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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Jackson Financial Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2025 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organizati |
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| August 5, 2025 |
Exhibit 10.4 Share Settled NOTICE OF AWARD OF PERFORMANCE UNITS Jackson Financial Inc. (the “Company”), pursuant to its 2021 Omnibus Incentive Plan, as amended from time to time (the “Plan”), hereby grants to you a performance unit award (the “Award”) with respect to the number of shares of the Company’s common stock (“Shares”) indicated below in this Notice of Award of Performance Units (the “Not |
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| August 5, 2025 |
Exhibit 10.1 2025 NOTICE OF AWARD OF RESTRICTED SHARE UNITS Director: ###PARTICIPANTNAME### Grant Date: ###GRANTDATE### Restricted Share Units granted hereby: ###TOTALAWARDS### [Annual Equity Retainer] 2025 Director Restricted Share Unit Agreement This 2025 Director Restricted Share Unit Agreement (the “Agreement”), by and between Jackson Financial Inc., a Delaware corporation (the “Company”), and |
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| August 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2025 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organizatio |
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| August 5, 2025 |
For Presentation on August 6, 2025 Jackson Financial Inc. Second Quarter 2025 Financial Results Exhibit 99.1 For Presentation on August 6, 2025 Jackson Financial Inc. Second Quarter 2025 Financial Results Forward - Looking Statements and Non - GAAP Measures The information in this document contains forward - looking statements about future events and circumstances and their effects upo n revenues, expenses and business opportunities. Generally speaking, any statement in this document not bas |
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| August 5, 2025 |
Form of Notice of Award of Restricted Share Units and 2025 Exhibit 10.3 Share Settled NOTICE OF AWARD OF RESTRICTED SHARE UNITS Jackson Financial Inc. (the “Company”), pursuant to its 2021 Omnibus Incentive Plan, as amended from time to time (the “Plan”), hereby grants to you a restricted share unit award (the “Award”) with respect to the number of shares of the Company’s common stock (“Shares”) indicated below in this Notice of Award of Restricted Share |
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| August 5, 2025 |
Jackson Announces Second Quarter 2025 Results Exhibit 99.1 FOR IMMEDIATE RELEASE Jackson Announces Second Quarter 2025 Results LANSING, Mich. — August 5, 2025 — Jackson Financial Inc. (NYSE: JXN) (Jackson®) today announced its financial results for the second quarter ended June 30, 2025. Second Quarter 2025 Key Highlights ▪Retail annuity sales1 of $4.4 billion in the second quarter of 2025, up 4% from the second quarter of 2024, reflecting co |
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| August 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40274 Jackson Financial Inc |
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| August 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2025 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organizatio |
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| August 5, 2025 |
Exhibit 10.2 2025 NOTICE OF AWARD OF RESTRICTED SHARE UNITS Director: ###PARTICIPANTNAME### Grant Date: ###GRANTDATE### Restricted Share Units granted hereby: ###TOTALAWARDS### Vesting Schedule: August 31, 2025 November 30, 2025 February 28, 2026 May 31, 2026 [Converted Cash Retainer] 2025 Director Restricted Share Unit Agreement This 2025 Director Restricted Share Unit Agreement (the “Agreement”) |
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| May 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2025 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation) (Commission Fil |
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| May 7, 2025 |
JACKSON® April 7, 2025 Chris Raub Dear Chris: This letter confirms the terms of your continued employment with Jackson National Life Insurance Company ("Company" or "JNL") and association with Jackson Financial Inc. |
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| May 7, 2025 |
Exhibit 10.2 Share Settled NOTICE OF AWARD OF PERFORMANCE UNITS Jackson Financial Inc. (the “Company”), pursuant to its 2021 Omnibus Incentive Plan, as amended from time to time (the “Plan”), hereby grants to you a performance unit award (the “Award”) with respect to the number of shares of the Company’s common stock (“Shares”) indicated below in this Notice of Award of Performance Units (the “Not |
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| May 7, 2025 |
Jackson Announces First Quarter 2025 Results Exhibit 99.1 FOR IMMEDIATE RELEASE Jackson Announces First Quarter 2025 Results LANSING, Mich. — May 7, 2025 — Jackson Financial Inc. (NYSE: JXN) (Jackson®) today announced its financial results for the first quarter ended March 31, 2025. First Quarter 2025 Key Highlights ▪Retail annuity sales1 of $4.0 billion in the first quarter of 2025, up 9% from the first quarter of 2024 –Variable annuity sal |
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| May 7, 2025 |
Exhibit 10.1 Share Settled NOTICE OF AWARD OF RESTRICTED SHARE UNITS Jackson Financial Inc. (the “Company”), pursuant to its 2021 Omnibus Incentive Plan, as amended from time to time (the “Plan”), hereby grants to you a restricted share unit award (the “Award”) with respect to the number of shares of the Company’s common stock (“Shares”) indicated below in this Notice of Award of Restricted Share |
