Mga Batayang Estadistika
| LEI | 549300Y9IKVB1DQ6Z097 |
| CIK | 1282957 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to The Gabelli Global Utility & Income Trust - Preferred Stock
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| May 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 15, 2025 The Gabelli Global Utility & Income Trust (Exact name of registrant as specified in its charter) Delaware 811-21529 32-0116828 (State or other jurisdiction of incorporatio |
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| May 15, 2025 |
The Gabelli Global Utility & Income Trust 8-K Exhibit 3.1 THE GABELLI GLOBAL UTILITY & INCOME TRUST STATEMENT OF PREFERENCES OF SERIES B CUMULATIVE PUTTABLE AND CALLABLE PREFERRED SHARES AMENDMENT NO. 3 The Gabelli Global Utility & Income Trust, a Delaware statutory trust (the “Fund”), hereby certifies that: FIRST: The Board of Trustees of the Fund (the “Board of Trustees”), at a meeting duly conv |
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| March 20, 2025 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 20, 2025 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| August 16, 2024 |
August 16, 2024 VIA EDGAR Division of Investment Management U.S. Securities and Exchange Commission 100 F Street N.E. Washington, DC 20549 Attn: David L. Orlic Jeff Long RE: The Gabelli Global Utility & Income Trust (File Nos.: 333-280438; 811-21529 ) Dear Mr. Orlic and Mr. Long: Thank you for your oral comments regarding your review of the registration statement on Form N-2 filed on June 24, 2024 |
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| April 3, 2024 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 21, 2024 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 21, 2024 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| January 8, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) The Gabelli Global Utility & Income Trust (Name of Issuer) 3.80% Series A Cumulative Preferred Shares & Series B Cumulative Preferred Shares (“Preferred Shares”) (Title of Class of Securities) 36242L204 & 36242L303 (CUSIP Number) David Goldman GAMCO Investors, Inc. One |
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| June 29, 2023 |
* * * * * * * Comments and Responses June 29, 2023 VIA EDGAR David Manion, Senior Staff Accountant Division of Investment Management U. |
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| April 5, 2023 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 5, 2023 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 29, 2022 |
NPORT-EX 2 GB37GABELLI09302022.htm 1 The Gabelli Global Utility & Income Trust Schedule of Investments — September 30, 2022 (Unaudited) Shares Market Value COMMON STOCKS — 80 .3 % ENERGY AND UTILITIES — 44 .1 % Alternative Energy — 3 .4 % Non U.S. Companies 1,950 Brookfield Renewable Corp. , Cl. A ........ $ 63,726 68,000 Siemens Gamesa Renewable Energy SA † . 1,194,583 8,500 Vestas Wind Syst |
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| August 25, 2022 |
As filed with the Securities and Exchange Commission on August 24, 2022 As filed with the Securities and Exchange Commission on August 24, 2022 Securities Act File No. |
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| August 25, 2022 |
Amendment No. 1 to Amended and Restated By-Laws of Registrant** AMENDMENT NO. 1 TO AMENDED AND RESTATED BY-LAWS OF THE GABELLI GLOBAL UTILITY & INCOME TRUST Effective: August 17, 2022 On August 17, 2022, the Board of Trustees of The Gabelli Global Utility & Income Trust (the ?Fund?), in accordance with the Fund?s Amended and Restated By-Laws (the ?By-Laws?) and Second Amended and Restated Agreement and Declaration of Trust, approved and adopted the following a |
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| July 1, 2022 |
GLU / Gabelli Global Utility & Income Trust / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) The Gabelli Global Utility & Income Trust (Name of Issuer) Common Shares (Title of Class of Securities) 36242L105 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Pers |
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| June 23, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-256447 THE GABELLI GLOBAL UTILITY & INCOME TRUST SUPPLEMENT NO. 1 TO PROSPECTUS SUPPLEMENT DATED MAY 12, 2022 THE DATE OF THIS SUPPLEMENT IS JUNE 23, 2022 The purpose of this supplement is to amend disclosure appearing in The Gabelli Global Utility & Income Trust?s (the ?Fund,? ?we,? ?us? or ?our?) prospectus supplement dated May 12, |
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| May 31, 2022 |
1 The Gabelli Global Utility & Income Trust Schedule of Investments — March 31, 2022 (Unaudited) Shares Market Value COMMON STOCKS — 85. |
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| May 12, 2022 |
THE GABELLI GLOBAL UTILITY & INCOME TRUST Filed Pursuant to Rule 424(b)(2) Registration Statement No. |
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| May 12, 2022 |
Form of Information Agent Agreement ** May 3, 2022 The Gabelli Global Utility & Income Trust One Corporate Center Rye, NY 10580-1422 This letter will serve as the agreement under which you will retain Morrow Sodali LLC (?Morrow? or ?us?) to perform search and distribution services in connection with the Rights Offering by The Gabelli Global Utility & Income Trust to holders of the Fund?s existing Common Shares (?the Offer?). |
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| May 12, 2022 |
As filed with the Securities and Exchange Commission on May 12, 2022 As filed with the Securities and Exchange Commission on May 12, 2022 Securities Act File No. |
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| May 12, 2022 |
Form of Notice of Guaranteed Delivery** Notice of Guaranteed Delivery For Common Shares of The Gabelli Global Utility & Income Trust Subscribed for Via Primary Subscription and the Over-Subscription Privilege As set forth in the Prospectus Supplement, dated May 12, 2022, and the accompanying Prospectus, dated August 13, 2021 (collectively, the ?Prospectus?), for this offering, this form or one substantially equivalent hereto may be used as a means of effecting subscription and payment for all of the Fund?s common shares of beneficial interest, par value $0. |
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| May 12, 2022 |
Opinion and Consent of Skadden, Arps, Slate, Meagher & Flom LLP with respect to legality** [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] May 12, 2022 The Gabelli Global Utility & Income Trust One Corporate Center Rye, New York 10580-1422 Re: The Gabelli Global Utility & Income Trust ? Rights Offering Shelf Takedown Ladies and Gentlemen: We have acted as special counsel to The Gabelli Global Utility & Income Trust, a statutory trust (the ?Trust?) created under the Delaware Statutory Trust Act (the ?DSTA?), in connection with the issuance by the Trust to the holders of the Trust?s common shares of beneficial interest, par value $0. |
