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| LEI | 5493001GFY6TW0CYCT15 |
| CIK | 1288795 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Clough Global Dividend and Income Fund
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| July 2, 2025 |
Clough Global Dividend & Income Fund 8-K Exhibit 3.1 AMENDED AND RESTATED BY-LAWS OF CLOUGH GLOBAL DIVIDEND & INCOME FUND AS AMENDED THROUGH JUNE 27, 2025 TABLE OF CONTENTS Page ARTICLE I Offices 2 1.1 Principal Offices 2 1.2 Other Offices 2 1.3 Registered Office and Registered Agent 2 ARTICLE II Shareholder Meetings 2 2.1 Chairman 2 2.2 Proxies; Voting 2 2.3 Fixing Record Dates 3 2.4 Inspectors o |
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| July 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 2, 2025 (June 27, 2025) Date of Report (Date of earliest event reported) Clough Global Dividend & Income Fund (Exact name of registrant as specified in its charter) Delaware 811-21583 20-1048784 (State or other jurisdiction of i |
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| June 13, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 13, 2025 (June 13, 2025) Date of Report (Date of earliest event reported) Clough Global Dividend & Income Fund (Exact name of registrant as specified in its charter) Delaware 811-21583 20-1048784 (State or other jurisdiction of |
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| June 13, 2025 |
Clough Global Dividend & Income Fund 8-K Clough Global Dividend & Income Fund 8-K Exhibit 99.1 CLOUGH CLOSED-END FUNDS ANNOUNCE RENEWAL OF SHARE REPURCHASE PROGRAMS Denver, CO - The Boards of Trustees (the "Boards") of the following closed-end funds (the “Funds”) advised by Clough Capital Partners L.P. (the "Adviser" or “Clough Capital”) announced that each Fund has renewed its share repurchase program under which it may purchase up to 5 |
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| May 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defini |
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| November 7, 2024 |
SC 13D/A 1 formsc13da.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Clough Global Dividend and Income Fund (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 18913Y103 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New Yo |
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| September 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Clough Global Dividend and Income Fund (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 18913Y103 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (2 |
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| September 3, 2024 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) EX-1 2 exhibit1.htm EXHIBIT 1 EXHIBIT 1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agree |
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| June 5, 2024 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 5, 2024 (June 5, 2024) Date of Report (Date of earliest event reported) Clough Global Dividend & Income Fund (Exact name of registrant as specified in its charter) Delaware 811-21583 20-1048784 (State or other jurisdiction of in |
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| June 5, 2024 |
Clough Global Dividend & Income Fund 8-K Clough Global Dividend & Income Fund 8-K Exhibit 99.1 CLOUGH CLOSED-END FUNDS ANNOUNCE RENEWAL OF SHARE REPURCHASE PROGRAMS Denver, CO - The Boards of Trustees (the "Boards") of the following closed-end funds (the “Funds”) advised by Clough Capital Partners L.P. (the "Advisor" or “Clough Capital”) announced today that each Fund has renewed its share repurchase program under which it may purchase, |
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| May 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defini |
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| June 5, 2023 |
CLOUGH GLOBAL CLOSED-END FUNDS ANNOUNCE SHARE REPURCHASE PROGRAMS CLOUGH GLOBAL CLOSED-END FUNDS ANNOUNCE SHARE REPURCHASE PROGRAMS Denver, CO - The Boards of Trustees (the "Boards") of the following closed-end funds (the “Funds”) advised by Clough Capital Partners L. |
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| June 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| June 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 5, 2023 (June 2, 2023) Date of Report (Date of earliest event reported) Clough Global Dividend & Income Fund (Exact name of registrant as specified in its charter) Delaware 811-21583 20-1048784 (State or other jurisdiction of in |
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| May 23, 2023 |
CLOUGH GLOBAL DIVIDEND AND INCOME FUND CLOUGH GLOBAL EQUITY FUND CLOUGH GLOBAL OPPORTUNITIES FUND (each a “Fund,” and collectively, the “Funds”) 1700 Broadway, Suite 1850 Denver, CO 80290 NOTICE OF JOINT ANNUAL MEETING OF SHAREHOLDERS May 22, 2023 To the Shareholders of the Funds: Notice is hereby given that the Joint Annual Meeting of Shareholders (the “Meeting”) of the Funds will be held virtually as a telephone conference call meeting on July 7, 2023 at 10:00 a. |
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| April 19, 2023 |
ADMINISTRATION AND FUND ACCOUNTING AGREEMENT ADMINISTRATION AND FUND ACCOUNTING AGREEMENT This ADMINISTRATION AND FUND ACCOUNTING AGREEMENT (“Agreement”) is made as of April 17, 2023 between Clough Global Dividend and Income Fund, a Delaware Statutory Trust (the “Trust”), and Paralel Technologies LLC, a Delaware Limited Liability Company (the “Administrator”). |
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| April 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 19, 2023 (April 17, 2023) Date of Report (Date of earliest event reported) Clough Global Dividend & Income Fund (Exact name of registrant as specified in its charter) Delaware 811-21583 20-1048784 (State or other jurisdiction o |
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| April 3, 2023 |
Clough Global Dividend and Income Fund STATEMENT OF INVESTMENTS January 31, 2023 (Unaudited) Shares Value COMMON STOCKS 122. |
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| September 30, 2022 |
Filed Pursuant to Rule 424(b)(3) File No. 333-265058 CLOUGH GLOBAL DIVIDEND AND INCOME FUND SUPPLEMENT DATED SEPTEMBER 30, 2022 TO THE PROSPECTUS AND STATEMENT OF ADDITIONAL INFORMATION DATED August 10, 2022 Robert Zdunczyk no longer serves as a co-portfolio manager of the Fund. Therefore, all references to Robert Zdunczyk as a co-portfolio manager of the Fund in the Prospectus and Statement of Ad |
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| September 29, 2022 |
NPORT-EX 2 fp0079942nportex.htm Clough Global Dividend and Income Fund STATEMENT OF INVESTMENTS July 31, 2022 (Unaudited) Shares Value COMMON STOCKS 62.64% Consumer Discretionary 3.69% BYD Co., Ltd. - Class H 55,000 $ 2,001,045 Li Ning Co., Ltd. 225,000 1,822,953 3,823,998 Energy 10.01% Cheniere Energy, Inc.(a)(b) 23,730 3,549,534 Exxon Mobil Corp.(a)(b) 39,700 3,848,121 Kinder Morgan, Inc.(a)(b) |
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| August 22, 2022 |
Clough Global Dividend and Income Fund Up to $10,000,000 of Shares of Beneficial Interest Filed Pursuant to Rule 424(b)(5) File No. 333-265058 Prospectus Supplement (To Prospectus dated August 10, 2022) Clough Global Dividend and Income Fund Up to $10,000,000 of Shares of Beneficial Interest Clough Global Dividend and Income Fund (the ?Fund?) has entered into a sales agreement, dated October 19, 2021 (the ?Sales Agreement?) with Virtu Americas LLC (?Virtu?), relating to the Fund?s shar |
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| May 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ??] Check the appropriate box: [ ??] Preliminary Proxy Statement [ ??] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e |
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| April 1, 2022 |
Clough Global Dividend and Income Fund STATEMENT OF INVESTMENTS January 31, 2022 (Unaudited) Shares Value COMMON STOCKS 82. |
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| January 31, 2022 |
GLV / Clough Global Allocation Fund / BANK OF AMERICA CORP /DE/ Passive Investment SC 13G/A 1 doc1.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 03)* Clough Global Dividend & Income Fund (Name of Issuer) Common Stock (Title of Class of Securities) 18913Y103 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig |
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| October 20, 2021 |
Clough Global Dividend and Income Fund Up to $12,479,372 of Shares of Beneficial Interest Filed Pursuant to Rule 424(b)(5) File No. 333-256358 Prospectus Supplement (To Prospectus dated May 21, 2021) Clough Global Dividend and Income Fund Up to $12,479,372 of Shares of Beneficial Interest Clough Global Dividend and Income Fund (the ?Fund?) has entered into a sales agreement, dated October 19, 2021 (the ?Sales Agreement?) with Virtu Americas LLC (?Virtu?), relating to the Fund?s shares |
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| October 20, 2021 |
As filed with the Securities and Exchange Commission on October 19, 2021 POS EX 1 fp0069638posex.htm As filed with the Securities and Exchange Commission on October 19, 2021 1933 Act File No. 333-256358 1940 Act File No. 811-21583 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-2 (Check appropriate box or boxes) [X] REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [ ] Pre-Effective Amendment No. [X] Post-Effective Amendment No. 1 a |
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| October 20, 2021 |
Form of ATM Sales Agreement(27) Clough Global Dividend and Income Fund Common Stock (no par value) ATM Sales Agreement October 19, 2021 Virtu Americas LLC One Liberty Plaza 165 Broadway New York, NY 10006 Ladies and Gentlemen: Clough Global Dividend and Income Fund, a Delaware statutory trust (the ?Company?) and Clough Capital Partners L. |
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| September 29, 2021 |
Clough Global Dividend and Income Fund STATEMENT OF INVESTMENTS July 31, 2021 (Unaudited) Shares Value COMMON STOCKS 90. |
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| May 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| May 21, 2021 |
PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(2) (To Prospectus dated May 21, 2021) Registration Statement No. |
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| May 20, 2021 |
May 20, 2021 FILED VIA EDGAR Division of Investment Management U.S. Securities and Exchange Commission 100 F Street NW Washington DC 20549 Re: Clough Global Dividend and Income Fund File Nos. 333-254017; 811-21583) (the ?Fund? or ?Registrant?) Ladies and Gentlemen: On behalf of the Fund, we are hereby withdrawing Post-Effective Amendment No. 1 to the above-referenced Registration Statements on For |
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| May 5, 2021 |
May 4, 2021 FILED VIA EDGAR Ms. Karen Rossotto Ms. Christina DiAngelo Fettig Division of Investment Management U.S. Securities and Exchange Commission 100 F Street NW Washington DC 20549 Re: Clough Global Equity Fund (File Nos. 333-254016; 811-21712) Clough Global Dividend and Income Fund (File Nos. 333-254017; 811-21583) Clough Global Opportunities Fund (File Nos. 333-232062; 811-21846) (the thre |
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| April 12, 2021 |
April 12, 2021 VIA EDGAR ? FORM DEL AM Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| March 29, 2021 |
Clough Global Dividend and Income Fund Clough Global Dividend and Income Fund STATEMENT OF INVESTMENTS January 31, 2021 (Unaudited) Shares Value COMMON STOCKS 98. |
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| February 8, 2021 |
Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 02)* Clough Global Dividend & Income Fund (Name of Issuer) Common Stock (Title of Class of Securities) 18913Y103 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| September 29, 2020 |
Clough Global Dividend and Income Fund STATEMENT OF INVESTMENTS July 31, 2020 (Unaudited) Shares Value COMMON STOCKS 88. |
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| June 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| May 26, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 27, 2020 |
Clough Global Dividend and Income Fund STATEMENT OF INVESTMENTS January 31, 2020 (Unaudited) Shares Value COMMON STOCKS 82. |
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| February 14, 2020 |
XGLVX / Clough Global Allocation Fund / BANK OF AMERICA CORP /DE/ - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 01)* Clough Global Dividend & Income Fund (Name of Issuer) Common Stock (Title of Class of Securities) 18913Y103 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| September 24, 2019 |
GLV / Clough Global Allocation Fund NPORT-EX - - Clough Global Dividend and Income Fund STATEMENT OF INVESTMENTS July 31, 2019 (Unaudited) Shares Value COMMON STOCKS 78. |
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| July 3, 2019 |
GLV / Clough Global Allocation Fund CORRESP - - July 3, 2019 Clifford J Alexander [email protected] T +1 202 778 9068 F +1 202 778 9100 Karen L. Rossotto Senior Counsel Division of Investment Management U.S. Securities and Exchange Commission 100 F Street NW Washington DC 20549 Re: Clough Global Equity Fund (File Nos. 333-231635; 811-21712) Clough Global Dividend and Income Fund (File Nos. 333-231628; 811-21583) Clough Global Oppor |
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| May 30, 2019 |
GLV / Clough Global Allocation Fund DEF 14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 29, 2019 |
GLV / Clough Global Allocation Fund (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21583 CLOUGH GLOBAL DIVIDEND AND INCOME FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip co |
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| March 29, 2019 |
Exhibit 99.Cert CERTIFICATION I, Edmund J. Burke, President and Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Clough Global Dividend and Income Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circu |
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| February 13, 2019 |
XGLVX / Clough Global Allocation Fund / BANK OF AMERICA CORP /DE/ - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* Clough Global Dividend & Income Fund (Name of Issuer) Common Stock (Title of Class of Securities) 18913Y103 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate th |
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| September 27, 2018 |
Exhibit 99.Cert CERTIFICATION I, Edmund J. Burke, President and Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Clough Global Dividend and Income Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circu |
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| September 27, 2018 |
GLV / Clough Global Allocation Fund N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 fp0036061nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21583 CLOUGH GLOBAL DIVIDEND AND INCOME FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal exec |
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| June 1, 2018 |
GLV / Clough Global Allocation Fund DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 28, 2018 |
Exhibit 99.Cert CERTIFICATION I, Edmund J. Burke, President and Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Clough Global Dividend and Income Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circu |
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| March 28, 2018 |
GLV / Clough Global Allocation Fund N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 fp0032240nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21583 CLOUGH GLOBAL DIVIDEND AND INCOME FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal exec |
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| February 13, 2018 |
XGLVX / Clough Global Allocation Fund / BANK OF AMERICA CORP /DE/ - NONE Passive Investment SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 03)* CLOUGH GLOBAL DIVIDEND & INCOME FUND (Name of Issuer) Common Stock (Title of Class of Securities) 18913Y103 (CUSIP Number) December 29, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to de |
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| February 12, 2018 |
XGLVX / Clough Global Allocation Fund / Saba Capital Management, L.P. - SC 13G/A Passive Investment Saba Capital Management, L.P. Form SC 13G/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.3)* Clough Global Dividend & Income Fund (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 18913Y103 (CUSIP Number) December 31, 2017 (Date of Event which Requi |
