HCC / Warrior Met Coal, Inc. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

HCC Insurance Holdings 15-12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-13790 HCC Insurance Holdings, Inc. (Exact name of registrant as specifi

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 27, 2015 (October 27, 2015) HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of

HCC Insurance Holdings S-8 POS

As filed with the Securities and Exchange Commission on October 27, 2015 Registration No.

RESTATED CERTIFICATE OF INCORPORATION HCC INSURANCE HOLDINGS, INC.

Exhibit 3.1 RESTATED CERTIFICATE OF INCORPORATION OF HCC INSURANCE HOLDINGS, INC. 1. Name. The name of the corporation is HCC Insurance Holdings, Inc. (the ?Corporation?). 2. Address; Registered Office and Agent. The address of the Corporation?s registered office in the State of Delaware is Corporation Trust Center, 1209 Orange Street, in the City of Wilmington, County of New Castle, 19801. The na

HCC INSURANCE HOLDINGS, INC. as Issuer U.S. BANK NATIONAL ASSOCIATION as successor trustee to Wachovia Bank, National Association, as successor trustee to First Union National Bank as Trustee FIFTH SUPPLEMENTAL INDENTURE Dated as of October 27, 2015

Exhibit 10.1 EXECUTION VERSION HCC INSURANCE HOLDINGS, INC. as Issuer AND U.S. BANK NATIONAL ASSOCIATION as successor trustee to Wachovia Bank, National Association, as successor trustee to First Union National Bank as Trustee FIFTH SUPPLEMENTAL INDENTURE Dated as of October 27, 2015 Supplement to Indenture dated as of August 23, 2001 FIFTH SUPPLEMENTAL INDENTURE THIS FIFTH SUPPLEMENTAL INDENTURE

HCC Insurance Holdings RW

HCC Insurance Holdings, Inc. 13403 Northwest Freeway Houston, Texas 77040 October 27, 2015 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street N.E. Washington, D.C. 20549 Re: HCC Insurance Holdings, Inc. Form RW, Withdrawal of Registration Statement on Form S-3 File No. 333-202902 Ladies and Gentlemen: This letter constitutes an application by HCC Insurance Ho

HCC INSURANCE HOLDINGS, INC. (A Delaware Corporation)

Exhibit 3.2 BY-LAWS of HCC INSURANCE HOLDINGS, INC. (A Delaware Corporation) TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS 1 ARTICLE 2 STOCKHOLDERS 2 ARTICLE 3 DIRECTORS 7 ARTICLE 4 COMMITTEES OF THE BOARD 9 ARTICLE 5 OFFICERS 9 ARTICLE 6 PROXIES 12 ARTICLE 7 INDEMNIFICATION AND INSURANCE 12 ARTICLE 8 GENERAL PROVISIONS 14 i ARTICLE 1 DEFINITIONS As used in these By-laws, unless the context otherwi

EX-99.25

NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on November 9, 2015, pursuant to the provisions of Rule 12d2-2 (a).

HCC Insurance Holdings S-8 POS

As filed with the Securities and Exchange Commission on October 27, 2015 Registration No.

ACQUISITION OF HCC INSURANCE HOLDINGS, INC. CLOSES

Exhibit 99.1 ACQUISITION OF HCC INSURANCE HOLDINGS, INC. CLOSES HOUSTON (October 27, 2015) . . . HCC Insurance Holdings, Inc. (NYSE: HCC) today announced the closing of its acquisition by Tokio Marine Holdings, Inc. (Tokio Marine). The aggregate consideration paid in connection with the merger was approximately $7.5 billion and the merger became effective today at 4:05 p.m. Eastern Daylight Time.

HCC Insurance Holdings S-8 POS

As filed with the Securities and Exchange Commission on October 27, 2015 Registration No.

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 21, 2015 (October 19, 2015) HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of

Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

8-K 1 a15-1991618k.htm CURRENT REPORT OF MATERIAL EVENTS OR CORPORATE CHANGES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 18, 2015 (September 18, 2015) HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specif

HCC INSURANCE HOLDINGS STOCKHOLDERS APPROVE ACQUISITION BY TOKIO MARINE

Exhibit 99.1 HCC INSURANCE HOLDINGS STOCKHOLDERS APPROVE ACQUISITION BY TOKIO MARINE HOUSTON (September 18, 2015) . . . HCC Insurance Holdings, Inc. (NYSE: HCC) announced that stockholders voted today during a special meeting held in Houston to adopt the merger agreement entered into on June 10, 2015 with Tokio Marine Holdings, Inc., whereby Tokio Marine agreed to acquire all of the outstanding sh

HCC Insurance Holdings DEFM14A

DEFM14A 1 a2225755zdefm14a.htm DEFM14A Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 þ Filed by the Registrant o Filed by a Party other than the Registrant Check the appropriate b

Second Quarter 2015 Investor Presentation August 14, 2015 HCC Insurance Holdings, Inc.

Exhibit 99.1 Second Quarter 2015 Investor Presentation August 14, 2015 HCC Insurance Holdings, Inc. See Notice About This Presentation Notice About This Presentation Additional Important Information About the Proposed Merger and Where to Find It: This communication relates to a proposed merger between HCC and a subsidiary of Tokio Marine Holdings, Inc. that is the subject of the preliminary proxy

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 a15-1775718k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 14, 2015 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdict

HCC Insurance Holdings 10-Q (Quarterly Report)

10-Q 1 d13283d10q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Quarterly Period Ended June 30, 2015. ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 from to Commission file number 001-13790 HCC I

HCC Insurance Holdings, Inc. and Subsidiaries Statement of Ratios (unaudited, in thousands except ratios) Six months ended June 30, Three months ended June 30, 2015 2014 2015 2014 Net loss ratio Loss and loss adjustment expense, net $ 760,467 $ 666,6

EX-12 Exhibit 12 HCC Insurance Holdings, Inc. and Subsidiaries Statement of Ratios (unaudited, in thousands except ratios) Six months ended June 30, Three months ended June 30, 2015 2014 2015 2014 Net loss ratio Loss and loss adjustment expense, net $ 760,467 $ 666,643 $ 395,305 $ 335,897 Net earned premium 1,242,403 1,134,860 641,840 572,248 Net loss ratio 61.2 % 58.7 % 61.6 % 58.7 % (Net loss ra

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 a15-1377858k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 28, 2015 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdictio

HCC INSURANCE HOLDINGS REPORTS EARNINGS FOR THE FIRST SIX MONTHS OF 2015

Exhibit 99.1 HCC INSURANCE HOLDINGS REPORTS EARNINGS FOR THE FIRST SIX MONTHS OF 2015 Highlights for the first six months: ? Net earnings of $193.3 million, or $2.01 per diluted share ? GAAP combined ratio of 86.7% ? Annualized return on equity of 9.9% ? Annualized operating return on equity(a) of 9.5% ? Gross written premium increased 14% to $1.8 billion ? Net written premium increased 16% to $1.

HCC Insurance Holdings PREM14A

Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

HCC Insurance Holdings 11-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark one) x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 OR o TRANSITION REPORT PUR

HCC Insurance Holdings DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin

HCC Insurance Holdings DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin

2

Exhibit 99.3 To all Houston Employees, I’m extremely excited to share some important news with you today. HCC has just announced an agreement to be acquired by Tokio Marine Group (“Tokio Marine”), one of the leading insurance groups in the world. HCC has performed well over the years, and our Board of Directors determined that this was the right time for HCC to enter into this transaction. Headqua

2

Exhibit 99.7 To all London Employees, I’m extremely excited to share some important news with you today. HCC has just announced an agreement to be acquired by Tokio Marine Group (“Tokio Marine”), one of the leading insurance groups in the world. HCC has performed well over the years, and our Board of Directors determined that this was the right time for HCC to enter into this transaction. Headquar

M E M O R A N D U M

EX-99.8 14 a15-137781ex99d8.htm EX-99.8 Exhibit 99.8 M E M O R A N D U M To: Employees Eligible to Participate in the HCC Insurance Holdings, Inc. 2013 Employee Stock Purchase Plan (the “ESPP”) From: Susan Howie, Vice President of Human Resources Re: Impact of Proposed Merger on the ESPP Date: June 10, 2015 As you may know, HCC Insurance Holdings, Inc. (“HCC” or the “Company”) recently announced t

[Addendum to Employment Agreement Signature Page]

Exhibit 10.1 June 10, 2015 Christopher J.B. Williams HCC Insurance Holdings, Inc. 13403 Northwest Freeway Houston, Texas 77040 Dear Chris: This Addendum to Employment Agreement (“Addendum”) sets forth the agreement made this 10th day of June, 2015, by and between Tokio Marine Holdings, Inc. (“Parent”), HCC Insurance Holdings, Inc. (including its affiliates and subsidiaries, the “Company”) and you,

2

Exhibit 99.4 To all U.S. Employees, I’m extremely excited to share some important news with you today. HCC has just announced an agreement to be acquired by Tokio Marine Group (“Tokio Marine”), one of the leading insurance groups in the world. HCC has performed well over the years, and our Board of Directors determined that this was the right time for HCC to enter into this transaction. Headquarte

2

Exhibit 99.7 To all London Employees, I’m extremely excited to share some important news with you today. HCC has just announced an agreement to be acquired by Tokio Marine Group (“Tokio Marine”), one of the leading insurance groups in the world. HCC has performed well over the years, and our Board of Directors determined that this was the right time for HCC to enter into this transaction. Headquar

2

Exhibit 99.5 To all International Employees, I’m extremely excited to share some important news with you today. HCC has just announced an agreement to be acquired by Tokio Marine Group (“Tokio Marine”), one of the leading insurance groups in the world. HCC has performed well over the years, and our Board of Directors determined that this was the right time for HCC to enter into this transaction. H

Significant expansion of International business by Tokio Marine Opportunity to combine HCC’s specialty expertise with Tokio Marine’s global resources Diversified and highly profitable global portfolio with low volatility over market cycle

Exhibit 99.1 CONFIDENTIAL FOR IMMEDIATE RELEASE TOKIO MARINE HOLDINGS TO ACQUIRE HCC INSURANCE HOLDINGS IN $7.5 BILLION TRANSACTION Significant expansion of International business by Tokio Marine Opportunity to combine HCC’s specialty expertise with Tokio Marine’s global resources Diversified and highly profitable global portfolio with low volatility over market cycle Tokyo, Japan and Houston, Tex

[Addendum to Employment Agreement Signature Page]

Exhibit 10.3 June 10, 2015 William N. Burke HCC Insurance Holdings, Inc. 13403 Northwest Freeway Houston, Texas 77040 Dear Bill: This Addendum to Employment Agreement (“Addendum”) sets forth the agreement made this 10th day of June, 2015, by and between Tokio Marine Holdings, Inc. (“Parent”), HCC Insurance Holdings, Inc. (including its affiliates and subsidiaries, the “Company”) and you, regarding