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| May 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40274 Jackson Financial In |
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| May 7, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2025 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organization) |
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| May 7, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2025 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organization) |
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| May 7, 2025 |
For Presentation on May 8, 2025 Jackson Financial Inc. First Quarter 2025 Financial Results Exhibit 99.1 For Presentation on May 8, 2025 Jackson Financial Inc. First Quarter 2025 Financial Results Forward - Looking Statements and Non - GAAP Measures The information in this document contains forward - looking statements about future events and circumstances and their effects upo n revenues, expenses and business opportunities. Generally speaking, any statement in this document not based u |
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| April 10, 2025 |
Jackson Announces New President and Chief Risk Officer Exhibit 99.1 FOR IMMEDIATE RELEASE Jackson Announces New President and Chief Risk Officer LANSING, Mich. ― April 10, 2025 ¾ Jackson Financial Inc.1 (NYSE: JXN) (Jackson®) announced today that Chris Raub has been appointed President of its main operating subsidiary, Jackson National Life Insurance Company®. In this new role, he has responsibility for all go-to-market activities, driving sustainable |
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| April 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2025 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organization |
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| April 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Def |
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| April 8, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a- |
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| February 26, 2025 |
Exhibit 10.39 AMENDMENT TO ALL OUTSTANDING PERFORMANCE UNIT AWARD AGREEMENTS AND ALL OUTSTANDING RESTRICTED SHARE AWARD AGREEMENTS Jackson Financial Inc. (“Company”) and the Participant have entered into one or more Performance Unit Award Agreements and/or Restricted Share Unit Award Agreements under the Jackson Financial Inc. 2021 Omnibus Incentive Plan (“OIP”) that are effective between January |
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| February 26, 2025 |
Exhibit 4.2 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Jackson Financial Inc. has two classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): (i) our common stock, par value $0.01 per share (the “Common Stock”); and (ii) our depositary shares (the “Depositary |
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| February 26, 2025 |
Jackson Financial Inc. Compensation Clawback Policy (September 2024). Exhibit 97.1 Jackson Financial Inc. Compensation Clawback Policy 9/11/2024 1 1.Introduction This Compensation Clawback Policy (the “Policy”) of Jackson Financial Inc. (“JFI” or the “Company”) provides for the recoupment of certain incentive-based compensation in the event of (i) an accounting restatement resulting from material non-compliance with financial reporting requirements under the federal |
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| February 26, 2025 |
ubsidiaries of Jackson Financial Inc. Exhibit 21.1 SUBSIDIARIES OF JACKSON FINANCIAL INC. Jackson Financial Inc.’s subsidiaries as of December 31, 2024 are listed below. (1) Legal Name State or Jurisdiction of Incorporation or Organization Allied Life Brokerage Agency, Inc. Iowa B2B Solutions, LLC Delaware Brier Capital LLC Michigan Brooke Life Insurance Company Michigan Brooke Life Reinsurance Company Michigan Hermitage Management, L |
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| February 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40274 Jackson Financial Inc. (E |
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| February 26, 2025 |
Jackson Financial Inc. Insider Trading Policy (February Exhibit 19.1 Jackson Financial Inc. Insider Trading Policy February 11, 2025 1.Introduction This Insider Trading Policy (the “Policy”) of Jackson Financial Inc. (“JFI,” together with its subsidiaries, the “Company”) concerns trading in the securities of the Company, including JFI’s common stock, preferred stock, and derivative securities relating to any securities issued by JFI (such as, e.g., res |
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| February 19, 2025 |
Exhibit 99.1 For Presentation on February 20, 2025 Jackson Financial Inc. Fourth Quarter and Full Year 2024 Financial Results Forward - Looking Statements and Non - GAAP Measures The information in this document contains forward - looking statements about future events and circumstances and their effects upo n revenues, expenses and business opportunities. Generally speaking, any statement in this |
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| February 19, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2025 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organiza |
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| February 19, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2025 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organiza |
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| February 19, 2025 |
