GDV Pengajuan SEC - The Gabelli Dividend & Income Trust- Laporan Tahunan, Pernyataan Kuasa, Prospektus

Mga Batayang Estadistika

LEI	549300082N1MHBT8NI60
CIK	1260729

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to The Gabelli Dividend & Income Trust

SEC Filings (Chronological Order)

Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.

August 15, 2025	RW	THE GABELLI PREFERRED & INCOME TRUST THE GABELLI DIVIDEND & INCOME TRUST One Corporate Center Rye, New York 10580-1422 THE GABELLI PREFERRED & INCOME TRUST THE GABELLI DIVIDEND & INCOME TRUST One Corporate Center Rye, New York 10580-1422 August 15, 2025 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: The Gabelli Preferred & Income Trust and The Gabelli Dividend & Income Trust – Request for Withdrawal of Registraion Statement on Form N-14 (File No.
August 8, 2025	EX-99.(9)	Appendix A (Dated _____, 2025) Amended and Restated Master Custodian Agreement, dated as of July 2, 2001 Exhibit 9 Appendix A (Dated , 2025) to Amended and Restated Master Custodian Agreement, dated as of July 2, 2001 The Gabelli Asset Fund Gabelli Capital Series Funds, Inc.
August 8, 2025	EX-99.(17)(A)	KEEP THIS PORTION FOR YOUR RECORDS DETACH AND RETURN THIS PORTION ONLY TO VOTE, MARK BLOCKS BELOW IN BLUE OR BLACK INK AS FOLLOWS: Signature [PLEASE SIGN WITHIN BOX] Date Signature [Joint Owners] Date GABELLI FUNDS ONE CORPORATE CENTER RYE, NY 10580- Exhibit 17(a) KEEP THIS PORTION FOR YOUR RECORDS DETACH AND RETURN THIS PORTION ONLY TO VOTE, MARK BLOCKS BELOW IN BLUE OR BLACK INK AS FOLLOWS: Signature [PLEASE SIGN WITHIN BOX] Date Signature [Joint Owners] Date GABELLI FUNDS ONE CORPORATE CENTER RYE, NY 10580-1334 2.
August 8, 2025	EX-99.(6)	INVESTMENT ADVISORY AGREEMENT Exhibit 6 INVESTMENT ADVISORY AGREEMENT , 2025 Gabelli Funds, LLC One Corporate Center Rye, New York 10580-1434 Dear Sir: The Gabelli Preferred & Income Trust (the “Fund”), a statutory trust organized under the laws of the state of Delaware, confirms its investment advisory agreement with Gabelli Funds, LLC (the “Adviser”), as follows: 1.
August 8, 2025	EX-99.(13)	Twenty-eighth Amendment to Transfer Agency and Service Agreement Exhibit 13 Twenty-eighth Amendment to Transfer Agency and Service Agreement This Twenty-eighth Amendment (“Amendment”), effective as of [TBD], 2025, (“Effective Date”), is to the Transfer Agency and Service Agreement, as amended (the “Agreement”) dated January 1, 2011, by and among Computershare Inc.
August 8, 2025	EX-99.(14)	CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 14 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of The Gabelli Preferred & Income Trust of our report dated March 1, 2025, relating to the financial statements and financial highlights, which appears in The Gabelli Dividend & Income Trust’s Certified Shareholder Report on Form N-CSR for the year ended December 31, 2024.
August 8, 2025	EX-99.(17)(B)	INITIAL PURCHASE AGREEMENT Exhibit 17(b) INITIAL PURCHASE AGREEMENT The Gabelli Preferred & Income Trust (the “Fund”), a Delaware statutory trust, and The Gabelli Dividend & Income Trust (“Dividend Trust”), a Delaware statutory trust, hereby agree as follows: 1.
August 8, 2025	EX-99.(1)	THE GABELLI PREFERRED & INCOME TRUST AGREEMENT AND DECLARATION OF TRUST TABLE OF CONTENTS Exhibit 1 THE GABELLI PREFERRED & INCOME TRUST AGREEMENT AND DECLARATION OF TRUST TABLE OF CONTENTS Page ARTICLE I The Trust 1.
August 8, 2025	EX-99.(18)	Calculation of Filing Fee Tables FORM N-14 (Form Type) The Gabelli Preferred & Income Fund (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Exhibit 18 Calculation of Filing Fee Tables FORM N-14 (Form Type) The Gabelli Preferred & Income Fund (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price(1) Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial effective date Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to Be Paid Equity Common Shares of Beneficial Interest, par value $0.
August 8, 2025	N-14	As filed with the Securities and Exchange Commission on August 8, 2025 As filed with the Securities and Exchange Commission on August 8, 2025 Registration No.
August 8, 2025	EX-99.(16)	THE GABELLI PREFERRED & INCOME TRUST POWER OF ATTORNEY Exhibit 16 THE GABELLI PREFERRED & INCOME TRUST POWER OF ATTORNEY Each of the undersigned trustees of The Gabelli Preferred & Income Trust, a statutory trust formed under the laws of the State of Delaware (the “Trust”), do constitute and appoint John C.
August 8, 2025	EX-99.(2)	BY-LAWS THE GABELLI PREFERRED & INCOME TRUST TABLE OF CONTENTS Exhibit 2 BY-LAWS OF THE GABELLI PREFERRED & INCOME TRUST TABLE OF CONTENTS Page ARTICLE I Shareholder Meetings 2 Section 1.
May 14, 2025	EX-3.1	THE Gabelli dividend & income TRUST STATEMENT OF PREFERENCES OF SERIES M CUMULATIVE PREFERRED SHARES AMENDMENT NO. 1 The Gabelli Dividend & Income Trust 8-K EXHIBIT 3.1 THE Gabelli dividend & income TRUST STATEMENT OF PREFERENCES OF SERIES M CUMULATIVE PREFERRED SHARES AMENDMENT NO. 1 The Gabelli Dividend & Income Trust, a Delaware statutory trust (the “Trust”), hereby certifies that: FIRST: The Board of Trustees of the Trust (the “Board of Trustees”), at a meeting duly convened and held on February 25, 2004, pu
May 14, 2025	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 14, 2025 The Gabelli Dividend & Income Trust (Exact name of registrant as specified in its charter) Delaware 811-21423 80-0080998 (State or other jurisdiction of incorporation) (Co
March 20, 2025	DEF 14A	SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
March 20, 2025	DEFA14A	SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
February 24, 2025	425	GABELLI DIVIDEND & INCOME TRUST TRUSTEES HAVE APPROVED SPIN-OFF OF GABELLI PREFERRED SECURITIES TRUST FOCUSING ON PREFERRED SECURITIES THE GABELLI DIVIDEND & INCOME TRUST Investor Relations Team: Carter Austin Laurissa Martire David Schachter Bethany Uhlein (914) 921-5070 ClosedEnd@gabelli.
October 18, 2024	SC 13D	GDV / The Gabelli Dividend & Income Trust / GAMCO INVESTORS, INC. ET AL Activist Investment SC 13D 1 gdv00.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 The Gabelli Dividend & Income Trust (Name of Issuer) (i) Common Shares; (ii) 5.375% Series H Cumulative Preferred Shares, Series J Cumulative Term Preferred Shares, 4.250% Series K Cumulative Preferred Shares & 4.80% Series M Cumulative Preferred Shares (“Preferred Sh
October 18, 2024	SC 13G	GDV.PRH / The Gabelli Dividend & Income Trust - Preferred Stock / MJG 1999 DESCENDANTS TRUST Passive Investment SC 13G 1 gdv13g1999descendants.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* The Gabelli Dividend & Income Trust (Name of Issuer) 5.375% Series H Cumulative Preferred Shares, Series J Cumulative Term Preferred Shares, 4.250% Series K Cumulative Preferred Shares & 4.80% Series M Cumulative Preferred Shares (“Prefe
October 8, 2024	SC 13D/A	GDV / The Gabelli Dividend & Income Trust / Saba Capital Management, L.P. - FORM SC 13D/A Activist Investment SC 13D/A 1 formsc13da.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* THE GABELLI DIVIDEND & INCOME TRUST (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 36242H104 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York,
August 19, 2024	EX-FILING FEES	Calculation of Filing Fee Tables FORM N-2 (Form Type) GABELLI DIVIDEND & INCOME TRUST (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities GABELLI DIVIDEND & INCOME TRUST N-2ASR Exhibit (s) Calculation of Filing Fee Tables FORM N-2 (Form Type) GABELLI DIVIDEND & INCOME TRUST (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Off
August 19, 2024	EX-99.(T)(IV)	The Gabelli Dividend & Income Trust Notes [Specify Title] GABELLI DIVIDEND & INCOME TRUST N-2ASR Exhibit (t)(iv) Filed Pursuant to Rule 424(b)(2) Registration Statement No.
August 19, 2024	EX-99.(K)(I)(R)	Eighteenth Amendment to Transfer Agency and Service Agreement GABELLI DIVIDEND & INCOME TRUST N-2ASR Exhibit 99(k)(i)(r) Eighteenth Amendment to Transfer Agency and Service Agreement This Eighteenth Amendment (“Amendment’’), effective as of April 19, 2021 (’‘Effective Date’’), is to the Transfer Agency and Service Agreement, as amended (the “Agreement’’) dated January 1, 2011, by and among Computershare Inc.
August 19, 2024	EX-99.(K)(I)(X)	Twenty-fourth Amendment to Transfer Agency and Service Agreement GABELLI DIVIDEND & INCOME TRUST N-2ASR Exhibit 99(k)(i)(x) Twenty-fourth Amendment to Transfer Agency and Service Agreement This Twenty-fourth Amendment (“Amendment’’), effective as of January 18, 2023 (‘‘Effective Date’’), is to the Transfer Agency and Service Agreement, as amended (the “Agreement’’) dated January 1, 2011, by and among Computershare Inc.
