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| CIK | 1841925 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to indie Semiconductor, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 29, 2025 |
Ex-Filing Fees CALCULATION OF FILING FEE TABLES S-3 indie Semiconductor, Inc. Table 1: Newly Registered and Carry Forward Securities Line Item Type Security Type Security Class Title Notes Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Nu |
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| August 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 29, 2025 INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 001-40481 88-1735159 (State or other jurisdiction of incorporation) (Commissi |
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| August 29, 2025 |
Up to $59,813,263.39 Class A Common Stock Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-285653 PROSPECTUS SUPPLEMENT (To prospectus dated March 7, 2025) Up to $59,813,263.39 Class A Common Stock We have previously entered into an At Market Issuance Sales Agreement (the “Original Sales Agreement”), with B. Riley Securities, Inc. (“B. Riley”), Craig-Hallum Capital Group LLC (“Craig-Hallum”) and Roth Capital Partners, LLC ( |
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| August 8, 2025 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) indie Semiconductor, Inc. |
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| August 8, 2025 |
indie Semiconductor, Inc. 2021 Amended and Restated 2021 Equity Incentive Plan Exhibit 10.1 INDIE SEMICONDUCTOR, INC. 2021 OMNIBUS EQUITY INCENTIVE PLAN ARTICLE I PURPOSE The purpose of this indie Semiconductor, Inc. 2021 Omnibus Equity Incentive Plan (the “Plan”) is to benefit indie Semiconductor, Inc., a Delaware corporation (the “Company”) and its stockholders, by assisting the Company and its subsidiaries to attract, retain and provide incentives to key management employ |
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| August 8, 2025 |
As filed with the Securities Exchange Commission on August 8, 2025 Registration No. |
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| August 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40481 INDI |
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| August 7, 2025 |
FORM 8-K Item 2.02 Results of Operations and Financial Condition. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 06, 2025 indie Semiconductor, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40481 88-1735159 (State or Other Jurisdiction of Incorporation) (Commissi |
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| August 7, 2025 |
indie Semiconductor Reports Second Quarter 2025 Results Exhibit 99.1 indie Semiconductor Reports Second Quarter 2025 Results • Delivers second quarter revenue of $51.6 million with Non-GAAP Gross Margin of 49.1 percent, both above the midpoint of the outlook • Continued design win momentum globally for ADAS products and new strategic quantum photonic initiative • Announces signing of definitive agreement to acquire emotion3D to enhance vision software |
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| June 11, 2025 |
.. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 11, 2025 INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 001-40481 88-1735159 (State or other jurisdiction of incorporation) (Commiss |
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| June 6, 2025 |
.. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 4, 2025 INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 001-40481 88-1735159 (State or other jurisdiction of incorporation) (Commissi |
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| June 6, 2025 |
Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF INDIE SEMICONDUCTOR, INC. indie Semiconductor, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Company”), DOES HEREBY CERTIFY AS FOLLOWS: 1.The name of the Company is “indie Semiconductor, Inc.”. The original certificate of incorporation of the Company was filed with the Secretary of State of |
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| May 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 001-40481 (State or other jurisdiction of incorporation) (Commission File Number) 32 Journey Aliso Viejo, California 92656 (Address of Principal Executive Offices) (Zip Code) Donald McClymont (949) 60 |
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| May 19, 2025 |
.. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 19, 2025 INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 001-40481 88-1735159 (State or other jurisdiction of incorporation) (Commissi |
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| May 12, 2025 |
indie Semiconductor Reports First Quarter 2025 Results Exhibit 99.1 indie Semiconductor Reports First Quarter 2025 Results •Delivers 3% Year-over-year Top Line Growth to $54.1 million with Non-GAAP Gross Margin of 49.5% •Continued strong ADAS design-win momentum despite challenging market conditions •Announces restructuring plan to increase operational efficiencies and accelerate path to profitability ALISO VIEJO, Calif. – May 12, 2025 – indie Semicon |
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| May 12, 2025 |
.. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 12, 2025 INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 001-40481 88-1735159 (State or other jurisdiction of incorporation) (Commissi |
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| May 12, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the quarterly period ended March 31, 2025 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the transition period from to Commission file number 001-40481 INDIE |
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| May 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| May 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| April 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| April 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| April 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| April 8, 2025 |
Kanwardev Raja Singh Bal April 8, 2025 Re: Separation Agreement Dear Raja: I am writing to confirm the terms of your separation from employment with Ay Dee Kay LLC dba indie Semiconductor and any of its affiliates (the “Company”). |
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| April 8, 2025 |
.. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 4, 2025 INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 001-40481 88-1735159 (State or other jurisdiction of incorporation) (Commiss |
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| March 7, 2025 |
As filed with the Securities and Exchange Commission on March 7, 2025 As filed with the Securities and Exchange Commission on March 7, 2025 Registration No. |
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| March 7, 2025 |
Calculation of Filing Fee Table Ex-Filing Fees CALCULATION OF FILING FEE TABLES S-3 indie Semiconductor, Inc. Table 1: Newly Registered and Carry Forward Securities Line Item Type Security Type Security Class Title Notes Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Newly Registered Securities Fees to be Paid Equity Class A Com |
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| March 7, 2025 |
Form of Indenture for Senior Debt Securities. Exhibit 4.5 INDIE SEMICONDUCTOR, INC. INDENTURE Dated as of , 20 [ ] Trustee Senior Debt Securities TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.1. Definitions 1 Section 1.2. Other Definitions 4 Section 1.3. Incorporation by Reference of Trust Indenture Act 4 Section 1.4. Rules of Construction 4 ARTICLE II. THE SECURITIES 5 Section 2.1. Issuable in Serie |
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| March 7, 2025 |
Form of Indenture for Subordinated Debt Securities. Exhibit 4.6 INDIE SEMICONDUCTOR, INC. INDENTURE Dated as of , 20 [ ] Trustee Subordinated Securities TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.1. Definitions 1 Section 1.2. Other Definitions 4 Section 1.3. Incorporation by Reference of Trust Indenture Act 4 Section 1.4. Rules of Construction 4 ARTICLE II. THE SECURITIES 5 Section 2.1. Issuable in Seri |
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| March 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-404 |
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| March 3, 2025 |
List of Subsidiaries of the Company Exhibit 21 Subsidiaries of indie Semiconductor, Inc Name Jurisdiction of Organization Ay Dee Kay LLC d/b/a indie Semiconductor California indie City LLC California indie LLC California indie Services Corporation California indie Acquisition Company II, Corp Delaware ADK Service Provider Holdco LLC Delaware ADK Blocker Merger Sub LLC Delaware Geo Semiconductor LLC Delaware Exalos Inc. |
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| March 3, 2025 |
any Policy Regarding Insider Trading and Unauthorized Disclosures Exhibit 19.1 INDIE SEMICONDUCTOR, INC. Statement of Company Policy Regarding Insider Trading and Unauthorized Disclosures The following information regarding our Policy on Insider Trading and Unauthorized Disclosures may be summarized simply as follows: DO NOT trade on or pass to others material nonpublic information about the Company or about those with whom the Company has a business relationshi |
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| February 20, 2025 |
indie Semiconductor Reports Fourth Quarter 2024 Earnings Exhibit 99.1 indie Semiconductor Reports Fourth Quarter 2024 Earnings •Delivers Q4 2024 Revenue of $58.0M, up 7.5% sequentially, with Non-GAAP Gross Margin of 50.4% •Prospects for indie remain positive throughout 2025, underpinned by strong design win momentum and key program status despite challenging automotive market environment ALISO VIEJO, Calif. – February 20, 2025 – indie Semiconductor, Inc |
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| February 20, 2025 |
.. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 20, 2025 INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 001-40481 88-1735159 (State or other jurisdiction of incorporation) (Com |
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| December 6, 2024 |
indie Semiconductor Announces Pricing of Private Offering Exhibit 99.1 indie Semiconductor Announces Pricing of Private Offering ALISO VIEJO, Calif.—December 3, 2024- indie Semiconductor, Inc. (“indie” or “we”) (NASDAQ: INDI), an automotive solutions innovator, today announced the pricing of its offering of $190 million aggregate principal amount of its 3.50% Convertible Senior Notes due 2029 (the “notes”) through a private offering to persons reasonably |
