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| CIK | 1819796 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to GCM Grosvenor Inc. - Equity Warrant
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 7, 2025 |
gcmgrosvenorsecondquarte 2025 Second Quarter Results Earnings Presentation GCM GROSVENOR | 2 GCM Grosvenor Reports Q2 2025 Results CHICAGO, August 7, 2025 – GCM Grosvenor (Nasdaq: GCMG), a leading global alternative asset management solutions provider, today reported results for the second fiscal quarter ended June 30, 2025. |
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| August 7, 2025 |
PRESS RELEASE GCM Grosvenor Reports Second Quarter 2025 Earnings Results, with Year-To-Date Fundraising Increasing 52% Year-Over-Year, Year-to-Date GAAP Net Income, Fee-Related Earnings and Adjusted Net Income Increasing 130%, 14% and 19%, Respectively, Year-Over-Year CHICAGO, August 7, 2025 – GCM Grosvenor (Nasdaq: GCMG), a global alternative asset management solutions provider, today reported its results for the second quarter 2025. |
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| August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) August 7, 2025 GCM Grosvenor Inc. (Exact name of registrant as specified in its charter) Delaware 001-39716 85-2226287 (State or other jurisdiction of incorporation) (Commission File N |
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| August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39716 GCM Grosven |
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| July 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) July 9, 2025 GCM Grosvenor Inc. (Exact name of registrant as specified in its charter) Delaware 001-39716 85-2226287 (State or other jurisdiction of incorporation) (Commission File Num |
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| July 7, 2025 |
GCM Grosvenor Inc. 900 North Michigan Avenue Suite 1100 Chicago, Illinois 60611 GCM Grosvenor Inc. 900 North Michigan Avenue Suite 1100 Chicago, Illinois 60611 July 7, 2025 Via EDGAR Securities and Exchange Commission Division of Corporation Finance Mail Stop 3010 100 F Street, N.E. Washington, D.C. 20549 Re: GCM Grosvenor Inc. Registration Statement on Form S-3 (Registration No. 333-288378) To the addressee set forth above: In accordance with Rule 461 under the Securities Ac |
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| June 27, 2025 |
Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 ☐ Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) WILMINGTON TRUST, NATIONAL ASSOCIATION (Exact name of trustee as specified in its charter) 16-1486454 (I.R.S. employer identification no.) 1100 North Market Street Wilmington, DE 19890-0001 (Address of principal |
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| June 27, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) GCM Grosvenor Inc. |
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| June 27, 2025 |
Exhibit 4.1 GCM GROSVENOR INC. INDENTURE Dated as of , 20 WILMINGTON TRUST, NATIONAL ASSOCIATION Trustee TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.1. Definitions. 1 Section 1.2. Other Definitions. 4 Section 1.3. Incorporation by Reference of Trust Indenture Act. 4 Section 1.4. Rules of Construction. 5 ARTICLE II. THE SECURITIES 5 Section 2.1. Issuable |
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| June 27, 2025 |
As filed with the Securities and Exchange Commission on June 27, 2025 As filed with the Securities and Exchange Commission on June 27, 2025 Registration No. |
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| June 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 5, 2025 GCM Grosvenor Inc. (Exact name of registrant as specified in its charter) Delaware 001-39716 85-2226287 (State or other jurisdiction of incorporation) (Commission File Num |
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| May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39716 GCM Grosve |
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| May 8, 2025 |
Exhibit 10.2 ACKNOWLEDGMENT AND AGREEMENT This ACKNOWLEDGMENT AND AGREEMENT, effective as of March 1, 2025, is between Frederick E. Pollock (“Employee”) and Grosvenor Capital Management, L.P., an Illinois limited partnership (“Employer”). WHEREAS, Employee and Employer are parties to that certain Second Amended and Restated Employment and Protective Covenants Agreement, effective as of May 9, 2023 |
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| May 7, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 7, 2025 GCM Grosvenor Inc. (Exact name of registrant as specified in its charter) Delaware 001-39716 85-2226287 (State or other jurisdiction of incorporation) (Commission File Numb |
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| May 7, 2025 |
PRESS RELEASE GCM Grosvenor Reports First Quarter 2025 Earnings Results, with Quarter-To-Date Fundraising Increasing 77% Year-Over-Year, Quarter-to-Date GAAP Net Income of $0. |
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| May 7, 2025 |
2025 First Quarter Results Earnings Presentation GCM GROSVENOR | 2 GCM Grosvenor Reports Q1 2025 Results CHICAGO, May 7, 2025 – GCM Grosvenor (Nasdaq: GCMG), a leading global alternative asset management solutions provider, today reported results for the first fiscal quarter ended March 31, 2025. |
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| April 25, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: |
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| April 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Conf |
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| April 15, 2025 |
Exhibit 10.1 SHARE PURCHASE AGREEMENT by and between SUMITOMO MITSUI TRUST BANK, LIMITED and GCM GROSVENOR INC. April 14, 2025 TABLE OF CONTENTS Page Article I Definitions 1.1 Definitions 1 1.2 Other Defined Terms 4 Article II Purchase and Sale of the Securities 2.1 Closing 5 Article III Representations and Warranties of the Company 3.1 Organization and Power 6 3.2 Authorization 6 3.3 The Shares 6 |
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| April 15, 2025 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) April 14, 2025 GCM Grosvenor Inc. (Exact name of registrant as specified in its charter) Delaware 001-39716 85-2226287 (State or other jurisdiction of incorporation) (Commission File N |
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| April 14, 2025 |
3,752,965 Shares of Class A Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-265278 PROSPECTUS SUPPLEMENT (to Prospectus Dated July 29, 2022) 3,752,965 Shares of Class A Common Stock We are offering 3,752,965 shares of our Class A common stock, par value $0.0001 per share, for an aggregate offering price of $50,000,000 directly to an investor pursuant to this prospectus supplement, the accompanying prospectus and a shar |
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| February 21, 2025 |
Inc. Insider Trading Compliance Policy and Procedures Exhibit 19.1 GCM Grosvenor Inc. Insider Trading Compliance Policy GCM Grosvenor Inc. (the “Company”) seeks to promote a culture that encourages ethical conduct and a commitment to compliance with the law. We require our personnel to comply at all times with federal laws and regulations governing insider trading. This policy sets forth procedures designed to help comply with these laws and regulati |
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| February 21, 2025 |
Amended and Restated Policy for Recovery of Erroneously Awarded Compensation Exhibit 97.1 AMENDED AND RESTATED GCM GROSVENOR INC. POLICY FOR RECOVERY OF ERRONEOUSLY AWARDED COMPENSATION GCM Grosvenor Inc. (the “Company”) has adopted this Policy for Recovery of Erroneously Awarded Compensation (as it may be amended or restated from time to time and as amended and restated through November 7, 2024, the “Policy”). This Policy became effective on November 7, 2023, and was amen |
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| February 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-39716 GCM Grosvenor Inc. (Exact Name of Registrant as S |
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| February 21, 2025 |
List of subsidiaries of GCM Grosvenor Inc. Exhibit 21.1 LIST OF SUBSIDIARIES Name of Subsidiary Jurisdiction of Incorporation or Organization GCM Grosvenor Holdings, LLC Delaware GCM, L.L.C. Delaware Grosvenor Capital Management Holdings, LLLP Delaware GCM Grosvenor L.P. Illinois GCM Investments GP, LLC Delaware CFIG Holdings, LLC Delaware Mosaic Acquisitions 2020, L.P. Cayman Islands GCM Fiduciary Services, LLC Delaware GCM Investments Ho |
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| February 14, 2025 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) EXHIBIT 99.1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned ackn |
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| February 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) February 10, 2025 GCM Grosvenor Inc. (Exact name of registrant as specified in its charter) Delaware 001-39716 85-2226287 (State or other jurisdiction of incorporation) (Commission Fil |
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| February 10, 2025 |
PRESS RELEASE GCM Grosvenor Reports Fourth Quarter and Full Year 2024 Earnings Results, with 2024 Fundraising Increasing 41%, and Year-to-Date GAAP Net Income, Fee-Related Earnings and Adjusted Net Income Increasing 46%, 19% and 36%, Respectively, Year-Over-Year CHICAGO, February 10, 2025 – GCM Grosvenor (Nasdaq: GCMG), a global alternative asset management solutions provider, today reported its results for the fourth quarter and full year December 31, 2024. |
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| February 10, 2025 |
GCM Grosvenor Inc. Non-Employee Director Compensation Policy (effective as of April 1, 2025) Exhibit 10.1 GCM Grosvenor, Inc. Non-Employee Director Compensation Policy Non-employee members of the board of directors (the “Board”) of GCM Grosvenor, Inc. (the “Company”) shall be eligible to receive cash and equity compensation as set forth in this Non-Employee Director Compensation Policy (this “Policy”) beginning on April 1, 2025, unless a Non-Employee Director (as defined below) and the Co |
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| February 10, 2025 |
2024 Fourth Quarter and Full Year Results Earnings Presentation GCM GROSVENOR | 2 GCM Grosvenor Reports Q4 and Full Year 2024 Results CHICAGO, February 10, 2025 – GCM Grosvenor (Nasdaq: GCMG), a leading global alternative asset management solutions provider, today reported results for the fourth fiscal quarter ended December 31, 2024. |
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| November 12, 2024 |
SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* GCM GROSVENOR INC. (Name of Issuer) Common Stock (Title of Class of Securities) 36831E108 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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| November 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39716 GCM Gr |
