FUTU Pengajuan SEC - Futu Holdings Limited - Depositary Receipt (Common Stock)- Laporan Tahunan, Pernyataan Kuasa, Prospektus

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LEI	213800X4W4ZRESFPTQ37
CIK	1754581

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Futu Holdings Limited - Depositary Receipt (Common Stock)

SEC Filings (Chronological Order)

Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.

August 20, 2025	6-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2025 Commission File Number: 001-388 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2025 Commission File Number: 001-38820 Futu Holdings Limited 34/F, United Centre 95 Queensway, Admiralty Hong Kong S.A.R., People’s Republic of China +852 2523-3588 (Address of principal
August 20, 2025	EX-99.1	Futu Announces Second Quarter 2025 Unaudited Financial Results Exhibit 99.1 Futu Announces Second Quarter 2025 Unaudited Financial Results HONG KONG, August 20, 2025 (GLOBE NEWSWIRE) - Futu Holdings Limited (“Futu” or the “Company”) (Nasdaq: FUTU), a leading tech-driven online brokerage and wealth management platform, today announced its unaudited financial results for the second quarter ended June 30, 2025. Second Quarter 2025 Operational Highlights · Total
May 29, 2025	6-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2025 Commission File Number: 001-38820 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2025 Commission File Number: 001-38820 Futu Holdings Limited 34/F, United Centre 95 Queensway, Admiralty Hong Kong S.A.R., People’s Republic of China +852 2523-3588 (Address of principal ex
May 29, 2025	EX-99.1	Futu Announces First Quarter 2025 Unaudited Financial Results Exhibit 99.1 Futu Announces First Quarter 2025 Unaudited Financial Results HONG KONG, May 29, 2025 (GLOBE NEWSWIRE) - Futu Holdings Limited (“Futu” or the “Company”) (Nasdaq: FUTU), a leading tech-driven online brokerage and wealth management platform, today announced its unaudited financial results for the first quarter ended March 31, 2025. First Quarter 2025 Operational Highlights · Total numbe
April 14, 2025	EX-12.1	Certification by the Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 12.1 Certification by the Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Leaf Hua Li, certify that: 1.I have reviewed this annual report on Form 20-F of Futu Holdings Limited; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light
April 14, 2025	EX-13.1	Certification by the Principal Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Exhibit 13.1 Certification by the Principal Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of Futu Holdings Limited (the “Company”) on Form 20-F for the fiscal year ended December 31, 2024 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Leaf Hua Li, Chief Executive Officer of the Company, c
April 14, 2025	EX-15.1	CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statement on Form S-8 (File No. 333-233721) of Futu Holdings Limited of our report dated April 14, 2025 relating to the financial statements and the effectiveness of internal control over financial reporting, which appears in this Form 20-F. /s/ Pricewaterho
April 14, 2025	20-F	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) O
April 14, 2025	EX-11.2	FUTU HOLDINGS LIMITED STATEMENT OF POLICIES GOVERNING MATERIAL NON-PUBLIC INFORMATION AND THE PREVENTION OF INSIDER TRADING (AS INITIALLY ADOPTED BY THE BOARD OF DIRECTORS OF FUTU HOLDINGS LIMITED ON DECEMBER 28, 2018, EFFECTIVE ON MARCH 7, 20191, AN Exhibit 11.2 Strictly Confidential FUTU HOLDINGS LIMITED STATEMENT OF POLICIES GOVERNING MATERIAL NON-PUBLIC INFORMATION AND THE PREVENTION OF INSIDER TRADING (AS INITIALLY ADOPTED BY THE BOARD OF DIRECTORS OF FUTU HOLDINGS LIMITED ON DECEMBER 28, 2018, EFFECTIVE ON MARCH 7, 20191, AND AMENDED ON AUGUST 15, 2024) This Statement of Policies Governing Material Non-Public Information and the Preventi
April 14, 2025	EX-13.2	Certification by the Principal Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Exhibit 13.2 Certification by the Principal Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of Futu Holdings Limited (the “Company”) on Form 20-F for the fiscal year ended December 31, 2024 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Arthur Yu Chen, Chief Financial Officer of the Company
April 14, 2025	EX-15.2	Date: April 14, 202 Exhibit 15.2 Date: April 14, 2025 Futu Holdings Limited 34/F, United Centre 95 Queensway, Admiralty Hong Kong S.A.R., People’s Republic of China Dear Sir/Madam: We hereby consent to the reference to our firm and the summary of our opinion under the headings, “Item 3. Key Information—D. Risk Factors—Risks Related to Our Business and Industry”, “Item 3. Key Information—D. Risk Factors—Risks Related
April 14, 2025	EX-15.3	Futu Holdings Limited Exhibit 15.3 Futu Holdings Limited 34/F, United Centre 95 Queensway, Admiralty Hong Kong S.A.R., People’s Republic of China 14 April 2025 Dear Sir or Madam Re: Futu Holdings Limited We have acted as legal advisers as to the laws of the Cayman Islands to Futu Holdings Limited, an exempted company with limited liability incorporated in the Cayman Islands (the “Company”), in connection with the filin
April 14, 2025	EX-12.2	Certification by the Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 12.2 Certification by the Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Arthur Yu Chen, certify that: 1.I have reviewed this annual report on Form 20-F of Futu Holdings Limited; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in li
March 13, 2025	6-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2025 Commission File Number: 001-3882 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2025 Commission File Number: 001-38820 Futu Holdings Limited 34/F, United Centre 95 Queensway, Admiralty Hong Kong S.A.R., People’s Republic of China +852 2523-3588 (Address of principal
March 13, 2025	EX-99.1	Futu Announces Fourth Quarter and Full Year 2024 Unaudited Financial Results Exhibit 99.1 Futu Announces Fourth Quarter and Full Year 2024 Unaudited Financial Results HONG KONG, March 13, 2025 (GLOBE NEWSWIRE) - Futu Holdings Limited (“Futu” or the “Company”) (Nasdaq: FUTU), a leading tech-driven online brokerage and wealth management platform, today announced its unaudited financial results for the fourth quarter and full year ended December 31, 2024. Fourth Quarter and F
November 19, 2024	EX-99.1	Futu Announces Third Quarter 2024 Unaudited Financial Results and Special Cash Dividend Exhibit 99.1 Futu Announces Third Quarter 2024 Unaudited Financial Results and Special Cash Dividend HONG KONG, November 19, 2024 (GLOBE NEWSWIRE) - Futu Holdings Limited (“Futu” or the “Company”) (Nasdaq: FUTU), a leading tech-driven online brokerage and wealth management platform, today announced its unaudited financial results for the third quarter ended September 30, 2024. Third Quarter 2024 O
November 19, 2024	6-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2024 Commission File Number: 001-3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2024 Commission File Number: 001-38820 Futu Holdings Limited 34/F, United Centre 95 Queensway, Admiralty Hong Kong S.A.R., People’s Republic of China +852 2523-3588 (Address of princip
November 14, 2024	SC 13G/A	FUTU / Futu Holdings Limited - Depositary Receipt (Common Stock) / Huang River Investment Ltd - FORM SC 13G/A Passive Investment SC 13G/A 1 dp220704sc13ga.htm FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* Futu Holdings Limited (Name of Issuer) Class A Ordinary Shares, par value $0.00001 per share (Title of Class of Securities) 36118L106** (CUSIP Number) September 27, 2024 (Date of Event Which Requires Filing o
September 20, 2024	CORRESP	Futu Holdings Limited 34/F, United Centre, 95 Queensway, Admiralty, Hong Kong S.A.R., People’s Republic of China t: +852 2523 3588 futuholdings.com September 20, 2024 VIA EDGAR Division of Corporation Finance Office of Crypto Assets U.
September 5, 2024	CORRESP	*   *   *   * Futu Holdings Limited 34/F, United Centre, 95 Queensway, Admiralty, Hong Kong S.A.R., People’s Republic of China t: +852 2523 3588 futuholdings.com September 5, 2024 VIA EDGAR Division of Corporation Finance Office of Crypto Assets U.
August 20, 2024	6-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2024 Commission File Number: 001-388 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2024 Commission File Number: 001-38820 Futu Holdings Limited 34/F, United Centre 95 Queensway, Admiralty Hong Kong S.A.R., People’s Republic of China +852 2523-3588 (Address of principal
August 20, 2024	EX-99.1	Futu Announces Second Quarter 2024 Unaudited Financial Results Exhibit 99.1 Futu Announces Second Quarter 2024 Unaudited Financial Results HONG KONG, August 20, 2024 (GLOBE NEWSWIRE) - Futu Holdings Limited (“Futu” or the “Company”) (Nasdaq: FUTU), a leading tech-driven online brokerage and wealth management platform, today announced its unaudited financial results for the second quarter ended June 30, 2024. Second Quarter 2024 Operational Highlights · Total
August 14, 2024	SC 13G	FUTU / Futu Holdings Limited - Depositary Receipt (Common Stock) / Aspex Management (HK) Ltd Passive Investment SC 13G 1 futu.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Futu Holdings Limited (Name of Issuer) Class A ordinary shares, par value $0.00001 (Title of Class of Securities) 36118L106 (CUSIP Number) August 6, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box t
May 28, 2024	6-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2024 Commission File Number: 001-38820 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2024 Commission File Number: 001-38820 Futu Holdings Limited 34/F, United Centre 95 Queensway, Admiralty Hong Kong S.A.R., People’s Republic of China +852 2523-3588 (Address of principal ex
May 28, 2024	EX-99.1	Futu Announces First Quarter 2024 Unaudited Financial Results Exhibit 99.1 Futu Announces First Quarter 2024 Unaudited Financial Results HONG KONG, May 28, 2024 (GLOBE NEWSWIRE) - Futu Holdings Limited (“Futu” or the “Company”) (Nasdaq: FUTU), a leading tech-driven online brokerage and wealth management platform, today announced its unaudited financial results for the first quarter ended March 31, 2024. First Quarter 2024 Operational Highlights ● Total numbe
April 24, 2024	EX-13.1	Certification by the Principal Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Exhibit 13.1 Certification by the Principal Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of Futu Holdings Limited (the “Company”) on Form 20-F for the fiscal year ended December 31, 2023 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Leaf Hua Li, Chief Executive Officer of the Company, c
April 24, 2024	EX-12.2	Certification by the Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 12.2 Certification by the Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Arthur Yu Chen, certify that: 1.I have reviewed this annual report on Form 20-F of Futu Holdings Limited; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in li
April 24, 2024	EX-12.1	Certification by the Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 12.1 Certification by the Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Leaf Hua Li, certify that: 1.I have reviewed this annual report on Form 20-F of Futu Holdings Limited; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light
April 24, 2024	EX-15.2	Date: April 24, 2024 Exhibit 15.2 Date: April 24, 2024 Futu Holdings Limited 34/F, United Centre 95 Queensway, Admiralty Hong Kong S.A.R., People’s Republic of China Dear Sir/Madam: We hereby consent to the reference to our firm and the summary of our opinion under the headings, “Item 3. Key Information—D. Risk Factors—Risks Related to Our Business and Industry”, “Item 3. Key Information—D. Risk Factors—Risks Related
April 24, 2024	20-F	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023. OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d)
April 24, 2024	EX-97.1	FUTU HOLDINGS LIMITED INCENTIVE COMPENSATION RECOUPMENT POLICY Exhibit 97.1 FUTU HOLDINGS LIMITED INCENTIVE COMPENSATION RECOUPMENT POLICY 1.INTRODUCTION The Board of Directors (the “Board”) of Futu Holdings Limited, a company incorporated in the Cayman Islands (the “Company”), has determined that it is in the best interests of the Company and its shareholders to adopt this Incentive Compensation Recoupment Policy (this “Policy”) providing for the Company’s r
April 24, 2024	EX-13.2	Certification by the Principal Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Exhibit 13.2 Certification by the Principal Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of Futu Holdings Limited (the “Company”) on Form 20-F for the fiscal year ended December 31, 2023 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Arthur Yu Chen, Chief Financial Officer of the Company
April 24, 2024	EX-15.1	CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statement on Form S-8 (File No. 333-233721) of Futu Holdings Limited of our report dated April 24, 2024 relating to the financial statements and the effectiveness of internal control over financial reporting, which appears in this Form 20-F. /s/ Pricewaterho
April 24, 2024	EX-15.3	Futu Holdings Limited Exhibit 15.3 Futu Holdings Limited 34/F, United Centre 95 Queensway, Admiralty Hong Kong S.A.R., People’s Republic of China 24 April 2024 Dear Sir or Madam Re: Futu Holdings Limited We have acted as legal advisers as to the laws of the Cayman Islands to Futu Holdings Limited, an exempted company with limited liability incorporated in the Cayman Islands (the “Company”), in connection with the filin
March 14, 2024	6-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2024 Commission File Number: 001-3882 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2024 Commission File Number: 001-38820 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W, Sheung Wan Hong Kong S.A.R., People’s Republic of China +852 2523-3588 (Ad
March 14, 2024	EX-99.1	Futu Announces Fourth Quarter and Full Year 2023 Unaudited Financial Results Exhibit 99.1 Futu Announces Fourth Quarter and Full Year 2023 Unaudited Financial Results HONG KONG, March 14, 2024 (GLOBE NEWSWIRE) - Futu Holdings Limited (“Futu” or the “Company”) (Nasdaq: FUTU), a leading tech-driven online brokerage and wealth management platform, today announced its unaudited financial results for the fourth quarter and full year ended December 31, 2023. Fourth Quarter and F
February 6, 2024	SC 13G/A	FUTU / Futu Holdings Limited - Depositary Receipt (Common Stock) / Li Hua - SC 13G/A Passive Investment SC 13G/A 1 tm245190d1sc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 4)* Futu Holdings Limited (Name of Issuer) Class A ordinary shares, par valu
February 2, 2024	SC 13G/A	FUTU / Futu Holdings Limited - Depositary Receipt (Common Stock) / Tencent Holdings Ltd - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Futu Holdings Limited (Name of Issuer) Class A Ordinary Shares, par value $0.00001 per share (Title of Class of Securities) 36118L106** (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box t
December 20, 2023	CORRESP	Futu Holdings Limited 11/F, Bangkok Bank Building, No. 18 Bonham Strand W, Sheung Wan, Hong Kong S.A.R., People’s Republic of China t: +852 2523 3588 futuholdings.com December 20, 2023 VIA EDGAR Division of Corporation Finance Disclosure Review Program U.