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| December 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 3, 2024 INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 001-40481 88-1735159 (State or other jurisdiction of incorporation) (Commiss |
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| December 6, 2024 |
Exhibit 4.1 INDIE SEMICONDUCTOR, INC AND U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of December 6, 2024 3.50% Convertible Senior Notes due 2029 TABLE OF CONTENTS Page Article 1 Definitions Section 1.01. Definitions 1 Section 1.02. References to Interest 13 Article 2 Issue, Description, Execution, Registration and Exchange of Notes Section 2.01. Designation and Amo |
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| December 6, 2024 |
Form of Confirmation of Capped Call Transaction. Exhibit 10.1 Bid Version [DEALER] [ADDRESS] [], 2024 To: indie Semiconductor, Inc. 32 Journey, Aliso Viejo, CA 92656 Attention: [] Email: [] Re: [Base]1[Additional]2 Call Option Transaction The purpose of this communication (this “Confirmation”) is to set forth the terms and conditions of the call option transaction entered into on the Trade Date specified below (the “Transaction”) between [] (“De |
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| December 2, 2024 |
indie Semiconductor Announces Proposed Convertible Senior Notes Offering Exhibit 99.1 indie Semiconductor Announces Proposed Convertible Senior Notes Offering ALISO VIEJO, Calif.—December 2, 2024-indie Semiconductor, Inc. (“indie” or “we”) (NASDAQ: INDI), an automotive solutions innovator, today announced that it plans to offer, subject to market and other conditions, $175 million aggregate principal amount of its Convertible Senior Notes due 2029 (the “notes”) through |
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| December 2, 2024 |
Financial Statements and Exhibits, Other Events .. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 2, 2024 INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 001-40481 88-1735159 (State or other jurisdiction of incorporation) (Comm |
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| November 14, 2024 |
INDI / indie Semiconductor, Inc. / GRANAHAN INVESTMENT MANAGEMENT INC/MA Passive Investment SC 13G/A 1 fp0090935-4sc13ga.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 3) INDIE SEMICONDUCTOR, INC. (Name of Issuer) Class A Common Stock, par value $0.0001 (Title of Class of Securities) 45569U1 |
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| November 12, 2024 |
SC 13G/A 1 india1111124.htm PRIMECAP MANAGEMENT CO/CA/ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* INDIE SEMICONDUCTOR, INC. (Name of Issuer) COM (Title of Class of Securities) 45569U101 (CUSIP Number) September 30, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate |
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| November 8, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40481 |
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| November 7, 2024 |
.. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 5, 2024 INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 001-40481 88-1735159 (State or other jurisdiction of incorporation) (Comm |
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| November 7, 2024 |
Exhibit 99.1 indie Semiconductor Exceeds Third Quarter 2024 Growth Expectations, Guides Accelerating Fourth Quarter •Delivers Q3 2024 Revenue of $54.0M, up 3.1% Sequentially, with Non-GAAP Gross Margin of 50.4% •Guides Q4 2024 Revenue up more than 7% Sequentially at the Mid-point of $58.0M •Expands Strategic Backlog to $7.1B, up from $6.3B last year, driven by strong ADAS design-win momentum ALISO |
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| October 18, 2024 |
INDI / indie Semiconductor, Inc. / STATE STREET CORP Passive Investment SC 13G/A 1 indieSemiconductorInc.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* INDIE SEMICONDUCTOR INC (Name of Issuer) COMMON STOCK (Title of Class of Securities) 45569U101 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule |
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| September 3, 2024 |
.. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 29, 2024 INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 001-40481 88-1735159 (State or other jurisdiction of incorporation) (Commi |
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| August 9, 2024 |
As filed with the Securities Exchange Commission on August 9, 2024 As filed with the Securities Exchange Commission on August 9, 2024 Registration No. |
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| August 9, 2024 |
Exhibit 107 Calculation of Filing Fee Tables S-8 indie Semiconductor, Inc. Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee 1 Equity Class A Common Stock, par value of $0.0001 per share, issuable pursuant to the Registrant's 202 |
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| August 9, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the quarterly period ended June 30, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the transition period from to Commission file number 001-40481 INDIE |
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| August 9, 2024 |
indie Semiconductor, Inc. Amended and Restated 2021 INDIE SEMICONDUCTOR, INC. 2021 OMNIBUS EQUITY INCENTIVE PLAN ARTICLE 1 PURPOSE The purpose of this indie Semiconductor, Inc. 2021 Omnibus Equity Incentive Plan (the “Plan”) is to benefit indie Semiconductor, Inc., a Delaware corporation (the “Company”) and its stockholders, by assisting the Company and its subsidiaries to attract, retain and provide incentives to key management employees, director |
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| August 8, 2024 |
.. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 8, 2024 INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 001-40481 88-1735159 (State or other jurisdiction of incorporation) (Commis |
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| August 8, 2024 |
indie Semiconductor Reports Second Quarter 2024 Results Exhibit 99.1 indie Semiconductor Reports Second Quarter 2024 Results •Q2 2024 Revenue of $52.4 million within Outlook range with Non-GAAP Gross Margin of 50.3% •Guides Q3 2024 Revenue up 2.5% sequentially at the midpoint •Radar and Vision programs at Key Customers remain firmly on track for 2025 Revenue ramp •Continued design win success across the portfolio at Global Automotive OEM’s ALISO VIEJO, |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 INDIE SEMICONDUCTOR, INC. (Name of Issuer) COM (Title of Class of Securities) 45569U101 (CUSIP Number) July 31, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 1 |
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| July 3, 2024 |
.. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 20, 2024 INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 001-40481 88-1735159 (State or other jurisdiction of incor |
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| June 20, 2024 |
.. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 20, 2024 INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 001-40481 88-1735159 (State or other jurisdiction of incorporation) (Commiss |
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| June 14, 2024 |
.. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 13, 2024 INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 001-40481 88-1735159 (State or other jurisdiction of incorporation) (Commiss |
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| June 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| June 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| May 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 001-40481 (State or other jurisdiction of incorporation) (Commission File Number) 32 Journey Aliso Viejo, California 92656 (Address of Principal Executive Offices) (Zip Code) Thomas Schiller (949) 608 |
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| May 10, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the quarterly period ended March 31, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the transition period from to Commission file number 001-40481 INDIE |
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| May 9, 2024 |
indie Semiconductor Reports First Quarter 2024 Results Exhibit 99.1 indie Semiconductor Reports First Quarter 2024 Results •Delivers 29% Year-over-year Top Line Growth to $52.4M with Non-GAAP Gross Margin of 50.3% •Guides Q2 2024 Revenue to be flat to up 5% Sequentially with Non-GAAP Gross Margin Expansion •Well Positioned for Sustained Above Market Growth Driven by ADAS and User Experience 2H 2024 New Program Ramps ALISO VIEJO, Calif. – May 9, 2024 – |
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| May 9, 2024 |
.. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 9, 2024 INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 001-40481 88-1735159 (State or other jurisdiction of incorporation) (Commissio |
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| April 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| April 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| April 19, 2024 |
.. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 16, 2024 INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 001-40481 88-1735159 (State or other jurisdiction of incorporation) (Commis |
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| April 11, 2024 |
INDI / indie Semiconductor, Inc. / GRANAHAN INVESTMENT MANAGEMENT INC/MA Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 2) INDIE SEMICONDUCTOR, INC. (Name of Issuer) Class A Common Stock, par value $0.0001 (Title of Class of Securities) 45569U101 (CUSIP Number) March 31, 2024 |
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| March 26, 2024 |
indie Semiconductor 32 Journey Suite #100 Aliso Viejo, CA 92656 +1 (949) 608-0854 March 26, 2024 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing Attn: Sarah Sidwell 100 F. |
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| March 21, 2024 |
Exhibit 107 Calculation of Filing Fees Tables Form S-3 (Form Type) indie Semiconductor, Inc. |
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| March 21, 2024 |
As filed with the Securities and Exchange Commission on March 21, 2024 As filed with the Securities and Exchange Commission on March 21, 2024 Registration No. |
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| March 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-4 |
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| February 29, 2024 |