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| November 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) November 8, 2024 GCM Grosvenor Inc. (Exact name of registrant as specified in its charter) Delaware 001-39716 85-2226287 (State or other jurisdiction of incorporation) (Commission File |
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| November 8, 2024 |
PRESS RELEASE GCM Grosvenor Reports Third Quarter 2024 Earnings Results, with Year-to-Date Fundraising Increasing 34%, and Year-to-Date GAAP Net Income, Fee-Related Earnings and Adjusted Net Income Increasing 16%, 18% and 24%, Respectively, Year-Over-Year CHICAGO, November 8, 2024 – GCM Grosvenor (Nasdaq: GCMG), a global alternative asset management solutions provider, today reported its results for the third quarter 2024. |
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| November 8, 2024 |
gcmgrosvenorthirdquarter 2024 Third Quarter Results Earnings Presentation GCM GROSVENOR | 2 GCM Grosvenor Reports Q3 2024 Results CHICAGO, November 8, 2024 – GCM Grosvenor (Nasdaq: GCMG), a leading global alternative asset management solutions provider, today reported results for the third fiscal quarter ended September 30, 2024. |
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| August 8, 2024 |
GCM Grosvenor Reports Second Quarter 2024 Earnings Results PRESS RELEASE GCM Grosvenor Reports Second Quarter 2024 Earnings Results CHICAGO, August 8, 2024 – GCM Grosvenor (Nasdaq: GCMG) today reported its results for the second quarter 2024, which have been posted to the Public Shareholders section of GCM Grosvenor’s website at https://www. |
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| August 8, 2024 |
2024 Second Quarter Results Earnings Presentation GCM GROSVENOR | 2 GCM Grosvenor Reports Q2 2024 Results CHICAGO, August 8, 2024 – GCM Grosvenor (Nasdaq: GCMG), a leading global alternative asset management solutions provider, today reported results for the second fiscal quarter ended June 30, 2024. |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) August 8, 2024 GCM Grosvenor Inc. (Exact name of registrant as specified in its charter) Delaware 001-39716 85-2226287 (State or other jurisdiction of incorporation) (Commission File N |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39716 GCM Grosven |
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| June 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 17, 2024 GCM Grosvenor Inc. (Exact name of registrant as specified in its charter) Delaware 001-39716 85-2226287 (State or other jurisdiction of incorporation) (Commission File Nu |
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| June 21, 2024 |
Tenth Amendment to Office Lease, dated June 17, 2024 Exhibit 10.1 TENTH AMENDMENT TO OFFICE LEASE THIS TENTH AMENDMENT TO OFFICE LEASE (this “Amendment”) is made and entered into as of June 17, 2024 (the “Effective Date”), by and between 900 NORTH MICHIGAN, LLC, a Delaware limited liability (“Landlord”), and GROSVENOR CAPITAL MANAGEMENT, L.P., an Illinois limited partnership (“Tenant”). RECITALS: A. Landlord’s predecessor in interest, LaSalle Bank N |
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| June 10, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 6, 2024 GCM Grosvenor Inc. (Exact name of registrant as specified in its charter) Delaware 001-39716 85-2226287 (State or other jurisdiction of incorporation) (Commission File Num |
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| May 22, 2024 |
Exhibit 10.1 EXECUTION VERSION AMENDMENT NO. 8 AMENDMENT NO. 8, dated as of May 21, 2024 (this “Amendment”), to the CREDIT AGREEMENT, dated as of January 2, 2014 (as amended by that certain Amendment No. 1, dated as of August 18, 2016, that certain Amendment No. 2, dated as of April 19, 2017, that certain Omnibus Amendment No. 1, dated as of August 15, 2017, that certain Amendment No. 3, dated as |
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| May 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 21, 2024 GCM Grosvenor Inc. (Exact name of registrant as specified in its charter) Delaware 001-39716 85-2226287 (State or other jurisdiction of incorporation) (Commission File Num |
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| May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39716 GCM Grosve |
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| May 8, 2024 |
Exhibit 10.1 ACKNOWLEDGMENT AND AGREEMENT This ACKNOWLEDGMENT AND AGREEMENT, effective as of March 1, 2024, is between Frederick E. Pollock (“Employee”) and Grosvenor Capital Management, L.P., an Illinois limited partnership (“Employer”). WHEREAS, Employee and Employer are parties to that certain Second Amended and Restated Employment and Protective Covenants Agreement, effective as of May 9, 2023 |
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| May 7, 2024 |
GCM Grosvenor Reports First Quarter 2024 Earnings Results PRESS RELEASE GCM Grosvenor Reports First Quarter 2024 Earnings Results CHICAGO, May 7, 2024 – GCM Grosvenor (Nasdaq: GCMG) today reported its results for the first quarter 2024, which have been posted to the Public Shareholders section of GCM Grosvenor’s website at https://www. |
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| May 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 7, 2024 GCM Grosvenor Inc. (Exact name of registrant as specified in its charter) Delaware 001-39716 85-2226287 (State or other jurisdiction of incorporation) (Commission File Numb |
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| May 7, 2024 |
gcmgrosvenorfirstquarter 2024 First Quarter Results Earnings Presentation GCM GROSVENOR | 2 GCM Grosvenor Reports Q1 2024 Results CHICAGO, May 7, 2024 – GCM Grosvenor (Nasdaq: GCMG), a leading global alternative asset management solutions provider, today reported results for the first fiscal quarter ended March 31, 2024. |
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| April 25, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Pro |
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| April 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Conf |
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| March 1, 2024 |
Policy for Recovery of Erroneously Awarded Compensation Exhibit 97.1 GCM GROSVENOR INC. POLICY FOR RECOVERY OF ERRONEOUSLY AWARDED COMPENSATION GCM Grosvenor Inc. (the “Company”) has adopted this Policy for Recovery of Erroneously Awarded Compensation (the “Policy”), effective as of November 7, 2023 (the “Effective Date”). Capitalized terms used in this Policy but not otherwise defined herein are defined in Section 11. 1.Persons Subject to Policy This |
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| March 1, 2024 |
List of subsidiaries of GCM Grosvenor Inc. Exhibit 21.1 LIST OF SUBSIDIARIES Name of Subsidiary Jurisdiction of Incorporation or Organization GCM Grosvenor Holdings, LLC Delaware GCM, L.L.C. Delaware Grosvenor Capital Management Holdings, LLLP Delaware Grosvenor Capital Management, L.P. Illinois GCM Customized Fund Investment Group, L.P. Delaware GCM Investments GP, LLC Delaware CFIG Holdings, LLC Delaware Mosaic Acquisitions 2020, L.P. Ca |
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| March 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-39716 GCM Grosvenor Inc. (Exact Name of Registrant as S |
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| February 14, 2024 |
GCMG / Grosvenor Capital Management, L.P. / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment SC 13G/A 1 d754836dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #5 Under the Securities and Exchange Act of 1934 GCM Grosvenor Inc (Name of Issuer) Class A Common Stock (Title of Class of Securities) 36831E108 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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| February 14, 2024 |
EX-99.I 2 d754836dex99i.htm EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940. Investment Adviser – |
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| February 14, 2024 |
GCMG / Grosvenor Capital Management, L.P. / Schonfeld Strategic Advisors LLC Passive Investment SC 13G/A 1 e619270sc13ga-gcm.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 3) * GCM Grosvenor Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 36831 |
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| February 14, 2024 |
to Schedule 13G Joint Filing Agreement EX-99.II 3 d754836dex99ii.htm EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 14, 2024 in connection with their beneficial ownership of GCM Grosvenor Inc. Each of Columbia Acorn Fund, Columbia Wanger Asset Management, LLC and Columbia Management Investment Advisers, LLC auth |
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| February 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) February 13, 2024 GCM Grosvenor Inc. (Exact name of registrant as specified in its charter) Delaware 001-39716 85-2226287 (State or other jurisdiction of incorporation) (Commission Fil |
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| February 13, 2024 |
2023 Fourth Quarter and Full Year Results Earnings Presentation GCM GROSVENOR | 2 GCM Grosvenor Reports Q4 and Full Year 2023 Results CHICAGO, February 13, 2024 – GCM Grosvenor (Nasdaq: GCMG), a leading global alternative asset management solutions provider, today reported results for the fourth quarter and full year ended December 31, 2023. |
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| February 13, 2024 |
EX-99.B 3 d893170dex99b.htm EX-99.B Exhibit B Power of Attorney Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”) and the rules and regulations thereunder, the undersigned, in the undersigned capacity as an authorized representative of Mizuho Bank, Ltd., Mizuho Americas LLC and Mizuho Securities USA LLC (collectively, the “Companies”), hereby g |
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| February 13, 2024 |
GCM Grosvenor Reports Fourth Quarter 2023 Earnings Results PRESS RELEASE GCM Grosvenor Reports Fourth Quarter 2023 Earnings Results CHICAGO, February 13, 2024 – GCM Grosvenor (Nasdaq: GCMG) today reported its results for the fourth quarter 2023, which have been posted to the Public Shareholders section of GCM Grosvenor’s website at https://www. |
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| February 13, 2024 |
GCMG / Grosvenor Capital Management, L.P. / MIZUHO FINANCIAL GROUP INC - SC 13G Passive Investment SC 13G 1 d893170dsc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* GCM Grosvenor Inc. (Name of Issuer) Common Shares (Title of Class of Securities) 36831E108 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate th |
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| February 13, 2024 |
GCMG / Grosvenor Capital Management, L.P. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 6)* Name of issuer: GCM Grosvenor, Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 36831E108 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| February 13, 2024 |
EX-99.A 2 d893170dex99a.htm EX-99.A Exhibit A Lists of the relevant subsidiaries Subsidiary Principal business office Classification Mizuho Bank, Ltd 1–5–5, Otemachi, Chiyoda–ku, Tokyo 100–8176, Japan A non-U.S. institution equivalent to Bank Mizuho Americas LLC 1271 Avenue of the Americas, NY, NY 10020, USA A parent holding company Mizuho Securities USA LLC 1271 Avenue of the Americas, NY, NY 100 |
