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| LEI | 2138009UQXO3YKI55769 |
| CIK | 30125 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Insight Select Income Fund
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| March 7, 2025 |
United states Securities and Exchange Commission Washington, D.C. 20549 Form N-8F Application for Deregistration of Certain Registered Investment Companies I. General Identifying Information 1. Reason fund is applying to deregister: [X] Merger [ ] Liquidation [ ] Abandonment of Registration (Note: Abandonments of Registration answer only questions 1 through 15, 24 and 25 of this form and complete |
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| February 7, 2025 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on February 18, 2025, pursuant to the provisions of Rule 12d2-2 (a). |
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| November 14, 2024 |
INSI / Insight Select Income Fund / 1607 Capital Partners, LLC Passive Investment SC 13G/A 1 insi-093024a4.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Insight Select Income Fund (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 45781W109 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the |
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| October 9, 2024 |
KKR Income Opportunities Fund to Acquire Assets of Insight Select Income Fund KKR Income Opportunities Fund Filed by KKR Income Opportunities Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934, as amended Subject Company Insight Select Income Fund File No. |
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| October 9, 2024 |
KKR Income Opportunities Fund to Acquire Assets of Insight Select Income Fund KKR Income Opportunities Fund to Acquire Assets of Insight Select Income Fund San Francisco, CA and New York, NY, October 8, 2024 – The Board of Trustees of KKR Income Opportunities Fund (“KIO”) (NYSE: KIO) and the Board of Trustees of Insight Select Income Fund (“INSI”) (NYSE: INSI) today announced the signing of a definitive agreement under which KIO will acquire the assets of INSI. |
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| October 9, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 8, 2024 Insight Select Income Fund (Exact Name of Registrant as Specified in Its Charter) Delaware 811-02201 23-1745238 (State or other jurisdiction of incorporation or organi |
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| October 7, 2024 |
INSI / Insight Select Income Fund / Allspring Global Investments Holdings, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) Insight Select Income Fund (Name of Issuer) COM (Title of Class of Securities) 45781W109 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu |
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| September 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 OMB APPROVAL OMB Number: 3235-0360 Certificate of Accounting of Securities and Similar Expires: December 31, 2026 Investments in the Custody of Estimated average burden Management Investment Companies hours per response 2.0 Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-02201 |
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| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 OMB APPROVAL OMB Number: 3235-0360 Certificate of Accounting of Securities and Similar Expires: December 31, 2026 Investments in the Custody of Estimated average burden Management Investment Companies hours per response 2.0 Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-02201 |
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| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 OMB APPROVAL OMB Number: 3235-0360 Certificate of Accounting of Securities and Similar Expires: December 31, 2026 Investments in the Custody of Estimated average burden Management Investment Companies hours per response 2.0 Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-02201 |
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| March 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 18, 2024 (March 15, 2024) Insight Select Income Fund (Exact name of registrant as specified in its charter) Delaware 811-02201 23-1745238 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| March 11, 2024 |
INSI / Insight Select Income Fund / 1607 Capital Partners, LLC Passive Investment SC 13G/A 1 insi-022924a3.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Insight Select Income Fund (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 45781W109 (CUSIP Number) February 29, 2024 (Date of Event Which Requires Filing of this Statement) Check the a |
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| March 7, 2024 |
SC 13G 1 karpus-sch13g18788.htm KARPUS INVESTMENT MGT / INSIGHT SELECT INCOME FUND - SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) * Insight Select Income Fund (Name of Issuer) Common (Title of Class of Securities) 45781W109 (CUSIP Number) February 29, 2024 (Date of Event Which Require |
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| February 8, 2024 |
INSI / Insight Select Income Fund / 1607 Capital Partners, LLC Passive Investment SC 13G/A 1 insi-123123a2.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Insight Select Income Fund (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 45781W109 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the a |
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| October 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 OMB APPROVAL OMB Number: 3235-0360 Certificate of Accounting of Securities and Similar Expires: February 29, 2024 Investments in the Custody of Estimated average burden Management Investment Companies hours per response 1.9 Pursuant to Rule 17f-2 [17 CFR 270. 17f-2] 1. Investment Company Act File Number: 811-02201 |
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| August 22, 2023 |
Troutman Pepper Hamilton Sanders LLP 3000 Two Logan Square, Eighteenth and Arch Streets Philadelphia, PA 19103-2799 troutman. |
