Mga Batayang Estadistika
| LEI | 549300S7N70O2ERKYG47 |
| CIK | 910068 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Western Asset High Income Opportunity Fund Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| May 30, 2025 |
Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 May 30, 2025 CORRESP Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 May 30, 2025 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
|
| March 7, 2025 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule 14a-12 WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. |
|
| November 20, 2024 |
FOURTH AMENDED AND RESTATED BYLAWS OF WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. |
|
| November 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2024 Western Asset High Income Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-07920 13-3735236 (State or other jurisdiction of |
|
| March 6, 2024 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Section 240. |
|
| February 14, 2024 |
SC 13G/A 1 fp0087161-6sc13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 1)* Western Asset High Income Opportunity Fund Inc. (Name of Issuer) Common (Title of Class of Securities) 95766K109 (CUSIP N |
|
| March 7, 2023 |
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Section 240. |
|
| February 28, 2023 |
NPORT-EX 2 LMF3100LM123122.htm WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. Schedule of investments (unaudited) December 31, 2022 (Percentages shown based on Fund net assets) SECURITY RATE MATURITY DATE FACE AMOUNT† VALUE CORPORATE BONDS & NOTES - 89.7% COMMUNICATION SERVICES - 14.2% Diversified Telecommunication Services - 3.0% Altice Financing SA, Senior Secured Notes 5.000 % 1/15/28 1,910,00 |
|
| February 14, 2023 |
SC 13G 1 fp0082124-9sc13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 0)* Western Asset High Income Opportunity Fund Inc. (Name of Issuer) Common (Title of Class of Securities) 95766K109 (CUSIP Numb |
|
| August 25, 2022 |
NPORT-EX 2 LMF3100LM063022.htm WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. (Percentages shown based on Fund net assets) Schedule of investments (unaudited) June 30, 2022 SECURITY RATE MATURITY DATE FACE AMOUNT† VALUE CORPORATE BONDS & NOTES - 91.5% COMMUNICATION SERVICES - 15.0% Diversified Telecommunication Services - 2.7% Altice Financing SA, Senior Secured Notes 5.000 % 1/15/28 2,600,000 $ |
|
| May 2, 2022 |
Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 May 2, 2022 CORRESP 1 filename1.htm Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 May 2, 2022 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Attention: Jeff Long Re: The Registrants (the “Registrants”) and Fund (the “Funds”) Listed in Annex A Dear Mr. Long: On behalf of the Registrants,1 we are filing this letter to resp |
|
| March 1, 2022 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Section 240. |
|
| February 25, 2022 |
NPORT-EX 2 LMF3100LM123121.htm WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. Schedule of investments (unaudited) December 31, 2021 (Percentages shown based on Fund net assets) SECURITY RATE MATURITY DATE FACE AMOUNT† VALUE CORPORATE BONDS & NOTES - 90.0% COMMUNICATION SERVICES - 14.5% Diversified Telecommunication Services - 2.5% Altice France Holding SA, Senior Notes 6.000 % 2/15/28 1,720,000 $ |
|
| August 24, 2021 |
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. Schedule of investments (unaudited) June 30, 2021 SECURITY RATE MATURITY DATE FACE AMOUNT† VALUE CORPORATE BONDS & NOTES - 90.8% COMMUNICATION SERVICES - 17.0% Diversified Telecommunication Services - 3.2% Altice France Holding SA, Senior Secured Notes 10.500 % 5/15/27 3,590,000 $ 3,993,929 (a) Altice France SA, Senior Secured Notes 7.375 % 5/1/26 4, |
|
| March 1, 2021 |
- WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Section 240. |
|
| February 26, 2021 |
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. Schedule of investments (unaudited) December 31, 2020 SECURITY RATE MATURITY DATE FACE AMOUNT† VALUE CORPORATE BONDS & NOTES - 91.9% COMMUNICATION SERVICES - 18.4% Diversified Telecommunication Services - 4.7% Altice France Holding SA, Senior Secured Notes 10.500 % 5/15/27 3,590,000 $ 4,036,506 (a) Altice France SA, Senior Secured Notes 7.375 % 5/1/2 |
|
| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 3)* Western Asset High Income Opportunity Fund Inc. (Name of Issuer) Common (Title of Class of Securities) 95766K109 (CUSIP Number) Marcus Collins RiverNorth |
|
| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Western Asset High Income Opportunity Fund Inc (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 95766K109 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box t |
|
| November 23, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Western Asset High Income Opportunity Fund Inc (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 95766K109 (CUSIP Number) November 20, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to d |
|
| November 20, 2020 |
SC TO-I/A As filed with the Securities and Exchange Commission on November 20, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| November 20, 2020 |
Press Release issued on November 17, 2020 (filed herewith). EX-99.(a)(5)(ii) Exhibit (a)(5)(ii) WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. ANNOUNCES PRELIMINARY RESULTS OF ISSUER TENDER OFFER FOR COMMON STOCK NEW YORK – (BUSINESS WIRE) – November 17, 2020 - Western Asset High Income Opportunity Fund Inc. (NYSE: HIO) (the “Fund”) announced today the expiration and preliminary results for its issuer tender offer for up to 25% of the outstanding shares o |
|
| November 20, 2020 |
Press Release issued on November 19, 2020 (filed herewith). EX-99.(a)(5)(iii) Exhibit (a)(5)(iii) WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. ANNOUNCES FINAL RESULTS OF ISSUER TENDER OFFER FOR COMMON STOCK NEW YORK – (BUSINESS WIRE) – November 19, 2020 - Western Asset High Income Opportunity Fund Inc. (NYSE: HIO) (the “Fund”) announced today the final results for its issuer tender offer for up to 25% of the outstanding shares of common stock (“Shares”) |
|
| October 19, 2020 |
LETTER OF TRANSMITTAL TO TENDER SHARES OF WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. Exhibit (a)(1)(ii) Exhibit (a)(1)(ii) LETTER OF TRANSMITTAL TO TENDER SHARES OF WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. |
|
| October 19, 2020 |
Exhibit (a)(1)(iv) Exhibit (a)(1)(iv) OFFER BY WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. |
|
| October 19, 2020 |
Exhibit (a)(1)(iii) Exhibit (a)(1)(iii) OFFER BY WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. |
|
| October 19, 2020 |
Exhibit (a)(1)(v) Exhibit (a)(1)(v) WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. |
|
| October 19, 2020 |
Exhibit (a)(1)(i) Table of Contents Exhibit (a)(1)(i) OFFER TO PURCHASE WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. |
|
| October 19, 2020 |
SC TO-I As filed with the Securities and Exchange Commission on October 19, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| August 25, 2020 |
HTML WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. Schedule of investments (unaudited) June 30, 2020 SECURITY RATE MATURITY DATE FACE AMOUNT† VALUE CORPORATE BONDS & NOTES - 90.1% COMMUNICATION SERVICES - 18.9% Diversified Telecommunication Services - 4.1% Altice France Holding SA, Senior Secured Notes 10.500 % 5/15/27 3,790,000 $ 4,191,456 (a) Altice France SA, Senior Secured Notes 7.375 % 5/1/ |
|
| August 18, 2020 |
EX-99.1 Exhibit 99.1 THIRD AMENDED AND RESTATED BYLAWS OF WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. A Maryland Corporation ARTICLE I OFFICES SECTION 1. Principal Office in Maryland. Western Asset High Income Opportunity Fund Inc. (the “Corporation”) shall have a principal office at such place as the Board of Directors may designate. SECTION 2. Other Offices. The Corporation may have offices |
|
| August 18, 2020 |