November 24, 2023	EX-99.1	Futu Announces Third Quarter 2023 Unaudited Financial Results Exhibit 99.1 Futu Announces Third Quarter 2023 Unaudited Financial Results HONG KONG, November 23, 2023 (GLOBE NEWSWIRE) - Futu Holdings Limited (“Futu” or the “Company”) (Nasdaq: FUTU), a leading tech-driven online brokerage and wealth management platform, today announced its unaudited financial results for the third quarter ended September 30, 2023. Third Quarter 2023 Operational Highlights · To
November 24, 2023	6-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2023 Commission File Number: 001-3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2023 Commission File Number: 001-38820 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W, Sheung Wan Hong Kong S.A.R., People’s Republic of China +852 2523-3588
September 28, 2023	CORRESP	Futu Holdings Limited 11/F, Bangkok Bank Building, No. 18 Bonham Strand W, Sheung Wan, Hong Kong S.A.R., People’s Republic of China t: +852 2523 3588 futuholdings.com September 28, 2023 VIA EDGAR Division of Corporation Finance Disclosure Review Program U.
August 24, 2023	EX-99.1	Futu Announces Second Quarter 2023 Unaudited Financial Results Exhibit 99.1 Futu Announces Second Quarter 2023 Unaudited Financial Results HONG KONG, August 24, 2023 (GLOBE NEWSWIRE) - Futu Holdings Limited (“Futu” or the “Company”) (Nasdaq: FUTU), a leading tech-driven online brokerage and wealth management platform, today announced its unaudited financial results for the second quarter ended June 30, 2023. Second Quarter 2023 Operational Highlights ● Total
August 24, 2023	6-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2023 Commission File Number: 001-388 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2023 Commission File Number: 001-38820 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W, Sheung Wan Hong Kong S.A.R., People’s Republic of China +852 2523-3588 (A
May 24, 2023	6-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2023 Commission File Number: 001-38820 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2023 Commission File Number: 001-38820 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W, Sheung Wan Hong Kong S.A.R., People’s Republic of China +852 2523-3588 (Addr
May 24, 2023	EX-99.1	Futu Announces First Quarter 2023 Unaudited Financial Results Exhibit 99.1 Futu Announces First Quarter 2023 Unaudited Financial Results HONG KONG, May 24, 2023 (GLOBE NEWSWIRE) - Futu Holdings Limited (“Futu” or the “Company”) (Nasdaq: FUTU), a leading tech-driven online brokerage and wealth management platform, today announced its unaudited financial results for the first quarter ended March 31, 2023. First Quarter 2023 Operational Highlights · Total numbe
May 16, 2023	6-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2023 Commission File Number: 001-38820 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2023 Commission File Number: 001-38820 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W, Sheung Wan Hong Kong S.A.R., People’s Republic of China +852 2523-3588 (Addr
May 16, 2023	EX-99.1	Futu Announces Plan for App Removal in Mainland China App Stores Exhibit 99.1 Futu Announces Plan for App Removal in Mainland China App Stores HONG KONG, May 16, 2023 (GLOBE NEWSWIRE) - Futu Holdings Limited (“Futu” or the “Company”) (Nasdaq: FUTU), a leading tech-driven online brokerage and wealth management platform, today announced its decision to remove the Futubull app from app stores in Mainland China from May 19, 2023. In response to the Chinese Securiti
April 24, 2023	EX-4.15	Power of Attorney Exhibit 4.15 Power of Attorney I, Li Hua / Li Lei (collectively referred to as the “Existing Shareholders”) (ID Card Number: ), hold RMB8,500,000 / 1,500,000 in the registered capital of Hainan Futu Information Services Co., Ltd. (the “Domestic Company”) on the date of the execution of this Power of Attorney. For all the equity interests in the Domestic Company that are held by me now and will be
April 24, 2023	EX-12.1	Certification by the Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 12.1 Certification by the Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Leaf Hua Li, certify that: 1.I have reviewed this annual report on Form 20-F of Futu Holdings Limited; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light
April 24, 2023	EX-13.1	Certification by the Principal Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Exhibit 13.1 Certification by the Principal Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of Futu Holdings Limited (the “Company”) on Form 20-F for the fiscal year ended December 31, 2022 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Leaf Hua Li, Chief Executive Officer of the Company, c
April 24, 2023	EX-4.13	Exclusive Business Cooperation Agreement Exhibit 4.13 Exclusive Business Cooperation Agreement This Exclusive Business Cooperation Agreement (the “Agreement”) is made and entered into on September 30, 2021 in the People’s Republic of China (the “PRC”, for the purposes of this Agreement, excluding the Hong Kong Special Administrative Region, the Macao Special Administrative Region and Taiwan of the PRC) by and between the following partie
April 24, 2023	EX-12.2	Certification by the Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 12.2 Certification by the Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Arthur Yu Chen, certify that: 1.I have reviewed this annual report on Form 20-F of Futu Holdings Limited; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in li
April 24, 2023	EX-15.3	Futu Holdings Limited EX-15.3 14 futu-20221231xex15d3.htm EXHIBIT-15.3 Exhibit 15.3 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W Sheung Wan Hong Kong S.A.R., People’s Republic of China 24 April 2023 Dear Sir or Madam Re: Futu Holdings Limited We have acted as legal advisers as to the laws of the Cayman Islands to Futu Holdings Limited, an exempted company with limited liability incorporated
April 24, 2023	EX-15.4	Futu Holdings Limited 11/F, Bangkok Bank Building, No. 18 Bonham Strand W, Sheung Wan, Hong Kong S.A.R., People’s Republic of China t: +852 2523 3588 futuholdings.com Exhibit 15.4 VIA EDGAR April 24, 2023 U.S. Securities and Exchange Commission Division of Corporation Finance Office of Finance 100 F Street, N.E. Washington, D.C. 20549 Re:Futu Holdings Limited Supplemental Submission pursuant to Item 16I(a) of Form 20-F Dear Madam/Sir: This letter is being submitted to the U.S. Securities and Exchange Commission (the “Commission”) pursuant to the requirements se
April 24, 2023	20-F	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022. OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d)
April 24, 2023	EX-13.2	Certification by the Principal Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Exhibit 13.2 Certification by the Principal Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of Futu Holdings Limited (the “Company”) on Form 20-F for the fiscal year ended December 31, 2022 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Arthur Yu Chen, Chief Financial Officer of the Company
April 24, 2023	EX-4.16	Exclusive Option Agreement Exhibit 4.16 Exclusive Option Agreement This Exclusive Option Agreement (the “Agreement”) is made and entered into on September 30, 2021 in the People’s Republic of China (the “PRC”, for the purposes of this Agreement, excluding the Hong Kong Special Administrative Region, the Macau Special Administrative Region and Taiwan Region of the PRC) by and among the following parties: Party A: Shensi Netw
April 24, 2023	EX-4.14	Equity Interest Pledge Agreement Exhibit 4.14 Equity Interest Pledge Agreement This Equity Interest Pledge Agreement (this “Agreement”) is made and entered into on September 30, 2021 in the People’s Republic of China (“China” or the “PRC”, for the purpose of this Agreement, excluding the Hong Kong Special Administrative Region, the Macau Special Administrative Region and Taiwan of the PRC) by and among the following parties: Part
April 24, 2023	EX-15.1	CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-15.1 12 futu-20221231xex15d1.htm EXHIBIT-15.1 Exhibit 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statement on Form S-8 (File No. 333-233721) and in the Registration Statement on Form F-3 (File No. 333-248076) of Futu Holdings Limited of our report dated April 24, 2023 relating to the financial statements
April 24, 2023	EX-4.17	Consent Letter Exhibit 4.17 To: Futu Holdings Limited Shensi Network Technology (Beijing) Co., Ltd. (the “Wholly-owned Company”) Hainan Futu Information Services Co., Ltd. (the “Domestic Company”) Consent Letter I, LI Lei / LI Hua (citizen of the People’s Republic of China (the “PRC”), ID No.: [ID Card Number]), am the lawful spouse of LI Hua / LI Lei (citizen of the PRC, ID No.: [ID Card Number], hereafter refe
April 24, 2023	EX-15.2	Date: April 24, 2023 Exhibit 15.2 Date: April 24, 2023 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W Sheung Wan Hong Kong S.A.R., People’s Republic of China Dear Sir/Madam: We hereby consent to the reference to our firm and the summary of our opinion under the headings, “Item 3. Key Information—D. Risk Factors—Risks Related to Our Business and Industry”, “Item 3. Key Information—D. Risk Fact
March 28, 2023	EX-99.1	Futu Announces Fourth Quarter and Full Year 2022 Unaudited Financial Results Exhibit 99.1 Futu Announces Fourth Quarter and Full Year 2022 Unaudited Financial Results HONG KONG, March 28, 2023 (GLOBE NEWSWIRE) - Futu Holdings Limited (“Futu” or the “Company”) (Nasdaq: FUTU), a leading tech-driven online brokerage and wealth management platform, today announced its unaudited financial results for the fourth quarter and full year ended December 31, 2022. Fourth Quarter and F
March 28, 2023	6-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2023 Commission File Number: 001-3882 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2023 Commission File Number: 001-38820 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W, Sheung Wan Hong Kong S.A.R., People’s Republic of China +852 2523-3588 (Ad
February 14, 2023	SC 13G	FUTU / Futu Holdings Ltd / Aspex Management (HK) Ltd Passive Investment SC 13G 1 go13-futu.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Futu Holdings Limited (Name of Issuer) Class A ordinary shares, par value $0.00001 (Title of Class of Securities) 36118L106 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropria
February 13, 2023	SC 13G/A	FUTU / Futu Holdings Ltd / Capital Research Global Investors - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Futu Holdings Ltd (Name of Issuer) Common Stock (Title of Class of Securities) 196370005 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to d
February 10, 2023	SC 13G/A	FUTU / Futu Holdings Ltd / Li Hua - SC 13G/A Passive Investment SC 13G/A 1 tm235574d1sc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3)* Futu Holdings Limited (Name of Issuer) Class A ordinary shares, par valu
February 3, 2023	SC 13G/A	FUTU / Futu Holdings Ltd / Tencent Holdings Ltd - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Futu Holdings Limited (Name of Issuer) Class A Ordinary Shares, par value $0.00001 per share (Title of Class of Securities) 36118L106** (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box t
February 3, 2023	EX-99.A	JOINT FILING AGREEMENT Exhibit A JOINT FILING AGREEMENT The undersigned hereby agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, and that all subsequent amendments to this statement on Schedule 13G may be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements.