HCC INSURANCE HOLDINGS, INC. Town Hall Presentation June 10, 2015

EX-99.11 17 a15-137781ex99d11.htm EX-99.11 Exhibit 99.11 HCC INSURANCE HOLDINGS, INC. Town Hall Presentation June 10, 2015 What Happened? HCC entered into agreement to be merged into Tokio Marine Group Transaction was announced publicly on June 10, 2015 Estimated closing in 4 - 6 months 2 Who Is Tokio Marine Group? Established 1879 Market capitalization over $30 billion, or almost 6x HCC’s current

[Addendum to Employment Agreement Signature Page]

Exhibit 10.4 June 10, 2015 Michael J. Schell HCC Insurance Holdings, Inc. 13403 Northwest Freeway Houston, Texas 77040 Dear Michael: This Addendum to Employment Agreement (“Addendum”) sets forth the agreement made this 10th day of June, 2015, by and between Tokio Marine Holdings, Inc. (“Parent”), HCC Insurance Holdings, Inc. (including its affiliates and subsidiaries, the “Company”) and you, regar

[Addendum to Employment Agreement Signature Page]

Exhibit 10.3 June 10, 2015 William N. Burke HCC Insurance Holdings, Inc. 13403 Northwest Freeway Houston, Texas 77040 Dear Bill: This Addendum to Employment Agreement (“Addendum”) sets forth the agreement made this 10th day of June, 2015, by and between Tokio Marine Holdings, Inc. (“Parent”), HCC Insurance Holdings, Inc. (including its affiliates and subsidiaries, the “Company”) and you, regarding

AGREEMENT AND PLAN OF MERGER HCC INSURANCE HOLDINGS, INC., TOKIO MARINE HOLDINGS, INC. TMGC INVESTMENT (DELAWARE) INC. Dated as of June 10, 2015

EX-2.1 2 a15-137781ex2d1.htm EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER Among HCC INSURANCE HOLDINGS, INC., TOKIO MARINE HOLDINGS, INC. and TMGC INVESTMENT (DELAWARE) INC. Dated as of June 10, 2015 TABLE OF CONTENTS Page ARTICLE I The Merger; Closing; Effective Time Section 1.1. The Merger 1 Section 1.2. Closing 1 Section 1.3. Effective Time 2 ARTICLE II Certificate of Incor

Significant expansion of International business by Tokio Marine Opportunity to combine HCC’s specialty expertise with Tokio Marine’s global resources Diversified and highly profitable global portfolio with low volatility over market cycle

Exhibit 99.1 CONFIDENTIAL FOR IMMEDIATE RELEASE TOKIO MARINE HOLDINGS TO ACQUIRE HCC INSURANCE HOLDINGS IN $7.5 BILLION TRANSACTION Significant expansion of International business by Tokio Marine Opportunity to combine HCC’s specialty expertise with Tokio Marine’s global resources Diversified and highly profitable global portfolio with low volatility over market cycle Tokyo, Japan and Houston, Tex

2

Exhibit 99.5 To all International Employees, I’m extremely excited to share some important news with you today. HCC has just announced an agreement to be acquired by Tokio Marine Group (“Tokio Marine”), one of the leading insurance groups in the world. HCC has performed well over the years, and our Board of Directors determined that this was the right time for HCC to enter into this transaction. H

M E M O R A N D U M

Exhibit 99.8 M E M O R A N D U M To: Employees Eligible to Participate in the HCC Insurance Holdings, Inc. 2013 Employee Stock Purchase Plan (the “ESPP”) From: Susan Howie, Vice President of Human Resources Re: Impact of Proposed Merger on the ESPP Date: June 10, 2015 As you may know, HCC Insurance Holdings, Inc. (“HCC” or the “Company”) recently announced that it has entered into a definitive mer

HCC INSURANCE HOLDINGS, INC. Town Hall Presentation June 10, 2015

Exhibit 99.11 HCC INSURANCE HOLDINGS, INC. Town Hall Presentation June 10, 2015 What Happened? HCC entered into agreement to be merged into Tokio Marine Group Transaction was announced publicly on June 10, 2015 Estimated closing in 4 - 6 months 2 Who Is Tokio Marine Group? Established 1879 Market capitalization over $30 billion, or almost 6x HCC?s current size Located in 37 countries with offices

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 10, 2015 HCC INSURANCE HOLDI

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 10, 2015 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of (Commission File Number

[Addendum to Employment Agreement Signature Page]

Exhibit 10.2 June 10, 2015 Brad T. Irick HCC Insurance Holdings, Inc. 13403 Northwest Freeway Houston, Texas 77040 Dear Brad: This Addendum to Employment Agreement (“Addendum”) sets forth the agreement made this 10th day of June, 2015, by and between Tokio Marine Holdings, Inc. (“Parent”), HCC Insurance Holdings, Inc. (including its affiliates and subsidiaries, the “Company”) and you, regarding yo

HCC INSURANCE HOLDINGS, INC. Town Hall Presentation June 12, 2015

Exhibit 99.12 HCC INSURANCE HOLDINGS, INC. Town Hall Presentation June 12, 2015 What Happened? HCC entered into agreement to be merged into Tokio Marine Group Transaction was announced publicly on June 10, 2015 Estimated closing in 4 - 6 months 2 Who Is Tokio Marine Group? Established 1879 Market capitalization over $30 billion, or almost 6x HCC?s current size Located in 37 countries with offices

2

Exhibit 99.4 To all U.S. Employees, I’m extremely excited to share some important news with you today. HCC has just announced an agreement to be acquired by Tokio Marine Group (“Tokio Marine”), one of the leading insurance groups in the world. HCC has performed well over the years, and our Board of Directors determined that this was the right time for HCC to enter into this transaction. Headquarte

Acquisition of HCC June 10, 2015 Significant international expansion by Tokio Marine Tokio Marine Holdings, Inc. President, Tsuyoshi Nagano

Exhibit 99.2 Acquisition of HCC June 10, 2015 Significant international expansion by Tokio Marine Tokio Marine Holdings, Inc. President, Tsuyoshi Nagano Additional Important Information About the Proposed Merger and Where to Find It This communication relates to a proposed merger between HCC and a subsidiary of Tokio Marine Holdings, Inc. that will be the subject of a proxy statement that HCC inte

[Addendum to Employment Agreement Signature Page]

Exhibit 10.1 June 10, 2015 Christopher J.B. Williams HCC Insurance Holdings, Inc. 13403 Northwest Freeway Houston, Texas 77040 Dear Chris: This Addendum to Employment Agreement (“Addendum”) sets forth the agreement made this 10th day of June, 2015, by and between Tokio Marine Holdings, Inc. (“Parent”), HCC Insurance Holdings, Inc. (including its affiliates and subsidiaries, the “Company”) and you,

Tokio Marine Holdings DFAN14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin

2

Exhibit 99.6 To all ProAg Employees, I’m extremely excited to share some important news with you today. HCC has just announced an agreement to be acquired by Tokio Marine Group (“Tokio Marine”), one of the leading insurance groups in the world. HCC has performed well over the years, and our Board of Directors determined that this was the right time for HCC to enter into this transaction. Headquart

[Addendum to Employment Agreement Signature Page]

Exhibit 10.4 June 10, 2015 Michael J. Schell HCC Insurance Holdings, Inc. 13403 Northwest Freeway Houston, Texas 77040 Dear Michael: This Addendum to Employment Agreement (“Addendum”) sets forth the agreement made this 10th day of June, 2015, by and between Tokio Marine Holdings, Inc. (“Parent”), HCC Insurance Holdings, Inc. (including its affiliates and subsidiaries, the “Company”) and you, regar

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 10, 2015 HCC INSURANCE HOLDI

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 10, 2015 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of (Commission File Number

HCC INSURANCE HOLDINGS, INC. Town Hall Presentation June 12, 2015

EX-99.12 18 a15-137781ex99d12.htm EX-99.12 Exhibit 99.12 HCC INSURANCE HOLDINGS, INC. Town Hall Presentation June 12, 2015 What Happened? HCC entered into agreement to be merged into Tokio Marine Group Transaction was announced publicly on June 10, 2015 Estimated closing in 4 - 6 months 2 Who Is Tokio Marine Group? Established 1879 Market capitalization over $30 billion, or almost 6x HCC’s current

Audio

Exhibit 99.9 HCC Announcement Script 4 June 2015 Visual Audio CHRIS WILLIAMS’ OPENING STATEMENT. CHRIS: Hello. I have some very exciting news to share with you today. After careful consideration by our Board of Directors, I am proud to announce that HCC has signed a merger agreement to be acquired by Tokio Marine Holdings, one of the leading insurance groups in the world. SUPER: Chris Williams Chi

Audio

Exhibit 99.9 HCC Announcement Script 4 June 2015 Visual Audio CHRIS WILLIAMS’ OPENING STATEMENT. CHRIS: Hello. I have some very exciting news to share with you today. After careful consideration by our Board of Directors, I am proud to announce that HCC has signed a merger agreement to be acquired by Tokio Marine Holdings, one of the leading insurance groups in the world. SUPER: Chris Williams Chi

2

Exhibit 99.6 To all ProAg Employees, I’m extremely excited to share some important news with you today. HCC has just announced an agreement to be acquired by Tokio Marine Group (“Tokio Marine”), one of the leading insurance groups in the world. HCC has performed well over the years, and our Board of Directors determined that this was the right time for HCC to enter into this transaction. Headquart

2

Exhibit 99.3 To all Houston Employees, I’m extremely excited to share some important news with you today. HCC has just announced an agreement to be acquired by Tokio Marine Group (“Tokio Marine”), one of the leading insurance groups in the world. HCC has performed well over the years, and our Board of Directors determined that this was the right time for HCC to enter into this transaction. Headqua

Acquisition of HCC June 10, 2015 Significant international expansion by Tokio Marine Tokio Marine Holdings, Inc. President, Tsuyoshi Nagano

Exhibit 99.2 Acquisition of HCC June 10, 2015 Significant international expansion by Tokio Marine Tokio Marine Holdings, Inc. President, Tsuyoshi Nagano Additional Important Information About the Proposed Merger and Where to Find It This communication relates to a proposed merger between HCC and a subsidiary of Tokio Marine Holdings, Inc. that will be the subject of a proxy statement that HCC inte

HCC Insurance Holdings, Inc. Employee FAQs

Exhibit 99.10 HCC Insurance Holdings, Inc. Employee FAQs About the Transaction and Tokio Marine Group: Q1. What has been announced today? A1. Today, Tokio Marine Holdings, Inc. (Tokio Marine) and HCC Insurance Holdings, Inc. (HCC) announced that they have entered into a definitive agreement under which Tokio Marine will acquire all outstanding shares of HCC for $78.00 per share in cash, through To

AGREEMENT AND PLAN OF MERGER HCC INSURANCE HOLDINGS, INC., TOKIO MARINE HOLDINGS, INC. TMGC INVESTMENT (DELAWARE) INC. Dated as of June 10, 2015

Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER Among HCC INSURANCE HOLDINGS, INC., TOKIO MARINE HOLDINGS, INC. and TMGC INVESTMENT (DELAWARE) INC. Dated as of June 10, 2015 TABLE OF CONTENTS Page ARTICLE I The Merger; Closing; Effective Time Section 1.1. The Merger 1 Section 1.2. Closing 1 Section 1.3. Effective Time 2 ARTICLE II Certificate of Incorporation and By-Laws of the Survivin