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| February 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 )* GCM GROSVENOR INC (Name of Issuer) Common Stock (Title of Class of Securities) 36831E108 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche |
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| February 9, 2024 |
United States Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* GCM Grosvenor Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 (Title of Class of Secu |
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| February 7, 2024 |
SC 13G/A 1 p24-0415sc13ga.htm GCM GROSVENOR INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* GCM Grosvenor Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 36831E108 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of This Statement) C |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39716 GCM Gr |
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| November 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) November 8, 2023 GCM Grosvenor Inc. (Exact name of registrant as specified in its charter) Delaware 001-39716 85-2226287 (State or other jurisdiction of incorporation) (Commission File |
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| November 8, 2023 |
gcmgrosvenorthirdquarter 2023 Third Quarter Results Earnings Presentation GCM GROSVENOR | 2 GCM Grosvenor Reports Third Quarter 2023 Results CHICAGO, November 8, 2023 – GCM Grosvenor (Nasdaq: GCMG), a leading global alternative asset management solutions provider, today reported results for the third quarter ended September 30, 2023. |
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| November 8, 2023 |
GCM Grosvenor Reports Third Quarter 2023 Earnings Results PRESS RELEASE GCM Grosvenor Reports Third Quarter 2023 Earnings Results CHICAGO, November 8, 2023 – GCM Grosvenor (Nasdaq: GCMG) today reported its results for the third quarter 2023, which have been posted to the Public Shareholders section of GCM Grosvenor’s website at https://www. |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) August 9, 2023 GCM Grosvenor Inc. (Exact name of registrant as specified in its charter) Delaware 001-39716 85-2226287 (State or other jurisdiction of incorporation) (Commission File N |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39716 GCM Grosven |
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| August 9, 2023 |
exhibit103-formofemploye Exhibit 10.3 * Subject to Participant’s continuous service through the applicable vesting date. ** With respect to the portion of the RSUs scheduled to vest, delivery will be made as soon as administratively practicable, generally within thirty (30) days after the Delivery Date, but in no event later than March 15th of the year following the relevant vesting date. GCM GROS |
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| August 9, 2023 |
Exhibit 10.2 GCM GROSVENOR INC. AMENDED AND RESTATED INCENTIVE AWARD PLAN RESTRICTED STOCK UNIT AWARD GRANT NOTICE AND RESTRICTED STOCK UNIT AGREEMENT GCM Grosvenor Inc., a Delaware corporation (the “Company”), pursuant to its Amended and Restated Incentive Award Plan, as amended from time to time (the “Plan”), hereby grants to the holder listed below (“Participant”) the number of Restricted Stock |
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| August 9, 2023 |
exhibit105-amendmentno7t Exhibit 10.5 EXECUTION VERSION AMENDMENT NO. 7, dated as of June 29, 2023 (this “Amendment”), to the CREDIT AGREEMENT, dated as of January 2, 2014 (as amended by that certain Amendment No. 1, dated as of August 18, 2016, that certain Amendment No. 2, dated as of April 19, 2017, that certain Omnibus Amendment No. 1, dated as of August 15, 2017, that certain Amendment No. 3, |
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| August 9, 2023 |
gcmgrosvenorsecondquarte 2023 Second Quarter Results Earnings Presentation 2 Presenters Michael Sacks Chairman and Chief Executive Officer Jonathan Levin President Pamela Bentley Chief Financial Officer Stacie Selinger Head of Investor Relations 3 Second Quarter 2023 Results $ billion June 30, 2022 June 30, 2023 % Change vs Q2 22 AUM $ 71. |
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| August 9, 2023 |
GCM Grosvenor Inc. Amended and Restated Incentive Award Plan Exhibit 10.1 GCM GROSVENOR INC. AMENDED AND RESTATED INCENTIVE AWARD PLAN ARTICLE 1. PURPOSE The purpose of the GCM Grosvenor Inc. Amended and Restated Incentive Award Plan (as it may be amended or restated from time to time and as amended through June 7, 2023, the “Plan”) is to promote the success and enhance the value of GCM Grosvenor Inc., a Delaware corporation (the “Company”) by linking the i |
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| August 9, 2023 |
Exhibit 10.4 GCM GROSVENOR INC. AMENDED AND RESTATED INCENTIVE AWARD PLAN RESTRICTED STOCK UNIT AWARD GRANT NOTICE AND RESTRICTED STOCK UNIT AGREEMENT GCM Grosvenor Inc., a Delaware corporation (the “Company”), pursuant to its Amended and Restated Incentive Award Plan, as amended from time to time (the “Plan”), hereby grants to the holder listed below (“Participant”) the number of Restricted Stock |
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| August 9, 2023 |
Ninth Amendment to Office Lease, dated May 16, 2023 Exhibit 10.6 NINTH AMENDMENT TO OFFICE LEASE THIS NINTH AMENDMENT TO OFFICE LEASE (this “Amendment”) is made and entered into as of May 16, 2023 (the “Effective Date”), by and between 900 NORTH MICHIGAN, LLC, a Delaware limited liability (“Landlord”), and GROSVENOR CAPITAL MANAGEMENT, L.P., an Illinois limited partnership (“Tenant”). RECITALS: A. Landlord’s predecessor in interest, LaSalle Bank Na |
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| August 9, 2023 |
GCM Grosvenor Reports Second Quarter 2023 with Private Markets Fee-Paying AUM Increasing 12% From Q2 2022 and $1. |
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| July 19, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* GCM Grosvenor Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 36831E108 (CUSIP Number) July 17, 2023 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursua |
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| July 10, 2023 |
EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940. Investment Adviser – Columbia Wanger Asset Manage |
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| July 10, 2023 |
GCMG / GCM Grosvenor Inc - Class A / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #4 Under the Securities and Exchange Act of 1934 GCM Grosvenor Inc (Name of Issuer) Class A Common Stock (Title of Class of Securities) 36831E108 (CUSIP Number) June 30,2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| July 10, 2023 |
to Schedule 13G Joint Filing Agreement EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated July 10, 2023 in connection with their beneficial ownership of GCM Grosvenor Inc. Each of Columbia Acorn Fund, Columbia Wanger Asset Management, LLC and Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. |
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| June 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 7, 2023 GCM Grosvenor Inc. (Exact name of registrant as specified in its charter) Delaware 001-39716 85-2226287 (State or other jurisdiction of incorporation) (Commission File Num |
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| June 12, 2023 |
GCM Grosvenor Inc. Amended and Restated Incentive Award Plan EX-10.1 2 exhibit101gcmgrosvenorin.htm EX-10.1 1 Exhibit 10.1 GCM GROSVENOR INC. AMENDED AND RESTATED INCENTIVE AWARD PLAN ARTICLE 1. PURPOSE The purpose of the GCM Grosvenor Inc. Amended and Restated Incentive Award Plan (as it may be amended or restated from time to time and as amended through June 7, 2023, the “Plan”) is to promote the success and enhance the value of GCM Grosvenor Inc., a Dela |
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| May 10, 2023 |
GCM Grosvenor Reports First Quarter 2023 with AUM Increasing 5% and Private Markets Fee-Paying AUM Increasing 12% From First Quarter 2022 CHICAGO, May 10, 2023 – GCM Grosvenor (Nasdaq: GCMG), a leading global alternative asset management solutions provider, today reported results for the first quarter ended March 31, 2023. |
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| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 10, 2023 GCM Grosvenor Inc. (Exact name of registrant as specified in its charter) Delaware 001-39716 85-2226287 (State or other jurisdiction of incorporation) (Commission File Num |
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| May 10, 2023 |
gcmgrosvenorfirstquarter 2023 First Quarter Results Earnings Presentation 2 Presenters Michael Sacks Chairman and Chief Executive Officer Jonathan Levin President Pamela Bentley Chief Financial Officer Stacie Selinger Head of Investor Relations 3 First Quarter 2023 Results $ billion March 31, 2022 March 31, 2023 % Change vs Q1 22 AUM $ 71. |
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| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39716 GCM Grosve |
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| May 10, 2023 |
Exhibit 10.1 SECOND AMENDED AND RESTATED EMPLOYMENT AND PROTECTIVE COVENANTS AGREEMENT This SECOND AMENDED AND RESTATED EMPLOYMENT AND PROTECTIVE COVENANTS AGREEMENT (this “Agreement”), dated as May 9, 2023 (the “Effective Date”) is between Grosvenor Capital Management, L.P., an Illinois limited partnership (“Employer”), and Frederick E. Pollock (“Employee”); WHEREAS, Employer and Employee are par |
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| April 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Con |
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| April 25, 2023 |
Proposal 3 – Approval of the Amended and Restated GCM Grosvenor Inc. 2020 Incentive Award Plan UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Con |
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| March 10, 2023 |
GCMG / GCM Grosvenor Inc - Class A / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0014-gcmgrosvenorincclassa.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5)* Name of issuer: GCM Grosvenor Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 36831E108 Date of Event Which Requires Filing of this Statement: February 28, 2023 Check the appropriate box |
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| February 23, 2023 |
GCM Grosvenor Inc. Non-Employee Director Compensation Policy (effective as of January 1, 2023) Exhibit 10.41 GCM Grosvenor, Inc. Non-Employee Director Compensation Policy Non-employee members of the board of directors (the “Board”) of GCM Grosvenor, Inc. (the “Company”) shall be eligible to receive cash and equity compensation as set forth in this Non-Employee Director Compensation Policy (this “Policy”) beginning on January 1, 2023, unless a Non-Employee Director (as defined below) and the |
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| February 23, 2023 |