December 30, 2022	EX-99.1	Futu Provides Regulatory Update in China Exhibit 99.1 Futu Provides Regulatory Update in China HONG KONG, Dec. 30, 2022 (GLOBE NEWSWIRE) - Futu Holdings Limited (“Futu” or the “Company”) (Nasdaq: FUTU), a leading tech-driven online brokerage and wealth management platform, today makes the following announcement: Futu noted that the China Securities Regulatory Commission (the “CSRC”) posted an announcement on December 30, 2022 relating to
December 30, 2022	6-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2022 Commission File Number: 001-3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2022 Commission File Number: 001-38820 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W, Sheung Wan Hong Kong S.A.R., People’s Republic of China +852 2523-3588
December 29, 2022	6-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2022 Commission File Number: 001-3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2022 Commission File Number: 001-38820 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W, Sheung Wan Hong Kong S.A.R., People’s Republic of China +852 2523-3588
December 29, 2022	EX-99.1	Futu Holdings Limited (A Company Controlled Through Weighted Voting Rights and Incorporated in the Cayman Islands with limited liability) (Stock Code: 3588) Postponement OF THE LISTING Exhibit 99.1 Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Hong Kong Stock Exchange”) and Hong Kong Securities Clearing Company Limited (the “HKSCC”) take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or i
December 27, 2022	EX-4.1	Registrant's Form of Class A Ordinary Share Certificate Exhibit 4.1 FUTU HOLDINGS LIMITED CERTIFICATE NUMBER DATE OF ISSUEACCOUNT NUMBERT/R. REF.NUMBER OF SHARE(S)NUMBER OF SHARE(S):SHAREHOLDER(S):CERTIFICATE NUMBER/CODE:GIVEN UNDER THE SECURITIES SEAL OF THE COMPANY ON THE DATE OF ISSUE AS STATED ABOVE.NO TRANSFER OF THE WHOLE OR ANY PORTION OF THE ABOVE SHARE(S) CAN BE REGISTERED UNLESS ACCOMPANIED BY THIS SHARE CERTIFICATE.HONG KONG SHARE REGISTRAR:
December 27, 2022	EX-99.1	Date: December 27, 2022 Exhibit 99.1 Date: December 27, 2022 FUTU HOLDINGS LIMITED 11/F, Bangkok Bank Building No. 18 Bonham Strand W, Sheung Wan Hong Kong S.A.R., People’s Republic of China Re: FUTU HOLDINGS LIMITED Ladies and Gentlemen, We understand that FUTU HOLDINGS LIMITED (the “Company”) filed a registration statement on Form F-3 (the “Registration Statement”) with the United States Securities and Exchange Commiss
December 27, 2022	EX-4.2	Consent Letter Regarding Voting Rights Exhibit 4.2 CONSENT LETTER Date: November 21, 2022 To: The Board of Directors Futu Holdings Limited PO Box 309 Ugland House Grand Cayman KY1-1104 Cayman Islands We, the undersigned, hereby irrevocably consent that: 1. the voting rights attached to each Class B ordinary shares of Futu Holdings Limited (the ?Company?) standing in our names (as set out in the table below) shall be modified from 20 vo
December 27, 2022	6-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2022 Commission File Number: 001-3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2022 Commission File Number: 001-38820 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W, Sheung Wan Hong Kong S.A.R., People’s Republic of China +852 2523-3588
December 22, 2022	EX-99.1	Futu Holdings Limited Supplemental and Updated Disclosures TABLE OF CONTENTS Exhibit 99.1 Futu Holdings Limited Supplemental and Updated Disclosures Futu Holdings Limited (the “Company,” “we” or “FUTU”) has published a listing document (the “Listing Document”) in connection with a proposed dual primary listing (the “Listing”, and the date of such Listing, which is excepted to be on or about December 30, 2022), the “Listing Date”) of its Class A ordinary s
December 22, 2022	EX-99.2	FUTU HOLDINGS LIMITED INDEX TO UNAUDITED INTERIM CONDENSED CONSOLIDATED FINANCIAL STATEMENTS ? Exhibit 99.2 FUTU HOLDINGS LIMITED INDEX TO UNAUDITED INTERIM CONDENSED CONSOLIDATED FINANCIAL STATEMENTS ? ? Page UNAUDITED INTERIM CONDENSED CONSOLIDATED BALANCE SHEET ? F-2 UNAUDITED INTERIM CONDENSED CONSOLIDATED STATEMENT OF COMPREHENSIVE INCOME ? F-4 UNAUDITED INTERIM CONDENSED CONSOLIDATED STATEMENT OF CHANGES IN SHAREHOLDERS? EQUITY ? F-5 UNAUDITED INTERIM CONDENSED CONSOLIDATED STATEMEN
December 22, 2022	6-K	Form 6-K furnished to the SEC at 6:58 A.M. (Eastern Time) on December 22, 2022 (File No. 001-38820), including Exhibit 99.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2022 Commission File Number: 001-38820 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W, Sheung Wan Hong Kong S.A.R., People’s Republic of China +852 2523-3588
December 22, 2022	424B3	Futu Holdings Limited Class A Ordinary Shares TABLE OF CONTENTS ?Filed Pursuant to Rule 424(b)(3) ?Registration No. 333-248076? PROSPECTUS SUPPLEMENT (to Prospectus Dated August 17, 2020) Futu Holdings Limited Class A Ordinary Shares ? Lera Ultimate Limited is lending to the designated dealers 50,000,000 of our Class A ordinary shares, par value US$0.00001 per share, or approximately 5.72% of our total Class A ordinary shares issued and outst
December 22, 2022	EX-99.1	FUTU HOLDINGS LIMITED INDEX TO UNAUDITED INTERIM CONDENSED CONSOLIDATED FINANCIAL STATEMENTS ? Exhibit 99.1 FUTU HOLDINGS LIMITED INDEX TO UNAUDITED INTERIM CONDENSED CONSOLIDATED FINANCIAL STATEMENTS ? ? Page UNAUDITED INTERIM CONDENSED CONSOLIDATED BALANCE SHEET ? F-2 UNAUDITED INTERIM CONDENSED CONSOLIDATED STATEMENT OF COMPREHENSIVE INCOME ? F-4 UNAUDITED INTERIM CONDENSED CONSOLIDATED STATEMENT OF CHANGES IN SHAREHOLDERS? EQUITY ? F-5 UNAUDITED INTERIM CONDENSED CONSOLIDATED STATEMEN
December 22, 2022	EX-FILING FEES	Calculation of Filing Fee Table (Form Type) Futu Holdings Limited (Exact Name of Registrant as Specified in its Charter) Newly Registered and Carry Forward Securities Exhibit 107.1 Calculation of Filing Fee Table 424(b)(3) (Form Type) Futu Holdings Limited (Exact Name of Registrant as Specified in its Charter) Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Fo
December 22, 2022	6-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2022 Commission File Number: 001-3 ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2022 ? Commission File Number: 001-38820 ? ? Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W, Sheung Wan Hong Kong S.A.R., People?s Republic of China +852
December 22, 2022	EX-99.1	Futu Announces Proposed Dual Primary Listing on The Stock Exchange of Hong Kong Limited Exhibit 99.1 Futu Announces Proposed Dual Primary Listing on The Stock Exchange of Hong Kong Limited HONG KONG, December 22, 2022 (GLOBE NEWSWIRE) ? Futu Holdings Limited (?Futu? or the ?Company?) (Nasdaq: FUTU), a leading tech-driven online brokerage and wealth management platform, today announced the proposed dual primary listing of its Class A ordinary shares, par value US$0.00001 per share (th
December 22, 2022	6-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2022 Commission File Number: 001-3 6-K 1 tm2231949d56k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2022 Commission File Number: 001-38820 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W, Sheung Wan Hong Kong S.A.R., People’s
November 21, 2022	6-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2022 Commission File Number: 001-3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2022 Commission File Number: 001-38820 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W, Sheung Wan Hong Kong S.A.R., People’s Republic of China +852 2523-3588
November 21, 2022	EX-99.1	Futu Announces Third Quarter 2022 Unaudited Financial Results Exhibit 99.1 Futu Announces Third Quarter 2022 Unaudited Financial Results HONG KONG, November 21, 2022 (GLOBE NEWSWIRE) - Futu Holdings Limited (“Futu” or the “Company”) (Nasdaq: FUTU), a leading tech-driven online brokerage and wealth management platform, today announced its unaudited financial results for the third quarter ended September 30, 2022. Third Quarter 2022 Operational Highlights · To
September 9, 2022	CORRESP	Cooley LLP c/o Suites 3501 - 3505, 35/F. Two Exchange Square, 8 Connaught Place, Central, Hong Kong t: +852 3758 1200 f: +852 3014 7818 cooley.com Will H. Cai VIA EDGAR T: +852 3758 1210 [email protected] September 9, 2022 U.S. Securities and Exchange Commission Division of Corporation Finance Office of Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Tonya K. Aldave Sonia Bednarowski Re: Futu Holdings Limited Form 20-F for Fiscal Year Ended December 31, 2021 Filed March 18, 2022 File No. 001-38820 Dear Ms. Aldave and Ms. Bednarowski: O
August 30, 2022	6-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2022 Commission File Number: 001-388 6-K 1 tm2224549d16k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2022 Commission File Number: 001-38820 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W, Sheung Wan Hong Kong S.A.R., People’s Re
August 30, 2022	EX-99.1	Futu Announces Second Quarter 2022 Unaudited Financial Results Exhibit 99.1 Futu Announces Second Quarter 2022 Unaudited Financial Results HONG KONG, August 30, 2022 (GLOBE NEWSWIRE) - Futu Holdings Limited (?Futu? or the ?Company?) (Nasdaq: FUTU), a leading tech-driven online brokerage and wealth management platform, today announced its unaudited financial results for the second quarter ended June 30, 2022. Second Quarter 2022 Operational Highlights ? Total
June 6, 2022	EX-99.1	Futu Announces First Quarter 2022 Unaudited Financial Results Exhibit 99.1 Futu Announces First Quarter 2022 Unaudited Financial Results HONG KONG, June 6, 2022 (GLOBE NEWSWIRE) - Futu Holdings Limited (?Futu? or the ?Company?) (Nasdaq: FUTU), a leading tech-driven online brokerage and wealth management platform, today announced its unaudited financial results for the first quarter ended March 31, 2022. First Quarter 2022 Operational Highlights ? Total numbe
June 6, 2022	6-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2022 Commission File Number: 001-38820 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2022 Commission File Number: 001-38820 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W, Sheung Wan Hong Kong S.A.R., People?s Republic of China +852 2523-3588 (Add
May 4, 2022	SC 13G	FUTU / Futu Holdings Ltd / Aspex Management (HK) Ltd Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.