August 19, 2024	EX-99.(K)(I)(W)	Twenty-third Amendment to Transfer Agency and Service Agreement GABELLI DIVIDEND & INCOME TRUST N-2ASR Exhibit 99(k)(i)(w) Twenty-third Amendment to Transfer Agency and Service Agreement This Twenty-third Amendment (“Amendment’’), effective as of December 27, 2022 (’‘Effective Date’’), is to the Transfer Agency and Service Agreement, as amended (the “Agreement’’) dated January 1, 2011, by and among Computershare Inc.
August 19, 2024	EX-99.(L)	Skadden, Arps, Slate, Meagher & Flom llp 320 S. CANAL STREET GABELLI DIVIDEND & INCOME TRUST N-2ASR Exhibit 99(l) Skadden, Arps, Slate, Meagher & Flom llp 320 S.
August 19, 2024	EX-99.(K)(I)(U)	Twenty-first Amendment to Transfer Agency and Service Agreement GABELLI DIVIDEND & INCOME TRUST N-2ASR Exhibit 99(k)(i)(u) Twenty-first Amendment to Transfer Agency and Service Agreement This Twenty-first Amendment (“Amendment’’), effective as of November 1, 2021 (’‘Effective Date’’), is to the Transfer Agency and Service Agreement, as amended (the “Agreement’’) dated January 1, 2011, by and among Computershare Inc.
August 19, 2024	N-2ASR	As filed with the Securities and Exchange Commission on August 19, 2024 As filed with the Securities and Exchange Commission on August 19, 2024 Securities Act File No.
August 19, 2024	EX-99.(D)(IV)	THE GABELLI DIVIDEND & INCOME TRUST [ ] Indenture Dated as of [ ] Providing for the Issuance Debt Securities The Gabelli Dividend & Income Trust Reconciliation and tie between Trust Indenture Act of 1939 and Indenture, dated as of [ ] GABELLI DIVIDEND & INCOME TRUST N-2ASR Exhibit 99(d)(iv) THE GABELLI DIVIDEND & INCOME TRUST Issuer and [ ] Trustee Indenture Dated as of [ ] Providing for the Issuance of Debt Securities The Gabelli Dividend & Income Trust Reconciliation and tie between Trust Indenture Act of 1939 and Indenture, dated as of [ ] Trust Indenture Indenture Act Section Section § 310 (a)(1) 607 (a)(2) 607 (b) 609 § 312 (c) 701 § 314 (a) 704 (a)(4) 1005 (c)(1) 102 (c)(2) 102 (e) 102 § 315 (b) 601 § 316 (a) (last sentence) 101 (“Outstanding”) (a)(1)(A) 502, 512 (a)(1)(B) 513 (b) 508 § 317 (a)(1) 503 (a)(2) 504 § 318 (a) 111 (c) 111 NOTE: This reconciliation and tie shall not, for any purpose, be deemed to be a part of the Indenture.
August 19, 2024	EX-99.(T)(II)	Shares The Gabelli Dividend & Income Trust Common Shares of Beneficial Interest GABELLI DIVIDEND & INCOME TRUST N-2ASR Exhibit (t)(ii) Filed Pursuant to Rule 424(b)(2) Registration Statement No.
August 19, 2024	EX-99.(T)(VI)	The Gabelli Dividend & Income Trust Rights for Shares Subscription Rights to Purchase % Series [ ] [ ] Preferred Shares GABELLI DIVIDEND & INCOME TRUST N-2ASR Exhibit (t)(vi) Filed Pursuant to Rule 424(b)(2) Registration Statement No.
August 19, 2024	EX-99.(K)(I)(Y)	Twenty-fifth Amendment to Transfer Agency and Service Agreement GABELLI DIVIDEND & INCOME TRUST N-2ASR Exhibit 99(k)(i)(y) Twenty-fifth Amendment to Transfer Agency and Service Agreement This Twenty-fifth Amendment (“Amendment’’), effective as of December 28, 2023 (’‘Effective Date’’), is to the Transfer Agency and Service Agreement, as amended (the “Agreement’’) dated January 1, 2011, by and among Computershare Inc.
August 19, 2024	EX-99.(K)(I)(S)	Nineteenth Amendment to Transfer Agency and Service Agreement GABELLI DIVIDEND & INCOME TRUST N-2ASR Exhibit 99(k)(i)(s) Nineteenth Amendment to Transfer Agency and Service Agreement This Nineteenth Amendment (“Amendment’’), effective as of October 04, 2021 (’‘Effective Date’’), is to the Transfer Agency and Service Agreement, as amended (the “Agreement’’) dated January 1, 2011, by and among Computershare Inc.
August 19, 2024	EX-99.(T)(I)	POWER OF ATTORNEY GABELLI DIVIDEND & INCOME TRUST N-2ASR Exhibit (t)(i) POWER OF ATTORNEY Each of the undersigned Trustees do constitute and appoint each of Peter Goldstein and John C.
August 19, 2024	EX-99.(T)(V)	The Gabelli Dividend & Income Trust Rights for Shares Subscription Rights to Purchase Common Shares GABELLI DIVIDEND & INCOME TRUST N-2ASR Exhibit (t)(v) Filed Pursuant to Rule 424(b)(2) Registration Statement No.
August 19, 2024	EX-99.(T)(III)	Shares The Gabelli Dividend & Income Trust Series Preferred Shares GABELLI DIVIDEND & INCOME TRUST N-2ASR Exhibit (t)(iii) Filed Pursuant to Rule 424(b)(2) Registration Statement No.
August 19, 2024	EX-99.(K)(I)(T)	Twentieth Amendment to Transfer Agency and Service Agreement GABELLI DIVIDEND & INCOME TRUST N-2ASR Exhibit 99(k)(i)(t) Twentieth Amendment to Transfer Agency and Service Agreement This Twentieth Amendment (“Amendment’’), effective as of October 15, 2021 (’‘Effective Date’’), is to the Transfer Agency and Service Agreement, as amended (the “Agreement’’) dated January 1, 2011, by and among Computershare Inc.
August 19, 2024	EX-99.(K)(I)(V)	Twenty-second Amendment to Transfer Agency and Service Agreement GABELLI DIVIDEND & INCOME TRUST N-2ASR Exhibit 99(k)(i)(v) Twenty-second Amendment to Transfer Agency and Service Agreement This Twenty-second Amendment (“Amendment”), effective as of December 17, 2021 (“Effective Date”), is to the Transfer Agency and Service Agreement, as amended (the “Agreement”) dated January 1, 2011, by and among Computershare Inc.
August 19, 2024	EX-99.(T)(VII)	The Gabelli Dividend & Income Trust Subscription Rights to Purchase Common Shares and Preferred Shares GABELLI DIVIDEND & INCOME TRUST N-2ASR Exhibit (t)(vii) Filed Pursuant to Rule 424(b)(2) Registration Statement No.
August 19, 2024	EX-99.(N)	CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM GABELLI DIVIDEND & INCOME TRUST N-2ASR Exhibit 99(n) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-2 of our report dated February 29, 2024, relating to the financial statements and financial highlights, which appears in Gabelli Dividend & Income Trust’s Annual Report on Form N-CSR for the year ended December 31, 2023.
August 19, 2024	RW	THE GABELLI DIVIDEND & INCOME TRUST One Corporate Center Rye, New York 10580-1422 THE GABELLI DIVIDEND & INCOME TRUST One Corporate Center Rye, New York 10580-1422 August 19, 2024 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: The Gabelli Dividend & Income Trust – Request for Withdrawal of Registration Statement on Form N-2 (File No.
August 1, 2024	EX-1	JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) EXHIBIT 1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements.
August 1, 2024	SC 13D	GDV / The Gabelli Dividend & Income Trust / Saba Capital Management, L.P. - FORM SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* THE GABELLI DIVIDEND & INCOME TRUST (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 36242H104 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (212)
July 8, 2024	SC 13G/A	GDV.PRK / The Gabelli Dividend & Income Trust - Preferred Stock / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) GABELLI DVD & INC TR (Name of Issuer) Auction Rate Preferred Stock (Title of Class of Securities) 36242H302 36242H401 36242H609 (CUSIP Number) June 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the
April 3, 2024	DEFR14A	SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
March 21, 2024	DEF 14A	SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
March 21, 2024	DEFA14A	SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
April 5, 2023	DEFA14A	SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
April 5, 2023	DEF 14A	SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
February 10, 2023	SC 13G/A	GDV / The Gabelli Dividend & Income Trust / WELLS FARGO & COMPANY/MN Passive Investment SC 13G/A 1 wfgabelli36242H302.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) GABELLI DVD & INC TR (Name of Issuer) Auction Rate Preferred Stock (Title of Class of Securities) 36242H302 36242H401 36242H609 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Chec
November 29, 2022	NPORT-EX	Cl. C NPORT-EX 2 GB36GABELLI09302022.htm 1 The Gabelli Dividend & Income Trust Schedule of Investments — September 30, 2022 (Unaudited) Shares Market Value COMMON STOCKS — 95 .6 % Aerospace — 1 .6 % 230,000‌ Aerojet Rocketdyne Holdings Inc. † ..... $ 9,197,700‌ 13,500‌ HEICO Corp. ..................... 1,943,730‌ 75,000‌ Howmet Aerospace Inc. ............. 2,319,750‌ 25,000‌ Kaman Corp. ................
