRIBUTABLE TO COMMON STOCKHOLDERS OF $0.34 PER DILUTED SHARE •CAPITAL POSITION CONTINUES TO STRENGTHEN AS CET1 RATIO INCREASES TO 11.9%, TOP QUARTILE OF PEER G |
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| January 30, 2025 |
a4q24earningspresentatio Fourth Quarter 2024 Results January 30, 2025 24th Quarter 2024 Cautionary Statement Forward-Looking Information This earnings presentation and the associated conference call may include forward‐looking statements by the Company and our authorized officers pertaining to such matters as our goals, beliefs, intentions, and expectations regarding (a) revenues, earnings, loan p |
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| January 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2025 FLAGSTAR FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) Commission File |
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| December 17, 2024 |
424B3 1 d903555d424b3.htm 424B3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-280398 Prospectus Supplement No. 1 (to Prospectus dated November 29, 2024) Flagstar Financial, Inc. This prospectus supplement amends and supplements the prospectus dated November 29, 2024, as amended or supplemented from time to time (the “Prospectus”), which forms a part of our Registration Statement on Form S- |
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| December 16, 2024 |
EX-99.1 Exhibit 99.1 102 Duffy Avenue, Hicksville, NY 11801 ● Phone: (516) 683-4420 ● flagstar.com NEWS RELEASE Investor Contact: FOR IMMEDIATE RELEASE Salvatore J. DiMartino (516) 683-4286 Media Contact: Nicole Yelland (248) 219-9234 FLAGSTAR FINANCIAL, INC. APPOINTS BRIAN CALLANAN TO BOARD OF DIRECTORS HICKSVILLE, N.Y., December 13, 2024 – Flagstar Financial, Inc. (NYSE: FLG) (the “Company”) tod |
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| December 16, 2024 |
EX-99.2 Exhibit 99.2 102 Duffy Avenue, Hicksville, NY 11801 ● Phone: (516) 683-4420 ● flagstar.com NEWS RELEASE Investor Contact: FOR IMMEDIATE RELEASE Salvatore J. DiMartino (516) 683-4286 Media Contact: Steven Bodakowski (248) 312-5872 FLAGSTAR FINANCIAL, INC. NAMES LEE SMITH AS CHIEF FINANCIAL OFFICER HICKSVILLE, N.Y., December 13, 2024 – Flagstar Financial, Inc. (NYSE: FLG) (the “Company”), to |
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| December 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2024 FLAGSTAR FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other jurisdiction of incorporation or organiza |
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| November 29, 2024 |
277,656,287 Shares of Common Stock 314,954 Warrants Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-280398 Prospectus 277,656,287 Shares of Common Stock 314,954 Warrants This prospectus relates to the offer and sale from time to time of up to (i) 277,656,287 shares of our common stock, par value $0.01 per share (“Common Stock”), by the selling securityholders listed in the section of this prospectus entitled “Selling Securit |
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| November 26, 2024 |
FLAGSTAR FINANCIAL, INC. 100 Duffy Avenue, Suite 310 Hicksville, New York 11801 FLAGSTAR FINANCIAL, INC. 100 Duffy Avenue, Suite 310 Hicksville, New York 11801 November 26, 2024 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549 Re: Flagstar Financial, Inc. Registration Statement on Form S-1 Amendment No. 2, Filed on November 15, 2024 File No. 333-280398 Ladies and Gentlemen: Pursuant to Rule 461 under |
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| November 15, 2024 |
As filed with the Securities and Exchange Commission on November 15, 2024 Table of Contents As filed with the Securities and Exchange Commission on November 15, 2024 Registration No. |
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| November 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-16577 FLAGSTAR FINANCIAL, INC. (Exact name of |
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| November 8, 2024 |
NYCB / Flagstar Financial, Inc. / Hudson Bay Capital Management LP - NYCB 13G Passive Investment SC 13G 1 nycb13g.htm NYCB 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* New York Community Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 649445400 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropria |
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| November 8, 2024 |
November 8, 2024 Page 1 of 4 102 Duffy Avenue Hicksville, New York 11801 Telephone: (516) 683-4100 Craig Gifford Senior Executive Vice President and Chief Financial Officer VIA EDGAR November 8, 2024 Mr. |
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| November 6, 2024 |
Unaudited Proforma Consolidated Financial Statements Unaudited Proforma Consolidated Financial Statements On July 24, 2024, Flagstar Bank, National Association (“Flagstar”), the wholly owned subsidiary of Flagstar Financial, Inc. |
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| November 6, 2024 |
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| November 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2024 FLAGSTAR FINANCIAL, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) Commission File |
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| October 25, 2024 |
102 Duffy Avenue, Hicksville, NY 11801 ● Phone: (516) 683-4420 ● flagstar.com NEW YORK COMMUNITY BANCORP, INC. REPORTS THIRD QUARTER 2024 GAAP NET LOSS ATTRIBUTABLE TO COMMON STOCKHOLDERS OF $0.79 PER DILUTED SHARE AND NON-GAAP NET LOSS ATTRIBUTABLE TO COMMON STOCKHOLDERS OF $0.69 PER DILUTED SHARE STRONG MOMENTUM CONTINUES WITH OUR TURNAROUND STRATEGY AS DEPOSITS GREW ANOTHER $4 BILLION OR 5% AND |
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| October 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other jurisdiction of incorporation or o |
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| October 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) Commiss |
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| October 25, 2024 |
a3q24earningspresentatio Third Quarter 2024 Results October 25, 2024 3rd Quarter 2024 2 Cautionary Statement Forward-Looking Information This earnings presentation and the associated conference call may include forward‐looking statements by the Company and our authorized officers pertaining to such matters as our goals, beliefs, intentions, and expectations regarding (a) revenues, earnings, loan p |
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| October 25, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) Commiss |
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| October 18, 2024 |
Exhibit 99.1 102 Duffy Avenue, Hicksville, NY 11801 ● Phone: (516) 683-4420 ● flagstar.com NEWS RELEASE Investor Contact: FOR IMMEDIATE RELEASE Salvatore J. DiMartino (516) 683-4286 Media Contact: Steven Bodakowski (248) 312-5872 FLAGSTAR BANK IMPLEMENTS WORKFORCE CHANGES AS PART OF ITS CONTINUED TRANSFORMATION AND COST REDUCTION STRATEGY Hicksville, N.Y., October 17, 2024 – Flagstar Bank, N.A., ( |
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| October 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other jurisdiction of incorporation or o |
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| October 15, 2024 |
Certificate of Amendment of Amended and Restated Certificate of Incorporation(6) Exhibit 3(i) Delaware Page 1 The First State I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE CERTIFICATE OF AMENDMENT OF “NEW YORK COMMUNITY BANCORP, INC.”, CHANGING ITS NAME FROM “NEW YORK COMMUNITY BANCORP, INC.” TO “FLAGSTAR FINANCIAL, INC.”, FILED IN THIS OFFICE ON THE NINTH DAY OF OCTOBER, A.D. 2024, AT 4:13 |