March 25, 2022	SC 13G	FUTU / Futu Holdings Ltd / Aspex Management (HK) Ltd Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.
March 18, 2022	EX-4.8	English translation of the exclusive option agreement among Shensi Beijing, Shenzhen Futu and the shareholders of Shenzhen Futu dated September 30, 2021 Exhibit 4.8 Exclusive Option Agreement This Exclusive Option Agreement (the ?Agreement?) is made and entered into on September 30, 2021 in the People?s Republic of China (the ?PRC?, for the purposes of this Agreement, excluding the Hong Kong Special Administrative Region, the Macau Special Administrative Region and Taiwan Region of the PRC) by and among the following parties: Party A: Shensi Netwo
March 18, 2022	EX-4.6	English translation of the equity interest pledge agreement among Shensi Beijing, Shenzhen Futu and each of Shenzhen Futu’s shareholders dated September 30, 2021 ? Exhibit 4.6 Equity Interest Pledge Agreement This Equity Interest Pledge Agreement (this ?Agreement?) is made and entered into on September 30, 2021 in the People?s Republic of China (?China? or the ?PRC?, for the purpose of this Agreement, excluding the Hong Kong Special Administrative Region, the Macau Special Administrative Region and Taiwan of the PRC) by and among the following parties: Par
March 18, 2022	EX-4.9	English translation of the spousal consent letters granted by the spouse of each individual shareholder of Shenzhen Futu, as currently in effect Exhibit 4.9 To: Futu Holdings Limited Shensi Network Technology (Beijing) Co., Ltd. (the ?Wholly-owned Company?) Shenzhen Futu Network Technology Co., Ltd. (the ?Domestic Company?) ? Consent Letter ? I, LI Lei / LI Hua (citizen of the People?s Republic of China (the ?PRC?), ID No.: [ID Card Number]), am the lawful spouse of LI Hua / LI Lei (citizen of the PRC, ID No.: [ID Card Number], hereafter r
March 18, 2022	EX-4.5	English translation of the exclusive business cooperation agreement among Shensi Beijing, Shenzhen Futu and the shareholders of Shenzhen Futu dated September 30, 2021 ? Exhibit 4.5 ? Exclusive Business Cooperation Agreement ? This Exclusive Business Cooperation Agreement (the ?Agreement?) is made and entered into on September 30, 2021 in the People?s Republic of China (the ?PRC?, for the purposes of this Agreement, excluding the Hong Kong Special Administrative Region, the Macao Special Administrative Region and Taiwan of the PRC) by and between the following p
March 18, 2022	EX-12.1	Certification by Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 12.1 Certification by the Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Leaf Hua Li, certify that: 1. I have reviewed this annual report on Form 20-F of Futu Holdings Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in lig
March 18, 2022	EX-13.1	Certification by Principal Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Exhibit 13.1 Certification by the Principal Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of Futu Holdings Limited (the ?Company?) on Form 20-F for the fiscal year ended December 31, 2021 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, Leaf Hua Li, Chief Executive Officer of the Company, c
March 18, 2022	EX-15.3	Consent of Maples and Calder (Hong Kong) LLP Exhibit 15.3 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W Sheung Wan Hong Kong S.A.R., People?s Republic of China 18 March 2022 Dear Sir or Madam Re: Futu Holdings Limited We have acted as legal advisers as to the laws of the Cayman Islands to Futu Holdings Limited, an exempted company with limited liability incorporated in the Cayman Islands (the ?Company?), in connect
March 18, 2022	EX-13.2	Certification by Principal Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Exhibit 13.2 Certification by the Principal Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of Futu Holdings Limited (the ?Company?) on Form 20-F for the fiscal year ended December 31, 2021 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, Arthur Yu Chen, Chief Financial Officer of the Company
March 18, 2022	EX-15.1	Consent of PricewaterhouseCoopers Zhong Tian LLP, an independent Registered Public Accounting Firm Exhibit 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statement on Form S-8 (File No. 333-233721) and in the Registration Statement on Form F-3 (File No. 333-248076) of Futu Holdings Limited of our report dated March 18, 2022 relating to the financial statements and the effectiveness of internal control over fi
March 18, 2022	EX-12.2	Certification by Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 12.2 Certification by the Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Arthur Yu Chen, certify that: 1. I have reviewed this annual report on Form 20-F of Futu Holdings Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in
March 18, 2022	EX-15.2	Consent of Han Kun Law Offices Exhibit 15.2 Date: March 18, 2022 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W Sheung Wan Hong Kong S.A.R., People?s Republic of China Dear Sir/Madam: We hereby consent to the reference to our firm and the summary of our opinion under the headings, ?Item 3. Key Information?D. Risk Factors?Risks Related to Our Business and Industry?, ?Item 3. Key Information?D. Risk Fact
March 18, 2022	EX-4.7	English translation of the power of attorney among Shensi Beijing, Shenzhen Futu and shareholders of Shenzhen Futu dated September 30, 2021 ? Exhibit 4.7 Power of Attorney I, Li Hua / Li Lei (collectively referred to as the ?Existing Shareholders?) (ID Card Number: ), hold RMB8,500,000 / 1,500,000 in the registered capital of Shenzhen Futu Network Technology Co., Ltd. (the ?Domestic Company?) on the date of the execution of this Power of Attorney. For all the equity interests in the Domestic Company that are held by me now and will be
March 18, 2022	20-F	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.
March 11, 2022	6-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2022 Commission File Number: 001-3882 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2022 Commission File Number: 001-38820 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W, Sheung Wan Hong Kong S.A.R., People?s Republic of China +852 2523-3588 (Ad
March 11, 2022	EX-99.1	Futu Announces Fourth Quarter and Full Year 2021 Unaudited Financial Results Exhibit 99.1 Futu Announces Fourth Quarter and Full Year 2021 Unaudited Financial Results HONG KONG, March 11, 2022 (GLOBE NEWSWIRE) - Futu Holdings Limited (?Futu? or the ?Company?) (Nasdaq: FUTU), a leading tech-driven online brokerage and wealth management platform, today announced its unaudited financial results for the fourth quarter and full year ended December 31, 2021. Fourth Quarter and F
February 14, 2022	SC 13G/A	FUTU / Futu Holdings Ltd / ANGLEPOINT ASSET MANAGEMENT, LTD. - FUTU HOLDINGS LIMITED Passive Investment SC 13G/A 1 p22-0124sc13ga.htm FUTU HOLDINGS LIMITED SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Futu Holdings Limited (Name of Issuer) Class A ordinary shares, par value US$0.00001 per share (Title of Class of Securities) 36118L106** (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of Thi
February 14, 2022	SC 13G/A	FUTU / Futu Holdings Ltd / HILLHOUSE CAPITAL ADVISORS, LTD. - FUTU HOLDINGS LIMITED Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Futu Holdings Limited (Name of Issuer) Class A ordinary shares, par value US$0.00001 per share (Title of Class of Securities) 36118L106** (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate
February 14, 2022	SC 13G/A	FUTU / Futu Holdings Ltd / SHEN NEIL NANPENG - SC 13G/A Passive Investment SC 13G/A 1 d242242dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 1)* Futu Holdings Limited (Name of Issuer) Class A Ordinary Shares, par value
February 11, 2022	SC 13G	FUTU / Futu Holdings Ltd / Capital Research Global Investors - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Futu Holdings Ltd (Name of Issuer) Common Stock (Title of Class of Securities) 36118L106 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu
February 10, 2022	EX-99.A	JOINT FILING AGREEMENT Exhibit A JOINT FILING AGREEMENT The undersigned hereby agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, and that all subsequent amendments to this statement on Schedule 13G may be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements.
February 10, 2022	SC 13G/A	FUTU / Futu Holdings Ltd / Tencent Holdings Ltd - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Futu Holdings Limited (Name of Issuer) Class A Ordinary Shares, par value $0.00001 per share (Title of Class of Securities) 36118L106** (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box t
February 8, 2022	SC 13G/A	FUTU / Futu Holdings Ltd / Li Hua - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to ? 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to ? 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* Futu Holdings Limited (Name of Issuer) Class A ordinary shares, par value US$0.00001 per share (Title of Class of
November 24, 2021	6-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2021 Commission File Number: 001-3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2021 Commission File Number: 001-38820 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W, Sheung Wan Hong Kong S.A.R., People?s Republic of China +852 2523-3588
November 24, 2021	EX-99.1	Futu Announces Third Quarter 2021 Unaudited Financial Results Exhibit 99.1 Futu Announces Third Quarter 2021 Unaudited Financial Results HONG KONG, November 24, 2021 (GLOBE NEWSWIRE) - Futu Holdings Limited (?Futu? or the ?Company?) (Nasdaq: FUTU), a leading tech-driven online brokerage and wealth management platform focusing on global investors, today announced its unaudited financial results for the third quarter ended September 30, 2021. Third Quarter 202
November 3, 2021	6-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2021 Commission File Number: 001-3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2021 Commission File Number: 001-38820 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W, Sheung Wan Hong Kong S.A.R., People?s Republic of China +852 2523-3588
November 3, 2021	EX-99.1	Futu Announces US$300 Million Share Repurchase Program Exhibit 99.1 Futu Announces US$300 Million Share Repurchase Program HONG KONG, Nov. 3, 2021 (GLOBE NEWSWIRE) ? Futu Holdings Limited (?Futu? or the ?Company?) (Nasdaq: FUTU), a tech-driven online brokerage and wealth management platform focusing on global investors, today announced that its board of directors has approved a share repurchase program to repurchase up to US$300 million worth of its o
October 15, 2021	EX-99.1	Futu Responds to Media Report Exhibit 99.1 Futu Responds to Media Report HONG KONG, October 15, 2021 - Futu Holdings Limited (?Futu? or the ?Company?) (Nasdaq: FUTU), a tech-driven online brokerage and wealth management platform in China, today noted that a certain Chinese media outlet questioned the ability of certain online brokers, including the Company, to handle Chinese investors? personal data for cross-border trading of
October 15, 2021	6-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2021 Commission File Number: 001-38 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2021 Commission File Number: 001-38820 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W, Sheung Wan Hong Kong S.A.R., People?s Republic of China +852 2523-3588 (
September 14, 2021	6-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2021 Commission file number: 001- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2021 Commission file number: 001-38820 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W, Sheung Wan Hong Kong S.A.R., People’s Republic of China +852 2523-3588
September 14, 2021	EX-99.1	Futu Announces Resignation of Eric Chi Zhang from the Board of Directors Exhibit 99.1 Futu Announces Resignation of Eric Chi Zhang from the Board of Directors HONG KONG, Sept. 14, 2021 (GLOBE NEWSWIRE) - Futu Holdings Limited (?Futu? or the ?Company?) (Nasdaq: FUTU), a leading tech-driven online brokerage and wealth management platform in China, today announced that Mr. Eric Chi Zhang, a director of the Company, has resigned from the board of directors of the Company d
August 31, 2021	EX-99.1	Futu Announces Second Quarter 2021 Unaudited Financial Results Exhibit 99.1 Futu Announces Second Quarter 2021 Unaudited Financial Results HONG KONG, August 31, 2021 (GLOBE NEWSWIRE) - Futu Holdings Limited (?Futu? or the ?Company?) (Nasdaq: FUTU), a leading tech-driven online brokerage and wealth management platform in China, today announced its unaudited financial results for the second quarter ended June 30, 2021. Second Quarter 2021 Operational Highlights
August 31, 2021	6-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2021 Commission file number: 001-388 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2021 Commission file number: 001-38820 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W, Sheung Wan Hong Kong S.A.R., People?s Republic of China +852 2523-3588 (A
May 19, 2021	6-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2021 Commission file number: 001-38820 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2021 Commission file number: 001-38820 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W, Sheung Wan Hong Kong S.A.R., People?s Republic of China +852 2523-3588 (Addr
May 19, 2021	EX-99.1	Futu Announces First Quarter 2021 Unaudited Financial Results Exhibit 99.1 Futu Announces First Quarter 2021 Unaudited Financial Results HONG KONG, May 19, 2021 (GLOBE NEWSWIRE) - Futu Holdings Limited (?Futu? or the ?Company?) (Nasdaq: FUTU), a leading tech-driven online brokerage and wealth management platform in China, today announced its unaudited financial results for the first quarter ended March 31, 2021. First Quarter 2021 Operational Highlights ? To
April 26, 2021	6-K	Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2021 Commission file number: 001-38820 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W, Sheung Wan Hong Kong S.A.R., People?s Republic of China +852 2523-3588 (Ad
April 26, 2021	EX-99.1	Futu Announces Completion of Offering of 10,925,000 American Depositary Shares Exhibit 99.1 Futu Announces Completion of Offering of 10,925,000 American Depositary Shares HONG KONG, April 24, 2021 ? Futu Holdings Limited (?Futu? or the ?Company?) (Nasdaq: FUTU), a leading one-stop financial technology platform in China, today announced the completion of the offering of 10,925,000 American depositary shares (the ?ADSs?), each representing eight Class A ordinary shares of the
April 21, 2021	6-K	Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2021 Commission file number: 001-38820 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W, Sheung Wan Hong Kong S.A.R., People?s Republic of China +852 2523-3588 (Ad
April 21, 2021	EX-99.1	Futu Announces Pricing of Offering of 9,500,000 American Depositary Shares Exhibit 99.1 Futu Announces Pricing of Offering of 9,500,000 American Depositary Shares HONG KONG, April 21, 2021 ? Futu Holdings Limited (?Futu? or the ?Company?) (Nasdaq: FUTU), a leading one-stop financial technology platform in China, today announced the pricing of the offering of 9,500,000 American depositary shares (the ?ADSs?), each representing eight Class A ordinary shares of the Company
April 21, 2021	424B5	CALCULATION OF REGISTRATION FEE Title of each class of securities to be registered(1) Amount to be registered(1)(2) Offering price per share Aggregate offering price(3) Amount of registration fee(3) Class A ordinary shares, par value $0.00001 per sha Use these links to rapidly review the document TABLE OF CONTENTS PROSPECTUS SUPPLEMENT TABLE OF CONTENTS Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No.
