INNV / InnovAge Holding Corp. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

InnovAge Holding Corp.

Mga Batayang Estadistika
CIK 1411879
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to InnovAge Holding Corp.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
February 26, 2020 15-12G

INNV / Innovus Pharmaceuticals, Inc. 15-12G - - FORM 15-12G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 000-52991 Innovus Pharmaceuticals, Inc. (Exact name of registrant as specif

February 25, 2020 S-8 POS

As filed with the Securities and Exchange Commission on February 25, 2020

As filed with the Securities and Exchange Commission on February 25, 2020 Registration No.

February 25, 2020 S-8 POS

INNV / Innovus Pharmaceuticals, Inc. S-8 POS - - FORM S-8 POS

As filed with the Securities and Exchange Commission on February 25, 2020 Registration No.

February 25, 2020 S-8 POS

As filed with the Securities and Exchange Commission on February 25, 2020

As filed with the Securities and Exchange Commission on February 25, 2020 Registration No.

February 25, 2020 S-8 POS

As filed with the Securities and Exchange Commission on February 25, 2020

As filed with the Securities and Exchange Commission on February 25, 2020 Registration No.

February 25, 2020 S-8 POS

As filed with the Securities and Exchange Commission on February 25, 2020

As filed with the Securities and Exchange Commission on February 25, 2020 Registration No.

February 25, 2020 S-8 POS

As filed with the Securities and Exchange Commission on February 25, 2020

As filed with the Securities and Exchange Commission on February 25, 2020 Registration No.

February 25, 2020 S-8 POS

As filed with the Securities and Exchange Commission on February 25, 2020

As filed with the Securities and Exchange Commission on February 25, 2020 Registration No.

February 20, 2020 SC 13D/A

INNV / Innovus Pharmaceuticals, Inc. / ARMISTICE CAPITAL, LLC Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.

February 14, 2020 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2020 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or other jurisdiction of incorporation) (Comm

February 14, 2020 8-K

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2020 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or other jurisdiction of incorporation) (Comm

January 15, 2020 SC 13G

INNV / Innovus Pharmaceuticals, Inc. / LGH Investments, LLC Passive Investment

Item 1. (a) Name of Issuer Innovus Pharmaceuticals, INC. (b) Address of Issuer's Principal Executive Offices 8845 Rehco Road San Diego, California 92121 Item 2. (a) Name of Person Filing LGH Investments, LLC (b) Address of Principal Business Office or, if none, Residence LGH Investments, LLC 30 North Gould Street, Suite R Sheridan, Wyoming 82801 (c) Citizenship Wyoming (d) Title of Class of Securi

November 14, 2019 10-Q

Quarterly Report - FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period ended September 30, 2019 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Exchange Act. For the transition period from to . Commission File Number: 000-52991

October 3, 2019 425

AYTU / Aytu BioScience, Inc. 425 - Merger Prospectus - 425

September 23, 2019 425

AYTU / Aytu BioScience, Inc. 425 - Merger Prospectus - 425

425 1 aytu425.htm 425

September 19, 2019 SC 13D/A

INNV / Innovus Pharmaceuticals, Inc. / ARMISTICE CAPITAL, LLC Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.

September 18, 2019 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2019 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or other jurisdiction of incorporation) (Com

September 18, 2019 EX-2.1

Agreement and Plan of Merger, dated as of September 12, 2019, by and among Aytu BioScience, Inc., Aytu Acquisition Sub, Inc. and Innovus Pharmaceuticals, Inc.

Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among AYTU BIOSCIENCE INC., AYTU ACQUISITION SUB, INC. and INNOVUS PHARMACEUTICALS, INC. Dated as of September 12, 2019 TABLE OF CONTENTS ARTICLE I THE MERGER 7 Section 1.01 The Merger. 7 Section 1.02 Closing. 7 Section 1.03 Effective Time. 7 Section 1.04 Effects of the Merger. 7 Section 1.05 Certificate of Incorporation; By-Laws. 8 Section 1.06 Dire

September 18, 2019 EX-99.1

Aytu BioScience Announces Definitive Agreement to Acquire Innovus Pharmaceuticals Acquisition Gives Aytu Timely Entry into Growing Consumer Healthcare Market with a Portfolio of Over 30 Products that Generated $24M of Revenue During Past Four Quarter

Exhibit 99.1 Aytu BioScience Announces Definitive Agreement to Acquire Innovus Pharmaceuticals Acquisition Gives Aytu Timely Entry into Growing Consumer Healthcare Market with a Portfolio of Over 30 Products that Generated $24M of Revenue During Past Four Quarters Combination Will Create Specialty Rx and Consumer Pharma Company with Revenue of $31M New Products, Robust Cross-Selling, and Operation

September 18, 2019 425

INNV / Innovus Pharmaceuticals, Inc. 425 - Merger Prospectus - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2019 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or other jurisdiction of incorporation) (Com

September 18, 2019 EX-2.1

Agreement and Plan of Merger, dated as of September 12, 2019, by and among Aytu BioScience, Inc., Aytu Acquisition Sub, Inc. and Innovus Pharmaceuticals, Inc.

Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among AYTU BIOSCIENCE INC., AYTU ACQUISITION SUB, INC. and INNOVUS PHARMACEUTICALS, INC. Dated as of September 12, 2019 TABLE OF CONTENTS ARTICLE I THE MERGER 7 Section 1.01 The Merger. 7 Section 1.02 Closing. 7 Section 1.03 Effective Time. 7 Section 1.04 Effects of the Merger. 7 Section 1.05 Certificate of Incorporation; By-Laws. 8 Section 1.06 Dire

September 18, 2019 EX-99.1

Aytu BioScience Announces Definitive Agreement to Acquire Innovus Pharmaceuticals Acquisition Gives Aytu Timely Entry into Growing Consumer Healthcare Market with a Portfolio of Over 30 Products that Generated $24M of Revenue During Past Four Quarter

Exhibit 99.1 Aytu BioScience Announces Definitive Agreement to Acquire Innovus Pharmaceuticals Acquisition Gives Aytu Timely Entry into Growing Consumer Healthcare Market with a Portfolio of Over 30 Products that Generated $24M of Revenue During Past Four Quarters Combination Will Create Specialty Rx and Consumer Pharma Company with Revenue of $31M New Products, Robust Cross-Selling, and Operation

September 13, 2019 425

INNV / Innovus Pharmaceuticals, Inc. 425 - Merger Prospectus - FORM 425

Filed by Innovus Pharmaceuticals, Inc. Pursuant to Rule 425 Under the Securities Act of 1933 and Deemed Filed Pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Innovus Pharmaceuticals, Inc. Commission File No.: 000-52991 Aytu BioScience Announces Definitive Agreement to Acquire Innovus Pharmaceuticals Acquisition Gives Aytu Timely Entry into Growing Consumer Health

August 13, 2019 EX-99.1

Innovus Pharma Reports Quarterly Revenue for the Second Quarter 2019 of $6.8 million, a 27.7% Increase from Prior Quarter Sales & Marketing Expense as a Percentage of Total Revenue Declined to 41.7% for the three months ended June 30, 2019 Compared w

Exhibit 99.1 Innovus Pharma Reports Quarterly Revenue for the Second Quarter 2019 of $6.8 million, a 27.7% Increase from Prior Quarter Sales & Marketing Expense as a Percentage of Total Revenue Declined to 41.7% for the three months ended June 30, 2019 Compared with 75.6% in Comparable Period in the Prior Year Reduced Operating Loss by 21% Compared with both the Prior Quarter and Comparable Quarte

August 13, 2019 8-K

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2019 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or other jurisdiction of incorporation) (Commiss

August 13, 2019 10-Q

INNV / Innovus Pharmaceuticals, Inc. 10-Q - Quarterly Report - FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period ended June 30, 2019 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Exchange Act. For the transition period from to . Commission File Number: 000-52991 INNO

August 13, 2019 EX-4.1

Form of Promissory Note, dated August 8, 2019

Exhibit 4.1 PROMISSORY NOTE $1,000,000 August 8, 2019 (“Effective Date”) For value received, Innovus Pharmaceuticals, Inc., a Nevada corporation (“Borrower”), with its principal place of business at 8845 Rehco Road, San Diego, CA 92121, hereby promises to pay to [ ] (“Lender”), with its principal place of business at [ ], in lawful money of the United States of America, the principal amount of ONE

July 24, 2019 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 23, 2019 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) NEVADA 000-52991 90-0814124 (State or other jurisdiction of incorporation) (Commissi

July 22, 2019 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2019 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) NEVADA 000-52991 90-0814124 (State or other jurisdiction of incorporation) (Commissi

July 22, 2019 EX-99.1

Innovus Pharmaceuticals Announces that its Delta Prime Savings Club E-Commerce Marketplace is on Track for Annual Sales of Approximately $3 million in 2019 Annual Sales Tracking to Exceed Previous Year Sales of $2 million

Exhibit 99.1 Innovus Pharmaceuticals Announces that its Delta Prime Savings Club E-Commerce Marketplace is on Track for Annual Sales of Approximately $3 million in 2019 Annual Sales Tracking to Exceed Previous Year Sales of $2 million SAN DIEGO, July 22, 2019 – Innovus Pharmaceuticals, Inc. ("Innovus Pharma" or the “Company”) (OTCQB Venture Market: INNV), an emerging commercial-stage pharmaceutica

June 19, 2019 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 19, 2019 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) NEVADA 000-52991 90-0814124 (State or other jurisdiction of incorporation) (Commissi

June 19, 2019 EX-99.1

Innovus Pharmaceuticals Announces Progress in Fulfilling the Regulatory and Manufacturing Steps to Receive Market Authorization for FlutiCare® in Canada -Company Also Updates on Additional Revenue-Generating Activity in that Country

Innovus Pharmaceuticals Announces Progress in Fulfilling the Regulatory and Manufacturing Steps to Receive Market Authorization for FlutiCare® in Canada -Company Also Updates on Additional Revenue-Generating Activity in that Country SAN DIEGO, June 19, 2019 – Innovus Pharmaceuticals, Inc.

June 7, 2019 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2019 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) NEVADA 000-52991 90-0814124 (State or other jurisdiction of incorporation) (Commissio

June 7, 2019 S-8

INNV / Innovus Pharmaceuticals, Inc. S-8 - - FORM S-8

As filed with the Securities and Exchange Commission on June 7, 2019 Registration No.