[Addendum to Employment Agreement Signature Page]

EX-10.2 4 a15-137781ex10d2.htm EX-10.2 Exhibit 10.2 June 10, 2015 Brad T. Irick HCC Insurance Holdings, Inc. 13403 Northwest Freeway Houston, Texas 77040 Dear Brad: This Addendum to Employment Agreement (“Addendum”) sets forth the agreement made this 10th day of June, 2015, by and between Tokio Marine Holdings, Inc. (“Parent”), HCC Insurance Holdings, Inc. (including its affiliates and subsidiarie

HCC Insurance Holdings, Inc. Employee FAQs

Exhibit 99.10 HCC Insurance Holdings, Inc. Employee FAQs About the Transaction and Tokio Marine Group: Q1. What has been announced today? A1. Today, Tokio Marine Holdings, Inc. (Tokio Marine) and HCC Insurance Holdings, Inc. (HCC) announced that they have entered into a definitive agreement under which Tokio Marine will acquire all outstanding shares of HCC for $78.00 per share in cash, through To

SECOND AMENDMENT TO EMPLOYMENT AGREEMENT

EX-10.1 2 a15-137782ex10d1.htm EX-10.1 Exhibit 10.1 SECOND AMENDMENT TO EMPLOYMENT AGREEMENT This Second Amendment (the “Amendment”) to the Employment Agreement, dated effective as of May 10, 2010 (the “Agreement”), by and between Brad T. Irick (“Executive”) and HCC Insurance Holdings, Inc., a Delaware corporation (“HCC” or the “Company”), is made and entered into as of June 8, 2015. Executive, th

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 9, 2015 (June 8, 2015) HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of (Commissi

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 26, 2015 (May 19, 2015) HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of (Commiss

EX-24

POWER OF ATTORNEY THE STATE OF TEXAS ( ( KNOW ALL MEN BY THESE PRESENTS THAT: COUNTY OF HARRIS ( The undersigned hereby constitutes and appoints Douglas R.

First Quarter 2015 Investor Presentation May 21, 2015

Exhibit 99.1 First Quarter 2015 Investor Presentation May 21, 2015 See Notice About This Presentation Notice About This Presentation ABOUT FORWARD-LOOKING STATEMENTS: This presentation contains certain ?forward-looking statements? within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934, which are intended to be covered by the safe harb

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 21, 2015 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of (Commission File Number

HCC Insurance Holdings ESP

HCC Insurance Holdings, Inc. 13403 Northwest Freeway, Houston, Texas 77040 main 713 690 7300 facsimile 713 462 2401 May 14, 2015 Via EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549-6010 Attention: Jim B. Rosenberg, Senior Assistant Chief Accountant Re: HCC Insurance Holdings, Inc. Form 10-K for the Fiscal Year Ended December 31, 2014

HCC Insurance Holdings, Inc. and Subsidiaries Statement of Ratios (unaudited, in thousands except ratios) Three months ended March 31, 2015 2014 Net loss ratio Loss and loss adjustment expense, net $ 365,162 $ 330,746 Net earned premium 600,563 562,6

Exhibit 12 HCC Insurance Holdings, Inc. and Subsidiaries Statement of Ratios (unaudited, in thousands except ratios) Three months ended March 31, 2015 2014 Net loss ratio Loss and loss adjustment expense, net $ 365,162 $ 330,746 Net earned premium 600,563 562,612 Net loss ratio 60.8 % 58.8 % (Net loss ratio = net loss and loss adjustment expense divided by net earned premium) Expense ratio Segment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

10-Q 1 d916881d10q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Quarterly Period Ended March 31, 2015. ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 from to Commission file number 001-13790 HCC

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 28, 2015 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of (Commission File Numb

HCC INSURANCE HOLDINGS REPORTS RECORD FIRST QUARTER NET EARNINGS AND EARNINGS PER SHARE

Exhibit 99.1 HCC INSURANCE HOLDINGS REPORTS RECORD FIRST QUARTER NET EARNINGS AND EARNINGS PER SHARE Highlights: ? Net earnings of $112.9 million, or $1.17 per diluted share ? GAAP combined ratio of 86.5% ? Gross written premium increased 11% to $826.1 million ? Net written premium increased 13% to $668.9 million ? Annualized return on equity of 11.5% and operating return on equity(a) of 9.9% ? Bo

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 a15-966118k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 23, 2015 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdictio

HCC Insurance Holdings, Inc. and Subsidiaries Consolidated Statement of Ratios (Unaudited, in thousands except ratios)

EX-99.1 2 a15-96611ex99d1.htm EX-99.1 Exhibit 99.1 HCC Insurance Holdings, Inc. and Subsidiaries Consolidated Statement of Ratios (Unaudited, in thousands except ratios) 2014 2013 First Second Third Fourth First Second Third Fourth Quarter Quarter Quarter Quarter Full Year Quarter Quarter Quarter Quarter Full Year Loss and loss adjustment expense, net (1) $ 330,746 $ 335,897 $ 320,758 $ 339,434 $

HCC Insurance Holdings HCC INSURANCE - DEF 14A

HCC INSURANCE HOLDINGS, INC. - DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITT

HCC Insurance Holdings 11-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark one) x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 OR o TRANSITION REPORT PUR

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS GUARANTEE TRUSTEE o Check if an Application to Determine Eligibility of a Trustee

EX-25.7 12 a2223746zex-257.htm EX-25.7 Exhibit 25.7 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS GUARANTEE TRUSTEE o Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) U.S. BANK TRUST NATIONAL ASSOCIATION (Exact name of Trustee as speci

As filed with the Securities and Exchange Commission on March 20, 2015

Table of Contents As filed with the Securities and Exchange Commission on March 20, 2015 Registration No.

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS PROPERTY TRUSTEE o Check if an Application to Determine Eligibility of a Trustee P

Exhibit 25.4 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS PROPERTY TRUSTEE o Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) U.S. BANK TRUST NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 41-1973763 I.R.S. E

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE o Check if an Application to Determine Eligibility of a Trustee Pursuant t

Exhibit 25.2 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE o Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) U.S. BANK NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 31-0841368 I.R.S. Employer Identif

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS GUARANTEE TRUSTEE o Check if an Application to Determine Eligibility of a Trustee

EX-25.6 11 a2223746zex-256.htm EX-25.6 Exhibit 25.6 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS GUARANTEE TRUSTEE o Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) U.S. BANK TRUST NATIONAL ASSOCIATION (Exact name of Trustee as speci

HCC INSURANCE HOLDINGS, INC. AND SUBSIDIARIES STATEMENT OF RATIO OF EARNINGS TO COMBINED FIXED CHARGES AND PREFERENCE DIVIDENDS (in thousands, except ratios)

QuickLinks - Click here to rapidly navigate through this document Exhibit 12.2 HCC INSURANCE HOLDINGS, INC. AND SUBSIDIARIES STATEMENT OF RATIO OF EARNINGS TO COMBINED FIXED CHARGES AND PREFERENCE DIVIDENDS (in thousands, except ratios) Years ended December 31, 2014 2013 2012 2011 2010 Ratio of earnings to fixed charges Interest factor of rent expense(1) $ 5,557 $ 5,232 $ 5,328 $ 5,390 $ 5,294 Int

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE o Check if an Application to Determine Eligibility of a Trustee Pursuant t

Exhibit 25.1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE o Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) U.S. BANK NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 31-0841368 I.R.S. Employer Identif

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS PROPERTY TRUSTEE o Check if an Application to Determine Eligibility of a Trustee P

Exhibit 25.5 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS PROPERTY TRUSTEE o Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) U.S. BANK TRUST NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 41-1973763 I.R.S. E

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE o Check if an Application to Determine Eligibility of a Trustee Pursuant t

Exhibit 25.3 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE o Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) U.S. BANK NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 31-0841368 I.R.S. Employer Identif

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 a15-640518k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 10, 2015 (March 4, 2015) HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or o

EX-24

POWER OF ATTORNEY THE STATE OF CALIFORNIA ( ( KNOW ALL MEN BY THESE PRESENTS THAT: COUNTY OF COSTA RICA ( The undersigned hereby constitutes and appoints Douglas R.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 3, 2015 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of (Commission File Numbe

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

10-K 1 d860932d10k.htm 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended December 31, 2014 Commission file number 001-13790 HCC Insurance H

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 a15-557618k.htm CURRENT REPORT OF MATERIAL EVENTS OR CORPORATE CHANGES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 27, 2015 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Del

36th Annual Raymond James Institutional Investors Conference March 2, 2015 HCC Insurance Holdings, Inc.

EX-99.1 2 a15-55761ex99d1.htm EX-99.1 Exhibit 99.1 36th Annual Raymond James Institutional Investors Conference March 2, 2015 HCC Insurance Holdings, Inc. See Notice About This Presentation Notice About This Presentation ABOUT FORWARD-LOOKING STATEMENTS: This presentation contains certain “forward-looking statements” within the meaning of Section 27A of the Securities Act of 1933 and Section 21E o

HCC INSURANCE HOLDINGS, INC. AND SUBSIDIARIES STATEMENT OF RATIOS (in thousands, except ratios) Years ended December 31, 2014 2013 2012 2011 2010 Net loss ratio Loss and loss adjustment expense, net $ 1,326,835 $ 1,322,454 $ 1,338,074 $ 1,429,370 $ 1

EXHIBIT 12 HCC INSURANCE HOLDINGS, INC. AND SUBSIDIARIES STATEMENT OF RATIOS (in thousands, except ratios) Years ended December 31, 2014 2013 2012 2011 2010 Net loss ratio Loss and loss adjustment expense, net $ 1,326,835 $ 1,322,454 $ 1,338,074 $ 1,429,370 $ 1,241,976 Less: Internal claims department costs 36,423 32,404 32,563 30,123 28,947 Adjusted loss and loss adjustment expense, net $ 1,290,4

POWER OF ATTORNEY

EXHIBIT 24 POWER OF ATTORNEY Know all men by these presents, that the undersigned constitutes and appoints Christopher J.