Compensation Recoupment Policy Exhibit 97 Incentive Compensation Recoupment Policy OVERVIEW In accordance with the requirements of Rule 10D-1 promulgated by the Securities and Exchange Commission and the related listing rules of the Nasdaq Stock Market, the Board of Directors of indie Semiconductor, Inc. |
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| February 29, 2024 |
List of Subsidiaries of the Company Exhibit 21 Subsidiaries of indie Semiconductor, Inc Name Jurisdiction of Organization Ay Dee Kay LLC d/b/a indie Semiconductor California indie City LLC California indie LLC California indie Services Corporation California indie Acquisition Company II, Corp Delaware ADK Service Provider Holdco LLC Delaware ADK Blocker Merger Sub LLC Delaware Geo Semiconductor LLC Delaware Exalos Inc. |
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| February 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-404 |
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| February 22, 2024 |
.. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 22, 2024 INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 001-40481 88-1735159 (State or other jurisdiction of incorporation) (Com |
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| February 22, 2024 |
indie Semiconductor Achieves Record Fourth Quarter and 2023 Results Exhibit 99.1 indie Semiconductor Achieves Record Fourth Quarter and 2023 Results •Posts Q4 Revenue of $70.1M, up 112% Year-over-Year and 16% Sequentially •Expands Q4 Non-GAAP Gross Margin to 52.7%, up 50 Basis Points Year-over-Year •Delivers $223.2M in 2023 revenue, up 101% Year-over-Year •Extends ADAS, User Experience and EV Design Win Pipeline ALISO VIEJO, Calif. – February 22, 2024 – indie Semi |
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| February 14, 2024 |
INDI / indie Semiconductor, Inc. / BAMCO INC /NY/ - NONE Passive Investment SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 02)* indie Semiconductor, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 45569U101 (CUSIP Number) Calendar Year 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desi |
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| February 14, 2024 |
INDI / indie Semiconductor, Inc. / GRANAHAN INVESTMENT MANAGEMENT INC/MA Passive Investment SC 13G/A 1 fp0086874-5sc13ga.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 1) INDIE SEMICONDUCTOR, INC. (Name of Issuer) Class A Common Stock, par value $0.0001 (Title of Class of Securities) 45569U1 |
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| February 14, 2024 |
SC 13G/A 1 p24-0143sc13ga.htm INDIE SEMICONDUCTOR, INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* indie Semiconductor, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 45569U101 (CUSIP Number) December 31, 2023 (Date of event which requires filing of thi |
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| February 13, 2024 |
INDI / indie Semiconductor, Inc. / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment SC 13G 1 tv01178-indiesemiconductorin.htm SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: indie Semiconductor, Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 45569U101 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the |
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| January 26, 2024 |
.. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 22, 2024 INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 001-40481 88-1735159 (State or other jurisdiction of incorporation) (Comm |
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| November 13, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the quarterly period ended September 30, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the transition period from to Commission file number 001-40481 I |
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| November 9, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events .. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 9, 2023 INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 001-40481 88-1735159 (State or other jurisdiction of incorporation) (Comm |
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| November 9, 2023 |
indie Semiconductor Exceeds Q3 2023 Growth Expectations Exhibit 99.1 indie Semiconductor Exceeds Q3 2023 Growth Expectations •Delivers Q3 Revenue of $60.5M, up 101% YoY and 16% Sequentially •Expands Non-GAAP Gross Margin 226 Basis Points YoY to 52.7% •Guides Q4 2023 Revenue to $70M-$75M and non-GAAP EBITDA Breakeven •Reiterates Plan to More than Double Revenue in 2023 •Raises Strategic Backlog to $6.3B, up from $4.3B last year and $2.6B in 2021 ALISO V |
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| October 25, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2023 INDIE SEMICONDUCTOR, INC. (Exact name of Registrant as specified in its charter) Delaware 001-40481 88-1735159 (State or other jurisdiction of incorporation) (Commiss |
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| October 25, 2023 |
Amendment No. 2 to Warrant Agreement, dated October 25, 2023 Exhibit 10.1 AMENDMENT NO. 2 TO WARRANT AGREEMENT This amendment (this “Amendment”) is made as of October 25, 2023, by and between indie Semiconductor, Inc., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (the “Warrant Agent”), and constitutes an amendment to that certain Warrant Agreement, dated as of August 14, 201 |
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| October 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2023 INDIE SEMICONDUCTOR, INC. (Exact name of Registrant as specified in its charter) Delaware 001-40481 88-1735159 (State or other jurisdiction of incorporation) (Commiss |
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| October 25, 2023 |
Exhibit 99.1 indie Semiconductor Completes Exchange Offer and Consent Solicitation and Notice to Exercise Right to Exchange Remaining Outstanding Warrants ALISO VIEJO, California, Oct. 25, 2023 (GLOBE NEWSWIRE) – indie Semiconductor, Inc. (NASDAQ: INDI) (“indie” or the “Company”), an Autotech solutions innovator, has completed its previously announced exchange offer (the “Offer”) and consent solic |
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| October 25, 2023 |
Amendment No. 2 to Warrant Agreement, dated October 25, 2023 Exhibit 10.1 AMENDMENT NO. 2 TO WARRANT AGREEMENT This amendment (this “Amendment”) is made as of October 25, 2023, by and between indie Semiconductor, Inc., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (the “Warrant Agent”), and constitutes an amendment to that certain Warrant Agreement, dated as of August 14, 201 |
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| October 25, 2023 |
Exhibit 99.1 indie Semiconductor Completes Exchange Offer and Consent Solicitation and Notice to Exercise Right to Exchange Remaining Outstanding Warrants ALISO VIEJO, California, Oct. 25, 2023 (GLOBE NEWSWIRE) – indie Semiconductor, Inc. (NASDAQ: INDI) (“indie” or the “Company”), an Autotech solutions innovator, has completed its previously announced exchange offer (the “Offer”) and consent solic |
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| October 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3) INDIE SEMICONDUCTOR, INC. (Name of Subject Company and Filing Person (Issuer)) Warrants to Acquire Shares of Class A Common Stock 45569U119 (Title of Class of Securities) (CUSIP Number of Class of Secu |
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| October 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2023 INDIE SEMICONDUCTOR, INC. (Exact name of Registrant as specified in its charter) Delaware 001-40481 88-1735159 (State or other jurisdiction of incorporation) (Commiss |
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| October 23, 2023 |
Exhibit 99.1 indie Semiconductor Announces Expiration and Results of Exchange Offer and Consent Solicitation Relating to its Warrants ALISO VIEJO, California, Oct. 23, 2023 (GLOBE NEWSWIRE) – indie Semiconductor, Inc. (NASDAQ: INDI) (“indie” or the “Company”), an Autotech solutions innovator, today announced the expiration and results of its previously announced exchange offer (the “Exchange Offer |
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| October 23, 2023 |
Exhibit 99.1 indie Semiconductor Announces Expiration and Results of Exchange Offer and Consent Solicitation Relating to its Warrants ALISO VIEJO, California, Oct. 23, 2023 (GLOBE NEWSWIRE) – indie Semiconductor, Inc. (NASDAQ: INDI) (“indie” or the “Company”), an Autotech solutions innovator, today announced the expiration and results of its previously announced exchange offer (the “Exchange Offer |
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| October 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2023 INDIE SEMICONDUCTOR, INC. (Exact name of Registrant as specified in its charter) Delaware 001-40481 88-1735159 (State or other jurisdiction of incorporation) (Commiss |
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| October 16, 2023 |
Prospectus Supplement No. 1 Filed pursuant to Rule 424(b)(3) (To Prospectus dated September 29, 2023) Registration Statement No. 333-274632 PROSPECTUS/OFFER TO EXCHANGE INDIE SEMICONDUCTOR, INC. Offer to Exchange Warrants to Acquire Shares of Class A Common Stock of indie Semiconductor, Inc. for Shares of Class A Common Stock of indie Semiconductor, Inc. and Consent Solicitation This prospectus su |
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| October 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 16, 2023 INDIE SEMICONDUCTOR, INC. (Exact name of Registrant as specified in its charter) Delaware 001-40481 88-1735159 (State or other jurisdiction of incorporation) (Commiss |
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| October 16, 2023 |
Exhibit 99.1 indie Semiconductor Provides Preliminary Revenue Outlook and Sets Date for Third Quarter 2023 Earnings Release ● Expects Q3 2023 Revenue to be Above $60M and Slightly Higher than Guidance ● Schedules Q3 Earnings Release and Conference Call for November 9, 2023 ALISO VIEJO, Calif. – October 16, 2023 – indie Semiconductor, Inc. (Nasdaq: INDI), an Autotech solutions innovator, today anno |
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| October 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 16, 2023 INDIE SEMICONDUCTOR, INC. (Exact name of Registrant as specified in its charter) Delaware 001-40481 88-1735159 (State or other jurisdiction of incorporation) (Commiss |
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| October 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2) INDIE SEMICONDUCTOR, INC. (Name of Subject Company and Filing Person (Issuer)) Warrants to Acquire Shares of Class A Common Stock 45569U119 (Title of Class of Securities) (CUSIP Number of Class of Secu |