June 7, 2019 EX-4.6

INNOVUS PHARMACEUTICALS, INC. 2019 EQUITY INCENTIVE PLAN EFFECTIVE AS OF June 1, 2019

Exhibit 4.6 INNOVUS PHARMACEUTICALS, INC. 2019 EQUITY INCENTIVE PLAN EFFECTIVE AS OF June 1, 2019 SECTION 1. INTRODUCTION. The Company’s Board of Directors adopted this Innovus Pharmaceuticals, Inc. 2019 Equity Incentive Plan (the “Plan”) effective on the Effective Date. The purpose of the Plan is to promote the long-term success of the Company and the creation of stockholder value by offering Sel

May 31, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 innv201905298k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 28, 2019 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or other jurisdict

May 31, 2019 EX-99.1

Corporate Presentation

Exhibit 99.1

May 30, 2019 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2019 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) NEVADA 000-52991 90-0814124 (State or other jurisdiction of incorporation) (Commissio

May 15, 2019 10-Q

INNV / Innovus Pharmaceuticals, Inc. 10-Q Quarterly Report FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period ended March 31, 2019 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Exchange Act. For the transition period from to . Commission File Number: 000-52991 INN

May 15, 2019 EX-99.1

Innovus Pharma Reports Quarterly Revenue for the First Quarter 2019 of $5.4 million, a 18.0% Increase From Comparable Quarter in the Prior Year Cash, inclusive of merchant processor holdback, of $2.9 million as of May 13, 2019

Exhibit 99.1 Innovus Pharma Reports Quarterly Revenue for the First Quarter 2019 of $5.4 million, a 18.0% Increase From Comparable Quarter in the Prior Year Cash, inclusive of merchant processor holdback, of $2.9 million as of May 13, 2019 SAN DIEGO, May 15, 2019 – Innovus Pharmaceuticals, Inc. (“Innovus Pharma” or the “Company”) (OTCQB: INNV), an emerging commercial-stage pharmaceutical company t

May 15, 2019 8-K

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2019 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or other jurisdiction of incorporation) (Commission

April 30, 2019 S-8

INNV / Innovus Pharmaceuticals, Inc. S-8 FORM S-8

S-8 1 innv20190424s8.htm FORM S-8 As filed with the Securities and Exchange Commission on April 30, 2019 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporatio

April 30, 2019 DEF 14A

INNV / Innovus Pharmaceuticals, Inc. DEF 14A FORM DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State

April 19, 2019 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2019 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or other jurisdiction of incorporation) (Commissi

April 19, 2019 EX-99.1

Innovus Pharma Announces FDA Approval of New ANDA for Supply of FlutiCare® Company Also Reaches Sales Milestone of 1,000 Units of FlutiCare® Sold per Day

Exhibit 99.1 Innovus Pharma Announces FDA Approval of New ANDA for Supply of FlutiCare® Company Also Reaches Sales Milestone of 1,000 Units of FlutiCare® Sold per Day San Diego, CA, April 18, 2019 – Innovus Pharmaceuticals, Inc. ("Innovus Pharma" or the “Company”) (OTCQB Venture Market: INNV), an emerging commercial-stage pharmaceutical company that delivers safe, innovative and effective over-the

April 11, 2019 EX-99.1

Corporate Presentation

Exhibit 99.1

April 11, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 11, 2019 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or other jurisdiction of incorporation) (Commissio

April 1, 2019 EX-99.1

Innovus Pharma Reports Record Annual Revenue for Fiscal 2018 of $24.0 million in line with Previous Guidance and Product Gross Margins of 81% Revenue growth of 2.7x compared to Fiscal 2017 Revenues

Exhibit 99.1 Innovus Pharma Reports Record Annual Revenue for Fiscal 2018 of $24.0 million in line with Previous Guidance and Product Gross Margins of 81% Revenue growth of 2.7x compared to Fiscal 2017 Revenues SAN DIEGO, April 1, 2019 – Innovus Pharmaceuticals, Inc. (“Innovus Pharma” or the “Company”) (OTCQB: INNV), an emerging commercial-stage pharmaceutical company that delivers safe, innovativ

April 1, 2019 8-K

Financial Statements and Exhibits

8-K 1 innv201903308k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2019 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or other jurisdi

April 1, 2019 EX-21.1

Subsidiaries of the Registrant

Exhibit 21.1 Subsidiaries of the Registrant Subsidiary Jurisdiction of Incorporation FasTrack Pharmaceuticals, Inc. Delaware Semprae Laboratories, Inc. Delaware Novalere, Inc. Delaware Supplement Hunt, Inc. Nevada Prime Savings Club, Inc. Nevada

April 1, 2019 10-K

Audited consolidated financial statements for Innovus Pharmaceutical Inc. as of and for the years-ended December 31, 2018 and 2017, respectively, as incorporated and filed within the Form 10-K on April 1, 2019.

10-K 1 innv2018123110k.htm FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2018 Commission file number: 000-52991 INNOVUS PHARMACEUTICALS, INC. (Name of registrant as specified in its charter) Nevada 90-0814124 (St

April 1, 2019 EX-14.1

CODE OF ETHICS

Exhibit 14.1 CODE OF ETHICS Innovus Pharmaceuticals, Inc. and subsidiaries (the "Company") is committed to conducting its business in compliance with all the applicable laws and regulations of the countries in which it operates and in accordance with high standards of business conduct. The Company strives to maintain the highest standard of accuracy, completeness and disclosure in its financial de

March 15, 2019 EX-3.1

Certificate of Amendment to the Amended and Restated Articles of Incorporation, dated March 14, 2019.

Exhibit 3.1

March 15, 2019 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2019 INNOVUS PHARMACEUTICALS, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-52991 90-0814124 (State or Other Jurisdiction of Incorporation or Organi

February 26, 2019 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2019 INNOVUS PHARMACEUTICALS, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-52991 90-0814124 (State or Other Jurisdiction of Incorporation or Org

February 13, 2019 424B3

PROSPECTUS 139,317,017 Shares Common Stock

424B3 1 innv20190210424b3.htm FORM 424B3 Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-229223 PROSPECTUS 139,317,017 Shares Common Stock This prospectus relates to the sale from time to time of up to 139,317,017 shares of common stock, par value $0.001 per share, of Innovus Pharmaceuticals, Inc. (“we,” “us,” or the “Company”) by the selling stockholders identified in this

February 8, 2019 S-1/A

INNV / Innovus Pharmaceuticals, Inc. FORM S-1/A

S-1/A 1 innv20190207s1a.htm FORM S-1/A As filed with the Securities and Exchange Commission on February 8, 2019 Registration No. 333-229223 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 (Amendment No. 1) REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada (State or oth

February 8, 2019 CORRESP

INNV / Innovus Pharmaceuticals, Inc.

CORRESP 1 filename1.htm February 8, 2019 VIA EDGAR United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 RE: Innovus Pharmaceuticals, Inc. Registration Statement on Form S-1 (File No. 333-229223) Ladies and Gentlemen: Innovus Pharmaceuticals, Inc. (the “Company”) hereby requests acceleration of the effectiveness of the Registration Statement on Form S-1 (File N

January 17, 2019 DEF 14A

INNV / Innovus Pharmaceuticals, Inc. FORM DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State

January 14, 2019 S-1

INNV / Innovus Pharmaceuticals, Inc. FORM S-1

Table of Contents As filed with the Securities and Exchange Commission on January 14, 2019 Registration No.

January 9, 2019 SC 13D

INNV / Innovus Pharmaceuticals, Inc. / ARMISTICE CAPITAL, LLC Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.

January 7, 2019 8-K

Financial Statements and Exhibits, Other Events

8-K 1 innv201901068k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 3, 2019 INNOVUS PHARMACEUTICALS, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-52991 90-0814124 (State or Other Juri

January 7, 2019 EX-10.1

Form of Securities Purchase Agreement, dated December 30, 2018 (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on January 7, 2019).

Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of December 30, 2018, between Innovus Pharmaceuticals, Inc., a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”). WHEREAS, subject to the terms and co

January 4, 2019 PRE 14A

INNV / Innovus Pharmaceuticals, Inc. FORM PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State

December 31, 2018 EX-10.1

Form of Securities Purchase Agreement and disclosure schedules thereto

Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of December 30, 2018, between Innovus Pharmaceuticals, Inc., a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”). WHEREAS, subject to the terms and co

December 31, 2018 EX-4.1

Form of Series A, Series B and Series C Warrant filed as Exhibit 4.1 to the Registrant’s current report on Form 8-K, filed with the SEC on December 31, 2018 and incorporated herein by reference.

Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR

December 31, 2018 EX-10.3

Letter Agreement by and between Innovus Pharmaceuticals, Inc. and H.C. Wainwright and Co., LLC, dated November 19, 2018 (incorporated by reference to Exhibit 10.3 to the Company’s Current Report on Form 8-K filed on December 31, 2018).

Exhibit 10.3 November 19, 2018 STRICTLY CONFIDENTIAL Innovus Pharmaceuticals, Inc. 8845 Rehco Road San Diego, CA 92122 Attn: Bassam Damaj, Ph.D., President and Chief Executive Officer Dear Dr. Damaj: This letter agreement (this “Agreement”) constitutes the agreement between Innovus Pharmaceuticals, Inc. (the “Company”) and H.C. Wainwright & Co., LLC (“Wainwright”), that Wainwright shall serve as t

December 31, 2018 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 30, 2018 INNOVUS PHARMACEUTICALS, INC. (Exact name of Registrant as specified in its Charter) Nevada 000-52991 90-0814124 (State or Other Jurisdiction of Incorporation or Org

December 31, 2018 EX-99.1

INNOVUS PHARMACEUTICALS ANNOUNCES $3.17 MILLION Private placement

Exhibit 99.1 INNOVUS PHARMACEUTICALS ANNOUNCES $3.17 MILLION Private placement San Diego, CA, December 31, 2018 - Innovus Pharmaceuticals, Inc. (OTCQB: INNV) (“Innovus Pharma” or the “Company”), an emerging commercial-stage pharmaceutical company that delivers safe, innovative and effective over-the-counter medicine and consumer care products to improve men’s and women's health and respiratory dis

December 31, 2018 EX-10.2

Form of Registration Rights Agreement, dated December 30, 2018 (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed on December 31, 2018).

Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of December 30, 2018, between Innovus Pharmaceuticals, Inc., a Nevada corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”). This Agreement is made pursuant to the Securities

November 14, 2018 8-K

Financial Statements and Exhibits

8-K 1 innv201811148k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2018 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or other jur

November 14, 2018 EX-99.1

Innovus Pharma Reports Another New Quarterly Revenue Record of Approximately $7.4 million for the Third Quarter 2018 and $19.2 million for the First Nine Months of 2018 The Company is in its Fifth Consecutive Quarter of Net Revenue Growth and Working

Exhibit 99.1 Innovus Pharma Reports Another New Quarterly Revenue Record of Approximately $7.4 million for the Third Quarter 2018 and $19.2 million for the First Nine Months of 2018 The Company is in its Fifth Consecutive Quarter of Net Revenue Growth and Working Diligently Towards Exiting the Fourth Quarter 2018 Profitable SAN DIEGO, November 14, 2018 – Innovus Pharmaceuticals, Inc. (“Innovus Pha

November 14, 2018 10-Q

INNV / Innovus Pharmaceuticals, Inc. FORM 10-Q (Quarterly Report)

10-Q 1 innv2018093010q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period ended September 30, 2018 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Exchange Act. For the transition period from to . Commission Fil

August 31, 2018 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 31, 2018 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or other jurisdiction of incorporation) (Commiss

August 31, 2018 EX-99.1

EX-99.1

August 14, 2018 8-K

Results of Operations and Financial Condition, Financial Statements and Exhibits

8-K 1 innv8kaug142018.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2018 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or othe

August 14, 2018 EX-99.1

Innovus Pharma Reports New Quarterly Revenue Record of $7.3 million for the Second Quarter 2018 and Expands to Canadian Market Beyond Human™ Sales & Marketing Strategy Results in 258.7% Net Revenue Growth Compared to Same Period in 2017

Exhibit 99.1 Innovus Pharma Reports New Quarterly Revenue Record of $7.3 million for the Second Quarter 2018 and Expands to Canadian Market Beyond Human™ Sales & Marketing Strategy Results in 258.7% Net Revenue Growth Compared to Same Period in 2017 SAN DIEGO, August 14, 2018 – Innovus Pharmaceuticals, Inc. (“Innovus Pharma” or the “Company”) (OTCQB: INNV), today reported results for the second qu

August 14, 2018 10-Q

INNV / Innovus Pharmaceuticals, Inc. QUARTERLY REPORT (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period ended June 30, 2018 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Exchange Act. For the transition period from to . Commission File Number: 000-52991 INNOVUS PHARMACEUTICAL

August 10, 2018 EX-99.1

Innovus Pharma Signs Purchase Agreement with “Showcase – The Home of the Hottest Trends” to Sell the Company’s Apeaz® Cream for the Relief of Arthritis Pain in its 110 “Showcase” Retail Stores in the United States and Canada Apeaz® is the Fifth Compa

Exhibit 99.1 Innovus Pharma Signs Purchase Agreement with “Showcase – The Home of the Hottest Trends” to Sell the Company’s Apeaz® Cream for the Relief of Arthritis Pain in its 110 “Showcase” Retail Stores in the United States and Canada Apeaz® is the Fifth Company Product to Be Sold in Retails Stores in the U.S. and Canada San Diego, CA, August 10, 2018 – Innovus Pharmaceuticals, Inc. ("Innovus P

August 10, 2018 8-K

Financial Statements and Exhibits, Other Events

8-K 1 innv8kaug102018.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2018 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or othe

July 17, 2018 EX-99.1

Innovus Pharmaceuticals Reports Preliminary Q2 2018 Sales Revenue of $6.6 million to $6.8 million Preliminary Quarterly Revenue Increase of 47-51% and Comparable 2017 Second Quarter Increase of 330-340% and Fiscal Year 2018 Net Revenue Annual Guidanc

Exhibit 99.1 Innovus Pharmaceuticals Reports Preliminary Q2 2018 Sales Revenue of $6.6 million to $6.8 million Preliminary Quarterly Revenue Increase of 47-51% and Comparable 2017 Second Quarter Increase of 330-340% and Fiscal Year 2018 Net Revenue Annual Guidance Adjusted Upwards to at Least $22 Million SAN DIEGO, July 17, 2018 – Innovus Pharmaceuticals, Inc., (“Innovus Pharma”) (OTCQB: INNV), to

July 17, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2018 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or other jurisdiction of incorporation) (Commissio

May 30, 2018 EX-99.1

EX-99.1

Exhibit 99.1

May 30, 2018 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 innv8kmay292018.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 29, 2018 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or other ju

May 29, 2018 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2018 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) NEVADA 000-52991 90-0814124 (State or other jurisdiction of incorporation) (Commissio

May 14, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2018 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or other jurisdiction of incorporation) (Commission

May 14, 2018 EX-99.1

Innovus Pharmaceuticals Reports Record Quarterly Revenue for the First Quarter 2018 of $4.5 million, Beating Previous Estimate and Net Loss Decrease of 28% Compared to the Same Quarterly Period in 2017 Quarterly Net Revenue Increase of 109% When Comp

EX-99.1 2 ex99-1.htm PRESS RELEASE Exhibit 99.1 Innovus Pharmaceuticals Reports Record Quarterly Revenue for the First Quarter 2018 of $4.5 million, Beating Previous Estimate and Net Loss Decrease of 28% Compared to the Same Quarterly Period in 2017 Quarterly Net Revenue Increase of 109% When Compared to the First Quarter of 2017 SAN DIEGO, May 14, 2018 – Innovus Pharmaceuticals, Inc., (“Innovus P

May 14, 2018 10-Q

INNV / Innovus Pharmaceuticals, Inc. QUARTERLY REPORT (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period ended March 31, 2018 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Exchange Act. For the transition period from to . Commission File Number: 000-52991 INNOVUS PHARMACEUTICA

April 30, 2018 DEF 14A

INNV / Innovus Pharmaceuticals, Inc. DEFINITIVE PROXY STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State

April 23, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2018 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or other jurisdiction of incorporation) (Commissi

April 23, 2018 EX-10.1

Employment Agreement, dated as of April 27, 2018, by and between Innovus Pharmaceuticals, Inc. and Ryan J. Selhorn (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed April 23, 2017)

Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is entered into by and between Ryan J. Selhorn (“you” or “your”) and Innovus Pharmaceuticals, Inc., a Nevada corporation (the “Company”). This Agreement has an effective date of April 27, 2018 (the “Effective Date”). In consideration of the mutual covenants and promises made in this Agreement, you and the Company agree a

April 6, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 2, 2018 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or other jurisdiction of incorporation) (Commissio

April 2, 2018 EX-99.1

Innovus Pharmaceuticals Reports Record Annual Revenue for Fiscal 2017 of $8.8 Million, Preliminary Q1 2018 Revenue of $4.3 million to $4.4 million and Expects to Exit 2018 Profitable Year over Year Revenue Increase of 83% with Reduction in Net Loss o

Exhibit 99.1 Innovus Pharmaceuticals Reports Record Annual Revenue for Fiscal 2017 of $8.8 Million, Preliminary Q1 2018 Revenue of $4.3 million to $4.4 million and Expects to Exit 2018 Profitable Year over Year Revenue Increase of 83% with Reduction in Net Loss of 53% in 2017 and Fiscal Year 2018 Net Revenue Annual Run Rate of At Least $18 million SAN DIEGO, April 2, 2018 – Innovus Pharmaceuticals

April 2, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 2, 2018 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or other jurisdiction of incorporation) (Commissio

April 2, 2018 EX-21.1

List of Subsidiaries (incorporated by reference to Exhibit 21.1 to the Company’s Annual Report on Form 10-K filed April 2, 2018)

Exhibit 21.1 Subsidiaries of the Registrant Subsidiary Jurisdiction of Incorporation FasTrack Pharmaceuticals, Inc. Delaware Semprae Laboratories, Inc. Delaware Novalere, Inc. Delaware

April 2, 2018 10-K

INNV / Innovus Pharmaceuticals, Inc. ANNUAL REPORT (Annual Report)

10-K 1 innv10kdec312017.htm ANNUAL REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2017 Commission file number: 000-52991 INNOVUS PHARMACEUTICALS, INC. (Name of registrant as specified in its charter) Nevada 90-0814124 (State or other

April 2, 2018 EX-14.1

Code of Ethics (incorporated by reference to Exhibit 14.1 to the Company’s Annual Report on Form 10-K filed April 2, 2018)

Exhibit 14.1 CODE OF ETHICS Innovus Pharmaceuticals, Inc. and subsidiaries (the "Company") is committed to conducting its business in compliance with all the applicable laws and regulations of the countries in which it operates and in accordance with high standards of business conduct. The Company strives to maintain the highest standard of accuracy, completeness and disclosure in its financial de

January 23, 2018 8-K

Financial Statements and Exhibits, Other Events

Untitled Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 20, 2018 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or other jurisdiction of inco

January 23, 2018 EX-99.1

Innovus Pharma Signs Exclusive License and Distribution Agreement with Lavasta Pharma for ProstaGorx® in Certain Middle Eastern and North African Countries The Company to Receive an Upfront Payment plus Transfer Price on Minimum Annual Purchases Requ

Untitled Document Exhibit 99.1 Innovus Pharma Signs Exclusive License and Distribution Agreement with Lavasta Pharma for ProstaGorx? in Certain Middle Eastern and North African Countries The Company to Receive an Upfront Payment plus Transfer Price on Minimum Annual Purchases Requirements San Diego, Calif., January 23, 2018 ? Innovus Pharmaceuticals, Inc. ("Innovus Pharma" or the ?Company?) (OTCQB

January 8, 2018 8-K

Financial Statements and Exhibits, Other Events

Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 8, 2018 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or other jurisdiction of incorporation

January 8, 2018 EX-99.1

Innovus Pharma Enters Into License and Distribution Agreement with Acerus Pharmaceuticals for the Commercialization of UriVarx® in Canada The Company to Receive an Upfront Payment and Minimum Order Quantities at a Pre-Agreed Transfer Price Plus up to

Ex99-1 Exhibit 99.1 Innovus Pharma Enters Into License and Distribution Agreement with Acerus Pharmaceuticals for the Commercialization of UriVarx? in Canada The Company to Receive an Upfront Payment and Minimum Order Quantities at a Pre-Agreed Transfer Price Plus up to CAD$1.65 Million in Sale Milestone Payments San Diego, CA, January 8, 2018 ? Innovus Pharmaceuticals, Inc. ("Innovus Pharma" or t

November 14, 2017 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2017 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or other jurisdiction of incorporation) (Commi

November 14, 2017 EX-99.1

Innovus Pharma Launches FlutiCare™ OTC Nasal Spray Allergy Relief in the U.S. Product Currently Expected to Generate $10-$15m in Additional Revenues Annually

Ex 99-1 Exhibit 99.1 Innovus Pharma Launches FlutiCare? OTC Nasal Spray Allergy Relief in the U.S. Product Currently Expected to Generate $10-$15m in Additional Revenues Annually San Diego, CA, November 14, 2017 ? Innovus Pharmaceuticals, Inc. ("Innovus Pharma" or the ?Company?) (OTCQB Venture Market: INNV), an emerging commercial-stage pharmaceutical company that delivers safe, innovative and eff

November 14, 2017 EX-99.1

Innovus Pharmaceuticals Reports Nine Month Net Revenue of $6.4 million and Net Loss Decrease of 51.6% Compared to the Same Period in 2016 Quarterly and Year-to-Date Net Revenue Increase 18.0% and 105.8% When Compared to 2016 FlutiCare™ Launches on No

EX-99.1 2 ex99-1.htm PRESS RELEASE ISSUED NOVEMBER 14, 2017 Exhibit 99.1 Innovus Pharmaceuticals Reports Nine Month Net Revenue of $6.4 million and Net Loss Decrease of 51.6% Compared to the Same Period in 2016 Quarterly and Year-to-Date Net Revenue Increase 18.0% and 105.8% When Compared to 2016 FlutiCare™ Launches on November 14, 2017 SAN DIEGO, November 14, 2017 – Innovus Pharmaceuticals, Inc.,

November 14, 2017 10-Q

INNV / Innovus Pharmaceuticals, Inc. QUARTERLY REPORT (Quarterly Report)

10-Q 1 innv10qsep302017.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period ended September 30, 2017 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Exchange Act. For the transition period from to . Commis

November 14, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2017 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or other jurisdiction of incorporation) (Commi

September 27, 2017 EX-99.1

Innovus Pharma Announces the Availability of the Full Label for its Nasal Drug FlutiCare™ for Allergy Symptom Relief on DailyMed FlutiCare™ is on Track for a November 2017 Launch in the U.S.