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2020 Western Asset High Income Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-07920 13-3735236 (State or other jurisdiction o |
|
| August 14, 2020 |
- WESTERN ASSET HIGH INCOME OPPORTUNITY FUND Western Asset High Income Opportunity Fund As filed with the Securities and Exchange Commission on August 14, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| June 26, 2020 |
- LEGG MASON CLOSED-END FUNDS - PROXY STATEMENTS VOTING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
|
| June 23, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 7)* Western Asset High Income Opportunity Fund Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 95766K109 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention |
|
| June 22, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
|
| June 22, 2020 |
- WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. Western Asset High Income Opportunity Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Co |
|
| June 18, 2020 |
DEFA14A 1 f6159d1.htm LEGG MASON CLOSED-END FUNDS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (a |
|
| June 15, 2020 |
- WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. Western Asset High Income Opportunity Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Co |
|
| June 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
|
| June 8, 2020 |
- WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. Western Asset High Income Opportunity Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Co |
|
| June 8, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [] Definitive Pro |
|
| June 4, 2020 |
- WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. Western Asset High Income Opportunity Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Co |
|
| June 4, 2020 |
- WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. Western Asset High Income Opportunity Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Co |
|
| May 27, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [] Definitive Pro |
|
| May 26, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
|
| May 26, 2020 |
- WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. Western Asset High Income Opportunity Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Co |
|
| May 22, 2020 |
- WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. Western Asset High Income Opportunity Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Co |
|
| May 22, 2020 |
- WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. Western Asset High Income Opportunity Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Co |
|
| May 22, 2020 |
- WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. Western Asset High Income Opportunity Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Co |
|
| May 20, 2020 |
- WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. Western Asset High Income Opportunity Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Co |
|
| May 20, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
|
| May 18, 2020 |
- WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. Western Asset High Income Opportunity Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Co |
|
| May 18, 2020 |
DEFA14A 1 f5731d1.htm LEGG MASON CLOSED-END FUNDS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (a |
|
| May 15, 2020 |
DEFA14A 1 f5679d1.htm LEGG MASON CLOSED-END FUNDS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (a |
|
| May 14, 2020 |
DEFA14A 1 f5663d1.htm LEGG MASON CLOSED-END FUNDS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (a |
|
| May 6, 2020 |
- WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. Western Asset High Income Opportunity Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Co |
|
| May 1, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
|
| April 30, 2020 |
- WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
| April 21, 2020 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
| April 20, 2020 |
BWG / Legg Mason BW Global Income Opportunities Fund Inc. DEFA14A - - LEGG MASON CLOSED-END FUNDS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
|
| April 17, 2020 |
Saba Capital Management, L.P. DEFC14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
|
| April 16, 2020 |
HIO / Western Asset High Income Opportunity Income Fund, Inc. DEFA14A - - HIO SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
| April 16, 2020 |
HIO / Western Asset High Income Opportunity Income Fund, Inc. DEFA14A - - HIO SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
| April 16, 2020 |
BWG / Legg Mason BW Global Income Opportunities Fund Inc. DEF 14A - - LEGG MASON CLOSED-END FUNDS Legg Mason Closed-End Funds UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| April 9, 2020 |
BWG / Legg Mason BW Global Income Opportunities Fund Inc. PRER14A - - LEGG MASON CLOSED-END FUNDS Legg Mason Closed-End Funds UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| April 9, 2020 |
Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 April 9, 2020 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D. |
|
| April 7, 2020 |
Saba Capital Management, L.P. PREC14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confide |
|
| April 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 6)* Western Asset High Income Opportunity Fund, Inc. (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 95766K109 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michae |
|
| April 3, 2020 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2020 Western Asset High Income Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-07920 13-3735236 (State or other jurisdiction of |
|
| April 3, 2020 |
EX-99.1 Exhibit 99.1 The bylaws of the Fund are hereby amended and restated to include the following as Article II, Section 3(b) immediately following Article II, Section 3 (now Article II, Section 3(a) in the Second Amended and Restated Bylaws): (b) Notwithstanding anything to the contrary in these Bylaws, the Board or a committee of the Board authorized for such purpose may determine at any time |
|
| March 25, 2020 |
Legg Mason Closed-End Funds UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| March 25, 2020 |
Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 COVER Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 March 25, 2020 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D. |
|
| March 13, 2020 |
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Co |
|
| March 10, 2020 |
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Co |
|
| March 2, 2020 |
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Co |
|
| February 26, 2020 |
HTML WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. Schedule of investments (unaudited) December 31, 2019 SECURITY RATE MATURITY DATE FACE AMOUNT† VALUE CORPORATE BONDS & NOTES - 83.9% COMMUNICATION SERVICES - 17.3% Diversified Telecommunication Services - 1.7% Cogent Communications Group Inc., Senior Secured Notes 5.375 % 3/1/22 1,170,000 $ 1,225,940 (a) Intelsat Jackson Holdings SA, Senior Note |
|
| February 26, 2020 |
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Co |
|
| February 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* WESTERN ASSET HIGH INCOME OPPORTUNITY FUND, INC. (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 95766K109 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michae |
|
| February 21, 2020 |
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Co |
|
| February 20, 2020 |
Western Asset High Income Opportunity Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Co |
|
| February 19, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Western Asset High Income Opportunity Fund, Inc. (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 95766K109 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michae |
|
| February 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Western Asset High Income Opportunity Fund, Inc. (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 95766K109 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michae |