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| December 29, 2017 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.77B ACCT LTTR 2 glv77b.htm REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Clough Global Dividend and Income Fund In planning and performing our audit of the financial statements of Clough Global Dividend and Income Fund, (the “Fund”) as of and for the year ended October 31, 2017, in accordance with the standards of the Public Company Acco |
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| December 29, 2017 |
EX-99.77Q1 OTHR EXHB 3 glvq1a.htm AMENDED AND RESTATED BY-LAWS OF CLOUGH GLOBAL DIVIDEND AND INCOME FUND AS AMENDED THROUGH OCTOBER 12, 2017 TABLE OF CONTENTS Page ARTICLE I Offices 3 1.1 Principal Offices 3 1.2 Other Offices 3 1.3 Registered Office and Registered Agent 3 ARTICLE II Shareholder Meetings 3 2.1 Chairman 3 2.2 Proxies; Voting 3 2.3 Fixing Record Dates 4 2.4 Inspectors of Election 4 2 |
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| December 13, 2017 |
GLV / Clough Global Allocation Fund O-I/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act Of 1934 Amendment No. 3 CLOUGH GLOBAL DIVIDEND AND INCOME FUND (Name of Subject Company (Issuer)) CLOUGH GLOBAL DIVIDEND AND INCOME FUND (Name of Filing Person (Issuer)) COMMON SHARES OF BENEFICIAL INTEREST, NO PAR VALUE PER SHARE (Title of |
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| December 13, 2017 |
CORRECTING AND REPLACING CLOUGH CLOSED-END FUNDS ANNOUNCES FINAL RESULTS OF TENDER OFFERS PRESS RELEASE December 13, 2017 Clough Global Dividend and Income Fund (NYSE American: GLV) Clough Global Equity Fund (NYSE American: GLQ) Clough Global Opportunities Fund (NYSE American: GLO) 1290 Broadway, Suite 1100 Denver, CO 80203 Contact: Fund Services Group at 877-256-8445 CORRECTING AND REPLACING CLOUGH CLOSED-END FUNDS ANNOUNCES FINAL RESULTS OF TENDER OFFERS Denver, Colorado ? This replaces the announcement made on November 15, 2017, to correct the stated purchase prices for tendered shares of Clough Global Equity Fund and Clough Global Opportunities Fund. |
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| November 17, 2017 |
Saba Capital Management, L.P. - Schedule 13 G/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.2)* CLOUGH GLOBAL DIVIDEND & INCOME FUND (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 18913Y103 (CUSIP Number) November 13, 2017 (Date of Event which R |
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| November 15, 2017 |
CLOUGH CLOSED-END FUNDS ANNOUNCES FINAL RESULTS OF TENDER OFFERS EX-99.12.A.5.III 2 fp0029232ex9912a5iii.htm PRESS RELEASE November 15, 2017 Clough Global Dividend and Income Fund (NYSE American: GLV) Clough Global Equity Fund (NYSE American: GLQ) Clough Global Opportunities Fund (NYSE American: GLO) 1290 Broadway, Suite 1100 Denver, CO 80203 Contact: Fund Services Group at 877-256-8445 CLOUGH CLOSED-END FUNDS ANNOUNCES FINAL RESULTS OF TENDER OFFERS Denver, Co |
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| November 15, 2017 |
GLV / Clough Global Allocation Fund O-I/A SC TO-I/A 1 fp0029232sctoia.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act Of 1934 CLOUGH GLOBAL DIVIDEND AND INCOME FUND (Name of Subject Company (Issuer)) CLOUGH GLOBAL DIVIDEND AND INCOME FUND (Name of Filing Person (Issuer)) COMMON SHARES OF BENEFICIAL INTEREST, NO PAR VALUE PER |
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| November 13, 2017 |
GLV / Clough Global Allocation Fund O-I/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act Of 1934 CLOUGH GLOBAL DIVIDEND AND INCOME FUND (Name of Subject Company (Issuer)) CLOUGH GLOBAL DIVIDEND AND INCOME FUND (Name of Filing Person (Issuer)) COMMON SHARES OF BENEFICIAL INTEREST, NO PAR VALUE PER SHARE (Title of Class of Securit |
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| November 13, 2017 |
CLOUGH CLOSED-END FUNDS ANNOUNCE EXPIRATION AND PRELIMINARY RESULTS OF TENDER OFFERS PRESS RELEASE November 13, 2017 Clough Global Dividend and Income Fund (NYSE American: GLV) Clough Global Equity Fund (NYSE American: GLQ) Clough Global Opportunities Fund (NYSE American: GLO) 1290 Broadway, Suite 1100 Denver, CO 80203 Contact: Fund Services Group at 877-256-8445 CLOUGH CLOSED-END FUNDS ANNOUNCE EXPIRATION AND PRELIMINARY RESULTS OF TENDER OFFERS Denver, Colorado ? Clough Global Dividend and Income Fund (GLV), Clough Global Equity Fund (GLQ) and Clough Global Opportunities Fund (GLO) (each, a ?Fund? and collectively, the ?Funds?), which are advised by Clough Capital Partners L. |
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| October 13, 2017 |
October 13, 2017 Dear Shareholder: Clough Global Dividend and Income Fund (NYSE American: GLV), Clough Global Equity Fund (NYSE American: GLQ) and Clough Global Opportunities Fund (NYSE American: GLO), each a Delaware statutory trust (each a ?Fund? and collectively, the ?Funds?), each offers to purchase for cash a portion of its outstanding common shares of beneficial interest, no par value per share (the ?Common Shares?), upon the terms and subject to the conditions set forth in the Offer to Purchase and the related Letter of Transmittal (which together, or separately with respect to each Fund?s offer to purchase its Common Shares, as amended, supplemented or otherwise modified from time to time, constitute the ?Offer?). |
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| October 13, 2017 |
EX-99.A.1.VII 8 fp0028515ex99a1vii.htm INSTRUCTIONS FOR WITHDRAWAL For Previously Tendered Common Shares (as defined below) of Clough Global Dividend and Income Fund, Clough Global Equity Fund or Clough Global Opportunities Fund (each, a “Fund”) Pursuant to the Offer by each of Clough Global Dividend and Income Fund, Clough Global Equity Fund and Clough Global Opportunities Fund to Purchase for Ca |
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| October 13, 2017 |
EX-99.A.1.IV 5 fp0028515ex99a1iv.htm Offer by Each of Clough Global Dividend and Income Fund, Clough Global Equity Fund and Clough Global Opportunities Fund (each, a “Fund”) to Purchase for Cash Up To 32.5% of the Clough Global Dividend and Income Fund’s, 37.5% of the Clough Global Equity Fund’s and 37.5% of the Clough Global Opportunities Fund’s Outstanding Common Shares, respectively, dated Octo |
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| October 13, 2017 |
CLOUGH CLOSED-END FUNDS COMMENCE TENDER OFFER PRESS RELEASE October 13, 2017 Clough Global Dividend and Income Fund (NYSE American: GLV) Clough Global Equity Fund (NYSE American: GLQ) Clough Global Opportunities Fund (NYSE American: GLO) 1290 Broadway, Suite 1100 Denver, CO 80203 Contact: Fund Services Group at 877-256-8445 CLOUGH CLOSED-END FUNDS COMMENCE TENDER OFFER Denver, Colorado ? Clough Global Dividend and Income Fund (GLV), Clough Global Equity Fund (GLQ) and Clough Global Opportunities Fund (GLO) (each, a ?Fund? and collectively, the ?Funds?), which are advised by Clough Capital Partners L. |
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| October 13, 2017 |
EX-99.A.1.II 3 fp0028515ex99a1ii.htm LETTER OF TRANSMITTAL To Tender Common Shares (as defined below) of Clough Global Dividend and Income Fund, Clough Global Equity Fund or Clough Global Opportunities Fund (each, a “Fund”) Pursuant to the Offer by each of Clough Global Dividend and Income Fund, Clough Global Equity Fund and Clough Global Opportunities Fund to Purchase for Cash Up To 32.5% of the |
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| October 13, 2017 |
Offer by Each of Clough Global Dividend and Income Fund, Clough Global Equity Fund and Clough Global Opportunities Fund (each, a ?Fund?) to Purchase for Cash Up To 32. |
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| October 13, 2017 |
EX-99.E.1 10 fp0028515ex99e1.htm Execution Copy Standstill Agreement This Agreement is entered into as of July 10, 2017 (including the exhibits hereto, this “Agreement”), by and among Saba Capital Management, L.P. (“Saba”) and Clough Global Dividend and Income Fund (the “Trust”) (the Trust, together with Saba, the “Parties,” and each individually a “Party”). WHEREAS, the Trust is a closed-end mana |
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| October 13, 2017 |
EX-99.A.1.III 4 fp0028515ex99a1iii.htm NOTICE OF GUARANTEED DELIVERY To Tender Common Shares (as defined below) of Clough Global Dividend and Income Fund, Clough Global Equity Fund or Clough Global Opportunities Fund (each, a “Fund”) Pursuant to the Offer by each of Clough Global Dividend and Income Fund, Clough Global Equity Fund and Clough Global Opportunities Fund to Purchase for Cash Up To 32. |