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| October 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 8, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other jurisdiction of incorporation or or |
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| October 15, 2024 |
Exhibit 3(ii) FLAGSTAR FINANCIAL, INC. BYLAWS (Amended and Restated as of October 25, 2024) ARTICLE I – STOCKHOLDERS Section 1. Annual Meeting. An annual meeting of the stockholders, for the election of Directors to succeed those whose terms expire and for the transaction of such other business as may properly come before the meeting, shall be held at such place, on such date, and at such time as |
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| October 15, 2024 |
Exhibit 99.1 102 Duffy Avenue, Hicksville, NY 11801 • Phone: (516) 683-4420 • flagstar.com NEWS RELEASE FOR IMMEDIATE RELEASE Investor Contact: Salvatore J. DiMartino (516) 683-4286 Media Contact: Steven Bodakowski (248) 312-5872 NEW YORK COMMUNITY BANCORP, INC. CHANGES NAME TO FLAGSTAR FINANCIAL, INC. AND STOCK SYMBOL TO FLG NEW NAME SIGNALS CONTINUED EVOLUTION INTO A SINGULAR BRAND, ALIGNING WIT |
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| September 24, 2024 |
SC 13D/A 1 eh24053524913da3-nycb.htm AMENDMENT NO. 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* New York Community Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 649445400 (CUSIP Number) William Barratt Liberty 77 Capital L.P. 2099 Pennsylvan |
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| September 24, 2024 |
Form of Exchange Agreement with Liberty* Exhibit 10.1 SHARE EXCHANGE AGREEMENT This SHARE EXCHANGE AGREEMENT (this “Agreement”) is entered into as of [DATE], by and between New York Community Bancorp, Inc., a Delaware corporation (the “Company”), and [STOCKHOLDER] (the “Stockholder”). Capitalized terms used (but not defined) herein shall have the meanings ascribed to them in that certain Investment Agreement, dated as of March 7, 2024 (a |
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| September 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 24, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other jurisdiction of incorporation or |
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| September 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 29, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other jurisdiction of incorporation or or |
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| September 4, 2024 |
Exhibit 3(ii) NEW YORK COMMUNITY BANCORP, INC. BYLAWS (Amended and Restated as of March 10August 29, 2024) ARTICLE I - STOCKHOLDERS Section 1. Annual Meeting. An annual meeting of the stockholders, for the election of Directors to succeed those whose terms expire and for the transaction of such other business as may properly come before the meeting, shall be held at such place, on such date, and a |
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| August 23, 2024 |
SIMPSON THACHER & BARTLETT LLP 425 LEXINGTON AVENUE NEW YORK, N.Y. 10017-3954 (212) 455-2000 FACSIMILE (212) 455-2502 DIRECT DIAL NUMBER E-MAIL ADDRESS (212) 455-7614 [email protected] August 23, 2024 VIA EDGAR Re: New York Community Bancorp, Inc. Form S-1 filed June 21, 2024 (the “Registration Statement”) File No. 333-280398 Mr. Todd Schiffman Mr. Christian Windsor Division of Corporation |
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| August 23, 2024 |
As filed with the Securities and Exchange Commission on August 23, 2024 S-1/A Table of Contents As filed with the Securities and Exchange Commission on August 23, 2024 Registration No. |
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| August 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other jurisdiction of incorporation or or |
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| August 13, 2024 |
NYCB / New York Community Bancorp, Inc. / RCP GenPar HoldCo LLC - SC 13D/A Activist Investment SC 13D/A 1 d851404dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* New York Community Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 649445103 (CUSIP Number) Thomas Marcotullio c/o Reverence Capital Partners, L.P. 590 Madison |
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| August 13, 2024 |
EX-10.1 Exhibit 10.1 SHARE EXCHANGE AGREEMENT This SHARE EXCHANGE AGREEMENT (this “Agreement”) is entered into as of August 12, 2024, by and between New York Community Bancorp, Inc., a Delaware corporation (the “Company”), and [Stockholder] (the “Stockholder”). Capitalized terms used (but not defined) herein shall have the meanings ascribed to them in that certain Investment Agreement, dated as of |
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| August 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* New York Community Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 649445103 (CUSIP Number) William Barratt Liberty 77 Capital L.P. 2099 Pennsylvania Ave NW Washington, DC 20006 (202) 984-7070 (Name, |
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| August 12, 2024 |
102 Duffy Avenue Hicksville, New York 11801 Telephone: (516) 683-4100 Craig Gifford Senior Executive Vice President and Chief Financial Officer VIA EDGAR August 12, 2024 Mr. |
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| August 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-16577 NEW YORK COMMUNITY BANCORP, INC. (Exact name |
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| July 29, 2024 |
EX-2.1 Exhibit 2.1 CERTAIN INFORMATION HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. THE OMITTED PORTIONS OF THIS DOCUMENT ARE INDICATED BY [***]. EXECUTION VERSION AGREEMENT FOR THE BULK PURCHASE AND SALE OF MORTGAGE SERVICING RIGHTS Dated as of July 24, 2024 by and between Nationstar Mortgage LLC as Purchaser and Fla |
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| July 29, 2024 |
EX-2.2 Exhibit 2.2 CERTAIN INFORMATION HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. THE OMITTED PORTIONS OF THIS DOCUMENT ARE INDICATED BY [***]. EXECUTION VERSION ASSET PURCHASE AGREEMENT by and between NATIONSTAR MORTGAGE LLC, as Purchaser, and FLAGSTAR BANK, N.A., as Seller July 24, 2024 TABLE OF CONTENTS Page I. D |
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| July 29, 2024 |
EX-99.1 Exhibit 99.1 102 Duffy Avenue, Hicksville, NY 11801 • Phone: (516) 683-4420 • flagstar.com Investor Contact: Salvatore J. DiMartino (516) 683-4286 Media Contact: Steven Bodakowski (248) 312-5872 FLAGSTAR BANK, N.A. ANNOUNCES SALE OF ITS MORTGAGE SERVICING BUSINESS TRANSACTION ADDS 60 BASIS POINTS TO CET1 RATIO AND ACCELERATES TRANSITION TO A LEADING DIVERSIFIED, FULL-SERVICE REGIONAL BANK |
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| July 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other jurisdiction of incorporation or orga |
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| July 26, 2024 |
Second Quarter 2024 Results July 25, 2024 2nd Quarter 2024 2 Cautionary Statement Forward-Looking Information The presentation may include forward‐looking statements within the meaning of the federal securities laws by the Company pertaining to such matters as our goals, intentions, and expectations regarding (a) revenues, earnings, loan production, asset quality, liquidity position, capital level |
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| July 26, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) Commissi |
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| July 25, 2024 |