April 20, 2021	EX-99.1	Futu Announces Proposed Offering of 9,500,000 American Depositary Shares Exhibit 99.1 Futu Announces Proposed Offering of 9,500,000 American Depositary Shares HONG KONG, April 20, 2021 ? Futu Holdings Limited (?Futu? or the ?Company?) (Nasdaq: FUTU), a leading one-stop financial technology platform in China, today announced the commencement of the offering of 9,500,000 American depositary shares (the ?ADSs?), each representing eight Class A ordinary shares of the Compa
April 20, 2021	6-K	Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2021 Commission file number: 001-38820 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W, Sheung Wan Hong Kong S.A.R., People?s Republic of China +852 2523-3588 (Ad
April 19, 2021	6-K	Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2021 Commission file number: 001-38820 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W, Sheung Wan Hong Kong S.A.R., People?s Republic of China +852 2523-3588 (Ad
April 19, 2021	424B5	SUBJECT TO COMPLETION, DATED APRIL 19, 2021. Use these links to rapidly review the document TABLE OF CONTENTS PROSPECTUS SUPPLEMENT TABLE OF CONTENTS Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No.
April 19, 2021	EX-1.1	Class A Ordinary Shares FUTU HOLDINGS LIMITED CLASS A ORDINARY SHARES, PAR VALUE US$0.00001 PER SHARE in the Form of American Depositary Shares UNDERWRITING AGREEMENT EX-1.1 2 a21-104405ex1d1.htm EX-1.1 Exhibit 1.1 Class A Ordinary Shares FUTU HOLDINGS LIMITED CLASS A ORDINARY SHARES, PAR VALUE US$0.00001 PER SHARE in the Form of American Depositary Shares UNDERWRITING AGREEMENT 2021 BOFA SECURITIES, INC. HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED As Representatives of the Several Underwriters c/o BofA Securities, Inc. One Bryant Park New York, New York 1
March 26, 2021	EX-15.3	Consent of Maples and Calder (Hong Kong) LLP Exhibit 15.3 ? ? Our ref RDS/751552-000001/19496663v1 Direct +852 2971 3046 Email [email protected] ? Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W Sheung Wan Hong Kong S.A.R., People?s Republic of China 26 March 2021 ? Dear Sir or Madam: Re: Futu Holdings Limited We have acted as legal advisers as to the laws of the Cayman Islands to Futu Holdings Limited, an e
March 26, 2021	EX-12.2	Certification by Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 12.2 Certification by the Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Arthur Yu Chen, certify that: 1. I have reviewed this annual report on Form 20-F of Futu Holdings Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in
March 26, 2021	EX-4.13	Registration Rights Agreement by and between the Registrant and a leading global investment firm, dated December 14, 2020 ? Exhibit 4.13 Execution Version REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this ?Agreement?) is made and entered into as of December 14, 2020 by and among Futu Holdings Limited, a company incorporated in the Cayman Islands (the ?Company?), [***], an exempted limited partnership organized under the laws of the Cayman Islands and [***], an exempted limited partnership org
March 26, 2021	EX-13.2	Certification by Principal Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Exhibit 13.2 Certification by the Principal Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of Futu Holdings Limited (the ?Company?) on Form 20-F for the fiscal year ended December 31, 2020 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, Arthur Yu Chen, Chief Financial Officer of the Company
March 26, 2021	EX-12.1	Certification by Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 12.1 Certification by the Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Leaf Hua Li, certify that: 1. I have reviewed this annual report on Form 20-F of Futu Holdings Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in lig
March 26, 2021	EX-13.1	Certification by Principal Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Exhibit 13.1 Certification by the Principal Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of Futu Holdings Limited (the ?Company?) on Form 20-F for the fiscal year ended December 31, 2020 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, Leaf Hua Li, Chief Executive Officer of the Company, c
March 26, 2021	20-F	- FORM 20-F Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.
March 26, 2021	EX-4.12	Purchase Agreement by and between the Registrant and a leading global investment firm, dated December 8, 2020 Exhibit 4.12 Execution Version PURCHASE AGREEMENT This Purchase Agreement (this ?Agreement?) is made as of December 8, 2020 by and between: (1) Futu Holdings Limited, a company incorporated in the Cayman Islands (the ?Company?); (2) [***], an exempted limited partnership organized under the laws of the Cayman Islands; and (3) [***], an exempted limited partnership organized under the laws of t
March 26, 2021	EX-15.1	Consent of PricewaterhouseCoopers Zhong Tian LLP, an independent Registered Public Accounting Firm Exhibit 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statement on Form S-8 (File No. 333-233721) and in the Registration Statement on Form F-3 (File No. 333-248076) of Futu Holdings Limited of our report dated March 26, 2021 relating to the financial statements and the effectiveness of internal control over fi
March 26, 2021	EX-15.2	Consent of Han Kun Law Offices Exhibit 15.2 Date: March 26, 2021 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18, Bonham Strand W, Sheung Wan Hong Kong S.A.R., People’s Republic of China Dear Sirs/Madams, We hereby consent to the reference to our firm and the summary of our opinion under the headings, “Item 3. Key Information—D. Risk Factors—Risks Related to Our Corporate Structure”, “Item 4. Information on the Company
March 16, 2021	6-K	Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2021 Commission File Number: 001-38820 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W, Sheung Wan Hong Kong S.A.R., People?s Republic of China +852 2523-3588 (Ad
March 16, 2021	EX-99.1	Futu Announces Fourth Quarter and Full Year 2020 Unaudited Financial Results Exhibit 99.1 Futu Announces Fourth Quarter and Full Year 2020 Unaudited Financial Results HONG KONG, March 16, 2021 (GLOBE NEWSWIRE) - Futu Holdings Limited (“Futu” or the “Company”) (Nasdaq: FUTU), a leading tech-driven online brokerage and wealth management platform in China, today announced its unaudited financial results for the fourth quarter and full year ended December 31, 2020. Fourth Quar
February 16, 2021	SC 13G	Futu Holdings Limited SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Futu Holdings Limited (Name of Issuer) Class A ordinary shares, par value US$0.00001 per share (Title of Class of Securities) 196370005** (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the
February 16, 2021	SC 13G	Futu Holdings Limited SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Futu Holdings Limited (Name of Issuer) Class A ordinary shares, par value US$0.00001 per share (Title of Class of Securities) 196370005** (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the
February 12, 2021	SC 13G/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Futu Holdings Limited (Name of Issuer) Class A Ordinary Shares $0.00001 par value per share (Title of Cl SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Futu Holdings Limited (Name of Issuer) Class A Ordinary Shares $0.00001 par value per share (Title of Class of Securities) 36118L 106** (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriat
February 9, 2021	SC 13G/A	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 UNDER THE SECURITIES EXC SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* Futu Holdings Limited (Name of Issuer) Class A ordinary shares, par value US$0.00001 per share (Title of Class of
January 28, 2021	SC 13G/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Futu Holdings Limited (Name of Issuer) Class A Ordinary Shares, par value $0.00001 per share (Title of UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Futu Holdings Limited (Name of Issuer) Class A Ordinary Shares, par value $0.00001 per share (Title of Class of Securities) 36118L106** (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box t
January 5, 2021	SC 13D/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) Futu Holdings Limited (Name of Issuer) Class A ordinary shares, par value US$0.00001 per share (Title of Class of Securities) 36118L 106** (CUSIP Number) Michael Gosk c/o General Atlantic Service Company, L.P. 55 East 52nd Street, 33rd Floor New York, New
December 8, 2020	EX-99.1	Futu Announces Agreement to Purchase Shares by a Leading Global Investment Firm Exhibit 99.1 Futu Announces Agreement to Purchase Shares by a Leading Global Investment Firm Hong Kong, December 8, 2020—Futu Holdings Limited (NASDAQ: FUTU) (“Futu” or the “Company”), a leading tech-driven online brokerage and wealth management platform in China, today announced that a leading global investment firm has agreed to purchase approximately 50,000,000 Class A ordinary shares of the Co
December 8, 2020	6-K	Current Report of Foreign Issuer - 6-K 6-K 1 a20-3794016k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2020 Commission File Number: 001-38820 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W, Sheung Wan Hong Kong S.A.R., People’s Republ
November 25, 2020	SC 13D/A	FHL / Futu Holdings Limited / GENERAL ATLANTIC LLC - AMENDMENT NO. 3 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) Futu Holdings Limited (Name of Issuer) Class A ordinary shares, par value US$0.00001 per share (Title of Class of Securities) 36118L 106** (CUSIP Number) Michael Gosk c/o General Atlantic Service Company, L.P. 55 East 52nd Street, 33rd Floor New York, New
November 19, 2020	6-K	Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2020 Commission File Number: 001-38820 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W, Sheung Wan Hong Kong S.A.R., People’s Republic of China +852 2523-3588
November 19, 2020	EX-99.1	Futu Announces Third Quarter 2020 Unaudited Financial Results Exhibit 99.1 Futu Announces Third Quarter 2020 Unaudited Financial Results HONG KONG, November 19, 2020 (GLOBE NEWSWIRE) — Futu Holdings Limited (“Futu” or the “Company”) (NASDAQ: FUTU), a leading tech-driven online brokerage and wealth management platform in China, today announced its unaudited financial results for the third quarter ended September 30, 2020. Third Quarter 2020 Operational Highli
September 3, 2020	SC 13D/A	FHL / Futu Holdings Limited / GENERAL ATLANTIC LLC - AMENDMENT NO. 2 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) Futu Holdings Limited (Name of Issuer) Class A ordinary shares, par value US$0.00001 per share (Title of Class of Securities) 36118L 106** (CUSIP Number) Michael Gosk c/o General Atlantic Service Company, L.P. 55 East 52nd Street, 33rd Floor New York, New
August 24, 2020	EX-99.1	Futu Announces Completion of Offering of American Depositary Shares EX-99.1 2 a20-276339ex99d1.htm EX-99.1 Exhibit 99.1 Futu Announces Completion of Offering of American Depositary Shares HONG KONG, August 22, 2020—Futu Holdings Limited (“Futu” or the “Company”) (NASDAQ: FUTU), a leading one-stop financial technology platform in China, today announced the completion of the offering of 9,500,000 American depositary shares (the “ADSs”), each representing eight Class
August 24, 2020	6-K	Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2020 Commission File Number: 001-38820 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W, Sheung Wan Hong Kong S.A.R., People’s Republic of China +852 2523-3588 (A
August 19, 2020	424B5	CALCULATION OF REGISTRATION FEE Title of each class of securities to be registered(1) Amount to be registered(1)(2) Offering price per share Aggregate offering price(3) Amount of registration fee(3) Class A ordinary shares, par value $0.00001 per sha Use these links to rapidly review the document TABLE OF CONTENTS PROSPECTUS SUPPLEMENT TABLE OF CONTENTS Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No.