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| May 12, 2022 |
Execution copy Subscription Agent Agreement Between Gabelli Global Utility & Income Trust and Computershare Trust Company, N. |
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| May 12, 2022 |
(i) Form of Subscription Certificate for Common Shares ** OFFER EXPIRES AT 5:00 P.M., EASTERN TIME, ON JUNE 23, 2022 IN ORDER TO EXERCISE YOUR RIGHTS, YOU MUST COMPLETE BOTH SIDES OF THE CARD. As the registered owner of this Subscription Certificate, you or your assignee are entitled to subscribe for a number of common shares of beneficial interest, par value $0.001 (the ?Common Shares?), of The Gabelli Global Utility & Income Trust (the ?Fund?) pursuant |
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| March 24, 2022 |
? SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 24, 2022 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 14, 2022 |
GLU / Gabelli Global Utility & Income Trust / Lighthouse Investment Partners, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| November 29, 2021 |
1 The Gabelli Global Utility & Income Trust Schedule of Investments — September 30, 2021 (Unaudited) Shares Market Value COMMON STOCKS — 82. |
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| August 12, 2021 |
SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP 500 BOYLSTON STREET BOSTON, MASSACHUSETTS 02116 DIRECT DIAL 617-573-4836 DIRECT FAX 617-305-4836 EMAIL ADDRESS KENNETH. |
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| August 11, 2021 |
SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP 500 BOYLSTON STREET BOSTON, MASSACHUSETTS 02116 DIRECT DIAL 617-573-4836 DIRECT FAX 617-305-4836 EMAIL ADDRESS KENNETH. |
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| May 28, 2021 |
HTML The Gabelli Global Utility & Income Trust Schedule of Investments — March 31, 2021 (Unaudited) Shares Market Value COMMON STOCKS — 85. |
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| March 29, 2021 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 29, 2021 |
? SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Gabelli Global Utility & Income Trust (Name of Issuer) Closed-End Fund (Title of Class of Securities) 36242L105 (CUSIP Number) J. Scott Perkins; 3801 PGA Boulevard, Suite 500, Palm Beach Gardens, Florida 33410; 561-741-0820 (Name, Address and Telephone Nu |
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| November 25, 2020 |
HTML The Gabelli Global Utility & Income Trust Schedule of Investments — September 30, 2020 (Unaudited) Shares Market Value COMMON STOCKS — 76. |
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| July 17, 2020 |
OMB APPROVAL OMB Number 3235-0101 Expires: July 31, 2020 Estimated average bur hours per response . |
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| July 6, 2020 |
OMB APPROVAL OMB Number 3235-0101 Expires: June 30, 2020 Estimated average burden hours per response . |
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| May 22, 2020 |
HTML The Gabelli Global Utility & Income Trust Schedule of Investments — March 31, 2020 (Unaudited) Shares Market Value COMMON STOCKS — 80. |
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| May 4, 2020 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 1, 2020 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 26, 2020 |
GLU / Gabelli Global Utility & Income Trust (The) DEF 14A - - DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 26, 2020 |
GLU / Gabelli Global Utility & Income Trust (The) DEFA14A - - DEFA 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 14, 2020 |
GLU.PRA / Gabelli Global Utility & Income Trust (The) / CSS LLC/IL - CSS, LLC/IL Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Gabelli Global Utility & Income Trust (Name of Issuer) Closed-End Fund (Title of Class of Securities) 36242L105 (CUSIP Number) December 31, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| November 26, 2019 |
GLU / Gabelli Global Utility & Income Trust (The) NPORT-EX - - FOR VALIDATION PURPOSES ONLY - [794007.TX] The Gabelli Global Utility & Income Trust Schedule of Investments — September 30, 2019 (Unaudited) Shares Market Value COMMON STOCKS — 80.2% ENERGY AND UTILITIES — 37.5% Alternative Energy — 0.7% U.S. Companies 13,000 NextEra Energy Partners LP $ 686,920 7,000 Ormat Technologies Inc. 520,030 1,206,950 Diversified Industrial — 1.8% Non U.S. Companies 4,000 |
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| May 24, 2019 |
GLU / Gabelli Global Utility & Income Trust (The) NPORT-EX - - Gabelli Global Utility & Income Trust The Gabelli Global Utility & Income Trust Schedule of Investments — March 31, 2019 (Unaudited) Shares Market Value COMMON STOCKS — 78. |
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| March 28, 2019 |
GLU / Gabelli Global Utility & Income Trust (The) DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 28, 2019 |
GLU / Gabelli Global Utility & Income Trust (The) DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 14, 2019 |
GLU.PRA / Gabelli Global Utility & Income Trust (The) / CSS LLC/IL - CSS, LLC/IL Passive Investment SC 13G 1 glu21319.htm CSS, LLC/IL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Gabelli Global Utility & Income Trust (Name of Issuer) Closed-End Fund (Title of Class of Securities) 36242L105 (CUSIP Number) December 31, 2018 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate |
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| January 7, 2019 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) The Gabelli Global Utility & Income Trust (Name of Issuer) Common Shares (Title of Class of Securities) 36242L105 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Pers |
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| December 31, 2018 |
GLU / Gabelli Global Utility & Income Trust (The) / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 The Gabelli Global Utility & Income Trust (Name of Issuer) Series B Cumulative Puttable and Callable Preferred Shares ("Series B") (Title of Class of Securities) 36242L303 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Na |
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| December 17, 2018 |
GLU / Gabelli Global Utility & Income Trust (The) THE GABELLI GLOBAL UTILITY & INCOME TRUST The Gabelli Global Utility & Income Trust SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 The Gabelli Global Utility & Income Trust (Exact Name of Registrant as Specified in its Charter) Delaware 32-0116828 (State of Incorporation or Organization) (I. |