HCC INSURANCE HOLDINGS, INC. Name State or Country Incorporated 1 Avemco Corporation Delaware 2 Avemco Insurance Agency, Inc. Maryland 3 Avemco Insurance Company Maryland 4 Centris Group, Inc., The Delaware 5 Crop Hail Management, Inc. Texas 6 C W Mi

EX-21 EXHIBIT 21 HCC INSURANCE HOLDINGS, INC. SUBSIDIARIES Name State or Country Incorporated 1 Avemco Corporation Delaware 2 Avemco Insurance Agency, Inc. Maryland 3 Avemco Insurance Company Maryland 4 Centris Group, Inc., The Delaware 5 Crop Hail Management, Inc. Texas 6 C W Midwest, Inc. (d/b/a Cox Insurance Group) Indiana 7 Dickson Manchester & Company Limited United Kingdom 8 G.B. Kenrick & A

HCC / HCC Insurance Holdings, Inc. / PRICE T ROWE ASSOCIATES INC /MD/ - HCC AS OF 12/31/2014 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) HCC INS HLDGS INC (Name of Issuer) COMMON STOCK (Title of Class of Securities) 404132102 (CUSIP Number) December 31, 2014 (Date of Event which Requires Filing of Statement) Check the appropriate box to designate the Rule pursuant to which this Schedule is

HCC / HCC Insurance Holdings, Inc. / VANGUARD GROUP INC Passive Investment

hccinsuranceholdings.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2 )* Name of issuer: HCC Insurance Holdings Inc Title of Class of Securities: Common Stock CUSIP Number: 404132102 Date of Event Which Requires Filing of this Statement: December 31, 2014 Check the appr

HCC INSURANCE HOLDINGS REPORTS RECORD EARNINGS FOR 2014

Exhibit 99.1 HCC INSURANCE HOLDINGS REPORTS RECORD EARNINGS FOR 2014 Highlights: · Net earnings of $458.3 million, or $4.61 per diluted share, for the full year · Return on equity of 12.1% and operating return on equity(a) of 11.0% for the full year · GAAP combined ratio of 81.9% for the fourth quarter and 82.1% for the full year · Gross written premium increased 3% to $691.4 million in the fourth

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 a15-418218k.htm CURRENT REPORT OF MATERIAL EVENTS OR CORPORATE CHANGES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 10, 2015 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Del

HCC INSURANCE HOLDINGS COMPLETES ACQUISITION OF PRODUCERS AG INSURANCE GROUP

EX-99.1 2 a15-13031ex99d1.htm EX-99.1 Exhibit 99.1 HCC INSURANCE HOLDINGS COMPLETES ACQUISITION OF PRODUCERS AG INSURANCE GROUP HOUSTON (January 2, 2015) . . . HCC Insurance Holdings, Inc. (NYSE: HCC) today announced it has completed the previously announced acquisition of Producers Ag Insurance Group, Inc. (ProAg) from CUNA Mutual Group in an all-cash purchase of ProAg’s capital stock for approxi

Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

8-K 1 a15-130318k.htm CURRENT REPORT OF MATERIAL EVENTS OR CORPORATE CHANGES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report January 6, 2015 (Date of earliest event reported): (January 2, 2015) HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in i

THIRD AMENDMENT TO EMPLOYMENT AGREEMENT

EX-10.1 2 a14-263731ex10d1.htm EX-10.1 Exhibit 10.1 EXECUTION COPY THIRD AMENDMENT TO EMPLOYMENT AGREEMENT This Third Amendment (the “Amendment”) to the Employment Agreement, dated effective as of March 1, 2007 (as previously amended, the “Agreement”), by and between HCC Insurance Holdings, Inc., a Delaware corporation (“HCC”), and Craig J. Kelbel (“Executive”) is made and entered into as of Decem

CRAIG KELBEL TO RETIRE FROM HCC INSURANCE HOLDINGS, INC.

Exhibit 99.1 CRAIG KELBEL TO RETIRE FROM HCC INSURANCE HOLDINGS, INC. HOUSTON (December 17, 2014) . . . HCC Insurance Holdings, Inc. (NYSE: HCC) today announced that Craig J. Kelbel, Executive Vice President, Accident & Health and President and Chief Executive Officer of HCC Life Insurance Company (HCC Life), will retire effective January 31, 2015. Following his retirement, Mr. Kelbel will continu

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 a14-2637318k.htm CURRENT REPORT OF MATERIAL EVENTS OR CORPORATE CHANGES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 17, 2014 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) De

LYDIA BEEBE ELECTED TO BOARD OF DIRECTORS OF HCC INSURANCE HOLDINGS, INC.

EX-99.1 2 a14-258651ex99d1.htm EX-99.1 Exhibit 99.1 LYDIA BEEBE ELECTED TO BOARD OF DIRECTORS OF HCC INSURANCE HOLDINGS, INC. HOUSTON (December 9, 2014) . . . HCC Insurance Holdings, Inc. (NYSE: HCC) today announced that Lydia I. Beebe, 62, has been elected as an independent member of the Company’s Board of Directors, effective March 5, 2015. “We are very pleased to have Lydia join our Board. With

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 9, 2014 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of (Commission File Nu

Third Quarter 2014 Investor Presentation November 18, 2014

EX-99.1 2 a14-247311ex99d1.htm EX-99.1 Exhibit 99.1 Third Quarter 2014 Investor Presentation November 18, 2014 See Notice About This Presentation Notice About This Presentation ABOUT FORWARD-LOOKING STATEMENTS: This presentation contains certain “forward-looking statements” within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934, which

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 18, 2014 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of (Commission File N

HCC Insurance Holdings, Inc. and Subsidiaries Statement of Ratios (unaudited, in thousands except ratios) Nine months ended September 30, Three months ended September 30, 2014 2013 2014 2013 Net loss ratio Loss and loss adjustment expense, net $ 960,

EX-12 2 d812420dex12.htm EX-12 Exhibit 12 HCC Insurance Holdings, Inc. and Subsidiaries Statement of Ratios (unaudited, in thousands except ratios) Nine months ended September 30, Three months ended September 30, 2014 2013 2014 2013 Net loss ratio Loss and loss adjustment expense, net $ 960,875 $ 992,547 $ 311,937 $ 320,376 Net earned premium 1,721,795 1,679,210 586,935 556,668 Net loss ratio (1)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

10-Q 1 d812420d10q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Quarterly Period Ended September 30, 2014. ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 from to Commission file number 001-13790

HCC INSURANCE HOLDINGS REPORTS RECORD EARNINGS FOR THE THIRD QUARTER AND THE FIRST NINE MONTHS OF 2014

EX-99.1 2 a14-232131ex99d1.htm EX-99.1 Exhibit 99.1 HCC INSURANCE HOLDINGS REPORTS RECORD EARNINGS FOR THE THIRD QUARTER AND THE FIRST NINE MONTHS OF 2014 Highlights: · Record net earnings of $140.3 million, or $1.41 per diluted share, for third quarter · Record net earnings of $345.3 million, or $3.45 per diluted share, for first nine months · GAAP combined ratio of 80.1% for third quarter and 82

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 28, 2014 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of (Commission File Nu

HCC INSURANCE HOLDINGS ANNOUNCES ENTRY INTO CROP INSURANCE BUSINESS WITH ACQUISITION OF PRODUCERS AG INSURANCE GROUP

Exhibit 99.1 HCC INSURANCE HOLDINGS ANNOUNCES ENTRY INTO CROP INSURANCE BUSINESS WITH ACQUISITION OF PRODUCERS AG INSURANCE GROUP HOUSTON (September 30, 2014) . . . HCC Insurance Holdings, Inc. (NYSE: HCC) today announced it has reached a definitive agreement to acquire Producers Ag Insurance Group, Inc. (ProAg) from CUNA Mutual Group in an all-cash purchase of ProAg’s capital stock for $110 milli

STOCK PURCHASE AGREEMENT dated as of September 29, 2014 by and among CMFG LIFE INSURANCE COMPANY, CUNA MUTUAL INVESTMENT CORPORATION, HCC INSURANCE HOLDINGS, INC.

EX-2.1 2 a14-216791ex2d1.htm EX-2.1 Exhibit 2.1 EXECUTION VERSION STOCK PURCHASE AGREEMENT dated as of September 29, 2014 by and among CMFG LIFE INSURANCE COMPANY, CUNA MUTUAL INVESTMENT CORPORATION, and HCC INSURANCE HOLDINGS, INC. TABLE OF CONTENTS ARTICLE I DEFINITIONS AND INTERPRETATION 2 Section 1.01 Certain Defined Terms 2 Section 1.02 Interpretation and Construction 12 ARTICLE II PURCHASE A

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 30, 2014 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of (Commission File N

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 20, 2014 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of (Commission File Num

HCC INSURANCE HOLDINGS ANNOUNCES INCREASE IN QUARTERLY CASH DIVIDEND AND APPROVES NEW $500 MILLION SHARE REPURCHASE PROGRAM

Exhibit 99.1 HCC INSURANCE HOLDINGS ANNOUNCES INCREASE IN QUARTERLY CASH DIVIDEND AND APPROVES NEW $500 MILLION SHARE REPURCHASE PROGRAM HOUSTON (August 20, 2014) . . . HCC Insurance Holdings, Inc. (NYSE: HCC) today announced its 74th consecutive quarterly cash dividend and the authorization of a new $500 million share repurchase program. HCC’s Board of Directors has declared a regular cash divide

Second Quarter 2014 Investor Presentation August 5, 2014

EX-99.1 2 a14-184421ex99d1.htm EX-99.1 Exhibit 99.1 Second Quarter 2014 Investor Presentation August 5, 2014 See Notice About This Presentation Notice About This Presentation ABOUT FORWARD-LOOKING STATEMENTS: This presentation contains certain “forward-looking statements” within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934, which a

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 5, 2014 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of (Commission File Numb

HCC Insurance Holdings, Inc. and Subsidiaries Statement of Ratios (unaudited, in thousands except ratios) Six months ended June 30, Three months ended June 30, 2014 2013 2014 2013 Net loss ratio Loss and loss adjustment expense, net $ 648,938 $ 672,1

EX-12 Exhibit 12 HCC Insurance Holdings, Inc. and Subsidiaries Statement of Ratios (unaudited, in thousands except ratios) Six months ended June 30, Three months ended June 30, 2014 2013 2014 2013 Net loss ratio Loss and loss adjustment expense, net $ 648,938 $ 672,171 $ 327,094 $ 339,474 Net earned premium 1,134,860 1,122,542 572,248 561,356 Net loss ratio (1) 57.2 % 59.9 % 57.2 % 60.5 % (Net los

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Quarterly Period Ended June 30, 2014. ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 from to Commission file number 001-13790 HCC Insurance Holdings, Inc. (Ex

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 29, 2014 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of (Commission File Numbe

HCC INSURANCE HOLDINGS REPORTS RECORD EARNINGS FOR THE FIRST SIX MONTHS OF 2014

EX-99.1 2 a14-179851ex99d1.htm EX-99.1 Exhibit 99.1 HCC INSURANCE HOLDINGS REPORTS RECORD EARNINGS FOR THE FIRST SIX MONTHS OF 2014 Highlights: · Net earnings of $205.0 million, or $2.04 per diluted share, for the first half · Net earnings of $97.1 million, or $0.97 per diluted share, for the second quarter · GAAP combined ratio of 83.5% for the second quarter and 83.2% for the first half · Annual

HCC / HCC Insurance Holdings, Inc. 11-K - - ANNUAL REPORT OF EMPLOYEE STOCK PURCHASE, SAVINGS PLANS

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark one) x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 OR o TRANSITION REPORT PUR

HCC / HCC Insurance Holdings, Inc. 11-K - - ANNUAL REPORT OF EMPLOYEE STOCK PURCHASE, SAVINGS PLANS

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark one) x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 OR o TRANSITION REPORT PUR

Submission of Matters to a Vote of Security Holders

8-K 1 a14-1333018k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 22, 2014 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction

- DEFA14A

DEFA14A 1 a14-123931defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (a

HCC Insurance Holdings, Inc. and Subsidiaries Statement of Ratios (unaudited, in thousands except ratios) Three months ended March 31, 2014 2013 Net loss ratio Loss and loss adjustment expense, net $ 321,844 $ 332,697 Net earned premium 562,612 561,1