Blueprint Exhibit 99.1 Innovus Pharma Announces the Availability of the Full Label for its Nasal Drug FlutiCare? for Allergy Symptom Relief on DailyMed FlutiCare? is on Track for a November 2017 Launch in the U.S. San Diego, Calif., September 27, 2017 ? Innovus Pharmaceuticals, Inc. ("Innovus Pharma" or the ?Company?) (OTCQB Venture Market: INNV), an emerging over-the-counter (?OTC?) consumer good

September 27, 2017 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 25, 2017 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or other jurisdiction of incorporation) (Comm

August 31, 2017 EX-99.1

EX-99.1

EX-99.1 2 ex99-1.htm PRESENTATION Exhibit 99.1

August 31, 2017 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 31, 2017 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or other jurisdiction of incorporation) (Commissi

August 14, 2017 EX-99.1

Innovus Pharmaceuticals Reports a Quarterly Net Revenue Increase of 99.2% and Net Loss Decrease of 74.1% Compared to the Same Period in 2016 FlutiCare™ on Track for Q4 2017 Launch

SEC Connect Exhibit 99.1 Innovus Pharmaceuticals Reports a Quarterly Net Revenue Increase of 99.2% and Net Loss Decrease of 74.1% Compared to the Same Period in 2016 FlutiCare™ on Track for Q4 2017 Launch SAN DIEGO, August 14, 2017 – Innovus Pharmaceuticals, Inc., (“Innovus Pharma” or the “Company”) (OTCQB: INNV), today announced second quarter 2017 net revenue of $2.0 million compared to $1.0 mil

August 14, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2017 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or other jurisdiction of incorporation) (Commiss

August 14, 2017 10-Q

INNV / Innovus Pharmaceuticals, Inc. QUARTERLY REPORT (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period ended June 30, 2017 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Exchange Act. For the transition period from to . Commission File Number: 000-52991 INNOVUS PHARMACEUTICAL

June 20, 2017 8-K

Other Events, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 19, 2017 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or other jurisdiction of incorporation) (Commission

June 19, 2017 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 19, 2017 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or other jurisdiction of incorporation) (Commission

June 19, 2017 EX-99.1

EX-99.1

Untitled Document Exhibit 99.1

May 22, 2017 EX-99.1

Innovus Pharma Signs Exclusive License and Distribution Agreement with Luminarie in Australia, New Zealand and the Philippines for Zestra® for Female Sexual Arousal Disorder and Zestra Glide® for Female Lubrication

SEC Connect Exhibit 99.1 Innovus Pharma Signs Exclusive License and Distribution Agreement with Luminarie in Australia, New Zealand and the Philippines for Zestra® for Female Sexual Arousal Disorder and Zestra Glide® for Female Lubrication San Diego, Calif., May 22, 2017 – Innovus Pharmaceuticals, Inc. ("Innovus Pharma" or the “Company”) (OTCQB Venture Market: INNV), an emerging over-the-counter (

May 22, 2017 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2017 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or other jurisdiction of incorporation) (Commission

May 16, 2017 8-K

Financial Statements and Exhibits, Other Events

8-K 1 innv8kmay102017.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2017 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or other jurisdi

May 16, 2017 EX-99.1

Innovus Pharma Signs Exclusive License and Distribution Agreement with Densmore for Zestra(R) for Female Sexual Arousal Disorder in France and Belgium

SEC Connect Exhibit 99.1 Innovus Pharma Signs Exclusive License and Distribution Agreement with Densmore for Zestra(R) for Female Sexual Arousal Disorder in France and Belgium San Diego, Calif., May 16, 2017 – Innovus Pharmaceuticals, Inc. ("Innovus Pharma" or the “Company”) (OTCQB Venture Market: INNV), an emerging over-the-counter (“OTC”) consumer goods and specialty pharmaceutical company engag

May 15, 2017 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period ended March 31, 2017 [ ] Transition Repo

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period ended March 31, 2017 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Exchange Act. For the transition period from to . Commission File Number: 000-52991 INNOVUS PHARMACEUTICA

May 12, 2017 EX-99.1

Innovus Pharmaceuticals Reports Quarterly Revenue for the First Quarter 2017 of $2.2 Million Company Achieved Year over Year Revenue Growth of 866% and Sequential Quarter over Quarter Growth of 29%

SEC Connect Exhibit 99.1 Innovus Pharmaceuticals Reports Quarterly Revenue for the First Quarter 2017 of $2.2 Million Company Achieved Year over Year Revenue Growth of 866% and Sequential Quarter over Quarter Growth of 29% SAN DIEGO, May 12, 2017 – Innovus Pharmaceuticals, Inc., (“Innovus Pharma”) (OTCQB: INNV), today announced first quarter 2017 net revenue of $2.2 million compared to $0.2 millio

May 12, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

SEC Connect UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2017 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or other jurisdiction of incorporation)

May 9, 2017 EX-99.1

Innovus Pharma Announces Commercial Partnership to Launch FlutiCare™ Under FDA Approved ANDA No. 207957 -FlutiCare™ Will be the Third Branded Fluticasone Propionate Nasal Spray Sold in the United States

SEC Connect Exhibit 99.1 Innovus Pharma Announces Commercial Partnership to Launch FlutiCare™ Under FDA Approved ANDA No. 207957 -FlutiCare™ Will be the Third Branded Fluticasone Propionate Nasal Spray Sold in the United States San Diego, Calif., May 9, 2017 – Innovus Pharmaceuticals, Inc. (the “Company” or "Innovus Pharma") (OTCQB Venture Market: INNV) and its partner West-Ward Pharmaceuticals In

May 9, 2017 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2017 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or other jurisdiction of incorporation) (Commission

April 28, 2017 DEF 14A

Innovus Pharmaceuticals DEFINITIVE PROXY STATEMENT

SEC Connect UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive

April 14, 2017 EX-10.1

EMPLOYMENT AGREEMENT

SEC Connect Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (the ?Agreement?) is entered into by and between Rauly Gutierrez (?you? or ?your?) and Innovus Pharmaceuticals, Inc., a Nevada corporation (the ?Company?). This Agreement has an effective date of September 23, 2016 (the ?Effective Date?). In consideration of the mutual covenants and promises made in this Agreement, you and the

April 14, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 10, 2017 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or other jurisdiction of incorporation) (Commissi

April 12, 2017 S-8

Innovus Pharmaceuticals FORM S-8

S-8 1 innvs8apr122017.htm FORM S-8 As filed with the Securities and Exchange Commission on April 12, 2017 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporati

March 22, 2017 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 21, 2017 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or other jurisdiction of incorporation) (Commissi

March 22, 2017 EX-99.1

Innovus Pharmaceuticals Announces the Cash Redemption of All Outstanding Convertible Notes Reduces Current Debt Obligations by Approximately $1.3 Million

EX-99.1 2 ex99-1.htm PRESS RELEASE Exhibit 99.1 Innovus Pharmaceuticals Announces the Cash Redemption of All Outstanding Convertible Notes Reduces Current Debt Obligations by Approximately $1.3 Million San Diego, Calif., March 22, 2017 – Innovus Pharmaceuticals, Inc. ("Innovus Pharma") (OTCQB Venture Market: INNV), today announced the cash redemption of all remaining outstanding convertible notes.

March 18, 2017 424B4

25,617,592 Shares of Common Stock

Filed pursuant to Rule 424(b)(4) Registration Statement No. 333-215851 PROSPECTUS 25,617,592 Shares of Common Stock This prospectus related to the offer and resale by the stockholder identified on page 62 of this prospectus (“Selling Stockholder”) of up to 25,617,592 shares of our common stock, issued in connection with the prior merger of Novalere FP, Inc., a Delaware corporation, with and into a

March 17, 2017 424B1

25,666,669 Shares of Common Stock Series A Warrants to Purchase 25,666,669 Shares of Common Stock Series B Warrants to Purchase 25,666,669 Shares of Common Stock

SEC Connect Filed pursuant to Rule 424(b)(1) Registration Statement No. 333-215851 PROSPECTUS 25,666,669 Shares of Common Stock Series A Warrants to Purchase 25,666,669 Shares of Common Stock Series B Warrants to Purchase 25,666,669 Shares of Common Stock Innovus Pharmaceuticals, Inc. (the ?Company?) is offering 25,666,669 shares of common stock, five-year warrants to purchase up to 25,666,669 sha

March 15, 2017 S-1/A

As filed with the Securities and Exchange Commission on March 14, 2017

S-1/A 1 innvs1-am2mar2017.htm AMENDMENT NO. 2 TO FORM S-1 As filed with the Securities and Exchange Commission on March 14, 2017 Registration No. 333-215851 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 (Amendment No. 2) REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nev

March 14, 2017 CORRESP

Innovus Pharmaceuticals ESP

CORRESP 1 filename1.htm March 14, 2017 VIA EDGAR United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 RE: Innovus Pharmaceuticals, Inc. Registration Statement on Form S-1 (File No. 333-215851) Ladies and Gentlemen: Innovus Pharmaceuticals, Inc. (the “Company”) hereby requests acceleration of the effectiveness of the Registration Statement on Form S-1 (File No.

March 14, 2017 CORRESP

Innovus Pharmaceuticals ESP

SEC Connect March 14, 2017 VIA FACSIMILE AND EDGAR U.S. Securities and Exchange Commission Division of Corporate Finance Washington, DC 20549 Re: INNOVUS PHARMACEUTICALS, INC. Registration Statement on Form S-1 (Registration No. 333-215851) - Concurrence in Acceleration Request Ladies and Gentlemen: H.C. Wainwright & Co., LLC (?Wainwright?), as placement agent for the referenced offering, hereby c

March 13, 2017 S-1/A

As filed with the Securities and Exchange Commission on March 13, 2017

As filed with the Securities and Exchange Commission on March 13, 2017 Registration No.

