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| CIK | 887546 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Aberdeen Greater China Fund, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| July 16, 2019 |
GCH / Aberdeen Greater China Fund, Inc. N-8F - - N-8F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-8F APPLICATION FOR DEREGRISTRATION OF CERTAIN REGISTERED INVESTMENT COMPANIES I. General Identifying Information 1. Reason fund is applying to deregister (check only one; for description, see Instruction 1 above): x Merger o Liquidation o Abandonment of Registration (Note: Abandonments of Registration answer only questi |
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| May 30, 2018 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Alan Goodson, certify that: 1. |
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| May 30, 2018 |
Aberdeen Greater China Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-06674 Exact name of registrant as specified in charter: Aberdeen Greater China Fund, Inc. Address of principal executive offices: 1735 Market Street, 32nd Flo |
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| April 30, 2018 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on May 11, 2018, pursuant to the provisions of Rule 12d2-2 (a). |
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| March 17, 2018 |
GCH / Aberdeen Greater China Fund, Inc. 425 (Prospectus) Filed by Aberdeen Greater China Fund, Inc. pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Company: Aberdeen Chile Fund, Inc. File No. 333-221577 FOR IMMEDIATE RELEASE For More Information Contact: Aberdeen Asset Management Inc. Investor Relations 800-522-5465 InvestorRelations@ |
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| January 26, 2018 |
CH / Aberdeen Chile Fund, Inc. 425 (Prospectus) Filed by Aberdeen Chile Fund, Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?) Subject Companies: The Asia Tigers Fund, Inc. Exchange Act File No. 005-52869 Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.; Exchange Act File No. 005-47548 Aberdee |
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| November 27, 2017 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT Certifications CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Alan Goodson, certify that: 1. |
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| November 27, 2017 |
Aberdeen Greater China Fund, Inc. - ABERDEEN GREATER CHINA FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-06674 Exact name of registrant as specified in charter: Aberdeen Greater China Fund, Inc. Address of principal executive offices: 1735 Market Street, 32nd Floor Philadelphia, PA 19103 Name and |
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| November 15, 2017 |
ABERDEEN CHILE FUND, INC. (a Maryland Corporation) POWER OF ATTORNEY EX-99.16.b ABERDEEN CHILE FUND, INC. (a Maryland Corporation) POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each of the undersigned as officers of ABERDEEN CHILE FUND, INC. (the “Fund”), a Maryland Corporation, hereby constitutes and appoints Alan Goodson, Megan Kennedy, Jennifer Nichols and Lucia Sitar, and each of them with power to act without the others, his or her attorney-in-fact, w |
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| November 15, 2017 |
As filed with the Securities and Exchange Commission on November 15, 2017 As filed with the Securities and Exchange Commission on November 15, 2017 Securities Act File No. |
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| November 15, 2017 |
AMENDMENT TO SUB-ADMINISTRATION AGREEMENT EX-99.13.d AMENDMENT TO SUB-ADMINISTRATION AGREEMENT This Amendment to Sub-Administration Agreement (the “Amendment”) is made as of June 1, 2015, by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Sub-Administrator”), and Aberdeen Asset Management Inc., a Delaware corporation (the “Administrator”). WHEREAS, the Sub-Administrator and the Administrator entered in |
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| November 15, 2017 |
ABERDEEN CHILE FUND, INC. (a Maryland Corporation) POWER OF ATTORNEY EX-99.16.a ABERDEEN CHILE FUND, INC. (a Maryland Corporation) POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each of the undersigned as directors of ABERDEEN CHILE FUND, INC. (the “Fund”), a Maryland Corporation, hereby constitutes and appoints Alan Goodson, Megan Kennedy, Jennifer Nichols, Lucia Sitar and Christian Pittard, and each of them with power to act without the others, his or her |
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| November 15, 2017 |
AMENDMENT TO AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT EX-99.9.d AMENDMENT TO AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT This Amendment to Amended and Restated Custodian Agreement (the “Amendment”) is made as June 1, 2015, by and among each Fund (as defined below) and State Street Bank and Trust Company, a Massachusetts trust company (“Custodian”). WHEREAS, each management investment company identified on Appendix A thereto (each, a “Fund”) and C |
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| November 15, 2017 |
EX-99.16.c CERTIFICATE OF SECRETARY The undersigned Secretary for Aberdeen Funds (the “Trust”) hereby certifies that the Board of Trustees of the Trust duly adopted the following resolution on October 2, 2017: RESOLVED, that the Board of Directors of the Acquiring Fund hereby approve and authorize the use of the Powers of Attorney, presented to and executed by this Board and certain Officers of th |
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| November 15, 2017 |
Third Amendment to Registrar Transfer Agency and Service Agreement EX-99.13.n Third Amendment to Registrar Transfer Agency and Service Agreement This Third Amendment (“Amendment”), effective as of December 4, 2012 (“Effective Date”), is to the Registrar Transfer Agency and Service Agreement (the “Agreement”) made as of March 1, 2003, between Computershare Inc. f/k/a EquiServe, Inc. (“Computershare”), and Computershare Trust Company, N.A. f/k/a EquiServe Trust Com |
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| November 15, 2017 |
FORM OF AMENDMENT TO MASTER CUSTODIAN AGREEMENT EX-99.9.C 5 a17-246361ex99d9dc.htm EX-99.9.C Exhibit 99.9.c FORM OF AMENDMENT TO MASTER CUSTODIAN AGREEMENT THIS AMENDMENT TO THE MASTER CUSTODIAN AGREEMENT (the “Amendment”) is made and entered into as of March 5, 2014 by and among the funds that are parties to the Master Custodian Agreement dated as of June 1, 2010, as amended (the “Agreement”) as listed on Appendix A, which shall be amended fro |
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| November 15, 2017 |
FORM OF ABERDEEN EMERGING MARKETS EQUITY INCOME FUND, INC. EXPENSE LIMITATION AGREEMENT EX-99.13.p FORM OF ABERDEEN EMERGING MARKETS EQUITY INCOME FUND, INC. EXPENSE LIMITATION AGREEMENT AGREEMENT, effective as of [ ], between Aberdeen Emerging Markets Equity Income Fund, Inc. (the ?Fund?), a Maryland corporation, and Aberdeen Asset Managers Limited, a Scottish company (the ?Adviser?). WHEREAS, the Fund is a closed-end fund registered under the Investment Company Act of 1940, as amen |
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| November 15, 2017 |