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| November 21, 2018 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d636090dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. Alpert, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Global Utility & Income Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material |
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| November 21, 2018 |
Gabelli Global Utility & Income Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 9, 2018 |
Form of Notice of Guaranteed Delivery Exhibit (d)(v) Notice of Guaranteed Delivery For Common Shares and Series B Preferred Shares of The Gabelli Global Utility & Income Trust Subscribed for Via Primary Subscription and the Over-Subscription Privilege As set forth in the Prospectus Supplement, dated November 9, 2018, and the accompanying Prospectus, dated October 17, 2018 (collectively, the “Prospectus”), for this offering, this form or one substantially equivalent hereto may be used as a means of effecting subscription and payment for all of the Fund’s (i) common shares of beneficial interest, par value $0. |
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| November 9, 2018 |
Form of Dealer Manager Agreement Exhibit (h)(ii) The Gabelli Global Utility & Income Trust Common Shares and Preferred Shares Issuable Upon Exercise of Rights to Subscribe for such Shares DEALER MANAGER AGREEMENT November 6, 2018 G. |
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| November 9, 2018 |
THE SUBSCRIPTION RIGHTS ARE TRANSFERABLE Form of Subscription Certificate Exhibit (d)(iii) THE GABELLI GLOBAL UTILITY & INCOME TRUST SUBSCRIPTION RIGHTS CERTIFICATE FOR COMMON SHARES AND SERIES B PREFERRED SHARES OFFER EXPIRES AT 5:00 P. |
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| November 9, 2018 |
Form of Administrative Agent Agreement Exhibit (k)(iv) MORROW SODALI [ ], 2018 The Gabelli Global Utility & Income Trust One Corporate Center Rye, NY 10580-1422 This letter will serve as the agreement under which you will retain Morrow Sodali LLC (“Morrow’ or “us”) to perform search and distribution services in connection with the Rights Offering by The Gabelli Global Utility & Income Trust to holders of the Fund’s existing Common Shares (“the Offer”). |
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| November 9, 2018 |
Statement of Preferences for the Series B Cumulative Puttable and Callable Preferred Shares (3) Statement of Preferences Exhibit (a)(iii) THE GABELLI GLOBAL UTILITY & INCOME TRUST STATEMENT OF PREFERENCES OF SERIES B CUMULATIVE PUTTABLE AND CALLABLE PREFERRED SHARES The Gabelli Global Utility & Income Trust, a Delaware statutory trust (the “Fund”), hereby certifies that: FIRST: The Board of Trustees of the Fund (the “Board of Trustees”), at a meeting duly convened and held on February 27, 2013, pursuant to authority expressly vested in it by Article V of the Second Amended and Restated Agreement and Declaration of Trust, adopted resolutions classifying an unlimited amount of shares as authorized but unissued preferred shares of the Fund. |
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| November 9, 2018 |
Amendment No. 12 to Transfer Agency and Service Agreement (14) Form of Amendment to Transfer Agency and Service Agreement Exhibit (k)(i)(l) Twelfth Amendment to Transfer Agency and Service Agreement This Twelfth Amendment (“Amendment”), effective as of [ ], 2018 (“Effective Date”), is to the Transfer Agency and Service Agreement, as amended (the “Agreement”) dated January 1, 2011, by and among Computershare Inc. |
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| November 9, 2018 |
Form of Initial Subscription Agreement (3) EX-99.(K)(III) 7 d628580dex99kiii.htm FORM OF RIGHTS AGENT AGREEMENT Exhibit (k)(iii) Subscription Agent Agreement Between The Gabelli Global Utility & Income Trust and Computershare Trust Company, N.A. and Computershare Inc. Page 1 THIS SUBSCRIPTION AGENT AGREEMENT (the “Agreement”) is entered into as of this 8 day of November 2018 (the “Effective Date”) by and among The Gabelli Global Utility & |
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| November 9, 2018 |
Consent of Independent Registered Public Accounting Firm * EX-99.(L)(II) 9 d628580dex99lii.htm OPINION AND CONSENT OF SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP Exhibit (l)(ii) [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] November 9, 2018 The Gabelli Global Utility & Income Trust One Corporate Center Rye, New York 10580-1422 Re: The Gabelli Global Utility & Income Trust— Rights Offering Shelf Takedown Ladies and Gentlemen: We have acted as speci |
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| November 9, 2018 |
GLU / Gabelli Global Utility & Income Trust (The) THE GABELLI GLOBAL UTILITY & INCOME TRUST The Gabelli Global Utility & Income Trust As filed with the Securities and Exchange Commission on November 9, 2018 Securities Act File No. |
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| October 12, 2018 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.(N) 2 d608740dex99n.htm CONSENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit (n) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-2 of The Gabelli Global Utility & Income Trust of our report dated February 27, 2018, relating to the financial statements and financial highlights |
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| October 12, 2018 |
GLU / Gabelli Global Utility & Income Trust (The) THE GABELLI GLOBAL UTILITY & INCOME TRUST As filed with the Securities and Exchange Commission on October 12, 2018 Securities Act File No. |
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| October 2, 2018 |
GLU / Gabelli Global Utility & Income Trust (The) CORRESP Gabelli Global Utility & Income Trust SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP 500 BOYLSTON STREET FIRM/AFFILIATE BOSTON, MASSACHUSETTS 02116 DIRECT DIAL 617-573-4836 DIRECT FAX 617-305-4836 EMAIL ADDRESS KENNETH. |
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| September 14, 2018 |
GLU / Gabelli Global Utility & Income Trust (The) CORRESP Gabelli Global Utility & Income Trust SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP 500 BOYLSTON STREET FIRM/AFFILIATE BOSTON, MASSACHUSETTS 02116 OFFICES ———— —————— CHICAGO TEL: (617) 573-4800 HOUSTON FAX: (617) 573-4822 LOS ANGELES www. |
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| July 19, 2018 |
EX-99.(S)(II) 2 d551199dex99sii.htm POWER OF ATTORNEY FOR LESLIE F. FOLEY Exhibit (s)(ii) POWER OF ATTORNEY The undersigned Trustee constitutes and appoints each of Bruce N. Alpert, Andrea R. Mango and Agnes Mullady as her true and lawful attorney-in-fact to execute and sign a Registration Statement (File No. 333-223652) on Form N-2 under the Securities Act of 1933 and the Investment Company Act o |