102 Duffy Avenue, Hicksville, NY 11801 ● Phone: (516) 683-4420 ● flagstar.com NEW YORK COMMUNITY BANCORP, INC. REPORTS SECOND QUARTER 2024 GAAP NET LOSS AVAILABLE TO COMMON STOCKHOLDERS OF $1.14 PER DILUTED SHARE AND NON-GAAP NET LOSS AVAILABLE TO COMMON STOCKHOLDERS OF $1.05 PER DILUTED SHARE SIMPLIFYING AND STRENGTHENING BALANCE SHEET THROUGH SALE OF NON-CORE BUSINESSES CONTINUED IMPROVEMENT IN |
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| July 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) Commission |
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| July 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) Commission |
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| July 25, 2024 |
a2q24earningspresentatio Second Quarter 2024 Results July 25, 2024 2nd Quarter 2024 2 Cautionary Statement Forward-Looking Information The presentation may include forward‐looking statements within the meaning of the federal securities laws by the Company pertaining to such matters as our goals, intentions, and expectations regarding (a) revenues, earnings, loan production, asset quality, liquidit |
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| July 16, 2024 |
Exhibit 99.1 102 Duffy Avenue, Hicksville, NY 11801 • Phone: (516) 683-4420 • flagstar.com NEWS RELEASE Investor Contact: Salvatore J. DiMartino (516) 683-4286 Media Contact: Steven Bodakowski (248) 312-5872 NEW YORK COMMUNITY BANCORP, INC. ANNOUNCES EFFECTIVENESS OF ONE-FOR-THREE REVERSE STOCK SPLIT COMMON STOCK TO TRADE ON A REVERSE SPLIT-ADJUSTED BASIS AS OF JULY 12TH HICKSVILLE, N.Y., July |
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| July 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 11, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other jurisdiction of incorporation or orga |
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| July 16, 2024 |
Certificate of Amendment of Amended and Restated Certificate of Incorporation(5) Exhibit 3.1 CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION New York Community Bancorp, Inc., a corporation organized and existing under and by virtue of the state of Delaware (the “Corporation”), does hereby certify: First: The name of the Company is New York Community Bancorp, Inc. The Company was originally incorporated under the name Queens County Bancorp, Inc. Th |
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| July 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other jurisdiction of incorporation or orga |
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| July 2, 2024 |
Exhibit 99.1 102 Duffy Avenue, Hicksville, NY 11801 • Phone: (516) 683-4420 • flagstar.com NEWS RELEASE Investor Contact: Salvatore J. DiMartino (516) 683-4286 Media Contact: Steven Bodakowski (248) 312-5872 NEW YORK COMMUNITY BANCORP, INC. ANNOUNCES BOARD APPROVAL OF ONE-FOR-THREE REVERSE STOCK SPLIT HICKSVILLE, N.Y., June 27, 2024 – New York Community Bancorp, Inc. (NYSE: NYCB) (the “Company”) t |
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| July 2, 2024 |
Exhibit 99.2 102 Duffy Avenue, Hicksville, NY 11801 • Phone: (516) 683-4420 • flagstar.com NEWS RELEASE Investor Contact: Salvatore J. DiMartino (516) 683-4286 Media Contact: Steven Bodakowski (248) 312-5872 NEW YORK COMMUNITY BANCORP, INC. ANNOUNCES EFFECTIVE DATE FOR ONE-FOR-THREE REVERSE STOCK SPLIT HICKSVILLE, N.Y., July 2, 2024 – New York Community Bancorp, Inc. (NYSE: NYCB) (the “Company”) a |
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| June 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-3156 |
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| June 21, 2024 |
425 LEXINGTON AVENUE NEW YORK, NY 10017-3954 Simpson Thacher & Bartlett LLP 425 LEXINGTON AVENUE NEW YORK, NY 10017-3954 TELEPHONE: +1-212-455-2000 FACSIMILE: +1-212-455-2502 DIRECT DIAL NUMBER (212) 455-7614 E-MAIL ADDRESS elewandowski@stblaw. |
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| June 21, 2024 |
Power of Attorney (contained in signature page). S-1 Table of Contents As filed with the Securities and Exchange Commission on June 21, 2024 Registration No. |
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| June 21, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) New York Community Bancorp, Inc. |
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| June 21, 2024 |
As filed with the Securities and Exchange Commission on June 21, 2024 S-8 As filed with the Securities and Exchange Commission on June 21, 2024 Registration No. |
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| June 21, 2024 |
Calculation of Filing Fee Table.*** Exhibit 107 Calculation of Filing Fee Table Form S-1 (Form Type) New York Community Bancorp, Inc. |
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| June 14, 2024 |
NYCB / New York Community Bancorp, Inc. / RCP GenPar HoldCo LLC - SC 13D Activist Investment SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* New York Community Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 649445103 (CUSIP Number) Thomas Marcotullio c/o Reverence Capital Partners, L.P. 590 Madison Avenue, 29th Floor New York, NY 10 |
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| June 14, 2024 |
EX-99.24 2 d854413dex9924.htm EX-99.24 EXHIBIT 24 JOINT FILING AGREEMENT In accordance with the requirements of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, and subject to the limitations set forth therein, the parties set forth below agree to jointly file the Schedule 13D to which this joint filing agreement is attached, and any subsequent amendments thereto, and have duty |
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| June 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 19, 2023 NEW YORK COMMUNITY BANCORP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) Commiss |
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| June 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other jurisdiction of incorporation or organ |
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| June 10, 2024 |
New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan EX-10.1 Exhibit 10.1 NEW YORK COMMUNITY BANCORP, INC. 2020 OMNIBUS INCENTIVE PLAN (as amended) 1. Purposes; Effective Date; Prior Plan. (a) Purpose. The New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan has two principal purposes: (i) to assist with the objective of attracting and retaining outstanding individuals to serve as officers, directors, employees and consultants and (ii) to in |
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| June 10, 2024 |
EX-3.1 Exhibit 3.1 CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION New York Community Bancorp, Inc., a corporation organized and existing under and by virtue of the state of Delaware (the “Corporation”), does hereby certify: First: The name of the Company is New York Community Bancorp, Inc. The Company was originally incorporated under the name Queens County Bancorp, |
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| June 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* New York Community Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 649445103 (CUSIP Number) William Barratt Liberty 77 Capital L.P. 2099 Pennsylvania Ave NW Washington, DC 20006 (202) 984-7070 (Name, |
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| June 10, 2024 |
EX-99.1 Exhibit 99.1 102 Duffy Avenue, Hicksville, NY 11801 ● Phone: (516) 683-4420 ● flagstar.com NEWS RELEASE Investor Contact: FOR IMMEDIATE RELEASE Salvatore J. DiMartino (516) 683-4286 Media Contact: Steven Bodakowski (248) 312-5872 NEW YORK COMMUNITY BANCORP, INC. ANNOUNCES PRELIMINARY RESULTS OF ANNUAL SHAREHOLDERS MEETING KEY PROPOSALS PASS WITH STRONG MAJORITY HICKSVILLE, N.Y., June 5, 20 |