|
| February 14, 2020 |
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Co |
|
| February 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Western Asset High Income Opportunity Fund Inc. (Name of Issuer) Common (Title of Class of Securities) 95766K109 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
|
| February 4, 2020 |
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Co |
|
| January 29, 2020 |
DEF 14A 1 d834737ddef14a.htm WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Con |
|
| November 4, 2019 |
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2019 Western Asset High Income Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-07920 13-3735236 (State or other jurisdiction |
|
| November 4, 2019 |
EX-99.1 Exhibit 99.1 AMENDED AND RESTATED BYLAWS OF WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. A Maryland Corporation ARTICLE I OFFICES SECTION 1. Principal Office in Maryland. Western Asset High Income Opportunity Fund Inc. (the “Corporation”) shall have a principal office at such place as the Board of Directors may designate. SECTION 2. Other Offices. The Corporation may have offices also a |
|
| October 1, 2019 |
Legg Mason Partners Income Trust CORRESP - - CORRESP 1 filename1.htm Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 October 1, 2019 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Attention: Ken Ellington Re: The Registrants (the “Registrants”) and Fund (the “Funds”) Listed in Annex A Dear Mr. Ellington: On August 29, on behalf of the Registrants,1 we fil |
|
| September 11, 2019 |
SC 13D/A 1 p19-1907sc13da.htm WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Western Asset High Income Opportunity Fund Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 95766K109 (CUSIP Number) Saba Capital |
|
| August 29, 2019 |
Legg Mason Partners Income Trust CORRESP - - LEGG MASON PARTNERS INCOME TRUST Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 August 29, 2019 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
|
| August 27, 2019 |
HIO / Western Asset High Income Opportunity Income Fund, Inc. NPORT-EX - - HTML WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. Schedule of investments (unaudited) June 30, 2019 SECURITY RATE MATURITY DATE FACE AMOUNT† VALUE CORPORATE BONDS & NOTES - 84.2% COMMUNICATION SERVICES - 17.9% Diversified Telecommunication Services - 1.9% Cogent Communications Group Inc., Senior Secured Notes 5.375 % 3/1/22 1,170,000 $ 1,216,800 (a) Intelsat Jackson Holdings SA, Senior Notes 5. |
|
| June 17, 2019 |
Saba Capital Management, L.P.: Schedule 13D/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Western Asset High Income Opportunity Fund, Inc. (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 95766K109 (CUSIP Number) Saba Capital Management, |
|
| March 14, 2019 |
SC 13D 1 schedule13d-hio.htm FORM SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No.)* Western Asset High Income Opportunity Fund, Inc. (Name of Issuer) Common Shares, $0.0001 par value (Title of Class of Securities) 95766K109 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floo |
|
| February 28, 2019 |
N-Q 1 d675935dnq.htm WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. (HIO) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07920 Western Asset High Income Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Aven |
|
| February 28, 2019 |
EX-99.CERT 2 d675935dex99cert.htm CERTIFICATIONS CERTIFICATIONS PURSUANT TO SECTION 302 EX-99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Western Asset High Income Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements m |
|
| February 14, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Western Asset High Income Opportunity Fund Inc. (Name of Issuer) Common (Title of Class of Securities) 95766K109 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
|
| January 15, 2019 |
Western Asset High Income Opportunity Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as |
|
| January 10, 2019 |
Saba Capital Management, L.P. - Schedule 13G/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.1)* Western Asset High Income Opportunity Fund, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 95766K109 (CUSIP Number) January 7, 2019 (Date of Ev |
|
| January 2, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2018 Western Asset High Income Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 81 |
|
| January 2, 2019 |
EX-99.1 Exhibit 99.1 CERTAIN CLOSED-END FUNDS ADVISED BY LEGG MASON PARTNERS FUND ADVISOR, LLC ANNOUNCE APPOINTMENT OF NEW DIRECTOR AND RETIREMENTS New York – (Business Wire) – January 2, 2019 ClearBridge MLP and Midstream Fund Inc. (NYSE: CEM), ClearBridge Energy Midstream Opportunity Fund Inc. (NYSE: EMO), ClearBridge MLP and Midstream Total Return Fund Inc. (NYSE: CTR), BrandywineGLOBAL - Globa |
|
| August 28, 2018 |
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07920 Western Asset High Income Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, N |
|
| August 28, 2018 |
EX-99.CERT 2 d547056dex99cert.htm CERTIFICATIONS CERTIFICATIONS PURSUANT TO SECTION 302 EX-99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Western Asset High Income Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements m |
|
| March 5, 2018 |
SC 13G 1 sched13g.htm FORM SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* WESTERN ASSET HIGH INCOME OPPORTUNITY FUND, INC. (Name of Issuer) Common Stock, 0.001 par value (Title of Class of Securities) 95766K109 (CUSIP Number) February 23, 2018 (Date of Event which Requires Filing of this Stateme |
|
| February 26, 2018 |
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07920 Western Asset High Income Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, N |
|
| February 26, 2018 |
Certifications CERTIFICATIONS PURSUANT TO SECTION 302 EX-99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Western Asset High Income Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
|
| February 14, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Western Asset High Income Opportunity Fund Inc. (Name of Issuer) Common (Title of Class of Securities) 95766K109 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
|
| January 10, 2018 |
ClearBridge American Energy MLP Fund Inc. (NYSE: CBA), ClearBridge Energy MLP Fund Inc. (NYSE: CEM), ClearBridge Energy MLP Opportunity Fund Inc. (NYSE: EMO), ClearBridge Energy MLP Total Return Fund Inc. (NYSE: CTR), BrandywineGLOBAL - Global Income Opportunities Fund Inc. (NYSE: BWG), LMP Capital and Income Fund Inc. (NYSE: SCD), Western Asset Corporate Loan Fund Inc. (NYSE: TLI), EnTrustPermal |
|
| December 22, 2017 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Section 240. |
|
| August 24, 2017 |
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07920 Western Asset High Income Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, N |
|
| August 24, 2017 |
EX-99.CERT 2 d389364dex99cert.htm CERTIFICATIONS Exhibit 99.CERT CERTIFICATIONS PURSUANT TO SECTION 302 EX-99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Western Asset High Income Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make |
|
| August 16, 2017 |
EX-16.1 Exhibit 16.1 (Firm Letterhead) August 16, 2017 Securities and Exchange Commission Washington, D.C. 20549 Ladies and Gentlemen: We were previously principal accountants for Western Asset High Income Opportunity Fund Inc. (the ?Fund?) and, under the date of November 21, 2016, we reported on the financial statements of the Fund as of and for the year ended September 30, 2016. On August 14, 20 |
|
| August 16, 2017 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2017 Western Asset High Income Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-07920 13-3735236 (State or other jurisdiction o |
|
| May 16, 2017 |
ClearBridge American Energy MLP Fund Inc. (NYSE: CBA), ClearBridge Energy MLP Fund Inc. (NYSE: CEM), ClearBridge Energy MLP Opportunity Fund Inc. (NYSE: EMO), ClearBridge Energy MLP Total Return Fund Inc. (NYSE: CTR), Legg Mason BW Global Income Opportunities Fund Inc. (NYSE: BWG), LMP Capital and Income Fund Inc. (NYSE: SCD), Western Asset Corporate Loan Fund Inc. (NYSE: TLI), EnTrustPermal Hedge |