March 13, 2017 EX-10.42

EX-10.42

EX-10.42 6 innvengagementletter.htm ENGAGEMENT AGREEMENT

March 13, 2017 EX-4.3

Form of Placement Agent Warrant filed as Exhibit 4.3 to the Registrant's report on Amendment No. 1 to Form S-1 filed with the SEC on March 13, 2017 and incorporated herein by reference.

COMMON STOCK PURCHASE WARRANT INNOVUS PHARMACEUTICALS, INC. Warrant Shares: [ Initial Exercise Date: [, 2017 Issue Date: [, 2017 THIS COMMON STOCK PURCHASE WARRANT (the ?Warrant?) certifies that, for value received, or its assigns (the ?Holder?) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (

March 13, 2017 EX-4.1

Form of Securities Purchase Agreement filed as Exhibit 4.1 to the Registrant's report on Amendment No. 1 to Form S-1 filed with the SEC on March 13, 2017 and incorporated herein by reference.

SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of [ , 2017, between Innovus Pharmaceuticals, Inc.

March 13, 2017 EX-4.2

Form of Series A and Series B Warrant filed as Exhibit 4.2 to the Registrant's report on Amendment No. 1 to Form S-1 filed with the SEC on March 13, 2017 and incorporated herein by reference.

SERIES [A/B] COMMON STOCK PURCHASE WARRANT INNOVUS PHARMACEUTICALS, INC. Warrant Shares: [ Initial Exercise Date: [, 2017 Issue Date: [, 2017 THIS SERIES [A/B] COMMON STOCK PURCHASE WARRANT (the ?Warrant?) certifies that, for value received, or its assigns (the ?Holder?) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on

March 13, 2017 EX-10.43

March [10],

March [10], 2017 STRICTLY CONFIDENTIAL Innovus Pharmaceuticals, Inc. 9171 Towne Centre Drive, Suite 440 San Diego, California 92122 Attention: Dr. Bassam Damaj, Chief Executive Officer Dear Mr. Damaj: Reference is made to the engagement agreement (the ?Engagement Agreement?), dated January 17, 2017, by and between Innovus Pharmaceuticals, Inc. (the ?Company?) and Rodman & Renshaw, a unit of H.C. W

March 9, 2017 EX-21.1

Subsidiaries of the Registrant

Exhibit 21.1 Subsidiaries of the Registrant Subsidiary Jurisdiction of Incorporation FasTrack Pharmaceuticals, Inc. Delaware Semprae Laboratories, Inc. Delaware Novalere, Inc. Delaware

March 9, 2017 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2016 Commission file number: 000-52991 INNOV

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2016 Commission file number: 000-52991 INNOVUS PHARMACEUTICALS, INC. (Name of registrant as specified in its charter) Nevada 90-0814124 (State or other jurisdiction of incorporation or organizat

March 6, 2017 EX-99.1

Innovus Pharmaceuticals Reports Record Annual Revenues for the Full Year 2016 of $4.8 Million Company Affirms Revenue Guidance of $15 Million for Fiscal Year 2017

SEC Connect Exhibit 99.1 Innovus Pharmaceuticals Reports Record Annual Revenues for the Full Year 2016 of $4.8 Million Company Affirms Revenue Guidance of $15 Million for Fiscal Year 2017 SAN DIEGO, March 6, 2017 ? Innovus Pharmaceuticals, Inc., (?Innovus Pharma?) (OTCQB: INNV), today announced full year 2016 net revenues of $4.8 million compared to $0.7 million in revenues for the same period in

March 6, 2017 8-K

Innovus Pharmaceuticals FORM 8-K (Current Report/Significant Event)

SEC Connect UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2017 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or other jurisdiction of incorporation

February 1, 2017 S-1

H.C. Wainwright and Co., LLC Engagement Agreement, dated January 17, 2017, filed as an exhibit to the Registrant’s registration statement on Form S-1, filed with the SEC on February 1, 2017, and incorporated herein by reference.

As filed with the Securities and Exchange Commission on February 1, 2017 Registration No.

January 6, 2017 EX-99.1

Innovus Pharma Expands its Executive Management Team with the Addition of Randy Berholtz as its Executive Vice President, Corporate Development and General Counsel Pharma Corporate and Legal veteran Berholtz comes on board as Innovus expands its corp

SEC Connect Exhibit 99.1 Innovus Pharma Expands its Executive Management Team with the Addition of Randy Berholtz as its Executive Vice President, Corporate Development and General Counsel Pharma Corporate and Legal veteran Berholtz comes on board as Innovus expands its corporate development and commercialization efforts San Diego, Calif., January 6, 2017 ? Innovus Pharmaceuticals, Inc. ("Innovus

January 6, 2017 EX-99.2

EX-99.2

SEC Connect

January 6, 2017 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 4, 2017 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or other jurisdiction of incorporation) (Commissi

January 6, 2017 EX-10.1

Employment Agreement, between Innovus Pharmaceuticals, Inc. and Randy Berholtz, dated January 9, 2017, filed as an exhibit to the Registrant’s current report on Form 8-K, filed with the SEC on January 6, 2017, and incorporated herein by reference.

SEC Connect Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (the ?Agreement?) is entered into by and between Randy Berholtz (?you? or ?your?) and Innovus Pharmaceuticals, Inc., a Nevada corporation (the ?Company?). This Agreement has an effective date of January 9, 2017 (the ?Effective Date?). In consideration of the mutual covenants and promises made in this Agreement, you and the Com

December 5, 2016 SC 13D/A

INNV / Innovus Pharmaceuticals, Inc. / Novalere Holdings, LLC - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Innovus Pharmaceuticals, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 45778V106 (CUSIP Number) Novalere Holdings, LLC 151 Tremont Street, Penthouse Boston, MA 02111 With a copy to: Gil Arie, Esq. Foley Hoag LLP 155

December 5, 2016 EX-99.6

FIRST AMENDMENT TO AMENDMENT AND SUPPLEMENT

EX-99.6 2 v454363ex6.htm EXHIBIT 6 Exhibit 6 FIRST AMENDMENT TO AMENDMENT AND SUPPLEMENT This FIRST AMENDMENT TO AMENDMENT AND SUPPLEMENT (this “First Amendment”) is entered into as of November 30, 2016 by and among Innovus Pharmaceuticals, Inc., Nevada corporation (“Acquiror”), and Novalere Holdings, LLC, a Delaware limited liability company (“Stockholder”). Acquiror and Stockholder each, a “Part

November 29, 2016 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K 1 innv8knov262016.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): November 26, 2016 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or Other J

November 29, 2016 EX-99.1

Innovus Pharma Signs $2 Million a Year Exclusive License and Distribution Agreement with J&H Co. LTD for Zestra® for Female Sexual Arousal in South Korea Agreement Currently Expected to Add $20 million in Revenues Over the Life of the Agreement

Untitled Document Exhibit 99.1 Innovus Pharma Signs $2 Million a Year Exclusive License and Distribution Agreement with J&H Co. LTD for Zestra? for Female Sexual Arousal in South Korea Agreement Currently Expected to Add $20 million in Revenues Over the Life of the Agreement San Diego, CA, November 29, 2016 ? Innovus Pharmaceuticals, Inc. ("Innovus Pharma" or the ?Company?) (OTCQB Venture Market:

November 28, 2016 EX-4.01

Amended and Restated Articles of Incorporation of the Registrant as filed with the Office of the Secretary of State of the State of Nevada on October 10, 2016, filed as an exhibit to the Registrant’s registration statement on Form S-8, filed with the SEC on November 28, 2016, and incorporated herein by reference.

SEC Connect Exhibit 4.01 CERTIFICATE OF AMENDED AND RESTATED ARTICLES OF INCORPORATION OF INNOVUS PHARMACEUTICALS, INC. Pursuant to the provisions of Nevada Revised Statutes 78.390 and 78.403, the undersigned officer of Innovus Pharmaceuticals, Inc., a Nevada corporation, does hereby certify as follows: A. The board of directors of the corporation has duly adopted resolutions proposing to amend an

November 28, 2016 EX-4.03

INNOVUS PHARMACEUTICALS, INC. AMENDED AND RESTATED 2016 EQUITY INCENTIVE PLAN EFFECTIVE AS OF OCTOBER 10, 2016

SEC Connect Exhibit 4.03 INNOVUS PHARMACEUTICALS, INC. AMENDED AND RESTATED 2016 EQUITY INCENTIVE PLAN EFFECTIVE AS OF OCTOBER 10, 2016 SECTION 1. INTRODUCTION. The Company?s Board of Directors adopted this Innovus Pharmaceuticals, Inc. Amended and Restated 2016 Equity Incentive Plan (the ?Plan?) effective on the Effective Date. The purpose of the Plan is to promote the long-term success of the Co

November 28, 2016 EX-4.02

Amended and Restated Bylaws of the Registrant, filed as an exhibit to the Registrant’s registration statement on Form S-8, filed with the SEC on November 28, 2016, and incorporated herein by reference.

SEC Connect Exhibit 4.2 AMENDED AND RESTATED BYLAWS of INNOVUS PHARMACEUTICALS, INC. a Nevada corporation ARTICLE I OFFICES Section 1.1 Principal Office. The principal office and place of business of Innovus Pharmaceuticals, Inc., a Nevada corporation (the ?Corporation?) shall be established from time to time by resolution of the board of directors of the Corporation (the ?Board of Directors?). Se

November 28, 2016 S-8

Amended and Restated 2016 Equity Incentive Plan of the Registrant, filed as an exhibit to the Registrant’s registration statement on Form S-8, filed with the SEC on November 28, 2016, and incorporated herein by reference.

SEC Connect As filed with the Securities and Exchange Commission on November 28, 2016 Registration No.