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| June 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) Commission |
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| June 4, 2024 |
ottingappointedchairmanj 102 Duffy Avenue, Hicksville, NY 11801 ● Phone: (516) 683‐4420 ● flagstar. |
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| June 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| May 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| May 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other jurisdiction of incorporation) (Commi |
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| May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| May 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-16577 NEW YORK COMMUNITY BANCORP, INC. (Exact nam |
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| May 1, 2024 |
EX-99.1 Exhibit 99.1 102 Duffy Avenue, Hicksville, NY 11801 • Phone: (516) 683-4420 • flagstar.com NEWS RELEASE Investor Contact: FOR IMMEDIATE RELEASE Salvatore J. DiMartino (516) 683-4286 Media Contact: Steven Bodakowski (248) 312-5872 NEW YORK COMMUNITY BANCORP, INC. DECLARES QUARTERLY CASH DIVIDENDS ON ITS COMMON STOCK AND PREFERRED STOCKS HICKSVILLE, N.Y., May 1, 2024 – New York Community Ban |
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| May 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation (Commission F |
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| May 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other jurisdiction of incorporation) (Commis |
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| May 1, 2024 |
earningspresentationfina May 1, 2024 Strategic Update and First Quarter 2024 Results Cautionary Statements Forward-Looking Information This earnings release and the associated conference call may include forward‐looking statements by the Company and our authorized officers pertaining to such matters as our goals, beliefs, intentions, and expectations regarding (a) revenues, earnings, loan producti |
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| May 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation (Commission F |
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| May 1, 2024 |
102 Duffy Avenue, Hicksville, NY 11801 ● Phone: (516) 683-4420 ● flagstar.com NEW YORK COMMUNITY BANCORP, INC. REPORTS FIRST QUARTER 2024 RESULTS AND PROVIDES UPDATE ON ITS STRATEGIC PATH TO PROFITABILITY COMPANY TARGETS PEER LEVEL PROFITABILITY BY FOURTH QUARTER 2026 INCLUDING ROAA OF 1%, ROATCE OF 11% - 12%, AND A CET1 CAPITAL RATIO OF 11% - 12% SUCCESSFULLY RAISED OVER $1 BILLION IN EQUITY, BOL |
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| April 29, 2024 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant ☒ Filed by a party other than the registrant ☐ Check the appropriate box: ☐ Preliminary proxy statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14-a6(e)(2)) ☐ Definitive pro |
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| April 26, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant ☒ Filed by a party other than the registrant ☐ Check the appropriate box: ☐ Preliminary proxy statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14-a6(e)(2)) ☒ Defi |
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| April 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2024 (February 7, 2024) NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or oth |
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| April 26, 2024 |
Exhibit 99.1 102 Duffy Avenue, Hicksville, NY 11801 • Phone: (516) 683-4420 • flagstar.com NEWS RELEASE FOR IMMEDIATE RELEASE Investor Contact: Salvatore J. DiMartino (516) 683-4286 Media Contact: Steven Bodakowski (248) 312-5872 NEW YORK COMMUNITY BANCORP, INC. ANNOUNCES NEW EMPLOYMENT INDUCEMENT AWARDS HICKSVILLE, N.Y., April 26, 2024 – New York Community Bancorp, Inc. (NYSE: NYCB) (the “Company |
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| April 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other jurisdiction of incorporation) (Com |
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| April 26, 2024 |
Exhibit 99.1 102 Duffy Avenue, Hicksville, NY 11801 • Phone: (516) 683-4420 • flagstar.com NEWS RELEASE FOR IMMEDIATE RELEASE Investor Contact: Salvatore J. DiMartino (516) 683-4286 Media Contact: Steven Bodakowski (248) 312-5872 NEW YORK COMMUNITY BANCORP, INC. ANNOUNCES JUNE 5TH DATE FOR THE 2024 ANNUAL MEETING OF SHAREHOLDERS HICKSVILLE, N.Y., April 26, 2024 – New York Community Bancorp, Inc. ( |
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| April 25, 2024 |
April 25, 2024 Via EDGAR and E-mail Securities and Exchange Commission Division of Corporation Finance 100 F St. |
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| April 25, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Amendment No. 1 Filed by the registrant ☒ Filed by a party other than the registrant ☐ Check the appropriate box: ☒ Preliminary proxy statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14- |
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| April 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 12, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other jurisdiction of incorporation) (Com |
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| April 18, 2024 |
Exhibit 99.1 102 Duffy Avenue, Hicksville, NY 11801 • Phone: (516) 683-4420 • flagstar.com NEWS RELEASE Investor Contact: FOR IMMEDIATE RELEASE Salvatore J. DiMartino (516) 683-4286 Media Contact: Steven Bodakowski (248) 312-5872 New York Community Bancorp, Inc. Bolsters Executive Team with Four Strategic Appointments HICKSVILLE, N.Y., April 12, 2024 — New York Community Bancorp, Inc. (NYSE: NYCB) |
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| April 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* NEW YORK COMMUNITY BANCORP INC (Name of Issuer) Common Stock (Title of Class of Securities) 649445103 (CUSIP Number) March 29, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| April 4, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant ☒ Filed by a party other than the registrant ☐ Check the appropriate box: ☒ Preliminary proxy statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14-a6(e)(2)) ☐ Defi |
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| March 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other jurisdiction of incorporation) (Com |
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| March 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-16577 NEW YORK COMMUNITY BANCORP, |
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| March 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-16577 NEW YORK COMMUNITY BANCORP, INC. (Exact name of |
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| March 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other jurisdiction of incorporation) (Comm |
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| March 14, 2024 |
EXHIBIT 10.2 EXECUTION FORM INVESTMENT AGREEMENT by and between NEW YORK COMMUNITY BANCORP, INC. and [HUDSON BAY PURCHASERS] Dated as of March 7, 2024 (and as amended as of March 11, 2024) TABLE OF CONTENTS Page ARTICLE I PURCHASE; CLOSING Section 1.1 Purchase 2 Section 1.2 Closing 2 ARTICLE II REPRESENTATIONS AND WARRANTIES Section 2.1 Material Adverse Effect 6 Section 2.2 Representations and War |
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| March 14, 2024 |