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| July 19, 2018 |
As filed with the Securities and Exchange Commission on July 19, 2018 Table of Contents As filed with the Securities and Exchange Commission on July 19, 2018 Securities Act File No. |
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| July 19, 2018 |
SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP 500 BOYLSTON STREET FIRM/AFFILIATE OFFICES BOSTON, MASSACHUSETTS 02116 BOSTON TEL: (617) 573-4800 CHICAGO FAX: (617) 573-4822 HOUSTON www. |
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| June 27, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* The Gabelli Global Utility & Income Trust (Name of Issuer) Series A Cumulative Puttable and Callable Preferred Shares, par value $0.001 (Title of Class of Securities) 36242L204 (CUSIP Number) June 26, 2018 (Date of Event which Requires Filing of this Sta |
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| June 8, 2018 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) The Gabelli Global Utility & Income Trust (Name of Issuer) Common Shares (Title of Class of Securities) 36242L105 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Pers |
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| May 29, 2018 |
GLU / Gabelli Global Utility & Income Trust (The) CORRESP Gabelli Global Utility & Income Trust The Gabelli Global Utility & Income Trust One Corporate Center Rye, New York 10580-1422 May 29, 2018 VIA EDGAR AND ELECTRONIC MAIL David Orlic Division of Investment Management U. |
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| May 25, 2018 |
Gabelli Global Utility & Income Trust - GABELLI GLOBAL UTILITY & INCOME TRUST N-Q 1 d563756dnq.htm GABELLI GLOBAL UTILITY & INCOME TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21529 The Gabelli Global Utility & Income Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10 |
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| May 25, 2018 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d563756dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. Alpert, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Global Utility & Income Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material |
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| May 23, 2018 |
GLU / Gabelli Global Utility & Income Trust (The) CORRESP CORRESP 1 filename1.htm SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP 500 BOYLSTON STREET BOSTON, MASSACHUSETTS 02116 TEL: (617) 573-4800 FAX: (617) 573-4822 www.skadden.com DIRECT DIAL 617-573-4836 DIRECT FAX 617-305-4836 EMAIL ADDRESS [email protected] May 23, 2018 FIRM/AFFILIATE OFFICES ————— CHICAGO HOUSTON LOS ANGELES NEW YORK PALO ALTO WASHINGTON, D.C. WILMINGTON ————— BEIJING BRUSSELS F |
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| May 1, 2018 |
GLU / Gabelli Global Utility & Income Trust (The) CORRESP Gabelli Global Utility & Income Trust SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP 500 BOYLSTON STREET BOSTON, MASSACHUSETTS 02116 DIRECT DIAL 617-573-4836 DIRECT FAX 617-305-4836 EMAIL ADDRESS KENNETH. |
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| March 28, 2018 |
GLU / Gabelli Global Utility & Income Trust (The) DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 28, 2018 |
GLU / Gabelli Global Utility & Income Trust (The) DEF 14A DEF 14A 1 e489262def14a.htm DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Defi |
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| February 8, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* The Gabelli Global Utility & Income Trust (Name of Issuer) Series A Cumulative Puttable and Callable Preferred Shares, par value $0.001 (Title of Class of Securities) 36242L204 (CUSIP Number) December 31, 2017 (Date of Event which Requires Filing of this |
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| November 29, 2017 |
Gabelli Global Utility & Income Trust - GABELLI GLOBAL UTILITY & INCOME TRUST Gabelli Global Utility & Income Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 29, 2017 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d426895dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. Alpert, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Global Utility & Income Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material |
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| August 11, 2017 |
Gabelli Convertible & Income Securities Fund ESP Multi-registrant One Corporate Center Rye, NY 10580-1422 t 914.921.7724 GABELLI.COM August 11, 2017 VIA EDGAR Kenneth Ellington Staff Accountant Division of Investment Management Disclosure Review Office Securities and Exchange Commission 100 F Street N.E. Washington, DC 20549 RE: Gabelli Closed-End Funds Dear Mr. Ellington: Thank you for your oral comments provided June 26, 2017 regarding your Sa |
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| May 25, 2017 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d371289dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. Alpert, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Global Utility & Income Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material |
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| May 25, 2017 |
Gabelli Global Utility & Income Trust - GABELLI GLOBAL UTILITY & INCOME TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21529 The Gabelli Global Utility & Income Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal executive offices) (Zip code |
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| April 3, 2017 |
Gabelli Global Utility & In DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 3, 2017 |
Gabelli Global Utility & In DEF 14A DEF 14A 1 e463122def14a.htm DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Defi |
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| February 13, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* The Gabelli Global Utility & Income Trust (Name of Issuer) Series A Cumulative Puttable and Callable Preferred Shares, par value $0.001 (Title of Class of Securities) 36242L204 (CUSIP Number) December 31, 2016 (Date of Event which Requires Filing of this |
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| November 28, 2016 |
Gabelli Global Utility & Income Trust OMB APPROVAL OMB Number 3235-0101 Expires: May 31, 2017 Estimated average burden hours per response . |
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| November 23, 2016 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. |
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| November 23, 2016 |