List of subsidiaries of GCM Grosvenor Inc. Exhibit 21.1 LIST OF SUBSIDIARIES Name of Subsidiary Jurisdiction of Incorporation or Organization GCM Grosvenor Holdings, LLC Delaware GCM, L.L.C. Delaware Grosvenor Capital Management Holdings, LLLP Delaware Grosvenor Capital Management, L.P. Illinois GCM Customized Fund Investment Group, LP Delaware GCM Investments GP, LLC Delaware CFIG Holdings, LLC Delaware Mosaic Acquisitions 2020, L.P. Caym |
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| February 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-39716 GCM Grosvenor Inc. (Exact Name of Registrant as S |
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| February 14, 2023 |
GCMG / GCM Grosvenor Inc. Class A / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment SC 13G/A 1 d419654dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #3 Under the Securities and Exchange Act of 1934 GCM Grosvenor Inc (Name of Issuer) Class A Common Stock (Title of Class of Securities) 36831E108 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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| February 14, 2023 |
SC 13G/A 1 ea173006-13ga1sacksgcm.htm AMENDMENT NO. 1 TO SCHEDULE 13G United States Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* GCM Grosvenor Inc. (Name of I |
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| February 14, 2023 |
2022 Fourth Quarter and Full Year Results Earnings Presentation 2 Presenters Michael Sacks Chairman and Chief Executive Officer Jonathan Levin President Pamela Bentley Chief Financial Officer Stacie Selinger Head of Investor Relations 3 2022 Results $ billion December 31, 2021 December 31, 2022 % Change vs Q4 21 AUM $ 72. |
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| February 14, 2023 |
EX-99.I 2 d419654dex99i.htm EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940. Investment Adviser – |
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| February 14, 2023 |
GCMG / GCM Grosvenor Inc. Class A / Schonfeld Strategic Advisors LLC Passive Investment SC 13G/A 1 e618264sc13ga-gcm.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 2) * GCM Grosvenor Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 36831 |
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| February 14, 2023 |
SC 13G/A 1 d431751dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* GCM GROSVENOR INC. (Name of Issuer) Class A common stock, $0.0001 par value per share (Title of Class of Securities) 36831E108 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) |
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| February 14, 2023 |
EX-99 2 ea173006ex99gcm.htm JOINT FILING AGREEMENT Exhibit 99 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that they are jointly filing this statement on Schedule 13G. Each of them is responsible for the timely filing of such statement and any amendments thereto, and for the completeness a |
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| February 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) February 14, 2023 GCM Grosvenor Inc. (Exact name of registrant as specified in its charter) Delaware 001-39716 85-2226287 (State or other jurisdiction of incorporation) (Commission Fil |
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| February 14, 2023 |
GCM Grosvenor Reports Fourth Quarter and Full Year 2022 with Private Markets Management Fees Increasing 12% From 2021. |
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| February 14, 2023 |
to Schedule 13G Joint Filing Agreement EX-99.II 3 d419654dex99ii.htm EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 14, 2023 in connection with their beneficial ownership of GCM Grosvenor Inc. Each of Columbia Acorn Fund, Columbia Wanger Asset Management, LLC and Columbia Management Investment Advisers, LLC auth |
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| February 14, 2023 |
GCMG / GCM Grosvenor Inc. Class A / MIZUHO FINANCIAL GROUP INC - SCHEDULE 13G Passive Investment SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* GCM Grosvenor Inc. (Name of Issuer) Common Shares (Title of Class of Securities) 36831E108 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh |
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| February 9, 2023 |
GCMG / GCM Grosvenor Inc. Class A / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0064-gcmgrosvenorincclassa.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4)* Name of issuer: GCM Grosvenor Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 36831E108 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box |
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| February 8, 2023 |
SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* GCM GROSVENOR INC (Name of Issuer) Common Stock (Title of Class of Securities) 36831E108 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to d |
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| November 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) November 9, 2022 GCM Grosvenor Inc. (Exact name of registrant as specified in its charter) Delaware 001-39716 85-2226287 (State or other jurisdiction of incorporation) (Commission File |
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| November 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39716 GCM Gr |
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| November 9, 2022 |
GCM Grosvenor Reports Third Quarter 2022, With $2.9 Billion Raised in the Quarter and a 14% Increase in Private Markets Fee-Paying AUM From Third Quarter 2021. Firm Increases Dividend to $0.11 Per Share and Increases Share Repurchase Authorization by $25 million to $90 million. CHICAGO, November 9, 2022 ? GCM Grosvenor (Nasdaq: GCMG), a leading global alternative asset management solutions provide |
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| November 9, 2022 |
2022 Third Quarter Results Earnings Presentation 2 Presenters Michael Sacks Chairman and Chief Executive Officer Jonathan Levin President Pamela Bentley Chief Financial Officer Stacie Selinger Head of Investor Relations 3 Third Quarter 2022 Results $ billion September 30, 2021 September 30, 2022 % Change vs Q3 21 AUM $ 70. |
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| November 9, 2022 |
Exhibit 10.1 GCM GROSVENOR INC. 2020 INCENTIVE AWARD PLAN RESTRICTED STOCK UNIT AWARD GRANT NOTICE AND RESTRICTED STOCK UNIT AGREEMENT GCM Grosvenor Inc., a Delaware corporation (the ?Company?), pursuant to its 2020 Incentive Award Plan, as amended from time to time (the ?Plan?), hereby grants to the holder listed below (?Participant?) the number of Restricted Stock Units set forth below (the ?RSU |
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| August 9, 2022 |
GCM Grosvenor Reports Strong Second Quarter 2022 Led by Private Markets Strategies. |
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| August 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39716 GCM Grosven |
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| August 9, 2022 |
2022 Second Quarter Results Earnings Presentation 2 Presenters Michael Sacks Chairman and Chief Executive Officer Jonathan Levin President Pamela Bentley Chief Financial Officer Stacie Selinger Head of Investor Relations 3 Second Quarter 2022 Results $ billion June 30, 2021 June 30, 2022 % Change vs Q2 21 AUM $ 66. |
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| August 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) August 9, 2022 GCM Grosvenor Inc. (Exact name of registrant as specified in its charter) Delaware 001-39716 85-2226287 (State or other jurisdiction of incorporation) (Commission File N |
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| July 27, 2022 |
As filed with the Securities and Exchange Commission on July 27, 2022 As filed with the Securities and Exchange Commission on July 27, 2022 Registration No. |
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| July 27, 2022 |
GCM Grosvenor Inc. 900 North Michigan Avenue Suite 1100 Chicago, Illinois 60611 CORRESP 1 filename1.htm GCM Grosvenor Inc. 900 North Michigan Avenue Suite 1100 Chicago, Illinois 60611 July 27, 2022 Via EDGAR Securities and Exchange Commission Division of Corporation Finance Mail Stop 3010 100 F Street, N.E. Washington, D.C. 20549 Re: GCM Grosvenor Inc. Registration Statement on Form S-3 (Registration No. 333-265278) Ladies and Gentlemen: In accordance with Rule 461 under the |
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| July 11, 2022 |
Components of Results of Operations CORRESP 1 filename1.htm July 11, 2022 VIA EDGAR Office of Finance Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Amit Pande, Accounting Branch Chief Michael Volley, Staff Accountant Re: GCM Grosvenor Inc. Form 10-K for Fiscal Year Ended December 31, 2021 Filed February 25, 2022 File No. 001-39716 To the addressees set fo |
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| June 10, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 8, 2022 GCM Grosvenor Inc. (Exact name of registrant as specified in its charter) Delaware 001-39716 85-2226287 (State or other jurisdiction of incorporation) (Commission File Num |
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| June 9, 2022 |
GCMG / GCM Grosvenor Inc. Class A / Schonfeld Strategic Advisors LLC Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. |
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| May 27, 2022 |
EX-25.1 5 ea160610ex25-1gcmgrosvenor.htm STATEMENT OF ELIGIBILITY ON FORM T-1 UNDER THE TRUST INDENTURE ACT OF 1939, AS AMENDED, OF WILMINGTON TRUST, NATIONAL ASSOCIATION, AS TRUSTEE UNDER THE INDENTURE FILED AS EXHIBIT 4.1 ABOVE Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 ☐ Check if an Application to Determine Eligibility of a Trustee Pursuant to |
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| May 27, 2022 |
As filed with the Securities and Exchange Commission on May 27, 2022 Registration No. |
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| May 27, 2022 |
Exhibit 4.1 GCM GROSVENOR INC. INDENTURE Dated as of , 20 WILMINGTON TRUST, NATIONAL ASSOCIATION Trustee TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.1. Definitions. 1 Section 1.2. Other Definitions. 4 Section 1.3. Incorporation by Reference of Trust Indenture Act. 4 Section 1.4. Rules of Construction. 5 ARTICLE II. THE SECURITIES 5 Section 2.1. Issuable |
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| May 27, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) GCM Grosvenor Inc. |
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| May 10, 2022 |
GCM Grosvenor Reports First Quarter 2022 with 10% Growth in Assets Under Management, 86% Growth in GAAP Net Income and 26% Growth in Adjusted Net Income CHICAGO, May 10, 2022 ? GCM Grosvenor (Nasdaq: GCMG), a leading global alternative asset management solutions provider, today reported strong results for the first quarter ended March 31, 2022. |
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| May 10, 2022 |