November 18, 2016 8-K

Submission of Matters to a Vote of Security Holders

SEC Connect UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 18, 2016 (November 16, 2016) INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or other jurisd

November 17, 2016 EX-99.1

EX-99.1

EX 991 Exhibit 99.1

November 17, 2016 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

SEC Connect UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) November 17, 2016 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) NEVADA (State or Other Jurisdiction of Incorporation) 000-52991 90-08

November 14, 2016 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period ended September 30, 2016 [ ] Transition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period ended September 30, 2016 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Exchange Act. For the transition period from to . Commission File Number: 000-52991 INNOVUS PHARMACEU

November 14, 2016 EX-10.2

AMENDMENT AND SUPPLEMENT

EXHIBIT 10.2 AMENDMENT AND SUPPLEMENT THIS AMENDMENT AND SUPPLEMENT (this ?Amendment and Supplement?) is entered into as of November 12, 2016 (the ?Effective Date?), to the Registration Rights and Stock Restriction Agreement, dated as of February 4, 2015 ( the ?Agreement?) by and among Innovus Pharmaceuticals, Inc., a Nevada corporation (?Acquiror?), and Novalere Holdings, LLC, a Delaware limited

November 10, 2016 EX-99.1

Innovus Pharma Reports Record Quarterly Revenues for the Third Quarter of 2016 Increasing 947% to $1.9 Million and Record Nine Months Ended September 2016 Revenues Increasing 463% to $3.1 Million Company Affirms Revenue Guidance of $5 Million for Fis

SEC Connect Exhibit 99.1 Innovus Pharma Reports Record Quarterly Revenues for the Third Quarter of 2016 Increasing 947% to $1.9 Million and Record Nine Months Ended September 2016 Revenues Increasing 463% to $3.1 Million Company Affirms Revenue Guidance of $5 Million for Fiscal Year 2016 SAN DIEGO, November 10, 2016 ? Innovus Pharmaceuticals, Inc., (?Innovus Pharma?) (OTCQB: INNV), today announced

November 10, 2016 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 innv8knov102016.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): November 10, 2016 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or Other J

November 1, 2016 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) November 1, 2016 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) NEVADA (State or Other Jurisdiction of Incorporation) 000-52991 90-0814124 (Commis

November 1, 2016 EX-99.1

EX-99.1

SEC Connect Exhibit 99.1

October 25, 2016 DEF 14A

Innovus Pharmaceuticals DEFINITIVE SCHEDULE 14A

SEC Connect UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive

October 17, 2016 EX-99.1

EX-99.1

EX-99.1 2 ex991.htm CORPORATE PRESENTATION FOR OCTOBER 2016

October 17, 2016 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) October 17, 2016 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) NEVADA (State or Other Jurisdiction of Incorporation) 000-52991 90-0814124 (Commis

October 11, 2016 PRE 14A

Innovus Pharmaceuticals PRELIMINARY SCHEDULE 14A

PRE 14A 1 innvpre14a.htm PRELIMINARY SCHEDULE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permi

October 6, 2016 CORRESP

Innovus Pharmaceuticals ESP

CORRESP 1 filename1.htm October 6, 2016 VIA EDGAR Sharon M. Blume Accounting Branch Chief United States Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Innovus Pharmaceuticals, Inc. Form 10-K for the Fiscal Year Ended December 31, 2015 Filed March 30, 2016 File No. 000-52991 Dear Ms. Blume: On behalf of Innovus Pharmaceuticals, Inc. (“

September 9, 2016 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) September 9, 2016 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) NEVADA (State or Other Jurisdiction of Incorporation) 000-52991 90-0814124 (Commi

September 9, 2016 EX-99.1

EX-99.1

ex99-1.htm

August 29, 2016 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 29, 2016 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or other jurisdiction of incorporation) (Commissi

August 29, 2016 EX-10.1

Employment Agreement, between Innovus Pharmaceuticals, Inc. and Robert Hoffman, dated September 6, 2016, filed as an exhibit to the Registrant’s current report on Form 8-K, filed with the SEC on August 29, 2016 and incorporated herein by reference.

ex10-1.htm Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (the ?Agreement?) is entered into by and between Robert Hoffman (?you? or ?your?) and Innovus Pharmaceuticals, Inc., a Nevada corporation (the ?Company?). This Agreement has an effective date of September 6, 2016 (the ?Effective Date?). In consideration of the mutual covenants and promises made in this Agreement, you and the Co

August 29, 2016 EX-99.1

With Revenues Climbing, Innovus Pharma Adds Robert E. Hoffman as its Chief Financial Officer Pharma veteran Hoffman comes on board as Innovus exceeds expectations for revenues and cash flow, and will work to up-list the company to a higher national e

ex99-1.htm Exhibit 99.1 With Revenues Climbing, Innovus Pharma Adds Robert E. Hoffman as its Chief Financial Officer Pharma veteran Hoffman comes on board as Innovus exceeds expectations for revenues and cash flow, and will work to up-list the company to a higher national exchange San Diego, Calif., August 29, 2016 – Innovus Pharmaceuticals, Inc. ("Innovus Pharma") (OTCQB Venture Market: INNV), an

August 25, 2016 424B2

Innovus Pharmaceuticals, Inc. 25,591,881 Shares of Common Stock Offered by the Selling Stockholders

Filed Pursuant to Rule 424(b)(2) Registration No. 333-213016 PROSPECTUS Innovus Pharmaceuticals, Inc. 25,591,881 Shares of Common Stock Offered by the Selling Stockholders Offering Price Per Share Total Common Stock – 13,871,881 Shares underlying Convertible Promissory Notes… $ 0.25 $ 3,467,970 Common Stock – 3,000,000 Shares underlying Warrants… $ 0.40 $ 1,200,000 Common Stock – 7,500,000 Issuanc

August 25, 2016 424B2

Innovus Pharmaceuticals, Inc. 25,591,881 Shares of Common Stock Offered by the Selling Stockholders

Filed Pursuant to Rule 424(b)(2) Registration No. 333-213016 PROSPECTUS Innovus Pharmaceuticals, Inc. 25,591,881 Shares of Common Stock Offered by the Selling Stockholders Offering Price Per Share Total Common Stock – 13,871,881 Shares underlying Convertible Promissory Notes… $ 0.25 $ 3,467,970 Common Stock – 3,000,000 Shares underlying Warrants… $ 0.40 $ 1,200,000 Common Stock – 7,500,000 Issuanc

August 25, 2016 CORRESP

Innovus Pharmaceuticals ESP

August 24, 2016 Suzanne Hayes Assistant Director Office of Healthcare and Insurance Division of Corporate Finance Securities and Exchange Commission 100 F.

August 25, 2016 CORRESP

Innovus Pharmaceuticals ESP

August 24, 2016 Suzanne Hayes Assistant Director Office of Healthcare and Insurance Division of Corporate Finance Securities and Exchange Commission 100 F.

August 24, 2016 S-1/A

Innovus Pharmaceuticals FORM S-1/A

S-1/A 1 innvs1a2-aug2016.htm FORM S-1/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 (Amendment No. 2) Commission File Number 333-213016 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation or organization) 2834 (Primary St

August 24, 2016 S-1/A

Innovus Pharmaceuticals FORM S-1/A

S-1/A 1 innvs1a2-aug2016.htm FORM S-1/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 (Amendment No. 2) Commission File Number 333-213016 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation or organization) 2834 (Primary St

August 24, 2016 CORRESP

Innovus Pharmaceuticals ESP

CORRESP 1 filename1.htm Weintraub LAW GROUP PC Business and Corporate Finance 10085 CARROLL CANYON ROAD, SUITE 230 SAN DIEGO, CALIFORNIA 92131 TELEPHONE (858) 566-7010 FACSIMILE (858) 566-7015 [email protected] August 24, 2016 Suzanne Hayes Assistant Director Office of Healthcare and Insurance Division of Corporate Finance Securities and Exchange Commission 100 F. Street N.E. Washington,

August 24, 2016 CORRESP

Innovus Pharmaceuticals ESP

CORRESP 1 filename1.htm Weintraub LAW GROUP PC Business and Corporate Finance 10085 CARROLL CANYON ROAD, SUITE 230 SAN DIEGO, CALIFORNIA 92131 TELEPHONE (858) 566-7010 FACSIMILE (858) 566-7015 [email protected] August 24, 2016 Suzanne Hayes Assistant Director Office of Healthcare and Insurance Division of Corporate Finance Securities and Exchange Commission 100 F. Street N.E. Washington,

August 23, 2016 S-1/A

Innovus Pharmaceuticals FORM S-1

S-1/A 1 innvs1a1-aug2016.htm FORM S-1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 (Amendment No. 1) Commission File Number 333-213016 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation or organization) 2834 (Primary Stan

August 23, 2016 S-1/A

Innovus Pharmaceuticals FORM S-1

S-1/A 1 innvs1a1-aug2016.htm FORM S-1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 (Amendment No. 1) Commission File Number 333-213016 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation or organization) 2834 (Primary Stan

August 23, 2016 CORRESP

Innovus Pharmaceuticals ESP

CORRESP 1 filename1.htm Weintraub LAW GROUP PC Business and Corporate Finance 10085 CARROLL CANYON ROAD, SUITE 230 SAN DIEGO, CALIFORNIA 92131 TELEPHONE (858) 566-7010 FACSIMILE (858) 566-7015 [email protected] August 23, 2016 Suzanne Hayes Assistant Director Office of Healthcare and Insurance Division of Corporate Finance Securities and Exchange Commission 100 F. Street N.E. Washington,

August 23, 2016 CORRESP

Innovus Pharmaceuticals ESP

CORRESP 1 filename1.htm Weintraub LAW GROUP PC Business and Corporate Finance 10085 CARROLL CANYON ROAD, SUITE 230 SAN DIEGO, CALIFORNIA 92131 TELEPHONE (858) 566-7010 FACSIMILE (858) 566-7015 [email protected] August 23, 2016 Suzanne Hayes Assistant Director Office of Healthcare and Insurance Division of Corporate Finance Securities and Exchange Commission 100 F. Street N.E. Washington,

August 18, 2016 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) August 18, 2016 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) NEVADA (State or Other Jurisdiction of Incorporation) 000-52991 90-0814124 (Commiss

August 18, 2016 EX-99

EX-99

ex99-1.htm

August 18, 2016 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) August 18, 2016 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) NEVADA (State or Other Jurisdiction of Incorporation) 000-52991 90-0814124 (Commiss

August 18, 2016 EX-99

EX-99

ex99-1.htm

August 15, 2016 EX-4.5

10% Debenture, filed as an exhibit to the Registrant's Current Report on Form 8-K, filed with the SEC on August 15, 2016, and incorporated herein by reference.

Exhibit 4.5 THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?), OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE SOLD OR TRANSFERRED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER APPLICABLE FEDERAL AND STATE SECURITIES LAWS OR PURSUANT TO AN APPLICABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, T

August 15, 2016 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period ended June 30, 2016 [ ] Transition Repor

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period ended June 30, 2016 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Exchange Act. For the transition period from to . Commission File Number: 000-52991 INNOVUS PHARMACEUTICAL

August 15, 2016 EX-4.6

Securities Purchase Agreement, filed as an exhibit to the Registrant's Current Report on Form 8-K, filed with the SEC on August 15, 2016, and incorporated herein by reference.