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| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 OMB APPROVAL OMB Number: 3235-0360 Certificate of Accounting of Securities and Similar Expires: February 29, 2024 Investments in the Custody of Estimated average burden Management Investment Companies hours per response 1.9 Pursuant to Rule 17f-2 [17 CFR 270. 17f-2] 1. Investment Company Act File Number: 811-02201 |
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| April 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 OMB APPROVAL OMB Number: 3235-0360 Certificate of Accounting of Securities and Similar Expires: February 29, 2024 Investments in the Custody of Estimated average burden Management Investment Companies hours per response 1.9 Pursuant to Rule 17f-2 [17 CFR 270. 17f-2] 1. Investment Company Act File Number: 811-02201 |
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| February 24, 2023 |
NPORT-EX 2 CS01INSIGHT123122.htm SCHEDULE OF INVESTMENTS (Unaudited) December 31, 2022 Moody's/ Standard & Poor's Rating(a) Principal Amount (000's) Value (Note1) CORPORATE DEBT SECURITIES (80.28%) AEROSPACE/DEFENSE (1.94%) Boeing Co., Sr. Unsec. Notes, 4.875%, 05/01/25(b) Baa2/BBB- $1,657 $ 1,641,750 Boeing Co., Sr. Unsec. Notes, 5.805%, 05/01/50(b) Baa2/BBB- 463 431,067 Northrop Grumman |
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| February 14, 2023 |
INSI / Insight Select Income Fund / 1607 Capital Partners, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| October 11, 2022 |
INSI / Insight Select Income Fund / 1607 Capital Partners, LLC Passive Investment SC 13G 1 insi-093022.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. )* Insight Select Income Fund (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 45781W109 (CUSIP Number) September 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appro |
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| October 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 OMB APPROVAL OMB Number: 3235-0360 Certificate of Accounting of Securities and Similar Expires: February 29, 2024 Investments in the Custody of Estimated average burden Management Investment Companies hours per response 1.9 Pursuant to Rule 17f-2 [17 CFR 270. 17f-2] 1. Investment Company Act File Number: 811-02201 |
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| August 23, 2022 |
Moody’s/ Standard & Poor’s Rating(a) SCHEDULE OF INVESTMENTS (Unaudited) June 30, 2022 Moody’s/ Standard & Poor’s Rating(a) Principal Amount (000’s) Value (Note1) CORPORATE DEBT SECURITIES (75. |
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| June 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 40-17F2 1 d365818d4017f2.htm INSIGHT SELECT INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 OMB APPROVAL OMB Number: 3235-0360 Certificate of Accounting of Securities and Similar Expires: February 29, 2024 Investments in the Custody of Estimated average burden Management Investment Companies hours per response 1.9 Pursuant to Rule 17f-2 [17 CFR 270. |
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| June 1, 2022 |
DEF 14A 1 d358192ddef14a.htm INSIGHT SELECT INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as |
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| February 28, 2022 |
The accompanying notes are an integral part of these financial statements. FOR VALIDATION PURPOSES ONLY - [286451.TX] SCHEDULE OF INVESTMENTS (Unaudited) December 31, 2021 Moody’s/ Standard & Poor’s Rating(a) Principal Amount (000’s) Value (Note1) CORPORATE DEBT SECURITIES (82.81%) ADVERTISING (0.09%) Lamar Media Corp., Co. Gty., 3.625%, 01/15/31(b) Ba3/BB $ 211 $ 205,472 AEROSPACE/DEFENSE (1.72%) Boeing Co., Sr. Unsec. Notes, 4.875%, 05/01/25(b) Baa2/BBB- 1,657 1,813,59 |
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| January 31, 2022 |
40-17F2 1 d295089d4017f2.htm INSIGHT SELECT INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] OMB APPROVAL OMB Number: 3235-0360 Expires: February 29, 2024 Estimated average burden hours per respon |
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| December 8, 2021 |
INSI / Insight Select Income Fund / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5) INSIGHT SELECT INCOME FD (Name of Issuer) COM (Title of Class of Securities) 45781W109 (CUSIP Number) November 30, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| September 27, 2021 |
THIS FORM MUST BE GIVEN TO YOUR INDEPENDENT PUBLIC ACCOUNTANT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL FORM N-17f-2 OMB Number: 3235-0360 Expires: February 29, 2024 Certificate of Accounting of Securities and Similar Estimated average burden Investments in the Custody of hours per response 1.9 Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: Date exami |
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| August 23, 2021 |
The accompanying notes are an integral part of these financial statements. HTML SCHEDULE OF INVESTMENTS (Unaudited) June 30, 2021 Moody’s/ Standard & Poor’s Principal Value Rating(a) Amount (000’s) (Note 1) CORPORATE DEBT SECURITIES (84. |
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| May 17, 2021 |
DEF 14A 1 d69607ddef14a.htm INSIGHT SELECT INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the a |
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| May 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] OMB APPROVAL OMB Number: 3235-0360 Expires: March 31, 2021 Estimated average burden hours per response 2.0 1. Investment Company Act File Number: Date examinat |
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| May 7, 2021 |
8-K 1 d464430d8k.htm INSIGHT SELECT INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2021 INSIGHT SELECT INCOME FUND (Exact name of registrant as specified in its charter) DELAWARE 811-02201 231745238 (State or ot |