2022 First Quarter Results Earnings Presentation 2 Presenters Michael Sacks Chairman and Chief Executive Officer Jonathan Levin President Pamela Bentley Chief Financial Officer Stacie Selinger Head of Investor Relations 3 First Quarter 2022 Results $ million March 31, 2021 March 31, 2022 % Change vs 1Q 21 AUM $ 64,862 $ 71,338 10 % FPAUM 53,362 57,859 8 % CNYFPAUM 7,454 6,545 (12) % $ million Three Months Ended March 31, 2021 Three Months Ended March 31, 2022 % Change vs 1Q 21 GAAP Revenue $ 103. |
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| May 10, 2022 |
Exhibit 10.2 GCM GROSVENOR INC. 2020 INCENTIVE AWARD PLAN RESTRICTED STOCK UNIT AWARD GRANT NOTICE AND RESTRICTED STOCK UNIT AGREEMENT GCM Grosvenor Inc., a Delaware corporation (the ?Company?), pursuant to its 2020 Incentive Award Plan, as amended from time to time (the ?Plan?), hereby grants to the holder listed below (?Participant?) the number of Restricted Stock Units set forth below (the ?RSU |
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| May 10, 2022 |
Exhibit 10.1 GCM GROSVENOR INC. 2020 INCENTIVE AWARD PLAN RESTRICTED STOCK UNIT AWARD GRANT NOTICE AND RESTRICTED STOCK UNIT AGREEMENT GCM Grosvenor Inc., a Delaware corporation (the ?Company?), pursuant to its 2020 Incentive Award Plan, as amended from time to time (the ?Plan?), hereby grants to the holder listed below (?Participant?) the number of Restricted Stock Units set forth below (the ?RSU |
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| May 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 10, 2022 GCM Grosvenor Inc. (Exact name of registrant as specified in its charter) Delaware 001-39716 85-2226287 (State or other jurisdiction of incorporation) (Commission File Num |
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| May 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39716 GCM Grosve |
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| April 26, 2022 |
DEFA14A 1 defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Prel |
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| April 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.??) Filed by the Registrant ? Filed by a Party other than the Registrant ?? Check the appropriate box: ?? Preliminary Proxy Statement ?? Con |
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| February 25, 2022 |
Addendum to Stockholders' Agreement, effective as of November 5, 2021 Exhibit 10.4 ADDENDUM TO STOCKHOLDERS? AGREEMENT This ADDENDUM TO STOCKHOLDERS? AGREEMENT (this ?Addendum?), effective as of November 5, 2021 (the ?Effective Date?), entered into by and among GCM Grosvenor Inc., a Delaware corporation (the ?Company?), GCM V, LLC, a Delaware limited liability company (?GCM V?), Grosvenor Holdings, L.L.C., an Illinois limited liability company (?Holdings?) and GCM P |
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| February 25, 2022 |
Addendum to Amended and Restated Registration Rights Agreement, effective as of November 5, 2021 Exhibit 10.2 ADDENDUM TO AMENDED AND RESTATED REGISRATION RIGHTS AGREEMENT This ADDENDUM TO AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT (this ?Addendum?), effective as of November 5, 2021 (the ?Effective Date?), entered into by and among GCM Grosvenor Inc., a Delaware corporation (the ?Company?), Grosvenor Holdings, L.L.C., an Illinois limited liability company (?Holdings?), GCM Grosvenor M |
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| February 25, 2022 |
List of subsidiaries of GCM Grosvenor Inc. Exhibit 21.1 LIST OF SUBSIDIARIES Name of Subsidiary Jurisdiction of Incorporation or Organization GCM Grosvenor Holdings, LLC Delaware GCM, L.L.C. Delaware Grosvenor Capital Management Holdings, LLLP Delaware Grosvenor Capital Management, L.P. Illinois GCM Customized Fund Investment Group, LP Delaware GCM Investments GP, LLC Delaware CFIG Holdings, LLC Delaware Mosaic Acquisitions 2020, L.P. Caym |
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| February 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-39716 GCM Grosvenor Inc. (Exact Name of Registrant as S |
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| February 15, 2022 |
Diluted EPS to be updated February 15, 2022 2021 Fourth Quarter and Full Year Results Earnings Presentation 2 Presenters Michael Sacks Chairman and Chief Executive Officer Jonathan Levin President Pamela Bentley Chief Financial Officer Stacie Selinger Head of Investor Relations 3 Fourth Quarter and Full Year 2021 Results $ million December 31, 2020 December 31, 2021 % Change vs 4Q 20 AUM $ 61,943 $ 72,130 16 % FPAUM 51,969 58,655 13 % CNYFPAUM 7,057 7,683 9 % $ million Three Months Ended December 31, 2021 % Change vs 4Q 20 Year Ended December 31, 2021 % Change vs FY 20 GAAP Revenue $ 190. |
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| February 15, 2022 |
GCM Grosvenor Reports Strong Fourth Quarter and Full Year 2021 with $9.4 billion of Capital Raised, 16% Growth in Assets Under Management and 24% Revenue Growth for the Year. Increases Stock Repurchase Plan by $20 million. CHICAGO, February 15, 2022 ? GCM Grosvenor (Nasdaq: GCMG), a leading global alternative asset management solutions provider, today reported strong results for the fourth fiscal |
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| February 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) February 15, 2022 GCM Grosvenor Inc. (Exact name of registrant as specified in its charter) Delaware 001-39716 85-2226287 (State or other jurisdiction of incorporation) (Commission Fil |
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| February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* GCM GROSVENOR INC. (Name of Issuer) Class A common stock, $0.0001 par value per share (Title of Class of Securities) 36831E108 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| February 14, 2022 |
GCMG / GCM Grosvenor Inc. Class A / Schonfeld Strategic Advisors LLC Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. |
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| February 14, 2022 |
GCMG / GCM Grosvenor Inc. Class A / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #2 Under the Securities and Exchange Act of 1934 GCM Grosvenor Inc (Name of Issuer) Class A Common Stock (Title of Class of Securities) 36831E108 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is f |
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| February 14, 2022 |
to Schedule 13G Joint Filing Agreement Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 14, 2022 in connection with their beneficial ownership of GCM Grosvenor Inc. |
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| February 14, 2022 |
Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser ? Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940. Investment Adviser ? Columbia Wanger Asset Management, LL |
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| February 11, 2022 |
GCMG / GCM Grosvenor Inc. Class A / INTEGRATED CORE STRATEGIES (US) LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (AMENDMENT NO. 1) GCM GROSVENOR INC. (Name of Issuer) CLASS A COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of Class of Securities) 36831E108 (CUSIP Number) DECEMBER 31, 2021 (Date of event which requires filing of this statement) Check the appropriate box to designate |
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| February 10, 2022 |
SC 13G/A 1 p22-0552sc13ga.htm GCM GROSVENOR INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* GCM Grosvenor Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 36831E108 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of This Statement) C |
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| February 10, 2022 |
GCMG / GCM Grosvenor Inc. Class A / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3)* Name of issuer: GCM Grosvenor Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 36831E108 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is f |
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| February 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* GCM GROSVENOR INC (Name of Issuer) Common Stock (Title of Class of Securities) 36831E108 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu |
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| January 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) January 20, 2022 GCM Grosvenor Inc. (Exact name of registrant as specified in its charter) Delaware 001-39716 85-2226287 (State or other jurisdiction of incorporation) (Commission File |
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| December 30, 2021 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-251109 PROSPECTUS GCM Grosvenor Inc. 144,235,246 Shares of Class A Common Stock 900,000 Warrants to Purchase Shares of Class A Common Stock and 20,497,764 Shares of Class A Common Stock Underlying Warrants This prospectus relates to the resale from time to time of (i) an aggregate of 144,235,246 shares of Class A common stock, par value $0.0001 |
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| December 17, 2021 |
As filed with the Securities and Exchange Commission on December 17, 2021 As filed with the Securities and Exchange Commission on December 17, 2021 Registration No. |
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| December 17, 2021 |
Power of Attorney of Pamela L. Bentley. Exhibit 24.2 GCM Grosvenor Inc. Power of Attorney I hereby appoint Michael J. Sacks and Jonathan R. Levin, acting alone or together with another attorney-in-fact, as his or her true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for such person and in his or her name, place and stead, in any and all capacities, to sign any and all further amendments (inc |
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| November 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39716 GCM Gr |
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| November 12, 2021 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-251109 Prospectus Supplement No. 6 (To Prospectus dated May 25, 2021) GCM GROSVENOR INC. This prospectus supplement updates, amends and supplements the prospectus dated May 25, 2021 (the ?Prospectus?), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-251109). Capitalized terms used in this prospectus |
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| November 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* GCM GROSVENOR INC. (Name of Issuer) Class A common stock, $0.0001 par value per share (Title of Class of Securities) 36831E108 (CUSIP Number) July 13, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| November 12, 2021 |
JOINT FILING AGREEMENT November 12, 2021 EXHIBIT 99.1 JOINT FILING AGREEMENT November 12, 2021 Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the ?Exchange Act?), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation there |
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| November 10, 2021 |
2021 Third Quarter Results—Earnings Presentation, dated November 10, 2021 November 10, 2021 2021 Third Quarter Results Earnings Presentation 2 Presenters Michael Sacks Chairman and Chief Executive Officer Jonathan Levin President Pamela Bentley Chief Financial Officer Stacie Selinger Head of Investor Relations Business Update 4 Third Quarter 2021 Results $ million September 30, 2020 June 30, 2021 September 30, 2021 % Change vs 2Q 21 % Change vs 3Q 20 AUM $ 58,551 $ 66,900 $ 70,485 5 % 20 % FPAUM 49,890 55,000 56,618 3 % 13 % CNYFPAUM 6,639 7,027 7,921 13 % 19 % $ million Three Months Ended September 30, 2021 % Change vs 3Q 20 Nine Months Ended September 30, 2021 % Change vs 3Q YTD 20 GAAP Results GAAP Revenue $ 118. |