|
| February 24, 2017 |
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07920 Western Asset High Income Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, N |
|
| February 24, 2017 |
EX-99.CERT 2 d306157dex99cert.htm CERTIFICATIONS Exhibit 99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Western Asset High Income Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
|
| December 22, 2016 |
Western Asset High Income Opportunity Income Fund WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. DEF 14A 1 d308241ddef14a.htm WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for U |
|
| October 3, 2016 |
Opinion of Simpson Thacher & Bartlett LLP Exhibit 12 Simpson Thacher & Bartlett LLP 425 LEXINGTON AVENUE NEW YORK, NY 10017-3954 TELEPHONE: +1-212-455-2000 FACSIMILE: +1-212-455-2502 August 26, 2016 Western Asset Managed High Income Fund Inc. |
|
| October 3, 2016 |
Western Asset High Income Opportunity Income Fund WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. Western Asset High Income Opportunity Fund Inc. As filed with the Securities and Exchange Commission on October 3, 2016 Securities Act File No. 333-208957 Investment Company Act File No. 811-07920 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ? Pre-Effective Amendment No. x Post-Effective Amendment No. 2 WE |
|
| August 24, 2016 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Western Asset High Income Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
|
| August 24, 2016 |
N-Q 1 d229541dnq.htm WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07920 Western Asset High Income Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49 |
|
| August 24, 2016 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Western Asset High Income Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
|
| August 24, 2016 |
N-Q 1 d229541dnq.htm WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07920 Western Asset High Income Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49 |
|
| August 1, 2016 |
Western Asset High Income Opportunity Income Fund WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. [ ] Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)). [ ] Definitive Proxy Statement. [X] De |
|
| July 27, 2016 |
Western Asset High Income Opportunity Income Fund WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. [ ] Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)). [ ] Definitive Proxy Statement. [X] De |
|
| July 13, 2016 |
Western Asset High Income Opportunity Income Fund WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. [ ] Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)). [ ] Definitive Proxy Statement. [X] De |
|
| July 1, 2016 |
Western Asset High Income Opportunity Income Fund DEFA14A SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. |
|
| June 16, 2016 |
Western Asset High Income Opportunity Income Fund DEFA14A DEFA14A SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. |
|
| June 14, 2016 |
Western Asset Intermediate Muni Fund ESP SEC Correspondence Letter June 14, 2016 VIA EDGAR Megan Miller and Lauren Hamilton Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
|
| June 6, 2016 |
Western Asset High Income Opportunity Income Fund DEFA14A DEFA14A SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. |
|
| June 1, 2016 |
Western Asset Intermediate Muni Fund ESP SEC Correspondence Letter June 1, 2016 VIA EDGAR Megan Miller and Lauren Hamilton Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
|
| May 26, 2016 |
See Notes to Financial Statements. Registrant's Semi-Annual Report to Stockholders Table of Contents Exhibit 17(f) Semi-Annual Report March 31, 2016 WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. |
|
| May 26, 2016 |
Western Asset High Income Opportunity Income Fund WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. POS 8C 1 d109853dpos8c.htm WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. As filed with the Securities and Exchange Commission on May 26, 2016 Securities Act File No. 333-208957 Investment Company Act File No. 811-07920 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ¨ Pre-Effective Amendment No. x Post-Effe |
|
| May 23, 2016 |
Western Asset High Income Opportunity Income Fund ESP Acceleration Request Jay Williamson Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
|
| May 23, 2016 |
Western Asset High Income Opportunity Income Fund ESP Response Letter May 23, 2016 VIA EDGAR Jay Williamson Senior Counsel Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
|
| May 17, 2016 |
EVERY STOCKHOLDER’S VOTE IS IMPORTANT EX-99.17(A) 4 d109853dex9917a.htm FORMS OF PROXY CARD EVERY STOCKHOLDER’S VOTE IS IMPORTANT EASY VOTING OPTIONS: VOTE ON THE INTERNET Log on to: www.proxy-direct.com or scan the QR code Follow the on-screen instructions available 24 hours VOTE BY PHONE Call 1-800-337-3503 Follow the recorded instructions available 24 hours VOTE BY MAIL Vote, sign and date this Proxy Card and return in the postage- |
|
| May 17, 2016 |
As filed with the Securities and Exchange Commission on May 17, 2016 Western Asset High Income Opportunity Fund Inc. Table of Contents As filed with the Securities and Exchange Commission on May 17, 2016 Securities Act File No. 333-208957 Investment Company Act File No. 811-07920 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x Pre-Effective Amendment No. 3 ¨ Post-Effective A |
|
| May 17, 2016 |
SEC Response Letter May 17, 2016 VIA EDGAR Jay Williamson Senior Counsel Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
|
| May 17, 2016 |
Consent of Independent Registered Public Accounting Firm Consent for Western Asset Managed High Income Fund Inc. Consent of Independent Registered Public Accounting Firm The Board of Directors and Shareholders Western Asset Managed High Income Fund Inc.: We consent to the use of our report dated April 21, 2016, with respect to the financial statements of Western Asset Managed High Income Fund Inc. as of February 29, 2016, incorporated herein by referenc |
|
| May 17, 2016 |
Consent of Independent Registered Public Accounting Firm EX-99.14(B) 3 d109853dex9914b.htm CONSENT FOR WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. Consent of Independent Registered Public Accounting Firm The Board of Directors and Shareholders Western Asset High Income Opportunity Fund Inc.: We consent to the use of our report dated November 19, 2015, with respect to the financial statements of Western Asset High Income Opportunity Fund Inc. as of S |
|
| April 7, 2016 |
SEC Response Letter April 7, 2016 VIA EDGAR Jay Williamson Senior Counsel Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
|
| April 7, 2016 |
Consent of Independent Registered Public Accounting Firm EX-99.(14)(A) 2 d109853dex9914a.htm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Independent Registered Public Accounting Firm The Board of Directors and Shareholders Western Asset Managed High Income Fund Inc.: We consent to the use of our report dated April 16, 2015, with respect to the financial statements of Western Asset Managed High Income Fund Inc. as of February 28, |
|
| April 7, 2016 |
Consent of Independent Registered Public Accounting Firm EX-99.(14)(B) 3 d109853dex9914b.htm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Independent Registered Public Accounting Firm The Board of Directors and Shareholders Western Asset High Income Opportunity Fund Inc.: We consent to the use of our report dated November 19, 2015, with respect to the financial statements of Western Asset High Income Opportunity Fund Inc. as of Se |
|
| April 7, 2016 |
TRANSFER AGENCY AND SERVICES AGREEMENT TRANSFER AGENCY AND SERVICES AGREEMENT AGREEMENT, dated as of March 14, 2016 (the ?Effective Date?) by and between each of the investment companies listed on Schedule A attached hereto, as amended from time to time (each a ?Fund? and collectively the ?Funds?) and each having its principal place of business as listed on Schedule A, as amended from time to time, and Computershare Inc. |