Subsidiaries of the Registrant ex21-subsactivity2023 Subsidiary Activities We conduct business primarily through our wholly-owned bank subsidiary, Flagstar Bank, N. |
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| March 14, 2024 |
Exhibit 4.1 CONFIDENTIAL THIS SECURITY HAS BEEN ACQUIRED FOR INVESTMENT AND WITHOUT A VIEW TO DISTRIBUTION AND HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR UNDER STATE SECURITIES LAWS. NO TRANSFER, SALE, ASSIGNMENT, PLEDGE, HYPOTHECATION OR OTHER DISPOSITION OF THIS SECURITY OR ANY INTEREST OR PARTICIPATION THEREIN MAY BE MADE EXCEPT (A) PURSUANT TO AN EFFEC |
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| March 14, 2024 |
EXHIBIT 10.1 EXECUTION VERSION INVESTMENT AGREEMENT by and between NEW YORK COMMUNITY BANCORP, INC. and LIBERTY STRATEGIC CAPITAL (CEN) HOLDINGS, LLC Dated as of March 7, 2024 (and as amended as of March 11, 2024) TABLE OF CONTENTS Page ARTICLE I PURCHASE; CLOSING Section 1.1 Purchase 2 Section 1.2 Closing 2 ARTICLE II REPRESENTATIONS AND WARRANTIES Section 2.1 Material Adverse Effect 6 Section 2. |
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| March 14, 2024 |
Exhibit 99.1 102 Duffy Avenue, Hicksville, NY 11801 • Phone: (516) 683-4420 • flagstar.com NEWS RELEASE Investor Contact: FOR IMMEDIATE RELEASE Salvatore J. DiMartino (516) 683-4286 Media Contact: Steven Bodakowski (248) 312-5872 NEW YORK COMMUNITY BANCORP, INC. CLOSES OVER $1 BILLION EQUITY INVESTMENT STRENGTHENING BALANCE SHEET AND LIQUIDITY POSITION Former Treasury Secretary Steven Mnuc |
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| March 14, 2024 |
Certificate of Designations for Series B Noncumulative Convertible Preferred Stock EXHIBIT 3.2 EXECUTION VERSION CERTIFICATE OF DESIGNATIONS OF SERIES B NONCUMULATIVE CONVERTIBLE PREFERRED STOCK OF NEW YORK COMMUNITY BANCORP, INC. NEW YORK COMMUNITY BANCORP, INC., a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), in accordance with the provisions of Sections 103, 141 and 151 thereof, does hereby certify that: In |
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| March 14, 2024 |
EXHIBIT 3.1 NEW YORK COMMUNITY BANCORP, INC. BYLAWS (Amended and Restated as of February 8March 10, 2024) ARTICLE I - STOCKHOLDERS Section 1. Annual Meeting. An annual meeting of the stockholders, for the election of Directors to succeed those whose terms expire and for the transaction of such other business as may properly come before the meeting, shall be held at such place, on such date, and at |
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| March 14, 2024 |
EXHIBIT 10.4 EXECUTION VERSION REGISTRATION RIGHTS AGREEMENT by and among New York Community Bancorp, Inc. and the Purchasers party hereto Dated as of March 11, 2024 Table of Contents Page Section 1. Definitions 1 Section 2. Registration Rights 6 (a) Shelf Registration Statement 6 (b) Right to Request Shelf Take-Down 7 (c) [reserved] 7 (d) Limitations on Shelf Take-Downs 7 (e) Piggyback Registrati |
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| March 14, 2024 |
Joint Filing Agreement, dated as of March 14, 2024, by and among the reporting persons. EX-99.1 2 eh240458147ex01.htm EXHIBIT 99.1 EXHIBIT 1 Agreement of Joint Filing We, the undersigned, hereby express our agreement that the attached Schedule 13D is, and any further amendments thereto signed by each of the undersigned shall be, filed on behalf of each of us pursuant to, and in accordance with, the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended (the |
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| March 14, 2024 |
Certificate of Designations for Series C Noncumulative Convertible Preferred Stock EXHIBIT 3.3 EXECUTION VERSION CERTIFICATE OF DESIGNATIONS OF SERIES C NONCUMULATIVE CONVERTIBLE PREFERRED STOCK OF NEW YORK COMMUNITY BANCORP, INC. NEW YORK COMMUNITY BANCORP, INC., a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), in accordance with the provisions of Sections 103, 141 and 151 thereof, does hereby certify that: In |
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| March 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other jurisdiction of incorporation) (Comm |
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| March 14, 2024 |
Certificate of Designations for Series D Non-Voting Common Equivalent Stock EXHIBIT 3.4 CERTIFICATE OF DESIGNATIONS OF SERIES D NON-VOTING COMMON EQUIVALENT STOCK OF NEW YORK COMMUNITY BANCORP, INC. NEW YORK COMMUNITY BANCORP, INC., a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), in accordance with the provisions of Sections 103, 141 and 151 thereof, does hereby certify that: In accordance with the provi |
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| March 14, 2024 |
NYCB / New York Community Bancorp, Inc. / Liberty 77 Capital L.P. - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* New York Community Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 649445103 (CUSIP Number) William Barratt Liberty 77 Capital L.P. 2099 Pennsylvania Ave NW Washington, DC 20006 (202) 984-7070 (Name, A |
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| March 14, 2024 |
EXHIBIT 10.3 EXECUTION VERSION INVESTMENT AGREEMENT by and between NEW YORK COMMUNITY BANCORP, INC. and RCP EAGLE HOLDINGS LP, and solely in a limited capacity, REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND V (PE FUND III), L.P. REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND V-A (PE FUND III), L.P. REVERENCE CAPITAL PARTNERS OPPORTUNITIES FUND V (AI) (PE FUND III), L.P. REVERENCE CAPITAL PARTNERS O |
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| March 14, 2024 |
New York Community Bancorp, Inc. Clawback Policy (attached hereto) ex97-ibcrpolicy2023x11x1 Incentive-Based Compensation Recoupment (IBCR) Policy approved as of November 13, 2023 Page 1 of 9 © 2023 New York Community Bancorp, Inc. |
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| March 8, 2024 |
Non-Executive Chairman Term Sheet between New York Community Bancorp, Inc. and Alessandro DiNello Exhibit 10.2 NON-EXECUTIVE CHAIRMAN TERM SHEET This term sheet sets forth the key terms for Alessandro (Sandro) DiNello (“Chairman”) with New York Community Bancorp, Inc. (the “Company”) following the proposed investment (the “Transaction”) by Liberty 77 Capital, L.P. pursuant to the Investment Agreement, dated as of the date hereof (the “Investment Agreement”). As soon as practicable following th |
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| March 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other jurisdiction of incorporation) (Comm |
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| March 8, 2024 |
Employment Agreement Term Sheet between New York Community Bancorp, Inc. and Joseph Otting EX-10.1 Exhibit 10.1 EMPLOYMENT AGREEMENT TERM SHEET This term sheet sets forth the key terms for Joseph Otting (“Executive”) with New York Community Bancorp, Inc. (the “Company”) following the proposed investment (the “Transaction”) by Liberty 77 Capital, L.P. pursuant to the Investment Agreement, dated as of the date hereof (the “Investment Agreement”). As soon as practicable following the execu |
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| March 7, 2024 |
EX-99.2 Exhibit 99.2 102 Duffy Avenue, Hicksville, NY 11801 • Phone: (516) 683-4420 • flagstar.com NEWS RELEASE FOR IMMEDIATE RELEASE Investor Contact: Salvatore J. DiMartino (516) 683-4286 Media Contact: Steven Bodakowski (248) 312-5872 NEW YORK COMMUNITY BANCORP, INC. ANNOUNCES OVER $1 BILLION EQUITY INVESTMENT ANCHORED BY FORMER U.S. TREASURY SECRETARY STEVEN MNUCHIN’S LIBERTY STRATEGIC CAP |
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| March 7, 2024 |