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| October 13, 2017 |
Clough Global Allocation Fund O-I SC TO-I 1 fp0028515sctoi.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act Of 1934 CLOUGH GLOBAL DIVIDEND AND INCOME FUND (Name of Subject Company (Issuer)) CLOUGH GLOBAL DIVIDEND AND INCOME FUND (Name of Filing Person (Issuer)) COMMON SHARES OF BENEFICIAL INTEREST, NO PAR VALUE PER SHA |
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| October 13, 2017 |
EX-99.A.1.I 2 fp0028515ex99a1i.htm Offer by Each of Clough Global Dividend and Income Fund, Clough Global Equity Fund and Clough Global Opportunities Fund (each, a “Fund”) to Purchase for Cash Up To 32.5% of the Clough Global Dividend and Income Fund’s, 37.5% of the Clough Global Equity Fund’s and 37.5% of the Clough Global Opportunities Fund’s Outstanding Common Shares (as defined below), respect |
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| October 13, 2017 |
EX-99.E.2 11 fp0028515ex99e2.htm Execution Copy Standstill Agreement This Agreement is entered into as of July 10, 2017 (including the exhibits hereto, this “Agreement”), by and among Bulldog Investors, LLC (“Bulldog”) and Clough Global Dividend and Income Fund (the “Trust”) (the Trust, together with Bulldog, the “Parties,” and each individually a “Party”). WHEREAS, the Trust is a closed-end manag |
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| September 26, 2017 |
EX-99.CERT 2 fp0028179ex99cert.htm Exhibit 99.Cert CERTIFICATION I, Edmund J. Burke, President and Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Clough Global Dividend and Income Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the sta |
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| September 26, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21583 CLOUGH GLOBAL DIVIDEND AND INCOME FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip co |
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| July 11, 2017 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Clough Global Dividend & Income Fund (Name of Issuer) Common Shares, no par value (Title of Class of Securities) 18913Y103 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D’Angelo (212) 542-4635 with |
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| July 10, 2017 |
Clough Global Allocation Fund 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| July 10, 2017 |
Clough Global Allocation Fund O-C SC TO-C 1 fp0026666sctoc.htm AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JULY 10, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO ISSUER TENDER OFFER STATEMENT (PURSUANT TO SECTION 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934) CLOUGH GLOBAL DIVIDEND AND INCOME FUND (Name of Subject Company (Issuer)) CLOUGH GLOBAL DIVIDEND AND INCOME FUND (Nam |
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| June 28, 2017 |
Clough Global Allocation Fund 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| June 26, 2017 |
- CLOUGH GLOBAL DIVIDEND AND INCOME FUND SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Under Rule 14a-12 Clough Global Dividend and Income Fund (Name of Registrant as Specified In Its Charter) Saba Capital Management, L. |
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| June 20, 2017 |
Clough Global Allocation Fund 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| June 5, 2017 |
Clough Global Allocation Fund 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| June 5, 2017 |
Clough Global Allocation Fund ESP 787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 June 5, 2017 VIA EDGAR Ms. |
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| May 31, 2017 |
Clough Global Allocation Fund 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| May 25, 2017 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 DEFC14A 1 p17-1242defc14a.htm CLOUGH GLOBAL DIVIDEND AND INCOME FUND SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant þ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statemen |
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| May 15, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| May 15, 2017 |
[Willkie Farr & Gallagher LLP Letterhead] May 15, 2017 Via EDGAR U.S. Securities and Exchange Commission 100 F Street N.E. Washington, DC 20549 Re: Clough Global Dividend and Income Fund (811-21583) Dear Commissioners: On behalf of the Clough Global Dividend and Income Fund (the ?Fund?), attached hereto is a preliminary proxy statement pursuant to Schedule 14A including a preliminary notice of a m |
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| May 4, 2017 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 30, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21583 CLOUGH GLOBAL DIVIDEND AND INCOME FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip co |
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| March 30, 2017 |
EX-99.CERT 2 fp0024859ex99cert.htm Exhibit 99.Cert CERTIFICATION I, Edmund J. Burke, President and Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Clough Global Dividend and Income Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the sta |
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| February 14, 2017 |
XGLVX / Clough Global Allocation Fund / BANK OF AMERICA CORP /DE/ - NONE Passive Investment SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* CLOUGH GLOBAL DIVIDEND & INCOME FUND (Name of Issuer) Common Stock (Title of Class of Securities) 18913Y103 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to des |
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| February 13, 2017 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Clough Global Dividend & Income Fund (Name of Issuer) Common Shares, no par value (Title of Class of Securities) 18913Y103 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D’Angelo (212) 542-4635 with |
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| January 30, 2017 |
XGLVX / Clough Global Allocation Fund / Saba Capital Management, L.P. - SC 13D/A Activist Investment SC 13D/A 1 sch13da.htm SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1) Clough Global Dividend & Income Fund (Name of Issuer) Common Shares (Title of Class of Securities) 18913Y103 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (2 |
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| January 27, 2017 |
Clough Global Allocation Fund ESP cloughclosedendcorresp-annua.htm - Generated by SEC Publisher for SEC Filing January 27, 2017 VIA EDGAR Ms. Christina Fettig U.S. Securities and Exchange Commission Division of Investment Management Office of Disclosure and Review 100 F Street NE Washington D.C. 20549-8626 RE: Clough Global Allocation Fund (currently known as Clough Global Dividend and Income Fund) (?GLV?), File No. 811-21583; Clo |
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| January 6, 2017 |
Clough Global Allocation Fund FORM SC 13D (Activist Acquisition of More Than 5% of Shares) Clough Global Dividend & Income Fund: Schedule 13D - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. [])* Clough Global Dividend & Income Fund (Name of Issuer) Common Shares (Title of Class of Securities) 18913Y103 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue |
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| December 30, 2016 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.77B ACCT LTTR 4 nsar77b.htm REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Clough Global Dividend and Income Fund In planning and performing our audit of the financial statements of Clough Global Dividend and Income Fund, (the “Fund”) as of and for the year ended October 31, 2016, in accordance with the standards of the Public Company Acc |
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| December 30, 2016 |
Section 16(a) Beneficial Ownership Reporting Compliance EX-99.77Q2 ITEM 405 3 exhibit77q2cef.htm Section 16(a) Beneficial Ownership Reporting Compliance Section 16(a) of the 1934 Act and Section 30(h) of the 1940 Act, and the rules thereunder, require the Fund’s officers and Trustees, officers and directors of the investment adviser, affiliated persons of the investment adviser, and persons who beneficially own more than 10% of a registered class of th |