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| November 10, 2021 |
Press Release, dated November 10, 2021 GCM Grosvenor Reports Strong Third Quarter 2021, With $3 Billion of Fundraising and 20% Year-Over-Year Growth in Assets Under Management, and Increases Dividend CHICAGO, November 10, 2021 ? GCM Grosvenor (Nasdaq: GCMG), a leading global alternative asset management solutions provider, today reported strong results for the third fiscal quarter ended September 30, 2021 and announced that the Board of Directors approved an 11% increase in the firm's quarterly dividend. |
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| November 10, 2021 |
GCM Grosvenor Reports Strong Third Quarter 2021, With $3 Billion of Fundraising and 20% Year-Over-Year Growth in Assets Under Management, and Increases Dividend CHICAGO, November 10, 2021 ? GCM Grosvenor (Nasdaq: GCMG), a leading global alternative asset management solutions provider, today reported strong results for the third fiscal quarter ended September 30, 2021 and announced that the Board of Directors approved an 11% increase in the firm's quarterly dividend. |
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| November 10, 2021 |
November 10, 2021 2021 Third Quarter Results Earnings Presentation 2 Presenters Michael Sacks Chairman and Chief Executive Officer Jonathan Levin President Pamela Bentley Chief Financial Officer Stacie Selinger Head of Investor Relations Business Update 4 Third Quarter 2021 Results $ million September 30, 2020 June 30, 2021 September 30, 2021 % Change vs 2Q 21 % Change vs 3Q 20 AUM $ 58,551 $ 66,900 $ 70,485 5 % 20 % FPAUM 49,890 55,000 56,618 3 % 13 % CNYFPAUM 6,639 7,027 7,921 13 % 19 % $ million Three Months Ended September 30, 2021 % Change vs 3Q 20 Nine Months Ended September 30, 2021 % Change vs 3Q YTD 20 GAAP Results GAAP Revenue $ 118. |
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| November 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) November 10, 2021 GCM Grosvenor Inc. (Exact name of registrant as specified in its charter) Delaware 001-39716 85-2226287 (State or other jurisdiction of incorporation) (Commission Fil |
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| November 10, 2021 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-251109 Prospectus Supplement No. 5 (To Prospectus dated May 25, 2021) GCM GROSVENOR INC. This prospectus supplement updates, amends and supplements the prospectus dated May 25, 2021 (the ?Prospectus?), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-251109). Capitalized terms used in this prospectus |
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| August 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39716 GCM Grosven |
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| August 12, 2021 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-251109 Prospectus Supplement No. 4 (To Prospectus dated May 25, 2021) GCM GROSVENOR INC. This prospectus supplement updates, amends and supplements the prospectus dated May 25, 2021 (the ?Prospectus?), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-251109). Capitalized terms used in this prospectus |
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| August 10, 2021 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-251109 Prospectus Supplement No. 3 (To Prospectus dated May 25, 2021) GCM GROSVENOR INC. This prospectus supplement updates, amends and supplements the prospectus dated May 25, 2021 (the ?Prospectus?), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-251109). Capitalized terms used in this prospectus |
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| August 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) August 10, 2021 GCM Grosvenor Inc. (Exact name of registrant as specified in its charter) Delaware 001-39716 85-2226287 (State or other jurisdiction of incorporation) (Commission File |
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| August 10, 2021 |
2021 Second Quarter Results—Earnings Presentation, dated August 10, 2021 August 10, 2021 2021 Second Quarter Results Earnings Presentation 2 Presenters Jonathan Levin President Stacie Selinger Head of Investor Relations Pamela Bentley Chief Financial Officer Michael Sacks Chairman and Chief Executive Officer Business Update 4 Second Quarter 2021 Results $ million June 30, 2020 March 31, 2021 June 30, 2021 % Change vs 1Q 21 % Change vs 2Q 20 AUM $ 56,890 $ 64,862 $ 66,900 3 % 18 % FPAUM 49,597 53,362 55,000 3 % 11 % CNYFPAUM 5,584 7,454 7,027 (6) % 26 % $ million unless otherwise noted Three Months Ended June 30, 2021 % Change vs 2Q 20 Six Months Ended June 30, 2021 % Change vs 2Q YTD 20 GAAP Results GAAP Revenue $ 119. |
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| August 10, 2021 |
August 10, 2021 2021 Second Quarter Results Earnings Presentation 2 Presenters Jonathan Levin President Stacie Selinger Head of Investor Relations Pamela Bentley Chief Financial Officer Michael Sacks Chairman and Chief Executive Officer Business Update 4 Second Quarter 2021 Results $ million June 30, 2020 March 31, 2021 June 30, 2021 % Change vs 1Q 21 % Change vs 2Q 20 AUM $ 56,890 $ 64,862 $ 66,900 3 % 18 % FPAUM 49,597 53,362 55,000 3 % 11 % CNYFPAUM 5,584 7,454 7,027 (6) % 26 % $ million unless otherwise noted Three Months Ended June 30, 2021 % Change vs 2Q 20 Six Months Ended June 30, 2021 % Change vs 2Q YTD 20 GAAP Results GAAP Revenue $ 119. |
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| August 10, 2021 |
GCM Grosvenor Reports Strong Second Quarter 2021, Increases Dividend and Approves a Stock Repurchase Plan Revenue to GCM Grosvenor increased 33% to $119. |
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| August 10, 2021 |
Press Release, dated August 10, 2021 GCM Grosvenor Reports Strong Second Quarter 2021, Increases Dividend and Approves a Stock Repurchase Plan Revenue to GCM Grosvenor increased 33% to $119. |
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| July 30, 2021 |
GCMG / GCM Grosvenor Inc. Class A / M. Klein Associates, Inc. - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 2)* Under the Securities Exchange Act of 1934 GCM Grosvenor Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Titles of Class of Securities) 36831E108 (CUSIP Number) July 16, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate th |
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| July 13, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* GCM Grosvenor Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 36831E108 (CUSIP Number) November 17, 2020 and December 31, 2020** (Date of Event Which Requires Filing of This Statement) Check the appropriate box to |
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| July 12, 2021 |
GCMG / GCM Grosvenor Inc. Class A / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0033-gcmgrosvenorincclassa.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: GCM Grosvenor Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 36831E108 Date of Event Which Requires Filing of this Statement: June 30, 2021 Check the appropriate box to |
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| July 12, 2021 |
GCMG / GCM Grosvenor Inc. Class A / VANGUARD INDEX FUNDS - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: GCM Grosvenor Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 36831E108 Date of Event Which Requires Filing of this Statement: June 30, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed |
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| July 12, 2021 |
GCMG / GCM Grosvenor Inc. Class A / VANGUARD INDEX FUNDS - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: GCM Grosvenor Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 36831E108 Date of Event Which Requires Filing of this Statement: June 30, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed |
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| July 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) July 2, 2021 GCM Grosvenor Inc. (Exact name of registrant as specified in its charter) Delaware 001-39716 85-2226287 (State or other jurisdiction of incorporation) (Commission File Num |
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| July 2, 2021 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-251109 Prospectus Supplement No. 2 (To Prospectus dated May 25, 2021) GCM GROSVENOR INC. This prospectus supplement updates, amends and supplements the prospectus dated May 25, 2021 (the ?Prospectus?), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-251109). Capitalized terms used in this prospectus |
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| June 24, 2021 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-251109 Prospectus Supplement No. 1 (To Prospectus dated May 25, 2021) GCM GROSVENOR INC. This prospectus supplement updates, amends and supplements the prospectus dated May 25, 2021 (the ?Prospectus?), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-251109). Capitalized terms used in this prospectus |
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| June 24, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 23, 2021 GCM Grosvenor Inc. (Exact name of registrant as specified in its charter) Delaware 001-39716 85-2226287 (State or other jurisdiction of incorporation) (Commission File Nu |
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| June 24, 2021 |
Exhibit 10.1 AMENDMENT NO. 6 dated as of June 23, 2021 (this ?Amendment?) to the CREDIT AGREEMENT, dated as of January 2, 2014, as amended by that certain Amendment No. 1, dated as of August 18, 2016, that certain Amendment No. 2, dated as of April 19, 2017, that certain Omnibus Amendment No. 1, dated as of August 15, 2017, that certain Amendment No. 3, dated as of August 22, 2017, that certain Am |
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| June 10, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 8, 2021 GCM Grosvenor Inc. (Exact name of registrant as specified in its charter) Delaware 001-39716 85-2226287 (State or other jurisdiction of incorporation) (Commission File Num |
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| May 28, 2021 |
GCMG / GCM Grosvenor Inc. Class A / INTEGRATED CORE STRATEGIES (US) LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 GCM GROSVENOR INC. (Name of Issuer) CLASS A COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of Class of Securities) 36831E108 (CUSIP Number) DECEMBER 7, 2020 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant t |
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| May 27, 2021 |
GCMG / GCM Grosvenor Inc. Class A / VANGUARD INDEX FUNDS - SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: GCM Grosvenor Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 36831E108 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ??Rule 13d-1(b |
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| May 27, 2021 |