Exhibit 4.6 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this ?Agreement?), dated as of May 6, 2016, is entered into by and between Innovus Pharmaceuticals, Inc., a Nevada corporation, (the ?Company?), and Vista Capital Investments, LLC (the ?Buyer?). A. The Company and the Buyer are executing and delivering this Agreement in reliance upon the exemption from securities registr

August 15, 2016 EX-4.7

Promissory Note, filed as an exhibit to the Registrant's Current Report on Form 8-K, filed with the SEC on August 15, 2016, and incorporated herein by reference.

Exhibit 4.7 NEITHER THIS NOTE NOR THE SECURITIES INTO WHICH THIS NOTE IS PROMISSORY HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE. THESE SECURITIES HAVE BEEN SOLD IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUAN

August 15, 2016 EX-4.7

Promissory Note, filed as an exhibit to the Registrant's Current Report on Form 8-K, filed with the SEC on August 15, 2016, and incorporated herein by reference.

Exhibit 4.7 NEITHER THIS NOTE NOR THE SECURITIES INTO WHICH THIS NOTE IS PROMISSORY HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE. THESE SECURITIES HAVE BEEN SOLD IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUAN

August 15, 2016 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period ended June 30, 2016 [ ] Transition Repor

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period ended June 30, 2016 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Exchange Act. For the transition period from to . Commission File Number: 000-52991 INNOVUS PHARMACEUTICAL

August 15, 2016 EX-4.5

10% Debenture, filed as an exhibit to the Registrant's Current Report on Form 8-K, filed with the SEC on August 15, 2016, and incorporated herein by reference.

Exhibit 4.5 THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?), OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE SOLD OR TRANSFERRED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER APPLICABLE FEDERAL AND STATE SECURITIES LAWS OR PURSUANT TO AN APPLICABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, T

August 9, 2016 EX-99.1

Innovus Pharma Turns Cash Flow Positive with Over $1 Million in Revenues for the Second Quarter 2016 Company Affirms its Previously Announced Revenue Guidance of $5 Million for 2016

ex99-1.htm Exhibit 99.1 Innovus Pharma Turns Cash Flow Positive with Over $1 Million in Revenues for the Second Quarter 2016 Company Affirms its Previously Announced Revenue Guidance of $5 Million for 2016 San Diego, Calif., August 9, 2016 ? Innovus Pharmaceuticals, Inc., (?Innovus Pharma?) www.innovuspharma.com (OTCQB: INNV) announced today that the Company turned cash flow positive with over $25

August 9, 2016 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): August 9, 2016 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or Other Jurisdiction of Incorporation) (Commiss

August 9, 2016 S-1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 Commission File Number 333-206890 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its cha

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 Commission File Number 333-206890 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation or organization) 2834 (Primary Standard Industrial Classification Code Number) 98-0814124 (

August 9, 2016 EX-10.5

Garden State Securities Engagement Agreement, filed as an exhibit to the Registrant's Registration Statement on Form S-1, filed with the SEC on August 9, 2016, and incorporated herein by reference.

Exhibit 10.5 Garden State Securities Inc. 328 Newman Springs Rd. Red Bank, NJ 07707 March 25, 2015 INNOVUS PHARMACEUTICALS, INC. 9171 Towne Centre Drive, Suite 440, San Diego, CA 92122 ATT: Dr. Bassam Damaj, Chief Executive Officer Re: Engagement Agreement Dear Dr. Damaj, This letter sets forth the Agreement (the “Letter Agreement”) by and among Innovus Pharmaceuticals, Inc. and its subsidiaries a

August 9, 2016 EX-10.1

SECURITIES PURCHASE AGREEMENT

EX-10.1 3 ex10-1.htm FORM OF SECURITIES PURCHASE AGREEMENT Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of June , 2016, by and between INNOVUS PHARMACEUTICALS, INC., a Nevada corporation, with headquarters located at 9171 Towne Centre Drive, Suite 440, San Diego, CA 92122 (the “Company”), and [ ], a [ ] company, with its address [ ] (the

August 9, 2016 EX-10.4

REGISTRATION RIGHTS AGREEMENT

Exhibit 10.4 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made and entered into as of June, 2016, by and between INNOVUS PHARMACEUTICALS, INC., a Nevada corporation, with headquarters located at 9171 Towne Centre Drive, Suite 440, San Diego, CA 92122 (the “Company”), and [ ], a [ ] company, with its address at [ ] (the “Buyer”). This Agreement is being ent

August 9, 2016 EX-10.3

INNOVUS PHARMACEUTICALS, INC. Common Stock Purchase Warrant

Exhibit 10.3 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR

August 9, 2016 EX-10.6

H.C. Wainwright and Co., LLC Engagement Agreement filed as an exhibit to the Registrant's Registration Statement on Form S-1, filed with the SEC on August 9, 2016, and incorporated herein by reference.

Exhibit 10.6 June 24, 2016 STRICTLY CONFIDENTIAL Innovus Pharmaceuticals, Inc. 9171 Towne Centre Drive, Suite 440 San Diego, California 92122 Attention: Dr. Bassam Damaj, Chief Executive Officer Dear Dr. Damaj: This letter agreement (this “Agreement”) constitutes the agreement between Innovus Pharmaceuticals, Inc. (the “Company”) and Rodman & Renshaw, a unit of H.C. Wainwright & Co., LLC (“Rodman”

August 9, 2016 EX-10.2

CONVERTIBLE PROMISSORY NOTE

Exhibit 10.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR

August 9, 2016 EX-10.7

First Amendment to the Securities Purchase Agreement filed as an exhibit to the Registrant's Registration Statement on Form S-1, filed with the SEC on August 9, 2016, and incorporated herein by reference.

Exhibit 10.7 FIRST AMENDMENT TO SECURITIES PURCHASE AGREEMENT AND TRANSACTION DOCUMENTS This FIRST AMENDMENT TO SECURITIES PURCHASE AGREEMENT (the ?Amendment?), dated as of July [ ], 2016, by and between INNOVUS PHARMACEUTICALS, INC., a Nevada corporation, with headquarters located at 9171 Towne Centre Drive, Suite 440, San Diego, CA 92122 (the ?Company?), and [ ], a [ ] company, with its address

July 29, 2016 EX-99.1

Innovus Pharmaceuticals Announces the Closing of its $3M Private Financing from Institutional Investors Company in a Strong Cash Position for Product Launches and Expedited Growth

ex99-1.htm Exhibit 99.1 Innovus Pharmaceuticals Announces the Closing of its $3M Private Financing from Institutional Investors Company in a Strong Cash Position for Product Launches and Expedited Growth SAN DIEGO, CA: August 1, 2016 – Innovus Pharmaceuticals, Inc. (“Innovus Pharma” or the “Company) www.innovuspharma.com (OTCQB: INNV), a company focusing on the commercialization of over-the-counte

July 29, 2016 8-K

Innovus Pharmaceuticals FORM 8-K (Current Report/Significant Event)

innv8kjuly252016.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): July 25, 2016 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or Other Jurisdiction of Inc

July 22, 2016 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) July 22, 2016 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) NEVADA (State or Other Jurisdiction of Incorporation) 000-52991 90-0814124 (Commissio

July 22, 2016 EX-99.1

EX-99.1

ex99-1.htm

July 18, 2016 8-K/A

Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): July 15, 2016 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or Other Jurisdiction of Incorporation) (Commis

July 18, 2016 EX-99.1

Innovus Pharmaceuticals Closes an Additional $0.75M for a Total of $2.25M in Financing from Institutional Investors Money Raised to Fast Track the Launch of FlutiCare™ in Anticipation of the FDA’s Upcoming Decision

ex99-1.htm Exhibit 99.1 Innovus Pharmaceuticals Closes an Additional $0.75M for a Total of $2.25M in Financing from Institutional Investors Money Raised to Fast Track the Launch of FlutiCare™ in Anticipation of the FDA’s Upcoming Decision SAN DIEGO, CA: July 18, 2016 – Innovus Pharmaceuticals, Inc. (“Innovus Pharma” or the “Company) www.innovuspharma.com (OTCQB: INNV), a company focusing on the co

July 6, 2016 EX-4.3

INNOVUS PHARMACEUTICALS, INC. Common Stock Purchase Warrant

ex4-3.htm Exhibit 4.3 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATE

July 6, 2016 EX-4.2

CONVERTIBLE PROMISSORY NOTE

EX-4.2 3 ex4-2.htm FORM OF CONVERTIBLE PROMISSORY NOTE Exhibit 4.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE A

July 6, 2016 EX-99.1

Innovus Pharmaceuticals Well Capitalized with the Closing of $1.5M in Financing from Institutional Investors Money Raised to Fast Track the Move to Being Cash Flow Positive in 2016

ex99-1.htm Exhibit 99.1 Innovus Pharmaceuticals Well Capitalized with the Closing of $1.5M in Financing from Institutional Investors Money Raised to Fast Track the Move to Being Cash Flow Positive in 2016 SAN DIEGO, CA: July 06, 2016 ? Innovus Pharmaceuticals, Inc. (?Innovus Pharma? or the ?Company) www.innovuspharma.com (OTCQB: INNV), a company focusing on the commercialization of over-the-counte

July 6, 2016 EX-4.1

SECURITIES PURCHASE AGREEMENT

ex4-1.htm Exhibit 4.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the ?Agreement?), dated as of June 30, 2016, by and between INNOVUS PHARMACEUTICALS, INC., a Nevada corporation, with headquarters located at 9171 Towne Centre Drive, Suite 440, San Diego, CA 92122 (the ?Company?), and [ ], a [ ] company, with its address [ ] (the ?Buyer?). WHEREAS: A. The Company and the Buyer

July 6, 2016 EX-4.4

REGISTRATION RIGHTS AGREEMENT

ex4-4.htm Exhibit 4.4 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this ?Agreement?) is made and entered into as of June, 2016, by and between INNOVUS PHARMACEUTICALS, INC., a Nevada corporation, with headquarters located at 9171 Towne Centre Drive, Suite 440, San Diego, CA 92122 (the ?Company?), and [ ], a [ ] company, with its address at [ ] (the ?Buyer?). This Agreement is

July 6, 2016 8-K

Unregistered Sales of Equity Securities, Financial Statements and Exhibits

innv8kjul52016.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): June 30, 2016 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or Other Jurisdiction of Incor

July 6, 2016 EX-99.1

Innovus Pharmaceuticals Well Capitalized with the Closing of $1.5M in Financing from Institutional Investors Money Raised to Fast Track the Move to Being Cash Flow Positive in 2016

ex99-1.htm Exhibit 99.1 Innovus Pharmaceuticals Well Capitalized with the Closing of $1.5M in Financing from Institutional Investors Money Raised to Fast Track the Move to Being Cash Flow Positive in 2016 SAN DIEGO, CA: July 06, 2016 ? Innovus Pharmaceuticals, Inc. (?Innovus Pharma? or the ?Company) www.innovuspharma.com (OTCQB: INNV), a company focusing on the commercialization of over-the-counte

July 6, 2016 EX-4.3

Form of Common Stock Purchase Warrant Agreement, dated June 30, 2016, filed as an exhibit to the Registrant's current report on Form 8-K, filed with the SEC on July 6, 2016, and incorporated herein by reference.

ex4-3.htm Exhibit 4.3 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATE

July 6, 2016 EX-4.2

Form of Convertible Promissory Note, dated June 30, 2016, filed as an exhibit to the Registrant's current report on Form 8-K, filed with the SEC on July 6, 2016, and incorporated herein by reference.

ex4-2.htm Exhibit 4.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATE

July 6, 2016 EX-4.1

Form of Securities Purchase Agreement, dated June 30, 2016, filed as an exhibit to the Registrant's current report on Form 8-K, filed with the SEC on July 6, 2016, and incorporated herein by reference.

ex4-1.htm Exhibit 4.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the ?Agreement?), dated as of June 30, 2016, by and between INNOVUS PHARMACEUTICALS, INC., a Nevada corporation, with headquarters located at 9171 Towne Centre Drive, Suite 440, San Diego, CA 92122 (the ?Company?), and [ ], a [ ] company, with its address [ ] (the ?Buyer?). WHEREAS: A. The Company and the Buyer

July 6, 2016 EX-4.4

Form of Registration Rights Agreement, filed as an exhibit to the Registrant's current report on Form 8-K, filed with the SEC on July 6, 2016, and incorporated herein by reference.