EX-99.1 Exhibit 99.1 Investor Presentation March 7, 2024 Cautionary Statements Forward-Looking Information This presentation may include forward-looking statements by the Company and our authorized officers pertaining to such matters as our goals, intentions, and expectations regarding the timeframe in which the Company expects to file its 2023 Form 10-K and the contents thereof; revenues, earning |
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| March 7, 2024 |
EX-99.3 Exhibit 99.3 102 Duffy Avenue, Hicksville, NY 11801 • Phone: (516) 683-4420 • flagstar.com NEWS RELEASE Investor Contact: FOR IMMEDIATE RELEASE Salvatore J. DiMartino (516) 683-4286 Media Contact: Steven Bodakowski (248) 312-5872 NEW YORK COMMUNITY BANCORP, INC. ANNOUNCES OVER $1 BILLION EQUITY INVESTMENT ANCHORED BY FORMER U.S. TREASURY SECRETARY STEVEN T. MNUCHIN’S LIBERTY STRATEGIC CAPI |
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| March 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other jurisdiction of incorporation) (Comm |
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| March 5, 2024 |
EX-99.1 Exhibit 99.1 102 Duffy Avenue, Hicksville, NY 11801 • Phone: (516) 683-4420 • flagstar.com NEWS RELEASE Investor Contact: FOR IMMEDIATE RELEASE Salvatore J. DiMartino (516) 683-4286 Media Contact: Steven Bodakowski (248) 312-5872 NEW YORK COMMUNITY BANCORP, INC. CONTINUES TO STRENGTHEN MANAGEMENT TEAM AND ENHANCE RISK FRAMEWORK Company Reiterates that Previously Announced Material Weakn |
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| March 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) (Commissio |
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| February 29, 2024 |
Hanif Dahya 5 Beechwood Road Allendale, New Jersey 07401 EX-99.1 Exhibit 99.1 Hanif Dahya 5 Beechwood Road Allendale, New Jersey 07401 February 25, 2024 BY HAND New York Community Bancorp, Inc. and Flagstar Bank, N.A. 102 Duffy Avenue, 5th Floor Hicksville, New York 11801 Ladies and Gentlemen: I write to notify you that I hereby resign from my position as Director of Flagstar Bank, N.A. and New York Community Bancorp, Inc., effective as of the date here |
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| February 29, 2024 |
NT 10-K SEC FILE NUMBER 001-31565 CUSIP NUMBER 649445103 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) (Commi |
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| February 29, 2024 |
EX-99.2 Exhibit 99.2 102 Duffy Avenue, Hicksville, NY 11801 ● Phone: (516) 683-4420 ● flagstar.com NEWS RELEASE Investor Contact: FOR IMMEDIATE RELEASE Salvatore J. DiMartino (516) 683-4286 Media Contact: Nicole Yelland (248) 312-5872 NEW YORK COMMUNITY BANCORP, INC. APPOINTS ALESSANDRO DINELLO AS PRESIDENT AND CEO AND MARSHALL LUX AS PRESIDING DIRECTOR OF THE BOARD HICKSVILLE, N.Y |
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| February 29, 2024 |
Exhibit 99.1 NEW YORK COMMUNITY BANCORP, INC. CONSOLIDATED STATEMENTS OF CONDITION December 31, 2023 compared to (dollars in millions) December 31, 2023 September 30, 2023 December 31, 2022 September 30, 2023 December 31, 2022 Assets Cash and cash equivalents $ 11,493 $ 6,929 $ 2,032 66 % 466 % Securities: Available-for-sale 9,145 8,723 9,060 5 % 1 % Equity investments with readily determinable fa |
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| February 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation) (Comm |
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| February 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation (Commis |
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| February 15, 2024 |
nycbxinvestorpresentati February – March 2024 Investor Presentation Cautionary Statements Cautionary Statements Regarding Forward-Looking Information This presentation may include forward‐looking statements by the Company and our authorized officers pertaining to such matters as our goals, intentions, and expectations regarding revenues, earnings, loan production, asset quality, capital levels, and acquisitions, among other matters; our estimates of future costs and benefits of the actions we may take; our assessments of probable losses on loans; our assessments of interest rate and other market risks; and our ability to achieve our financial and other strategic goals, including those related to our merger with Flagstar Bancorp, Inc. |
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| February 13, 2024 |
EX-3.1 Exhibit 3.1 NEW YORK COMMUNITY BANCORP, INC. BYLAWS (Amended and Restated as of December 1, 2022 February 8, 2024) ARTICLE I - STOCKHOLDERS Section 1. Annual Meeting. An annual meeting of the stockholders, for the election of Directors to succeed those whose terms expire and for the transaction of such other business as may properly come before the meeting, shall be held at such place, on s |
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| February 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation (Commiss |
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| February 13, 2024 |
EX-99.1 Exhibit 99.1 102 Duffy Avenue, Hicksville, NY 11801 ● Phone: (516) 683-4420 ● www.myNYCB.com FOR IMMEDIATE RELEASE Investor and Media Contact: Salvatore J. DiMartino (516) 683-4286 NEW YORK COMMUNITY BANCORP, INC APPOINTS ALESSANDRO DINELLO AS EXECUTIVE CHAIRMAN Hicksville, N.Y., February 7, 2024 – New York Community Bancorp, Inc. (NYSE: NYCB) (the “Company”) today announ |
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| February 13, 2024 |
NYCB / New York Community Bancorp, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 13)* Name of issuer: New York Community Bancorp Inc Title of Class of Securities: Common Stock CUSIP Number: 649445103 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pursuant to which this Schedule |
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| February 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* New York Community Bancorp Inc (Name of Issuer) Common Stock (Title of Class of Securities) 649445103 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh |
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| February 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* NEW YORK COMMUNITY BANCORP INC (Name of Issuer) Common Stock (Title of Class of Securities) 649445103 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh |
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| February 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation (Commiss |
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| February 7, 2024 |
NEW YORK COMMUNITY BANCORP, INC. SETS DATE OF 2024 ANNUAL MEETING OF SHAREHOLDERS NEWS RELEASE s 102 Duffy Avenue, Hicksville, NY 11801 ● Phone: (516) 683-4420 ● www. |
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| February 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation (Commiss |
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| February 7, 2024 |
NEW YORK COMMUNITY BANCORP, INC. ISSUES CURRENT LIQUIDITY AND DEPOSIT INFORMATION NEWS RELEASE s 102 Duffy Avenue, Hicksville, NY 11801 ● Phone: (516) 683-4420 ● www. |
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| January 31, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation (Commiss |
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| January 31, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation (Commi |
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| January 31, 2024 |
NEWS RELEASE s 102 Duffy Avenue, Hicksville, NY 11801 ● Phone: (516) 683-4420 ● www. |