GCMG / GCM Grosvenor Inc. Class A / VANGUARD INDEX FUNDS - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: GCM Grosvenor Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 36831E108 Date of Event Which Requires Filing of this Statement: January 29, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is fi |
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| May 27, 2021 |
GCMG / GCM Grosvenor Inc. Class A / VANGUARD GROUP INC - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: GCM Grosvenor Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 36831E108 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is f |
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| May 27, 2021 |
GCMG / GCM Grosvenor Inc. Class A / VANGUARD INDEX FUNDS - SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: GCM Grosvenor Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 36831E108 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ??Rule 13d-1(b |
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| May 25, 2021 |
TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(3) Registration No. 333-251109 ? GCM GROSVENOR INC. 172,538,315 SHARES OF CLASS A COMMON STOCK 2,700,000 WARRANTS TO PURCHASE SHARES OF CLASS A COMMON STOCK AND 23,893,798 SHARES OF CLASS A COMMON STOCK UNDERLYING WARRANTS This prospectus relates to the resale from time to time of (i) an aggregate of 172,538,315 shares of Class A common stock, par va |
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| May 20, 2021 |
As filed with the Securities and Exchange Commission on May 19, 2021 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on May 19, 2021 Registration No. |
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| May 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39716 GCM Grosve |
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| May 14, 2021 |
Form of Non-Employee Director Compensation Policy Exhibit 10.4 GCM GROSVENOR, INC. NON-EMPLOYEE DIRECTOR COMPENSATION POLICY Non-employee members of the board of directors (the ?Board?) of GCM Grosvenor, Inc. (the ?Company?) shall be eligible to receive cash and equity compensation as set forth in this Non- Employee Director Compensation Policy (this ?Policy?), unless a Non-Employee Director (as defined below) and the Company mutually agree in wr |
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| May 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| May 13, 2021 |
May 13, 2021 2021 First Quarter Results Earnings Presentation 2 Presenters Jonathan Levin President Stacie Selinger Head of Investor Relations Pamela Bentley Chief Financial Officer Michael Sacks Chairman and Chief Executive Officer Business Update 4 First Quarter 2021 Results $ million March 31, 2020 December 31, 2020 March 31, 2021 % Change vs 4Q 20 % Change vs 1Q 20 AUM $ 55,779 $ 61,943 $ 64,862 5 % 16 % FPAUM 47,769 51,969 53,362 3 % 12 % CNYFPAUM 5,395 7,057 7,454 6 % 38 % $ million unless otherwise noted Three Months Ended March 31, 2021 % Change vs 1Q 20 GAAP Results GAAP Revenue $ 103. |
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| May 13, 2021 |
GCM Grosvenor Reports Strong First Quarter Fiscal 2021 Results Total Assets Under Management Grow 16% From 1Q 2020 to $65 billion Fee-Paying Assets Under Management and Contracted Not Yet Fee-Paying Assets Under Management Increase 12% and 38% Respectively From 1Q 2020 Management Fees Increased 6% From 1Q 2020 Absolute Return Strategies Sees Net Inflows CHICAGO, May 13, 2021 ? GCM Grosvenor (Nasdaq: GCMG), a leading global alternative asset management solutions provider, today reported its results for the first fiscal quarter ended March 31, 2021. |
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| May 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) May 13, 2021 GCM Grosvenor Inc. (Exact name of registrant as specified in its charter) Delaware 001-39716 85-2226287 (State or other jurisdiction of incorporation) (Commission File Num |
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| May 11, 2021 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) ? INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION ? Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 10, 2021 |
Exhibit 10.20 AMENDMENT TO EMPLOYMENT AND PROTECTIVE COVENANTS AGREEMENT This AMENDMENT TO EMPLOYMENT AND PROTECTIVE COVENANTS AGREEMENT (this ?Amendment?) is effective October 1, 2020 (?Effective Date?); WHEREAS, Grosvenor Capital Management, LP, an Illinois limited partnership (the ?Company?) has approved this Amendment to that certain Employment and Protective Covenants Agreement between the Co |
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| May 10, 2021 |
EX-10.34 8 exhibit1034.htm EX-10.34 Exhibit 10.34 GCM GROSVENOR INC. 2020 INCENTIVE AWARD PLAN RESTRICTED STOCK UNIT AWARD GRANT NOTICE AND RESTRICTED STOCK UNIT AGREEMENT GCM Grosvenor Inc., a Delaware corporation (the “Company”), pursuant to its 2020 Incentive Award Plan, as amended from time to time (the “Plan”), hereby grants to the holder listed below (“Participant”) the number of Restricted |
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| May 10, 2021 |
Exhibit 10.35 GCM GROSVENOR INC. 2020 INCENTIVE AWARD PLAN RESTRICTED STOCK UNIT AWARD GRANT NOTICE AND RESTRICTED STOCK UNIT AGREEMENT GCM Grosvenor Inc., a Delaware corporation (the ?Company?), pursuant to its 2020 Incentive Award Plan, as amended from time to time (the ?Plan?), hereby grants to the holder listed below (?Participant?) the number of Restricted Stock Units set forth below (the ?RS |
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| May 10, 2021 |
Exhibit 10.22 AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AND PROTECTIVE COVENANTS AGREEMENT This AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AND PROTECTIVE COVENANTS AGREEMENT (this ?Amendment?) is effective October 1, 2020 (?Effective Date?); WHEREAS, Grosvenor Capital Management, LP, an Illinois limited partnership (the ?Company?) has approved this Amendment to that certain Amended and Restat |
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| May 10, 2021 |
Exhibit 10.18 AMENDMENT TO EMPLOYMENT AND PROTECTIVE COVENANTS AGREEMENT This AMENDMENT TO EMPLOYMENT AND PROTECTIVE COVENANTS AGREEMENT (this ?Amendment?) is effective October 1, 2020 (?Effective Date?); WHEREAS, Grosvenor Capital Management, LP, an Illinois limited partnership (the ?Company?) has approved this Amendment to that certain Employment and Protective Covenants Agreement between the Co |
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| May 10, 2021 |
Exhibit 10.10 AMENDMENT NO. 5 This AMENDMENT NO. 5, dated as of February 24, 2021 (this ?Amendment?), to the CREDIT AGREEMENT, dated as of January 2, 2014, as amended by that certain Amendment No. 1, dated as of August 18, 2016, that certain Amendment No. 2, dated as of April 19, 2017, that certain Omnibus Amendment No. 1, dated as of August 15, 2017, that certain Amendment No. 3, dated as of Augu |
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| May 10, 2021 |
Exhibit 4.2 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED The following description of the capital stock of GCM Grosvenor Inc. (the ?Company,? ?we,? ?us,? and ?our?) and certain provisions of our amended and restated certificate of incorporation (the ?Charter?), bylaws (the ?Bylaws?), Warrant Agreement, dated as of D |
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| May 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-39716 GCM Grosvenor Inc. (Exact Nam |
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| May 10, 2021 |
List of subsidiaries of GCM Grosvenor Inc. Exhibit 21.1 LIST OF SUBSIDIARIES Name of Subsidiary Jurisdiction of Incorporation or Organization GCM Grosvenor Holdings, LLC Delaware GCM, L.L.C. Delaware Grosvenor Capital Management Holdings, LLLP Delaware Grosvenor Capital Management, L.P. Illinois GCM Customized Fund Investment Group, LP Delaware GCM Investments GP, LLC Delaware CFIG Holdings, LLC Delaware Mosaic Acquisitions 2020, L.P. Caym |
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| May 10, 2021 |
Exhibit 10.23 SECOND AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AND PROTECTIVE COVENANTS AGREEMENT This SECOND AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AND PROTECTIVE COVENANTS AGREEMENT (this ?Second Amendment?), effective as of March 11, 2021 (the ?Effective Date?), is between Grosvenor Capital Management, L.P., an Illinois limited partnership (?Employer?), and Frederick E. Pollock (?Emplo |
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| May 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) April 30, 2021 GCM Grosvenor Inc. (Exact name of registrant as specified in its charter) Delaware 001-39716 85-2226287 (State or other jurisdiction of incorporation) (Commission File N |
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| May 3, 2021 |
PRESS RELEASE GCM Grosvenor Responds to SEC Guidance Relating to Warrants Schedules Release of First Quarter 2021 Financial Results and Investor Conference Call Chicago, IL ? May 3, 2021 ? GCM Grosvenor, Inc. |
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| March 26, 2021 |
TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(3) Registration No. 333-251109 ? GCM GROSVENOR INC. 172,538,315 SHARES OF CLASS A COMMON STOCK 2,700,000 WARRANTS TO PURCHASE SHARES OF CLASS A COMMON STOCK AND 23,893,798 SHARES OF CLASS A COMMON STOCK UNDERLYING WARRANTS This prospectus relates to the resale from time to time of (i) an aggregate of 172,538,315 shares of Class A common stock, par va |
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| March 17, 2021 |
TABLE OF CONTENTS As filed with the Securities and Exchange Commission on March 16, 2021 Registration No. |
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| March 12, 2021 |
List of subsidiaries of GCM Grosvenor Inc. Exhibit 21.1 LIST OF SUBSIDIARIES Name of Subsidiary Jurisdiction of Incorporation or Organization GCM Grosvenor Holdings, LLC Delaware GCM, L.L.C. Delaware Grosvenor Capital Management Holdings, LLLP Delaware Grosvenor Capital Management, L.P. Illinois GCM Customized Fund Investment Group, LP Delaware GCM Investments GP, LLC Delaware CFIG Holdings, LLC Delaware Mosaic Acquisitions 2020, L.P. Caym |
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| March 12, 2021 |
Exhibit 10.10 AMENDMENT NO. 5 This AMENDMENT NO. 5, dated as of February 24, 2021 (this ?Amendment?), to the CREDIT AGREEMENT, dated as of January 2, 2014, as amended by that certain Amendment No. 1, dated as of August 18, 2016, that certain Amendment No. 2, dated as of April 19, 2017, that certain Omnibus Amendment No. 1, dated as of August 15, 2017, that certain Amendment No. 3, dated as of Augu |
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| March 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-39716 GCM Grosvenor Inc. (Exact Name of Registrant as S |
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| March 12, 2021 |