September 8, 2022	SC 13G/A	GDV / The Gabelli Dividend & Income Trust / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) GABELLI DVD & INC TR (Name of Issuer) Auction Rate Preferred Stock (Title of Class of Securities) 36242H302 36242H401 36242H609 (CUSIP Number) August 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t
August 25, 2022	CORRESP	* * * * * * * Comments and Responses CORRESP 1 filename1.htm August 25, 2022 VIA EDGAR Mindy Rotter, Esq., CPA Division of Investment Management Disclosure Review and Accounting Office U.S. Securities and Exchange Commission New York Regional Office 100 Pearl Street, Suite 20-100 New York, NY 10004-2616 RE: Gabelli Funds Dear Ms. Rotter: Thank you for your oral comments on July 27, 2022 regarding your Sarbanes-Oxley review of the fun
August 25, 2022	POS EX	As filed with the Securities and Exchange Commission on August 24, 2022 As filed with the Securities and Exchange Commission on August 24, 2022 Securities Act File No.
August 25, 2022	EX-99.(B).(II)	(ii) Amendment No. 1 to Amended and Restated By-Laws of Registrant** AMENDMENT NO. 1 TO AMENDED AND RESTATED BY-LAWS OF THE GABELLI DIVIDEND & INCOME TRUST Effective: August 17, 2022 On August 17, 2022, the Board of Trustees of The Gabelli Dividend & Income Trust (the ?Fund?), in accordance with the Fund?s Amended and Restated By-Laws (the ?By-Laws?) and Second Amended and Restated Agreement and Declaration of Trust, approved and adopted the following amendment to
July 11, 2022	SC 13G	GDV / The Gabelli Dividend & Income Trust / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) GABELLI DIVIDEND & INCOME TRUST/THE (Name of Issuer) Auction Rate Preferred Stock (Title of Class of Securities) 36242H302 36242H401 36242H609 (CUSIP Number) June 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to
May 31, 2022	NPORT-EX	Cl. C† 1 The Gabelli Dividend & Income Trust Schedule of Investments — March 31, 2022 (Unaudited) Shares Market Value COMMON STOCKS — 95.
March 24, 2022	DEF 14A	SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) DEF 14A 1 app10030965x1def14a.htm DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Sta
March 24, 2022	DEFA14A	SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
January 31, 2022	EX-99.25	EX-99.25 NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on February 11, 2022, pursuant to the provisions of Rule 12d2-2 (a).
November 29, 2021	NPORT-EX	Cl. A† 1 The Gabelli Dividend & Income Trust Schedule of Investments — September 30, 2021 (Unaudited) Shares Market Value COMMON STOCKS — 96.
October 6, 2021	424B3	Supplement dated October 6, 2021 to the Prospectus Supplement dated October 4, 2021 The Gabelli Dividend & Income Trust 6,000,000 Shares 4.250% Series K Cumulative Preferred Shares (Liquidation Preference $25.00 per share) Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-259726 Supplement dated October 6, 2021 to the Prospectus Supplement dated October 4, 2021 The Gabelli Dividend & Income Trust $150,000,000 6,000,000 Shares 4.250% Series K Cumulative Preferred Shares (Liquidation Preference $25.00 per share) This supplement (the ?Supplement?) to the Prospectus Supplement, dated October 4, 2021 (the ?
October 6, 2021	EX-99.(H).(II)	(ii) Amendment No. 1 to the Underwriting Agreement for the 4.250% Series K Cumulative Preferred Shares ** THE GABELLI DIVIDEND & INCOME TRUST (a Delaware Statutory Trust) 6,000,000 Shares of 4.
October 6, 2021	POS EX	As filed with the Securities and Exchange Commission on October 6, 2021 As filed with the Securities and Exchange Commission on October 6, 2021 Securities Act File No.
October 5, 2021	EX-99.(A)(VIII)	(viii) Statement of Preferences for the 4.250% Series K Cumulative Preferred Shares (8) THE GABELLI DIVIDEND & INCOME TRUST STATEMENT OF PREFERENCES OF 4.250% SERIES K CUMULATIVE PREFERRED SHARES The Gabelli Dividend & Income Trust, a Delaware statutory trust (the ?Trust?), hereby certifies that: FIRST: The Board of Trustees of the Trust (the ?Board of Trustees?), at a meeting duly convened and held on February 25, 2004, pursuant to authority expressly vested in it by the Declaration
October 5, 2021	424B2	The Gabelli Dividend & Income Trust 6,000,000 Shares 4.250% Series K Cumulative Preferred Shares (Liquidation Preference $25.00 per share) Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333-259726 PROSPECTUS SUPPLEMENT (To Prospectus dated September 22, 2021) The Gabelli Dividend & Income Trust $150,000,000 6,000,000 Shares 4.250% Series K Cumulative Preferred Shares (Liquidation Preference $25.00 per share) The Gabelli Dividend & Income Trust (the ?Fund?) is offering shares of 4.250% Series K Cumulative Preferred Shares
October 5, 2021	EX-99.(H)(III)	(iv) Form of Master Selected Dealers Agreement for the 4.250% Series K Cumulative Preferred Shares (8) BOFA SECURITIES, INC. MASTER SELECTED DEALERS AGREEMENT REGISTERED SEC OFFERINGS AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES) November 25, 2019 This Master Selected Dealers Agreement (this ?Master SDA?), dated as of November 25, 2019, is by and between BofA Securities, Inc. (including its successors and assigns) (?we,? ?our,? ?us? or the ?Manager?) and the party named on the
October 5, 2021	EX-99.(K)(I)(R)	Amendment No. 18 to Transfer Agency and Service Agreement (8) Eighteenth Amendment to Transfer Agency and Service Agreement This Eighteenth Amendment (?Amendment??), effective as of April 19, 2021 (??Effective Date??), is to the Transfer Agency and Service Agreement, as amended (the ?Agreement??) dated January 1, 2011, by and among Computershare Inc.
October 5, 2021	EX-99.(L)(II)	Opinion and Consent of Skadden, Arps, Slate, Meagher & Flom LLP with respect to legality of the 4.250% Series K Cumulative Preferred Shares (8) SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP 500 BOYLSTON STREET BOSTON, MASSACHUSETTS 02116 TEL: (617) 573-4800 FAX: (617) 573-4822 www.
October 5, 2021	POS EX	As filed with the Securities and Exchange Commission on October 5, 2021 As filed with the Securities and Exchange Commission on October 5, 2021 Securities Act File No.
October 5, 2021	EX-99.(H)(I)	(i) Form of Underwriting Agreement for the 4.250% Series K Cumulative Preferred Shares (8) EXECUTION COPY THE GABELLI DIVIDEND & INCOME TRUST (a Delaware Statutory Trust) 6,000,000 Shares of 4.
October 5, 2021	EX-99.(K)(I)(S)	Amendment No. 19 to the Transfer Agency and Service Agreement (8) Nineteenth Amendment to Transfer Agency and Service Agreement This Nineteenth Amendment (?Amendment?), effective as of October , 2021 (?Effective Date?), is to the Transfer Agency and Service Agreement, as amended (the ?Agreement??) dated January 1, 2011, by and among Computershare Inc.
October 5, 2021	8-A12B	SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 THE GABELLI DIVIDEND & INCOME TRUST (Exact Name of Registra SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 THE GABELLI DIVIDEND & INCOME TRUST (Exact Name of Registrant as Specified in its Charter) Delaware 80-0080998 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) One Corporate Center
October 5, 2021	EX-99.(H)(II)	(iii) Form of Master Agreement Among Underwriters for the 4.250% Series K Cumulative Preferred Shares (8) BofA FINAL VERSION November 19, 2020 BOFA SECURITIES, INC. MASTER AGREEMENT AMONG UNDERWRITERS REGISTERED SEC OFFERINGS (INCLUDING MULTIPLE SYNDICATE OFFERINGS) AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES) November 19, 2020 This Master Agreement Among Underwriters (this ?Master AAU?), dated as of November 19, 2020, is by and between BofA Securities, Inc. (?BofA? or ?we?) and
October 4, 2021	424B2	SUBJECT TO COMPLETION, DATED OCTOBER 4, 2021 Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333-259726 THE INFORMATION IN THIS PROSPECTUS SUPPLEMENT IS NOT COMPLETE AND MAY BE CHANGED. A REGISTRATION STATEMENT RELATING TO THESE SECURITIES WAS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION AND BECAME EFFECTIVE. THIS PROSPECTUS SUPPLEMENT AND THE ACCOMPANYING PROSPECTUS ARE NOT AN OFFER TO SELL THESE SECURITIES AND ARE NOT SOLI
October 4, 2021	FWP	Pricing Notification – The Gabelli Dividend & Income Trust Issuer: The Gabelli Dividend & Income Trust (GDV) (the “Fund”) Security: 4.250% Series K Cumulative Preferred Shares (Liquidation Preference $25.00 Per Share) (“Series K Preferred Shares”) Fo Filed pursuant to Rule 433 Issuer Free Writing Prospectus dated October 4, 2021 Relating to Preliminary Prospectus Supplement dated October 4, 2021 and Prospectus dated September 22, 2021 File No.
September 22, 2021	EX-99.(R)	Code of Ethics of the Fund and the Investment Adviser (9) Exhibit (r) SECTION S Gabelli Funds, LLC GAMCO Asset Management Inc. G.research, LLC. G.distributors, LLC Teton Advisors, Inc. Gabelli & Partners, LLC Gabelli & Company Investment Advisers, Inc. The Code of Ethics applies to each Registered Investment Company or Private Fund Client or series thereof (each of which is considered to be a Company for this purpose) for which any of the Companies liste
September 22, 2021	EX-99.(S)(V)	Form of Prospectus Supplement Relating to Subscription Rights to Purchase Common Shares (9) Exhibit (s)(v) Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333- PROSPECTUS SUPPLEMENT (To Prospectus dated , 2021) The Gabelli Dividend & Income Trust Rights for Shares Subscription Rights to Purchase Common Shares We are issuing subscription rights to our [common][preferred] shareholders to purchase our common shares. Our common shares are traded on the New York Stock Exchange (?N
September 22, 2021	EX-99.(S)(IV)	Form of Prospectus Supplement Relating to Notes (9) Exhibit (s)(iv) Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333- PROSPECTUS SUPPLEMENT (To Prospectus dated , 2021) The Gabelli Dividend & Income Trust Notes [Specify Title] We are offering for sale promissory notes. Our common shares are traded on the NYSE under the symbol ?GDV? and our Series G Preferred Shares and Series H Preferred Shares are listed on the New York Stock Exchan
September 22, 2021	EX-99.(S)(VI)	Form of Prospectus Supplement Relating to Subscription Rights to Purchase Preferred Shares (9) Exhibit (s)(vi) Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333- PROSPECTUS SUPPLEMENT (To Prospectus dated , 2021) The Gabelli Dividend & Income Trust Rights for Shares Subscription Rights to Purchase % Series [ ] [ ] Preferred Shares We are issuing subscription rights to our [common] [preferred] shareholders to purchase our % Series [ ] [ ] Preferred Shares. Our common shares are
September 22, 2021	N-2ASR	As filed with the Securities and Exchange Commission on September 22, 2021 As filed with the Securities and Exchange Commission on September 22, 2021 Securities Act File No.