EX-99.13.O 12 a17-246361ex99d13do.htm EX-99.13.O EX-99.13.o FEE AND SERVICE SCHEDULE FOR STOCK TRANSFER SERVICES between Each of The Aberdeen Closed-End Funds Listed on Schedule A and COMPUTERSHARE INC. and COMPUTERSHARE TRUST COMPANY, N.A. This Fee and Service Schedule is by and between, Computershare Inc. (“Computershare”) and Computershare Trust Company, N.A. (the “Trust Company”), (collectivel |
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| November 15, 2017 |
787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 November 15, 2017 VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Aberdeen Chile Fund, Inc. |
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| November 15, 2017 |
EX-99.13.b SUB-ADMINISTRATION AGREEMENT Agreement dated as of June 1, 2010 by and between State Street Bank and Trust Company, a Massachusetts trust company (the ?Sub-Administrator?), and Aberdeen Asset Management Inc., a Delaware corporation (the ?Administrator?). WHEREAS, Aberdeen Funds (the ?Trust?) is an open-end management investment company comprised of multiple series (each, a ?Fund? and co |
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| November 15, 2017 |
Exhibit 99.13.a ADMINISTRATION AGREEMENT Agreement made as of this 1st day of April, 2014, by and between the funds listed in Exhibit A, each a Maryland corporation (each a ?Fund? and together, the ?Funds?), and Aberdeen Asset Management Inc., a Delaware corporation (the ?Administrator?) (this ?Agreement?). WHEREAS, each Fund operates as a closed-end non-diversified management investment company, |
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| November 15, 2017 |
Exhibit 99.9.b January 29, 2014 State Street Bank and Trust Company 1200 Crown Colony Drive Crown Colony Office Park Quincy, MA 02169 Attention: Judith I. Charny, Vice President Re: Each Aberdeen fund identified on Exhibit A hereto (each, a ?Fund?) Ladies and Gentlemen: Please be advised that each Fund has been incorporated and registered as a closed-end management investment company under the Inv |
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| November 15, 2017 |
AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT EX-99.9.a AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT This Amended and Restated Master Custodian Agreement (the ?Agreement?) is made as of June 1, 2010 by and among each management investment company identified on Appendix A hereto (each such management investment company and each management investment company made subject to this Agreement in accordance with Section 21.5 below, shall hereinaf |
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| November 15, 2017 |
AMENDMENT NO. 1 INVESTMENT ADVISORY AGREEMENT EX-99.6.b AMENDMENT NO. 1 TO INVESTMENT ADVISORY AGREEMENT AMENDMENT, effective as of the day of , 2017 between ABERDEEN EMERGING MARKETS EQUITY INCOME FUND, INC. (the ?Company?) (formerly known as the Aberdeen Chile Fund Inc.) and ABERDEEN ASSET MANAGERS LIMITED (the ?Adviser?) to that certain Investment Advisory Agreement between the Company and the Adviser dated March 1, 2012 (the ?Agreement?). |
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| November 15, 2017 |
EX-99.13.c January 29, 2014 State Street Bank and Trust Company 4 Copley Place, 5th Floor Boston, MA 02116 Attention: Fund Administration Legal Department Re: Each Aberdeen fund identified on Exhibit A hereto (each, a “Fund”) Ladies and Gentlemen: Please be advised that each Fund has been incorporated and registered as a closed-end management investment company under the Investment Company Act of |
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| October 5, 2017 |
EXHIBIT A Standstill Agreement This Agreement is entered into as of October 3, 2017 (including the exhibit(s) hereto, this "Agreement"), by and between City of London Investment Management Company Limited ("CoL") and, severally and not jointly, each fund identified in Exhibit A, as may be mutually agreed to and amended from time to time (each a "Fund" and together the "Funds") (each Fund with CoL, the "Parties," and each individually a "Party"). |
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| October 5, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) (Amendment No. 1) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Aberdeen Greater China Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 003031101 (CUSIP Number) Barry Ol |
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| October 4, 2017 |
Aberdeen Chile Fund 425 (Prospectus) Filed by Aberdeen Chile Fund, Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?) Subject Companies: Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.; Exchange Act File No. 005-47548 Aberdeen Latin America Equity Fund, Inc. Exchange Act File No. 005 |
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| June 16, 2017 |
Aberdeen Greater China Fund ABERDEEN GREATER CHINA FUND Aberdeen Greater China Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 25, 2017 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT EX-99.CERT 2 d266252dex99cert.htm CERTIFICATIONS CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Alan Goodson, certify that: 1. I have reviewed this report on Form N-Q of Aberdeen Greater China Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary |
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| May 25, 2017 |
Aberdeen Greater China Fund, Inc. - ABERDEEN GREATER CHINA FUND, INC. N-Q 1 d266252dnq.htm ABERDEEN GREATER CHINA FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-06674 Exact name of registrant as specified in charter: Aberdeen Greater China Fund, Inc. Address of principal executive offices: 1735 Ma |
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| May 12, 2017 |
Aberdeen Greater China Fund ABERDEEN GREATER CHINA FUND Aberdeen Greater China Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 9, 2017 |
Aberdeen Greater China Fund ABERDEEN GREATER CHINA FUND NOTICE AND PROXY Aberdeen Greater China Fund Notice and Proxy SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| March 28, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) (Amendment No. ) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Aberdeen Greater China Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 003031101 (CUSIP Number) Barry Oll |
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| February 13, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| November 29, 2016 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT Certifications CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Alan Goodson, certify that: 1. |
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| November 29, 2016 |
Aberdeen Greater China Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-06674 Exact name of registrant as specified in charter: Aberdeen Greater China Fund, Inc. Address of principal executive offices: 1735 Market Street, 32nd Flo |
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| July 25, 2016 |
Aberdeen Greater China Fund APP WD 787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 July 25, 2016 VIA ELECTRONIC MAIL Mr. |