|
| April 7, 2016 |
As filed with the Securities and Exchange Commission on April 7, 2016 Western Asset High Income Opportunity Fund Inc. Table of Contents As filed with the Securities and Exchange Commission on April 7, 2016 Securities Act File No. 333-208957 Investment Company Act File No. 811-07920 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x Pre-Effective Amendment No. 2 ¨ Post-Effective |
|
| March 31, 2016 |
LMP CAPITAL AND INCOME FUND INC. ("SCD") WESTERN ASSET EMERGING MARKETS DEBT FUND INC. ("ESD") WESTERN ASSET EMERGING MARKETS INCOME FUND INC. ("EMD") WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. ("GDO") WESTERN ASSET GLOBAL HIGH INCOME FUND INC. ("EHI") WESTERN ASSET GLOBAL PARTNERS INCOME FUND INC. ("GDF") WESTERN ASSET HIGH INCOME FUND II INC. ("HIX") WESTERN ASSET HIGH INCOME O |
|
| March 31, 2016 |
LMP CAPITAL AND INCOME FUND INC. ("SCD") WESTERN ASSET EMERGING MARKETS DEBT FUND INC. ("ESD") WESTERN ASSET EMERGING MARKETS INCOME FUND INC. ("EMD") WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. ("GDO") WESTERN ASSET GLOBAL HIGH INCOME FUND INC. ("EHI") WESTERN ASSET GLOBAL PARTNERS INCOME FUND INC. ("GDF") WESTERN ASSET HIGH INCOME FUND II INC. ("HIX") WESTERN ASSET HIGH INCOME O |
|
| March 31, 2016 |
LMP CAPITAL AND INCOME FUND INC. ("SCD") WESTERN ASSET EMERGING MARKETS DEBT FUND INC. ("ESD") WESTERN ASSET EMERGING MARKETS INCOME FUND INC. ("EMD") WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. ("GDO") WESTERN ASSET GLOBAL HIGH INCOME FUND INC. ("EHI") WESTERN ASSET GLOBAL PARTNERS INCOME FUND INC. ("GDF") WESTERN ASSET HIGH INCOME FUND II INC. ("HIX") WESTERN ASSET HIGH INCOME O |
|
| March 8, 2016 |
EX-99.17(C) 8 d109853dex9917c.htm CODE OF ETHICS OF WESTERN ASSET MANAGEMENT COMPANY & WESTERN ASSET MANAGEMENT CO CODE OF ETHICS Western Asset Income Fund Western Asset Management Company Western Asset Management Company Limited Western Asset Management Company Pte. Ltd. Western Asset Funds, Inc. Western Asset Premier Bond Fund Western Asset/Claymore Inflation-Linked Securities & Income Fund West |
|
| March 8, 2016 |
March 4, 2016 WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. 620 Eighth Avenue, 49th Floor New York, New York 10018 Re: Registration Statement on Form N-14 Ladies and Gentlemen: We have acted as Maryland counsel to Western Asset High Income Opportunity Fund Inc., a Maryland corporation (the ?Company?), in connection with the registration under the Securities Act of 1933, as amended (the ?Securiti |
|
| March 8, 2016 |
EX-99.17(B) 7 d109853dex9917b.htm CODE OF ETHICS OF THE REGISTRANT AND LEGG MASON PARTNERS FUND ADVISOR, LLC Last Revised – November 4, 2015 LEGG MASON & CO., LLC CODE OF ETHICS Effective Date: November 2015 TABLE OF CONTENTS Topic Page I. Introduction 1 A. Individuals Covered by the Code 1 B. Standards of Business Conduct 1 C. Duty to Report Violations 2 D. Fiduciary Duty / Political Contribution |
|
| March 8, 2016 |
Consent of Independent Registered Public Accounting Firm EX-99.(14)(B) 5 d109853dex9914b.htm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Independent Registered Public Accounting Firm The Board of Directors and Shareholders Western Asset High Income Opportunity Fund Inc.: We consent to the use of our report dated November 19, 2015, with respect to the financial statements of Western Asset High Income Opportunity Fund Inc. as of Se |
|
| March 8, 2016 |
As filed with the Securities and Exchange Commission on March 8, 2016 Western Asset High Income Opportunity Fund Inc. Table of Contents As filed with the Securities and Exchange Commission on March 8, 2016 Securities Act File No. 333-208957 Investment Company Act File No. 811-07920 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x Pre-Effective Amendment No. 1 ¨ Post-Effective |
|
| March 8, 2016 |
March 8, 2016 VIA EDGAR Jay Williamson Senior Counsel Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
|
| March 8, 2016 |
Consent of Independent Registered Public Accounting Firm EX-99.(14)(A) 4 d109853dex9914a.htm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Independent Registered Public Accounting Firm The Board of Directors and Shareholders Western Asset Managed High Income Fund Inc.: We consent to the use of our report dated April 16, 2015, with respect to the financial statements of Western Asset Managed High Income Fund Inc. as of February 28, |
|
| March 8, 2016 |
EX-99.12 3 d109853dex9912.htm FORM OF OPINION OF SIMPSON THACHER & BARTLETT LLP [DATE], 2016 Western Asset Managed High Income Fund Inc. 620 Eighth Avenue, 49th Floor New York, New York 10018 Western Asset High Income Opportunity Fund Inc. 620 Eighth Avenue, 49th Floor New York, New York 10018 Re: MHY/HIO Merger Ladies and Gentlemen: We have acted as counsel to Western Asset Managed High Income Fu |
|
| March 8, 2016 |
EX-99.17(A) 6 d109853dex9917a.htm FORM OF PROXY CARD EVERY STOCKHOLDER’S VOTE IS IMPORTANT EASY VOTING OPTIONS: VOTE BY MAIL Vote, sign and date this Proxy Card and return in the postage-paid envelope VOTE IN PERSON Attend Stockholder Meeting 620 Eighth Avenue, 49th Floor New York, New York on April 29, 2016 Please detach at perforation before mailing. PROXY WESTERN ASSET MANAGED HIGH INCOME FUND |
|
| February 23, 2016 |
Western Asset High Income Opportunity Fund Form N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07920 Western Asset High Income Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 (Address of principal executive offices) |
|
| February 23, 2016 |
EX-99.CERT 2 d106885dex99cert.htm CERTIFICATIONS Exhibit 99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Western Asset High Income Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
|
| January 12, 2016 |
Consent of Independent Registered Public Accounting Firm EX-99.(14)(B) 4 d109853dex9914b.htm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Independent Registered Public Accounting Firm The Board of Trustees and Shareholders Western Asset High Income Opportunity Fund Inc.: We consent to the use of our report dated November 19, 2015, with respect to the financial statements of Western Asset High Income Opportunity Fund Inc. as of Sep |
|
| January 12, 2016 |
Consent of Independent Registered Public Accounting Firm EX-99.(14)(A) 3 d109853dex9914a.htm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Independent Registered Public Accounting Firm The Board of Trustees and Shareholders Western Asset Managed High Income Fund Inc.: We consent to the use of our report dated April 16, 2015, with respect to the financial statements of Western Asset Managed High Income Fund Inc. as of February 28, 2 |
|
| January 12, 2016 |
As filed with the Securities and Exchange Commission on January 12, 2016 Western Asset High Income Opportunity Fund Inc. Table of Contents As filed with the Securities and Exchange Commission on January 12, 2016 Securities Act File No. 333- Investment Company Act File No. 811-07920 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ¨ Pre-Effective Amendment No. ¨ Post-Effective Amend |
|
| January 12, 2016 |
FUND ACCOUNTING SERVICES AGREEMENT Execution Copy FUND ACCOUNTING SERVICES AGREEMENT THIS AGREEMENT is made as of October 5, 2012 by and between State Street Bank and Trust Company, a Massachusetts trust company (the ?Fund Accounting Agent?), and each Fund (as defined below) on behalf of each of its Portfolios (as defined below). |
|
| January 12, 2016 |
SIMPSON THACHER & BARTLETT LLP 425 Lexington Avenue New York, New York SEC Transmittal Letter SIMPSON THACHER & BARTLETT LLP 425 Lexington Avenue New York, New York January 12, 2016 VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Filing Desk Re: Western Asset High Income Opportunity Fund Inc. |
|
| January 12, 2016 |