Jackson Announces Outstanding Fourth Quarter and Full Year 2024 Results Exhibit 99.1 FOR IMMEDIATE RELEASE Jackson Announces Outstanding Fourth Quarter and Full Year 2024 Results LANSING, Mich. — February 19, 2025 — Jackson Financial Inc. (NYSE: JXN) (Jackson®) today announced its financial results for the fourth quarter and full year ended December 31, 2024. Fourth Quarter 2024 Highlights ▪Retail annuity sales of $4.7 billion in the fourth quarter of 2024, up 42% fro |
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| January 17, 2025 |
As filed with the Securities and Exchange Commission on January 17, 2025 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on January 17, 2025 Registration No. |
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| January 17, 2025 |
Calculation of Filing Fee Tables S-3 Jackson Financial Inc. Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Da |
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| January 17, 2025 |
Exhibit 25.3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) ¨ THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its ch |
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| January 17, 2025 |
Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) ¨ THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its cha |
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| January 17, 2025 |
Exhibit 4.6 JACKSON FINANCIAL INC., ISSUER AND The Bank of New York Mellon Trust Company, N.A., TRUSTEE SUBORDINATED INDENTURE DATED AS OF [●] PROVIDING FOR ISSUANCE OF SUBORDINATED DEBT SECURITIES IN SERIES CROSS-REFERENCE TABLE(1) TRUST INDENTURE ACT SECTION SECTION OF INDENTURE 310(a) 7.09 310(b) 7.08 311(a) 7.13 311(b) 7.13 312(a) 5.01; 5.02(a) 312(b) 5.02 |
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| January 17, 2025 |
Exhibit 4.7 JACKSON FINANCIAL INC., ISSUER AND The Bank of New York Mellon Trust Company, N.A., TRUSTEE JUNIOR SUBORDINATED INDENTURE DATED AS OF [●] PROVIDING FOR ISSUANCE OF JUNIOR SUBORDINATED DEBT SECURITIES IN SERIES CROSS-REFERENCE TABLE(1) TRUST INDENTURE ACT SECTION SECTION OF INDENTURE 310(a) 7.09 310(b) 7.08 311(a) 7.13 311(b) 7.13 312(a) 5.01; 5.02(a) 312(b) 5.02(c) 312(c) 5.02(d) 313(a |
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| January 17, 2025 |
Exhibit 25.2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) ¨ THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its ch |
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| November 6, 2024 |
Exhibit 10.2 Share Settled NOTICE OF AWARD OF PERFORMANCE UNITS Jackson Financial Inc. (the “Company”), pursuant to its 2021 Omnibus Incentive Plan, as amended from time to time (the “Plan”), hereby awards to you a performance unit award (the “Award”) with respect to the number of shares of the Company’s common stock (“Shares”) indicated below in this Notice of Award of Performance Units (the “Not |
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| November 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40274 Jackson Financia |
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| November 6, 2024 |
Exhibit 10.1 NOTICE OF AWARD OF RESTRICTED SHARE UNITS Jackson Financial Inc. (the “Company”), pursuant to its 2021 Omnibus Incentive Plan, as amended from time to time (the “Plan”), hereby awards to you a restricted share unit award (the “Award”) with respect to the number of shares of the Company’s common stock (“Shares”) indicated below in this Notice of Award of Restricted Share Units (the “No |
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| November 6, 2024 |
Jackson Announces Third Quarter 2024 Results Exhibit 99.1 FOR IMMEDIATE RELEASE Jackson Announces Third Quarter 2024 Results LANSING, Mich. — November 6, 2024 — Jackson Financial Inc. (NYSE: JXN) (Jackson®) today announced its financial results for the third quarter ended September 30, 2024. Third quarter 2024 results reflect strong growth in sales, earnings, capital generation and capital return ▪Retail annuity sales of $5.3 billion in the |
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| November 6, 2024 |
November 7, 2024 Jackson Financial Inc. Third Quarter 2024 Financial Results Exhibit 99.1 November 7, 2024 Jackson Financial Inc. Third Quarter 2024 Financial Results Forward - Looking Statements and Non - GAAP Measures The information in this document contains forward - looking statements about future events and circumstances and their effects upo n revenues, expenses and business opportunities. Generally speaking, any statement in this document not based upon historical |
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| November 6, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2024 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organizat |
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| November 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2024 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organizat |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40274 Jackson Financial Inc |
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| August 7, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2024 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organizatio |
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| August 7, 2024 |
Exhibit 10.1 2024 NOTICE OF AWARD OF RESTRICTED SHARE UNITS Director: ###PARTICIPANTNAME### Grant Date: ###GRANTDATE### Restricted Share Units granted hereby: ###TOTALAWARDS### [Annual Equity Retainer] 1007179094v4 2024 Director Restricted Share Unit Agreement This 2024 Director Restricted Share Unit Agreement (the “Agreement”), by and between Jackson Financial Inc., a Delaware corporation (the “C |
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| August 7, 2024 |