Gabelli Global Utility & Income Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 8, 2016 |
Gabelli Global Utility & Income Trust OMB APPROVAL OMB Number 3235-0101 Expires: May 31, 2017 Estimated average burden hours per response . |
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| July 5, 2016 |
Gabelli Global Utility & Income Trust OMB APPROVAL OMB Number 3235-0101 Expires: May 31, 2017 Estimated average burden hours per response . |
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| May 27, 2016 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. |
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| May 27, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21529 The Gabelli Global Utility & Income Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal executive offices) (Zip code |
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| March 29, 2016 |
Gabelli Global Utility & In DEF 14A DEF 14A 1 e435096def14a.htm DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Defi |
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| March 29, 2016 |
Gabelli Global Utility & In DEFA14A DEFA14A 1 e435112defa14a.htm DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement x Def |
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| January 14, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* The Gabelli Global Utility & Income Trust (Name of Issuer) Series A Cumulative Puttable and Callable Preferred Shares, par value $0.001 (Title of Class of Securities) 36242L204 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing of this |
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| November 25, 2015 |
Gabelli Global Utility & Income Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 25, 2015 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d96799dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. Alpert, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Global Utility & Income Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material f |
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| June 29, 2015 |
OMB APPROVAL OMB Number 3235-0101 Expires: May 31, 2017 Estimated average burden hours per response . |
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| June 29, 2015 |
OMB APPROVAL OMB Number 3235-0101 Expires: May 31, 2017 Estimated average burden hours per response . |
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| June 1, 2015 |
Gabelli Global Utility & In ESP CORRESP 1 filename1.htm Skadden, Arps, Slate, Meagher & Flom llp DIRECT DIAL 617-573-4836 DIRECT FAX 617-305-4836 EMAIL ADDRESS [email protected] 500 BOYLSTON STREET BOSTON, MASSACHUSETTS 02116 TEL: (617) 573-4800 FAX: (617) 573-4822 www.skadden.com June 1, 2015 FIRM/AFFILIATE OFFICES - CHICAGO HOUSTON LOS ANGELES NEW YORK PALO ALTO WASHINGTON, D.C. WILMINGTON - BEIJING BRUSSELS FRANKFURT |
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| May 18, 2015 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d904848dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. Alpert, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Global Utility & Income Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material |
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| May 18, 2015 |
Gabelli Global Utility & Income Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 31, 2015 |
Gabelli Global Utility & In DEFA14A DEFA14A 1 e405770defa14a.htm DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement x Def |
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| March 31, 2015 |
Gabelli Global Utility & In DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| January 9, 2015 |
GLU / Gabelli Global Utility & Income Trust (The) / Joshua Alan Massey Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* The Gabelli Global Utility & Income Trust (Name of Issuer) Series A Cumulative Puttable and Callable Preferred Shares, par value $0.001 (Title of Class of Securities) 36242L204 (CUSIP Number) December 31, 2014 (Date of Event which Requires Filing of this |
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| November 20, 2014 |
Gabelli Global Utility & Income Trust - GABELLI GLOBAL UTILITY & INCOME TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21529 The Gabelli Global Utility & Income Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal executive offices) (Zip code |
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| November 20, 2014 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d809679dex99cert.htm 302 CERTIFICATION Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. Alpert, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Global Utility & Income Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material f |
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| May 16, 2014 |
Quarterly Schedule of Portfolio Holdings - GABELLI GLOBAL UTILITY & INCOME TRUST N-Q 1 d709150dnq.htm GABELLI GLOBAL UTILITY & INCOME TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21529 The Gabelli Global Utility & Income Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10 |
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| May 16, 2014 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d709150dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. Alpert, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Global Utility & Income Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material |
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| April 2, 2014 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 2, 2014 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 5, 2014 |
GLU / Gabelli Global Utility & Income Trust (The) / Joshua Alan Massey Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* The Gabelli Global Utility & Income Trust (Name of Issuer) Series A Cumulative Puttable and Callable Preferred Shares, par value $0.001 (Title of Class of Securities) 36242L204 (CUSIP Number) July 31, 2013 (Date of Event which Requires Filing of this Stat |
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| February 12, 2014 |
SC 13G/A 1 v368204sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 ) * The Gabelli Global Utility & Income Trust (Name of Issuer) Series A Cumulative Puttable and Callable Preferred Shares, par value $0.001 (Title of Class of Securities) 36242L204 (CUSIP Number) December 31, 2013 (Dat |
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| November 20, 2013 |
Quarterly Schedule of Portfolio Holdings - GABELLI GLOBAL UTILITY & INCOME TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21529 The Gabelli Global Utility & Income Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal executive offices) (Zip code |