Execution Copy CUSTODIAN SERVICES AGREEMENT THIS AGREEMENT is made as of October 5, 2012 by and among each Fund (as defined below) on behalf of each of its Portfolios (as defined below) and State Street Bank and Trust Company, a Massachusetts trust company (the ?Custodian?). |
|
| January 12, 2016 |
Exhibit(16) POWER OF ATTORNEY KNOW ALL PEOPLE BY THESE PRESENTS, that each person whose signature appears below hereby makes, constitutes and appoints each of Jane E. |
|
| December 23, 2015 |
Western Asset High Income Opportunity Income Fund WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. DEF 14A 1 d84941ddef14a.htm WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Us |
|
| November 16, 2015 |
EX-99.1 Exhibit 99.1 Western Asset Managed High Income Fund Inc. and Western Asset High Income Opportunity Fund Inc. Announce Board Approval of Proposed Merger Plan New York ? (Business Wire) ? November 16, 2015. Western Asset Managed High Income Fund Inc. (NYSE: MHY) and Western Asset High Income Opportunity Fund Inc. (NYSE: HIO) today announced approval by each Fund?s Board of Directors of a pro |
|
| November 16, 2015 |
Financial Statements and Exhibits, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 16, 2015 Western Asset High Income Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-07920 13-3735236 (State or other jurisdic |
|
| November 16, 2015 |
Western Asset High Income Opportunity Income Fund 425 (Prospectus) 425 Filed by Western Asset Managed High Income Fund Inc. (File No. 811-07396) and Western Asset High Income Opportunity Fund Inc. (File No. 811-07920) pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended. This communication is not intended to, and shall not, constitute an offer to purchase or |
|
| August 21, 2015 |
Western Asset High Income Opportunity Fund Inc. (HIO) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07920 Western Asset High Income Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New Y |
|
| August 21, 2015 |
EX-99.CERT 2 d32257dex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Western Asset High Income Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such |
|
| July 22, 2015 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2015 Western Asset High Income Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-07920 13-3735236 (State or other jurisdictio |
|
| July 22, 2015 |
EX-99.1 Exhibit 99.1 CERTAIN CLOSED END FUNDS ADVISED BY LEGG MASON PARTNERS FUND ADVISOR, LLC ANNOUNCE APPOINTMENT OF NEW DIRECTOR AND OFFICER New York ? July 22, 2015 ClearBridge American Energy MLP Fund Inc. (NYSE: CBA), ClearBridge Energy MLP Fund Inc. (NYSE: CEM), ClearBridge Energy MLP Opportunity Fund Inc. (NYSE: EMO), ClearBridge Energy MLP Total Return Fund Inc. (NYSE: CTR), Legg Mason BW |
|
| April 24, 2015 |
ClearBridge American Energy MLP Fund Inc. (NYSE: CBA), ClearBridge Energy MLP Fund Inc. (NYSE: CEM), ClearBridge Energy MLP Opportunity Fund Inc. (NYSE: EMO), ClearBridge Energy MLP Total Return Fund Inc. (NYSE: CTR), Legg Mason BW Global Income Opportunities Fund Inc. (NYSE: BWG), LMP Capital and Income Fund Inc. (NYSE: SCD), LMP Corporate Loan Fund Inc. (NYSE: TLI), LMP Real Estate Income Fund I |
|
| February 25, 2015 |
Certifications CERTIFICATIONS I, Kenneth D. Fuller, certify that: 1. I have reviewed this report on Form N-Q of Western Asset High Income Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
|
| February 25, 2015 |
Western Asset High Income Opportunity Fund Inc. - WESTERN ASSET HIGH INCOME OPPORTUNITY FUND WESTERN ASSET HIGH INCOME OPPORTUNITY FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| December 23, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 23, 2014 Western Asset High Income Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-07920 13-3735236 (State or other jurisdi |
|
| December 23, 2014 |
EX-99.1 Exhibit 99.1 CERTAIN CLOSED-END FUNDS ADVISED BY LEGG MASON PARTNERS FUND ADVISOR, LLC ANNOUNCE APPOINTMENT OF NEW DIRECTOR New York – (Business Wire) – December 23, 2014 ClearBridge American Energy MLP Fund Inc. (NYSE: CBA), ClearBridge Energy MLP Fund Inc. (NYSE: CEM), ClearBridge Energy MLP Opportunity Fund Inc. (NYSE: EMO), ClearBridge Energy MLP Total Return Fund Inc. (NYSE: CTR), Leg |
|
| December 23, 2014 |
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as |
|
| August 21, 2014 |
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07920 Western Asset High Income Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, N |
|
| August 21, 2014 |
EX-99.CERT 2 d754405dex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Kenneth D. Fuller, certify that: 1. I have reviewed this report on Form N-Q of Western Asset High Income Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under wh |
|
| May 29, 2014 |
8-K 1 d733720d8k.htm WESTERN ASSET HIGH INCOME OPPORTUNITY FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 21, 2014 Western Asset High Income Opportunity Fund Inc. (Exact Name of Registrant as Specified in its Charter) Mar |
|
| May 29, 2014 |
EX-99.1 2 d733720dex991.htm PRESS RELEASE Exhibit 99.1 CERTAIN CLOSED END FUNDS ADVISED BY LEGG MASON PARTNERS FUND ADVISOR, LLC ANNOUNCE RETIREMENT OF DIRECTOR AND APPOINTMENT OF NEW LEAD INDEPENDENT DIRECTOR New York – (Business Wire) – May 29, 2014 ClearBridge American Energy MLP Fund Inc. (NYSE: CBA) ClearBridge Energy MLP Fund Inc. (NYSE: CEM), ClearBridge Energy MLP Opportunity Fund Inc. (NY |
|
| February 27, 2014 |
EX-99.CERT 2 d663491dex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Kenneth D. Fuller, certify that: 1. I have reviewed this report on Form N-Q of Western Asset High Income Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under wh |
|
| February 27, 2014 |
Quarterly Schedule of Portfolio Holdings - WESTERN ASSET HIGH INCOME OPPORTUNITY FUND WESTERN ASSET HIGH INCOME OPPORTUNITY FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| December 20, 2013 |
- WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as |
|
| September 4, 2013 |
Correspondence (26 registrants) September 5, 2013 VIA EDGAR Cindy J. Rose Accountant U.S. Securities and Exchange Commission Division of Investment Management Disclosure Review and Accounting 100 F Street N.E. Washington DC 20549 Re: Western Asset Emerging Markets Debt Fund Inc. (811-21343) Western Asset Emerging Markets Income Fund Inc. (811-07686) Western Asset Global Corporate Defined Opportuni |
|
| August 28, 2013 |
EX-99.CERT 2 a13-148662ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, Kenneth D. Fuller, certify that: 1. I have reviewed this report on Form N-Q of Western Asset High Income Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums |
|
| August 28, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07920 Western Asset High Income Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 (Address of principal executive offices) |
|
| June 21, 2013 |
- WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC POS EX 1 d557210dposex.htm WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC As filed with the Securities and Exchange Commission on June 21, 2013 Securities Act File No. 333-187302 Investment Company Act File No. 811-07920 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ¨ Pre-Effective Amendment No. x Post-Effe |
|
| June 21, 2013 |
Opinion of Simpson Thacher & Bartlett LLP supporting tax matters Exhibit 12 June 21, 2013 Western Asset High Income Fund Inc. |
|
| June 14, 2013 |
Exhibit 99.1 CERTAIN CLOSED END FUNDS ADVISED BY LEGG MASON PARTNERS FUND ADVISOR, LLC ANNOUNCE APPOINTMENT OF NEW DIRECTOR AND OFFFICER New York — (Business Wire) — May 21, 2013 ClearBridge Energy MLP Fund Inc. (NYSE: CEM), ClearBridge Energy MLP Opportunity Fund Inc. (NYSE: EMO), ClearBridge Energy MLP Total Return Fund Inc. (NYSE: CTR), Legg Mason BW Global Income Opportunities Fund Inc. (NYSE: |
|
| June 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 1, 2013 Western Asset High Income Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-07920 13-3735236 (State or other jurisdiction of incorp |
|
| May 9, 2013 |
- WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC DEFA14A 1 d535571ddefa14a.htm WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement. [ ] Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)). [ ] Defin |
|
| April 18, 2013 |
Consent of Independent Registered Public Accounting Firm EX-99.14 3 d500652dex9914.htm CONSENT Consent of Independent Registered Public Accounting Firm The Board of Directors Western Asset High Income Opportunity Fund Inc. Western Asset High Income Fund Inc. We consent to the use of our report dated November 16, 2012, with respect to the financial statements of Western Asset High Income Opportunity Fund Inc. as of September 30, 2012, and our report date |
|
| April 18, 2013 |
Western Asset High Income Fund Inc. EX-99.12 2 d500652dex9912.htm FORM OF OPINION [date] Western Asset High Income Fund Inc. 620 Eighth Avenue, 49th Floor New York, New York 10018 Western Asset High Income Opportunity Fund Inc. 620 Eighth Avenue, 49th Floor New York, New York 10018 Re: HIF/HIO Merger Ladies and Gentlemen: We have acted as counsel to Western Asset High Income Fund Inc., a Maryland corporation (“HIF”) and Western Asse |
|
| April 18, 2013 |
LETTER April 17, 2013 VIA EDGAR Valerie J. Lithotomos Senior Counsel Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Mailstop 4720, Washington, D.C. 20549 Re: Western Asset High Income Opportunity Fund Inc. (the “Fund”) Responses to Comments on Combined Proxy Statement/Prospectus on Form N-14 8C File No. 333-187302 Dear Ms. Lithotomos: On behalf of Western A |
|
| April 18, 2013 |
Table of Contents As filed with the Securities and Exchange Commission on April 17, 2013 Securities Act File No. |
|
| March 15, 2013 |
Consent of Independent Registered Public Accounting Firm Consent of Independent Registered Public Accounting Firm Exhibit 14 Consent of Independent Registered Public Accounting Firm The Board of Directors Western Asset High Income Opportunity Fund Inc. |
|
| March 15, 2013 |
EX-99.9 11 d500652dex999.htm CUSTODIAN SERVICES AGREEMENT WITH STATE STREET BANK AND TRUST COMPANY Exhibit 9 CUSTODIAN SERVICES AGREEMENT THIS AGREEMENT is made as of October 5, 2012 by and among each Fund (as defined below) on behalf of each of its Portfolios (as defined below) and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”). WHEREAS, the Custodian is a ba |
|
| March 15, 2013 |
Power of Attorney Exhibit (16) POWER OF ATTORNEY KNOW ALL PEOPLE BY THESE PRESENTS, that each person whose signature appears below hereby makes, constitutes and appoints each of R. |
|
| March 15, 2013 |
ARTICLES OF AMENDMENT ARTICLES OF INCORPORATION SMITH BARNEY HIGH INCOME FUND INC. EX-99.1B 3 d500652dex991b.htm ARTICLES OF AMENDMENT, DATED AUGUST 2, 1993 Exhibit (1)(B) ARTICLES OF AMENDMENT TO ARTICLES OF INCORPORATION OF SMITH BARNEY HIGH INCOME FUND INC. 1. These Articles of Amendment have been approved by the entire Board of Directors of smith Barney High Income Fund Inc. (the “Corporation”). No stock entitled to be voted on this matter was outstanding or subscribed for a |
|
| March 15, 2013 |
SMITH BARNEY HIGH INCOME OPPORTUNITY FUND INC. ARTICLES OF AMENDMENT Articles of Amendment, dated December 16, 1994 SMITH BARNEY HIGH INCOME OPPORTUNITY FUND INC. |
|
| March 15, 2013 |
FUND ACCOUNTING SERVICES AGREEMENT EX-99.17E 19 d500652dex9917e.htm FUND ACCOUNTING SERVICES AGREEMENT Exhibit 17(e) FUND ACCOUNTING SERVICES AGREEMENT THIS AGREEMENT is made as of October 5, 2012 by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Fund Accounting Agent”), and each Fund (as defined below) on behalf of each of its Portfolios (as defined below). WHEREAS, each of the Funds wishes to |
|
| March 15, 2013 |
MANAGEMENT AGREEMENT Legg Mason Partners Fund Advisor, LLC EX-99.6A 8 d500652dex996a.htm MANAGEMENT AGT BTWN REGISTRANT & LMP FUND ADVISOR Exhibit 6(a) MANAGEMENT AGREEMENT Legg Mason Partners Fund Advisor, LLC This MANAGEMENT AGREEMENT (“Agreement”) is made this 1st day of August, 2006, by and between High Income Opportunity Fund Inc. (the “Fund”) and Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Manager”). WHEREAS, th |
|
| March 15, 2013 |
ARTICLES OF INCORPORATION SMITH BARNEY HIGH INCOME FUND INC. ARTICLE I EX-99.1A 2 d500652dex991a.htm ARTICLES OF INCORPORATION, DATED JULY 29, 1993 Exhibit (1)(A) ARTICLES OF INCORPORATION OF SMITH BARNEY HIGH INCOME FUND INC. ARTICLE I THE UNDERSIGNED, Nir D. Yarden, whose post office address is 919 Third Avenue, New York, New York 10022-3897, being at least eighteen (18) years of age, hereby forms a corporation under and by virtue of the Maryland General Corporatio |
|
| March 15, 2013 |
N-14 8C 1 d500652dn148c.htm LEGG MASON As filed with the Securities and Exchange Commission on March 15, 2013 Securities Act File No. 333- Investment Company Act File No. 811-07920 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ¨ Pre-Effective Amendment No. ¨ Post-Effective Amendment No. WESTERN ASSET HIGH I |
|
| March 15, 2013 |
EX-99.6B 9 d500652dex996b.htm SUBADVISORY AGREEMENT BTWN LMP FUND ADVISOR & WA MGT CO Exhibit 6(b) SUBADVISORY AGREEMENT This SUBADVISORY AGREEMENT (“Agreement”) is made this 1st day of August, 2006, by and between Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Manager”), and Western Asset Management Company, a California corporation (the “Subadviser”). WHEREAS, |
|
| March 15, 2013 |
Subadvisory Agt btwn WA Mgt Co & WA Mgt Co Ltd Exhibit 6(c) SUBADVISORY AGREEMENT This SUBADVISORY AGREEMENT (“Agreement”) is made this 9th day of October, 2006, by and between Western Asset Management Company, a corporation organized under the laws of California (the “Subadviser”) and Western Asset Management Company Limited, a corporation organized under the laws of England and Wales (“WAML”). |
|
| March 15, 2013 |
Amended and Restated By-Laws Exhibit 2 AMENDED AND RESTATED BY-LAWS OF WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. |
|
| March 15, 2013 |
HIGH INCOME OPPORTUNITY FUND INC. ARTICLES OF AMENDMENT EX-99.1D 5 d500652dex991d.htm ARTICLES OF AMENDMENT, DATED OCTOBER 9, 2006 Exhibit 1(D) HIGH INCOME OPPORTUNITY FUND INC. ARTICLES OF AMENDMENT High Income Opportunity Fund Inc., a Maryland corporation, having its principal office in Baltimore City, Maryland (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: The Articles of Incorporat |
|
| March 15, 2013 |
TRANSFER AGENCY AND SERVICES AGREEMENT EX-99.17D 18 d500652dex9917d.htm TRANSFER AGENCY AND SERVICES AGREEMENT Exhibit 17(D) TRANSFER AGENCY AND SERVICES AGREEMENT AGREEMENT, dated as of March 20, 2006 by and between each of the investment companies listed on Schedule A hereto, as amended from time to time (each a “Fund” and collectively the “Funds”) and each having its principal place of business at 125 Broad Street, New York, New Yor |
|
| March 15, 2013 |
EX-99.17C 17 d500652dex9917c.htm CODE OF ETHICS OF WESTERN ASSET MANAGEMENT COMPANY Exhibit 17(C) CODE OF ETHICS WESTERN ASSET INCOME FUND WESTERN ASSET MANAGEMENT COMPANY WESTERN ASSET MANAGEMENT COMPANY LIMITED WESTERN ASSET MANAGEMENT COMPANY PTE. LTD. WESTERN ASSET FUNDS, INC. WESTERN ASSET PREMIER BOND FUND WESTERN ASSET/CLAYMORE INFLATION-LINKED SECURITIES & INCOME FUND WESTERN ASSET/CLAYMOR |
|
| March 15, 2013 |
Opinion and Consent of Foley & Lardner Exhibit 11 March 15, 2013 WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. |
|
| March 15, 2013 |
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. ARTICLES SUPPLEMENTARY EX-99.1E 6 d500652dex991e.htm ARTICLES SUPPLEMENTARY, DATED FEBRUARY 27, 2007 Exhibit (1)(E) WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. ARTICLES SUPPLEMENTARY Western Asset High Income Opportunity Fund Inc., a Maryland corporation (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: Under a power contained in Title 3, Subtitle 8 of |
|
| March 15, 2013 |
EX-99.17B 16 d500652dex9917b.htm CODE OF ETHICS Last Revised –February 21, 2012 LEGG MASON & Co., LLC CODE OF ETHICS Effective Date: February 27, 2012 TABLE OF CONTENTS Topic Page I. Introduction 1 A. Individuals Covered by the Code 1 B. Standards of Business Conduct 1 C. Duty to Report Violations 2 D. Fiduciary Duty / Political Contributions 2 II. Personal Securities Transactions 2 A. Prohibited |
