Mga Batayang Estadistika
| CIK | 1666735 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Nuveen High Inc Dec 2019 Tgt Fnd
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| July 22, 2020 |
OMB APPROVAL OMB Number: 3235-0157 Expires: August 31, 2019 Estimated average burden hours per response ……………………. |
|
| March 11, 2020 |
JHD / Nuveen High Inc Dec 2019 Tgt Fnd N-8F - - OMB APPROVAL OMB Number: 3235-0157 Expires: August 31, 2019 Estimated average burden hours per response ……………………. |
|
| December 23, 2019 |
December 23, 2019 Mr. David Manion U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review & Accounting Office 100 F Street N.E. Washington DC 20549 Re: Nuveen Closed-End and Open-End Funds ? Sarbanes Oxley Review Dear Mr. Manion: This letter addresses the comments you provided in a telephone discussion on November 21, 2019, regarding reviews performed by the s |
|
| November 27, 2019 |
JHD / Nuveen High Inc Dec 2019 Tgt Fnd NPORT-EX - - JHD Nuveen High Income December 2019 Target Term Fund Portfolio of Investments September 30, 2019 (Unaudited) Principal Amount (000) Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 0. |
|
| November 25, 2019 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on December 06, 2019, pursuant to the provisions of Rule 12d2-2 (a). |
|
| May 30, 2019 |
JHD / Nuveen High Inc Dec 2019 Tgt Fnd NPORT-EX - - JHD Nuveen High Income December 2019 Target Term Fund Portfolio of Investments March 31, 2019 (Unaudited) Principal Amount (000) Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 87. |
|
| February 26, 2019 |
JHD / Nuveen High Inc Dec 2019 Tgt Fnd NUVEEN HIGH INCOME DECEMBER 2019 TARGET TERM FUND DEF 14A 1 d671678ddef14a.htm NUVEEN HIGH INCOME DECEMBER 2019 TARGET TERM FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confide |
|
| November 29, 2018 |
N-Q 1 d638748dnq.htm NUVEEN HIGH INCOME DECEMBER 2019 TARGET TERM FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23141 Nuveen High Income December 2019 Target Term Fund (Exact name of registrant as specified in charter) 333 West Wacker Dri |
|
| November 29, 2018 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen High Income December 2019 Target Term Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
|
| July 5, 2018 |
JHY / Nuveen High Income 2020 Target Term Fund CORRESP Nuveen Investments June 29, 2018 Mr. Jason Fox U.S. Securities and Exchange Commission Division of Investment Management, Insured Investments Office 100 F Street N.E. Washington DC 20549 Re: Nuveen Closed-End and Open-End Funds – Sarbanes Oxley Review Dear Mr. Fox: This letter addresses the comments Ms. Sheila Stout provided in a telephone discussion on April 17, 2018, regarding reviews performed |
|
| May 30, 2018 |
N-Q 1 d563251dnq.htm NUVEEN HIGH INCOME DECEMBER 2019 TARGET TERM FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23141 Nuveen High Income December 2019 Target Term Fund (Exact name of registrant as specified in charter) 333 West Wacker Dri |
|
| May 30, 2018 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen High Income December 2019 Target Term Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
|
| February 23, 2018 |
JHD / Nuveen High Inc Dec 2019 Tgt Fnd NUVEEN HIGH INCOME DECEMBER 2019 TARGET TERM FUND Nuveen High Income December 2019 Target Term Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| November 29, 2017 |
Nuveen High Income December 2019 Target Term Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23141 Nuveen High Income December 2019 Target Term Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