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| December 30, 2016 |
Certificate of Amendment to Certificate of Trust (3) cloughglv77q1a.htm - Generated by SEC Publisher for SEC Filing Exhibit 77Q1(a) STATE OF DELAWARE CERTIFICATE OF AMENDMENT TO AGREEMENT AND DECLARATION OF TRUST This Certificate of Amendment to the Agreement and Declaration of Trust of Clough Global Allocation Fund (the ?Trust?) is being executed for the purpose of amending the Agreement and Declaration of Trust of the Trust pursuant to Title 12, S |
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| December 15, 2016 |
Saba Capital Management, L.P. - Schedule 13G/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.1)* CLOUGH GLOBAL DIVIDEND & INCOME FUND (Name of Issuer) Common Stock (Title of Class of Securities) 18913Y103 (CUSIP Number) December 14, 2016 (Date of Event which Requires Filing |
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| November 21, 2016 |
Clough Global Dividend & Income Fund: Schedule 13G - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Clough Global Dividend & Income Fund (Name of Issuer) Common Stock (Title of Class of Securities) 18913Y103 (CUSIP Number) November 14, 2016 (Date of Event which Requires Filing |
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| September 28, 2016 |
Clough Global Allocation Fund (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21583 CLOUGH GLOBAL DIVIDEND AND INCOME FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip co |
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| September 28, 2016 |
EX-99.CERT 2 fp0021730ex99cert.htm Exhibit 99.Cert CERTIFICATION I, Edmund J. Burke, President and Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Clough Global Dividend and Income Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the sta |
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| June 17, 2016 |
Clough Global Allocation Fund 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 30, 2016 |
Exhibit 99.Cert CERTIFICATION I, Edmund J. Burke, President and Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Clough Global Allocation Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
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| March 29, 2016 |
Clough Global Allocation Fund (Quarterly Schedule of Portfolio Holdings) N-Q 1 fp0018726nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21583 CLOUGH GLOBAL ALLOCATION FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive off |
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| February 24, 2016 |
XGLVX / Clough Global Allocation Fund / BANK OF AMERICA CORP /DE/ - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 01)* CLOUGH GLOBAL ALLOCATION FUND (Name of Issuer) Common Stock (Title of Class of Securities) 18913Y103 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| February 16, 2016 |
XGLVX / Clough Global Allocation Fund / BANK OF AMERICA CORP /DE/ - NONE Passive Investment SC 13G 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* CLOUGH GLOBAL ALLOCATION FUND (Name of Issuer) Common Stock (Title of Class of Securities) 18913Y103 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| December 29, 2015 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.77B ACCT LTTR 2 allocationnsarq77b.htm REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Clough Global Allocation Fund In planning and performing our audit of the financial statements of Clough Global Allocation Fund, (the “Fund”), as of and for the year ended October 31, 2015, in accordance with the standards of the Public Company Accountin |
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| September 28, 2015 |
Exhibit 99.Cert CERTIFICATION I, Edmund J. Burke, President and Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Clough Global Allocation Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
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| September 28, 2015 |
Clough Global Allocation Fund (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21583 CLOUGH GLOBAL ALLOCATION FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip code) Abiga |
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| July 1, 2015 |
Clough Global Allocation Fund 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 1, 2015 |
Exhibit 99.Cert CERTIFICATION I, Edmund J. Burke, President and Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Clough Global Allocation Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
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| April 1, 2015 |
Clough Global Allocation Fund (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21583 CLOUGH GLOBAL ALLOCATION FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip code) Erin |
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| December 29, 2014 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Converted by EDGARwiz REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Clough Global Allocation Fund In planning and performing our audit of the financial statements of Clough Global Allocation Fund, (the “Fund”), as of and for the seven months ended October 31, 2014, in accordance with the standards of the Public Company Accounting Oversight Boa |
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| August 29, 2014 |
Section 302 Certifications Exhibit 99.Cert CERTIFICATION I, Edmund J. Burke, President and Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Clough Global Allocation Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in |
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| August 29, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21583 CLOUGH GLOBAL ALLOCATION FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip code) Erin |
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| May 30, 2014 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Converted by EDGARwiz REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Clough Global Allocation Fund In planning and performing our audit of the financial statements of Clough Global Allocation Fund (the “Fund”), as of and for the year ended March 31, 2014, in accordance with the standards of the Public Company Accounting Oversight Board (United |
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| May 30, 2014 |
Section 16(a) Beneficial Ownership Reporting Compliance EX-99.77Q2 ITEM 405 2 f77q2glv.htm Section 16(a) Beneficial Ownership Reporting Compliance Section 16(a) of the 1934 Act and Section 30(h) of the 1940 Act, and the rules thereunder, require the Fund’s officers and Trustees, officers and directors of the investment adviser, affiliated persons of the investment adviser, and persons who beneficially own more than 10% of a registered class of the Fund |
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| May 30, 2014 |
- CLOUGH GLOBAL ALLOCATION FUND CLOUGH GLOBAL ALLOCATION FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 29, 2014 |
DEF 14A 1 d732961ddef14a.htm CLOUGH GLOBAL ALLOCATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of |
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| May 29, 2014 |
Clough Global Allocation UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 26, 2014 |
Quarterly Schedule of Portfolio Holdings - CLOUGH GLOBAL ALLOCATION FUND Clough Global Allocation Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 26, 2014 |
Certification Exhibit 99.Cert CERTIFICATION I, Edmund J. Burke, President and Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Clough Global Allocation Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the |
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| August 27, 2013 |
Quarterly Schedule of Portfolio Holdings - CLOUGH GLOBAL ALLOCATION FUND N-Q N-Q 1 d586899dnq.htm CLOUGH GLOBAL ALLOCATION FUND N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21583 CLOUGH GLOBAL ALLOCATION FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (A |
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| August 27, 2013 |
Certification Exhibit 99.Cert CERTIFICATION I, Edmund J. Burke, President and Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Clough Global Allocation Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the |