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| October 16, 2023 |
Exhibit 99.1 indie Semiconductor Provides Preliminary Revenue Outlook and Sets Date for Third Quarter 2023 Earnings Release ● Expects Q3 2023 Revenue to be Above $60M and Slightly Higher than Guidance ● Schedules Q3 Earnings Release and Conference Call for November 9, 2023 ALISO VIEJO, Calif. – October 16, 2023 – indie Semiconductor, Inc. (Nasdaq: INDI), an Autotech solutions innovator, today anno |
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| September 29, 2023 |
Exhibit 99.2 NOTICE OF GUARANTEED DELIVERY OF WARRANTS OF INDIE SEMICONDUCTOR, INC. Pursuant to the Prospectus/Offer to Exchange, dated September 29, 2023 Instructions for Use Unless defined herein, terms used in this notice of guaranteed delivery (this “Notice of Guaranteed Delivery”) shall have the definitions set forth in the prospectus/offer to exchange, dated September 29, 2023 (as amended or |
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| September 29, 2023 |
As filed with the U.S. Securities and Exchange Commission on September 29, 2023. As filed with the U.S. Securities and Exchange Commission on September 29, 2023. Registration No. 333-274632 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 To FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 3674 88-1735159 (State or other jurisdiction |
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| September 29, 2023 |
Exhibit 99.1 LETTER OF TRANSMITTAL AND CONSENT Offer to Exchange Warrants to Acquire Shares of Class A Common Stock of indie Semiconductor, Inc. for Shares of Class A Common Stock of indie Semiconductor, Inc. and Consent Solicitation THE OFFER AND CONSENT SOLICITATION (AS DEFINED BELOW) AND WITHDRAWAL RIGHTS WILL EXPIRE AT 11:59 P.M., EASTERN TIME, ON OCTOBER 20, 2023, OR SUCH LATER TIME AND DATE |
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| September 29, 2023 |
424B3 1 f424b30923indiesemi.htm PROSPECTUS Filed Pursuant to Rule 424(b)(3) Registration No. 333-274632 PROSPECTUS/OFFER TO EXCHANGE INDIE SEMICONDUCTOR, INC. Offer to Exchange Warrants to Acquire Shares of Class A Common Stock of indie Semiconductor, Inc. for Shares of Class A Common Stock of indie Semiconductor, Inc. and Consent Solicitation THE OFFER PERIOD (AS DEFINED BELOW) AND WITHDRAWAL RIG |
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| September 29, 2023 |
Form of Letter to Clients of Brokers, Dealers, Commercial Banks, Trust Companies, and Other Nominees Exhibit 99.4 LETTER TO CLIENTS OF BROKERS, DEALERS, COMMERCIAL BANKS, TRUST COMPANIES, AND OTHER NOMINEES Offer to Exchange Warrants to Acquire Shares of Class A Common Stock of indie Semiconductor, Inc. for Shares of Class A Common Stock of indie Semiconductor, Inc. and Consent Solicitation THE OFFER AND CONSENT SOLICITATION (EACH AS DEFINED BELOW) AND WITHDRAWAL RIGHTS WILL EXPIRE AT 11:59 P.M., |
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| September 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2023 INDIE SEMICONDUCTOR, INC. (Exact name of Registrant as specified in its charter) Delaware 001-40481 88-1735159 (State or other jurisdiction of incorporation) (Commi |
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| September 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2023 INDIE SEMICONDUCTOR, INC. (Exact name of Registrant as specified in its charter) Delaware 001-40481 88-1735159 (State or other jurisdiction of incorporation) (Commi |
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| September 29, 2023 |
Exhibit 99.3 LETTER TO BROKERS, DEALERS, COMMERCIAL BANKS, TRUST COMPANIES, AND OTHER NOMINEES Offer to Exchange Warrants to Acquire Shares of Class A Common Stock of indie Semiconductor, Inc. for Shares of Class A Common Stock of indie Semiconductor, Inc. and Consent Solicitation THE OFFER AND CONSENT SOLICITATION (EACH AS DEFINED BELOW) AND WITHDRAWAL RIGHTS WILL EXPIRE AT 11:59 P.M., EASTERN TI |
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| September 29, 2023 |
Exhibit 99.1 indie Semiconductor Extends Warrant Exchange Offer and Consent Solicitation ALISO VIEJO, Calif., September 29, 2023 – indie Semiconductor, Inc. (NASDAQ: INDI) (“indie” or the “Company”), an Autotech solutions innovator, today announced that it has extended its previously announced exchange offer (the “Offer”) and consent solicitation (the “Consent Solicitation”) relating to its outsta |
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| September 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1) INDIE SEMICONDUCTOR, INC. (Name of Subject Company and Filing Person (Issuer)) Warrants to Acquire Shares of Class A Common Stock 45569U119 (Title of Class of Securities) (CUSIP Number of Class of Secu |
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| September 29, 2023 |
Exhibit 99.1 indie Semiconductor Extends Warrant Exchange Offer and Consent Solicitation ALISO VIEJO, Calif., September 29, 2023 – indie Semiconductor, Inc. (NASDAQ: INDI) (“indie” or the “Company”), an Autotech solutions innovator, today announced that it has extended its previously announced exchange offer (the “Offer”) and consent solicitation (the “Consent Solicitation”) relating to its outsta |
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| September 22, 2023 |
Form of Notice of Guaranteed Delivery Exhibit 99.2 NOTICE OF GUARANTEED DELIVERY OF WARRANTS OF INDIE SEMICONDUCTOR, INC. Pursuant to the Prospectus/Offer to Exchange, dated September 22, 2023 Instructions for Use Unless defined herein, terms used in this notice of guaranteed delivery (this “Notice of Guaranteed Delivery”) shall have the definitions set forth in the prospectus/offer to exchange, dated September 22, 2023 (as amended or |
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| September 22, 2023 |
Exhibit 10.23 TENDER AND SUPPORT AGREEMENT This TENDER AND SUPPORT AGREEMENT (this “Agreement”), dated as of September 22, 2023, is entered into by and among indie Semiconductor, Inc., a Delaware corporation (the “Company”), each of the persons listed on Schedule A hereto (each, a “Public Warrant Holder”) and each of the persons listed on Schedule B hereto (each, a “Private Warrant Holder” and, to |
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| September 22, 2023 |
Exhibit 107 Calculation of Filing Fee Table FORM S-4 (Form Type) indie Seminconductor, Inc. |
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| September 22, 2023 |
Exhibit 99.1 indie Semiconductor Commences Warrant Exchange Offer and Consent Solicitation ALISO VIEJO, Calif., September 22, 2023 – indie Semiconductor, Inc. (NASDAQ: INDI) (“indie” or the “Company”), an Autotech solutions innovator, today announced that it has commenced an exchange offer (the “Offer”) and consent solicitation (the “Consent Solicitation”) relating to its outstanding (i) public wa |
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| September 22, 2023 |
Exhibit 10.22 indie Semiconductor, Inc. Dealer Manager and Solicitation Agent Agreement New York, New York September 22, 2023 BofA Securities, Inc., as Dealer Manager c/o BofA Securities, Inc. One Bryant Park New York, New York 10036 Ladies and Gentlemen: indie Semiconductor, Inc., a Delaware corporation (the “Company” or “we”), plans to make an offer (such offer as described in the Prospectus (as |
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| September 22, 2023 |
Form of Letter to Brokers, Dealers, Commercial Banks, Trust Companies, and Other Nominees Exhibit 99.3 LETTER TO BROKERS, DEALERS, COMMERCIAL BANKS, TRUST COMPANIES, AND OTHER NOMINEES Offer to Exchange Warrants to Acquire Shares of Class A Common Stock of indie Semiconductor, Inc. for Shares of Class A Common Stock of indie Semiconductor, Inc. and Consent Solicitation THE OFFER AND CONSENT SOLICITATION (EACH AS DEFINED BELOW) AND WITHDRAWAL RIGHTS WILL EXPIRE AT 11:59 P.M., EASTERN TI |
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| September 22, 2023 |
As filed with the U.S. Securities and Exchange Commission on September 22, 2023. As filed with the U.S. Securities and Exchange Commission on September 22, 2023. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 3674 88-1735159 (State or other jurisdiction of incorporation or organ |
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| September 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 INDIE SEMICONDUCTOR, INC. (Name of Subject Company and Filing Person (Issuer)) Warrants to Acquire Shares of Class A Common Stock 45569U119 (Title of Class of Securities) (CUSIP Number of Class of Securities) Thomas Sch |
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| September 22, 2023 |
Form of Letter of Transmittal and Consent. Exhibit 99.1 LETTER OF TRANSMITTAL AND CONSENT Offer to Exchange Warrants to Acquire Shares of Class A Common Stock of indie Semiconductor, Inc. for Shares of Class A Common Stock of indie Semiconductor, Inc. and Consent Solicitation THE OFFER AND CONSENT SOLICITATION (AS DEFINED BELOW) AND WITHDRAWAL RIGHTS WILL EXPIRE AT 11:59 P.M., EASTERN TIME, ON OCTOBER 19, 2023, OR SUCH LATER TIME AND DATE |
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| September 22, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 22, 2023 INDIE SEMICONDUCTOR, INC. (Exact name of Registrant as specified in its charter) Delaware 001-40481 88-1735159 (State or other jurisdiction of incorporation) (Commi |
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| September 22, 2023 |
Exhibit 99.1 indie Semiconductor Commences Warrant Exchange Offer and Consent Solicitation ALISO VIEJO, Calif., September 22, 2023 – indie Semiconductor, Inc. (NASDAQ: INDI) (“indie” or the “Company”), an Autotech solutions innovator, today announced that it has commenced an exchange offer (the “Offer”) and consent solicitation (the “Consent Solicitation”) relating to its outstanding (i) public wa |
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| September 22, 2023 |
Exhibit 107 Calculation of Filing Fee Table SC TO-I (Form Type) indie Seminconductor, Inc. |
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| September 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 22, 2023 INDIE SEMICONDUCTOR, INC. (Exact name of Registrant as specified in its charter) Delaware 001-40481 88-1735159 (State or other jurisdiction of incorporation) (Commi |
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| September 22, 2023 |