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| May 26, 2016 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT EX-99.CERT 2 d160434dex99cert.htm CERTIFICATIONS CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Alan Goodson, certify that: 1. I have reviewed this report on Form N-Q of Aberdeen Greater China Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary |
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| May 26, 2016 |
Aberdeen Greater China Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-06674 Exact name of registrant as specified in charter: Aberdeen Greater China Fund, Inc. Address of principal executive offices: 1735 Market Street, 32nd Flo |
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| May 6, 2016 |
Aberdeen Greater China Fund ABERDEEN GREATER CHINA FUND NOTICE AND PROXY Aberdeen Greater China Fund Notice and Proxy SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| February 9, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| November 24, 2015 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT Certifications CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Alan Goodson, certify that: 1. |
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| November 24, 2015 |
N-Q 1 d53462dnq.htm ABERDEEN GREATER CHINA FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-06674 Exact name of registrant as specified in charter: Aberdeen Greater China Fund, Inc. Address of principal executive offices: 1735 Mar |
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| September 9, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| May 21, 2015 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT Certifications CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Alan Goodson, certify that: 1. |
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| May 21, 2015 |
Aberdeen Greater China Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-06674 Exact name of registrant as specified in charter: Aberdeen Greater China Fund, Inc. Address of principal executive offices: 1735 Market Street, 32nd Flo |
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| May 14, 2015 |
Aberdeen Greater China Fund DEFINITIVE PROXY STATEMENT Definitive Proxy Statement SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| February 27, 2015 |
Report of Independent Registered Public Accounting Firm EX-99.77B ACCT LTTR 2 gchnsar.htm AUDIT LETTER Report of Independent Registered Public Accounting Firm To the Board of Directors and Shareholders of Aberdeen Greater China Fund, Inc.: In planning and performing our audit of the financial statements of the Aberdeen Greater China Fund, Inc. (the “Fund”) as of and for the year ended December 31, 2014, in accordance with the standards of the Public Co |
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| February 9, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| November 25, 2014 |
Aberdeen Greater China Fund, Inc. - ABERDEEN GREATER CHINA FUND, INC. Aberdeen Greater China Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-06674 Exact name of registrant as specified in charter: Aberdeen Greater China Fund, Inc. Address of principal executive offices: 1735 Market Street, 32nd Flo |
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| November 25, 2014 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT Certifications CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Alan Goodson, certify that: 1. |
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| September 9, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| June 9, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| May 20, 2014 |
Quarterly Schedule of Portfolio Holdings - ABERDEEN GREATER CHINA FUND, INC. Aberdeen Greater China Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-06674 Exact name of registrant as specified in charter: Aberdeen Greater China Fund, Inc. Address of principal executive offices: 1735 Market Street, 32nd Flo |
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| May 20, 2014 |
CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT Certifications CERTIFICATION PURSUANT TO RULE 30A-2(A) UNDER THE 1940 ACT AND SECTION 302 OF THE SARBANES-OXLEY ACT I, Alan Goodson, certify that: 1. |
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| April 11, 2014 |
DEF 14A SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| November 27, 2013 |
Certifications Section 302 Certification I, Alan R. Goodson, certify that: 1. I have reviewed this report on Form N-Q of The Greater China Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadin |
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| November 27, 2013 |
Quarterly Schedule of Portfolio Holdings - THE GREATER CHINA FUND, INC. The Greater China Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-06674 THE GREATER CHINA FUND, INC. (Exact Name of Registrant as Specified in Charter) Gateway Center 3, 100 Mulberry Street, Newark, New Jersey 07102 (Address of Pr |
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| May 30, 2013 |
Quarterly Schedule of Portfolio Holdings - THE GREATER CHINA FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-06674 Exact name of registrant as specified in charter: The Greater China Fund, Inc. Address of principal executive offices: Gateway Center 3, 100 Mulberry Street, Newark, New Jersey 07102 Nam |
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| May 30, 2013 |
Certifications Section 302 Certification I, Alan R. Goodson, certify that: 1. I have reviewed this report on Form N-Q of The Greater China Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadin |
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| April 23, 2013 |
Definitive Proxy Statement SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| March 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 19, 2013 |
EX-99.1 2 ex99-1.htm PRESS RELEASE Exhibit (a)(10) The Greater China Fund, Inc. (NYSE: GCH) Announces Final Results of Tender Offer Less than 75% of the Outstanding Shares Tendered New York, New York, February 19, 2013 - The Greater China Fund, Inc. (NYSE: GCH) (the “Fund”) announced today that in accordance with the Fund’s tender offer (the “Tender Offer”) for up to 16,987,608 (approximately 70%) |
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| February 19, 2013 |
SC TO-I/A 1 sc0034.htm AMENDMENT NO. 4 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Amendment No. 4) Tender Offer Statement Under Section 14(d)(1) or Section 13(e)(1) of the Securities Exchange Act of 1934 THE GREATER CHINA FUND, INC. (Name of Subject Company (Issuer)) THE GREATER CHINA FUND, INC. (Name of Filing Person (Offeror)) Common Stock, par value $0.001 per share |
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| February 19, 2013 |
Sullivan & Cromwell LLP 125 Broad Street New York, New York 10004 (212) 558-4000 February 19, 2013 VIA EDGAR Securities and Exchange Commission, 100 F Street, N. |
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| February 8, 2013 |
Sullivan & Cromwell LLP 125 Broad Street New York, New York 10004 (212) 558-4000 February 8, 2013 VIA EDGAR Securities and Exchange Commission, 100 F Street, N. |
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| February 8, 2013 |