JACKSON® May 23, 2024 Craig Anderson Dear Craig: This letter confirms the terms of your continued employment with Jackson National Life Insurance Company ("Company") and association with Jackson Financial Inc. |
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| August 7, 2024 |
JACKSON® May 23, 2024 Don Cummings Dear Don: This letter confirms the terms of your continued employment with Jackson National Life Insurance Company ("Company") and association with Jackson Financial Inc. |
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| August 7, 2024 |
August 8, 2024 Jackson Financial Inc. Second Quarter 2024 Financial Results Exhibit 99.1 August 8, 2024 Jackson Financial Inc. Second Quarter 2024 Financial Results Forward - Looking Statements and Non - GAAP Measures The information in this document contains forward - looking statements about future events and circumstances and their effects upo n revenues, expenses and business opportunities. Generally speaking, any statement in this document not based upon historical f |
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| August 7, 2024 |
Jackson Announces Second Quarter 2024 Results Exhibit 99.1 FOR IMMEDIATE RELEASE Jackson Announces Second Quarter 2024 Results LANSING, Mich. — August 7, 2024 — Jackson Financial Inc. (NYSE: JXN) (Jackson®) today announced its financial results for the second quarter ended June 30, 2024. Key Highlights ▪Strong earnings driven by a 9% increase in total annuity assets under management, from $227 billion as of June 30, 2023 to $247 billion as of |
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| August 7, 2024 |
Exhibit 10.2 2024 NOTICE OF AWARD OF RESTRICTED SHARE UNITS Director: ###PARTICIPANTNAME### Grant Date: ###GRANTDATE### Restricted Share Units granted hereby: ###TOTALAWARDS### Vesting Schedule: August 31, 2024 November 30, 2024 February 28, 2025 May 31, 2025 [Converted Cash Retainer] 1007179094v4 2024 Director Restricted Share Unit Agreement This 2024 Director Restricted Share Unit Agreement (the |
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| August 7, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2024 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organizatio |
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| August 7, 2024 |
M JACKSON® May 23, 2024 Marcia Wadsten Dear Marcia: This letter confirms the terms of your continued employment with Jackson National Life Insurance Company ("Company") and association with Jackson Financial Inc. |
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| July 25, 2024 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| May 29, 2024 |
Exhibit 3.3 FOURTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF JACKSON FINANCIAL INC. Jackson Financial Inc., a corporation organized and existing under and by virtue of the laws of the State of Delaware (the “Corporation”), hereby certifies as follows: 1. The name of the Corporation is Jackson Financial Inc. 2. The Corporation was incorporated under the name Brooke (Holdco1) Inc. by the |
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| May 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2024 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organization) |
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| May 8, 2024 |
Exhibit 10.2 Share Settled NOTICE OF AWARD OF PERFORMANCE UNITS Jackson Financial Inc. (the “Company”), pursuant to its 2021 Omnibus Incentive Plan, as amended from time to time (the “Plan”), hereby awards to you a performance unit award (the “Award”) with respect to the number of shares of the Company’s common stock (“Shares”) indicated below in this Notice of Award of Performance Units (the “Not |
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| May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2024 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organization) |
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| May 8, 2024 |
Exhibit 10.1 NOTICE OF AWARD OF RESTRICTED SHARE UNITS Jackson Financial Inc. (the “Company”), pursuant to its 2021 Omnibus Incentive Plan, as amended from time to time (the “Plan”), hereby awards to you a restricted share unit award (the “Award”) with respect to the number of shares of the Company’s common stock (“Shares”) indicated below in this Notice of Award of Restricted Share Units (the “No |
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| May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40274 Jackson Financial In |
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| May 8, 2024 |
Exhibit 10.3 NOTICE OF AWARD OF RESTRICTED SHARE UNITS RETENTION AWARD Jackson Financial Inc. (the “Company”), pursuant to its 2021 Omnibus Incentive Plan, as amended from time to time (the “Plan”), hereby awards to you a restricted share unit award (the “Award”) with respect to the number of shares of the Company’s common stock (“Shares”) indicated below in this Notice of Award of Restricted Shar |
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| May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2024 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organization) |
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| May 8, 2024 |
Jackson Announces First Quarter 2024 Results Exhibit 99.1 FOR IMMEDIATE RELEASE Jackson Announces First Quarter 2024 Results LANSING, Mich. — May 8, 2024 — Jackson Financial Inc. (NYSE: JXN) (Jackson®) today announced its financial results for the first quarter ended March 31, 2024. Key Highlights ▪Net income (loss) attributable to Jackson Financial Inc. common shareholders of $784 million, or $9.94 per diluted share in the first quarter of |
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| May 8, 2024 |