August 19, 2020	EX-99.1	Futu Announces Pricing of Offering of 9,500,000 American Depositary Shares Exhibit 99.1 Futu Announces Pricing of Offering of 9,500,000 American Depositary Shares HONG KONG, August 19, 2020—Futu Holdings Limited (“Futu” or the “Company”) (NASDAQ: FUTU), a leading one-stop financial technology platform in China, today announced the pricing of the offering of 9,500,000 American depositary shares (the “ADSs”), each representing eight Class A ordinary shares of the Company (
August 19, 2020	6-K	Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2020 Commission File Number: 001-38820 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W, Sheung Wan Hong Kong S.A.R., People’s Republic of China +852 2523-3588 (A
August 18, 2020	EX-99.1	Futu Announces Proposed Offering of 9,500,000 American Depositary Shares Exhibit 99.1 Futu Announces Proposed Offering of 9,500,000 American Depositary Shares HONG KONG, August 17, 2020—Futu Holdings Limited (“Futu” or the “Company”) (NASDAQ: FUTU), a leading one-stop financial technology platform in China, today announced the commencement of the offering of 9,500,000 American depositary shares (the “ADSs”), each representing eight Class A ordinary shares of the Compan
August 18, 2020	6-K	Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2020 Commission File Number: 001-38820 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W, Sheung Wan Hong Kong S.A.R., People’s Republic of China +852 2523-3588 (A
August 18, 2020	EX-1.1	Class A Ordinary Shares FUTU HOLDINGS LIMITED CLASS A ORDINARY SHARES, PAR VALUE US$0.00001 PER SHARE in the Form of American Depositary Shares UNDERWRITING AGREEMENT Exhibit 1.1 Class A Ordinary Shares FUTU HOLDINGS LIMITED CLASS A ORDINARY SHARES, PAR VALUE US$0.00001 PER SHARE in the Form of American Depositary Shares UNDERWRITING AGREEMENT [ · ], 2020 GOLDMAN SACHS (ASIA) L.L.C. CREDIT SUISSE SECURITIES (USA) LLC UBS SECURITIES LLC HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED As Representatives of the Several Underwriters c/o Goldman Sachs (Asia) L.L.C.
August 18, 2020	6-K	Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2020 Commission File Number: 001-38820 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W, Sheung Wan Hong Kong S.A.R., People’s Republic of China +852 2523-3588 (A
August 18, 2020	424B5	SUBJECT TO COMPLETION, DATED AUGUST 17, 2020. Use these links to rapidly review the document TABLE OF CONTENTS PROSPECTUS SUPPLEMENT TABLE OF CONTENTS Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No.
August 17, 2020	EX-99.1	FUTU HOLDINGS LIMITED INDEX TO UNAUDITED INTERIM CONDENSED CONSOLIDATED FINANCIAL STATEMENTS Exhibit 99.1 FUTU HOLDINGS LIMITED INDEX TO UNAUDITED INTERIM CONDENSED CONSOLIDATED FINANCIAL STATEMENTS Contents Page Unaudited Interim Condensed Consolidated Financial Statements: Unaudited Interim Condensed Consolidated Balance Sheets as of December 31, 2019 and June 30, 2020 F-2 Unaudited Interim Condensed Consolidated Statements of Comprehensive Income for the Six Months Ended June 30, 2019
August 17, 2020	6-K	our current report on Form 6-K furnished with the SEC on August 17, 2020; UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2020 Commission File Number: 001-38820 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W, Sheung Wan Hong Kong S.A.R., People’s Republic of China +852 2523-3588 (A
August 17, 2020	F-3ASR	Form F-3 (No. 333-248076) that we filed with the SEC on August 17, 2020 Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents As filed with the Securities and Exchange Commission on August 17, 2020 REGISTRATION NO.
August 13, 2020	EX-99.1	Futu Announces Second Quarter 2020 Unaudited Financial Results Exhibit 99.1 Futu Announces Second Quarter 2020 Unaudited Financial Results HONG KONG, August 13, 2020 (GLOBE NEWSWIRE) — Futu Holdings Limited (“Futu” or the “Company”) (NASDAQ: FUTU), a leading tech-driven online brokerage and wealth management platform in China, today announced its unaudited financial results for the second quarter ended June 30, 2020. Second Quarter 2020 Operational Highlights
August 13, 2020	6-K	Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2020 Commission File Number: 001-38820 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W, Sheung Wan Hong Kong S.A.R., People’s Republic of China +852 2523-3588 (A
May 14, 2020	EX-99.1	Futu Announces First Quarter 2020 Unaudited Financial Results Exhibit 99.1 Futu Announces First Quarter 2020 Unaudited Financial Results HONG KONG, May 14, 2020 (GLOBE NEWSWIRE) — Futu Holdings Limited (“Futu” or the “Company”) (NASDAQ: FUTU), a leading tech-driven online brokerage and wealth management platform in China, today announced its unaudited financial results for the first quarter ended March 31, 2020. First Quarter 2020 Operational Highlights · To
May 14, 2020	6-K	Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2020 Commission File Number: 001-38820 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W, Sheung Wan Hong Kong S.A.R., People’s Republic of China +852 2523-3588 (Addr
April 27, 2020	EX-15.3	Consent of Maples and Calder (Hong Kong) LLP Exhibit 15.3 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W Sheung Wan Hong Kong S.A.R., People’s Republic of China 27 April 2020 Dear Sir or Madam: Re: Futu Holdings Limited We have acted as legal advisers as to the laws of the Cayman Islands to Futu Holdings Limited, an exempted company with limited liability incorporated in the Cayman Islands (the “Company”), in connec
April 27, 2020	EX-12.2	Certification by Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 12.2 Certification by the Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Arthur Yu Chen, certify that: 1. I have reviewed this annual report on Form 20-F of Futu Holdings Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in
April 27, 2020	EX-15.1	Consent of PricewaterhouseCoopers Zhong Tian LLP, an independent Registered Public Accounting Firm Exhibit 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the Registration Statement on Form S-8 (No. 333-233721) of Futu Holdings Limited of our report dated April 27, 2020 relating to the financial statements, which appears in this Form 20-F. /s/ PricewaterhouseCoopers Zhong Tian LLP PricewaterhouseCoopers Zhong Tian LLP Shenzhen
April 27, 2020	EX-15.2	Consent of CM Law Firm Exhibit 15.2 Date: April 27, 2020 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W Sheung Wan Hong Kong S.A.R., People’s Republic of China Dear Sir/Madam: We hereby consent to the reference to our firm and the summary of our opinion under the headings, “Item 3. Key Information—D. Risk Factors—Risks Related to Our Corporate Structure”, “Item 4. Information on the Company—C.
April 27, 2020	EX-13.1	Certification by Principal Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Exhibit 13.1 Certification by the Principal Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of Futu Holdings Limited (the “Company”) on Form 20-F for the year ended December 31, 2019 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Leaf Hua Li, Chief Executive Officer of the Company, certify,
April 27, 2020	EX-12.1	Certification by Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 12.1 Certification by the Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Leaf Hua Li, certify that: 1. I have reviewed this annual report on Form 20-F of Futu Holdings Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in lig
April 27, 2020	EX-13.2	Certification by Principal Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Exhibit 13.2 Certification by the Principal Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report of Futu Holdings Limited (the “Company”) on Form 20-F for the year ended December 31, 2019 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Arthur Yu Chen, Chief Financial Officer of the Company, certi
April 27, 2020	EX-2.5	Description of Securities (incorporated herein by reference to Exhibit 2.5 of our Annual Report on Form 20-F filed with the Securities and Exchange Commission on April 27, 2020 (File No. 001-38820)) Exhibit 2.5 Description of rights of each class of securities registered under Section 12 of the Securities Exchange Act of 1934 (the “Exchange Act”) American Depositary Shares (“ADSs”) each representing eight Class A ordinary shares of Futu Holdings Limited, (“we,” “our,” “our company,” or “us”) are listed and traded on the Nasdaq Global Market and, in connection with this listing (but not for tr
April 27, 2020	20-F	our annual report on Form 20-F for the fiscal year ended December 31, 2019 filed on April 27, 2020 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) o REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019. OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d)
March 18, 2020	EX-99.1	Futu Announces Fourth Quarter and Full Year 2019 Unaudited Financial Results EX-99.1 2 a20-129461ex99d1.htm EX-99.1 Exhibit 99.1 Futu Announces Fourth Quarter and Full Year 2019 Unaudited Financial Results HONG KONG, March 18, 2020 (GLOBE NEWSWIRE) — Futu Holdings Limited (“Futu” or the “Company”) (NASDAQ: FUTU), a leading tech-driven online brokerage and wealth management platform in China, today announced its unaudited financial results for the fourth quarter and full ye
March 18, 2020	6-K	FHL / Futu Holdings Limited 6-K - Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2020 Commission File Number: 001-38820 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W, Sheung Wan Hong Kong S.A.R., People’s Republic of China +852 2523-3588 (Ad
March 17, 2020	6-K	FHL / Futu Holdings Limited 6-K - Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2020 Commission File Number: 001-38820 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W, Sheung Wan Hong Kong S.A.R., People’s Republic of China +852 2523-3588 (Ad
March 17, 2020	EX-99.1	Three months ended March 31, 2019 Exhibit 99.1 Partial corrections to the Form 6-Ks furnished on May 24, 2019, August 26, 2019 and November 22, 2019 As Futu Holdings Limited (the “Company”) previously disclosed in its consolidated financial statements for the year ended December 31, 2018, immediately prior to the completion of the IPO on March 8, 2019, all of the 377,931,094 issued and outstanding preferred shares will be automati
March 10, 2020	6-K	FHL / Futu Holdings Limited 6-K - Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2020 Commission File Number: 001-38820 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W, Sheung Wan Hong Kong S.A.R., People’s Republic of China +852 2523-3588 (Ad
February 14, 2020	EX-99.(A)	Joint Filing Agreement (incorporated by reference to Exhibit 99.A to the Schedule 13G filed with the Securities and Exchange Commission by the Reporting Persons with respect to the Issuer on February 14, 2020) EX-99.(A) CUSIP No. 36118L 106 Schedule 13G Page 9 of 9 Pages EXHIBIT A JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13G referred to below) on behalf of each of them of a statement on Schedule 13G (i
February 14, 2020	SC 13G	FHL / Futu Holdings Limited / SC CHINA HOLDING LTD - SC 13G Passive Investment SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 Under the Securities Exchange Act of 1934 (Amendment No. )* Futu Holdings Limited (Name of Issuer) Class A Ordinary Shares, par value $0.00001 per share (Title of Clas
February 14, 2020	SC 13G	FHL / Futu Holdings Limited / Li Hua - SCHEDULE 13G Passive Investment Schedule 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* Futu Holdings Limited (Name of Issuer) Class A ordinary shares, $0.00001 par value per share (Title o
February 12, 2020	SC 13G	83356Q108 / So-Young International Inc / Matrix Partners China Iii, L.p. - SC 13G Passive Investment SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Futu Holdings Limited (Name of Issuer) Class A Ordinary Shares $0.00001 par value per share (Title of Class of Securities) 36118L 106** (CUSIP Number) December 31, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate b
February 12, 2020	EX-99.1	JOINT FILING AGREEMENT EX-99.1 2 d867385dex991.htm EX-99.1 EXHIBIT 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Class A ordinary shares of Futu Holdings Limited, and further agree that this agreement be in
February 10, 2020	SC 13G	FHL / Futu Holdings Limited / Tencent Holdings Ltd - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Futu Holdings Limited (Name of Issuer) Class A Ordinary Shares, par value $0.00001 per share (Title of Class of Securities) 36118L106** (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to d
February 7, 2020	SC 13G	FHL / Futu Holdings Limited / ONTARIO TEACHERS PENSION PLAN BOARD - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. )* Under the Securities Exchange Act of 1934 Futu Holdings Limited (Name of Issuer) American Depositary Shares representing Class A ordinary shares, par value $0.00001 (Title of Class of Securities) 36118L106** (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement)
November 22, 2019	6-K	FHL / Futu Holdings Limited 6-K - Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2019 Commission File Number: 001-38820 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W, Sheung Wan Hong Kong S.A.R., People’s Republic of China +852 2523-3588
November 22, 2019	EX-99.1	Futu Announces Third Quarter 2019 Unaudited Financial Results Exhibit 99.1 Futu Announces Third Quarter 2019 Unaudited Financial Results HONG KONG, November 22, 2019 (GLOBE NEWSWIRE) - Futu Holdings Limited (“Futu” or the “Company”) (NASDAQ: FUTU), a leading tech-driven online brokerage platform in China, today announced its unaudited financial results for the third quarter ended September 30, 2019. Third Quarter 2019 Operational Highlights • Total number of
September 12, 2019	EX-10.2	2019 Share Incentive Plan (incorporated herein by reference to Exhibit 10.2 to the registration statement on Form S-8 filed with the Securities and Exchange Commission on September 12, 2019 (File No. 333- 233721)) EX-10.2 Exhibit 10.2 FUTU HOLDINGS LIMITED 2019 SHARE INCENTIVE PLAN ARTICLE 1 PURPOSE The purpose of this 2019 Share Incentive Plan (the “Plan”) is to promote the success and enhance the value of Futu Holdings Limited, an exempted company formed under the laws of the Cayman Islands (the “Company”), by linking the personal interests of the Directors, Employees, and Consultants to those of the Comp
September 12, 2019	S-8	FHL / Futu Holdings Limited S-8 - - FORM S-8 Form S-8 As filed with the Securities and Exchange Commission on September 12, 2019 Registration No.