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| November 20, 2013 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. |
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| August 22, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) * The Gabelli Global Utility & Income Trust (Name of Issuer) Series A Cumulative Puttable and Callable Preferred Shares, par value $0.001 (Title of Class of Securities) 36242L204 (CUSIP Number) July 9, 2013 (Date of Event Which Requires Filing of this Stat |
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| June 19, 2013 |
- THE GABELLI UTILITY & INCOME TRUST 8-A12B 1 d556058d8a12b.htm THE GABELLI UTILITY & INCOME TRUST SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 THE GABELLI GLOBAL UTILITY & INCOME TRUST (Exact Name of Registrant as Specified in its Charter) Delaware 32-0116828 (State of Incorporation or Org |
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| May 28, 2013 |
Quarterly Schedule of Portfolio Holdings - GABELLI GLOBAL UTILITY & INCOME TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21529 The Gabelli Global Utility & Income Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal executive offices) (Zip code |
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| May 28, 2013 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d516692dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. Alpert, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Global Utility & Income Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material |
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| May 7, 2013 |
EX-99.(D)(IX) 3 d533101dex99dix.htm FORM OF SPECIMEN PREFERRED SHARE CERTIFICATE Exhibit (d)(ix) CERTIFICATE NO. SHARES THE GABELLI GLOBAL UTILITY & INCOME TRUST Organized Under the Laws of The State of Delaware Series A Cumulative Puttable and Callable Preferred Shares Par Value $0.001 Per Share $50.00 Liquidation Preference Per Share CUSIP No. This certifies that Cede & Co. is the owner of [ ] f |
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| May 7, 2013 |
ADDENDUM TO AGREEMENT LETTER DATED April 10, 2013 FEES FOR MORROW & CO., LLC SERVICES EX-99.(K)(IV) 6 d533101dex99kiv.htm FORM OF INFORMATION AGENT AGREEMENT Exhibit (k)(iv) April 10, 2013 The Gabelli Global Utility & Income Trust Inc. One Corporate Center Rye, NY 10580-1422 This letter will serve as the agreement under which you will retain Morrow & Co., LLC (“Morrow” or “us”) to act as Information Agent in connection with the Rights Offering by The Gabelli Global Utility & Income |
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| May 7, 2013 |
Statement of Preferences for the Series A Cumulative Puttable and Callable Preferred Shares (2) Exhibit (a)(i) THE GABELLI GLOBAL UTILITY & INCOME TRUST STATEMENT OF PREFERENCES OF Series A Cumulative Puttable and Callable Preferred Shares The Gabelli Global Utility & Income Trust, a Delaware statutory trust (the “Fund”), hereby certifies that: FIRST: The Board of Trustees of the Fund (the “Board of Trustees”), at a meeting duly convened and held on February 27, 2013, pursuant to authority e |
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| May 7, 2013 |
EX-99.(H)(II) 4 d533101dex99hii.htm FORM OF DEALER MANAGER AGREEMENT Exhibit (h)(ii) The Gabelli Global Utility & Income Trust Common Shares and Preferred Shares Issuable Upon Exercise of Rights to Subscribe for such Shares DEALER MANAGER AGREEMENT May 7, 2013 G.research, Inc. One Corporate Center Rye, New York 10580 Ladies and Gentlemen: Each of The Gabelli Global Utility & Income Trust, a Delawa |
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| May 7, 2013 |
EX-99.(K)(III) 5 d533101dex99kiii.htm FORM OF SUBSCRIPTION AGENT AGREEMENT Exhibit (k)(iii) SUBSCRIPTION AGENT AGREEMENT This Subscription Agent Agreement (the “Agreement”) is made as of April 30, 2013 by and between The Gabelli Global Utility & Income Trust, a closed-end investment company organized and existing under the laws of the State of Delaware, (the “Fund”), Computershare Inc., a Delaware |
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| May 7, 2013 |
[Letter of Skadden, Arps, Slate, Meagher & Flom LLP] EX-99.(L)(II) 7 d533101dex99lii.htm OPINION AND CONSENT OF SKADDEN, ARPS, SLATE Exhibit (l)(ii) [Letter of Skadden, Arps, Slate, Meagher & Flom LLP] May 6, 2013 The Gabelli Global Utility & Income Trust One Corporate Center Rye, New York 10580-1422 Re: The Gabelli Global Utility & Income Trust Rights Offering Shelf Takedown Ladies and Gentlemen: We have acted as special counsel to The Gabelli Glob |
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| May 7, 2013 |
- THE GABELLI GLOBAL UTILITY & INCOME TRUST As filed with the Securities and Exchange Commission on May 7, 2013 Securities Act File No. |
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| May 1, 2013 |
- THE GABELLI UTILITY & INCOME TRUST The Gabelli Utility & Income Trust SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 1, 2013 |
EX-99.(3) 2 d529803dex993.htm FORM OF SUBSCRIPTION CERTIFICATE . + Signature of Owner and U.S. Person for Tax Certification Holder ID COY Class Rights Cert # Signature of Co-Owner (if more than one registered holder listed) Date (mm/dd/yyyy) 01NJGA X R T 2 + Rights Qty Issued OFFER EXPIRES AT 5:00 P.M., EASTERN TIME, ON JUNE 11, 2013, UNLESS EXTENDED BY THE FUND IN ORDER TO EXERCISE YOUR RIGHTS, Y |
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| April 3, 2013 |
- THE GABELLI GLOBAL UTILITY & INCOME TRUST DEFA14A 1 gludefa14a.htm THE GABELLI GLOBAL UTILITY & INCOME TRUST SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o De |
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| April 3, 2013 |
- THE GABELLI GLOBAL UTILITY & INCOME TRUST SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 28, 2013 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of independent registered public accounting firm Exhibit n(i) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-2 of our report dated February 28, 2013, relating to the financial statements and financial highlights which appears in the December 31, 2012 Annual Report to Shareholders of The Gabelli Global Utility & Income Trust, which are also incorporated by reference into the Registration Statement. |
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| March 28, 2013 |
- THE GABELLI GLOBAL UTILITY & INCOME TRUST THE GABELLI GLOBAL UTILITY & INCOME TRUST Table of Contents As filed with the Securities and Exchange Commission on March 28, 2013 Securities Act File No. |
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| March 18, 2013 |