EX-4.4 5 ex4-4.htm FORM OF REGISTRATION RIGHTS AGREEMENT Exhibit 4.4 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made and entered into as of June, 2016, by and between INNOVUS PHARMACEUTICALS, INC., a Nevada corporation, with headquarters located at 9171 Towne Centre Drive, Suite 440, San Diego, CA 92122 (the “Company”), and [ ], a [ ] company, with its a

July 6, 2016 8-K

Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): June 30, 2016 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or Other Jurisdiction of Incorporation) (Commissi

May 25, 2016 EX-99.1

Innovus Pharma Signs Exclusive License and Distribution Agreement with BroadMed for EjectDelay® in Lebanon -Innovus Eligible to Receive up to $6.2 Million in Upfront and Sales Milestone Payments plus Transfer Price

Exhibit 99.1 Innovus Pharma Signs Exclusive License and Distribution Agreement with BroadMed for EjectDelay® in Lebanon -Innovus Eligible to Receive up to $6.2 Million in Upfront and Sales Milestone Payments plus Transfer Price San Diego, Calif., May 25 2016 – Innovus Pharmaceuticals, Inc. ("Innovus Pharma") (OTCQB Venture Market: INNV), an emerging commercial stage pharmaceutical company that del

May 25, 2016 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K 1 innv8kmay252016.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): May 25, 2016 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or Other Jurisd

May 20, 2016 8-K

Innovus Pharmaceuticals FORM 8-K (Current Report/Significant Event)

innv8kmay202016.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) May 20, 2016 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) NEVADA (State or Other Jurisdiction of Incorporation) 000-52991 90

May 20, 2016 EX-99.1

Innovus Pharma CEO Provides Shareholder Update and Conference Call

EX-99.1 2 ex99-1.htm SHAREHOLDER UPDATE AND NOTICE OF CONFERENCE CALL, DATED MAY 20, 2016 Exhibit 99.1 Innovus Pharma CEO Provides Shareholder Update and Conference Call Management Files First Quarter 2016 Financials SAN DIEGO, CA, May 20, 2016 – Innovus Pharmaceuticals, Inc. ("Innovus Pharma") (OTCQB Venture Market: INNV), an emerging commercial stage pharmaceutical company that delivers safe, in

May 16, 2016 EX-4.5

INNOVUS PHARMACEUTICALS, INC. 10% DEBENTURE $24,000 San Diego, CA Dated as of: May 3, 2016

Exhibit 4.5 THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE SOLD OR TRANSFERRED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER APPLICABLE FEDERAL AND STATE SECURITIES LAWS OR PURSUANT TO AN APPLICABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, T

May 16, 2016 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period ended March 31, 2016 [ ] Transition Repo

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [X] Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period ended March 31, 2016 or [ ] Transition Report Pursuant to Section 13 or 15(d) of the Exchange Act. For the transition period from to . Commission File Number: 000-52991 INNOVUS PHARMACEUTICA

May 16, 2016 EX-4.7

Innovus Pharmaceuticals, Inc. Promissory Note

EX-4.7 4 ex4-7.htm PROMISSORY NOTE Exhibit 4.7 NEITHER THIS NOTE NOR THE SECURITIES INTO WHICH THIS NOTE IS PROMISSORY HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE. THESE SECURITIES HAVE BEEN SOLD IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NO

May 16, 2016 EX-4.6

SECURITIES PURCHASE AGREEMENT

Exhibit 4.6 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of May 6, 2016, is entered into by and between Innovus Pharmaceuticals, Inc., a Nevada corporation, (the “Company”), and Vista Capital Investments, LLC (the “Buyer”). A. The Company and the Buyer are executing and delivering this Agreement in reliance upon the exemption from securities registr

March 30, 2016 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2015 Commission file number: 000-52991 INNOV

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2015 Commission file number: 000-52991 INNOVUS PHARMACEUTICALS, INC. (Name of registrant as specified in its charter) Nevada 90-0814124 (State or other jurisdiction of incorporation or organizat

March 30, 2016 EX-21.1

Subsidiaries of the Registrant

EX-21.1 3 ex211.htm SUBSIDIARIES OF THE REGISTRANT Exhibit 21.1 Subsidiaries of the Registrant Subsidiary Jurisdiction of Incorporation FasTrack Pharmaceuticals, Inc. Delaware Semprae Laboratories, Inc. Delaware Novalere, Inc. Delaware

March 30, 2016 EX-14.1

CODE OF ETHICS

Exhibit 14.1 CODE OF ETHICS Innovus Pharmaceuticals, Inc. (the "Company") is committed to conducting its business in compliance with all the applicable laws and regulations of the countries in which it operates and in accordance with high standards of business conduct. The Company strives to maintain the highest standard of accuracy, completeness and disclosure in its financial dealings, records a

March 25, 2016 SC 13D

INNV / Innovus Pharmaceuticals, Inc. / Damaj Bassam - SCHEDULE 13D Activist Investment

SC 13D 1 innv13dmar2016.htm SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. ) INNOVUS PHARMACEUTICALS, INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 45778V106

March 22, 2016 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 innv8kmar222016.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): March 22, 2016 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or Other Juri

March 22, 2016 EX-99.1

Innovus Pharma CEO Interviewed on CEOLIVE.Tv Dr. Damaj Notes the Beyond Human $2.2M Product Acquisition, the Projected Move to Profitability and the Plans for Future Uplisting to the NYSE

ex99-1.htm Exhibit 99.1 Innovus Pharma CEO Interviewed on CEOLIVE.Tv Dr. Damaj Notes the Beyond Human $2.2M Product Acquisition, the Projected Move to Profitability and the Plans for Future Uplisting to the NYSE SAN DIEGO, CA, March 22, 2016 ? Innovus Pharmaceuticals, Inc. ("Innovus Pharma") (OTCQB Venture Market: INNV), an emerging commercial stage pharmaceutical company that delivers safe, innov

March 14, 2016 EX-99.1

EX-99.1

innvex99-1.htm Exhibit 99.1

March 14, 2016 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) March 14, 2016 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) NEVADA (State or Other Jurisdiction of Incorporation) 000-52991 90-0814124 (Commissi

March 1, 2016 EX-2.3

Security Agreement, dated February 19, 2016 by and among the Company and SBI Investments, LLC 2014-1, filed as an exhibit to the Registrant’s report on Form 8-K with the SEC on March 1, 2016, and incorporated herein by reference.

ex2-3.htm Exhibit 2.3 SECURITY AGREEMENT SECURITY AGREEMENT, dated as of February 19, 2016 (this ?Agreement?), between Innovus Pharmaceuticals, Inc., a Nevada corporation (the ?Grantor?), and SBI Investments LLC, 2014-1, or its registered assigns (the ?Secured Party?). The Grantor and the Secured Party are or will be parties to a certain Purchase Agreement (as amended, amended and restated, supple

March 1, 2016 EX-99.1

Innovus Pharmaceuticals Announces the Closing of the Acquisition of All of Beyond Human, LLC’s Products which Generated over $2.2 Million in Sales in 2015

ex99-1.htm Exhibit 99.1 Innovus Pharmaceuticals Announces the Closing of the Acquisition of All of Beyond Human, LLC?s Products which Generated over $2.2 Million in Sales in 2015 SAN DIEGO, CA: March 1st, 2016 ? Innovus Pharmaceuticals, Inc., (?Innovus Pharma? or the ?Company) www.innovuspharma.com (OTCQB: INNV) a company focusing on the commercialization of over-the-counter (?OTC?) and consumer p

March 1, 2016 EX-2.2

20% Secured Promissory Note, dated February 19, 2016 by and among the Company ad SBI Investments, LLC 2014-1, filed as an exhibit to the Registrant’s report on Form 8-K with the SEC on March 1, 2016, and incorporated herein by reference.

ex2-2.htm Exhibit 2.2 20% SECURED PROMISSORY NOTE February 19, 2016 Original Principal Amount: $550,000 FOR VALUE RECEIVED, Innovus Pharmaceuticals, Inc., a Nevada corporation (the ?Maker?), with its principal offices located at 9171 Towne Centre Drive, Suite 440, San Diego, CA 92122, promises to pay to the order of SBI Investments LLC, 2014-1, or its registered assigns (the ?Payee?), upon the ter

March 1, 2016 EX-2.1

Form of Purchase Agreement, dated February 19, 2016, by and among the Company and SBI Investments, LLC 2014-1, filed as an exhibit to the Registrant’s report on Form 8-K with the SEC on March 1, 2016, and incorporated herein by reference.

EX-2.1 2 ex2-1.htm PURCHASE AGREEMENT, DATED FEBRUARY 19, 2016, BY AND AMONG THE COMPANY AND SBI INVESTMENTS, LLC 2014-1 Exhibit 2.1 PURCHASE AGREEMENT THIS PURCHASE AGREEMENT (the “Agreement”), dated as of February 19, 2016, is entered into by and between Innovus Pharmaceuticals, Inc., a Nevada corporation (the “Company”), and SBI Investments LLC, 2014-1 (as the “Lender”). Capitalized terms used

March 1, 2016 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): February 24, 2016 INNOVUS PHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Nevada 000-52991 90-0814124 (State or Other Jurisdiction of Incorporation) (Comm

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