September 22, 2021	EX-99.(D)(IV)	Form of Indenture (8) Exhibit (d)(v) THE GABELLI DIVIDEND & INCOME TRUST Issuer and [ ] Trustee Indenture Dated as of [ ], 2021 Providing for the Issuance of Debt Securities The Gabelli Dividend & Income Trust Reconciliation and tie between Trust Indenture Act of 1939 and Indenture, dated as of [ ], 2021 Trust Indenture Act Section Indenture Section ? 310 (a)(1) 607 (a)(2) 607 (b) 609 ? 312 (c) 701 ? 314 (a) 704 (a)(4) 1005 (c)(1) 102 (c)(2) 102 (e) 102 ? 315 (b) 601 ? 316 (a) (last sentence) 101 (?Outstanding?) (a)(1)(A) 502, 512 (a)(1)(B) 513 (b) 508 ? 317 (a)(1) 503 (a)(2) 504 ? 318 (a) 111 (c) 111 NOTE: This reconciliation and tie shall not, for any purpose, be deemed to be a part of the Indenture.
September 22, 2021	EX-99.(S)(III)	Form of Prospectus Supplement Relating to Preferred Shares (9) Exhibit (s)(iii) Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333- PROSPECTUS SUPPLEMENT (To Prospectus dated , 2021) Shares The Gabelli Dividend & Income Trust Series Preferred Shares We are offering for sale shares of our Series Preferred Shares, par value $0.001 per share. Our common shares are traded on the New York Stock Exchange (?NYSE?) under the symbol ?GDV? and our Series G
September 22, 2021	EX-99.(N)	Consent of Independent Registered Public Accounting Firm ** Exhibit (n) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-2 of our report dated February 26, 2021, relating to the financial statements and financial highlights, which appears in The Gabelli Dividend & Income Trust?s Annual Report on Form N-CSR for the year ended December 31, 2020.
September 22, 2021	EX-99.(L)	Opinion and Consent of Skadden, Arps, Slate, Meagher & Flom LLP with respect to legality (9) Exhibit (l) SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP 500 BOYLSTON STREET BOSTON, MASSACHUSETTS 02116 TEL: (617) 573-4800 FAX: (617) 573-4822 www.
September 22, 2021	EX-99.(S)(II)	Form of Prospectus Supplement Relating to Common Shares (9) Exhibit (s)(ii) PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(2) (To Prospectus dated , 2021) Registration Statement No.
September 22, 2021	EX-99.(S)(I)	Powers of Attorney of the Registrant’s Trustees (9) Exhibit (s)(i) POWER OF ATTORNEY Each of the undersigned Trustees do constitute and appoint each of Bruce N.
September 22, 2021	EX-99.(S)(VII)	Form of Prospectus Supplement Relating to Subscription Rights to Purchase Common and Preferred Shares (9) Exhibit (s)(vii) Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333- PROSPECTUS SUPPLEMENT (To Prospectus dated , 2021) The Gabelli Dividend & Income Trust Rights Subscription Rights to Purchase Common Shares and Preferred Shares The Gabelli Dividend & Income Trust (the ?Fund,? ?we,? ?us? or ?our?) is issuing subscription rights (the ?Rights?) to our common shareholders to purchase ad
May 28, 2021	NPORT-EX	Principal Amount The Gabelli Dividend & Income Trust Schedule of Investments — March 31, 2021 (Unaudited) Shares Market Value COMMON STOCKS — 96.
May 10, 2021	SC 13G	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) Gabelli Dividend & Income Trust (GDV) (Name of Issuer) Auction Preferred Stock (Title of Class of Securiti SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) Gabelli Dividend & Income Trust (GDV) (Name of Issuer) Auction Preferred Stock (Title of Class of Securities) 36242H609 36242H302 36242H401 (CUSIP Number) April 30, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate b
May 4, 2021	EX-99.01	JOINT FILING AGREEMENT EX-99.01 2 jfa.htm EX-99.01 EXHIBIT 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regula
May 4, 2021	EX-99.02	BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY EX-99.02 3 baclpoa.htm EX-99.02 EXHIBIT 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the “Corporation”), does hereby make, constitute, and appoint Michael Jentis as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation’s name, place and stead, for the Corporation’s use and benefit, to bind the Co
May 4, 2021	EX-99.03	BANK OF AMERICA, NATIONAL ASSOCIATION LIMITED POWER OF ATTORNEY EXHIBIT 99.3 BANK OF AMERICA, NATIONAL ASSOCIATION LIMITED POWER OF ATTORNEY BANK OF AMERICA, NATIONAL ASSOCIATION, a national association formed under the laws of the United States, (the ?Association?), does hereby make, constitute, and appoint Michael Jentis as an attorney-in-fact for the Association acting for the Association and in the Association?s name, place and stead, for the Association?s
May 4, 2021	SC 13G/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* GABELLI DIVIDEND & INCOME TRUST (Name of Issuer) Auction Rate Preferred (Title of Class of Securities) ( Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* GABELLI DIVIDEND & INCOME TRUST (Name of Issuer) Auction Rate Preferred (Title of Class of Securities) 36242H (CUSIP Number) April 30, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru
April 16, 2021	SC TO-I/A	- GABELLI DIVIDEND & INCOME TRUST As filed with the Securities and Exchange Commission on April 16, 2021 SECURITIES AND EXCHANGE COMMISSION Washington, D.
April 16, 2021	EX-99. (A)(5)(II)	Press Release issued on April 16, 2021. * THE GABELLI DIVIDEND & INCOME TRUST Investor Relations Contact: Carter Austin (914) 921-5475 caustin@gabelli.
March 29, 2021	DEF 14A	our definitive proxy statement on Schedule 14A for our 2021 annual meeting of shareholders, filed with the SEC on March 29, 2021; ? SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
March 29, 2021	DEFA14A	- THE GABELLI DIVIDEND & INCOME TRUST (GDV)_DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
March 18, 2021	EX-99. (A)(1)(III)	Letter to Clients for use by Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees. (1) OFFER BY THE GABELLI DIVIDEND & INCOME TRUST TO EXCHANGE ALL OUTSTANDING AUCTION MARKET PREFERRED SHARES, SERIES B, PAR VALUE $0.
March 18, 2021	SC TO-I/A	- GABELLI DIVIDEND & INCOME TRUST As filed with the Securities and Exchange Commission on March 18, 2021 SECURITIES AND EXCHANGE COMMISSION Washington, D.
March 18, 2021	EX-99. (A)(5)(I)	Press Release issued on March 17, 2021. * THE GABELLI DIVIDEND & INCOME TRUST Investor Relations Contact: Carter Austin (914) 921-5475 caustin@gabelli.
March 18, 2021	EX-99. (A)(1)(I)	Offer to Exchange dated March 17, 2021. (1) OFFER TO EXCHANGE THE GABELLI DIVIDEND & INCOME TRUST One Corporate Center Rye, New York 10580-1422 OFFER TO EXCHANGE ALL OUTSTANDING AUCTION MARKET PREFERRED SHARES, SERIES B, PAR VALUE $0.
March 18, 2021	EX-99. (A)(1)(II)	Letter of Transmittal. (1) Letter of Transmittal To Tender Preferred Shares Pursuant to the Offer to Exchange Dated March 17, 2021 by THE GABELLI DIVIDEND & INCOME TRUST Of ALL OUTSTANDING AUCTION MARKET PREFERRED SHARES, SERIES B, PAR VALUE $0.
March 18, 2021	SC TO-I	- GABELLI DIVIDEND & INCOME TRUST As filed with the Securities and Exchange Commission on March 17, 2021 SECURITIES AND EXCHANGE COMMISSION Washington, D.
March 18, 2021	EX-99. (D)(1)(VII)	(vii) Statement of Preferences for the Series J Cumulative Term Preferred Shares (7) THE GABELLI DIVIDEND & INCOME TRUST FORM OF STATEMENT OF PREFERENCES OF SERIES J CUMULATIVE TERM PREFERRED SHARES The Gabelli Dividend & Income Trust, a Delaware statutory trust, (the ?Fund?), hereby certifies that: FIRST: The Board of Trustees of the Fund, at a meeting duly convened and held on February 25, 2004, pursuant to authority expressly vested in it by Article III of the Agreement and Declaration of Trust, adopted resolutions classifying an unlimited amount of shares as authorized but unissued preferred shares of the Fund, par value $0.
March 18, 2021	EX-99. (D)(6)	Share Exchange Agreement, dated March 17, 2021, between The Gabelli Dividend & Income Trust and Bank of America, N.A. (1) SHARE EXCHANGE AGREEMENT This SHARE EXCHANGE AGREEMENT is made and entered into as of March 17, 2021 (this ?Agreement?), by and between THE GABELLI DIVIDEND AND INCOME TRUST, a closed-end fund organized as a Delaware statutory trust, as issuer (the ?Fund?), and BANK OF AMERICA, N.