Form of Letter to Clients of Brokers, Dealers, Commercial Banks, Trust Companies, and Other Nominees Exhibit 99.4 LETTER TO CLIENTS OF BROKERS, DEALERS, COMMERCIAL BANKS, TRUST COMPANIES, AND OTHER NOMINEES Offer to Exchange Warrants to Acquire Shares of Class A Common Stock of indie Semiconductor, Inc. for Shares of Class A Common Stock of indie Semiconductor, Inc. and Consent Solicitation THE OFFER AND CONSENT SOLICITATION (EACH AS DEFINED BELOW) AND WITHDRAWAL RIGHTS WILL EXPIRE AT 11:59 P.M., |
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| September 21, 2023 |
indie Semiconductor 32 Journey Suite #100 Aliso Viejo, CA 92656 +1 (949) 608-0854 September 21, 2023 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing Attn: Erin Donahue 100 F. |
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| September 18, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) indie Semiconductor, Inc. |
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| September 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 18, 2023 INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 001-40481 87-0913788 (State or other jurisdiction of incorporation) (Commi |
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| September 18, 2023 |
As filed with the Securities and Exchange Commission on September 18, 2023 As filed with the Securities and Exchange Commission on September 18, 2023 Registration No. |
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| September 18, 2023 |
Exhibit 2.1 Share Sale and Purchase Agreement dated as of September 18, 2023 by and among Christian Velez (Seller 1) Jose Luis Cortes (Seller 2) Chemolio Holding AG (Seller 3) Peter Schmid (Seller 4) Marcus Duelk (Seller 5) (Seller 1, Seller 2, Seller 3, Seller 4 and Seller 5, the Sellers) Ay Dee Kay Ltd. Caledonian Exchange, 19a Canning Street, Edinburgh, Scotland, EH3 8HE (Buyer) indie Semicondu |
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| September 18, 2023 |
indie Semiconductor Acquires EXALOS AG Exhibit 99.1 indie Semiconductor Acquires EXALOS AG ● Expands indie’s ADAS and User Experience Portfolio with Breakthrough Near Infrared and Visible Superluminescent LED (SLED) as well as Semiconductor Optical Amplifier (SOA) Products ● Accelerates Design-in Opportunities with Premier Tier One and Automotive OEMs ● Expected to be Financially Neutral to 2H 2023 and Accretive in 2024 ALISO VIEJO, Ca |
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| August 11, 2023 |
As filed with the Securities Exchange Commission on August 11, 2023 Registration No. |
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| August 11, 2023 |
indie Semiconductor, Inc. 2023 Inducement Incentive Plan E Exhibit 10.2 INDIE SEMICONDUCTOR, INC. 2023 INDUCEMENT INCENTIVE PLAN ARTICLE I PURPOSE The purpose of this indie Semiconductor, Inc. 2023 Inducement Incentive Plan (the “Plan”) is to benefit indie Semiconductor, Inc., a Delaware corporation (the “Company”) and its stockholders, by assisting the Company and its subsidiaries to provide an inducement material for certain individuals to enter into |
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| August 11, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the quarterly period ended June 30, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the transition period from to Commission file number 001-4 |
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| August 11, 2023 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) indie Semiconductor, Inc. |
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| August 10, 2023 |
indie Semiconductor Exceeds Q2 2023 Growth Expectations Exhibit 99.1 indie Semiconductor Exceeds Q2 2023 Growth Expectations •Delivers Q2 Revenue of $52.1M, up 102% YoY and 29% Sequentially •Expands Non-GAAP Gross Margin 363 Basis Points YoY to 52.2% •Secures Large Program Win at Bosch •Guides Q3 2023 Revenue up 100% YoY and 15% Sequentially to a $240M Annualized Run-rate •Reiterates Plan to Reach Non-GAAP Operating Income in Q4 and More Than Double Re |
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| August 10, 2023 |
.. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 10, 2023 INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 001-40481 87-0913788 (State or other jurisdiction of incorporation) (Commi |
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| June 23, 2023 |
Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF INDIE SEMICONDUCTOR, INC. indie Semiconductor, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Company”), DOES HEREBY CERTIFY AS FOLLOWS: 1.The name of the Company is “indie Semiconductor, Inc.”. The original certificate of incorporation of the Company was filed with the Secretary of State of |
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| June 23, 2023 |
.. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 21, 2023 INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 001-40481 87-0913788 (State or other jurisdiction of incorporation) (Commiss |
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| May 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 001-40481 (State or other jurisdiction of incorporation) (Commission File Number) 32 Journey Aliso Viejo, California 92656 (Address of Principal Executive Offices) (Zip Code) Thomas Schiller (949) 608 |
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| May 19, 2023 |
.. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 18, 2023 INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 001-40481 87-0913788 (State or other jurisdiction of incorporation) (Commissi |
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| May 15, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the quarterly period ended March 31, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the transition period from to Commission file number 001- |
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| May 12, 2023 |
GEO Semiconductor Inc. Consolidated Financial Statements For the Years Ended December 31, 2022 and 2021 GEO Semiconductor Inc. Contents Independent Auditor’s Report 3 Consolidated Financial Statements Consolidated Balance Sheets 5 Consolidated Statements of Operations and Comprehensive Loss 6 Consolidated Statements of Shareholders’ Deficit 7 Consolidated Statements of Cash Flows 8 Notes to Consol |
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| May 12, 2023 |
.. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 3, 2023 INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 001-40481 88-1735159 (State or other jurisdiction of inc |
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| May 12, 2023 |
UNAUDITED PRO FORMA CONDENSED CONSOLIDATED COMBINED FINANCIAL STATEMENTS The following unaudited pro forma condensed consolidated combined financial statements are provided to aid you in your analysis of the financial aspects of the transaction. |
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| May 11, 2023 |
.. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 11, 2023 INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 001-40481 87-0913788 (State or other jurisdiction of incorporation) (Commissi |
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| May 11, 2023 |
indie Semiconductor Exceeds Q1 2023 Growth Expectations Exhibit 99.1 indie Semiconductor Exceeds Q1 2023 Growth Expectations •Delivers Revenue of $40.5M, up 84% YoY and 22% Sequentially •Expands Non-GAAP Gross Margin to 52.2%, up 484 Basis Points YoY •Guides Q2 2023 Revenue up 102% YoY and 28% Sequentially to a >$200M Annualized Run-rate ALISO VIEJO, Calif. – May 11, 2023 – indie Semiconductor, Inc. (Nasdaq: INDI), an Autotech solutions innovator, toda |
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| May 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| May 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| April 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| April 5, 2023 |
Secondary Offering of 20,481,660 shares of Class A Common Stock Filed pursuant to Rule 424(b)(3) Registration No. 333-270539 PROSPECTUS Secondary Offering of 20,481,660 shares of Class A Common Stock The Selling Securityholders identified in this prospectus may, from time to time in one or more offerings, offer and sell up to 20,481,660 shares of our Class A common stock, consisting of: ● up to 429,186 shares issuable pursuant to certain earn-out obligations e |
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| April 3, 2023 |
indie Semiconductor 32 Journey Suite #100 Aliso Viejo, CA 92656 +1 (949) 608-0854 April 3, 2023 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing Attn: Sarah Sidwell 100 F. |
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| March 31, 2023 |
As filed with the Securities and Exchange Commission on March 31, 2023 As filed with the Securities and Exchange Commission on March 31, 2023 Registration No. |
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| March 28, 2023 |
indie Semiconductor, Inc. 2023 Inducement Incentive Plan Exhibit 10.4 INDIE SEMICONDUCTOR, INC. 2023 INDUCEMENT INCENTIVE PLAN ARTICLE I PURPOSE The purpose of this indie Semiconductor, Inc. 2023 Inducement Incentive Plan (the “Plan”) is to benefit indie Semiconductor, Inc., a Delaware corporation (the “Company”) and its stockholders, by assisting the Company and its subsidiaries to provide an inducement material for certain individuals to enter into em |
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| March 28, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-404 |
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| March 28, 2023 |
Exhibit 10.6 Notice of Performance Stock Unit Award and Terms and Conditions of Performance Stock Unit Award Participant: [Name] Plan: 2021 Omnibus Equity Incentive Plan Address: [Address1] [Address2] [Address3] Award No.: [Award No.] Effective [Award Date] (the “Award Date”), you (the “Participant”) have been granted an award (the “Award”) with respect to a target number of [Target Shares]1 perfo |
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| March 28, 2023 |
Exhibit 21 Subsidiaries of Indie Semiconductor, Inc Name Jurisdiction of Organization Ay Dee Kay LLC d/b/a indie Semiconductor California indie City LLC California indie LLC California indie Services Corporation California indie Acquisition Company II, Corp Delaware ADK Service Provider Holdco LLC Delaware ADK Blocker Merger Sub LLC Delaware Ay Dee Kay, SA Argentina TeraXion Inc Canada Shanghai Ziying Microelectronics Co. |
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| March 28, 2023 |
Exhibit 10.5 Notice of Restricted Stock Unit Grant and Terms and Conditions of Restricted Stock Unit Award Participant: [Name] Award Number: [] [Address] Plan: 2023 Inducement Incentive Plan [Address] ID: [] Effective [] (the “Award Date”), you (the “Participant”) have been granted an award (the “Award”) with respect to the following number of stock units (the “Restricted Stock Units”) subject to |