|
| November 29, 2017 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen High Income December 2019 Target Term Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
|
| May 30, 2017 |
Nuveen High Income December 2019 Target Term Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23141 Nuveen High Income December 2019 Target Term Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
|
| May 30, 2017 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen High Income December 2019 Target Term Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
|
| May 15, 2017 |
Nuveen High Inc Dec 2019 Tgt Fnd 144 144 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER WORK LOCATION ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a |
|
| February 24, 2017 |
Nuveen High Inc Dec 2019 Tgt Fnd NUVEEN HIGH INCOME DECEMBER 2019 TARGET TERM FUND Nuveen High Income December 2019 Target Term Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| November 29, 2016 |
EX-99.CERT 2 d252273dex99cert.htm CERTIFICATIONS Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen High Income December 2019 Target Term Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the |
|
| November 29, 2016 |
Nuveen High Income December 2019 Target Term Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23141 Nuveen High Income December 2019 Target Term Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
|
| May 12, 2016 |
EX-99.H.16 17 d153742dex99h16.htm PERSHING LLC STRUCTURING FEE AGREEMENT Exhibit h.16 STRUCTURING FEE AGREEMENT May 10, 2016 Pershing LLC One Pershing Plaza Jersey City, NJ 07399 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated May 10, 2016 (the “Underwriting Agreement”), by and among Nuveen High Income December 2019 Target Term Fund (the “Fund”), Nuveen Fund Advisors, L |
|
| May 12, 2016 |
Maxim Group LLC Structuring Fee Agreement Exhibit h.14 STRUCTURING FEE AGREEMENT May 10, 2016 Maxim Group LLC Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated May 10, 2016 (the ?Underwriting Agreement?), by and among Nuveen High Income December 2019 Target Term Fund (the ?Fund?), Nuveen Fund Advisors, LLC (the ?Company?), Nuveen Asset Management, LLC and each of the Unde |
|
| May 12, 2016 |
Consent of Morgan, Lewis & Bockius LLP Exhibit l.2 May 12, 2016 Stradley Ronon Stevens & Young, LLP 191 N. Wacker Dr., Ste. 1601 Chicago, Illinois 60606 RE: Nuveen High Income December 2019 Target Term Fund Ladies and Gentlemen: As special Massachusetts counsel to Nuveen High Income December 2019 Target Term Fund, a Massachusetts business trust (the ?Fund?), we consent to the incorporation by refe |
|
| May 12, 2016 |
Wunderlich Securities, Inc. Structuring Fee Agreement Exhibit h.19 STRUCTURING FEE AGREEMENT May 10, 2016 Wunderlich Securities, Inc. 6000 Poplar Avenue, Suite 150 Memphis, TN 38119 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated May 10, 2016 (the ?Underwriting Agreement?), by and among Nuveen High Income December 2019 Target Term Fund (the ?Fund?), Nuveen Fund Advisors |
|
| May 12, 2016 |
Consent of Stradley Ronon Stevens & Young, LLP Exhibit l.1 May 12, 2016 Nuveen High Income December 2019 Target Term Fund 333 West Wacker Drive Chicago, Illinois 60606 Nuveen High Income December 2019 Target Term Fund As counsel for Nuveen High Income December 2019 Target Term Fund (the Registrant), we consent to the incorporation by reference of our opinion, filed with Pre-effective Amendment N |