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| March 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL FORM N-17f-2 OMB Number: 3235-0360 Expires: March 31, 2021 Certificate of Accounting of Securities and Similar Estimated average burden Investments in the Custody of hours per response 2.0 Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 02201 Date ex |
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| February 22, 2021 |
The accompanying notes are an integral part of these financial statements. NPORT-EX 2 InsightSelectIncome.htm SCHEDULE OF INVESTMENTS (Unaudited) December 31, 2020 Moody’s/ Standard & Poor’s Rating(a) Principal Amount (000’s) Value (Note 1) CORPORATE DEBT SECURITIES (85.66%) AUTOMOTIVE (3.27%) Allison Transmission Inc., Co. Gty., 3.75%, 01/30/31, 144A(b) Ba3/NA $ 220 $ 225,088 Ford Holdings LLC, Co. Gty., 9.30%, 03/01/30 Ba2/BB+ 1,000 1,300,000 Ford Motor Co., Sr. Unsec. |
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| February 12, 2021 |
SC 13G/A 1 karpus-sch13g18453.htm KARPUS INVESTMENT MGT / INSIGHT SELECT INCOME FUND - SCHEDULE 13G/A(#1) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) * Insight Select Income Fund (Name of Issuer) Common Stock (Title of Class of Securities) 45781W109 (CUSIP Number) December 31, 2020 (Date of Event W |
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| February 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) INSIGHT SELECT INCOME FD (Name of Issuer) COM (Title of Class of Securities) 45781W109 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| January 14, 2021 |
Troutman Pepper Hamilton Sanders LLP 3000 Two Logan Square, Eighteenth and Arch Streets Philadelphia, PA 19103-2799 troutman. |
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| October 27, 2020 |
Insight Select Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 13, 2020 |
Insight Select Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 28, 2020 |
Insight Select Income Fund INSIGHT SELECT INCOME FUND 200 PARK AVENUE, 7TH FLOOR NEW YORK, NY 10166 NOTICE OF SPECIAL MEETING OF SHAREHOLDERS NOVEMBER 5, 2020 New York, New York September 28, 2020 Important Notice Regarding the Availability of Proxy Materials for the Special Meeting of Shareholders to be held on November 5, 2020. |
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| September 28, 2020 |
* * * Filing Desk September 28, 2020 Page 2 Theodore D. Edwards Direct: 215.981.4181 Mobile: 267.218.2692 [email protected] September 28, 2020 VIA EDGAR Filing Desk U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attn: Alison White Re: Insight Select Income Fund 1933 Act File No. 333-165590 1940 Act File No. 811-02201 Dear Ms. White: This letter responds to the oral comments of the staff of the Se |
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| September 9, 2020 |
Insight Select Income Fund INSIGHT SELECT INCOME FUND 200 PARK AVENUE, 7TH FLOOR NEW YORK, NY 10166 NOTICE OF SPECIAL MEETING OF SHAREHOLDERS NOVEMBER 5, 2020 New York, New York September [ ], 2020 Important Notice Regarding the Availability of Proxy Materials for the Special Meeting of Shareholders to be held on November 5, 2020. |
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| September 9, 2020 |
Theodore D Edwards 215.981.4181 [email protected] September 9, 2020 VIA EDGAR Filing Desk U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Insight Select Income Fund 1933 Act File No. 333-165590 1940 Act File No. 811-02201 Preliminary Proxy Materials Ladies and Gentlemen: Pursuant to the requirements of Rule 14a-6(a) under the Securities Exchange Act |
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| August 24, 2020 |
The accompanying notes are an integral part of these financial statements. FOR VALIDATION PURPOSES ONLY - [918526.TX] SCHEDULE OF INVESTMENTS (Unaudited) June 30, 2020 Moody’s/ Standard & Poor’s Rating(a) Principal Amount (000’s) Value (Note 1) CORPORATE DEBT SECURITIES (83.48%) AUTOMOTIVE (2.54%) Ford Holdings LLC, Co. Gty., 9.30%, 03/01/30 Ba2/BB+ $ 1,000 $ 1,124,700 Ford Motor Co., Sr. Unsec. Notes, 8.50%, 04/21/23 Ba2/BB+ 904 955,980 Ford Motor Co., Sr. Unsec. Notes, |
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| May 22, 2020 |
Insight Select Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 20, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] OMB APPROVAL OMB Number: 3235-0360 Expires: March 31, 2021 Estimated average burden hours per response 2.0 1. Investment Company Act File Number: 02201 Date ex |
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| February 21, 2020 |
Insight Select Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 21, 2020 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d826747dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Clifford D. Corso, certify that: 1. I have reviewed this report on Form N-Q of Insight Select Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessar |
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| February 14, 2020 |
INSI / Insight Select Income Fund / Karpus Management, Inc. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13 G Under the Securities Exchange Act of 1934 (Amendment No. ) * Insight Select Income Fund (INSI) (Name of Issuer) Common Stock (Title of Class of Securities) 45781W109 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to |
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| February 6, 2020 |
CSI / Cutwater Select Income Fund 40-17F2 - - INSIGHT SELECT INCOME FUND Insight Select Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 4, 2020 |
INSI / Insight Select Income Fund / WELLS FARGO & COMPANY/MN Passive Investment SC 13G 1 wfinsightsel-45781w109.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) INSIGHT SELECT INCOME FD (Name of Issuer) COM (Title of Class of Securities) 45781W109 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| August 21, 2019 |
Insight Select Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 21, 2019 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Clifford D. |
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| July 23, 2019 |