Exhibit 12 HCC Insurance Holdings, Inc. and Subsidiaries Statement of Ratios (unaudited, in thousands except ratios) Three months ended March 31, 2014 2013 Net loss ratio Loss and loss adjustment expense, net $ 321,844 $ 332,697 Net earned premium 562,612 561,186 Net loss ratio (1) 57.2 % 59.3 % (Net loss ratio = net loss and loss adjustment expense divided by net earned premium) Expense ratio Seg

Regulation FD Disclosure, Financial Statements and Exhibits - CURRENT REPORT OF MATERIAL EVENTS OR CORPORATE CHANGES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 2, 2014 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of (Commission File Number)

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition - CURRENT REPORT OF MATERIAL EVENTS OR CORPORATE CHANGES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 2, 2014 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of (Commission File Number)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

10-Q 1 d716888d10q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Quarterly Period Ended March 31, 2014. ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 from to Commission file number 001-13790 HCC

First Quarter 2014 Investor Presentation May 2, 2014

Exhibit 99.1 First Quarter 2014 Investor Presentation May 2, 2014 See Notice About This Presentation Notice About This Presentation ABOUT FORWARD-LOOKING STATEMENTS: This presentation contains certain “forward-looking statements” within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934, which are intended to be covered by the safe harbo

HCC Insurance Holdings, Inc. and Subsidiaries Gross Written Premium (Unaudited, in thousands)

EX-99.1 2 a14-118362ex99d1.htm EX-99.1 Exhibit 99.1 HCC Insurance Holdings, Inc. and Subsidiaries Gross Written Premium (Unaudited, in thousands) 2013 2012 2011 First Quarter Second Quarter Third Quarter Fourth Quarter Full Year First Quarter Second Quarter Third Quarter Fourth Quarter Full Year First Quarter Second Quarter Third Quarter Fourth Quarter Full Year U.S. Property & Casualty Liability

THIRD AMENDMENT TO LOAN AGREEMENT

Exhibit 10.1 THIRD AMENDMENT TO LOAN AGREEMENT THIS THIRD AMENDMENT TO LOAN AGREEMENT (this “Amendment”) is made and entered into as of April 30, 2014 by and among HCC INSURANCE HOLDINGS, INC., a Delaware corporation (the “Borrower”), the lenders party hereto (the “Lenders”), and WELLS FARGO BANK, NATIONAL ASSOCIATION, as administrative agent for the Lenders (in such capacity, the “Agent”). RECITA

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 1, 2014 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of (Commission File Number)

HCC INSURANCE HOLDINGS REPORTS RECORD FIRST QUARTER NET EARNINGS AND EARNINGS PER SHARE

Exhibit 99.1 HCC INSURANCE HOLDINGS REPORTS RECORD FIRST QUARTER NET EARNINGS AND EARNINGS PER SHARE Highlights: · Net earnings of $107.9 million, or $1.07 per diluted share · GAAP combined ratio of 83.0% · Gross written premium increased 4% to $746.7 million · Net written premium increased 2% to $590.2 million · Annualized return on equity of 11.6% · Annualized operating return on equity(a) of 10

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 a14-1149218k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 29, 2014 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdicti

- HCC INSURANCE - DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14a-6(e)(2)) Definitive Prox

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 a14-817418k.htm 8-K n UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 11, 2014 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdict

POWER OF ATTORNEY

EX-24 EXHIBIT 24 POWER OF ATTORNEY Know all men by these presents, that the undersigned constitutes and appoints Christopher J.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended December 31, 2013 Commission file number 001-13790 HCC Insurance Holdings, Inc. (Exact name of

35th Annual Raymond James Institutional Investors Conference March 3, 2014

EX-99.1 2 a14-71331ex99d1.htm EX-99.1 Exhibit 99.1 35th Annual Raymond James Institutional Investors Conference March 3, 2014 See Notice About This Presentation Notice About This Presentation ABOUT FORWARD-LOOKING STATEMENTS: This presentation contains certain “forward-looking statements” within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act

THIRD AMENDMENT TO EMPLOYMENT AGREEMENT

EXHIBIT 10.31 THIRD AMENDMENT TO EMPLOYMENT AGREEMENT This Third Amendment (the “Amendment”) to the Employment Agreement, dated effective as of June 1, 2007 (as previously amended, the “Agreement”), by and between HCC Insurance Holdings, Inc., a Delaware corporation (“HCC”), and Michael J. Schell (“Executive”) is made and entered into as of May 22, 2013 (the “Execution Date”). HCC and Executive ar

HCC INSURANCE HOLDINGS, INC. AND SUBSIDIARIES STATEMENT OF RATIOS (in thousands, except ratios) Years ended December 31, 2013 2012 2011 2010 2009 Net loss ratio Loss and loss adjustment expense, net $ 1,290,050 $ 1,305,511 $ 1,399,247 $ 1,213,029 $ 1

EX-12 EXHIBIT 12 HCC INSURANCE HOLDINGS, INC. AND SUBSIDIARIES STATEMENT OF RATIOS (in thousands, except ratios) Years ended December 31, 2013 2012 2011 2010 2009 Net loss ratio Loss and loss adjustment expense, net $ 1,290,050 $ 1,305,511 $ 1,399,247 $ 1,213,029 $ 1,215,759 Net earned premium 2,239,240 2,242,625 2,127,170 2,041,924 2,037,235 Net loss ratio (1) 57.6 % 58.2 % 65.8 % 59.4 % 59.7 % (

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 28, 2014 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of (Commission File N

HCC INSURANCE HOLDINGS, INC. Name State or Country Incorporated 1 American Contractors Indemnity Company California 2 Avemco Corporation Delaware 3 Avemco Insurance Agency, Inc. Maryland 4 Avemco Insurance Company Maryland 5 Centris Group, Inc., The

EX-21 EXHIBIT 21 HCC INSURANCE HOLDINGS, INC. SUBSIDIARIES Name State or Country Incorporated 1 American Contractors Indemnity Company California 2 Avemco Corporation Delaware 3 Avemco Insurance Agency, Inc. Maryland 4 Avemco Insurance Company Maryland 5 Centris Group, Inc., The Delaware 6 cineFinance Insurance Services, LLC California 7 CW Midwest, Inc. (d/b/a Cox Insurance Group) Indiana 8 Dicks

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 11, 2014 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of (Commission File N

HCC INSURANCE HOLDINGS REPORTS RECORD EARNINGS FOR 2013

Exhibit 99.1 HCC INSURANCE HOLDINGS REPORTS RECORD EARNINGS FOR 2013 Highlights: · Record net earnings of $115.0 million, or $1.14 per diluted share, for the fourth quarter · Record net earnings of $407.2 million, or $4.04 per diluted share, for the full year · Return on equity and operating return on equity(a) of 11.3% for the full year · GAAP combined ratio of 81.2% for the fourth quarter and 83

HCC / HCC Insurance Holdings, Inc. / PRICE T ROWE ASSOCIATES INC /MD/ - HCC AS OF 12/31/2013 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* HCC INS HLDGS INC (Name of Issuer) COMMON STOCK (Title of Class of Securities) 404132102 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of Statement) Check the appropriate box to designate the Rule pursuant to which this Schedule i

HCC / HCC Insurance Holdings, Inc. / VANGUARD GROUP INC Passive Investment

hccinsurance.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1 )* Name of issuer: HCC Insurance Holdings Inc Title of Class of Securities: Common Stock CUSIP Number: 404132102 Date of Event Which Requires Filing of this Statement: December 31, 2013 Check the appropriate

SCHEDULE 1 Conditions Precedent

Exhibit 10.1 EXECUTION VERSION Amendment and Restatement Agreement HCC Insurance Holdings, Inc as Borrower and Barclays Bank PLC and The Royal Bank of Scotland plc as Arranger and The Royal Bank of Scotland plc as Agent and The Royal Bank of Scotland plc as Trustee relating to a $90,000,000 Standby Letter of Credit Facility dated 26 November 2010 as amended and restated pursuant to an amendment an

SCHEDULE 1 The Original Lenders

Exhibit 10.2 EXECUTION VERSION Restated Agreement HCC Insurance Holdings, Inc. as Borrower and Barclays Bank PLC, The Royal Bank of Scotland plc as Arranger and The Royal Bank of Scotland plc as Agent and The Royal Bank of Scotland plc as Trustee $90,000,000 Standby Letter of Credit Facility as amended and restated pursuant to an Amendment and Restatement Agreement dated 23 November 2011, an Amend

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - CURRENT REPORT OF MATERIAL EVENTS OR CORPORATE CHANGES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 29, 2013 (November 25) HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of (Com

Regulation FD Disclosure, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 26, 2013 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of (Commission File N

Third Quarter 2013 Investor Presentation November 26, 2013

Exhibit 99.1 Third Quarter 2013 Investor Presentation November 26, 2013 See Notice About This Presentation Notice About This Presentation ABOUT FORWARD-LOOKING STATEMENTS: This presentation contains certain “forward-looking statements” within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934, which are intended to be covered by the safe

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 12, 2013 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of (Commission File N

HANS ROHLF ELECTED TO BOARD OF DIRECTORS OF HCC INSURANCE HOLDINGS, INC.

EX-99.1 2 a13-241991ex99d1.htm EX-99.1 Exhibit 99.1 HANS ROHLF ELECTED TO BOARD OF DIRECTORS OF HCC INSURANCE HOLDINGS, INC. HOUSTON (November 12, 2013) . . . HCC Insurance Holdings, Inc. (NYSE: HCC) today announced that Hans D. Rohlf, 62, has been elected as an independent member of the Company’s Board of Directors. “We are very pleased to have an executive of Hans’ stature join our Board. He is

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

10-Q 1 d620834d10q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Quarterly Period Ended September 30, 2013. ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 from to Commission file number 001-13790

HCC Insurance Holdings, Inc. and Subsidiaries Statement of Ratios (unaudited, in thousands except ratios) Nine months ended September 30, Three months ended September 30, 2013 2012 2013 2012 Net loss ratio Loss and loss adjustment expense, net $ 992,

Exhibit 12 HCC Insurance Holdings, Inc. and Subsidiaries Statement of Ratios (unaudited, in thousands except ratios) Nine months ended September 30, Three months ended September 30, 2013 2012 2013 2012 Net loss ratio Loss and loss adjustment expense, net $ 992,547 $ 969,767 $ 320,376 $ 304,014 Net earned premium 1,679,210 1,676,122 556,668 563,650 Net loss ratio (1) 59.1 % 57.9 % 57.6 % 53.9 % (Ne

HCC INSURANCE HOLDINGS REPORTS STRONG THIRD QUARTER EARNINGS AND RECORD EARNINGS PER SHARE FOR THE FIRST NINE MONTHS OF 2013