|
| May 12, 2016 |
Nuveen High Inc Dec 2019 Tgt Fnd NUVEEN HIGH INCOME DECEMBER 2019 TARGET TERM FUND Nuveen High Income December 2019 Target Term Fund As filed with the Securities and Exchange Commission on May 12, 2016 Securities Act File No. |
|
| May 12, 2016 |
BB&T Capital Markets, LLC Structuring Fee Agreement Exhibit h.9 STRUCTURING FEE AGREEMENT May 10, 2016 BB&T Capital Markets, a division of BB&T Securities, LLC 901 East Byrd Street Richmond, Virginia 23219 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated May 10, 2016 (the ?Underwriting Agreement?), by and among Nuveen High Income December 2019 Target Term Fund (the ?Fund |
|
| May 12, 2016 |
EX-99.H.18 19 d153742dex99h18.htm WEDBUSH SECURITIES INC. STRUCTURING FEE AGREEMENT Exhibit h.18 STRUCTURING FEE AGREEMENT May 10, 2016 Wedbush Securities Inc. 1000 Wilshire Blvd. Los Angeles, CA 90017 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated May 10, 2016 (the “Underwriting Agreement”), by and among Nuveen High Income December 2019 Target Term Fund (the “Fund”), |
|
| May 12, 2016 |
Ladenburg Thalmann & Co. Inc. Structuring Fee Agreement Exhibit h.13 STRUCTURING FEE AGREEMENT May 10, 2016 Ladenburg Thalmann & Co. Inc. 58 South Service Road, Suite 160 Melville, NY 11747 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated May 10, 2016 (the Underwriting Agreement), by and among Nuveen High Income December 2019 Target Term Fund (the Fund), Nuveen Fund |
|
| May 12, 2016 |
Specimen Morgan Stanley & Co. LLC Master Selected Dealers Agreement exhibit h.4 Morgan Stanley & Co. LLC MASTER SELECTED DEALERS AGREEMENT REGISTERED SEC OFFERINGS AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES) June 1, 2011 This Master Selected Dealers Agreement (this ?Master SDA?), dated as of June 1, 2011, is by and between Morgan Stanley & Co. LLC (including its successors |
|
| May 12, 2016 |
Specimen Morgan Stanley & Co. LLC Master Agreement Among Underwriters exhibit h.5 Morgan Stanley & Co. LLC MASTER AGREEMENT AMONG UNDERWRITERS REGISTERED SEC OFFERINGS (INCLUDING MULTIPLE SYNDICATE OFFERINGS) AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES) October 1, 2012 This Master Agreement Among Underwriters (this ?Master AAU?), dated as of October 1, 2012, is by and betwee |
|
| May 12, 2016 |
NUVEEN EXCHANGE-TRADED FUNDS MASTER SELECTED DEALER AGREEMENT EX-99.H.3 4 d153742dex99h3.htm SPECIMEN NUVEEN MASTER SELECTED DEALER AGREEMENT Exhibit h.3 NUVEEN EXCHANGE-TRADED FUNDS MASTER SELECTED DEALER AGREEMENT [DATED] Dear Ladies and Gentlemen: In connection with public offerings of securities (“Securities”) of registered investment companies sponsored by Nuveen Investments (“Nuveen”) which are underwritten by a group of underwriters (“Underwriters”) w |
|
| May 12, 2016 |
NUVEEN HIGH INCOME DECEMBER 2019 TARGET TERM FUND POWER OF ATTORNEY Powers of Attorney exhibit s NUVEEN HIGH INCOME DECEMBER 2019 TARGET TERM FUND POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a trustee of the above-referenced organization, a Massachusetts business trust (the ?Trust?), hereby constitutes and appoints MARK CZARNIECKI, KEVIN J. |
|
| May 12, 2016 |
Consent of Independent Registered Public Accounting Firm Consent of KPMG LLP Exhibit n. Consent of Independent Registered Public Accounting Firm The Board of Trustees Nuveen High Income December 2019 Target Term Fund: We consent to the use of our report dated April 18, 2016 with respect to the financial statements of Nuveen High Income December 2019 Target Term Fund and to the references to our firm under the headings ?Legal Opinions and Experts? in the |