Exhibit (a)(9) The Greater China Fund, Inc. (NYSE: GCH) Announces Tender Offer Purchase Price and Expected Timing of Payment for Shares New York, New York, February 8, 2013 - The Greater China Fund, Inc. (NYSE: GCH) ( the “Fund”) announced today that it will pay a price of $13.32 per share for each share of the Fund properly tendered and accepted in the Fund’s tender offer (the “Tender Offer”) for |
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| February 8, 2013 |
SC TO-I/A 1 sc0031.htm AMENDMENT NO. 3 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Amendment No. 3) Tender Offer Statement Under Section 14(d)(1) or Section 13(e)(1) of the Securities Exchange Act of 1934 THE GREATER CHINA FUND, INC. (Name of Subject Company (Issuer)) THE GREATER CHINA FUND, INC. (Name of Filing Person (Offeror)) Common Stock, par value $0.001 per share |
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| February 7, 2013 |
Exhibit (a)(8) The Greater China Fund, Inc. (NYSE: GCH) Announces Preliminary Results of Tender Offer Less than 75% of the Outstanding Shares Tendered New York, New York, February 7, 2013 - The Greater China Fund, Inc. (NYSE: GCH) (the “Fund”) announced today the expiration and preliminary results of the Fund’s tender offer (the “Tender Offer”) for up to 16,987,608 of its issued and outstanding sh |
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| February 7, 2013 |
Sullivan & Cromwell LLP 125 Broad Street New York, New York 10004 (212) 558-4000 February 7, 2013 VIA EDGAR Securities and Exchange Commission, 100 F Street, N. |
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| February 7, 2013 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Amendment No. 2) Tender Offer Statement Under Section 14(d)(1) or Section 13(e)(1) of the Securities Exchange Act of 1934 THE GREATER CHINA FUND, INC. (Name of Subject Company (Issuer)) THE GREATER CHINA FUND, INC. (Name of Filing Person (Offeror)) Common Stock, par value $0.001 per share (Title of Class of Securities) 39167B10 |
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| January 17, 2013 |
Sullivan & Cromwell LLP 125 Broad Street New York, New York 10004 (212) 558-4000 January 17, 2013 VIA EDGAR Securities and Exchange Commission, 100 F Street, N. |
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| January 17, 2013 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Amendment No. 1) Tender Offer Statement Under Section 14(d)(1) or Section 13(e)(1) of the Securities Exchange Act of 1934 THE GREATER CHINA FUND, INC. (Name of Subject Company (Issuer)) THE GREATER CHINA FUND, INC. (Name of Filing Person (Offeror)) Common Stock, par value $0.001 per share (Title of Class of Securities) 39167B10 |
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| January 17, 2013 |
Sullivan & Cromwell LLP 125 Broad Street New York, New York 10004 (212) 558-4000 January 17, 2013 Via EDGAR Mr. |
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| January 9, 2013 |
The Greater China Fund, Inc. (NYSE: GCH) Announces Commencement of Tender Offer Press Release issued by the Fund dated January 8, 2013 Exhibit (a)(7) The Greater China Fund, Inc. |
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| January 9, 2013 |
Offer to Repurchase, dated January 8, 2013 Table of Contents Exhibit (a)(1) THE GREATER CHINA FUND, INC. |
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| January 9, 2013 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or Section 13(e)(1) of the Securities Exchange Act of 1934 THE GREATER CHINA FUND, INC. (Name of Subject Company (Issuer)) THE GREATER CHINA FUND, INC. (Name of Filing Person (Offeror)) Common Stock, par value $0.001 per share (Title of Class of Securities) 39167B102 (CUSIP Number of |
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| January 9, 2013 |
Form of Letter to Brokers, Dealers, Commercial Banks Exhibit (a)(4) THE GREATER CHINA FUND, INC. |
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| January 9, 2013 |
Form of Notice of Guaranteed Delivery Exhibit (a)(3) NOTICE OF GUARANTEED DELIVERY Regarding the Offer to Repurchase by THE GREATER CHINA FUND, INC. |
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| January 9, 2013 |
THE GREATER CHINA FUND, INC. Gateway Center Three, 4th Floor Newark, New Jersey 07102-4077 Text of Letter to Stockholders of the Fund dated January 8, 2013 Exhibit (a)(6) THE GREATER CHINA FUND, INC. |
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| January 9, 2013 |
Form of Letter to Clients Exhibit (a)(5) THE GREATER CHINA FUND, INC. GATEWAY CENTER THREE, 4th FLOOR NEWARK, NEW JERSEY 07102-4077 To Repurchase for Cash up to 16,987,608 of its Issued and Outstanding Shares at 99% of the Net Asset Value Per Share To Our Clients: Pursuant to your request, enclosed for your consideration are the Offer to Repurchase, dated January 8, 2013, of The Greater China Fund |
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| January 9, 2013 |
Form Letter of Transmittal Exhibit (a)(2) LETTER of TRANSMITTAL To Accompany Shares of Common Stock, $0. |
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| January 9, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| January 8, 2013 |
SEC cover letter Sullivan & Cromwell LLP 125 Broad Street New York, New York 10004 (212) 558-4000 January 8, 2013 Via EDGAR Securities and Exchange Commission, 100 F Street, N. |
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| January 8, 2013 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or Section 13(e)(1) of the Securities Exchange Act of 1934 THE GREATER CHINA FUND, INC. (Name of Subject Company (Issuer)) THE GREATER CHINA FUND, INC. (Name of Filing Person (Offeror)) Common Stock, par value $0.001 per share (Title of Class of Securities) 39167B102 (CUSIP Number of |
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| December 5, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| November 29, 2012 |
Quarterly Schedule of Portfolio Holdings - THE GREATER CHINA FUND, INC. The Greater China Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-06674 Exact name of registrant as specified in charter: The Greater China Fund, Inc. Address of principal executive offices: Gateway Center 3, 100 Mulberry Street, |
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| November 29, 2012 |
Certifications Section 302 Certification I, Brian Corris, certify that: 1. I have reviewed this report on Form N-Q of The Greater China Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading w |
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| November 28, 2012 |
- THE GREATER CHINA FUND, INC. The Greater China Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted |
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| November 26, 2012 |
- SCHEDULE 14A -- DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| November 20, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment No. 8 (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) THE GREATER CHINA FUND, INC. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 39167B102 (CUSIP Number) Barry M. Olli |
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| October 29, 2012 |
- THE GREATER CHINA FUND, INC. The Greater China Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted |
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| October 29, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment No. 7 (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) THE GREATER CHINA FUND, INC. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 39167B102 (CUSIP Number) Barry M. Olli |