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| March 28, 2023 |
Exhibit 4.5 DESCRIPTION OF INDIE SEMICONDUCTOR, INC. SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following description summarizes the material terms of certain securities of indie Semiconductor, Inc. (the “Company”). This following description is not intended to be a complete summary of the rights and preferences of such securities, and is qualified by r |
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| March 14, 2023 |
Exhibit 107 Calculation of Filing Fees Tables Form S-3 (Form Type) indie Semiconductor, Inc. |
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| March 14, 2023 |
Power of Attorney (included on the signature page of this registration statement) As filed with the Securities and Exchange Commission on March 14, 2023 Registration No. |
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| March 3, 2023 |
Exhibit 10.1 REGISTRATION RIGHTS AND LOCK-UP AGREEMENT THIS REGISTRATION RIGHTS AND LOCK-UP AGREEMENT (this “Agreement”), dated as of March 3, 2023, is made and entered into by and among indie Semiconductor, Inc., a Delaware corporation (“Parent”), GEO Semiconductor Inc., a Delaware corporation, and any successor thereto (the “Company”), and Shareholder Representative Services LLC, as the Security |
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| March 3, 2023 |
.. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 3, 2023 INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 001-40481 88-1735159 (State or other jurisdiction of incorporation) (Commiss |
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| February 22, 2023 |
.. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 21, 2023 INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 001-40481 88-1735159 (State or other jurisdiction of incorporation) (Com |
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| February 22, 2023 |
indie Semiconductor Acquires Silicon Radar GmbH Exhibit 99.1 indie Semiconductor Acquires Silicon Radar GmbH •Adds Highly Innovative Automotive Radar Capabilities for In-cabin and Exterior Vehicle Sensing Applications •Accelerates Product Roadmap with the Industry’s First Production-ready 120 GHz Solution •Complements indie’s Acquisitions of Analog Devices’ and ON Semi’s Radar Divisions ALISO VIEJO, Calif. and FRANKFURT AN DER ODER, Germany - F |
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| February 16, 2023 |
.. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 16, 2023 INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 001-40481 88-1735159 (State or other jurisdiction of incorporation) (Com |
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| February 16, 2023 |
indie Semiconductor Achieves Record Q4 and 2022 Results Exhibit 99.1 indie Semiconductor Achieves Record Q4 and 2022 Results •Posts Q4 Revenue of $33.0M, up 74% Year-over-Year and 10% sequentially •Expands Q4 Non-GAAP Gross Margin to 52.2%, up 590 Basis Points Year-over-Year and 180 Basis Points Sequentially •Delivers $110.8M in 2022 Revenue, up 129% Year-over-Year •Broadens Design Win Pipeline Across ADAS, User Experience and EV Applications •Forecast |
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| February 14, 2023 |
INDI / indie Semiconductor, Inc. Class A / BAMCO INC /NY/ - NONE Passive Investment SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 01)* indie Semiconductor, Inc. (Name of Issuer) Class A (Title of Class of Securities) 45569U101 (CUSIP Number) Calendar Year 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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| February 14, 2023 |
INDI / indie Semiconductor, Inc. Class A / GRANAHAN INVESTMENT MANAGEMENT INC/MA Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 0)* INDIE SEMICONDUCTOR, INC. (Name of Issuer) Class A Common Stock, par value $0.0001 (Title of Class of Securities) 45569U101 (CUSIP Number) December 31, 2 |
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| February 13, 2023 |
SC 13G/A 1 p23-0453sc13ga.htm INDIE SEMICONDUCTOR, INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* indie Semiconductor, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 45569U101 (CUSIP Number) December 31, 2022 (Date of event which requires filing of thi |
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| February 10, 2023 |
indie to Acquire GEO Semiconductor Exhibit 99.1 indie to Acquire GEO Semiconductor ● Brings Innovative and Field-Proven Camera-based Sensing and Viewing Solutions for ADAS Applications ● Completes indie’s Sensor Modality Portfolio Spanning Radar, LiDAR, Ultrasound and Computer Vision ● Immediately Extends indie’s Market Reach in Japan and Korea ● Expected to Close in Q1 2023, Accelerate indie’s Path to Profitability and be Accretiv |
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| February 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 9, 2023 INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 001-40481 88-1735159 (State or other jurisdiction of incorporation) (Commiss |
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| February 10, 2023 |
Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER by and among: indie Semiconductor, Inc., a Delaware corporation; Geo Semiconductor Inc., a Delaware corporation; Gonzaga Merger Sub Inc., a Delaware corporation; and Shareholder Representative Services LLC, as the Securityholders’ Agent. Dated as of February 9, 2023 Table of Contents Page 1. Description of Transaction 1 1.1 Merger of Merge |
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| February 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* INDIE SEMICONDUCTOR, INC. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 45569U101 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to de |
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| January 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| December 23, 2022 |
.. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 22, 2022 INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 001-40481 88-1735159 (State or other jurisdiction of incorporation) (Com |
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| December 23, 2022 |
Exhibit 10.1 [Insert Date] Re: Employment Agreement Dear []: This letter agreement (?Agreement?) will set forth the terms of your employment with indie Semiconductor, Inc. (the ?Company?) as its [insert title], reporting to the [For CEO: Board of Directors of the Company (the ?Board?) or Chief Executive/Financial Officer], effective January 1, 2023 (the ?Employment Date?). [For executives who are |
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| December 2, 2022 |
.. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 29, 2022 INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 001-40481 88-1735159 (State or other jurisdiction of incorporation) (Com |
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| November 21, 2022 |
indie Semiconductor Announces Pricing of Private Offering Exhibit 99.1 indie Semiconductor Announces Pricing of Private Offering ALISO VIEJO, Calif.-November 17, 2022- indie Semiconductor, Inc. (“indie” or “we”) (NASDAQ: INDI), an Autotech solutions innovator, today announced the pricing of its offering of $140 million aggregate principal amount of its 4.500% Convertible Senior Notes due 2027 (the “notes”) through a private offering to persons reasonably |
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| November 21, 2022 |
Exhibit 10.1 indie Semiconductor, Inc. 4.500% Convertible Senior Notes due 2027 Purchase Agreement November 16, 2022 Goldman Sachs & Co. LLC, As representative of the several Purchasers named in Schedule I hereto, 200 West Street, New York, New York 10282-2198. Ladies and Gentlemen: indie Semiconductor, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions set |
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| November 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 21, 2022 (November 16, 2022) INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 001-40481 88-1735159 (State or other jurisdiction of in |
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| November 21, 2022 |
Exhibit 4.1 Execution Version INDIE SEMICONDUCTOR, INC. AND U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of November 21, 2022 4.500% Convertible Senior Notes due 2027 TABLE OF CONTENTS PAGE ARTICLE 1 Definitions Section 1.01. Definitions 1 Section 1.02. References to Interest 13 ARTICLE 2 Issue, Description, Execution, Registration and Exchange of Notes Section 2.01 |
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| November 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 16, 2022 INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 001-40481 88-1735159 (State or other jurisdiction of incorporation) (Commis |
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| November 16, 2022 |
Exhibit 99.1 indie Semiconductor Announces Proposed Convertible Senior Notes Offering and $50 million Repurchase Authorization ALISO VIEJO, Calif.-November 16, 2022-indie Semiconductor, Inc. (“indie” or “we”) (NASDAQ: INDI), an Autotech solutions innovator, today announced that it plans to offer, subject to market and other conditions, $125 million aggregate principal amount of its Convertible Sen |
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| November 14, 2022 |
Exhibit 10.2 INDIE SEMICONDUCTOR, INC. 2021 OMNIBUS EQUITY INCENTIVE PLAN Effective June 10, 2021 As approved by Shareholders of Thunder Bridge Acquisition II, Ltd. (the predecessor by mergers to indie Semiconductor, Inc.) on June 9, 2021 and subsequently modified by the Stockholders and Board of Directors of indie Semiconductor, Inc. on June 22, 2022. INDIE SEMICONDUCTOR, INC. 2021 OMNIBUS EQUITY |
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| November 14, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the quarterly period ended September 30, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934For the transition period from to Commission file number |
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| November 14, 2022 |
As filed with the Securities and Exchange Commission on November 14, 2022 As filed with the Securities and Exchange Commission on November 14, 2022 Registration No. |
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| November 14, 2022 |
EX-FILING FEES 4 ea167853ex-feeindiesemi.htm FILING FEE TABLE Exhibit 107 CALCULATION OF FILING FEE TABLE FORM S-8 (Form Type) INDIE SEMICONDUCTOR, INC. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit(2) Maximum Aggregate Offering Price( |