|
| May 12, 2016 |
RBC Capital Markets, LLC Structuring and Syndication Fee Agreement Exhibit h.7 STRUCTURING FEE AGREEMENT May 10, 2016 RBC Capital Markets, LLC Three World Financial Center, 8th Floor 200 Vesey Street, New York, New York 10281-8098 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated May 10, 2016 (the Underwriting Agreement), by and among Nuveen High Income December 2019 Ta |
|
| May 12, 2016 |
Synovus Securities, Inc. Structuring Fee Agreement Exhibit h.17 STRUCTURING FEE AGREEMENT May 10, 2016 Synovus Securities, Inc. 800 Shades Creek, Suite 350 Birmingham, AL 35209 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated May 10, 2016 (the ?Underwriting Agreement?), by and among Nuveen High Income December 2019 Target Term Fund (the ?Fund?), Nuveen Fund Advisors, LLC |
|
| May 12, 2016 |
EX-99.H.10 11 d153742dex99h10.htm D.A. DAVIDSON & CO. STRUCTURING FEE AGREEMENT Exhibit h.10 STRUCTURING FEE AGREEMENT May 10, 2016 D.A. Davidson & Co. 8 Third Street North Great Falls, MT 59401 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated May 10, 2016 (the “Underwriting Agreement”), by and among Nuveen High Income December 2019 Target Term Fund (the “Fund”), Nuveen |
|
| May 12, 2016 |
Specimen Dealer Letter Agreement Exhibit h.2 Nuveen Investments 333 West Wacker Drive Chicago, IL 60606 , 2011 Dear Mr. : Reference is made to Fund (the ?Fund?). The Fund currently is making an initial public offering of its common shares of beneficial interest (the ?Shares?) through several underwriters. Such offering is referred to herein as the ?Offering.? You are acting as lead manager and rep |
|
| May 12, 2016 |
Underwriting Agreement Exhibit h.1 24,500,000 Shares NUVEEN HIGH INCOME DECEMBER 2019 TARGET TERM FUND COMMON SHARES OF BENEFICIAL INTEREST, PAR VALUE $0.01 PER SHARE UNDERWRITING AGREEMENT May 10, 2016 May 10, 2016 Morgan Stanley & Co. LLC Nuveen Securities, LLC c/o Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 Nuveen Securities, LLC 333 West Wacker Drive Chicago, Illinois 60606 |
|
| May 12, 2016 |
Newbridge Securities Corporation Structuring Fee Agreement Exhibit h.15 STRUCTURING FEE AGREEMENT May 10, 2016 Newbridge Securities Corporation Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated May 10, 2016 (the ?Underwriting Agreement?), by and among Nuveen High Income December 2019 Target Term Fund (the ?Fund?), Nuveen Fund Advisors, LLC (the ?Company?), Nuveen Asset Ma |
|
| May 12, 2016 |
Hilltop Securities Inc. Structuring Fee Agreement Exhibit h.11 STRUCTURING FEE AGREEMENT May 10, 2016 Hilltop Securities Inc. 1201 Elm Street, Suite 3500 Dallas, TX 75720 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated May 10, 2016 (the ?Underwriting Agreement?), by and among Nuveen High Income December 2019 Target Term Fund (the ?Fund?), Nuveen Fund Advisors, LLC (the |
|
| May 12, 2016 |
EX-99.H.8 9 d153742dex99h8.htm STIFEL, NICOLAUS & COMPANY, INCORPORATED STRUCTURING FEE AGREEMENT Exhibit h.8 STRUCTURING FEE AGREEMENT May 10, 2016 Stifel, Nicolaus & Company, Incorporated 237 Park Avenue New York, NY 10017 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated May 10, 2016 (the “Underwriting Agreement”), by and among Nuveen High Income December 2019 Target T |
|
| May 12, 2016 |