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| January 31, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation (Commiss |
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| January 31, 2024 |
NEWS RELEASE s 102 Duffy Avenue, Hicksville, NY 11801 ● Phone: (516) 683-4420 ● www. |
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| January 31, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2024 NEW YORK COMMUNITY BANCORP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation (Commiss |
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| January 31, 2024 |
Fourth Quarter 2023 Investor Presentation Parent company of 24th Quarter 2023 Cautionary Statements Regarding Forward-Looking Information This presentation may include forward‐looking statements by the Company and our authorized officers pertaining to such matters as our goals, intentions, and expectations regarding revenues, earnings, loan production, asset quality, capital levels, and acquisitions, among other matters; our estimates of future costs and benefits of the actions we may take; our assessments of probable losses on loans; our assessments of interest rate and other market risks; and our ability to achieve our financial and other strategic goals, including those related to our merger with Flagstar Bancorp, Inc. |
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| January 31, 2024 |
Fourth Quarter 2023 Investor Presentation Parent company of 24th Quarter 2023 Cautionary Statements Regarding Forward-Looking Information This presentation may include forward-looking statements by the Company and our authorized officers pertaining to such matters as our goals, intentions, and expectations regarding revenues, earnings, loan production, asset quality, capital levels, and acquisitions, among other matters; our estimates of future costs and benefits of the actions we may take; our assessments of probable losses on loans; our assessments of interest rate and other market risks; and our ability to achieve our financial and other strategic goals, including those related to our merger with Flagstar Bancorp, Inc. |
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| December 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2023 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other jurisdiction of incorporation or o |
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| December 5, 2023 |
Exhibit 99.1 Special Black-Out Notice Concerning Limitations on Trading in New York Community Bancorp, Inc. Equity Securities To: Executive Officers and Directors of New York Community Bancorp, Inc. (“NYCB”) From: R. Patrick Quinn Senior Executive Vice President, General Counsel and Corporate Secretary Date: December 5, 2023 The purpose of this notice is to inform you of an impending “blackout per |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-16577 NEW YORK COMMUNITY BANCORP, INC. (Exact |
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| November 9, 2023 |
SC 13G 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* New York Community Bancorp, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 649445103 (CUSIP Number) October 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriat |
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| October 26, 2023 |
Third Quarter 2023 Investor Presentation Parent company of 23rd Quarter 2023 Forward-Looking Information This presentation may include forward-looking statements by the Company and our authorized officers pertaining to such matters as our goals, intentions, and expectations regarding revenues, earnings, loan production, asset quality, capital levels, and acquisitions, among other matters; our estimates of future costs and benefits of the actions we may take; our assessments of probable losses on loans; our assessments of interest rate and other market risks; and our ability to achieve our financial and other strategic goals, including those related to our merger with Flagstar Bancorp, Inc. |
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| October 26, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2023 NEW YORK COMMUNITY BANCORP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation (Commiss |
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| October 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2023 NEW YORK COMMUNITY BANCORP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation (Commiss |
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| October 26, 2023 |
NEWS RELEASE s 102 Duffy Avenue, Hicksville, NY 11801 ● Phone: (516) 683-4420 ● www. |
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| September 11, 2023 |
Exhibit 99.1 102 Duffy Avenue, Hicksville, NY 11801 • Phone: (516) 683-4420 • www.myNYCB.com FOR IMMEDIATE RELEASE Investor and Media Contact: Salvatore J. DiMartino (516) 683-4286 NEW YORK COMMUNITY BANCORP, INC. PROMOTES JULIE SIGNORILLE-BROWNE TO SENIOR EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER Hicksville, N.Y., September 6, 2023 – New York Community Bancorp, Inc. (NYSE: NYCB) (the “ |
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| September 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2023 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other jurisdiction of incorporation or |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-16577 NEW YORK COMMUNITY BANCORP, INC. (Exact name |
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| August 9, 2023 |
Subsidiaries of the Registrant exhibit21nycb-subsidiar Subsidiary Activities We conduct business primarily through our wholly-owned bank subsidiary, Flagstar Bank, N. |
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| July 27, 2023 |
nycb-2q23earningspresent Second Quarter 2023 Investor Presentation Parent company of 22nd Quarter 2023 Forward-Looking Information This presentation may include forward-looking statements by the Company and our authorized officers pertaining to such matters as our goals, intentions, and expectations regarding revenues, earnings, loan production, asset quality, capital levels, and acquisitions, among other matters; our estimates of future costs and benefits of the actions we may take; our assessments of probable losses on loans; our assessments of interest rate and other market risks; and our ability to achieve our financial and other strategic goals, including those related to our merger with Flagstar Bancorp, Inc. |
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| July 27, 2023 |
NEWS RELEASE s 102 Duffy Avenue, Hicksville, NY 11801 ● Phone: (516) 683-4420 ● www. |
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| July 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2023 NEW YORK COMMUNITY BANCORP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation (Commission |
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| July 27, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2023 NEW YORK COMMUNITY BANCORP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation (Commission |
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| June 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K Form 11-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 9, 2023 |
NYCB / New York Community Bancorp Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 12)* Name of issuer: New York Community Bancorp Inc. Title of Class of Securities: Common Stock CUSIP Number: 649445103 Date of Event Which Requires Filing of this Statement: May 31, 2023 Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| June 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2023 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other jurisdiction of incorporation or organ |