CSI / Cutwater Select Income Fund 40-17F2 - - INSIGHT SELECT INCOME FUND Insight Select Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 15, 2019 |
CSI / Cutwater Select Income Fund DEF 14A INSIGHT SELECT INCOME FUND Insight Select Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 10, 2019 |
CSI / Cutwater Select Income Fund 40-17F2 INSIGHT SELECT INCOME FUND Insight Select Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 8, 2019 |
CSI / Cutwater Select Income Fund INSIGHT SELECT INCOME FUND Insight Select Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 22, 2019 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Clifford D. |
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| February 22, 2019 |
Insight Select Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 22, 2019 |
INSI / Insight Select Income Fund / WELLS FARGO & COMPANY/MN Passive Investment SC 13G/A 1 wfinsightsel-45781w109.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) INSIGHT SELECT INCOME FD (Name of Issuer) COM (Title of Class of Securities) 45781W109 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate th |
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| January 10, 2019 |
CSI / Cutwater Select Income Fund INSIGHT SELECT INCOME FUND Insight Select Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 10, 2018 |
INSI / Insight Select Income Fund / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) INSIGHT SELECT INCOME FD (Name of Issuer) COM (Title of Class of Securities) 45781W109 (CUSIP Number) November 30, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| August 24, 2018 |
Insight Select Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 24, 2018 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Clifford D. |
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| August 23, 2018 |
CSI / Cutwater Select Income Fund INSIGHT SELECT INCOME FUND Insight Select Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 14, 2018 |
CSI / Cutwater Select Income Fund INSIGHT SELECT INCOME FUND Insight Select Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 22, 2018 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Clifford D. |
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| February 22, 2018 |
Insight Select Income Fund - INSIGHT SELECT INCOME FUND Insight Select Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 31, 2018 |
CSI / Cutwater Select Income Fund INSIGHT SELECT INCOME FUND Insight Select Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 31, 2018 |
CSI / Cutwater Select Income Fund INSIGHT SELECT INCOME FUND Insight Select Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 30, 2018 |
INSI / Insight Select Income Fund / WELLS FARGO & COMPANY/MN Passive Investment SC 13G 1 wfinsightsel-45781w109.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) INSIGHT SELECT INCOME FD (Name of Issuer) COM (Title of Class of Securities) 45781W109 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| September 27, 2017 |
CSI / Cutwater Select Income Fund ESP 3000 Two Logan Square Eighteenth and Arch Streets Philadelphia, PA 19103-2799 215. |
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| September 25, 2017 |
Cutwater Select Income Fund INSIGHT SELECT INCOME FUND Insight Select income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 25, 2017 |
Cutwater Select Income Fund INSIGHT SELECT INCOME FUND Insight Select Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 25, 2017 |
Cutwater Select Income Fund INSIGHT SELECT INCOME FUND Insight Select Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 25, 2017 |
Cutwater Select Income Fund INSIGHT SELECT INCOME FUND Insight Select Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 25, 2017 |
Cutwater Select Income Fund INSIGHT SELECT INCOME FUND Insight Select Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 21, 2017 |
Cutwater Select Income Fund INSIGHT SELECT INCOME FUND Insight Select Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 28, 2017 |
Insight Select Income Fund - INSIGHT SELECT INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-02201 Insight Select Income Fund (Exact name of registrant as specified in charter) 200 Park Avenue, 7th Floor New York, NY 10166 (Address of principal executive offices) (Zip code) Clifford D. C |
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| August 28, 2017 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Clifford D. |
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| May 10, 2017 |
Cutwater Select Income Fund INSIGHT SELECT INCOME FUND Insight Select Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 21, 2017 |
Cutwater Select Income Fund INSIGHT SELECT INCOME FUND Insight Select Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 24, 2017 |
Insight Select Income Fund - INSIGHT SELECT INCOME FUND Insight Select Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 24, 2017 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d309531dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Clifford D. Corso, certify that: 1. I have reviewed this report on Form N-Q of Cutwater Select Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessa |
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| December 30, 2016 |
Cutwater Select Income Fund CUTWATER SELECT INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: Date examination completed: 10/10/16 811-02201 2. State identification Number: AL AK AZ AR CA CO CT DE DC FL GA HI ID IL |
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| August 25, 2016 |
Cutwater Select Income Fund CUTWATER SELECT INCOME FUND (Quarterly Schedule of Portfolio Holdings) N-Q 1 d108740dnq.htm CUTWATER SELECT INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-02201 Cutwater Select Income Fund (Exact name of registrant as specified in charter) 200 Park Avenue, 7th Floor New York, NY 10166 (Address of pri |
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| August 25, 2016 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Clifford D. |