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| September 28, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment No. 6 (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) THE GREATER CHINA FUND, INC. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 39167B102 (CUSIP Number) Barry M. Olli |
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| September 28, 2012 |
- THE GREATER CHINA FUND, INC. The Greater China Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted |
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| September 28, 2012 |
S.E.C. Transmittal Letter Sullivan & Cromwell LLP 125 Broad Street New York, New York 10004 (212) 558-4000 September 28, 2012 VIA EDGAR Mr. Larry L. Greene, Senior Counsel, Securities and Exchange Commission, 100 F Street, N.E., Washington, D.C. 20549. Re: The Greater China Fund, Inc. Preliminary Proxy Statement filed September 19, 2012 (File No. 005-51363) Dear Mr. Greene: On behalf of The Greate |
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| September 28, 2012 |
- THE GREATER CHINA FUND, INC. DEFA14A 1 d418207ddefa14a.htm THE GREATER CHINA FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the |
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| September 19, 2012 |
- THE GREATER CHINA FUND, INC. The Greater China Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted |
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| June 22, 2012 |
DEFA14A 1 d371266ddefa14a.htm SHAREHOLDER LETTER SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the C |
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| June 15, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment No. 5 (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) THE GREATER CHINA FUND, INC. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 39167B102 (CUSIP Number) Barry M. Olli |
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| June 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confide |
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| June 8, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment No. 4 (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) THE GREATER CHINA FUND, INC. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 39167B102 (CUSIP Number) Barry M. Olli |
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| May 25, 2012 |
Certifications Section 302 Certification I, Brian Corris, certify that: 1. I have reviewed this report on Form N-Q of The Greater China Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading w |
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| May 25, 2012 |
Quarterly Schedule of Portfolio Holdings - THE GREATER CHINA FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-06674 Exact name of registrant as specified in charter: The Greater China Fund, Inc. Address of principal executive offices: Gateway Center 3, 100 Mulberry Street, Newark, New Jersey 07102 Nam |
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| April 24, 2012 |
Definitive Proxy Statement SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| January 25, 2012 |
GCH / Aberdeen Greater China Fund, Inc. / LAZARD ASSET MANAGEMENT LLC Passive Investment SCHEDULE 13G/A CUSIP No: 39167B102 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 648,898 6)SHARED VOTING POWER: - 7)SOLE DISPOS |
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| January 23, 2012 |
GCH / Aberdeen Greater China Fund, Inc. / LAZARD ASSET MANAGEMENT LLC Passive Investment SCHEDULE 13G/A CUSIP No: 39167B102 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 648,898 6)SHARED VOTING POWER: - 7)SOLE DISPOS |
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| December 8, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment No. 3 (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) THE GREATER CHINA FUND, INC. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 39167B102 (CUSIP Number) Barry M. Olli |
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| November 28, 2011 |
The Greater China Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-06674 Exact name of registrant as specified in charter: The Greater China Fund, Inc. Address of principal executive offices: Gateway Center 3, 100 Mulberry Street, |
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| November 28, 2011 |
Certifications Section 302 Certification I, Brian Corris, certify that: 1. I have reviewed this report on Form N-Q of The Greater China Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading w |
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| November 8, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment No. 2 (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) THE GREATER CHINA FUND, INC. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 39167B102 (CUSIP Number) Barry M. Olli |
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| October 20, 2011 |
The Greater China Fund, Inc. (NYSE: GCH) Announces Final Results of Tender Offer The Greater China Fund, Inc. (NYSE: GCH) Announces Final Results of Tender Offer New York, New York, October 20, 2011 - The Greater China Fund, Inc. (NYSE: GCH) ( the “Fund”) announced today that in accordance with the Fund’s tender offer (the “Tender Offer”) for up to 6,067,002 of its issued and outstanding shares of common stock, which expired October 14, 2011, the Fund has accepted 6,067,002 sh |
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| October 20, 2011 |
Sullivan & Cromwell LLP 125 Broad Street New York, New York 10004 (212) 558-4000 October 20, 2011 VIA EDGAR Securities and Exchange Commission, 100 F Street, N. |
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| October 20, 2011 |
- SCHEDULE TO, AMENDMENT NO. 4 SC TO-I/A 1 sc0075.htm SCHEDULE TO, AMENDMENT NO. 4 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Amendment No. 4) Tender Offer Statement Under Section 14(d)(1) or Section 13(e)(1) of the Securities Exchange Act of 1934 THE GREATER CHINA FUND, INC. (Name of Subject Company (Issuer)) THE GREATER CHINA FUND, INC. (Name of Filing Person (Offeror)) Common Stock, par value $0.0 |
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| October 17, 2011 |
Sullivan & Cromwell LLP 125 Broad Street New York, New York 10004 (212) 558-4000 October 17, 2011 VIA EDGAR Securities and Exchange Commission, 100 F Street, N. |
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| October 17, 2011 |
- SCHEDULE TO, AMENDMENT NO. 3 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Amendment No. 3) Tender Offer Statement Under Section 14(d)(1) or Section 13(e)(1) of the Securities Exchange Act of 1934 THE GREATER CHINA FUND, INC. (Name of Subject Company (Issuer)) THE GREATER CHINA FUND, INC. (Name of Filing Person (Offeror)) Common Stock, par value $0.001 per share (Title of Class of Securities) 39167B10 |
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| October 17, 2011 |
The Greater China Fund, Inc. (NYSE: GCH) Announces Preliminary Results of Tender Offer EX-99.9 2 exh-a9.htm PRESS RELEASE Exhibit (a)(9) The Greater China Fund, Inc. (NYSE: GCH) Announces Preliminary Results of Tender Offer New York, New York, October 17, 2011 - The Greater China Fund, Inc. (NYSE: GCH) ( the “Fund”) announced the expiration and preliminary results of the Fund’s tender offer (the “Tender Offer”) for up to 6,067,002 of its issued and outstanding shares of common stock |