May 9, 2024 Jackson Financial Inc. First Quarter 2024 Financial Results Exhibit 99.1 May 9, 2024 Jackson Financial Inc. First Quarter 2024 Financial Results Forward - Looking Statements and Non - GAAP Measures The information in this document contains forward - looking statements about future events and circumstances and their effects upo n revenues, expenses and business opportunities. Generally speaking, any statement in this document not based upon historical fact |
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| April 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Def |
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| April 9, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a- |
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| March 21, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a- |
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| February 28, 2024 |
List of subsidiaries of Jackson Financial Inc. Exhibit 21.1 SUBSIDIARIES OF JACKSON FINANCIAL INC. Jackson Financial Inc.’s subsidiaries as of December 31, 2023 are listed below. (1) Legal Name State or Jurisdiction of Incorporation or Organization Allied Life Brokerage Agency, Inc. Iowa B2B Solutions, LLC Delaware Brier Capital LLC Michigan Brooke Life Insurance Company Michigan Brooke Life Reinsurance Company Michigan Hermitage Management, L |
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| February 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40274 Jackson Financial Inc. (E |
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| February 28, 2024 |
Exhibit 4.7 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Jackson Financial Inc. has two classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): (i) our common stock, par value $0.01 per share (the “Common Stock”); and (ii) our depositary shares (the “Depositary |
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| February 28, 2024 |
Jackson Financial Inc. Compensation Clawback Policy Exhibit 97.1 Jackson Financial Inc. Compensation Clawback Policy 9/6/2023 1.Introduction This Compensation Clawback Policy (the “Policy”) of Jackson Financial Inc. (“JFI” or the “Company”) provides for the recoupment of certain incentive-based executive compensation in the event of (i) an accounting restatement resulting from material non-compliance with financial reporting requirements under the |
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| February 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 21, 2024 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organiza |
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| February 21, 2024 |
Jackson Announces Fourth Quarter and Full Year 2023 Results Exhibit 99.1 FOR IMMEDIATE RELEASE Jackson Announces Fourth Quarter and Full Year 2023 Results LANSING, Mich. — February 21, 2024 — Jackson Financial Inc. (NYSE: JXN) (Jackson®) today announced financial results for the fourth quarter and full year ended December 31, 2023. Fourth Quarter Highlights ▪Net income (loss) attributable to Jackson Financial Inc. common shareholders of $(1.6) billion, or |
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| February 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 16, 2024 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organiza |
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| February 21, 2024 |
February 22, 2024 Jackson Financial Inc. Fourth Quarter and Full Year 2023 Financial Results Exhibit 99.1 February 22, 2024 Jackson Financial Inc. Fourth Quarter and Full Year 2023 Financial Results Forward - Looking Statements and Non - GAAP Measures The information in this document contains forward - looking statements about future events and circumstances and their effects upo n revenues, expenses and business opportunities. Generally speaking, any statement in this document not based |
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| February 21, 2024 |
Jackson Announces Future Retirement of Chief Financial Officer Exhibit 99.2 FOR IMMEDIATE RELEASE Jackson Announces Future Retirement of Chief Financial Officer LANSING, Mich. — February 21, 2024 — Jackson Financial Inc.1 (NYSE: JXN) (Jackson®) announced today that after more than 32 years of dedicated and outstanding service, Executive Vice President and Chief Financial Officer Marcia Wadsten intends to retire from Jackson on June 3, 2024. It is expected tha |
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| February 13, 2024 |
JXN / Jackson Financial Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01241-jacksonfinancialinco.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3)* Name of issuer: Jackson Financial Incorporation Class A Title of Class of Securities: Common Stock CUSIP Number: 46817M107 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the ap |
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| February 9, 2024 |
JXN / Jackson Financial Inc. / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment SC 13G 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Jackson Financial Inc (Name of Issuer) Common Stock (Title of Class of Securities) 46817M107 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to d |
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| January 30, 2024 |
JXN / Jackson Financial Inc. / PRUDENTIAL PLC - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* JACKSON FINANCIAL INC. (Name of Issuer) Common stock, par value $0.01 per share (Title of Class of Securities) 46817M107 (CUSIP NUMBER) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to design |
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| December 15, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2023 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organiza |