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| August 25, 2016 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Clifford D. |
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| August 25, 2016 |
Cutwater Select Income Fund CUTWATER SELECT INCOME FUND (Quarterly Schedule of Portfolio Holdings) N-Q 1 d108740dnq.htm CUTWATER SELECT INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-02201 Cutwater Select Income Fund (Exact name of registrant as specified in charter) 200 Park Avenue, 7th Floor New York, NY 10166 (Address of pri |
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| May 10, 2016 |
CSI / Cutwater Select Income Fund / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) CUTWATER SELECT INCOME FD (Name of Issuer) COM (Title of Class of Securities) 232229104 (CUSIP Number) April 30, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i |
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| May 9, 2016 |
Cutwater Select Income Fund CUTWATER SELECT INCOME FUND Cutwater Select Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 29, 2016 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d73007dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Clifford D. Corso, certify that: 1. I have reviewed this report on Form N-Q of Cutwater Select Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessar |
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| February 29, 2016 |
Cutwater Select Income Fund CUTWATER SELECT INCOME FUND (Quarterly Schedule of Portfolio Holdings) Cutwater Select Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 29, 2016 |
CSI / Cutwater Select Income Fund / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) CUTWATER SELECT INCOME FD (Name of Issuer) COM (Title of Class of Securities) 232229104 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
|
| December 28, 2015 |
CSI / Cutwater Select Income Fund / Karpus Management, Inc. Passive Investment SC 13G 1 csi13gFINAL.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Cutwater Select Income Fund (CSI) (Name of Issuer) Common Stock (Title of Class of Securities) 232229104 (CUSIP Number) December 18, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| October 9, 2015 |
CSI / Cutwater Select Income Fund / Karpus Management, Inc. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 3) Under the Securities Exchange Act of 1934 Cutwater Select Income Fund (CSI) (Name of Issuer) Common Stock (Title of Class of Securities) 232229104 (CUSIP Number) George W. Karpus, President Karpus Management, Inc., d/b/a Karpus Investment Management 183 Sully's Trail Pittsford, New York 14534 ( |
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| August 25, 2015 |
Cutwater Select Income Fund CUTWATER SELECT INCOME FUND (Quarterly Schedule of Portfolio Holdings) Cutwater Select Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 25, 2015 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Clifford D. |
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| May 8, 2015 |
Cutwater Select Income Fund CUTWATER SELECT INCOME FUND Cutwater Select Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 2, 2015 |
Insight Select Income Fund - CUTWATER SELECT INCOME FUND Cutwater Select Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 2, 2015 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d790265dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Clifford D. Corso, certify that: 1. I have reviewed this report on Form N-Q of Cutwater Select Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessa |
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| February 20, 2015 |
CSI / Cutwater Select Income Fund / Karpus Management, Inc. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 2) Under the Securities Exchange Act of 1934 Cutwater Select Income Fund (CSI) (Name of Issuer) Common Stock (Title of Class of Securities) 232229104 (CUSIP Number) George W. Karpus, President Karpus Management, Inc., d/b/a Karpus Investment Management 183 Sully's Trail Pittsford, New York 14534 ( |
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| November 12, 2014 |
CSI / Cutwater Select Income Fund CORRESP - - Cutwater Select Income Fund 3000 Two Logan Square Eighteenth and Arch Streets Philadelphia, PA 19103-2799 215. |
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| November 12, 2014 |
CSI / Cutwater Select Income Fund DEF 14A - - CUTWATER SELECT INCOME FUND Cutwater Select Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 31, 2014 |
CSI / Cutwater Select Income Fund / Karpus Management, Inc. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 1) Under the Securities Exchange Act of 1934 Cutwater Select Income Fund (CSI) (Name of Issuer) Common Stock (Title of Class of Securities) 232229104 (CUSIP Number) George W. Karpus, President Karpus Management, Inc., d/b/a Karpus Investment Management 183 Sully's Trail Pittsford, New York 14534 ( |
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| October 30, 2014 |
CSI / Cutwater Select Income Fund CORRESP - - SEC Transmittal Letter 3000 Two Logan Square Eighteenth and Arch Streets Philadelphia, PA 19103-2799 215. |
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| October 30, 2014 |
CSI / Cutwater Select Income Fund PRE 14A - - CUTWATER SELECT INCOME Cutwater Select Income UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 24, 2014 |
Cutwater Select Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 8, 2014 |
CSI / Cutwater Select Income Fund / Karpus Management, Inc. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Cutwater Select Income Fund (CSI) (Name of Issuer) Common Stock (Title of Class of Securities) 232229104 (CUSIP Number) George W. Karpus, President Karpus Management, Inc., d/b/a Karpus Investment Management 183 Sully's Trail Pittsford, New York 14534 (585) 586-4680 (Name, |
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| August 28, 2014 |