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| November 10, 2022 |
indie Semiconductor Exceeds Q3 2022 Bottom Line Expectations Exhibit 99.1 indie Semiconductor Exceeds Q3 2022 Bottom Line Expectations ?Posts 147% Year-over-Year and 17% Sequential Revenue Growth to a Record $30.0M ?Expands Non-GAAP Gross Margin to 50.4%, up 740 Basis Points Year-over-Year and 180 Basis Points Sequentially ?Guides Q4 2022 Revenue to an Approximately $132M Annualized Run-rate with Further Non-GAAP Gross Margin Expansion into the 51% Range ?U |
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| November 10, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events .. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 10, 2022 INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 001-40481 87-0913788 (State or other jurisdiction of incorporation) (Com |
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| September 2, 2022 |
September 2, 2022 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing Attn: Mr. |
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| August 26, 2022 |
As filed with the Securities and Exchange Commission on August 26, 2022 As filed with the Securities and Exchange Commission on August 26, 2022 Registration No. |
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| August 26, 2022 |
Exhibit 1.2 Execution Version INDIE SEMICONDUCTOR, INC. Class A Common Stock (par value $0.0001 per share) At Market Issuance Sales Agreement August 26, 2022 B. Riley Securities, Inc. 299 Park Avenue, 21st Floor New York, New York 10171 Craig-Hallum Capital Group LLC 222 South 9th Street, Suite 350 Minneapolis, MN 55402 Roth Capital Partners, LLC 888 San Clemente Drive, Suite 400 Newport Beach, CA |
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| August 26, 2022 |
EX-FILING FEES 6 ea164956ex-feeindiesemi.htm FILING FEES Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) indie Semiconductor, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum A |
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| August 26, 2022 |
Exhibit 4.7 INDIE SEMICONDUCTOR, INC. INDENTURE Dated as of , 20 as Trustee TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.1. Definitions 1 Section 1.2. Other Definitions 4 Section 1.3. Incorporation by Reference of Trust Indenture Act 4 Section 1.4. Rules of Construction 5 ARTICLE II. THE SECURITIES 5 Section 2.1. Issuable in Series 5 Section 2.2. Establi |
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| August 12, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001 |
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| August 11, 2022 |
indie Semiconductor Exceeds Q2 2022 Analyst Expectations Exhibit 99.1 indie Semiconductor Exceeds Q2 2022 Analyst Expectations ?Delivers 181% Year-over-Year and 17% Sequential Revenue Growth to a Record $25.8M ?Expands Non-GAAP Gross Margin to 48.6%, up 650 Basis Points Year-over-Year and 120 Basis Points Sequentially ?Guides Q3 2022 Revenue up 140-150% Year-over-Year to an Approximately $120M Annualized Run-rate at the Midpoint with Further Non-GAAP Gr |
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| August 11, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events .. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 11, 2022 INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 001-40481 87-0913788 (State or other jurisdiction of incorporation) (Commi |
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| July 13, 2022 |
July 13, 2022 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing Attn: Mr. |
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| July 5, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) indie Semiconductor, Inc. |
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| July 5, 2022 |
As filed with the Securities and Exchange Commission on July 1, 2022 As filed with the Securities and Exchange Commission on July 1, 2022 Registration No. |
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| June 28, 2022 |
.. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 22, 2022 INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 001-40481 87-0913788 (State or other jurisdiction of incorporation) (Commiss |
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| June 3, 2022 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to ? 240. |
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| June 3, 2022 |
Filed Pursuant to Rule 424(b)(7) Registration No. 333-257629 PROSPECTUS SUPPLEMENT NO. 9 (To prospectus dated April 14, 2022) indie Semiconductor, Inc. 70,846,446 shares of Class A Common Stock and 10,150,000 Warrants to Purchase Class A Common Stock This prospectus supplement updates and amends certain information contained in the prospectus dated April 14, 2022 (the ?Prospectus?). The Prospectus |
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| May 27, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* indie Semiconductor, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 45569U101 (CUSIP Number) May 17, 2022 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pur |
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| May 23, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-257629 PROSPECTUS SUPPLEMENT NO. 8 (to Prospectus dated July 13, 2021) INDIE SEMICONDUCTOR, INC. Primary Offering of 27,400,000 shares of Class A Common Stock Issuable Upon Exercise of Warrants Secondary Offering of 70,846,446 shares of Class A Common Stock and 10,150,000 Warrants to Purchase Class A Common Stock This prospectus supplement no. |
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| May 23, 2022 |
INDIE SEMICONDUCTOR, INC. Secondary Offering of 24,035,088 shares of Class A Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333- 261269 PROSPECTUS SUPPLEMENT NO. 2 (to Prospectus dated February 14, 2022) INDIE SEMICONDUCTOR, INC. Secondary Offering of 24,035,088 shares of Class A Common Stock This prospectus supplement no. 2 amends and supplements the prospectus dated February 14, 2022 (as supplemented or amended from time to time, the ?Prospectus?), which forms a part |
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| May 13, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 00 |
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| May 12, 2022 |
indie Semiconductor Achieves High End of Revenue Guidance Range in Q1 2022 Exhibit 99.1 indie Semiconductor Achieves High End of Revenue Guidance Range in Q1 2022 ?Delivers 171% Year-over-Year and 16% Sequential Revenue Growth to a Record $22.0M ?Expands Non-GAAP Gross Margin to 47.4%, up 710 Basis Points Year-over-Year and 110 Basis Points Sequentially ?Guides Q2 2022 to a ? $100M Annualized Revenue Run-rate with Further Non-GAAP Gross Margin Expansion ALISO VIEJO, Cali |
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| May 12, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition .. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 12, 2022 INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 001-40481 87-0913788 (State or other jurisdiction of incorporation) (Commissi |
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| May 2, 2022 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to ? 240. |
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| April 14, 2022 |
As filed with the Securities and Exchange Commission on April 14, 2022. As filed with the Securities and Exchange Commission on April 14, 2022. Registration No. 333-257629 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 indie Semiconductor, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 3674 87-0913788 (State or other jurisdi |
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| April 14, 2022 |
As filed with the Securities and Exchange Commission on April 14, 2022. As filed with the Securities and Exchange Commission on April 14, 2022. Registration No. 333-261269 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 indie Semiconductor, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 3674 87-0913788 (State or other jurisdi |
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| April 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-404 |
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| April 11, 2022 |
List of Subsidiaries of the Company Exhibit 21 Subsidiaries of Indie Semiconductor, Inc Name Jurisdiction of Organization Ay Dee Kay LLC d/b/a indie Semiconductor California Indie City LLC California indie LLC California Indie Services Corporation California TeraXion Inc Canada Shanghai Ziying Microelectronics Co. |
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| April 11, 2022 |
Exhibit 4.5 DESCRIPTION OF INDIE SEMICONDUCTOR, INC. SECURITIES The following description summarizes the material terms of securities of indie Semiconductor, Inc. (the ?Company?). This following description is not intended to be a complete summary of the rights and preferences of such securities, and is qualified by reference to the Company?s Amended and Restated Certificate of Incorporation (as a |
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| April 1, 2022 |
indie Semiconductor Provides Business Update On Track to Achieve High End of Q1 Revenue Guidance Range; Plans to File 2021 10-K within the SEC Extension Window and Report Quarterly Results in May ALISO VIEJO, Calif. |
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| April 1, 2022 |
.. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 28, 2022 INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 001-40481 87-0913788 (State or other jurisdiction of incorporation) (Commis |
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| March 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ? Form 10-K ? Form 20-F ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-CEN ? Form N-CSR ? For Period Ended: December 31, 2021 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q For the |
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| March 28, 2022 |
EX-FILING FEES 6 ea157157ex-feeindiesemi.htm FILING FEE TABLE Exhibit 107 Calculation of Filing Fee Tables FORM S-8 (Form Type) indie Semiconductor, Inc. (Exact name of registrant as specified in its charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Per Share (2) Maximum Aggregate Offe |
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| March 28, 2022 |
As filed with the Securities and Exchange Commission on March 25, 2022 As filed with the Securities and Exchange Commission on March 25, 2022 Registration No. |
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| March 28, 2022 |