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| November 8, 2023 |
November 9, 2023 Jackson Financial Inc. Third Quarter 2023 Financial Results Exhibit 99.1 November 9, 2023 Jackson Financial Inc. Third Quarter 2023 Financial Results Forward - Looking Statements and Non - GAAP Measures The information in this document contains forward - looking statements about future events and circumstances and their effects upo n revenues, expenses and business opportunities. Generally speaking, any statement in this document not based upon historical |
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| November 8, 2023 |
Exhibit 10.1 NOTICE OF AWARD OF RESTRICTED SHARE UNITS Jackson Financial Inc. (the “Company”), pursuant to its 2021 Omnibus Incentive Plan, as amended from time to time (the “Plan”), hereby awards to you a restricted share unit award (the “Award”) with respect to the number of shares of the Company’s common stock (“Shares”) indicated below in this Notice of Award of Restricted Share Units (the “No |
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| November 8, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2023 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organizat |
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| November 8, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2023 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organizat |
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| November 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40274 Jackson Financia |
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| November 8, 2023 |
Jackson Announces Third Quarter 2023 Results Exhibit 99.1 FOR IMMEDIATE RELEASE Jackson Announces Third Quarter 2023 Results LANSING, Mich. — November 8, 2023 — Jackson Financial Inc. (NYSE: JXN) (Jackson®) today announced financial results for the third quarter ended September 30, 2023. Key Highlights ▪Net income attributable to Jackson Financial Inc. common shareholders of $2,762 million, or $33.35 per diluted share in the third quarter of |
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| November 8, 2023 |
Exhibit 10.2 NOTICE OF AWARD OF PERFORMANCE UNITS Jackson Financial Inc. (the “Company”), pursuant to its 2021 Omnibus Incentive Plan, as amended from time to time (the “Plan”), hereby awards to you a performance unit award (the “Award”) with respect to the number of shares of the Company’s common stock (“Shares”) indicated below in this Notice of Award of Performance Units (the “Notice”). The Awa |
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| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40274 Jackson Financial Inc |
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| August 8, 2023 |
Jackson Announces Second Quarter 2023 Results Exhibit 99.1 FOR IMMEDIATE RELEASE Jackson Announces Second Quarter 2023 Results LANSING, Mich. — August 8, 2023 — Jackson Financial Inc. (NYSE: JXN) (Jackson®) today announced financial results for the second quarter ended June 30, 2023. Key Highlights ▪Net income attributable to Jackson Financial Inc. common shareholders of $1,204 million, or $14.21 per diluted share, including the net impact of |
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| August 8, 2023 |
Exhibit 10.1 2023 NOTICE OF AWARD OF RESTRICTED SHARE UNITS Director: ###PARTICIPANTNAME### Grant Date: ###GRANTDATE### Restricted Share Units granted hereby: ###TOTALAWARDS### [Annual Equity Retainer] 1007179094v4 2023 Director Restricted Share Unit Agreement This 2023 Director Restricted Share Unit Agreement (the “Agreement”), by and between Jackson Financial Inc., a Delaware corporation (the “C |
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| August 8, 2023 |
August 9, 2023 Jackson Financial Inc. Second Quarter 2023 Financial Results Exhibit 99.1 August 9, 2023 Jackson Financial Inc. Second Quarter 2023 Financial Results Forward - Looking Statements and Non - GAAP Measures The information in this document contains forward - looking statements about future events and circumstances and their effects upo n revenues, expenses and business opportunities. Generally speaking, any statement in this document not based upon historical f |
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| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2023 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organizatio |
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| August 8, 2023 |
Exhibit 10.2 2023 NOTICE OF AWARD OF RESTRICTED SHARE UNITS Director: ###PARTICIPANTNAME### Grant Date: ###GRANTDATE### Restricted Share Units granted hereby: ###TOTALAWARDS### Vesting Schedule: August 31, 2023 November 30, 2023 February 28, 2024 May 31, 2024 [Converted Cash Retainer] 1007179094v4 2023 Director Restricted Share Unit Agreement This 2023 Director Restricted Share Unit Agreement (the |
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| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2023 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organizatio |
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| June 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2023 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation) (Commission Fi |
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| May 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2023 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation) (Commission Fil |
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| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2023 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organization) |