Cutwater Select Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 28, 2014 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Clifford D. |
|
| July 10, 2014 |
CSI / Cutwater Select Income Fund / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) CUTWATER SELECT INCOME FD (Name of Issuer) COM (Title of Class of Securities) 232229104 (CUSIP Number) June 30, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| May 9, 2014 |
Cutwater Select Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 28, 2014 |
Quarterly Schedule of Portfolio Holdings - CUTWATER SELECT INCOME FUND N-Q 1 d605278dnq.htm CUTWATER SELECT INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-02201 Cutwater Select Income Fund (Exact name of registrant as specified in charter) 113 King Street Armonk, NY 10504 (Address of principal execut |
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| February 28, 2014 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Clifford D. |
|
| February 14, 2014 |
CSI / Cutwater Select Income Fund / Karpus Management, Inc. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Cutwater Select Income Fund (CSI) (Name of Issuer) Common Stock (Title of Class of Securities) 232229104 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
|
| January 27, 2014 |
CSI / Cutwater Select Income Fund / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) CUTWATER SELECT INCOME FD (Name of Issuer) COM (Title of Class of Securities) 232229104 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
|
| August 27, 2013 |
Quarterly Schedule of Portfolio Holdings - CUTWATER SELECT INCOME FUND Cutwater Select Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 27, 2013 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d561156dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Clifford D. Corso, certify that: 1. I have reviewed this report on Form N-Q of Cutwater Select Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessa |
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| May 16, 2013 |
Cutwater Select Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 28, 2013 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d484996dex99cert.htm SECTION 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Clifford D. Corso, certify that: 1. I have reviewed this report on Form N-Q of Cutwater Select Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact |
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| February 28, 2013 |
Quarterly Schedule of Portfolio Holdings - CUTWATER SELECT INCOME FUND Cutwater Select Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 22, 2012 |
Quarterly Schedule of Portfolio Holdings - CUTWATER SELECT INCOME FUND Cutwater Select Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 22, 2012 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Section 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Clifford D. |
|
| May 25, 2012 |
Cutwater Select Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 28, 2012 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act exv99wcert Exhibit 99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Clifford D. Corso, certify that: 1. I have reviewed this report on Form N-Q of Cutwater Select Income Fund (formerly, Rivus Bond Fund); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact neces |
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| February 28, 2012 |
Quarterly Schedule of Portfolio Holdings - FORM N-Q nvq UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-02201 Cutwater Select Income Fund (formerly, Rivus Bond Fund) (Exact name of registrant as specified in charter) 113 King Street Armonk, NY 10504 (Address of principal executive offices) (Zip |
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| February 21, 2012 |
corresp February 17, 2012 Division of Investment Management Office of Disclosure and Review U. |
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| September 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)* RIVUS BOND FUND (Name of Issuer) Shares of Beneficial Interest (Title of Class of Securities) 769667106 (CUSIP Number) JOSEPH V. DEL RASO, ESQ. PEPPER HAMILTON LLP 3000 TWO LOGAN SQUARE PHILADELPHIA, PA 19103 Fax: 215-981-4750 Direct Dial: 215-981-4506 ( |
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| May 5, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confide |
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| November 8, 2010 |
Filed with the Securities and Exchange Commission on November 8, 2010 1933 Act File No. |
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| November 8, 2010 |
Exhibit 99.B(12) 3000 Two Logan Square Eighteenth and Arch Streets Philadelphia, PA 19103-2799 215.981.4000 Fax 215.981.4750 October 22, 2010 Rivus Bond Fund 113 King Street Armonk, New York 10504 The Hartford Income Shares Fund, Inc. 200 Hopmeadow Street Simsbury, Connecticut 06089 Ladies and Gentlemen: You have requested our opinion regarding certain U.S. federal income tax consequences to (i) T |
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| September 29, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| September 15, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| August 26, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| August 20, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| July 21, 2010 |
POWER OF ATTORNEY POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Leonard I. |
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| July 21, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| July 12, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| July 12, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| June 18, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| June 18, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| June 7, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confide |
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| May 4, 2010 |
def14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o |