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| May 30, 2013 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Clough Global Allocation Fund In planning and performing our audit of the financial statements of Clough Global Allocation Fund (the “Fund) as of and for the year ended March 31, 2013, in accordance with the standards of the Public Company Accounting Oversight Board (United |
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| May 30, 2013 |
Converted by EDGARwiz Exhibit 77Q2 Sub-Item 77Q2 Section 16(a) of the 1934 Act and Section 30(h) of the Investment Company Act of 1940, as amended, and the rules thereunder, require the Fund’s officers and trustees, officers and directors of the investment adviser, affiliated persons of the investment adviser, and persons who beneficially own more than 10% of a registered class of a Fund’s Common Shares to file reports of ownership and changes in ownership with the U. |
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| May 29, 2013 |
- CLOUGH GLOBAL ALLOCATION FUND Clough Global Allocation Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 29, 2013 |
- CLOUGH GLOBAL ALLOCATION FUND Clough Global Allocation Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 27, 2013 |
Letter to the SEC March 27, 2013 VIA EDGAR Mr. Jeffrey Long Senior Staff Accountant U.S. Securities and Exchange Commission Division of Investment Management Office of Disclosure and Review 100 F Street NE Washington D.C. 20549-8626 RE: Clough Global Allocation Fund (the “Registrant” or the “Fund”) Investment Company Act File No. 811-21583 Dear Mr. Long: On behalf of the Registrant, this letter re |
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| February 28, 2013 |
Quarterly Schedule of Portfolio Holdings - CLOUGH GLOBAL ALLOCATIONS N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21583 CLOUGH GLOBAL ALLOCATION FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip code) Erin |
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| February 28, 2013 |
EX-99.CERT 2 d469062dex99cert.htm CERTIFICATIONS Exhibit 99.Cert CERTIFICATION I, Edmund J. Burke, President and Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Clough Global Allocation Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make th |
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| August 27, 2012 |
Quarterly Schedule of Portfolio Holdings - CLOUGH GLOBAL ALLOCATION FUND Clough Global Allocation Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 27, 2012 |
Certifications Exhibit 99.Cert CERTIFICATION I, Edmund J. Burke, President and Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Clough Global Allocation Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the |
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| May 29, 2012 |
- CLOUGH GLOBAL ALLOCATION FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| May 29, 2012 |
- CLOUGH GLOBAL ALLOCATION FUND Clough Global Allocation Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 24, 2012 |
Converted by EDGARwiz May 22, 2012 Securities and Exchange Commission 100 F Street, N. |
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| May 24, 2012 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Clough Global Allocation Fund In planning and performing our audit of the financial statements of Clough Global Allocation Fund (the “Fund) as of and for the year ended March 31, 2012, in accordance with the standards of the Public Company Accounting Oversight Board (United |
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| May 24, 2012 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Clough Global Allocation Fund In planning and performing our audit of the financial statements of Clough Global Allocation Fund (the “Fund) as of and for the year ended March 31, 2012, in accordance with the standards of the Public Company Accounting Oversight Board (United |
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| May 24, 2012 |
Converted by EDGARwiz On March 16, 2012, the Audit Committees of the Board of Trustees of each of Clough Global Allocation Fund, Clough Global Equity Fund, and Clough Global Opportunities Fund (each individually a “Fund”, and together, the “Funds”) dismissed Deloitte & Touche LLP (“D&T”) as the independent registered public accounting firm of the respective Funds. |
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| May 24, 2012 |
Converted by EDGARwiz May 22, 2012 Securities and Exchange Commission 100 F Street, N. |
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| May 24, 2012 |
Converted by EDGARwiz On March 16, 2012, the Audit Committees of the Board of Trustees of each of Clough Global Allocation Fund, Clough Global Equity Fund, and Clough Global Opportunities Fund (each individually a “Fund”, and together, the “Funds”) dismissed Deloitte & Touche LLP (“D&T”) as the independent registered public accounting firm of the respective Funds. |
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| February 28, 2012 |
Quarterly Schedule of Portfolio Holdings - CLOUGH GLOBAL ALLOCATION FUNDS N-Q Clough Global Allocation Funds N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 28, 2012 |
EX-99.CERT 2 d305918dex99cert.htm CERTIFICATIONS Exhibit 99.Cert CERTIFICATION I, Edmund J. Burke, President and Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Clough Global Allocation Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make th |
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| August 25, 2011 |
EX-99.CERT 2 dex99cert.htm CERTIFICATIONS Exhibit 99.Cert CERTIFICATION I, Edmund J. Burke, President and Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Clough Global Allocation Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the state |
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| August 25, 2011 |
Quarterly Schedule of Portfolio Holdings - CLOUGH GLOBAL ALLOCATIONS Clough Global Allocations UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 31, 2011 |
- CLOUGH GLOBAL ALLOCATION FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| May 31, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| May 26, 2011 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.77B ACCT LTTR 2 ex1glvns.htm REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Clough Global Allocation Fund: In planning and performing our audits of the financial statements of Clough Global Allocation Fund (the “Fund”) as of and for the year ended March 31, 2011, in accordance with the standards of the Public Company Accounting Oversight |
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| February 28, 2011 |
EX-99.CERT 2 dex99cert.htm CERTIFICATIONS Exhibit 99.Cert CERTIFICATION I, Edmund J. Burke, President and Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Clough Global Allocation Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the state |
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| February 28, 2011 |
Quarterly Schedule of Portfolio Holdings - CLOUGH GLOBAL ALLOCATION FUND Clough Global Allocation Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 26, 2010 |
Quarterly Schedule of Portfolio Holdings - CLOUGH GLOBAL ALLOCATION FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21583 CLOUGH GLOBAL ALLOCATION FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip code) Erin |
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| August 26, 2010 |
Certifications EX- 99.CERT CERTIFICATION I, Edmund J. Burke, President and Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Clough Global Allocation Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the cir |
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| August 18, 2010 |
August 18, 2010 VIA EDGAR Ms. Christina DiAngelo Senior Staff Accountant U.S. Securities and Exchange Commission Division of Investment Management Office of Disclosure and Review 100 F Street NE Washington D.C. 20549-8626 RE: Clough Global Allocation Fund (the ?Registrant? or the ?Fund?) Investment Company Act File No. 811-21583 Dear Ms. DiAngelo, On behalf of the Registrant, this letter responds |
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| July 15, 2010 |
CORRESP 1 filename1.htm CLOUGH GLOBAL ALLOCATION FUND 1290 Broadway, Suite 1100 Denver, CO 80203 July 15, 2010 VIA EDGAR Ms. Christina DiAngelo Senior Staff Accountant U.S. Securities and Exchange Commission Division of Investment Management Office of Disclosure and Review 100 F Street NE Washington D.C. 20549-8626 RE: Clough Global Allocation Fund (the “Registrant” or the “Fund”) Investment Compa |