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| May 10, 2023 |
Exhibit 99.1 Item 7. Management’s Discussion and Analysis of Financial Condition and Results of Operations Executive Summary This executive summary of Management’s Discussion and Analysis of Financial Condition and Results of Operation highlights selected information and may not contain all the information that is important to current or potential investors in our securities. You should read this |
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| May 9, 2023 |
May 10, 2023 Jackson Financial Inc. First Quarter 2023 Financial Results Exhibit 99.1 May 10, 2023 Jackson Financial Inc. First Quarter 2023 Financial Results Forward - Looking Statements and Non - GAAP Measures The information in this document contains forward - looking statements about future events and circumstances and their effects upo n revenues, expenses and business opportunities. Generally speaking, any statement in this document not based upon historical fact |
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| May 9, 2023 |
Exhibit 10.1 NOTICE OF AWARD OF RESTRICTED SHARE UNITS RETENTION AWARD Jackson Financial Inc. (the “Company”), pursuant to its 2021 Omnibus Incentive Plan, as amended from time to time (the “Plan”), hereby awards to you a restricted share unit award (the “Award”) with respect to the number of shares of the Company’s common stock (“Shares”) indicated below in this Notice of Award of Restricted Shar |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2023 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organization) |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40274 Jackson Financial In |
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| May 9, 2023 |
Jackson Announces First Quarter 2023 Results Exhibit 99.1 FOR IMMEDIATE RELEASE Jackson Announces First Quarter 2023 Results LANSING, Mich. — May 9, 2023 — Jackson Financial Inc. (NYSE: JXN) (Jackson®) today announced financial results for the first quarter ended March 31, 2023. Key Highlights ▪Net income (loss) attributable to Jackson Financial Inc. of $(1,497) million, or $(18.11) per diluted share, including the net impact of market risk |
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| May 9, 2023 |
Exhibit 10.5 UNCOMMITTED MONEY MARKET LINE CREDIT AGREEMENT This AGREEMENT is made as of April 6, 2023 among JACKSON FINANCIAL INC., a Delaware corporation (the “Parent Borrower”) and JACKSON NATIONAL LIFE INSURANCE COMPANY, a Michigan corporation (the “Subsidiary Borrower”, and, together with the Parent Borrower, each a “Borrower” and collectively, the “Borrowers”), and SOCIÉTÉ GÉNÉRALE, acting t |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2023 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organization) |
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| April 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Def |
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| April 4, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a- |
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| March 22, 2023 |
Exhibit 99.1 Quarterly Financial Supplement Recast for Long-Duration Targeted Improvements (“LDTI”) Accounting Guidance 1Q 2021 - 4Q 2022 (Unaudited) This supplement recasts previously reported financial information for the accounting guidance of Targeted Improvements to the Accounting for Long Duration Contracts (ASU 2018-12) adopted as of January 1, 2023, with a transition date of January 1, 202 |
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| March 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2023 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organizatio |
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| March 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 98-0486152 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) |
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| March 13, 2023 |
Exhibit 4.1 DEPOSIT AGREEMENT among Jackson Financial Inc. and EQUINITI TRUST COMPANY, as Depositary, Dividend Disbursement Agent, Transfer Agent and Registrar, and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED HEREIN Dated as of March 13, 2023 TABLE OF CONTENTS Page Article I Defined Terms Section 1.1 Definitions. 1 Article II Form of Receipts, Deposit of the Preferred Stock, |
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| March 13, 2023 |
Exhibit 3.1 CERTIFICATE OF DESIGNATIONS OF FIXED-RATE RESET NONCUMULATIVE PERPETUAL PREFERRED STOCK, SERIES A OF JACKSON FINANCIAL INC. DATED AS OF MARCH 10, 2023 Jackson Financial Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), in accordance with the provisions of Sections 103 and 151 thereof, does hereby certify: That pur |
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| March 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2023 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organizatio |
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| March 7, 2023 |
Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-262359 Prospectus Supplement (to Prospectus dated January 27, 2022) Jackson Financial Inc. 22,000,000 Depositary Shares Each representing a 1/1,000th Interest in a Share of Fixed-Rate Reset Noncumulative Perpetual Preferred Stock, Series A Each of the 22,000,000 depositary shares offered hereby (the “Depositary Shares”) represents a 1 |
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| March 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2023 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organization |
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| March 7, 2023 |