September 12, 2019	EX-4.3	Deposit Agreement, among the Registrant, the depositary and holder and beneficial owners of the American Depositary Receipts issued thereunder, dated March 7, 2019 (incorporated herein by reference to Exhibit 4.3 to the registration statement on Form S-8 filed with the Securities and Exchange Commission on September 12, 2019 (File No. 333- 233721)) EX-4.3 Exhibit 4.3 FUTU HOLDINGS LIMITED AND THE BANK OF NEW YORK MELLON As Depositary AND OWNERS AND HOLDERS OF AMERICAN DEPOSITARY SHARES Deposit Agreement March 7, 2019 TABLE OF CONTENTS ARTICLE 1. DEFINITIONS 1 SECTION 1.1. American Depositary Shares 1 SECTION 1.2. Commission 2 SECTION 1.3. Company 2 SECTION 1.4. Custodian 2 SECTION 1.5. Delisting Event 2 SECTION 1.6. Deliver; Surrender 2 SECT
August 26, 2019	EX-99.1	Futu Announces Second Quarter 2019 Unaudited Financial Results EX-99.1 Exhibit 99.1 Futu Announces Second Quarter 2019 Unaudited Financial Results HONG KONG, August 26, 2019 (GLOBE NEWSWIRE) — Futu Holdings Limited (“Futu” or the “Company”) (NASDAQ: FHL), a leading tech-driven online brokerage platform in China, today announced its unaudited financial results for the second quarter ended June 30, 2019. Second Quarter 2019 Operational Highlights • Total number
August 26, 2019	6-K	FHL / Futu Holdings Limited 6-K - Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2019 Commission File Number: 001-38820 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W, Sheung Wan Hong Kong S.A.R., People’s Republic of China +852 252
August 12, 2019	SC 13D/A	FHL / Futu Holdings Limited / GENERAL ATLANTIC LLC - AMENDMENT NO. 1 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Futu Holdings Limited (Name of Issuer) Class A ordinary shares, par value $0.00001 per share (Title of Class of Securities) 36118L 106** (CUSIP Number) Thomas J. Murphy c/o General Atlantic Service Company, L.P. 55 East 52nd Street, 33rd Floor New York, N
August 9, 2019	6-K	FHL / Futu Holdings Limited 6-K - Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2019 Commission File Number: 001-38820 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W, Sheung Wan Hong Kong S.A.R., People’s Republic of China +852 252
May 24, 2019	EX-99.1	Futu Announces First Quarter 2019 Unaudited Financial Results EX-99.1 Exhibit 99.1 Futu Announces First Quarter 2019 Unaudited Financial Results HONG KONG, May 24, 2019 (GLOBE NEWSWIRE) — Futu Holdings Limited (“Futu” or the “Company”) (NASDAQ: FHL), a leading tech-driven online brokerage platform in China, today announced its unaudited financial results for the first quarter ended March 31, 2019. First Quarter 2019 Highlights • Total revenues increased 37.1
May 24, 2019	6-K	FHL / Futu Holdings Limited 6-K - Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2019 Commission File Number: 001-38820 Futu Holdings Limited 11/F, Bangkok Bank Building No. 18 Bonham Strand W, Sheung Wan Hong Kong S.A.R., People’s Republic of China +852 2523-3
March 21, 2019	EX-99.1	Agreement relating to the filing of joint acquisition statements as required by Rule 13d-1(k)(1) under the Exchange Act. EXHIBIT 1 to SCHEDULE 13D JOINT ACQUISITION STATEMENT PURSUANT TO RULE 13D-1(k)(1) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint acquisition statements.
March 21, 2019	SC 13D	FHL / Futu Holdings Limited / GENERAL ATLANTIC LLC - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Futu Holdings Limited (Name of Issuer) Class A ordinary shares, par value $0.00001 per share (Title of Class of Securities) 36118L 106** (CUSIP Number) Thomas J. Murphy c/o General Atlantic Service Company, L.P. 55 East 52nd Street, 33rd Floor New York, New York 10055 (212
March 8, 2019	424B4	7,500,000 American Depositary Shares Futu Holdings Limited Representing 60,000,000 Class A Ordinary Shares 424(B)(4) Table of Contents Filed pursuant to Rule 424(b)(4) Registration Statement No.
March 5, 2019	FWP	Futu Holdings Limited Free Writing Prospectus Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Registration No.
March 5, 2019	EX-10.11	Subscription Agreement by and between the Registrant and General Atlantic Singapore FT Pte. Ltd., dated March 5, 2019 (incorporated herein by reference to Exhibit 10.11 to the registration statement on Form F-1/A filed with the Securities and Exchange Commission on March 5, 2019 (File No. 333-229094)) EX-10.11 Exhibit 10.11 SUBSCRIPTION AGREEMENT This Subscription Agreement (this “Agreement”) is made as of March 5, 2019 by and between: (1) Futu Holdings Limited, a company incorporated in the Cayman Islands (the “Company”); and (2) General Atlantic Singapore FT Pte. Ltd., a company incorporated in the Republic of Singapore (the “Purchaser”). The Company, on the one hand, and the Purchaser, on th
March 5, 2019	F-1/A	FHL / Futu Holdings Limited AMENDMENT NO. 3 TO FORM F-1 Amendment No. 3 to Form F-1 Table of Contents As filed with the Securities and Exchange Commission on March 5, 2019 Registration No. 333-229094 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 3 to FORM F-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Futu Holdings Limited (Exact name of Registrant as specified in its charter) Not Applicable (Translation of Regist
February 26, 2019	EX-1.1	Form of Underwriting Agreement Exhibit 1.1 Class A Ordinary Shares FUTU HOLDINGS LIMITED CLASS A ORDINARY SHARES, PAR VALUE US$0.00001 PER SHARE in the Form of American Depositary Shares UNDERWRITING AGREEMENT [?], 2019 GOLDMAN SACHS (ASIA) L.L.C. UBS SECURITIES LLC CREDIT SUISSE SECURITIES (USA) LLC As Representatives of the Several Underwriters c/o Goldman Sachs (Asia) L.L.C. 68th Floor, Cheung Kong Center, 2 Queen?s Road Cen
February 26, 2019	F-1/A	As filed with the Securities and Exchange Commission on February 26, 2019 Table of Contents As filed with the Securities and Exchange Commission on February 26, 2019 Registration No.
February 26, 2019	EX-4.3	Form of Deposit Agreement, among the Registrant, the depositary and holder and beneficial owners of the American Depositary Receipts issued thereunder Exhibit 4.3 FUTU HOLDINGS LIMITED AND THE BANK OF NEW YORK MELLON As Depositary AND OWNERS AND HOLDERS OF AMERICAN DEPOSITARY SHARES Deposit Agreement , 2019 TABLE OF CONTENTS ARTICLE 1. DEFINITIONS 1 SECTION 1.1. American Depositary Shares 1 SECTION 1.2. Commission 2 SECTION 1.3. Company 2 SECTION 1.4. Custodian 2 SECTION 1.5. Delisting Event 2 SECTION 1.6. Deliver; Surrender 2 SECTION 1.7. Depos
February 26, 2019	8-A12B	the description of the securities contained in our registration statement on Form 8-A filed on February 26, 2019 pursuant to Section 12 of the Exchange Act, together with all amendments and reports filed for the purpose of updating that description UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Futu Holdings Limited (Exact name of registrant as specified in its charter) Cayman Islands Not Applicable (State of incorporation or organization) (I.R.S. Employer Identification No.) 11/F, Bangko
February 19, 2019	EX-4.2	Registrant’s Specimen Certificate for Ordinary Shares Exhibit 4.2 Futu Holdings Limited ???????? Number Class A Ordinary Share(s) Incorporated under the laws of the Cayman Islands Share capital is US$500,000 divided into 50,000,000,000 shares comprising of (i) 48,700,000,000 Class A Ordinary Shares of a par value of US$0.00001 each, (ii) 800,000,000 Class B Ordinary Shares of a par value of US$0.00001 each and (iii) 500,000,000 shares of a par value
February 19, 2019	F-1/A	As filed with the Securities and Exchange Commission on February 19, 2019 Table of Contents As filed with the Securities and Exchange Commission on February 19, 2019 Registration No.