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| October 14, 2011 |
Sullivan & Cromwell LLP 125 Broad Street New York, New York 10004 (212) 558-4000 October 14, 2011 Via E-mail and EDGAR Mr. |
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| October 13, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment No. 1 (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) THE GREATER CHINA FUND, INC. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 39167B102 (CUSIP Number) Barry M. Olli |
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| October 12, 2011 |
The Greater China Fund, Inc. (NYSE: GCH) Announces No Extension of Tender Offer For Immediate Release The Greater China Fund, Inc. (NYSE: GCH) Announces No Extension of Tender Offer New York, New York, October 12, 2011 - The Greater China Fund, Inc. (NYSE: GCH) ( the “Fund”) reminds investors that the Fund’s tender offer (the “Tender Offer”) to purchase up to 20% of the Fund’s outstanding shares of common stock will expire this Friday, October 14, 2011, at 11:59 p.m, unless e |
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| October 12, 2011 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Amendment No. 2) Tender Offer Statement Under Section 14(d)(1) or Section 13(e)(1) of the Securities Exchange Act of 1934 THE GREATER CHINA FUND, INC. (Name of Subject Company (Issuer)) THE GREATER CHINA FUND, INC. (Name of Filing Person (Offeror)) Common Stock, par value $0.001 per share (Title of Class of Securities) 39167B10 |
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| October 11, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) THE GREATER CHINA FUND, INC. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 39167B102 (CUSIP Number) Barry M. Olliff c/o City of Lon |
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| September 27, 2011 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Amendment No. 1) Tender Offer Statement Under Section 14(d)(1) or Section 13(e)(1) of the Securities Exchange Act of 1934 THE GREATER CHINA FUND, INC. (Name of Subject Company (Issuer)) THE GREATER CHINA FUND, INC. (Name of Filing Person (Offeror)) Common Stock, par value $0.001 per share (Title of Class of Securities) 39167B10 |
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| September 27, 2011 |
Sullivan & Cromwell LLP 125 Broad Street New York, New York 10004 September 27, 2011 VIA EDGAR Securities and Exchange Commission, 100 F Street, N. |
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| September 27, 2011 |
CORRESP 1 filename1.htm Sullivan & Cromwell LLP 125 Broad Street New York, New York 10004 (212) 558-4000 September 27, 2011 Via Facsimile and EDGAR Mr. Larry L. Greene, Senior Counsel, Securities and Exchange Commission, 100 F Street, N.E., Washington, D.C. 20549. Re: The Greater China Fund, Inc. Schedule TO - I filed September 16, 2011 (File No. 005-51363) Dear Mr. Greene: This letter is to respo |
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| September 20, 2011 |
CORRESP 1 filename1.htm Sullivan & Cromwell LLP 125 Broad Street New York, New York 10004 (212) 558-4000 September 20, 2011 Via Facsimile and EDGAR Mr. Larry L. Greene, Senior Counsel, Securities and Exchange Commission, 100 F Street, N.E., Washington, D.C. 20549. Re: The Greater China Fund, Inc. Schedule TO - C filed August 30, 2011 (File No. 333-163745) Dear Mr. Greene: This letter is to respond |
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| September 16, 2011 |
Exhibit (a)(4) THE GREATER CHINA FUND, INC. GATEWAY CENTER THREE, 4TH FLOOR NEWARK, NEW JERSEY 07102-4077 To Purchase for Cash up to 6,067,002 of its Issued and Outstanding Shares at 98% of the Net Asset Value Per Share To Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees: We are enclosing herewith the material listed below relating to the offer of The Greater China Fund, Inc. |
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| September 16, 2011 |
Exhibit (a)(5) THE GREATER CHINA FUND, INC. GATEWAY CENTER THREE, 4th FLOOR NEWARK, NEW JERSEY 07102-4077 To Repurchase for Cash up to 6,067,002 of its Issued and Outstanding Shares at 98% of the Net Asset Value Per Share To Our Clients: Pursuant to your request, enclosed for your consideration are the Offer to Repurchase, dated September 16, 2011, of The Greater China Fund, Inc. (the “Fund”) and |
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| September 16, 2011 |
Exhibit (a)(2) LETTER of TRANSMITTAL To Accompany Shares of Common Stock, $0.001 Par Value of THE GREATER CHINA FUND, INC. (the ?Fund?) Tendered Pursuant to the Offer to Repurchase Dated September 16, 2011 THE OFFER WILL EXPIRE AT 11:59 P.M., EASTERN TIME, ON OCTOBER 14, 2011 UNLESS THE OFFER IS EXTENDED The Depositary for the Offer is: BNY Mellon Shareowner Services By Mail: BNY Mellon Shareowner |
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| September 16, 2011 |
Form of Notice of Guaranteed Delivery. Exhibit (a)(3) NOTICE OF GUARANTEED DELIVERY Regarding the Offer to Repurchase by THE GREATER CHINA FUND, INC. To Repurchase for Cash up to 6,067,002 Of Its Issued and Outstanding Shares at 98% of the Net Asset Value Per Share This form must be used to accept the Offer to Repurchase (as defined below) if a stockholder’s certificates for Fund Shares are not im |
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| September 16, 2011 |
THE GREATER CHINA FUND, INC. Gateway Center Three, 4th Floor Newark, New Jersey 07102-4077 Exhibit (a)(6) THE GREATER CHINA FUND, INC. Gateway Center Three, 4th Floor Newark, New Jersey 07102-4077 September 16, 2011 Dear Stockholder: The Greater China Fund, Inc. (the “Fund”) is offering to repurchase up to 6,067,002 of its issued and outstanding shares of common stock, which is equal to approximately 20% of the Fund’s issued and outstanding shares as of September 9, 2011, for cash at a |
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| September 16, 2011 |
The Greater China Fund, Inc. (NYSE: GCH) Announces Commencement of Tender Offer Exhibit (a)(7) The Greater China Fund, Inc. (NYSE: GCH) Announces Commencement of Tender Offer New York, New York, September 16, 2011 — The Greater China Fund, Inc. (NYSE: GCH) ( the “Fund”) announced today the commencement of an issuer tender offer by the Fund to acquire in exchange for cash up to 20% of the Fund’s outstanding shares at a price per share equal to 98% of the Fund’s net asset value |
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| September 16, 2011 |
Offer to Repurchase, dated September 16, 2011. Exhibit (a)(1) THE GREATER CHINA FUND, INC. GATEWAY CENTER THREE, 4th FLOOR NEWARK, NEW JERSEY 07102-4077 (973) 367-7521 OFFER TO REPURCHASE FOR CASH UP TO 6,067,002 OF ITS ISSUED AND OUTSTANDING SHARES AT 98% OF NET ASSET VALUE PER SHARE THE OFFER TO REPURCHASE WILL EXPIRE AT 11:59 P.M. EASTERN TIME ON OCTOBER 14, 2011 UNLESS THE OFFER IS EXTENDED. T |