Janney Montgomery Scott LLC Structuring Fee Agreement Exhibit h.12 STRUCTURING FEE AGREEMENT May 10, 2016 Janney Montgomery Scott LLC 60 State Street Boston, Massachusetts 02109 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated May 10, 2016 (the ?Underwriting Agreement?), by and among Nuveen High Income December 2019 Target Term Fund (the ?Fund?), Nuveen Fund Advisors, LL |
|
| May 12, 2016 |
STRUCTURING AND SYNDICATION FEE AGREEMENT Morgan Stanley & Co. LLC Structuring and Syndication Fee Agreement Exhibit h.6 STRUCTURING AND SYNDICATION FEE AGREEMENT May 10, 2016 Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 Ladies and Gentlemen: This agreement is between Nuveen Fund Advisors, LLC (the ?Company?) and Morgan Stanley & Co. LLC (?Morgan Stanley?) with respect to Nuveen High Income December 2019 Target Term Fun |
|
| May 10, 2016 |
Form of Newbridge Securities Corporation Structuring Fee Agreement Exhibit h.15 STRUCTURING FEE AGREEMENT May 10, 2016 Newbridge Securities Corporation Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated May 10, 2016 (the “Underwriting Agreement”), by and among Nuveen High Income December 2019 Target Term Fund (the “Fund”), Nuveen Fund Advisors, LLC (the “Company”), Nuveen |
|
| May 10, 2016 |
Form of RBC Capital Markets LLC Structuring Fee Agreement Exhibit h.7 STRUCTURING FEE AGREEMENT May [-], 2016 RBC Capital Markets, LLC Three World Financial Center, 8th Floor 200 Vesey Street, New York, New York 10281-8098 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated May [-], 2016 (the “Underwriting Agreement”), by and among Nuveen High Income December 2019 Target Te |
|
| May 10, 2016 |
Specimen Morgan Stanley & Co. LLC Master Select Dealers Agreement exhibit h.4 Morgan Stanley & Co. LLC MASTER SELECTED DEALERS AGREEMENT REGISTERED SEC OFFERINGS AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES) June 1, 2011 This Master Selected Dealers Agreement (this “Master SDA”), dated as of June 1, 2011, is by and between Morgan Stanley & Co. LLC (including its successors an |
|
| May 10, 2016 |
Form of Ladenburg Thalmann & Co. Inc. Structuring Fee Agreement Exhibit h.13 STRUCTURING FEE AGREEMENT May 10, 2016 Ladenburg Thalmann & Co. Inc. 58 South Service Road, Suite 160 Melville, NY 11747 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated May 10, 2016 (the “Underwriting Agreement”), by and among Nuveen High Income December 2019 Target Term Fund (the “Fund”), Nuve |
|
| May 10, 2016 |
Form of Janney Montgomery Scott LLC Structuring Fee Agreement Exhibit h.12 STRUCTURING FEE AGREEMENT May 10, 2016 Janney Montgomery Scott LLC 60 State Street Boston, Massachusetts 02109 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated May 10, 2016 (the “Underwriting Agreement”), by and among Nuveen High Income December 2019 Target Term Fund (the “Fund”), Nuveen Fund Advi |
|
| May 10, 2016 |
EX-99.H.10 13 d205600dex99h10.htm FORM OF D.A. DAVIDSON & CO. STRUCTURING FEE AGREEMENT Exhibit h.10 STRUCTURING FEE AGREEMENT May 10, 2016 D.A. Davidson & Co. 8 Third Street North Great Falls, MT 59401 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated May 10, 2016 (the “Underwriting Agreement”), by and among Nuveen High Income December 2019 Target Term Fund (the “Fund”), |
|
| May 10, 2016 |
As filed with the Securities and Exchange Commission on May 10, 2016 N-2MEF 1 d205600dn2mef.htm N-2MEF As filed with the Securities and Exchange Commission on May 10, 2016 Securities Act File No. 333- Investment Company Act File No. 811-23141 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-2 (Check appropriate box or boxes) x REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ¨ Pre-Effective Amendment No. ¨ Post-Effective Amendment No. an |