Exhibit 99.1 HCC INSURANCE HOLDINGS REPORTS STRONG THIRD QUARTER EARNINGS AND RECORD EARNINGS PER SHARE FOR THE FIRST NINE MONTHS OF 2013 Third Quarter 2013 Highlights and Updated 2013 Guidance: · Net earnings of $98.2 million, or $0.98 per diluted share · GAAP combined ratio of 83.5% · Pretax net catastrophe losses of $17.9 million · Annualized return on equity of 11.1% · Annualized operating ret

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 29, 2013 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of (Commission File Nu

FOURTH AMENDED AND RESTATED BYLAWS HCC INSURANCE HOLDINGS, INC. (Effective as of August 21, 2013)

Exhibit 3.1 FOURTH AMENDED AND RESTATED BYLAWS OF HCC INSURANCE HOLDINGS, INC. (Effective as of August 21, 2013) TABLE OF CONTENTS Page ARTICLE I. — MEETINGS OF STOCKHOLDERS 1 1.1. Time and Place of Meetings 1 1.2. Annual Meetings 1 1.3. Special Meetings 3 1.4. Notice of Annual or Special Meeting 4 1.5. Quorum of Stockholders 5 1.6. Conduct of the Stockholders Meeting 5 1.7. Act of Stockholders 5

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 21, 2013 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of (Commission File Num

Second Quarter 2013 Investor Presentation August 19, 2013

Exhibit 99.1 Second Quarter 2013 Investor Presentation August 19, 2013 See Notice About This Presentation Notice About This Presentation ABOUT FORWARD-LOOKING STATEMENTS: This presentation contains certain “forward-looking statements” within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934, which are intended to be covered by the safe

Regulation FD Disclosure, Financial Statements and Exhibits - CURRENT REPORT OF MATERIAL EVENTS OR CORPORATE CHANGES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 19, 2013 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of incorporation) (Comm

HCC INSURANCE HOLDINGS, INC. 2013 EMPLOYEE STOCK PURCHASE PLAN ARTICLE I

EX-4.4 2 a13-181261ex4d4.htm EX-4.4 Exhibit 4.4 HCC INSURANCE HOLDINGS, INC. 2013 EMPLOYEE STOCK PURCHASE PLAN ARTICLE I PURPOSE The HCC Insurance Holdings, Inc. 2013 Employee Stock Purchase Plan (the “Plan”) is intended to encourage ownership of Common Stock of the Company by all Eligible Employees and to provide incentives for them to exert maximum efforts for the success of the Company. By exte

- S-8

As filed with the Securities and Exchange Commission on August 8, 2013 Registration No.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

10-Q 1 d575287d10q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Quarterly Period Ended June 30, 2013. ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 from to Commission file number 001-13790

HCC Insurance Holdings, Inc. and Subsidiaries Statement of Ratios (unaudited, in thousands except ratios) Six months ended June 30, Three months ended June 30, 2013 2012 2013 2012 Net loss ratio Loss and loss adjustment expense, net $ 672,171 $ 665,7

Exhibit 12 HCC Insurance Holdings, Inc. and Subsidiaries Statement of Ratios (unaudited, in thousands except ratios) Six months ended June 30, Three months ended June 30, 2013 2012 2013 2012 Net loss ratio Loss and loss adjustment expense, net $ 672,171 $ 665,753 $ 339,474 $ 336,825 Net earned premium 1,122,542 1,112,472 561,356 565,331 Net loss ratio (1) 59.9 % 59.8 % 60.5 % 59.6 % (Net loss rati

Financial Statements and Exhibits, Results of Operations and Financial Condition - CURRENT REPORT OF MATERIAL EVENTS OR CORPORATE CHANGES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 30, 2013 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of (Commission File Numbe

HCC INSURANCE HOLDINGS REPORTS STRONG SECOND QUARTER AND RECORD EARNINGS PER SHARE FOR THE FIRST SIX MONTHS OF 2013

EX-99.1 2 a13-175771ex99d1.htm EX-99.1 Exhibit 99.1 HCC INSURANCE HOLDINGS REPORTS STRONG SECOND QUARTER AND RECORD EARNINGS PER SHARE FOR THE FIRST SIX MONTHS OF 2013 Second Quarter 2013 Highlights: · Net earnings of $88.2 million, or $0.87 per diluted share · GAAP combined ratio of 85.3% · Catastrophe losses of $21.4 million · Annualized return on equity of 9.9% · Annualized operating return on

- ANNUAL REPORT OF EMPLOYEE STOCK PURCHASE, SAVINGS PLANS

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark one) x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 OR o TRANSITION REPORT PUR

First Quarter 2013 Investor Presentation May 28, 2013

Exhibit 99.1 First Quarter 2013 Investor Presentation May 28, 2013 See Notice About This Presentation Notice About This Presentation ABOUT FORWARD-LOOKING STATEMENTS: This presentation contains certain “forward-looking statements” within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934, which are intended to be covered by the safe harb

Regulation FD Disclosure, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 28, 2013 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of (Commission File Number

Submission of Matters to a Vote of Security Holders - CURRENT REPORT OF MATERIAL EVENTS OR CORPORATE CHANGES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 22, 2013 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of (Commission File Number

HCC Insurance Holdings, Inc. and Subsidiaries Statement of Ratios (unaudited, in thousands except ratios) Three months ended March 31, 2013 2012 Net loss ratio Loss and loss adjustment expense, net $ 332,697 $ 328,928 Net earned premium 561,186 547,1

Exhibit 12 HCC Insurance Holdings, Inc. and Subsidiaries Statement of Ratios (unaudited, in thousands except ratios) Three months ended March 31, 2013 2012 Net loss ratio Loss and loss adjustment expense, net $ 332,697 $ 328,928 Net earned premium 561,186 547,141 Net loss ratio (1) 59.3 % 60.1 % (Net loss ratio = incurred loss and loss adjustment expense divided by net earned premium) Expense rati

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

10-Q 1 d531466d10q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Quarterly Period Ended March 31, 2013. ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 from to Commission file number 001-1379

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 26, 2013 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of (Commission File Numb

Financial Statements and Exhibits, Results of Operations and Financial Condition - CURRENT REPORT OF MATERIAL EVENTS OR CORPORATE CHANGES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 30, 2013 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of (Commission File Numb

SECOND AMENDMENT TO LOAN AGREEMENT

EX-10.1 2 a13-111181ex10d1.htm EX-10.1 Exhibit 10.1 SECOND AMENDMENT TO LOAN AGREEMENT THIS SECOND AMENDMENT TO LOAN AGREEMENT (this “Amendment”) is made and entered into as of April 26, 2013 by and among HCC INSURANCE HOLDINGS, INC., a Delaware corporation (the “Borrower”); each of the Lenders which is a party to the Loan Agreement (as defined below) (individually, a “Lender” and, collectively, t

HCC INSURANCE HOLDINGS REPORTS RECORD NET EARNINGS FOR THE FIRST QUARTER OF 2013

EX-99.1 2 a13-111182ex99d1.htm EX-99.1 Exhibit 99.1 HCC INSURANCE HOLDINGS REPORTS RECORD NET EARNINGS FOR THE FIRST QUARTER OF 2013 Highlights: · Net earnings of $105.9 million, or $1.05 per diluted share · GAAP combined ratio of 83.8% · Net written premium increased 4% to $579.2 million · Annualized return on equity of 11.9% · Annualized operating return on equity(a) of 11.4% HOUSTON (April 30,

-

CORRESP 1 filename1.htm April 24, 2013 Via EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549-6010 Attention: Jim B. Rosenberg, Senior Assistant Chief Accountant Re: HCC Insurance Holdings, Inc. Form 10-K for the Fiscal Year Ended December 31, 2012 Filed February 28, 2013 File No. 001-13790 Gentlemen and Ladies: The purpose of this lett

- HCC INSURANCE - DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14a-6(e)(2)) Definitive Prox

THIRD AMENDED AND RESTATED BYLAWS HCC INSURANCE HOLDINGS, INC. (Effective as of March 13, 2013)

Exhibit 3.1 THIRD AMENDED AND RESTATED BYLAWS OF HCC INSURANCE HOLDINGS, INC. (Effective as of March 13, 2013) TABLE OF CONTENTS Page ARTICLE I. — MEETINGS OF STOCKHOLDERS 1 1.1. Time and Place of Meetings. 1 1.2. Annual Meetings. 1 1.3. Special Meetings. 3 1.4. Notice of Annual or Special Meeting. 4 1.5. Quorum of Stockholders. 5 1.6. Conduct of the Stockholders Meeting. 5 1.7. Act of Stockholder

TIME-VESTING RESTRICTED STOCK AWARD AGREEMENT UNDER THE HCC INSURANCE HOLDINGS, INC. 2008 FLEXIBLE INCENTIVE PLAN

Exhibit 10.1 TIME-VESTING RESTRICTED STOCK AWARD AGREEMENT UNDER THE HCC INSURANCE HOLDINGS, INC. 2008 FLEXIBLE INCENTIVE PLAN This Restricted Stock Award Agreement (the “Agreement”) is entered into effective as of the date of grant set forth on the signature page below (the “Grant Date”) by and between HCC Insurance Holdings, Inc., a Delaware corporation (the “Company”), and the undersigned emplo

RESTRICTED STOCK AWARD AGREEMENT UNDER THE HCC INSURANCE HOLDINGS, INC. 2008 FLEXIBLE INCENTIVE PLAN

Exhibit 10.2 PERFORMANCE-VESTING RESTRICTED STOCK AWARD AGREEMENT UNDER THE HCC INSURANCE HOLDINGS, INC. 2008 FLEXIBLE INCENTIVE PLAN This Restricted Stock Award Agreement (the “Agreement”) is entered into effective as of the date of grant set forth on the signature page below (the “Grant Date”) by and between HCC Insurance Holdings, Inc., a Delaware corporation (the “Company”), and the undersigne

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 13, 2013 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of (Commission File Numb

Regulation FD Disclosure, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 4, 2013 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of (Commission File Numbe

34th Annual Raymond James Institutional Investors Conference March 4, 2013

Exhibit 99.1 34th Annual Raymond James Institutional Investors Conference March 4, 2013 See Notice About This Presentation Notice About This Presentation ABOUT FORWARD-LOOKING STATEMENTS: This presentation contains certain “forward-looking statements” within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934, which are intended to be cov

HCC INSURANCE HOLDINGS, INC. Name State or Country Incorporated 1 American Contractors Indemnity Company California 2 Avemco Corporation Delaware 3 Avemco Insurance Agency, Inc. Maryland 4 Avemco Insurance Company Maryland 5 Centris Group, Inc., The

EXHIBIT 21 HCC INSURANCE HOLDINGS, INC. SUBSIDIARIES Name State or Country Incorporated 1 American Contractors Indemnity Company California 2 Avemco Corporation Delaware 3 Avemco Insurance Agency, Inc. Maryland 4 Avemco Insurance Company Maryland 5 Centris Group, Inc., The Delaware 6 cineFinance Insurance Services, LLC California 7 CW Midwest, Inc. (d/b/a Cox Insurance Group) Indiana 8 Dickson Man

POWER OF ATTORNEY

Exhibit 24 EXHIBIT 24 POWER OF ATTORNEY Know all men by these presents, that the undersigned constitutes and appoints Christopher J.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K