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| September 16, 2011 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or Section 13(e)(1) of the Securities Exchange Act of 1934 THE GREATER CHINA FUND, INC. (Name of Subject Company (Issuer)) THE GREATER CHINA FUND, INC. (Name of Filing Person (Offeror)) Common Stock, par value $0.001 per share (Title of Class of Securities) 39167B102 (CUSIP Number of |
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| September 7, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| August 30, 2011 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or Section 13(e)(1) of the Securities Exchange Act of 1934 THE GREATER CHINA FUND, INC. (Name of Subject Company (Issuer)) THE GREATER CHINA FUND, INC. (Name of Filing Person (Offeror)) Common Stock, par value $0.001 per share (Title of Class of Securities) 39167B102 (CUSIP Number of |
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| August 10, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment No. 2 (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) THE GREATER CHINA FUND, INC. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 39167B102 (CUSIP Number) Barry M. Olli |
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| June 6, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Amendment No. 1 (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) THE GREATER CHINA FUND, INC. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 39167B102 (CUSIP Number) Barry M. Olli |
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| May 26, 2011 |
The Greater China Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-06674 Exact name of registrant as specified in charter: The Greater China Fund, Inc. Address of principal executive offices: Gateway Center 3, 100 Mulberry Street, |
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| May 26, 2011 |
Certifications Section 302 Certification I, Brian Corris, certify that: 1. I have reviewed this report on Form N-Q of The Greater China Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading w |
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| April 29, 2011 |
SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| February 28, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) The Greater China Fund Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 39167B102 (CUSIP Number) Barry M. Olliff c/o City of Lond |
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| February 11, 2011 |
SCHEDULE 13G CUSIP No: 39167B102 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 1,781,964 6)SHARED VOTING POWER: - 7)SOLE DISPOS |
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| February 9, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| November 26, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-06674 Exact name of registrant as specified in charter: The Greater China Fund, Inc. Address of principal executive offices: Gateway Center 3, 100 Mulberry Street, Newark, New Jersey 07102 Nam |
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| November 26, 2010 |
Section 302 Certification I, Brian Corris, certify that: 1. I have reviewed this report on Form N-Q of The Greater China Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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| October 8, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| August 9, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| June 9, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| June 1, 2010 |
Certifications Section 302 Certification I, Brian Corris, certify that: 1. I have reviewed this report on Form N-Q of The Greater China Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading w |
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| June 1, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-06674 Exact name of registrant as specified in charter: The Greater China Fund, Inc. Address of principal executive offices: Gateway Center 3, 100 Mulberry Street, Newark, New Jersey 07102 Nam |
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| April 27, 2010 |
SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| March 25, 2010 |
Consent of Independent Registered Public Accounting Firm EX-99.2(N) 3 dex992n.htm CONSENT OF KPMG LLP, INDEPENDENT ACCOUNTANTS FOR THE REGISTRANT. Exhibit 2(n) Consent of Independent Registered Public Accounting Firm The Board of Directors The Greater China Fund, Inc.: We consent to the use of our report dated February 22, 2010, with respect to the statements of assets and liabilities, including the portfolio of investments, of The Greater China Fund, I |
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| March 25, 2010 |
As filed with the Securities and Exchange Commission on March 25, 2010 As filed with the Securities and Exchange Commission on March 25, 2010 Securities Act File No. |
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| March 25, 2010 |
Exhibit 2 (j)(2) AMENDMENT AMENDMENT made as of June 30, 2009 to that certain Custody Agreement dated as of August 23, 2005, as amended from time to time, between The Greater China Fund, Inc. |
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| March 16, 2010 |
March 16, 2010 Via EDGAR Kevin Rupert, Securities and Exchange Commission, 100 F Street N. |
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| March 16, 2010 |
[UBS SECURITIES LLC LETTERHEAD] March 15, 2010 Via Facsimile and EDGAR Larry L. Greene, Senior Counsel, Securities and Exchange Commission, 100 F Street N.E., Washington, D.C. 20549. Re: The Greater China Fund, Inc., Form N-2, filed March 15, 2010 (File No. 333-163745 and 811-06674) Dear Mr. Greene: This letter is to inform you, on behalf of the staff of the Division of Investment Management (the “Staff”) of the Securities and E |
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| March 5, 2010 |
The Greater China Fund, Inc. March 4, 2010 Via Facsimile and EDGAR Mr. Larry L. Greene, Senior Counsel, Securities and Exchange Commission, 100 F Street, N.E., Washington, D.C. 20549. Re: The Greater China Fund, Inc. Form N-2 filed February 22, 2010 (File No. 333-163745) Dear Mr. Greene: This letter is to respond to your comments of March 2, 2010 (the “Comments”), on behalf of the staff (the “Staf |
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| February 5, 2010 |
SCHEDULE 13G/A CUSIP No: 39167B102 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 1,136,695 6)SHARED VOTING POWER: - 7)SOLE DISP |
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| November 27, 2009 |
The Greater China Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-06674 Exact name of registrant as specified in charter: The Greater China Fund, Inc. Address of principal executive offices: Gateway Center 3, 100 Mulberry Street, |
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| November 27, 2009 |
Certifications Section 302 Certification I, Brian Corris, certify that: 1. I have reviewed this report on Form N-Q of The Greater China Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading w |
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| June 1, 2009 |
Section 302 Certification I, Brian Corris, certify that: 1. I have reviewed this report on Form N-Q of The Greater China Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to |