|
| May 10, 2016 |
Form of BB&T Capital Markets Structuring Fee Agreement Exhibit h.9 STRUCTURING FEE AGREEMENT May [-], 2016 BB&T Capital Markets, a division of BB&T Securities, LLC 901 East Byrd Street Richmond, Virginia 23219 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated May [-], 2016 (the ?Underwriting Agreement?), by and among Nuveen High Income December 2019 Target Term Fund (the |
|
| May 10, 2016 |
Form of Wedbush Securities Inc. Structuring Fee Agreement Exhibit h.18 STRUCTURING FEE AGREEMENT May 10, 2016 Wedbush Securities Inc. 1000 Wilshire Blvd. Los Angeles, CA 90017 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated May 10, 2016 (the “Underwriting Agreement”), by and among Nuveen High Income December 2019 Target Term Fund (the “Fund”), Nuveen Fund Advisors, LLC |
|
| May 10, 2016 |
Opinion and Consent of Stradley Ronon Stevens & Young, LLP Exhibit l.1 May 10, 2016 Nuveen High Income December 2019 Target Term Fund 333 West Wacker Drive Chicago, Illinois 60606 Nuveen High Income December 2019 Target Term Fund We have acted as counsel for Nuveen High Income December 2019 Target Term Fund (the “Fund”) in connection with the registration under the Securities Act of 1933, as amend |
|
| May 10, 2016 |
EX-99.H.17 20 d205600dex99h17.htm FORM OF SYNOVUS SECURITIES, INC. STRUCTURING FEE AGREEMENT Exhibit h.17 STRUCTURING FEE AGREEMENT May 10, 2016 Synovus Securities, Inc. 800 Shades Creek, Suite 350 Birmingham, AL 35209 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated May 10, 2016 (the “Underwriting Agreement”), by and among Nuveen High Income December 2019 Target Term Fu |
|
| May 10, 2016 |
EX-99.H.1 4 d205600dex99h1.htm FORM OF UNDERWRITING AGREEMENT Exhibit h.1 [ ] Shares NUVEEN HIGH INCOME DECEMBER 2019 TARGET TERM FUND COMMON SHARES OF BENEFICIAL INTEREST, PAR VALUE $0.01 PER SHARE UNDERWRITING AGREEMENT May [ ], 2016 May [ ], 2016 Morgan Stanley & Co. LLC Nuveen Securities, LLC c/o Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 Nuveen Securities, LLC 333 West Wa |
|
| May 10, 2016 |
NUVEEN HIGH INCOME DECEMBER 2019 TARGET TERM FUND POWER OF ATTORNEY EX-99.S 28 d205600dex99s.htm POWERS OF ATTORNEY exhibit s NUVEEN HIGH INCOME DECEMBER 2019 TARGET TERM FUND POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a trustee of the above-referenced organization, a Massachusetts business trust (the “Trust”), hereby constitutes and appoints MARK CZARNIECKI, KEVIN J. McCARTHY, KATHLEEN L. PRUDHOMME, CHRISTOPHER M. ROHRBACHER, MARK |
|
| May 10, 2016 |
Consent of Independent Registered Public Accounting Firm EX-99.N 26 d205600dex99n.htm CONSENT OF KPMG LLP Exhibit N Consent of Independent Registered Public Accounting Firm The Board of Trustees Nuveen High Income December 2019 Target Term Fund: We consent to the use of our report dated April 18, 2016 with respect to the financial statements of Nuveen High Income December 2019 Target Term Fund and to the references to our firm under the headings “Legal |
|
| May 10, 2016 |
Form of Maxim Group LLC Structuring Fee Agreement Exhibit h.14 STRUCTURING FEE AGREEMENT May 10, 2016 Maxim Group LLC Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated May 10, 2016 (the “Underwriting Agreement”), by and among Nuveen High Income December 2019 Target Term Fund (the “Fund”), Nuveen Fund Advisors, LLC (the “Company”), Nuveen Asset Management, LLC and each of |