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| May 4, 2010 |
COVER 5 filename5.htm 3000 Two Logan Square Eighteenth and Arch Streets Philadelphia, PA 19103-2799 215.981.4000 Fax 215.981.4750 (215) 981-4346 [email protected] May 4, 2010 Via EDGAR Filing Desk U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Rivus Bond Fund (the “Fund”) 1940 Act File No. 811-02201 Definitive Proxy Materials Ladies and Gentlemen: Pursuant |
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| May 3, 2010 |
Exhibit 99.B(14)(iii) May 3, 2010 Rivus Bond Fund 113 King Street Armonk, NY 10504 Re: Rivus Bond Fund (the “Registrant”) (File No. 333-165590) Dear Ladies and Gentlemen: We hereby consent to all references to our firm in Pre-Effective Amendment No. 3 to the Registrant’s Registration Statement on Form N-14 under the Securities Act of 1933, as amended (the “1933 Act”). In giving such consent, howev |
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| May 3, 2010 |
EX-99.B(11) 2 a10-66421ex99db11.htm EX-99.B(11) Exhibit 99.B(11) 3000 Two Logan Square Eighteenth and Arch Streets Philadelphia, PA 19103-2799 215.981.4000 Fax 215.981.4750 May 3, 2010 Rivus Bond Fund 113 King Street Armonk, NY 10504 Re: Reorganization of The Hartford Income Shares, Inc. into Rivus Bond Fund Ladies and Gentlemen: We have acted as counsel to Rivus Bond Fund, a statutory trust forme |
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| May 3, 2010 |
Filed with the Securities and Exchange Commission on May 3, 2010 1933 Act File No. |
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| May 3, 2010 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 99.B(14)(i) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the to the Registration Statement on Form N-14 of Rivus Bond Fund, and to the use of our report dated April 28, 2009 on the financial statements and financial highlights of the Rivus Bond Fund. Such financial statements and financial highlights appear in the 2009 Annual Report t |
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| May 3, 2010 |
Consent of Ernst & Young LLP, Independent Registered Public Accounting Firm Exhibit 99.B(14)(ii) Consent of Ernst & Young LLP, Independent Registered Public Accounting Firm We consent to the references to our firm under the captions “Experts”, “Financial Highlights for the Acquired Fund”, and “Representations and Warranties of the Acquired Fund” in section 2(f) of Appendix A: Form of Agreement and Plan of Reorganization in the Registration Statement of Rivus Bond Fund and |
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| May 3, 2010 |
EVERY SHAREHOLDER’S VOTE IS IMPORTANT Your Proxy Vote is important! And now you can Vote your Proxy on the PHONE or the INTERNET. |
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| May 3, 2010 |
Rivus Bond Fund 113 King Street Armonk, NY 10504 May 3, 2010 Rivus Bond Fund 113 King Street Armonk, NY 10504 May 3, 2010 VIA EDGAR U.S. Securities and Exchange Commission Attn.: James E. O?Connor, Attorney/Adviser 100 F Street, N.E. Washington, D.C. 20549 Re: Rivus Bond Fund (File Nos. 333-165590 and 811-02201) Request for Acceleration of Effective Date Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended (the ?1933 Act?) |
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| April 22, 2010 |
3000 Two Logan Square Eighteenth and Arch Streets Philadelphia, PA 19103-2799 215. |
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| April 22, 2010 |
3000 Two Logan Square Eighteenth and Arch Streets Philadelphia, PA 19103-2799 215. |
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| April 22, 2010 |
pre14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement o |
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| April 22, 2010 |
Filed with the Securities and Exchange Commission on April 22, 2010 1933 Act File No. |
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| April 12, 2010 |
Filed with the Securities and Exchange Commission on April 9, 2010 1933 Act File No. |
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| April 12, 2010 |
3000 Two Logan Square Eighteenth and Arch Streets Philadelphia, PA 19103-2799 215. |
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| April 12, 2010 |
Exhibit 99.B.16 POWER OF ATTORNEY The undersigned Trustee of Rivus Bond Fund (the ?Fund?) hereby appoints each of Leonard I. Chubinsky, Clifford D. Corso, Mark D. Morris and Richard J. Walz as attorneys-in-fact and agents, in all capacities, to execute and to file any and all amendments to the Fund?s Registration Statement on Form N-14 under the Securities Act of 1933, as amended, in connection wi |
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| April 7, 2010 |
POWER OF ATTORNEY The undersigned Trustee of Rivus Bond Fund hereby appoints each of Leonard I. |
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| March 22, 2010 |
RIVUS BOND FUND Managed by Cutwater Asset Management Corp. 113 King Street Armonk, New York 10504 ANNOUNCEMENT OF PROPOSED REORGANIZATION OF THE HARTFORD INCOME SHARES FUND, INC INTO RIVUS BOND FUND FOR IMMEDIATE RELEASE March 22, 2010 ARMONK, NEW YORK –Cutwater Asset Management Corp., the investment adviser to Rivus Bond Fund (“BDF”) (NYSE: BDF), announced today that the Board of Trustees of BDF |
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| March 19, 2010 |
Exhibit 99.B.16 POWER OF ATTORNEY Each of the undersigned Trustees of Rivus Bond Fund (the ?Fund?) hereby appoints each of Leonard I. Chubinsky, Clifford D. Corso, Mark D. Morris and Richard J. Walz as attorneys-in-fact and agents, in all capacities, to execute and to file any and all amendments to the Fund?s Registration Statement on Form N-14 under the Securities Act of 1933, as amended, in conn |
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| March 19, 2010 |