March 18, 2021	EX-99. (A)(1)(IV)	Letter to Clients. (1) OFFER BY THE GABELLI DIVIDEND & INCOME TRUST TO EXCHANGE ALL OUTSTANDING AUCTION MARKET PREFERRED SHARES, SERIES B, PAR VALUE $0.
March 18, 2021	EX-99. (A)(1)(V)	Notice of Guaranteed Delivery. (1) Notice of Guaranteed Delivery For Tender of Auction Rate Preferred Shares of The Gabelli Dividend & Income Trust THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.
March 18, 2021	EX-99.(D)(5)(XVIII)	Amendment No. 17 to Transfer Agency and Service Agreement among Registrant, Computershare Trust Company, N.A. and Computershare Inc. (8) Seventeenth Amendment to Transfer Agency and Service Agreement This Seventeenth Amendment (?Amendment??), effective as of March 17, 2021 (??Effective Date??), is to the Transfer Agency and Service Agreement, as amended (the ?Agreement??) dated January 1, 2011, by and among Computershare Inc.
February 1, 2021	EX-99.01	JOINT FILING AGREEMENT EXHIBIT 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including a
February 1, 2021	EX-99.03	BANK OF AMERICA, NATIONAL ASSOCIATION LIMITED POWER OF ATTORNEY EXHIBIT 99.3 BANK OF AMERICA, NATIONAL ASSOCIATION LIMITED POWER OF ATTORNEY BANK OF AMERICA, NATIONAL ASSOCIATION, a national association formed under the laws of the United States, (the “Association”), does hereby make, constitute, and appoint Michael Jentis as an attorney-in-fact for the Association acting for the Association and in the Association’s name, place and stead, for the Association’s
February 1, 2021	SC 13G/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 04)* GABELLI DIVIDEND & INCOME TRUST (Name of Issuer) Auction Rate Preferred (Title of Class of Securities) Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 04)* GABELLI DIVIDEND & INCOME TRUST (Name of Issuer) Auction Rate Preferred (Title of Class of Securities) 36242H (CUSIP Number) January 28, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the
February 1, 2021	EX-99.02	BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY EX-99.02 3 baclpoa.htm EX-99.02 EXHIBIT 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the “Corporation”), does hereby make, constitute, and appoint Michael Jentis as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation’s name, place and stead, for the Corporation’s use and benefit, to bind the Co
November 25, 2020	NPORT-EX	Market Value HTML The Gabelli Dividend & Income Trust Schedule of Investments — September 30, 2020 (Unaudited) Shares Market Value COMMON STOCKS — 98.
September 25, 2020	EX-99.25	EX-99.25 NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on October 06, 2020, pursuant to the provisions of Rule 12d2-2 (a).
May 22, 2020	NPORT-EX	Principal Amount HTML The Gabelli Dividend & Income Trust Schedule of Investments — March 31, 2020 (Unaudited) Shares Market Value COMMON STOCKS — 95.
May 4, 2020	DEFA14A	- DEFA 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
May 1, 2020	DEFA14A	- DEFA 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
March 26, 2020	DEFA14A	GDV / Gabelli Dividend & Income Trust (The) DEFA14A - - DEFA 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
March 26, 2020	DEF 14A	GDV / Gabelli Dividend & Income Trust (The) DEF 14A - - DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
December 26, 2019	EX-99.25	EX-99.25 NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on January 06, 2020, pursuant to the provisions of Rule 12d2-2 (a).
November 27, 2019	NPORT-EX	GDV / Gabelli Dividend & Income Trust (The) NPORT-EX - - FOR VALIDATION PURPOSES ONLY - [822908.TX] The Gabelli Dividend & Income Trust Schedule of Investments September 30, 2019 (Unaudited) Shares Market Value COMMON STOCKS 97.8% Aerospace 2.7% 252,000 Aerojet Rocketdyne Holdings Inc. $ 12,728,520 34,000 Kaman Corp. 2,021,640 91,800 Rockwell Automation Inc. 15,128,640 1,425,000 Rolls-Royce Holdings plc 13,883,636 53,200 The Boeing Co. 20,241,004
October 4, 2019	EX-99.(K)(IV)	Form of Subscription Agent Agreement Form of Subscription Agent Agreement Exhibit (k)(iv) Subscription Agent Agreement Between The Gabelli Dividend & Income Trust And Computershare Trust Company, N.
October 4, 2019	EX-99.(H)(II)	Form of Dealer Manager Agreement Form of Dealer Manager Agreement Exhibit (h)(ii) The Gabelli Dividend & Income Trust Common Shares Issuable Upon Exercise of Rights to Subscribe for such Shares DEALER MANAGER AGREEMENT October 3, 2019 G.
October 4, 2019	POS EX	GDV / Gabelli Dividend & Income Trust (The) POS EX - - GABELLI DIVIDEND & INCOME TRUST GABELLI DIVIDEND & INCOME TRUST As filed with the Securities and Exchange Commission on October 4, 2019 Securities Act File No.
October 4, 2019	EX-99.(D)(I)	Form of Subscription Certificate for Common Shares Form of Subscription Certificate for Common Shares Exhibit (d)(i) THE GABELLI DIVIDEND 150 Royall Street, Suite V & INCOME TRUST Canton Massachusetts 02021 For information call the Fund 1 800 GABELLI (422 3554) MR A SAMPLE DESIGNATION (IF ANY) ADD 1 ADD 2 ADD 3 ADD 4 ADD 5 ADD 6 C 1234567890 J N T Primary Subscription 12345678901234 Rights THE GABELLI DIVIDEND & INCOME TRUST SUBSCRIPTION RIGHTS CERTIFICATE FOR COMMON SHARES OFFER EXPIRES AT 5:00 P.
October 4, 2019	EX-99.(K)(V)	Form of Administrative Agent Agreement Form of Administrative Agent Agreement Exhibit (k)(v) September 25, 2019 The Gabelli Dividend & Income Trust One Corporate Center Rye, NY 10580-1422 This letter will serve as the agreement under which you will retain Morrow Sodali LLC (“Morrow” or “us”) to perform search and distribution services in connection with the Rights Offering by The Gabelli Dividend & Income Trust to holders of the Fund’s existing Common Shares (“the Offer”).
October 4, 2019	EX-99.(L)(II)	Opinion and Consent of Skadden, Arps, Slate, Meagher & Flom LLP with respect to legality EX-99.(L)(II) 7 d785239dex99lii.htm OPINION OF CONSENT OF SKADDEN, ARPS, SLATE, MEAGHER & FLOM W/RESPECT TO LEGALITY Exhibit (l)(ii) [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] October 4, 2019 The Gabelli Dividend & Income Trust One Corporate Center Rye, New York 10580-1422 Re: The Gabelli Dividend & Income Trust — Rights Offering Shelf Takedown Ladies and Gentlemen: We have acted as
October 4, 2019	EX-99.(D)(VI)	Form of Notice of Guaranteed Delivery EX-99.(D)(VI) 3 d785239dex99dvi.htm FORM OF NOTICE OF GUARANTEED DELIVERY Exhibit (d)(vi) Notice of Guaranteed Delivery For Common Shares of The Gabelli Dividend & Income Trust Subscribed for Via Primary Subscription and the Over-Subscription Privilege As set forth in the Prospectus Supplement, dated October 4, 2019, and the accompanying Prospectus, dated August 30, 2019 (collectively, the “Prospe
August 29, 2019	CORRESP	GDV / Gabelli Dividend & Income Trust (The) CORRESP - - Gabelli Dividend & Income Trust Acceleration Letter THE GABELLI DIVIDEND & INCOME TRUST One Corporate Center Rye, New York 10580-1422 August 29, 2019 VIA EDGAR AND ELECTRONIC MAIL David Orlic Division of Investment Management U.
August 12, 2019	CORRESP	GDV / Gabelli Dividend & Income Trust (The) CORRESP - - Gabelli Dividend & Income Trust SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP —— DIRECT DIAL 617-573-4836 DIRECT FAX 617-305-4836 EMAIL ADDRESS KENNETH.
July 25, 2019	CORRESP	GDV / Gabelli Dividend & Income Trust (The) CORRESP - - Gabelli Dividend & Income Trust SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP —— DIRECT DIAL 617-573-4836 DIRECT FAX 617-305-4836 EMAIL ADDRESS KENNETH.
July 15, 2019	EX-99.2	BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby make, constitute, and appoint each of Kim Louise Oakley Heslop, Kelvin Kwok, Ronnie Ojera, Ally Pecarro, and Tolu Tade as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation's name, place and stead, for the Cor
July 15, 2019	EX-1.2	Schedule II Schedule II New York Attorney General Investor Protection Bureau Masking Settlement 3/22/2018 On March 22, 2018, the Attorney General of the State of New York Investor Protection Bureau (“NYAG”) alleged that Bank of America Corporation (“BAC”) and Merrill Lynch, Pierce, Fenner & Smith Incorporated (“MLPF&S”) (1) concealed from its institutional clients that orders were routed to and executed by “electronic liquidity providers,” (2) misstated the composition of orders and trades in its dark pool, and (3) did not accurately describe its use of a proprietary “venue ranking” analysis, in violation of the Martin Act and Executive Law § 63(12).
July 15, 2019	EX-1.1	SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS The following sets forth the name and present principal occupation of each executive officer and director of Bank of America Corporation.