|
| May 10, 2016 |
Form of Hilltop Securities Inc. Structuring Fee Agreement Exhibit h.11 STRUCTURING FEE AGREEMENT May 10, 2016 Hilltop Securities Inc. 1201 Elm Street, Suite 3500 Dallas, TX 75720 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated May 10, 2016 (the “Underwriting Agreement”), by and among Nuveen High Income December 2019 Target Term Fund (the “Fund”), Nuveen Fund Advisors, L |
|
| May 10, 2016 |
Nuveen Investments Compliance | May 2016 Exhibit r Nuveen Investments Compliance | May 2016 Code of Ethics Summary and Scope What the Code is about Helping to ensure that Nuveen Investments personnel place the interests of Nuveen clients ahead of their own personal interests. |
|
| May 10, 2016 |
Exhibit l.2 May 10, 2016 Stradley Ronon Stevens & Young, LLP 191 N. Wacker Dr., Ste. 1601 Chicago, Illinois 60606 RE: Nuveen High Income December 2019 Target Term Fund Ladies and Gentlemen: We have acted as special Massachusetts counsel to Nuveen High Income December 2019 Target Term Fund, a Massachusetts business trust (the ?Fund?), in connection with the Fund?s Registration Statement on Form N-2 |
|
| May 10, 2016 |
Form of Stifel, Nicolaus & Company, Incorporated Structuring Fee Agreement Exhibit h. |
|
| May 10, 2016 |
NUVEEN EXCHANGE-TRADED FUNDS MASTER SELECTED DEALER AGREEMENT Specimen Nuveen Master Selected Dealer Agreement Exhibit h.3 NUVEEN EXCHANGE-TRADED FUNDS MASTER SELECTED DEALER AGREEMENT [DATED] Dear Ladies and Gentlemen: In connection with public offerings of securities (“Securities”) of registered investment companies sponsored by Nuveen Investments (“Nuveen”) which are underwritten by a group of underwriters (“Underwriters”) which are represented by Nuveen |
|
| May 10, 2016 |
INVESTMENT SUB-ADVISORY AGREEMENT (Nuveen High Income December 2019 Target Term Fund (JHD)) Sub-Advisory Agreement Exhibit g.2 INVESTMENT SUB-ADVISORY AGREEMENT (Nuveen High Income December 2019 Target Term Fund (JHD)) THIS AGREEMENT is made as of the 18th day of April 2016, between Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), and Nuveen Asset Management, LLC, a Delaware limited liability company (the “Sub-Adviser”). WHEREAS, the Adviser acts as the in |
|
| May 10, 2016 |
STRUCTURING AND SYNDICATION FEE AGREEMENT Form of Morgan Stanley & Co. LLC Structuring and Syndication Fee Agreement Exhibit h.6 STRUCTURING AND SYNDICATION FEE AGREEMENT May [ ], 2016 Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 Ladies and Gentlemen: This agreement is between Nuveen Fund Advisors, LLC (the “Company”) and Morgan Stanley & Co. LLC (“Morgan Stanley”) with respect to Nuveen High Income December 2019 Target |
|
| May 10, 2016 |
Form of Wunderlich Securities, Inc. Structuring Fee Agreement Exhibit h.19 STRUCTURING FEE AGREEMENT May 10, 2016 Wunderlich Securities, Inc. 6000 Poplar Avenue, Suite 150 Memphis, TN 38119 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated May 10, 2016 (the “Underwriting Agreement”), by and among Nuveen High Income December 2019 Target Term Fund (the “Fund”), Nuveen Fund |
|
| May 10, 2016 |
Form of Pershing LLC Structuring Fee Agreement Exhibit h.16 STRUCTURING FEE AGREEMENT May 10, 2016 Pershing LLC One Pershing Plaza Jersey City, NJ 07399 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated May 10, 2016 (the “Underwriting Agreement”), by and among Nuveen High Income December 2019 Target Term Fund (the “Fund”), Nuveen Fund Advisors, LLC (the “Company”), Nuveen |