N-14 8C 1 a10-66421n148c.htm N-14 8C Filed with the Securities and Exchange Commission on March 19, 2010 1933 Act File No. 333- SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x Pre-Effective Amendment No. o Post-Effective Amendment No. o Rivus Bond Fund (Exact Name of Registrant as Specified in Charter) 113 King Street Ar |
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| March 19, 2010 |
3000 Two Logan Square Eighteenth and Arch Streets Philadelphia, PA 19103-2799 215. |
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| July 2, 2009 |
corresp Rivus Bond Fund 113 King Street Armonk, NY 10504 July 2, 2009 VIA EDGAR U. |
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| April 20, 2009 |
April 20, 2009 Via EDGAR Transmission Division of Investment Management U.S. Securities and Exchange Commission Attn: Ms. Christina DiAngelo, Staff Accountant 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Rivus Bond Fund (the “Fund”) File Nos. 333-156953 and 811-02201 Dear Ms. DiAngelo: On behalf of the Fund, this letter is being filed with the Securities and Exchange Commission via EDGAR to r |
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| June 6, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| May 27, 2008 |
PROXY CONTEST ALERT Fellow Shareholders: Ralph W. Bradshaw, a dissident shareholder has filed preliminary proxy materials with the SEC indicating his intention to conduct a hostile proxy contest against your Board of Trustees. The dissident shareholder is seeking your support to elect himself and his close associates in place of all of the experienced incumbent members of the Board. Your vote is i |
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| May 22, 2008 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy S |
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| May 8, 2008 |
SC 13D 1 w57750sc13d.htm SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. )* RIVUS BOND FUND (Name of Issuer) Shares of Beneficial Interest (Title of Class of Securities) 769667106 (CUSIP Number) ROBERT B. MURPHY, ESQ. PEPPER HAMILTON LLP 600 FOURTEENTH ST., N.W. WASHINGTON, D.C. 20005-2004 Fa |
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| May 8, 2008 |
RIVUS BOND FUND INVESTMENT ADVISORY AGREEMENT EXHIBIT 1 RIVUS BOND FUND INVESTMENT ADVISORY AGREEMENT AGREEMENT, made by and between RIVUS BOND FUND, a Delaware statutory trust (hereinafter called the ?Fund?), and MBIA Capital Management Corp. |
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| April 4, 2008 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Leonard I. |
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| September 21, 2007 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Leonard I. |
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| September 21, 2007 |
POWER OF ATTORNEY POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Leonard I. |
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| August 28, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-02201 Rivus Bond Fund (Exact name of registrant as specified in charter) 113 King Street Armonk, NY 10504 (Address of principal executive offices) (Zip code) Clifford D. Corso 113 King Street Arm |
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| August 28, 2007 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act exv99wcert Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Clifford D. |
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| August 10, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Rivus Bond Fund (Name of Issuer) Closed End Mutual Fund (Title of Class of Securities) 769667106 (CUSIP Number) 7/31/07 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul |
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| May 11, 2007 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permi |
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| February 27, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-02201 Rivus Bond Fund (Exact name of registrant as specified in charter) 113 King Street Armonk, NY 10504 (Address of principal executive offices) (Zip code) Clifford D. Corso 113 King Street Arm |
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| February 27, 2007 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 w29390exv99wcert.htm CERTIFICATIONS PURSUANT TO RULE 30-A(2) Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Clifford D. Corso, certify that: 1. I have reviewed this report on Form N-Q of Rivus Bond Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fac |
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| February 6, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No(.)* Rivus Bond Fund (Name of Issuer) Closed End Mutual Fund (Title of Class of Securities) 769667106 (CUSIP Number) 12/31/06 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| January 12, 2007 |
UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* 1838 BD-DEB TRADING FD (Name of Issuer) Closed End Mutual Fund (Title of Class of Securities) 282520105 (CUSIP Number) 12/31/06 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| November 16, 2006 |
POWER OF ATTORNEY POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Leonard I. |
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| November 16, 2006 |
POWER OF ATTORNEY POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Leonard I. |
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| August 22, 2006 |
Prepared and filed by St Ives Financial UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 10, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* 1838 Bond Debenture Trading Fund (Name of Issuer) Closed End Mutual Fund (Title of Class of Securities) 282520105 (CUSIP Number) 12/31/2005 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
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| February 14, 2005 |
UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* 1838 BD-DEB TRADING FD (Name of Issuer) Closed End Mutual Fund (Title of Class of Securities) 282520105 (CUSIP Number) 12/31/2004 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