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| May 28, 2010 |
77Q1 Copies of any material amendments to the registrant’s charter or by-laws; EX-99.77Q1 OTHR EXHB 3 x77q1glv.htm 77Q1 Copies of any material amendments to the registrant’s charter or by-laws; (f) Letters from the registrant and the independent accounts furnished pursuant to sub-items 77K and 77L are filed herewith. 77Q2; Annual Supplement to the Form Containing Information Called for by Item 405 of Regulation S-K (a) Supplement to the Form Containing Information Called for |
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| May 28, 2010 |
Exhibit Q2(a) Section 16(a) of the Securities and Exchange Act of 1934 and Section 30(h) of the Investment Company Act of 1940, as amended, and the rules thereunder, require the registrant?s officers and Trustees, officers and Directors of the investment adviser, affiliated persons of the investment adviser, and persons who beneficially own more than 10% of a registered class of the registrant?s Common Shares to file reports of ownership and changes in ownership with the Securities and Exchange Commission (the ?SEC?) and the NYSE Amex and to furnish the registrant with copies of all Section 16(a) forms they file. |
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| May 28, 2010 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Clough Global Allocation Fund: In planning and performing our audit of the financial statements of Clough Global Allocation Fund (the "Fund") as of and for the year ended March 31, 2010, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered |
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| May 26, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| May 26, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| February 26, 2010 |
EX-99.CERT 2 a10-42141ex99dcert.htm EX-99.CERT Exhibit 99.Cert CERTIFICATION I, Edmund J. Burke, President and Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Clough Global Allocation Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the |
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| February 26, 2010 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21583 CLOUGH GLOBAL ALLOCATION FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip code) Erin D |
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| November 25, 2009 |
CLOUGH GLOBAL ALLOCATION FUND SPECIAL MEETING OF SHAREHOLDERS JULY 17, 2009 CLOUGH GLOBAL ALLOCATION FUND CLOUGH GLOBAL ALLOCATION FUND SPECIAL MEETING OF SHAREHOLDERS JULY 17, 2009 On July 17, 2009, the Fund held its annual Meeting of Shareholders for the purpose of voting on a proposal to re-elect three Trustees of the Fund. |
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| August 28, 2009 |
EX-99.CERT 2 a09-240141ex99dcert.htm EX-99.CERT Exhibit 99.Cert CERTIFICATION I, Edmund J. Burke, President and Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Clough Global Allocation Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the |
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| August 28, 2009 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21583 CLOUGH GLOBAL ALLOCATION FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip code) Erin D |
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| May 29, 2009 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.77B ACCT LTTR 2 f77bglv.htm REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Clough Global Allocation Fund: In planning and performing our audit of the financial statements of Clough Global Allocation Fund (the "Fund") as of and for the year ended March 31, 2009, in accordance with the standards of the Public Company Accounting Oversight Bo |
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| May 29, 2009 |
Exhibit Q2(a) Section 16(a) of the Securities and Exchange Act of 1934 and Section 30(h) of the Investment Company Act of 1940, and the rules thereunder, require the registrant?s officers and Trustees, officers and Directors of the investment adviser, affiliated persons of the investment adviser, and persons who beneficially own more than 10% of a registered class of the registrant?s Common Shares to file reports of ownership and changes in ownership with the Securities and Exchange Commission (the ?SEC?) and the NYSE Amex and to furnish the registrant with copies of all Section 16(a) forms they file. |
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| May 29, 2009 |
AMENDED AND RESTATED BY-LAWS CLOUGH GLOBAL ALLOCATION FUND TABLE OF CONTENTS AMENDED AND RESTATED BY-LAWS Exhibit Q1(a)(1) AMENDED AND RESTATED BY-LAWS OF CLOUGH GLOBAL ALLOCATION FUND TABLE OF CONTENTS Page ARTICLE I Offices 1 1. |
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| May 29, 2009 |
77Q1(a) Copies of any material amendments to the registrant?s charter or by-laws; 77Q1(a) Copies of any material amendments to the registrant’s charter or by-laws; 77Q1(a) Copies of any material amendments to the registrant’s charter or by-laws; (a)(1) Amended and Restated By-laws of the registrant are filed herewith. |
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| May 27, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| May 27, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| March 2, 2009 |
Exhibit 99.Cert CERTIFICATION I, Edmund J. Burke, President and Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Clough Global Allocation Fund (the ?registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
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| March 2, 2009 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21583 CLOUGH GLOBAL ALLOCATION FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip code) Erin D |
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| August 29, 2008 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21583 CLOUGH GLOBAL ALLOCATION FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip code) Erin D |
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| August 29, 2008 |
EX-99.CERT 2 a08-221491ex99dcert.htm EX-99.CERT Exhibit 99.Cert CERTIFICATION I, Edmund J. Burke, President and Principal Executive Officer, certify that: 1. I have reviewed this report on Form N-Q of Clough Global Allocation Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the |
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| June 18, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| June 9, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| June 9, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| May 30, 2008 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.77B ACCT LTTR 2 glv77b.htm REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Directors of Clough Global Allocation Fund: In planning and performing our audit of the financial statements of Clough Global Allocation Fund (the "Fund") as of and for the year ended March 31, 2008, in accordance with the standards of the Public Company Accounting Oversight Bo |
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| February 29, 2008 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21583 CLOUGH GLOBAL ALLOCATION FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip code) Erin D |
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| February 29, 2008 |
EX-99.CERT 2 a08-67121ex99dcert.htm EX-99.CERT Exhibit 99.Cert CERTIFICATION I, Edmund J. Burke, President and Principal Executive Officer certify that: 1. I have reviewed this report on Form N-Q of Clough Global Allocation Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the s |
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| August 29, 2007 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21583 CLOUGH GLOBAL ALLOCATION FUND (Exact name of registrant as specified in charter) 1290 Broadway, Suite 1100, Denver, Colorado 80203 (Address of principal executive offices) (Zip code) Erin D |
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| August 29, 2007 |
Exhibit 99.Cert CERTIFICATION I, Edmund J. Burke, President and Principal Executive Officer certify that: 1. I have reviewed this report on Form N-Q of Clough Global Allocation Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances u |
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| May 30, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| May 30, 2007 |