- THE GABELLI GLOBAL UTILITY & INCOME TRUST POS 8C 1 d504563dpos8c.htm THE GABELLI GLOBAL UTILITY & INCOME TRUST Table of Contents As filed with the Securities and Exchange Commission on March 18, 2013 Securities Act File No. 333-175701 Investment Company Act File No. 811-21529 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form N-2 þ Registration Statement under the Securities Act of 1933 ¨ Pre-Effective Amendment No |
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| December 18, 2012 |
December 18, 2012 VIA EDGAR Laura Hatch Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| December 18, 2012 |
- THE GABELLI GLOBAL UTILITY & INCOME TRUST THE GABELLI GLOBAL UTILITY & INCOME TRUST Table of Contents As filed with the Securities and Exchange Commission on December 18, 2012 Securities Act File No. |
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| December 18, 2012 |
CORRESP 1 filename1.htm SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP FOUR TIMES SQUARE NEW YORK 10036-6522 (212) 735-3000 Fax: (212) 735-2000 http://www.skadden.com December 18, 2012 Laura Hatch Division of Investment Management Securities and Exchange Commission Washington, D.C. 20549 RE: The Gabelli Global Utility & Income Trust (333-175701 and 811-21529) Dear Ms. Hatch: Electronically transmitted h |
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| December 18, 2012 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of independent registered public accounting firm Exhibit n(i) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-2 of our report dated February 28, 2012, relating to the financial statements and financial highlights which appears in the December 31, 2011 Annual Report to Shareholders of The Gabelli Global Utility & Income Trust, which are also incorporated by reference into the Registration Statement. |
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| November 27, 2012 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d413408dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. Alpert, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Global Utility & Income Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material |
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| November 27, 2012 |
Quarterly Schedule of Portfolio Holdings - GABELLI GLOBAL UTILITY & INCOME TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21529 The Gabelli Global Utility & Income Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal executive offices) (Zip code |
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| November 1, 2012 |
CORRESP 1 filename1.htm SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP FOUR TIMES SQUARE NEW YORK 10036-6522 (212) 735-3000 Fax: (212) 735-2000 http://www.skadden.com November 1, 2012 Laura Hatch Division of Investment Management Securities and Exchange Commission Washington, D.C. 20549 RE: The Gabelli Global Utility & Income Trust (333-175701 and 811-21529) Dear Ms. Hatch: Electronically transmitted he |
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| November 1, 2012 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.N(I) 2 d425896dex99ni.htm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit n(i) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-2 of our report dated February 28, 2012, relating to the financial statements and financial highlights which appears in the December 31, 2011 Annual |
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| November 1, 2012 |
- THE GABELLI GLOBAL UTILITY & INCOME TRUST Table of Contents As filed with the Securities and Exchange Commission on November 1, 2012 Securities Act File No. |
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| July 16, 2012 |
CORRESP 5 filename5.htm SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP FOUR TIMES SQUARE NEW YORK 10036-6522 (212) 735-3000 Fax: (212) 735-2000 http://www.skadden.com July 16, 2012 Laura Hatch Division of Investment Management Securities and Exchange Commission Washington, D.C. 20549 RE: The Gabelli Global Utility & Income Trust (333- 175701 and 811-21529) Dear Ms. Hatch: Electronically transmitted here |
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| July 16, 2012 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.(N)(1) 2 d373508dex99n1.htm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-2 of our report dated February 28, 2012, relating to the financial statements and financial highlights which appears in the December 31, 2011 Annual Report to |
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| July 16, 2012 |
Table of Contents As filed with the Securities and Exchange Commission on July 16, 2012 Securities Act File No. |
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| May 30, 2012 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d348980dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. Alpert, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Global Utility & Income Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material |
|
| May 30, 2012 |
Quarterly Schedule of Portfolio Holdings - GABELLI GLOBAL UTILITY & INCOME TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21529 The Gabelli Global Utility & Income Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal executive offices) (Zip code |
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| April 16, 2012 |
- THE GABELLI GLOBAL UTILITY AND INCOME TRUST As filed with the Securities and Exchange Commission on April 16, 2012 Securities Act File No. |
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| April 16, 2012 |
cover Skadden, Arps, Slate, Meagher & Flom llp FOUR TIMES SQUARE NEW YORK 10036-6522 (212) 735-3000 Fax: (212) 735-2000 http://www. |
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| March 30, 2012 |
- GABELLI GLOBAL UTILITY & INCOME TRUST - DEF14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 30, 2012 |
- GABELLI GLOBAL UTILITY & INCOME TRUST - DEFA14A DEFA14A 1 gludefa14a.htm GABELLI GLOBAL UTILITY & INCOME TRUST - DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| November 29, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21529 The Gabelli Global Utility & Income Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal executive offices) (Zip code |
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| November 29, 2011 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Certification Pursuant to Section 302 Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. |
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| September 19, 2011 |
The Gabelli Global Utility & Income Trust One Corporate Center Rye, New York 10580-1422 (914) 921-5100 September 19, 2011 VIA EDGAR: Ms. |
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| September 19, 2011 |
Skadden, Arps, Slate, Meagher & Flom llp FOUR TIMES SQUARE NEW YORK 10036-6522 (212) 735-3000 Fax: (212) 735-2000 http://www. |