July 15, 2019	SC 13D/A	GDV / Gabelli Dividend & Income Trust (The) / BANK OF AMERICA CORP /DE/ - NONE Activist Investment SC 13D/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 03 )* Gabelli Dividend & Income Trust (Name of Issuer) Auction Rate Preferred (Title of Class of Securities) 36242H (CUSIP Number) Bank of America Corporation, Bank of America Corporate Center 100 North Tryon Street, Charlotte, North
July 15, 2019	EX-99.1	JOINT FILING AGREEMENT EX-99.1 4 jfa.htm EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulati
June 5, 2019	8-A12B	the description of our Series H Preferred Shares contained in our Registration Statement on Form 8-A (File No. 001-31903) filed with the SEC on June 5, 2019, including any amendment or report filed for the purpose of updating such description prior to the termination of the offering registered hereby; 8-A12B 1 d753056d8a12b.htm THE GABELLI DIVIDEND & INCOME TRUST SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 THE GABELLI DIVIDEND & INCOME TRUST (Exact Name of Registrant as Specified in its Charter) Delaware 80-0080998 (State of Incorporation or Organiza
June 5, 2019	EX-99.(H)(VI)	UBS SECURITIES LLC MASTER SELECTED DEALERS AGREEMENT REGISTERED SEC OFFERINGS EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES) Form of Master Selected Dealers Agreement Exhibit 99.(h)(vi) UBS SECURITIES LLC MASTER SELECTED DEALERS AGREEMENT REGISTERED SEC OFFERINGS AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES) January 4, 2019 This Master Selected Dealers Agreement (this “Master SDA”), dated as of January 4, 2019, is by and between UBS Securities LLC (including its successors and assigns) (“we,” “our,
June 5, 2019	EX-99.(L)(III)	[Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] Opinion and Consent of Skadden, Arps, Slate, Meagher & Flom LLP Ex. 99.(l)(iii) [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] June 5, 2019 The Gabelli Dividend & Income Trust One Corporate Center Rye, New York 10580-1422 Re: The Gabelli Dividend & Income Trust Preferred Shares Shelf Takedown Ladies and Gentlemen: We have acted as special counsel to The Gabelli Dividend & Income Trust, a
June 5, 2019	EX-99.(H)(V)	UBS SECURITIES LLC MASTER AGREEMENT AMONG UNDERWRITERS REGISTERED SEC OFFERINGS (INCLUDING MULTIPLE SYNDICATE OFFERINGS) EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES) Form of Master Agreement Among Underwriters Exhibit 99.(h)(v) UBS SECURITIES LLC MASTER AGREEMENT AMONG UNDERWRITERS REGISTERED SEC OFFERINGS (INCLUDING MULTIPLE SYNDICATE OFFERINGS) AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES) January 2, 2019 This Master Agreement Among Underwriters (this “Master AAU”), dated as of January 2, 2019, is by and between UBS Securities LLC (“we”
June 5, 2019	EX-99.(H)(IV)	THE GABELLI DIVIDEND & INCOME TRUST (a Delaware Statutory Trust) 2,000,000 Shares of 5.375% Series H Cumulative Preferred Shares UNDERWRITING AGREEMENT Form of Underwriting AGMT for the 5.375% Series H Cumulative Preferred Shares Exhibit 99.(h)(iv) EXECUTION VERSION THE GABELLI DIVIDEND & INCOME TRUST (a Delaware Statutory Trust) 2,000,000 Shares of 5.375% Series H Cumulative Preferred Shares UNDERWRITING AGREEMENT June 4, 2019 UBS Securities LLC Wells Fargo Securities, LLC As Representatives of the several Underwriters Listed on Schedule A heret
June 5, 2019	POS EX	GDV / Gabelli Dividend & Income Trust (The) POS EX - - GABELLI DIVIDEND & INCOME TRUST Gabelli Dividend & Income Trust As filed with the Securities and Exchange Commission on June 5, 2019 Securities Act File No.
June 5, 2019	EX-99.(K)(I)(M)	Amendment No. 13 to Transfer Agency and Service Agreement (6) Amendment No. 13 to Transfer Agency and Service Agreement Exhibit 99.(k)(i)(m) Thirteenth Amendment to Transfer Agency and Service Agreement This Thirteenth Amendment (“Amendment”), effective as of June 7, 2019 (“Effective Date”), is to the Transfer Agency and Service Agreement, as amended (the “Agreement”) dated January 1, 2011, by and among Computershare Inc., and its fully owned subsidiary Comp
June 5, 2019	EX-99.(A)(VIII)	(vi) Statement of Preferences for the 5.375% Series H Cumulative Preferred Shares (6) Statement of Preferences for the 5.375% Series H Cumulative Preferred Shares Ex. 99.(a)(viii) THE GABELLI DIVIDEND & INCOME TRUST STATEMENT OF PREFERENCES OF 5.375% SERIES H CUMULATIVE PREFERRED SHARES The Gabelli Dividend & Income Trust, a Delaware statutory trust (the “Trust”), hereby certifies that: FIRST: The Board of Trustees of the Trust, at a meeting duly convened and held on February 25, 2
May 24, 2019	NPORT-EX	GDV / Gabelli Dividend & Income Trust (The) NPORT-EX - - Gabelli Dividend & Income Trust The Gabelli Dividend & Income Trust Schedule of Investments — March 31, 2019 (Unaudited) Shares Market Value COMMON STOCKS — 97.
April 25, 2019	EX-99.(S)(III)	POWER OF ATTORNEY Power of Attorney for Edward T. Tokar Exhibit (s)(iii) POWER OF ATTORNEY The undersigned Trustee constitutes and appoints each of Bruce N. Alpert, Andrea R. Mango and John C. Ball as his true and lawful attorney-in-fact to execute and sign any Registration Statement on Form N-2 under the Securities Act of 1933 and the Investment Company Act of 1940, as amended, of The Gabelli Dividend & Income Tru
April 25, 2019	EX-99.(N)	CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Independent Registered Public Accounting Firm Exhibit (n) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-2 of The Gabelli Dividend & Income Trust of our report dated February 28, 2019, relating to the financial statements and financial highlights, which appears in The Gabelli Dividend & Income Trust’s Annual Report on Form N-CSR for the year ended December 31, 2018.
April 25, 2019	EX-99.(R)	Code of Ethics EX-99.(R) 3 d645810dex99r.htm CODE OF ETHICS OF THE FUND AND THE INVESTMENT ADVISER Exhibit (r) Code of Ethics Gabelli Funds, LLC GAMCO Asset Management Inc. G.research, LLC. G.distributors, LLC Teton Advisors, Inc. Gabelli & Partners, LLC Gabelli Fixed Income LLC Gabelli & Company Investment Advisers, Inc. The Code of Ethics applies to each Registered Investment Company or Private Fund Client or
April 25, 2019	EX-99.(S)(II)	POWER OF ATTORNEY EX-99.(S)(II) 4 d645810dex99sii.htm POWER OF ATTORNEY FOR KUNI NAKAMURA Exhibit (s)(ii) POWER OF ATTORNEY The undersigned Trustee constitutes and appoints each of Bruce N. Alpert, Andrea R. Mango and John C. Ball as his true and lawful attorney-in-fact to execute and sign any Registration Statement on Form N-2 under the Securities Act of 1933 and the Investment Company Act of 1940, as amended, of
April 25, 2019	486BPOS	GDV / Gabelli Dividend & Income Trust (The) GABELLI DIVIDEND & INCOME TRUST Gabelli Dividend & Income Trust As filed with the Securities and Exchange Commission on April 25, 2019 Securities Act File No.
March 28, 2019	DEFA14A	GDV / Gabelli Dividend & Income Trust (The) DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
March 28, 2019	DEF 14A	GDV / Gabelli Dividend & Income Trust (The) DEF 14A DEF 14A 1 e517089def14a.htm DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Defi
November 21, 2018	N-Q	GDV / Gabelli Dividend & Income Trust (The) GABELLI DIVIDEND & INCOME TRUST (Quarterly Schedule of Portfolio Holdings) Gabelli Dividend & Income Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
November 21, 2018	EX-99.CERT	Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N.
November 19, 2018	EX-1.2	SCHEDULE II LITIGATION SCHEDULE SCHEDULE II LITIGATION SCHEDULE SEC IMG Order 8/20/2018 On August 20, 2018, Merrill Lynch, Pierce, Fenner & Smith Incorporated ("MLPF&S") entered into a settlement with the Securities and Exchange Commission ("SEC") under which MLPF&S consented to the entry of an order (the "Order") that finds that MLPF&S willfully violated Sections 206(2) and 206(4) under the Investment Advisers Act of 1940 ("Advisers Act") and Rule 206(4)-7 thereunder.
November 19, 2018	SC 13D/A	GDV / Gabelli Dividend & Income Trust (The) / BANK OF AMERICA CORP /DE/ - NONE Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 02 )* Gabelli Dividend & Income Trust (Name of Issuer) Auction Rate Preferred (Title of Class of Securities) 36242H (CUSIP Number) Bank of America Corporation, Bank of America Corporate Center, 100 North Tryon Street, Charlotte, North Carolina 28255 Phone :
November 19, 2018	EX-99.1	JOINT FILING AGREEMENT Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including a
November 19, 2018	EX-1.1	SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS The following sets forth the name and present principal occupation of each executive officer and director of Bank of America Corporation.
November 19, 2018	EX-99.2	BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY EX-99.2 5 limitedpowerofattorney.htm LIMITED POA Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby irrevocably make, constitute, and appoint each of Eugene Rosati, Sarah Turner, Ronnie Ojera, Kelvin Kwok and Harshini Pavan Gopa as an attorney-in-fact for the Corporation acting for the Corporation
May 25, 2018	EX-99.CERT	Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d564022dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. Alpert, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Dividend & Income Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact n
May 25, 2018	N-Q	Gabelli Dividend & Income Trust - GABELLI DIVIDEND & INCOME TRUST N-Q 1 d564022dnq.htm GABELLI DIVIDEND & INCOME TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21423 The Gabelli Dividend & Income Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Ad
March 28, 2018	DEFA14A	GDV / Gabelli Dividend & Income Trust (The) DEFA14A DEFA14A 1 e489298defa14a.htm DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant [X] Filed by a Party other than the Registrant [] Check the appropriate box: [] Preliminary Proxy Statement [] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [] Definitive Proxy Statement
March 28, 2018	DEF 14A	GDV / Gabelli Dividend & Income Trust (The) DEF 14A DEF 14A 1 e489261def14a.htm DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Defi
March 15, 2018	EX-99.(N)	CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Independent Registered Public Accounting Firm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-2 of The Gabelli Dividend & Income Trust as of our report dated February 27, 2018, relating to the financial statements and financial highlights, which appears in The Gabelli Dividend & Income Trust Annual Report on Form N-CSR for the year ended December 31, 2017.