Report of Independent Registered Public Accounting Firm EX-99.77B ACCT LTTR 2 glv77b.htm Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of Clough Global Allocation Fund: In planning and performing our audit of the financial statements of Clough Global Allocation Fund (the “Fund”), as of and for the year ended March 31, 2007, in accordance with the standards of the Public Company Accounting Oversight Bo |
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| March 1, 2007 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21583 CLOUGH GLOBAL ALLOCATION FUND (Exact name of registrant as specified in charter) 1625 Broadway, Suite 2200, Denver, Colorado 80202 (Address of principal executive offices) (Zip code) Erin D |
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| March 1, 2007 |
EX-99.CERT 2 a07-53431ex99dcert.htm EX-99.CERT Exhibit 99.Cert CERTIFICATION I, Edmund J. Burke, President and Principal Executive Officer certify that: 1. I have reviewed this report on Form N-Q of Clough Global Allocation Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the s |
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| August 29, 2006 |
EX-99.CERT 2 a06-185321ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATION I, Edmund J. Burke, President and Principal Executive Officer certify that: 1. I have reviewed this report on Form N-Q of Clough Global Allocation Fund (the “registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the |
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| August 29, 2006 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21583 CLOUGH GLOBAL ALLOCATION FUND (Exact name of registrant as specified in charter) 1625 Broadway, Suite 2200, Denver, Colorado 80202 (Address of principal executive offices) (Zip code) Erin D |
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| June 2, 2006 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Trustees and Shareholders of Clough Global Allocation Fund: In planning and performing our audit of the financial statements of Clough Global Allocation Fund (the ?Fund?), as of March 31, 2006, and for the period from June 1, 2005 to March 31, 2006, in accordance with the standards of the Public Company Accounting Oversight Bo |
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| May 25, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| April 28, 2006 |
EX-99.CERT 2 a06-100331ex99dcert.htm EX-99.CERT Exhibit 99.Cert CERTIFICATION I, Edmund J. Burke, certify that: 1. I have reviewed this report on Form N-Q of Clough Global Allocation Fund (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumsta |
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| April 28, 2006 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS N-Q 1 a06-100331nq.htm QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21583 CLOUGH GLOBAL ALLOCATION FUND (Exact name of registrant as specified in charter) 1625 Broadway, Suite 2200, Denver, Colorado |
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| January 27, 2006 |
CLOUGH GLOBAL ALLOCATION FUND SPECIAL MEETING OF SHAREHOLDERS SEPTEMBER 8, 2005 77.C) Matters submitted to a vote of security holders CLOUGH GLOBAL ALLOCATION FUND SPECIAL MEETING OF SHAREHOLDERS SEPTEMBER 8, 2005 A special meeting of the common and preferred shareholders of the Clough Global Allocation Fund was held on September 8, 2005, for the purpose of electing three trustees to the Fund. The election was passed by the required majority of shareholders of the Clough Glob |
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| October 28, 2005 |
Quarterly Schedule of Portfolio Holdings - N-Q N-Q 1 a05-187611nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21583 CLOUGH GLOBAL ALLOCATION FUND (Exact name of registrant as specified in charter) 1625 Broadway, Suite 2200, Denver, Colorado 80202 (Address of principal executive |
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| October 28, 2005 |
EX-99.CERT 2 a05-187611ex99dcert.htm EX-99.CERT Exhibit 99.Cert CERTIFICATION I, Edmund J. Burke, certify that: 1. I have reviewed this report on Form N-Q of Clough Global Allocation Fund (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumsta |
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| July 29, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| July 29, 2005 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Trustees and Shareholders of Clough Global Allocation Fund: In planning and performing our audit of the financial statements of Clough Global Allocation Fund (the ?Fund?), for the period from July 28, 2004 (commencement of operations) to May 31, 2005 (on which we have issued our report dated July 19, 2005), we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, and not to provide assurance on the Fund?s internal control. |
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| April 29, 2005 |
Exhibit 99.Cert CERTIFICATION I, Edmund J. Burke, certify that: 1. I have reviewed this report on Form N-Q of Clough Global Allocation Fund (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| April 29, 2005 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21583 CLOUGH GLOBAL ALLOCATION FUND (Exact name of registrant as specified in charter) 1625 Broadway, Suite 2200, Denver, Colorado 80202 (Address of principal executive offices) (Zip code) Erin D |
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| November 30, 2004 |
Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS OF THE STATEMENT OF ADDITIONAL INFORMATION TABLE OF CONTENTS TABLE OF CONTENTS As filed with the Securities and Exchange Commission on November 30, 2004 1933 Act File No. |
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| November 30, 2004 |
QuickLinks - Click here to rapidly navigate through this document Exhibit 99(h) Clough Global Allocation Fund (a Delaware statutory trust) 3,800 Auction Market Preferred Shares ("AMPS") 3,800 Shares [ ]%, Series W28 Liquidation Preference $25,000 per Share FORM OF PURCHASE AGREEMENT , 2004 Merrill Lynch & Co. |
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| November 30, 2004 |
QuickLinks - Click here to rapidly navigate through this document Exhibit 99(k)(3) CLOUGH GLOBAL ALLOCATION FUND AUCTION AGENCY AGREEMENT dated as of , 2004 Relating to Auction Market Preferred Shares ("AMPS"), 3,800 Shares Series W28 of CLOUGH GLOBAL ALLOCATION FUND THE BANK OF NEW YORK as Auction Agent AUCTION AGENCY AGREEMENT This Auction Agency Agreement (this "Agreement"), dated as of , 2004, is between CLOUGH GLOBAL ALLOCATION FUND (the "Fund") and The Bank of New York, a New York banking corporation (the "Auction Agent"). |
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| November 30, 2004 |
QuickLinks - Click here to rapidly navigate through this document Exhibit 99(l) Mayer, Brown, Rowe & Maw LLP 190 South LaSalle Street Chicago, Illinois 60603 (312) 782-0600 November 29, 2004 Clough Global Allocation Fund c/0 ALPS Mutual Fund Services 1625 Broadway, Suite 2200 Denver, Colorado 80202 Re: Registration Statement on Form N-2 1933 Act File No. |
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| November 30, 2004 |
QuickLinks - Click here to rapidly navigate through this document Exhibit 99(k)(4) FORM OF BROKER-DEALER AGREEMENT between THE BANK OF NEW YORK and dated as of [ ], 2004 relating to Auction Market Preferred Shares ("AMPS") 3,800 Shares Series W28 of CLOUGH GLOBAL ALLOCATION FUND BROKER-DEALER AGREEMENT This Broker-Dealer Agreement dated as of [ ] , 2004, is between The Bank of New York, a New York |
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| October 28, 2004 |
EX-99.CERT 2 a04-121601ex99dcert.htm EX-99.CERT Exhibit 99.Cert CERTIFICATION I, Edmund J. Burke, certify that: 1. I have reviewed this report on Form N-Q of Clough Global Allocation Fund (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumsta |
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| October 28, 2004 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21583 CLOUGH GLOBAL ALLOCATION FUND (Exact name of registrant as specified in charter) 1625 Broadway, Suite 2200, Denver, Colorado 80202 (Address of principal executive offices) (Zip code) Erin |
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| July 13, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 - CLOUGH GLOBAL ALLOCATION FUND - (Exact Name of Registrant as Specified in Its Charter) Delaware - 20-1048784 - (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 16 |