|
| March 15, 2013 |
EX-99.17A 15 d500652dex9917a.htm FORM OF PROXY CARD Exhibit 17(A) FORM OF PROXY CARD FOR ANNUAL MEETING OF STOCKHOLDERS OF WESTERN ASSET HIGH INCOME FUND INC. May 31, 2013 Please date, sign and mail your proxy card in the envelope provided as soon as possible. Please detach along perforated line and mail in the envelope provided. PLEASE SIGN, DATE AND RETURN PROMPTLY IN THE ENCLOSED ENVELOPE. PLEA |
|
| February 28, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07920 Western Asset High Income Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, N.Y. 10018 (Address of principal executive office |
|
| February 28, 2013 |
EX-99.CERT 2 a13-22652ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, R. Jay Gerken, certify that: 1. I have reviewed this report on Form N-Q of Western Asset High Income Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstance |
|
| February 15, 2013 |
Exhibit 99.1 Filed by Western Asset High Income Fund Inc. and Western Asset High Income Opportunity Fund Inc. pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended Western Asset High Income Fund Inc. and Western Asset High Income Opportunity Fund Inc. Announce Board Approval of Proposed Merg |
|
| February 15, 2013 |
Exhibit 99.1 Filed by Western Asset High Income Fund Inc. and Western Asset High Income Opportunity Fund Inc. pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended Western Asset High Income Fund Inc. and Western Asset High Income Opportunity Fund Inc. Announce Board Approval of Proposed Merg |
|
| February 15, 2013 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 15, 2013 Western Asset High Income Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-07920 13-3735236 (State or other jurisdiction of i |
|
| January 28, 2013 |
Exhibit 99.1 CERTAIN CLOSED END FUNDS ADVISED BY LEGG MASON PARTNERS FUND ADVISOR, LLC ANNOUNCE APPOINTMENT OF NEW DIRECTOR New York – (Business Wire) – January 25, 2013 ClearBridge Energy MLP Fund Inc. (NYSE: CEM), ClearBridge Energy MLP Opportunity Fund Inc. (NYSE: EMO), ClearBridge Energy MLP Total Return Fund Inc. (NYSE: CTR), Legg Mason BW Global Income Opportunities Fund Inc. (NYSE: BWG), LM |
|
| January 28, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 25, 2013 Western Asset High Income Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-07920 13-3735236 (State or other jurisdiction of in |
|
| December 21, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confide |
|
| August 23, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07920 Western Asset High Income Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 (Address of principal executive offices) |
|
| August 23, 2012 |
EX-99.CERT 2 a12-154332ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, R. Jay Gerken, certify that: 1. I have reviewed this report on Form N-Q of Western Asset High Income Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstanc |
|
| February 28, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-7920 Western Asset High Income Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, New York, NY 10018 (Address of principal executive offices) (Zip code) R |
|
| February 28, 2012 |
EX-99.CERT 2 a12-22842ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, R. Jay Gerken, certify that: 1. I have reviewed this report on Form N-Q of Western Asset High Income Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstance |
|
| December 29, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confide |
|
| December 2, 2011 |
CLEARBRIDGE ENERGY MLP FUND INC. (“CEM”) CLEARBRIDGE ENERGY MLP OPPORTUNITY FUND INC. (“EMO”) LMP CAPITAL AND INCOME FUND INC. (“SCD”) LMP CORPORATE LOAN FUND INC. (“TLI”) LMP REAL ESTATE INCOME FUND INC. (“RIT”) WESTERN ASSET EMERGING MARKETS DEBT FUND INC. (“ESD”) WESTERN ASSET EMERGING MARKETS INCOME FUND INC. (“EMD”) WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. (“GDO”) WESTERN |
|
| August 25, 2011 |
EX-99.CERT 2 a11-210222ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, R. Jay Gerken, certify that: 1. I have reviewed this report on Form N-Q of Western Asset High Income Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstanc |
|
| August 25, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07920 Western Asset High Income Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, New York, NY 10018 (Address of principal executive offices) (Zip code) |
|
| February 25, 2011 |
Exhibit 99.CERT CERTIFICATIONS I, R. Jay Gerken, certify that: 1. I have reviewed this report on Form N-Q of Western Asset High Income Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mi |
|
| February 25, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-7920 Western Asset High Income Opportunity Fund Inc. (Exact name of registrant as specified in charter) 55 Water Street, New York, NY 10041 (Address of principal executive offices) (Zip code) Rob |
|
| January 6, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confide |
|
| December 29, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confide |
|
| August 26, 2010 |
EX-99.CERT 2 a10-140752ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, R. Jay Gerken, certify that: 1. I have reviewed this report on Form N-Q of Western Asset High Income Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstanc |
|
| August 26, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-7920 Western Asset High Income Opportunity Fund Inc. (Exact name of registrant as specified in charter) 55 Water Street, New York, NY 10041 (Address of principal executive offices) (Zip code) Rob |
|
| February 24, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-7920 Western Asset High Income Opportunity Fund Inc. (Exact name of registrant as specified in charter) 55 Water Street, New York, NY 10041 (Address of principal executive offices) (Zip code) Rob |
|
| February 24, 2010 |
EX-99.CERT 2 a10-19652ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, R. Jay Gerken, certify that: 1. I have reviewed this report on Form N-Q of Western Asset High Income Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstance |
|
| December 31, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confide |
|
| August 27, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-7920 Western Asset High Income Opportunity Fund Inc. (Exact name of registrant as specified in charter) 55 Water Street, New York, NY 10041 (Address of principal executive offices) (Zip code) Rob |
|
| August 27, 2009 |
EX-99.CERT 2 a09-171692ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, R. Jay Gerken, certify that: 1. I have reviewed this report on Form N-Q of Western Asset High Income Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstanc |
|
| February 27, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-7920 Western Asset High Income Opportunity Fund Inc. (Exact name of registrant as specified in charter) 55 Water Street, New York, NY 10041 (Address of principal executive offices) (Zip code) Rob |
|
| February 27, 2009 |
EX-99.CERT 2 a09-30322ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, R. Jay Gerken, certify that: 1. I have reviewed this report on Form N-Q of Western Asset High Income Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstance |
|
| December 23, 2008 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to Section 240. |
|
| August 26, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811- 7920 Western Asset High Income Opportunity Fund Inc. (Exact name of registrant as specified in charter) 55 Water Street, New York, NY 10041 (Address of principal executive offices) (Zip code) Ro |
|
| August 26, 2008 |
EX-99.CERT 2 a08-210002ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, R. Jay Gerken, certify that: 1. I have reviewed this report on Form N-Q of Western Asset High Income Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstanc |