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| June 1, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-06674 Exact name of registrant as specified in charter: The Greater China Fund, Inc. Address of principal executive offices: Gateway Center 3, 100 Mulberry Street, Newark, New Jersey 07102 Nam |
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| April 30, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| April 30, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| February 10, 2009 |
r13ggreaterchina SCHEDULE 13G CUSIP No: 39167B102 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 966,224 6)SHARED VOTING POWER: |
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| December 1, 2008 |
Certifications Section 302 Certification I, Brian Corris, certify that: 1. I have reviewed this report on Form N-Q of The Greater China Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading w |
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| December 1, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-06674 Exact name of registrant as specified in charter: The Greater China Fund, Inc. Address of principal executive offices: Gateway Center 3, 100 Mulberry Street, Newark, New Jersey 07102 Nam |
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| May 30, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-06674 Exact name of registrant as specified in charter: The Greater China Fund, Inc. Address of principal executive offices: Gateway Center 3, 100 Mulberry Street, Newark, New Jersey 07102 Nam |
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| May 30, 2008 |
Certifications Section 302 Certification I, Brian Corris, certify that: 1. I have reviewed this report on Form N-Q of The Greater China Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading w |
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| April 28, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| November 29, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-06674 Exact name of registrant as specified in charter: The Greater China Fund, Inc. Address of principal executive offices: Gateway Center 3, 100 Mulberry Street, Newark, New Jersey 07102 Nam |
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| November 29, 2007 |
Section 302 Certification I, Ronald G.M. Watt, certify that: 1. I have reviewed this report on Form N-Q of The Greater China Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| May 25, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-06674 Exact name of registrant as specified in charter: The Greater China Fund, Inc. Address of principal executive offices: Gateway Center 3, 100 Mulberry Street, Newark, New Jersey 07102 Nam |
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| May 25, 2007 |
Section 302 Certification I, Ron Watt, certify that: 1. I have reviewed this report on Form N-Q of The Greater China Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| May 15, 2007 |
Definitive Proxy Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 29, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-06674 THE GREATER CHINA FUND, INC. (Exact name of registrant as specified in charter) 51 West 52nd Street, New York, New York 10019-6114 (Address of principal executive offices) (Zip code) Josep |
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| November 29, 2006 |
Exhibit EX-99.CERT Certifications I, Ronald G.M. Watt, President of The Greater China Fund, Inc., certify that: 1. I have reviewed this report on Form N-Q of The Greater China Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which suc |
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| May 26, 2006 |
Exhibit EX-99.CERT Certifications I, Ronald G.M. Watt, President of The Greater China Fund, Inc., certify that: 1. I have reviewed this report on Form N-Q of The Greater China Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which suc |
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| May 26, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-06674 THE GREATER CHINA FUND, INC. (Exact name of registrant as specified in charter) 51 West 52nd Street, New York, New York 10019-6114 (Address of principal executive offices) (Zip code) Josep |
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| February 3, 2006 |
SCHEDULE 13G/A CUSIP No: 39167B102 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 617,545 6)SHARED VOTING POWER: - 7)SOLE DISPOS |
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| November 29, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-06674 THE GREATER CHINA FUND, INC. (Exact name of registrant as specified in charter) 51 West 52nd Street, New York, New York 10019-6114 (Address of principal executive offices) (Zip code) Josep |
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| November 29, 2005 |
Exhibit EX-99.CERT Certifications I, Ronald G.M. Watt, President of The Greater China Fund, Inc., certify that: 1. I have reviewed this report on Form N-Q of The Greater China Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which suc |
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| May 27, 2005 |
Item 1. Schedule of Investments UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06674 THE GREATER CHINA FUND, INC. (Exact name of registrant as specified in charter) 51 West 52nd Street, New York, New York 10019-6114 (Address of principal executive offices) (Zip code) Joseph |
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| May 27, 2005 |
Exhibit EX-99.CERT Certifications I, Ronald G.M. Watt, President of The Greater China Fund, Inc., certify that: 1. I have reviewed this report on Form N-Q of The Greater China Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which suc |
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| February 14, 2005 |
SCHEDULE 13G/A CUSIP No: 39167B102 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 690,100 6)SHARED VOTING POWER: - 7)SOLE DISPOS |
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| November 29, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-6674 THE GREATER CHINA FUND, INC. (Exact name of registrant as specified in charter) 51 West 52nd Street, New York, New York 10019-6114 (Address of principal executive offices) (Zip code) Joseph |
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| November 29, 2004 |
Exhibit 99.CERT Certifications I, Ronald G.M. Watt, President of The Greater China Fund, Inc., certify that: 1. I have reviewed this report on Form N-CSR of The Greater China Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such |
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| February 13, 2004 |
SCHEDULE 13G/A CUSIP No: 39167B102 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 715,900 6)SHARED VOTING POWER: - 7)SOLE DISPOS |
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| September 10, 2003 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 10)1 The Greater China Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 39167B102 (CUSIP Number) August 31, 2003 (Date of Event Which |
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| February 18, 2003 |
SCHEDULE 13G CUSIP No: 39167B102 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Freres & Co. LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: New York NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 730,900 6)SHARED VOTING POWER: 7)SOLE DISPOSITIVE PO |