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| May 31, 2011 |
nvq UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21529 The Gabelli Global Utility & Income Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal executive offices) (Zip |
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| May 31, 2011 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act exv99wcert Exhibit 99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. Alpert, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Global Utility & Income Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the |
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| April 4, 2011 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 4, 2011 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| December 9, 2010 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 3, 2010 THE GABELLI GLOBAL UTILITY & INCOME TRUST (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-21529 (Co |
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| December 9, 2010 |
AMENDED & RESTATED BY-LAWS THE GABELLI GLOBAL UTIILTY & INCOME TRUST TABLE OF CONTENTS Exhibit 3(ii) AMENDED & RESTATED BY-LAWS OF THE GABELLI GLOBAL UTIILTY & INCOME TRUST TABLE OF CONTENTS Page ARTICLE I Shareholder Meetings 3 Section 1. |
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| November 29, 2010 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act exv99wcert Exhibit 99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. Alpert, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Global Utility & Income Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the |
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| November 29, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21529 The Gabelli Global Utility & Income Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal executive offices) (Zip code |
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| September 21, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2010 THE GABELLI GLOBAL UTILITY & INCOME TRUST (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-21529 ( |
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| August 27, 2010 |
August 27, 2010 Ms. Laura E. Hatch United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Re: The Gabelli Funds (the “Funds”) September and December 2009 and March 2010 Annual Reports Dear. Ms. Hatch: This letter responds to your comments communicated by telephone on July 29, 2010 with respect to various Annual Reports of the Gabe |
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| June 1, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21529 The Gabelli Global Utility & Income Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal executive offices) (Zip code |
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| June 1, 2010 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act exv99wcert Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. |
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| March 31, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 26, 2010 THE GABELLI GLOBAL UTILITY & INCOME TRUST (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-21529 (Comm |
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| January 22, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 15, 2010 THE GABELLI GLOBAL UTILITY & INCOME TRUST (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-21529 (Co |
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| January 22, 2010 |
Exhibit 3.1 AMENDMENT NO. 1 TO THE BY-LAWS OF THE GABELLI GLOBAL UTILITY & INCOME TRUST (Dated and effective as of January 15, 2010) ARTICLE I 1.61 Proposals by Shareholders of Business. (a) Annual Meetings of Shareholders. (1) Proposals of business to be considered by the Trust's shareholders may be made at an annual meeting of shareholders (i) by or at the direction of the Trustees or (ii) by an |
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| November 30, 2009 |
nvq UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21529 The Gabelli Global Utility & Income Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal executive offices) (Zip |
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| November 30, 2009 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 p16332exv99wcert.htm EX-99.CERT Exhibit 99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. Alpert, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Global Utility & Income Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a m |
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| June 1, 2009 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act exv99wcert Exhibit 99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. Alpert, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Global Utility & Income Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the |
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| June 1, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21529 The Gabelli Global Utility & Income Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal executive offices) (Zip code |
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| March 25, 2009 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) The Gabelli Global Utility & Income Trust (Name of Issuer) Common Shares (Title of Class of Securities) 60;36242L105 (CUSIP Number) Peter D. Goldstein GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-7732 (Name, Address and Telephone Numb |
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| March 18, 2008 |
CORRESP 1 filename1.htm March 18, 2008 73489.00002 VIA EDGAR United States Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Gabelli Global Utility & Income Trust (The “Fund”) File Nos. 333-147575 and 811-21529 Ladies and Gentlemen: The Fund respectfully requests that the Registration Statement be declared effective on March 19, 2008, or as soon thereafter as practicab |
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| March 10, 2008 |
CORRESP 1 filename1.htm [LETTERHEAD OF PAUL, HASTINGS, JANOFSKY & WALKER LLP] (212) 318-6877 [email protected] March 10, 2008 73489.00002 VIA EDGAR Ms. Laura Hatch United States Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Gabelli Global Utility & Income Trust (the “Trust”) Files Nos. 333-147575 and 811-21529 Dear Ms. Hatch: This letter responds to your |
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| January 8, 2008 |
CORRESP 1 filename1.htm [LETTERHEAD OF PAUL, HASTINGS, JANOFSKY & WALKER LLP] (212) 318-6877 [email protected] January 8, 2008 73489.00002 Ms. Laura Hatch United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Re: Gabelli Global Utility & Income Trust (the “Fund”) File Nos.: 333-147575 and 811-21529 Dear Ms. Hatch: This |