10-K 1 d464681d10k.htm FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended December 31, 2012 Commission file number 001-13790 HCC Insura

HCC INSURANCE HOLDINGS, INC. AND SUBSIDIARIES STATEMENT OF RATIOS (in thousands, except ratios) Years ended December 31, 2012 2011 2010 2009 2008 Net loss ratio Loss and loss adjustment expense, net $ 1,305,511 $ 1,399,247 $ 1,213,029 $ 1,215,759 $ 1

EXHIBIT 12 HCC INSURANCE HOLDINGS, INC. AND SUBSIDIARIES STATEMENT OF RATIOS (in thousands, except ratios) Years ended December 31, 2012 2011 2010 2009 2008 Net loss ratio Loss and loss adjustment expense, net $ 1,305,511 $ 1,399,247 $ 1,213,029 $ 1,215,759 $ 1,211,873 Net earned premium 2,242,625 2,127,170 2,041,924 2,037,235 2,007,774 Net loss ratio (1) 58.2 % 65.8 % 59.4 % 59.7 % 60.4 % (Net lo

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 12, 2013 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of (Commission File N

HCC INSURANCE HOLDINGS REPORTS RECORD EARNINGS PER SHARE FOR 2012

Exhibit 99.1 HCC INSURANCE HOLDINGS REPORTS RECORD EARNINGS PER SHARE FOR 2012 Highlights: · Record net earnings of $108.1 million, or $1.06 per diluted share, for the fourth quarter · Annualized return on equity of 12.3% and annualized operating return on equity(a) of 11.7% for the fourth quarter · Record earnings per diluted share of $3.83 for the full year · GAAP combined ratio of 84.5% for the

HCC / HCC Insurance Holdings, Inc. / VANGUARD GROUP INC Passive Investment

hccinsuranceholdingsinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 0 )* Name of issuer: HCC Insurance Holdings Inc Title of Class of Securities: Common Stock CUSIP Number: 404132102 Date of Event Which Requires Filing of this Statement: December 31, 2012 Check the a

HCC / HCC Insurance Holdings, Inc. / PRICE T ROWE ASSOCIATES INC /MD/ - HCC AS OF 12/31/2012 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* HCC INS HLDGS INC (Name of Issuer) COMMON STOCK (Title of Class of Securities) 404132102 (CUSIP Number) December 31, 2012 (Date of Event which Requires Filing of Statement) Check the appropriate box to designate the Rule pursuant to which this Schedule i

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 a12-2957828k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 19, 2012 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdi

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 17, 2012 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of (Commission File N

HCC ANNOUNCES PRELIMINARY FOURTH QUARTER 2012 CATASTROPHE LOSS ESTIMATE

Exhibit 99.1 HCC ANNOUNCES PRELIMINARY FOURTH QUARTER 2012 CATASTROPHE LOSS ESTIMATE HOUSTON (December 17, 2012) . . . HCC Insurance Holdings, Inc. (NYSE: HCC) announced today its preliminary estimate for fourth quarter 2012 catastrophe losses, after reinsurance and reinstatement premium, of $30 - $35 million pretax. These losses relate to Superstorm Sandy and primarily impacted the Company’s prop

SCHEDULE 1 Conditions Precedent

Exhibit 10.1 Amended and Restatement Agreement HCC Insurance Holdings, Inc as Borrower and Barclays Bank PLC and the Royal Bank of Scotland plc as Arranger and The Royal Bank of Scotland plc as Agent and The Royal Bank of Scotland plc as Trustee relating to a $90,000,000 Standby Letter of Credit Facility dated 26 November 2010 as amended and restated pursuant to an amendment and restatement agreem

SCHEDULE 1 The Original Lenders

EX-10.2 3 a12-280211ex10d2.htm EX-10.2 Exhibit 10.2 Restated Agreement HCC Insurance Holdings, Inc. as Borrower and Barclays Bank PLC, The Royal Bank of Scotland plc as Arranger and The Royal Bank of Scotland plc as Agent and The Royal Bank of Scotland plc as Trustee $90,000,000 Standby Letter of Credit Facility as amended and restated pursuant to an Amendment and Restatement Agreement dated 23 No

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - CURRENT REPORT OF MATERIAL EVENTS OR CORPORATE CHANGES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 21, 2012 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of (Commission File N

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 21, 2012 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of (Commission File N

Third Quarter 2012 Investor Presentation November 21, 2012 HCC Insurance Holdings, Inc.

Exhibit 99.1 Third Quarter 2012 Investor Presentation November 21, 2012 HCC Insurance Holdings, Inc. See Notice About This Presentation Notice About This Presentation ABOUT FORWARD-LOOKING STATEMENTS: This presentation contains certain “forward-looking statements” within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934, which are inten

HCC Insurance Holdings, Inc. and Subsidiaries Statement of Ratios (unaudited, in thousands except ratios) Nine months ended September 30, Three months ended September 30, 2012 2011 2012 2011 Net loss ratio Loss and loss adjustment expense, net $ 969,

EX-12 2 d431046dex12.htm STATEMENT OF RATIOS Exhibit 12 HCC Insurance Holdings, Inc. and Subsidiaries Statement of Ratios (unaudited, in thousands except ratios) Nine months ended September 30, Three months ended September 30, 2012 2011 2012 2011 Net loss ratio Loss and loss adjustment expense, net $ 969,767 $ 1,062,240 $ 304,014 $ 380,372 Net earned premium 1,676,122 1,576,987 563,650 544,256 Net

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

10-Q 1 d431046d10q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Quarterly Period Ended September 30, 2012. ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 from to Commission file number 001-

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 30, 2012 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of (Commission File Nu

HCC INSURANCE HOLDINGS REPORTS RECORD NET EARNINGS OF $107.1 MILLION FOR THE THIRD QUARTER OF 2012

EX-99.1 2 a12-256251ex99d1.htm EX-99.1 Exhibit 99.1 HCC INSURANCE HOLDINGS REPORTS RECORD NET EARNINGS OF $107.1 MILLION FOR THE THIRD QUARTER OF 2012 Third Quarter 2012 Highlights and Updated 2012 Guidance: · Annualized return on equity of 12.5% and annualized operating return on equity(a) of 14.2% · Net earnings of $107.1 million, or $1.05 per diluted share · Book value per share increased 4.2%

HCC SUCCESSION PLAN MOVES FORWARD

EX-99.1 3 a12-227061ex99d1.htm EX-99.1 Exhibit 99.1 HCC SUCCESSION PLAN MOVES FORWARD HOUSTON (October 2, 2012) . . . HCC Insurance Holdings, Inc. (NYSE: HCC) today announced that the Company will move forward with its previously announced CEO succession plan. John N. Molbeck, Jr. will continue to serve as CEO until the Company’s final Board of Directors meeting of the year, which is scheduled for

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 a12-2270618k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 2, 2012 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdict

EXECUTION DOCUMENT SEPARATION AGREEMENT

EX-10.1 2 a12-227061ex10d1.htm EX-10.1 Exhibit 10.1 EXECUTION DOCUMENT SEPARATION AGREEMENT 1. This Separation Agreement (this “Agreement”), dated as of October 2, 2012, is by and between John N. Molbeck, Jr. (“Executive”) and HCC Insurance Holdings, Inc., a Delaware corporation (“Company”). Unless otherwise specifically indicated, all terms used in this Agreement shall have the meaning as set for

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 27, 2012 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of (Commission File Num

HCC INSURANCE HOLDINGS APPROVES NEW $300 MILLION SHARE REPURCHASE PROGRAM

Exhibit 99.1 HCC INSURANCE HOLDINGS APPROVES NEW $300 MILLION SHARE REPURCHASE PROGRAM HOUSTON (August 27, 2012) . . . HCC Insurance Holdings, Inc. (NYSE: HCC) today announced that its Board of Directors has authorized a new share repurchase program that provides for the repurchase of up to an aggregate of $300 million of the Company’s common stock. “We continue to view HCC’s shares as an attracti

HCC Insurance Holdings, Inc. and Subsidiaries Statement of Ratios (unaudited, in thousands except ratios) Six months ended June 30, Three months ended June 30, 2012 2011 2012 2011 Net loss ratio Loss and loss adjustment expense, net $ 665,753 $ 681,8

Exhibit 12 HCC Insurance Holdings, Inc. and Subsidiaries Statement of Ratios (unaudited, in thousands except ratios) Six months ended June 30, Three months ended June 30, 2012 2011 2012 2011 Net loss ratio Loss and loss adjustment expense, net $ 665,753 $ 681,868 $ 336,825 $ 334,282 Net earned premium 1,112,472 1,032,731 565,331 524,251 Net loss ratio (1) 59.8 % 66.0 % 59.6 % 63.8 % (Net loss rati

RESTRICTED STOCK AWARD AGREEMENT UNDER THE HCC INSURANCE HOLDINGS, INC. 2008 FLEXIBLE INCENTIVE PLAN

EXHIBIT 10.3 RESTRICTED STOCK AWARD AGREEMENT UNDER THE HCC INSURANCE HOLDINGS, INC. 2008 FLEXIBLE INCENTIVE PLAN This Restricted Stock Award Agreement (the “Agreement”) is entered into effective as of the date of grant set forth on the signature page below (the “Grant Date”) by and between HCC Insurance Holdings, Inc., a Delaware corporation (the “Company”), and the undersigned employee of the Co

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

10-Q 1 d390611d10q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Quarterly Period Ended June 30, 2012. ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 from to Commission file number 001-13790

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 31, 2012 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of (Commission File Numbe

HCC INSURANCE HOLDINGS REPORTS STRONG EARNINGS GROWTH FOR THE SECOND QUARTER OF 2012

Exhibit 99.1 HCC INSURANCE HOLDINGS REPORTS STRONG EARNINGS GROWTH FOR THE SECOND QUARTER OF 2012 Second Quarter 2012 Highlights: · Annualized operating return on equity(a) of 11.3% · Net earnings of $93.5 million, or $0.92 per diluted share · Net earned premium increased 8% to $565.3 million · GAAP combined ratio of 84.9% · 1.9 million shares of common stock repurchased for $59.5 million at an av

- 11-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K FOR ANNUAL REPORTS OF EMPLOYEE STOCK PURCHASE, SAVINGS AND SIMILAR PLANS PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark one) x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2011 OR o TRANSITION REPORT PUR

PRESENTATION SLIDES HCC Investors Conference 2012 June 7, 2012

Exhibit 99.1 PRESENTATION SLIDES HCC Investors Conference 2012 June 7, 2012 See Notice About This Presentation Notice About This Presentation ABOUT FORWARD-LOOKING STATEMENTS: This presentation contains certain “forward-looking statements” within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934, which are intended to be covered by the

Regulation FD Disclosure, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 6, 2012 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of (Commission File Number

SECOND AMENDED AND RESTATED BYLAWS HCC INSURANCE HOLDINGS, INC. (Effective as of May 23, 2012)