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| May 24, 2023 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant ☒ Filed by a party other than the registrant ☐ Check the appropriate box: ☐ Preliminary proxy statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14-a6(e)(2)) ☐ Definitive pro |
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| May 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy S |
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| May 19, 2023 |
Exhibit 1.1 Execution Version 39,032,006 Shares NEW YORK COMMUNITY BANCORP, INC. Common Stock UNDERWRITING AGREEMENT (the “Agreement”) May 16, 2023 Barclays Capital Inc. 745 Seventh Avenue New York, New York 10019 Ladies and Gentlemen: The Federal Deposit Insurance Corporation (the “FDIC”), as Receiver for Signature Bridge Bank, National Association, New York, New York, a shareholder (the “Selling |
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| May 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2023 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 001-31565 06-1377322 (State or other jurisdiction of incorporation) (Comm |
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| May 18, 2023 |
39,032,006 Shares Common Stock 424B7 Table of Contents Filed Pursuant to Rule 424(b)(7) Registration Statement File No. |
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| May 18, 2023 |
EX-FILING FEES EXHIBIT 107 Calculation of Filing Fee Tables 424(b)(7) (Form Type) New York Community Bancorp, Inc. |
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| May 17, 2023 |
FWP Free Writing Prospectus Filed pursuant to Rule 433 Supplementing the Prospectus, dated October 28, 2022 Registration No. |
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| May 16, 2023 |
FWP Free Writing Prospectus Filed pursuant to Rule 433 Supplementing the Prospectus, dated October 28, 2022 Registration No. |
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| May 16, 2023 |
424B7 Table of Contents Filed Pursuant to Rule 424(b)(7) Registration Statement File No. |
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| May 10, 2023 |
signaturebankpnafinalsig PURCHASE AND ASSUMPTION AGREEMENT ALL DEPOSITS AMONG FEDERAL DEPOSIT INSURANCE CORPORATION, RECEIVER OF SIGNATURE BRIDGE BANK, NATIONAL ASSOCIATION NEW YORK, NEW YORK FEDERAL DEPOSIT INSURANCE CORPORATION AND FLAGSTAR BANK, NATIONAL ASSOCIATION EFFECTIVE AS OF March 20, 2023 Version 13. |
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| May 10, 2023 |
nycb-amendmenttoeaiexecu EXECUTION VERSION 4888-6938-8633 v.3 AMENDMENT NO. 1 TO THE EQUITY APPRECIATION INSTRUMENT This Amendment No. 1, dated March 27, 2023 (this “Amendment”), to the Equity Appreciation Instrument, dated March 20, 2023 (the “Instrument”), is entered into by and among New York Community Bancorp, Inc., the Federal Deposit Insurance Corporation (the “FDIC”) and the FDIC as Receive |
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| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-16577 NEW YORK COMMUNITY BANCORP, INC. (Exact nam |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2023 NEW YORK COMMUNITY BANCORP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation (Commissio |
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| April 28, 2023 |
nycb-1q23earningspresent First Quarter 2023 Investor Presentation Parent company of 21st Quarter 2023 Forward-Looking Information This presentation may include forward-looking statements by the Company and our authorized officers pertaining to such matters as our goals, intentions, and expectations regarding revenues, earnings, loan production, asset quality, capital levels, and acquisitions, among other matters; our estimates of future costs and benefits of the actions we may take; our assessments of probable losses on loans; our assessments of interest rate and other market risks; and our ability to achieve our financial and other strategic goals, including those related to our merger with Flagstar Bancorp, Inc. |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2023 NEW YORK COMMUNITY BANCORP, INC. (Exact Name of Registrant as Specified in Charter) Delaware 1-31565 06-1377322 (State or Other Jurisdiction of Incorporation (Commissio |
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| April 28, 2023 |
NEWS RELEASE s 102 Duffy Avenue, Hicksville, NY 11801 ● Phone: (516) 683-4420 ● www. |
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| April 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| April 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant ☒ Filed by a party other than the registrant ☐ Check the appropriate box: ☐ Preliminary proxy statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14-a6(e)(2)) ☐ Definitive proxy state |
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| April 21, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant ☒ Filed by a party other than the registrant ☐ Check the appropriate box: ☐ Preliminary proxy statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14-a6(e)(2)) ☒ Defi |
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| April 11, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant ☒ Filed by a party other than the registrant ☐ Check the appropriate box: ☒ Preliminary proxy statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14-a6(e)(2)) ☐ Defi |
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| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2023 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 001-31565 06-1377322 (State or other jurisdiction of incorporation) (Co |
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| March 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2023 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 1-31565 06-1377322 (State or other jurisdiction of incorporation or org |
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| March 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 23, 2023 NEW YORK COMMUNITY BANCORP, INC. (Exact name of registrant as specified in its charter) Delaware 001-31565 06-1377322 (State or other jurisdiction of incorporation or o |
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| March 23, 2023 |
EX-99.1 Flagstar Bank has Acquired Select Assets and Assumed Select Liabilities of Signature Bridge Bank from the FDIC March 23, 2023 Exhibit 99.1 Acquired Select Assets and Assumed Certain Liabilities of Signature Bridge Bank from the FDIC Assets Cash 25,044 Investment Securities - Total Cash & Securities 25,044 Gross Loans HFI 12,870 Loan Loss Reserves - Total Net Loans 12,870 Goodwill & Intangi |
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| March 20, 2023 |
EX-99.2 Flagstar Bank has Acquired Select Assets and Assumed Select Liabilities of Signature Bridge Bank from the FDIC March 20, 2023 Exhibit 99.2 Acquired Select Assets and Assumed Certain Liabilities of Signature Bridge Bank from the FDIC Assets Cash 25,044 Investment Securities - Total Cash & Securities 25,044 Gross Loans HFI 12,870 Loan Loss Reserves - Total Net Loans 12,870 Goodwill & Intangi |
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| March 20, 2023 |
EX-99.1 Exhibit 99.1 NEWS RELEASE 102 Duffy Avenue, Hicksville, NY 11801 ● Phone: (516) 683-4420 ● www.myNYCB.com FOR IMMEDIATE RELEASE Investor and Media Contact: Salvatore J. DiMartino (516) 683-4286 NEW YORK COMMUNITY BANCORP, INC. THROUGH ITS BANK SUBSIDIARY, FLAGSTAR BANK, N.A., ACQUIRES CERTAIN ASSETS AND ASSUMES CERTAIN LIABILITIES OF SIGNATURE BRIDGE BANK FROM THE FDIC TRANSACTION INCLUDES |