March 15, 2018	EX-99.(S)(II)	POWER OF ATTORNEY Power of Attorney for Susan V. Watson POWER OF ATTORNEY The undersigned Trustee constitutes and appoints each of Bruce N. Alpert, Andrea R. Mango and John C. Ball as her true and lawful attorney-in-fact to execute and sign any Registration Statement on Form N-2 under the Securities Act of 1933 and the Investment Company Act of 1940, as amended, of The Gabelli Dividend & Income Trust (the “Fund”),
March 15, 2018	486BPOS	GDV / Gabelli Dividend & Income Trust (The) GABELLI DIVIDEND & INCOME TRUST Gabelli Dividend & Income Trust Table of Contents As filed with the Securities and Exchange Commission on March 15, 2018 Securities Act File No.
March 15, 2018	EX-99.(R)	Code of Ethics EX-99.(R) 3 d505068dex99r.htm CODE OF ETHICS OF THE FUND AND THE INVESTMENT ADVISER Ex.-(r) Code of Ethics Gabelli Funds, LLC GAMCO Asset Management Inc. G.research, LLC. G.distributors, LLC Teton Advisors, Inc. Gabelli & Partners, LLC Gabelli Fixed Income LLC Gabelli & Company Investment Advisers, Inc. The Code of Ethics applies to each Registered Investment Company or Private Fund Client or seri
November 29, 2017	N-Q	Gabelli Dividend & Income Trust - GABELLI DIVIDEND & INCOME TRUST Gabelli Dividend & Income Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
November 29, 2017	EX-99.CERT	Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N.
May 25, 2017	N-Q	Gabelli Dividend & Income Trust - GABELLI DIVIDEND & INCOME TRUST Gabelli Dividend & Income Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
May 25, 2017	EX-99.CERT	Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N.
April 3, 2017	DEFA14A	Gabelli Dividend & Income Trust DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
April 3, 2017	DEF 14A	Gabelli Dividend & Income Trust DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
November 23, 2016	N-Q	Gabelli Dividend & Income Trust GABELLI DIVIDEND & INCOME TRUST (Quarterly Schedule of Portfolio Holdings) Gabelli Dividend & Income Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
November 23, 2016	EX-99.CERT	Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d259913dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. Alpert, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Dividend & Income Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact n
October 11, 2016	144	Gabelli Dividend & Income Trust 144 1 gdv144101116.htm OMB APPROVAL OMB Number 3235-0101 Expires: May 31, 2017 Estimated average burden hours per response .................1.00 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER WORK LOCATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit
October 11, 2016	EX-99.1	EXHIBIT 1 EXHIBIT 1 AGREEMENT AS TO JOINT FILING OF SCHEDULE 13G Each of the undersigned hereby affirms that it is individually eligible to use Schedule 13G, and agrees that this Schedule 13G is filed on its behalf.
October 11, 2016	SC 13G/A	GDV / Gabelli Dividend & Income Trust (The) / CITIGROUP INC - CITIGROUP INC SC 13GA NO 8 9-30-2016 (GABELLI DIVIDEND INCOME TRUST) Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (AMENDMENT NO. 8)* GABELLI DIVIDEND & INCOME TRUST (Name of Issuer) Auction Rate Preferred (Title of Class of Securities) 36242H-60-9 (See Item 2 (e)) (CUSIP Number) Septemb
June 29, 2016	8-A12B	the description of our Series G Preferred Shares contained in our Registration Statement on Form 8-A (File No. 001-31903) filed with the SEC on June 29, 2016, including any amendment or report filed for the purpose of updating such description prior to the termination of the offering registered hereby; and 8-A12B 1 d122440d8a12b.htm GABELLI DIVIDEND & INCOME TRUST SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 THE GABELLI DIVIDEND & INCOME TRUST (Exact Name of Registrant as Specified in its Charter) Delaware 80-0080998 (State of Incorporation or Organization
June 29, 2016	EX-99.(A)(VII)	(v) Statement of Preferences for the 5.25% Series G Cumulative Preferred Shares (5) Statement of Preferences for the 5.25% Series G Cumulative Preferred Shares Ex. 99(a)(vii) THE GABELLI DIVIDEND & INCOME TRUST STATEMENT OF PREFERENCES OF 5.25% SERIES G CUMULATIVE PREFERRED SHARES The Gabelli Dividend & Income Trust, a Delaware statutory trust (the Trust), hereby certifies that: FIRST: The Board of Trustees of the Trust, at a meeting duly convened and held on February 25, 2004,
June 29, 2016	POS EX	Gabelli Dividend & Income Trust GABELLI DIVIDEND & INCOME TRUST As filed with the Securities and Exchange Commission on June 29, 2016 Securities Act File No.
June 29, 2016	EX-99.(K)(I)(I)	Ninth Amendment to Transfer Agency and Service Agreement Amendment No. 9 to Transfer Agency and Service Agreement Ex. 99(k)(i)(i) Ninth Amendment to Transfer Agency and Service Agreement This Ninth Amendment (Amendment), effective as of July 1, 2016 (Effective Date), is to the Transfer Agency and Service Agreement, as amended (the Agreement) dated January 1, 2011, by and among Computershare Inc., and its fully owned subsidiary Computershare Tr
June 29, 2016	EX-99.(L)(II)	[Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] Opinion and Consent of Skadden, Arps, Slate, Meagher & Flom LLP Ex. 99(l)(ii) [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] June 29, 2016 The Gabelli Dividend & Income Trust One Corporate Center Rye, New York 10580-1422 Re: The Gabelli Dividend & Income Trust Preferred Shares Shelf Takedown Ladies and Gentlemen: We have acted as special counsel to The Gabelli Dividend & Income Trust, a
June 29, 2016	EX-99.(H)(I)	THE GABELLI DIVIDEND & INCOME TRUST (a Delaware Statutory Trust) 4,000,000 Shares of 5.25% Series G Cumulative Preferred Shares UNDERWRITING AGREEMENT Form of Underwriting Agreement Ex. 99(h)(i) EXECUTION VERSION THE GABELLI DIVIDEND & INCOME TRUST (a Delaware Statutory Trust) 4,000,000 Shares of 5.25% Series G Cumulative Preferred Shares UNDERWRITING AGREEMENT June 28, 2016 Morgan Stanley & Co. LLC Wells Fargo Securities, LLC As Representatives of the several Underwriters Listed on Schedule A hereto c/o Morgan Stanley & Co. LLC 1585 Broadway Ne
June 16, 2016	CORRESP	Gabelli Dividend & Income Trust ESP CORRESP 1 filename1.htm The Gabelli Dividend & Income Trust One Corporate Center Rye, New York 10580-1422 June 16, 2016 VIA EDGAR Deborah D. Skeens Senior Counsel – Office of Disclosure and Review Division of Investment Management U.S. Securities and Exchange Commission (the “Commission”) 100 F Street N.E. Washington, DC 20549 RE: The Gabelli Dividend & Income Trust (File Nos. 333-210990 & 811-214
June 14, 2016	CORRESP	Gabelli Dividend & Income Trust ESP The Gabelli Dividend & Income Trust One Corporate Center Rye, New York 10580-1422 June 14, 2016 VIA EDGAR Deborah D.
June 8, 2016	CORRESP	Gabelli Dividend & Income Trust ESP Gabelli Dividend & Income Trust SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP 500 BOYLSTON STREET DIRECT DIAL 617-573-4836 DIRECT FAX 617-305-4836 EMAIL ADDRESS KENNETH.
May 27, 2016	N-Q	Gabelli Dividend & Income Trust GABELLI DIVIDEND & INCOME TRUST (Quarterly Schedule of Portfolio Holdings) Gabelli Dividend & Income Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
May 27, 2016	EX-99.CERT	Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d165536dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. Alpert, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Dividend & Income Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact n
March 29, 2016	DEFA14A	Gabelli Dividend & Income Trust DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
March 29, 2016	DEF 14A	Gabelli Dividend & Income Trust DEF 14A DEF 14A 1 e435095def14a.htm DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Defi
February 9, 2016	SC 13G/A	GDV / Gabelli Dividend & Income Trust (The) / CITIGROUP INC - CITIGROUP INC SC 13GA NO 7 12-31-2015 (GABELLI DIVIDEND & INCOME TRUST) Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (AMENDMENT NO. 7)* GABELLI DIVIDEND & INCOME TRUST (Name of Issuer) Auction Rate Preferred (Title of Class of Securities) 36242H-60-9 (See Item 2 (e)) (CUSIP Number) Decembe
February 9, 2016	EX-99.1	EXHIBIT 1 EX-99.1 2 ex991.htm EXHIBIT 99.1 EXHIBIT 1 AGREEMENT AS TO JOINT FILING OF SCHEDULE 13G Each of the undersigned hereby affirms that it is individually eligible to use Schedule 13G, and agrees that this Schedule 13G is filed on its behalf. Dated: February 9, 2016 CITIGROUP GLOBAL MARKETS INC. By: /s/ Ali L. Karshan Name: Ali L. Karshan Title: Assistant Secretary CITIGROUP FINANCIAL PRODUCTS INC. By
November 25, 2015	EX-99.CERT	Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d56888dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. Alpert, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Dividend & Income Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact ne
November 25, 2015	N-Q	Gabelli Dividend & Income Trust GABELLI DIVIDEND & INCOME TRUST (Quarterly Schedule of Portfolio Holdings) N-Q 1 d56888dnq.htm GABELLI DIVIDEND & INCOME TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21423 The Gabelli Dividend & Income Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Add
May 18, 2015	N-Q	Gabelli Dividend & Income Trust GABELLI DIVIDEND & INCOME TRUST (Quarterly Schedule of Portfolio Holdings) Gabelli Dividend & Income Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
May 18, 2015	EX-99.CERT	Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N.