Exhibit 10.35 GCM GROSVENOR INC. 2020 INCENTIVE AWARD PLAN RESTRICTED STOCK UNIT AWARD GRANT NOTICE AND RESTRICTED STOCK UNIT AGREEMENT GCM Grosvenor Inc., a Delaware corporation (the ?Company?), pursuant to its 2020 Incentive Award Plan, as amended from time to time (the ?Plan?), hereby grants to the holder listed below (?Participant?) the number of Restricted Stock Units set forth below (the ?RS |
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| March 12, 2021 |
Amended and Restated Employment and Protective Covenants Agreement, by and between Exhibit 10.23 SECOND AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AND PROTECTIVE COVENANTS AGREEMENT This SECOND AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AND PROTECTIVE COVENANTS AGREEMENT (this ?Second Amendment?), effective as of March 11, 2021 (the ?Effective Date?), is between Grosvenor Capital Management, L.P., an Illinois limited partnership (?Employer?), and Frederick E. Pollock (?Emplo |
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| March 12, 2021 |
Exhibit 10.22 AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AND PROTECTIVE COVENANTS AGREEMENT This AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AND PROTECTIVE COVENANTS AGREEMENT (this ?Amendment?) is effective October 1, 2020 (?Effective Date?); WHEREAS, Grosvenor Capital Management, LP, an Illinois limited partnership (the ?Company?) has approved this Amendment to that certain Amended and Restat |
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| March 12, 2021 |
Exhibit 4.2 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED The following description of the capital stock of GCM Grosvenor Inc. (the ?Company,? ?we,? ?us,? and ?our?) and certain provisions of our amended and restated certificate of incorporation (the ?Charter?), bylaws (the ?Bylaws?), Warrant Agreement, dated as of D |
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| March 12, 2021 |
Exhibit 10.20 AMENDMENT TO EMPLOYMENT AND PROTECTIVE COVENANTS AGREEMENT This AMENDMENT TO EMPLOYMENT AND PROTECTIVE COVENANTS AGREEMENT (this ?Amendment?) is effective October 1, 2020 (?Effective Date?); WHEREAS, Grosvenor Capital Management, LP, an Illinois limited partnership (the ?Company?) has approved this Amendment to that certain Employment and Protective Covenants Agreement between the Co |
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| March 12, 2021 |
Exhibit 10.18 AMENDMENT TO EMPLOYMENT AND PROTECTIVE COVENANTS AGREEMENT This AMENDMENT TO EMPLOYMENT AND PROTECTIVE COVENANTS AGREEMENT (this ?Amendment?) is effective October 1, 2020 (?Effective Date?); WHEREAS, Grosvenor Capital Management, LP, an Illinois limited partnership (the ?Company?) has approved this Amendment to that certain Employment and Protective Covenants Agreement between the Co |
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| March 12, 2021 |
Exhibit 10.34 GCM GROSVENOR INC. 2020 INCENTIVE AWARD PLAN RESTRICTED STOCK UNIT AWARD GRANT NOTICE AND RESTRICTED STOCK UNIT AGREEMENT GCM Grosvenor Inc., a Delaware corporation (the ?Company?), pursuant to its 2020 Incentive Award Plan, as amended from time to time (the ?Plan?), hereby grants to the holder listed below (?Participant?) the number of Restricted Stock Units set forth below (the ?RS |
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| March 2, 2021 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) February 24, 2021 GCM Grosvenor Inc. (Exact name of registrant as specified in its charter) Delaware 001-39716 85-2226287 (State or other jurisdiction of incorporation) (Commission Fil |
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| February 25, 2021 |
February 25, 2021 2020 Fourth Quarter Results Earnings Presentation 2 Presenters Jonathan Levin President Stacie Selinger Head of Investor Relations Pamela Bentley Chief Financial Officer Michael Sacks Chairman and Chief Executive Officer Business Update 4 2020 Results $ million December 31, 2020 % QoQ Change % YoY Change AUM $ 61,943 6 % 7 % FPAUM 51,969 4 % 4 % CNYFPAUM 7,057 6 % 37 % $ million unless otherwise noted Quarter Ended December 31, 2020 % QoQ Change Year Ended December 31, 2020 % YoY Change GAAP Results GAAP Revenue $ 155. |
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| February 25, 2021 |
GCM Grosvenor Reports Strong Fourth Quarter Fiscal 2020 and Full Year Results, Increases Dividend to $0. |
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| February 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) February 25, 2021 GCM Grosvenor Inc. (Exact name of registrant as specified in its charter) Delaware 001-39716 85-2226287 (State or other jurisdiction of incorporation) (Commission Fil |
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| February 12, 2021 |
to Schedule 13G Joint Filing Agreement EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 12, 2021 in connection with their beneficial ownership of GCM Grosvenor Inc. Each of Columbia Wanger Asset Management, LLC and Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Sc |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 1)* Under the Securities Exchange Act of 1934 GCM Grosvenor Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Titles of Class of Securities) 36831E108 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designat |
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| February 12, 2021 |
SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #1 Under the Securities and Exchange Act of 1934 GCM Grosvenor Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 36831E108 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch |
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| February 12, 2021 |
EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940. Investment Adviser – Columbia Wanger Asset Manage |
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| February 11, 2021 |
Exhibit 99 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that they are jointly filing this statement on Schedule 13G. |
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| February 11, 2021 |
United States Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.)* GCM Grosvenor Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 (Title of Class of Securi |
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| February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: GCM Grosvenor Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 36831E108 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1(b |
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| January 4, 2021 |
Exhibit 10.1 FIRST AMENDED AND RESTATED employment and PROTECTIVE COVENANTS agreement This FIRST AMENDED AND RESTATED EMPLOYMENT AND PROTECTIVE COVENANTS AGREEMENT (this “Agreement”), effective as of January 1, 2021 (“Effective Date”), is between Grosvenor Capital Management, L.P., an Illinois limited partnership (“Employer”), and Pamela L. Bentley (“Employee”); WHEREAS, Employer and Employee are |
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| January 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) December 31, 2020 GCM Grosvenor Inc. (Exact name of registrant as specified in its charter) Delaware 001-39716 85-2226287 (State or other jurisdiction of incorporation) (Commission Fil |
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| January 4, 2021 |
Exhibit 99.1 PRESS RELEASE board approves gcm grosvenor $0.06 per share dividend payable march 15, 2021 to stockholders of record on march 1, 2021 CHICAGO, January 4, 2021 – The Board of Directors of GCM Grosvenor Inc. (Nasdaq: GCMG) declared a quarterly dividend of $0.06 per share on the outstanding Class A common stock of GCMG. The Board’s declaration is consistent with GCM Grosvenor management’ |
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| December 15, 2020 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-251109 GCM GROSVENOR INC. 172,538,315 SHARES OF CLASS A COMMON STOCK 2,700,000 WARRANTS TO PURCHASE SHARES OF CLASS A COMMON STOCK AND 23,893,798 SHARES OF CLASS A COMMON STOCK UNDERLYING WARRANTS This prospectus relates to the resale from time to time of (i) an aggregate of 172,538,315 shares of Class A common stock, par value $0.0001 per shar |
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| December 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. )* Under the Securities Exchange Act of 1934 GCM Grosvenor Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Titles of Class of Securities) 36831E108 (CUSIP Number) November 17, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| December 14, 2020 |
Joint Filing Agreement, dated as of December 14, 2020, by and among the Reporting Persons EXHIBIT 99.1 JOINT FILING AGREEMENT Each of the undersigned hereby acknowledges and agrees, in compliance with the provisions of Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, that the Schedule 13G to which this Agreement is attached as an Exhibit, and any amendments thereto, will be filed with the Securities and Exchange Commission jointly on behalf of the und |
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| December 10, 2020 |
EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated December 10, 2020 in connection with their beneficial ownership of GCM Grosvenor Inc. Each of Columbia Acorn Fund, Columbia Wanger Asset Management, LLC and Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, I |
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| December 10, 2020 |
GCM Grosvenor Inc. 900 North Michigan Avenue Suite 1100 Chicago, Illinois 60611 GCM Grosvenor Inc. 900 North Michigan Avenue Suite 1100 Chicago, Illinois 60611 December 10, 2020 Via EDGAR Securities and Exchange Commission Division of Corporation Finance Office of Finance 100 F Street, N.E. Washington, D.C. 20549 Re: GCM Grosvenor Inc. Registration Statement on Form S-1 Filed December 4, 2020 File No. 333-251109 To whom it may concern: Pursuant to Rule 461(a) under the Securi |
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| December 10, 2020 |
EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940. Investment Adviser – Columbia Wanger Asset Manage |
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| December 10, 2020 |
GCMG / GCM Grosvenor Inc. Class A / AMERIPRISE FINANCIAL INC - SC 13G Passive Investment SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 GCM Grosvenor Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 36831E108 (CUSIP Number) November 30, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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| December 4, 2020 |
As filed with the Securities and Exchange Commission on December 3, 2020 Registration No. |
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| December 4, 2020 |
As filed with the Securities and Exchange Commission on December 3, 2020 Registration No. |
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| December 4, 2020 |
GCM Grosvenor Inc. 2020 Incentive Award Plan Exhibit 99.1 GCM GROSVENOR INC. INCENTIVE AWARD PLAN ARTICLE 1. PURPOSE The purpose of the GCM Grosvenor Inc. Incentive Award Plan (as it may be amended or restated from time to time, the “Plan”) is to promote the success and enhance the value of GCM Grosvenor Inc., a Delaware corporation (the “Company”) by linking the individual interests of Directors, Employees, and Consultants to those of Compa |