December 28, 2018	EX-4.4	Second Amended and Restated Shareholders Agreement between the Registrant and other parties thereto dated May 22, 2017 (incorporated herein by reference to Exhibit 4.4 to the registration statement on Form F-1/A filed with the Securities and Exchange Commission on December 28, 2018 (File No. 333-229094)) Exhibit 4.4 Execution Version SECOND AMENDED AND RESTATED SHAREHOLDERS AGREEMENT THIS SECOND AMENDED AND RESTATED SHAREHOLDERS AGREEMENT (this “Agreement”) is entered into on May 22, 2017 (the “Effective Date”), by and among 1. Futu Holdings Limited (富途控股有限公司), an exempted limited liability company duly incorporated and validly existing under the Laws of Cayman Islands (the “Company”); 2. Futu Sec
December 28, 2018	EX-10.1	Amended and Restated 2014 Share Incentive Plan (incorporated herein by reference to Exhibit 10.1 to the registration statement on Form F-1 filed with the Securities and Exchange Commission on December 28, 2018 (File No. 333-229094)) EX-10.1 5 d620103dex101.htm EX-10.1 Exhibit 10.1 Futu Holdings Limited/富途控股有限公司 AMENDED AND RESTATED 2014 SHARE INCENTIVE PLAN (amended and restated with effect from November 30, 2018, pursuant to resolutions of the Board passed on December 28, 2018) 1. PURPOSE OF THE PLAN. The purpose of this Plan is to promote the success of the Company and the interests of its shareholders by providing a means
December 28, 2018	EX-99.2	Opinion of CM Law Firm regarding certain PRC tax matters (included in Exhibit 99.2) EX-99.2 20 d620103dex992.htm EX-99.2 Exhibit 99.2 December 28, 2018 Futu Holdings Limited 11/F, Bangkok Bank Building Bonham Strand W, Sheung Wan Hong Kong S.A.R., People’s Republic of China Dear Sir or Madam, We are qualified lawyers of the People’s Republic of China (the “PRC” or “China”, for the purpose of this opinion only, the PRC shall not include the Hong Kong Special Administrative Region,
December 28, 2018	EX-10.10	Series C Preferred Shares Purchase Agreement between the Registrant and other parties thereto dated May 22, 2017 EX-10.10 14 d620103dex1010.htm EX-10.10 Exhibit 10.10 Execution Version SHARE PURCHASE AGREEMENT THIS SHARE PURCHASE AGREEMENT (this “Agreement”) is made and entered into on May 22, 2017 by and among: 1. Futu Holdings Limited (富途控股有限公司), an exempted limited liability company duly incorporated and validly existing under the Laws of the Cayman Islands (the “Company”); 2. Futu Securities Internationa
December 28, 2018	EX-10.5	English translation of the second amended and restated business operation agreement among Shensi Beijing, Shenzhen Futu and the shareholders of Shenzhen Futu dated September 28, 2018 (incorporated herein by reference to Exhibit 10.5 to the registration statement on Form F-1 filed with the Securities and Exchange Commission on December 28, 2018 (File No. 333-229094)) EX-10.5 9 d620103dex105.htm EX-10.5 Exhibit 10.5 Second Amended and Restated Business Operation Agreement This Second Amended and Restated Business Operation Agreement (“Agreement”) is made and entered into in Shenzhen, China on September 28, 2017 by and among the following parties (“Parties”): 1. Shensi Network Technology (Beijing) Co., Ltd., a wholly foreign-owned enterprise registered in China
December 28, 2018	EX-10.6	English translation of the executed form of the second amended and restated equity interest pledge agreement among Shensi Beijing, Shenzhen Futu and each of Shenzhen Futu’s shareholders, as currently in effect, and a schedule of all executed equity interest pledge agreement adopting the same form in respect of Shenzhen Futu (incorporated herein by reference to Exhibit 10.6 to the registration statement on Form F-1 filed with the Securities and Exchange Commission on December 28, 2018 (File No. 333-229094)) EX-10.6 Exhibit 10.6 Second Amended and Restated Equity Interest Pledge Agreement This Second Amended and Restated Equity Interest Pledge Agreement (“Agreement”) is made on [Date] in [Name of City], China by and among the following Parties: 1. Shensi Network Technology (Beijing) Co., Ltd. (“Pledge”), a wholly foreign-owned enterprise established and validly existing under the laws of China, with t
December 28, 2018	EX-10.8	English translation of the second amended and restated exclusive option agreement among Shensi Beijing, Shenzhen Futu and the shareholders of Shenzhen Futu dated September 28, 2018 (incorporated herein by reference to Exhibit 10.8 to the registration statement on Form F-1 filed with the Securities and Exchange Commission on December 28, 2018 (File No. 333-229094)) EX-10.8 12 d620103dex108.htm EX-10.8 Exhibit 10.8 Second Amended and Restated Exclusive Option Agreement This Second Amended and Restated Exclusive Option Agreement (“Agreement”) is made and entered into in Beijing, China on September 28, 2018 by and among the following Parties: 1. Shensi Network Technology (Beijing) Co., Ltd. (“WFOE”), a wholly foreign-owned enterprise established and validly exi
December 28, 2018	EX-10.9	English translation of the executed form of the spousal consent letters granted by the spouse of each individual shareholder of Shenzhen Futu, as currently in effect (incorporated herein by reference to Exhibit 10.9 to the registration statement on Form F-1 filed with the Securities and Exchange Commission on December 28, 2018 (File No. 333-229094)) Exhibit 10.9 Spouse Consent Letter I, [Name of Spouse], the undersigned (ID No.: [ID Card Number]), as the legitimate spouse of [Name of Shareholder] (ID No.: [ID Card Number], ?[Name of Shareholder]?), hereby (i) unconditionally and irrevocably agree that [Name of Shareholder] sign the following documents (?Transaction Documents?), and (ii) agree that the equity interest in Shenzhen Futu Network
December 28, 2018	EX-10.4	English translation of the second amended and restated shareholders’ voting rights proxy agreement among Shensi Beijing, Shenzhen Futu and the shareholders of Shenzhen Futu dated September 28, 2018 (incorporated herein by reference to Exhibit 10.4 to the registration statement on Form F-1 filed with the Securities and Exchange Commission on December 28, 2018 (File No. 333-229094)) Exhibit 10.4 Second Amended and Restated Shareholders? Voting Rights Proxy Agreement This Second Amended and Restated Shareholders? Voting Rights Proxy Agreement (the ?Agreement?) is made on September 28, 2018 in Beijing, China by and among the following Parties: 1. Shensi Network Technology (Beijing) Co., Ltd. (?WFOE?), a wholly foreign-owned enterprise established and validly existing under the
December 28, 2018	EX-99.1	Code of Business Conduct and Ethics of the Registrant (incorporated herein by reference to Exhibit 99.1 to the registration statement on Form F-1 filed with the Securities and Exchange Commission on December 28, 2018 (File No. 333-229094)) Exhibit 99.1 FUTU HOLDINGS LIMITED CODE OF BUSINESS CONDUCT AND ETHICS I. PURPOSE This Code of Business Conduct and Ethics (the “Code”) contains general guidelines for conducting the business of Futu Holdings Limited, a Cayman Islands company, and its subsidiaries and affiliates (collectively, the “Company”) consistent with the highest standards of business ethics, and is intended to qualify as a
December 28, 2018	EX-3.2	Form of Fourth Amended and Restated Memorandum and Articles of Association of the Registrant (incorporated herein by reference to Exhibit 3.2 to the registration statement on Form F-1 filed with the Securities and Exchange Commission on December 28, 2018 (File No. 333-229094)) Exhibit 3.2 THE COMPANIES LAW (2018 REVISION) OF THE CAYMAN ISLANDS COMPANY LIMITED BY SHARES FOURTH AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION OF FUTU HOLDINGS LIMITED 富途控股有限公司 (adopted by a Special Resolution passed on , 2018 and effective immediately prior to the completion of the initial public offering of the Company’s American Depositary Shares representing its Class A Ordinary Shares) 1
December 28, 2018	EX-10.3	Form of Employment Agreement between the Registrant and its executive officer (incorporated herein by reference to Exhibit 10.3 to the registration statement on Form F-1 filed with the Securities and Exchange Commission on December 28, 2018 (File No. 333-229094)) EX-10.3 Exhibit 10.3 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the “Agreement”) is entered into as of , 2018 by and between Futu Holdings Limited, an exempted company incorporated and existing under the laws of the Cayman Islands (the “Company”) and (Passport/PRC ID Card No.: ) (the “Executive”). RECITALS WHEREAS, the Company desires to employ the Executive and to assure itself of the servic
December 28, 2018	F-1	Powers of Attorney (included on signature page) Table of Contents As filed with the Securities and Exchange Commission on December 28, 2018 Registration No.
December 28, 2018	EX-3.1	Third Amended and Restated Memorandum and Articles of Association of the Registrant, as currently in effect EX-3.1 2 d620103dex31.htm EX-3.1 Exhibit 3.1 Execution Version THE COMPANIES LAW (2016 REVISION) OF THE CAYMAN ISLANDS COMPANY LIMITED BY SHARES THIRD AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION OF FUTU HOLDINGS LIMITED (富途控股有限公司) (adopted by a special resolution passed on May 22, 2017) THE COMPANIES LAW (2016 REVISION) OF THE CAYMAN ISLANDS COMPANY LIMITED BY SHARES THIRD AMENDED
December 28, 2018	EX-10.2	Form of Indemnification Agreement between the Registrant and its directors and executive officers (incorporated herein by reference to Exhibit 10.2 to the registration statement on Form F-1 filed with the Securities and Exchange Commission on December 28, 2018 (File No. 333-229094)) Exhibit 10.2 INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (this ?Agreement?) is made as of , 2018 by and between Futu Holdings Limited, an exempted company incorporated and existing under the laws of the Cayman Islands (the ?Company?), and (Passport/PRC ID Card No.: ) (the ?Indemnitee?). WHEREAS, the Indemnitee has agreed to serve as a director or officer of the Company and in such cap
December 28, 2018	EX-10.7	English translation of the second amended and restated exclusive technology consulting and services agreement among Shensi Beijing, Shenzhen Futu dated September 28, 2018 (incorporated herein by reference to Exhibit 10.7 to the registration statement on Form F-1 filed with the Securities and Exchange Commission on December 28, 2018 (File No. 333-229094)) EX-10.7 11 d620103dex107.htm EX-10.7 Exhibit 10.7 Second Amended and Restated Exclusive Technology Consulting and Services Agreement This Second Amended and Restated Exclusive Technology Consulting and Services Agreement (this “Agreement”) is made and entered into by and between the following parties in Beijing, China on September 28, 2018: 1. Shensi Network Technology (Beijing) Co., Ltd., a wholl
December 28, 2018	EX-99.4	Consent of Oliver Wyman Consulting (Shanghai) Limited Exhibit 99.4 CONSENT OF OLIVER WYMAN INC. Oliver Wyman, Inc. hereby consents to (i) references to our name, (ii) inclusion of information and data contained in our report entitled ?ONLINE RETAIL SECURITIES MARKET? (together with any subsequent amendments made by us thereto, the ?Report?) and (iii) citation of the Report, in each case, in this Registration Statement on Form F-1 (and in all subseque
December 28, 2018	EX-99.5	Registrant’s Representation under Item 8.A.4 Exhibit 99.5 Futu Holdings Limited 11/F, Bankok Bank Building No. 18 Bonham Strand W, Sheung Wan Hong Kong S.A.R. The People?s Republic of China December 28, 2018 Re: Futu Holdings Limited ? Registration Statement on Form F-1 Representation under Item 8.A.4 of Form 20-F (?Item 8.A.4?) Futu Holdings Limited, a foreign private issuer organized under the laws of the Cayman Islands (the ?Company?), is
December 28, 2018	EX-21.1	Significant subsidiaries and consolidated affiliated entity of the Registrant EX-21.1 15 d620103dex211.htm EX-21.1 Exhibit 21.1 Significant Subsidiaries and Consolidated Entity of the Registrant Subsidiary Place of Incorporation Futu Financial Limited Hong Kong Futu Lending Limited Hong Kong Futu Network Technology Limited Hong Kong Futu Securities (Hong Kong) Limited Hong Kong Futu Securities International (Hong Kong) Limited Hong Kong Futu Inc. the United States Futu Clea
November 23, 2018	DRS/A	As confidentially submitted to the Securities and Exchange Commission on November 23, 2018 DRS/A 1 filename1.htm Table of Contents As confidentially submitted to the Securities and Exchange Commission on November 23, 2018 Registration No. 333- SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM F-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Futu Holdings Limited (Exact name of Registrant as specified in its charter) Not Applicable (Translation of Registrant’s nam
October 19, 2018	DRS	As confidentially submitted to the Securities and Exchange Commission on October 19, 2018 Table of Contents As confidentially submitted to the Securities and Exchange Commission on October 19, 2018 Registration No.

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