March 31, 2015	DEF 14A	Gabelli Dividend & Income Trust DEF 14A DEF 14A 1 e405754def14a.htm DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Defi
March 31, 2015	DEFA14A	Gabelli Dividend & Income Trust DEFA14A DEFA14A 1 e405769defa14a.htm DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement x Def
November 20, 2014	N-Q	Gabelli Dividend & Income Trust - GABELLI DIVIDEND & INCOME TRUST N-Q 1 d809669dnq.htm GABELLI DIVIDEND & INCOME TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21423 The Gabelli Dividend & Income Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Ad
November 20, 2014	EX-99.CERT	Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N.
September 2, 2014	144	GDV / Gabelli Dividend & Income Trust (The) 144 - - 144 1 gdv144090214.htm OMB APPROVAL OMB Number 3235-0101 Expires: May 31, 2017 Estimated average burden hours per response .................1.00 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER WORK LOCATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit
August 29, 2014	144	GDV / Gabelli Dividend & Income Trust (The) 144 - - OMB APPROVAL OMB Number 3235-0101 Expires: May 31, 2017 Estimated average burden hours per response.
July 24, 2014	144	GDV / Gabelli Dividend & Income Trust (The) 144 - - 144 1 gdv144072414.htm OMB APPROVAL OMB Number 3235-0101 Expires: May 31, 2017 Estimated average burden hours per response .................1.00 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER WORK LOCATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit
July 23, 2014	144	GDV / Gabelli Dividend & Income Trust (The) 144 - - 144 1 gdv144072314.htm OMB Number 3235-0101 Expires: May 31, 2017 Estimated average burden hours per response .... 1.00 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER WORK LOCATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit for filing 3 copies of th
June 20, 2014	144	- 144 1 gdv144062014.htm OMB APPROVAL OMB Number 3235-0101 Expires: May 31, 2017 Estimated average burden hours per response .... 1.00 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER WORK LOCATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit for filing 3
June 19, 2014	144	- OMB APPROVAL OMB Number 3235-0101 Expires: May 31, 2017 Estimated average burden hours per response .
June 18, 2014	144	- 144 1 gdv144061814.htm OMB APPROVAL OMB Number 3235-0101 Expires: May 31, 2017 Estimated average burden hours per response ... 1.00 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER WORK LOCATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit for filing 3
June 13, 2014	144	- OMB APPROVAL OMB Number 3235-0101 Expires: May 31, 2017 Estimated average burden hours per response .
June 11, 2014	144	- 144 1 gdv144061114.htm OMB APPROVAL OMB Number 3235-0101 Expires: May 31, 2017 Estimated average burden hours per response ...... 1.00 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER WORK LOCATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit for filing
June 10, 2014	144	- OMB APPROVAL OMB Number 3235-0101 Expires: May 31, 2017 Estimated average burden hours per response .
June 9, 2014	144	- 144 1 gdv144060914.htm OMB APPROVAL OMB Number 3235-0101 Expires: May 31, 2017 Estimated average burden hours per response .................1.00 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER WORK LOCATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit
June 6, 2014	144	- OMB APPROVAL OMB Number: 3235-0101 Expires: May 31, 2017 Estimated average burden hours per response.
May 30, 2014	144	- 144 1 gdv144053014.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker. 1(a) NAME OF ISSUER (Please t
May 29, 2014	144	- 144 1 gdv144052814.htm OMB APPROVAL OMB Number 3235-0101 Expires: May 31, 2017 Estimated average burden hours per response .................1.00 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER WORK LOCATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit
May 29, 2014	144	- OMB APPROVAL OMB Number 3235-0101 Expires: May 31, 2017 Estimated average burden hours per response .
May 27, 2014	144	- OMB APPROVAL OMB Number 3235-0101 Expires: May 31, 2017 Estimated average burden hours per response .
May 16, 2014	N-Q	Quarterly Schedule of Portfolio Holdings - GABELLI DIVIDEND & INCOME TRUST N-Q 1 d709143dnq.htm GABELLI DIVIDEND & INCOME TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21423 The Gabelli Dividend & Income Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Ad
May 16, 2014	EX-99.CERT	Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d709143dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. Alpert, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Dividend & Income Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact n
April 2, 2014	DEFA14A	- DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.
April 2, 2014	DEF 14A	- NOTICE AND PROXY STATEMENT DEF 14A 1 e372968def14a.htm NOTICE AND PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Defi
March 31, 2014	144	- OMB APPROVAL OMB Number 3235-0101 Expires: April 30, 2014 Estimated average burden hours per response .
March 28, 2014	144	- 144 1 gdv032814.htm OMB APPROVAL OMB Number: 3235-0101 Expires: March 31, 2014 Estimated average burden hours per response....1.00 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER WORK LOCATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit for filing 3 c
March 26, 2014	425	Merger Prospectus - THE GABELLI DIVIDEND AND INCOME TRUST The Gabelli Dividend and Income Trust Filed by The Gabelli Dividend & Income Trust pursuant to Rule 425 of the Securities Act of 1933, as amended Subject Company: The Gabelli Global Small & Mid Cap Value Trust Commission File No.
March 5, 2014	144	- 144 1 gdv144030514.htm OMB APPROVAL OMB Number 3235-0101 Expires: March 31, 2014 Estimated average burden hours per response.......1.00 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER WORK LOCATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit for filin
March 4, 2014	144	- OMB APPROVAL OMB Number 3235-0101 Expires: March 31, 2014 Estimated average burden hours per response .
February 28, 2014	144	- 144 1 gdv144022814.htm OMB APPROVAL OMB Number 3235-0101 Expires: February 28, 2014 Estimated average burden hours per response......1.00 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER WORK LOCATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit for fil
February 21, 2014	144	- OMB APPROVAL OMB Number 3235-0101 Expires: February 28, 2014 Estimated average burden hours per response.
February 20, 2014	144	- OMB APPROVAL OMB Number 3235-0101 Expires: February 28, 2014 Estimated average burden hours per response .
February 12, 2014	144	- OMB APPROVAL OMB Number 3235-0101 Expires: February 28, 2014 Estimated average burden hours per response .
February 10, 2014	144	- OMB APPROVAL OMB Number 3235-0101 Expires: February 28, 2014 Estimated average burden hours per response .
January 31, 2014	144	- OMB APPROVAL OMB Number 3235-0101 Expires: February 28, 2014 Estimated average burden hours per response.
January 28, 2014	144	- OMB APPROVAL OMB Number: 3235-0101 Expires: February 28, 2014 Estimated average burden hours per response.
January 21, 2014	144	- 144 1 gdv144012114.htm OMB APPROVAL OMB Number 3235-0101 Expires: February 28, 2014 Estimated average burden hours per response .................1.00 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER WORK LOCATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Tran
January 17, 2014	144	- 144 1 gdv144011714.htm OMB APPROVAL OMB Number 3235-0101 Expires: February 28, 2014 Estimated average burden hours per response.....1.00 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER WORK LOCATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit for fili
January 16, 2014	144	- OMB APPROVAL OMB Number 3235-0101 Expires: February 28, 2014 Estimated average burden hours per response .
January 14, 2014	144	- OMB APPROVAL OMB Number 3235-0101 Expires: February 28, 2014 Estimated average burden hours per response .
January 10, 2014	144	- OMB APPROVAL OMB Number 3235-0101 Expires: February 28, 2014 Estimated average burden hours per response.
January 7, 2014	144	- 144 1 gdv144010714.htm OMB APPROVAL OMB Number 3235-0101 Expires: February 28, 2014 Estimated average burden hours per response .................1.00 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER WORK LOCATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Tran
January 6, 2014	144	- OMB APPROVAL OMB Number 3235-0101 Expires: February 28, 2014 Estimated average burden hours per response .
January 2, 2014	144	- 144 1 gdv144010214.htm OMB APPROVAL OMB Number 3235-0101 Expires: February 28, 2014 Estimated average burden hours per response .................1.00 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER WORK LOCATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Tran
December 6, 2013	144	- OMB APPROVAL OMB Number 3235-0101 Expires: February 28, 2014 Estimated average burden hours per response .
December 4, 2013	144	- 144 1 gdv144120413.htm OMB APPROVAL OMB Number 3235-0101 Expires: February 28, 2014 Estimated average burden hours per response.......1.00 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER WORK LOCATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit for fi
December 3, 2013	144	- 144 1 gdv144120313.htm OMB APPROVAL OMB Number 3235-0101 Expires: February 28, 2014 Estimated average burden hours per response .................1.00 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER WORK LOCATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Tran
December 2, 2013	144	- OMB APPROVAL OMB Number 3235-0101 Expires: February 28, 2014 Estimated average burden hours per response .
November 29, 2013	144	- 144 1 gdv144112913.htm OMB APPROVAL OMB Number 3235-0101 Expires: February 28, 2014 Estimated average burden hours per response.........1.00 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER WORK LOCATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit for
November 27, 2013	144	- OMB APPROVAL OMB Number 3235-0101 Expires: February 28, 2014 Estimated average burden hours per response.
November 26, 2013	144	- OMB APPROVAL OMB Number 3235-0101 Expires: February 28, 2014 Estimated average burden hours per response .
November 25, 2013	144	- 144 1 gdv144112513.htm OMB APPROVAL OMB Number 3235-0101 Expires: February 28, 2014 Estimated average burden hours per response .................1.00 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER WORK LOCATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Tran

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