Form of Employee Earn-out Award *+ Exhibit 4.5 INDIE SEMICONDUCTOR, INC EARN OUT AWARDS AGREEMeNT This Earn Out Equity Award Agreement (this ?Agreement?) will be made and entered into as of [?] by and between indie Semiconductor, Inc. (the ?Company?), and [Employee Name] (the ?Employee?). Unless otherwise specified herein, all capitalized terms in this Agreement shall have the same meaning ascribed to such terms under the Master Tr |
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| February 24, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-257629 PROSPECTUS SUPPLEMENT NO. 7 (to Prospectus dated July 13, 2021) INDIE SEMICONDUCTOR, INC. Primary Offering of 27,400,000 shares of Class A Common Stock Issuable Upon Exercise of Warrants Secondary Offering of 70,846,446 shares of Class A Common Stock and 10,150,000 Warrants to Purchase Class A Common Stock This prospectus supplement no. |
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| February 24, 2022 |
INDIE SEMICONDUCTOR, INC. Secondary Offering of 24,035,088 shares of Class A Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-261269 PROSPECTUS SUPPLEMENT NO. 1 (to Prospectus dated February 14, 2022) INDIE SEMICONDUCTOR, INC. Secondary Offering of 24,035,088 shares of Class A Common Stock This prospectus supplement no. 1 amends and supplements the prospectus dated February 14, 2022 (as supplemented or amended from time to time, the ?Prospectus?), which forms a part o |
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| February 22, 2022 |
indie Semiconductor Exceeds Q4 and 2021 Expectations Exhibit 99.1 indie Semiconductor Exceeds Q4 and 2021 Expectations Q4 2021 ?Delivered 56% Sequential and 185% Year-over-Year Revenue Growth to a Record $19M ?Posted Non-GAAP Gross Margin of 46.3%, Up 330 Basis Points Sequentially and 1,090 Basis Points Year-over-Year ?Guides Q1 2022 Revenue to be Up 160 to 170% Year-over-Year with Further Non-GAAP Gross Margin Expansion Full Year 2021 ?More than Do |
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| February 22, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition .. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 22, 2022 INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 001-40481 87-0913788 (State or other jurisdiction of incorporation) (Com |
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| February 16, 2022 |
24,035,088 Shares Class A Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-261269 PROSPECTUS 24,035,088 Shares Class A Common Stock This prospectus relates to the resale by the Selling Stockholders identified in this prospectus, from time to time in one or more offerings, of up to 24,035,088 shares of our Class A common stock, par value $0.0001 per share that were previously issued by us. We will not receive any proce |
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| February 14, 2022 |
INDI / indie Semiconductor, Inc. Class A / BAMCO INC /NY/ - NONE Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* indie Semiconductor, Inc. (Name of Issuer) Class A (Title of Class of Securities) 45569U101 (CUSIP Number) Calendar Year 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi |
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| February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 11, 2022 |
indie Semiconductor, Inc. 32 Journey Aliso Viejo, California 92656 indie Semiconductor, Inc. 32 Journey Aliso Viejo, California 92656 February 11, 2022 VIA EDGAR Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attn: Bradley Ecker Sherry Haywood Re: indie Semiconductor, Inc. Registration Statement on Form S-1 Filed November 22, 2021 File No. 333-261269 Dear Mr. Ecker and Ms. Haywood: indie Semiconduct |
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| February 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* INDIE SEMICONDUCTOR, INC. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 45569U101 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to de |
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| February 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* INDIE SEMICONDUCTOR, INC. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 45569U101 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to de |
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| February 9, 2022 |
NELSON MULLINS RILEY & SCARBOROUGH LLP ATTORNEYS AND COUNSELORS AT LAW 101 Constitution Avenue, NW | Suite 900 Washington, DC 20001 T 202. |
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| February 9, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 ????.. (Form Type) indie Semiconductor, Inc. ????????????????????.. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered (1) Proposed Maximum Offering Price Per Security Maximum Aggregate Offering P |
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| February 9, 2022 |
As filed with the Securities and Exchange Commission on February 9, 2022. As filed with the Securities and Exchange Commission on February 9, 2022. Registration No. 333-261269 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 3 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 indie Semiconductor, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 3674 87-0913788 (State or other jurisdiction of inco |
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| February 4, 2022 |
Filed Pursuant to Rule 424(b)(7) Registration No. 333-257629 PROSPECTUS SUPPLEMENT NO. 6 (To prospectus dated July 13, 2021) indie Semiconductor, Inc. 70,846,446 shares of Class A Common Stock and 10,150,000 Warrants to Purchase Class A Common Stock This prospectus supplement updates and amends certain information contained in the prospectus dated July 2, 2021 (the ?Prospectus?). The Prospectus re |
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| January 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| January 21, 2022 |
As filed with the Securities and Exchange Commission on January 20, 2022. As filed with the Securities and Exchange Commission on January 20, 2022. Registration No. 333-261269 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 indie Semiconductor, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 3674 87-0913788 (State or other jurisdiction of inco |
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| January 20, 2022 |
NELSON MULLINS RILEY & SCARBOROUGH LLP ATTORNEYS AND COUNSELORS AT LAW 101 Constitution Avenue, NW | Suite 900 Washington, DC 20001 T 202. |
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| January 7, 2022 |
.. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 4, 2022 INDIE SEMICONDUCTOR, INC. (Exact name of registrant as specified in its charter) Delaware 001-40481 87-0913788 (State or other jurisdiction of incorporation) (Commi |
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| December 22, 2021 |
As filed with the Securities and Exchange Commission on December 22, 2021. As filed with the Securities and Exchange Commission on December 22, 2021. Registration No. 333-261269 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 indie Semiconductor, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 3674 87-0913788 (State or other jurisdiction of inc |
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| December 22, 2021 |
NELSON MULLINS RILEY & SCARBOROUGH LLP ATTORNEYS AND COUNSELORS AT LAW 101 Constitution Avenue, NW | Suite 900 Washington, DC 20001 T 202. |
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| December 8, 2021 |
As filed with the Securities and Exchange Commission on December 8, 2021 As filed with the Securities and Exchange Commission on December 8, 2021 Registration No. |
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| December 8, 2021 |
Ay Dee Kay, LLC Class B Unit Agreement with Tom Schiller *+ Exhibit 4.5 AY DEE KAY, LLC Class B Unit Purchase Agreement This Class B Unit Purchase Agreement (this ?Agreement?) dated August 13, 2020 (the ?Effective Date?) is entered into by and between AY DEE KAY, LLC, a California limited liability company (the ?Company?), and Tom Schiller, an individual resident of CA (the ?Service Provider?). Capitalized terms used but not otherwise defined herein shall |
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| December 8, 2021 |
Ay Dee Kay, LLC Class B Unit Agreement with William Woodward *+ Exhibit 4.4 AY DEE KAY, LLC Class B Unit Purchase Agreement This Class B Unit Purchase Agreement (this ?Agreement?) dated 12th July, 2015 (the ?Effective Date?) is entered into by and between AY DEE KAY, LLC, a California limited liability company (the ?Company?), and William Woodward, an individual resident of California (the ?Service Provider?). Capitalized terms used but not otherwise defined h |
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| December 8, 2021 |
Ay Dee Kay, LLC Class B Unit Agreement with Karl-Thomas Neuman *+ Exhibit 4.3 AY DEE KAY, LLC BOARD OBSERVER Class B Unit Agreement This Board Observer Class B Unit Agreement (this ?Agreement?) dated July 28th, 2020 (the ?Effective Date?) is entered into by and between AY DEE KAY, LLC, a California limited liability company (the ?Company?), and Karl-Thomas Neumann, an individual resident of Germany (the ?Board Observer?). Capitalized terms used but not otherwise |
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| December 3, 2021 |
Ay Dee Kay, LLC Phantom Equity Plan *+ Exhibit 4.3 AY DEE KAY, LLC PHANTOM EQUITY PLAN 1. PURPOSES OF THE PLAN. This Phantom Equity Plan (the ?Plan?) of Ay Dee Kay, LLC, a California limited liability company (the ?Company?) is adopted by the Board of Directors of the Company (the ?Company Board?) on December 14, 2020 (the ?Effective Date?) for the purpose of attracting and retaining the best available personnel for positions of substa |
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| December 3, 2021 |
As filed with the Securities and Exchange Commission on December 3, 2021 As filed with the Securities and Exchange Commission on December 3, 2021 Registration No. |
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| December 3, 2021 |
Exhibit 4.4 AY DEE KAY, LLC PHANTOM UNITS AWARD AGREEMENT This Phantom Equity Award Agreement (this ?Agreement?) will be made and entered into as of December , 2020 by and between Ay Dee Kay, LLC (the ?Company?), and (the ?Service Provider?). Unless otherwise specified herein, all capitalized terms in this Agreement shall have the same meaning ascribed to such terms under the Phantom Equity Plan o |
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| November 22, 2021 |
As filed with the Securities and Exchange Commission on November 22, 2021. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 indie Semiconductor, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 3674 87-0913788 (State or other jurisdiction of incorporation or organizatio |