|
| May 10, 2016 |
INVESTMENT MANAGEMENT AGREEMENT Investment Management Agreement Exhibit g.1 INVESTMENT MANAGEMENT AGREEMENT AGREEMENT made this 18th day of April, 2016, by and between NUVEEN HIGH INCOME DECEMBER 2019 TARGET TERM FUND, a Massachusetts business trust (the “Fund”), and NUVEEN FUND ADVISORS, LLC a Delaware limited liability company (the “Adviser”). W I T N E S S E T H In consideration of the mutual covenants hereinafter contained, |
|
| May 10, 2016 |
exhibit k.3 AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Schedule A to the Agreement And State Street Bank and Trust Company This Amendment is made as of this 28th day of April, 2016, to the Transfer Agency and Service Agreement dated October 7, 2002, as amended (the ?Agreement?) between each of the Nuveen Closed-End Invest |
|
| May 10, 2016 |
EX-99.H.5 8 d205600dex99h5.htm SPECIMEN MORGAN STANLEY & CO. LLC MASTER AGREEMENT AMONG UNDERWRITERS exhibit h.5 Morgan Stanley & Co. LLC MASTER AGREEMENT AMONG UNDERWRITERS REGISTERED SEC OFFERINGS (INCLUDING MULTIPLE SYNDICATE OFFERINGS) AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES) October 1, 2012 This Master Agreement Among Underwriters (this “Master AAU”), dated as of Oc |
|
| May 10, 2016 |
Specimen Dealer Letter Agreement. Exhibit h.2 Nuveen Investments 333 West Wacker Drive Chicago, IL 60606 , 2011 Dear Mr. : Reference is made to Fund (the “Fund”). The Fund currently is making an initial public offering of its common shares of beneficial interest (the “Shares”) through several underwriters. Such offering is referred to herein as the “Offering.” You are acting as lead manager and re |
|
| May 6, 2016 |
Nuveen High Inc Dec 2019 Tgt Fnd ESP Nuveen High Income December 2019 Target Term Fund Nuveen Fund Advisors, LLC 333 West Wacker Drive Chicago, IL 60606 Phone: 312-917-7700 www. |
|
| May 6, 2016 |
Nuveen High Inc Dec 2019 Tgt Fnd ESP Morgan Stanley & Co. LLC 1585 Broadway New York, NY 10036 May 6, 2016 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attn.: Elisabeth Bentzinger Senior Counsel Nuveen High Income December 2019 Target Term Fund Registration Statement on Form N-2 File Nos. 333-209703; 811-23141 Dear Ms. Bentzinger: Pursuant to Rule 461 under t |
|
| April 22, 2016 |
Nuveen High Inc Dec 2019 Tgt Fnd ESP Nuveen High Income December 2019 Target Term Fund Nuveen Investments 333 West Wacker, Suite 3300 Chicago, IL 60606 April 22, 2016 BY EDGAR Securities and Exchange Commission 100 F Street, N. |
|
| April 22, 2016 |
Nuveen High Inc Dec 2019 Tgt Fnd NUVEEN HIGH INCOME DECEMBER 2019 TARGET TERM FUND Nuveen High Income December 2019 Target Term Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
|
| April 18, 2016 |
Nuveen High Inc Dec 2019 Tgt Fnd ESP Nuveen High Income December 2019 Target Term Fund Stradley Ronon Stevens & Young, LLP Suite 1601 191 North Wacker Drive Chicago, IL 60606 Telephone 312. |
|
| April 14, 2016 |
Nuveen High Inc Dec 2019 Tgt Fnd ESP Nuveen High Income December 2019 Target Term Fund Stradley Ronon Stevens & Young, LLP Suite 1601 191 North Wacker Drive Chicago, IL 60606 Telephone 312. |
|
| March 10, 2016 |
Nuveen High Inc Dec 2019 Tgt Fnd ESP Nuveen High Income December 2019 Target Term Fund Stradley Ronon Stevens & Young, LLP Suite 1601 191 N. |
|
| February 25, 2016 |
Nuveen High Inc Dec 2019 Tgt Fnd NUVEEN HIGH INCOME DECEMBER 2019 TARGET TERM FUND Nuveen High Income December 2019 Target Term Fund SECURITIES AND EXCHANGE COMMISSION Washington, D. |