EX-3.1 2 a12-131221ex3d1.htm EX-3.1 Exhibit 3.1 SECOND AMENDED AND RESTATED BYLAWS OF HCC INSURANCE HOLDINGS, INC. (Effective as of May 23, 2012) TABLE OF CONTENTS Page ARTICLE I. — MEETINGS OF STOCKHOLDERS 1 1.1. Time and Place of Meetings. 1 1.2. Annual Meetings. 1 1.3. Special Meetings. 3 1.4. Notice of Annual or Special Meeting. 4 1.5. Quorum of Stockholders. 5 1.6. Conduct of the Stockholders

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 25, 2012 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of (Commission File Number

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 15, 2012 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of (Commission File Number

AMENDMENT TO EMPLOYMENT AGREEMENT

Exhibit 10.1 EXECUTION COPY AMENDMENT TO EMPLOYMENT AGREEMENT This Amendment (the “Amendment”) to the Employment Agreement, dated as of May 5, 2009 (the “Agreement”), by and between HCC Insurance Holdings, Inc., a Delaware corporation (“HCC”), and John N. Molbeck, Jr. (“Executive”) is made and entered into as of May 15, 2012. HCC and Executive are sometimes collectively referred to herein as the “

- DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin

AMENDMENT TO EMPLOYMENT AGREEMENT

Exhibit 10.2 EXECUTION COPY AMENDMENT TO EMPLOYMENT AGREEMENT This Amendment (the “Amendment”) to the Employment Agreement, dated effective as of May 1, 2011 (the “Agreement”), by and between HCC Insurance Holdings, Inc., a Delaware corporation (“HCC”), and Christopher J. Williams, Jr. (“Executive”) is made and entered into as of May 15, 2012. HCC and Executive are sometimes collectively referred

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

10-Q 1 d342308d10q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q þ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Quarterly Period Ended March 31, 2012. ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 from to Commission file number 001-13790 HCC Insurance Ho

HCC Insurance Holdings, Inc. and Subsidiaries Statement of Ratios (unaudited, in thousands except ratios) Three months ended March 31, 2012 2011 Net loss ratio Loss and loss adjustment expense, net $ 328,928 $ 347,586 Net earned premium 547,141 508,4

EX-12 2 d342308dex12.htm STATEMENT OF RATIOS Exhibit 12 HCC Insurance Holdings, Inc. and Subsidiaries Statement of Ratios (unaudited, in thousands except ratios) Three months ended March 31, 2012 2011 Net loss ratio Loss and loss adjustment expense, net $ 328,928 $ 347,586 Net earned premium 547,141 508,480 Net loss ratio (1) 60.1 % 68.4 % (Net loss ratio = incurred loss and loss adjustment expens

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 1, 2012 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of (Commission File Number)

HCC INSURANCE HOLDINGS REPORTS RESULTS FOR THE FIRST QUARTER OF 2012

Exhibit 99.1 HCC INSURANCE HOLDINGS REPORTS RESULTS FOR THE FIRST QUARTER OF 2012 First Quarter 2012 Highlights: · Annualized operating return on equity(a) of 11.1% · Gross written premium increased 5% to $682.7 million · Net earnings of $82.6 million and net earnings per diluted share of $0.79 · GAAP combined ratio of 85.2%, including 1.3 percentage points for catastrophes · 2.2 million shares of

- HCC INSURANCE HOLDINGS, INC. - DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14a-6(e)(2)) Definitive Prox

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 4, 2012 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdiction of (Commission File Numbe

SECOND AMENDMENT TO EMPLOYMENT AGREEMENT

Exhibit 10.1 EXECUTION COPY SECOND AMENDMENT TO EMPLOYMENT AGREEMENT This Second Amendment (the “Amendment”) to the Employment Agreement, dated effective as of March 1, 2007 (as previously amended, the “Agreement”), by and between HCC Insurance Holdings, Inc., a Delaware corporation (“HCC”), and Craig J. Kelbel (“Executive”) is made and entered into as of March 30, 2012. HCC and Executive are some

[HCC SERVICE COMPANY, INC.]

Exhibit 10.2 [HCC SERVICE COMPANY, INC.] Barry J. Cook By email Dear Barry: I refer to our discussions regarding your new term of employment from 1 January 2012. I propose that you continue to be employed on the terms and conditions set out in your service agreement dated 7 May 2009 (“Service Agreement”) save as provided for in this letter. In clause 2.1 of the Service Agreement, the term will be

HCC INSURANCE HOLDINGS ANNOUNCES WILLIAM N. BURKE AS CHIEF OPERATING OFFICER

EX-99.1 3 a12-80331ex99d1.htm EX-99.1 Exhibit 99.1 HCC INSURANCE HOLDINGS ANNOUNCES WILLIAM N. BURKE AS CHIEF OPERATING OFFICER HOUSTON (March 21, 2012) . . . HCC Insurance Holdings, Inc. (NYSE: HCC) today announced that William N. Burke was appointed to serve as Executive Vice President and Chief Operating Officer of HCC effective March 24, 2012. In addition, HCC announced that it expects Mr. Bur

EMPLOYMENT AGREEMENT

Exhibit 10.1 Execution Copy EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (the “Agreement”) is entered into and effective on March 24, 2012 (the “Effective Date”), between HCC INSURANCE HOLDINGS, INC. (“HCC” or “Company”) and William N. Burke (“Executive”), sometimes collectively referred to herein as the “Parties.” R E C I T A L S: WHEREAS, Executive is to be employed as Executive Vice President

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K 1 a12-803318k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 21, 2012 HCC INSURANCE HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-13790 76-0336636 (State or other jurisdictio

- S-3ASR

S-3ASR 1 a2208330zs-3asr.htm S-3ASR QuickLinks - Click here to rapidly navigate through this document As filed with the Securities and Exchange Commission on March 23, 2012 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 HCC Insurance Holdings, Inc. (Exact name of Registrant as specified

HCC INSURANCE HOLDINGS, INC. AND SUBSIDIARIES STATEMENT OF RATIO OF EARNINGS TO COMBINED FIXED CHARGES AND PREFERENCE DIVIDENDS (in thousands, except ratios)

Exhibit 12.2 HCC INSURANCE HOLDINGS, INC. AND SUBSIDIARIES STATEMENT OF RATIO OF EARNINGS TO COMBINED FIXED CHARGES AND PREFERENCE DIVIDENDS (in thousands, except ratios) Years ended December 31, 2011 2010 2009 2008 2007 Ratio of earnings to fixed charges Interest factor of rent expense (1) $ 5,390 $ 5,294 $ 5,277 $ 4,581 $ 4,067 Interest expense 23,070 21,348 16,164 20,362 16,270 Capitalized inte

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE o Check if an Application to Determine Eligibility of a Trustee Pursuant t

Exhibit 25.3 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE o Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) U.S. BANK NATIONAL ASSOCIATION (Exact name of Trustee as specified in its charter) 31-0841368 I.R.S. Employer Identif

CERTIFICATE OF TRUST OF HCC CAPITAL TRUST I

Exhibit 3.3 CERTIFICATE OF TRUST OF HCC CAPITAL TRUST I This Certificate of Trust of HCC Capital Trust I (the “Trust”) is being duly executed and filed by the undersigned, as trustee, to form a business trust under the Delaware Business Trust Act (12 Del. C. Section 3801 et seq.) (the “Act”). 1. Name. The name of the business trust being formed hereby is HCC Capital Trust I. 2. Delaware Trustee. T

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF U.S. BANK TRUST NATIONAL ASSOCIATION AS GUARANTEE TRUSTEE UNDER THE GUARANTEE OF HCC INSURANCE HOLDINGS

Exhibit 25.6 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF U.S. BANK TRUST NATIONAL ASSOCIATION AS GUARANTEE TRUSTEE UNDER THE GUARANTEE OF HCC INSURANCE HOLDINGS, INC. FOR THE BENEFIT OF THE HOLDERS OF TRUST PREFERRED SECURITIES OF HCC CAPITAL TRUST I Check if an Application to Determine Eligibili

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF U.S. BANK TRUST NATIONAL ASSOCIATION AS GUARANTEE TRUSTEE UNDER THE GUARANTEE OF HCC INSURANCE HOLDINGS

EX-25.7 16 a2208330zex-257.htm EX-25.7 Exhibit 25.7 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF U.S. BANK TRUST NATIONAL ASSOCIATION AS GUARANTEE TRUSTEE UNDER THE GUARANTEE OF HCC INSURANCE HOLDINGS, INC. FOR THE BENEFIT OF THE HOLDERS OF TRUST PREFERRED SECURITIES OF HCC CAPITAL TRUST II Check

DATED AS OF , 20 HCC INSURANCE HOLDINGS, INC. as Issuer, as Trustee Providing for Issuance of Debt Securities in Series

Exhibit 4.1 INDENTURE DATED AS OF , 20 BETWEEN HCC INSURANCE HOLDINGS, INC. as Issuer, AND as Trustee Providing for Issuance of Debt Securities in Series TABLE OF CONTENTS Page RECITALS 1 ARTICLE I. DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 1 Section 1.01. Definitions 1 Section 1.02. Compliance Certificates and Opinions 7 Section 1.03. Form of Documents Delivered to Trustee 7 Section

SUBORDINATED INDENTURE DATED AS OF , 20 HCC INSURANCE HOLDINGS, INC. as Issuer, as Trustee Providing for Issuance of Debt Securities in Series

Exhibit 4.2 SUBORDINATED INDENTURE DATED AS OF , 20 BETWEEN HCC INSURANCE HOLDINGS, INC. as Issuer, AND as Trustee Providing for Issuance of Debt Securities in Series TABLE OF CONTENTS Page RECITALS 1 ARTICLE I. DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 1 Section 1.01. Definitions 1 Section 1.02. Compliance Certificates and Opinions 7 Section 1.03. Form of Documents Delivered to Trus

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF U.S. BANK TRUST NATIONAL ASSOCIATION AS PROPERTY TRUSTEE FOR THE AMENDED AND RESTATED TRUST AGREEMENT O

Exhibit 25.4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF U.S. BANK TRUST NATIONAL ASSOCIATION AS PROPERTY TRUSTEE FOR THE AMENDED AND RESTATED TRUST AGREEMENT OF HCC CAPITAL TRUST I Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) o U.S. BANK TRUST NATIO

CERTIFICATE OF TRUST OF HCC CAPITAL TRUST II

Exhibit 3.4 CERTIFICATE OF TRUST OF HCC CAPITAL TRUST II This Certificate of Trust of HCC Capital Trust II (the “Trust”) is being duly executed and filed by the undersigned, as trustee, to form a business trust under the Delaware Business Trust Act (12 Del. C. Section 3801 et seq.) (the “Act”). 1. Name. The name of the business trust being formed hereby is HCC Capital Trust II. 2. Delaware Trustee

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF U.S. BANK TRUST NATIONAL ASSOCIATION AS PROPERTY TRUSTEE FOR THE AMENDED AND RESTATED TRUST AGREEMENT O

EX-25.5 14 a2208330zex-255.htm EX-25.5 Exhibit 25.5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF U.S. BANK TRUST NATIONAL ASSOCIATION AS PROPERTY TRUSTEE FOR THE AMENDED AND RESTATED TRUST AGREEMENT OF HCC CAPITAL TRUST II Check if an Application to Determine Eligibility of a Trustee Pursuant to S