Jackson Announces Pricing of Depositary Shares Offering Exhibit 99.1 FOR IMMEDIATE RELEASE Jackson Announces Pricing of Depositary Shares Offering LANSING, Mich. ¾ March 6, 2023 ¾ Jackson Financial Inc.1 (NYSE: JXN) (Jackson®) today announced the pricing of a $550 million offering of 22,000,000 depositary shares, each representing a 1/1,000th interest in a share of its Fixed-Rate Reset Noncumulative Perpetual Preferred Stock, Series A, $25,000 liquidat |
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| March 7, 2023 |
EX-FILING FEES Calculation of Filing Fee Tables Form S-3 (Form Type) Jackson Financial Inc. |
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| March 7, 2023 |
Exhibit 1.1 Execution Version JACKSON FINANCIAL INC. 22,000,000 Depositary Shares Each Representing a 1/1,000th Interest in a Share of Fixed-Rate Reset Noncumulative Perpetual Preferred Stock, Series A (par value $1.00 per share) Underwriting Agreement March 6, 2023 Wells Fargo Securities, LLC BofA Securities, Inc. J.P. Morgan Securities LLC Morgan Stanley & Co. LLC As Representatives of the Under |
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| March 6, 2023 |
term sheet dated March 6, 2023 Filed Pursuant to Rule 433 Registration Statement No. 333-262359 Relating to the Preliminary Prospectus Supplement Dated March 6, 2023 (To Prospectus dated January 27, 2022) Jackson Financial Inc. 22,000,000 Depositary Shares, Each Representing a 1/1,000th Interest in a Share of Fixed-Rate Reset Noncumulative Perpetual Preferred Stock, Series A Pricing Term Sheet March 6, 2023 Issuer: Jackson Fina |
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| March 6, 2023 |
preliminary prospectus supplement dated March 6, 2023 Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-262359 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities and are not soliciting an offer to buy these securities in any jurisdiction where the offer or sale is not permitted. Subj |
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| March 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40274 Jackson Financial Inc. (E |
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| March 1, 2023 |
Exhibit 10.8 Execution Version Published CUSIP Number: 46816XAF1 (Deal) 46816XAG9 (Facility) REVOLVING CREDIT AGREEMENT dated as of February 24, 2023 among JACKSON FINANCIAL INC., as the Company the SUBSIDIARY ACCOUNT PARTIES, as additional Obligors the BANKS party hereto and BANK OF AMERICA, N.A., as Administrative Agent $1,000,000,000 BOFA SECURITIES, INC., JPMORGAN CHASE BANK, N.A., and WELLS F |
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| March 1, 2023 |
List of subsidiaries of Jackson Financial Inc. Exhibit 21.1 SUBSIDIARIES OF JACKSON FINANCIAL INC. Jackson Financial Inc.’s subsidiaries as of December 31, 2022 are listed below. (1) Legal Name State or Jurisdiction of Incorporation or Organization Allied Life Brokerage Agency, Inc. Iowa B2B Solutions, LLC Delaware Brier Capital LLC Michigan Brooke Life Insurance Company Michigan Hermitage Management, LLC Michigan Jackson Charitable Foundation |
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| March 1, 2023 |
Exhibit 4.8 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Jackson Financial Inc.’s common stock, par value $0.01 per share (the “Common Stock”), is registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). DESCRIPTION OF COMMON STOCK The following description of our Common Stock is a su |
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| March 1, 2023 |
Exhibit 10.12 December 28, 2022 [Home street address omitted] East Lansing, MI 48823 United States of America Dear Chad: This letter confirms the terms of your continued employment with Jackson National Life Insurance Company ("Company" or "Jackson") and association with Jackson Financial Inc. and Jackson Holdings LLC ("JHLLC") following your transition from Vice Chair of JHLLC to a Senior Advisor |
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| February 28, 2023 |
Exhibit 99.2 FOR IMMEDIATE RELEASE Jackson Announces 13% Increase to First Quarter 2023 Cash Dividend and $450 Million Increase to Share Repurchase Authorization LANSING, Mich. — February 28, 2023 — Jackson Financial Inc.1 (NYSE: JXN) (Jackson®) announced its Board of Directors has declared a cash dividend of $0.62 per share of common stock for the first quarter of 2023, reflecting a nearly 13% in |
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| February 28, 2023 |
March 1, 2023 Jackson Financial Inc. Fourth Quarter and Full Year 2022 Financial Results EX-99.1 2 tm237870d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 March 1, 2023 Jackson Financial Inc. Fourth Quarter and Full Year 2022 Financial Results Forward - Looking Statements and Non - GAAP Measures The information in this document contains forward - looking statements about future events and circumstances and their effects upo n revenues, expenses and business opportunities. Generally speaking, a |
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| February 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2023 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organiza |
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| February 28, 2023 |
Jackson Announces Fourth Quarter and Full Year 2022 Results Exhibit 99.1 FOR IMMEDIATE RELEASE Jackson Announces Fourth Quarter and Full Year 2022 Results LANSING, Mich. — February 28, 2023 — Jackson Financial Inc. (NYSE: JXN) (Jackson®) today announced financial results for the fourth quarter and full year ended December 31, 2022. Fourth Quarter Highlights ▪Net income (loss) attributable to Jackson Financial Inc. of $(710) million, or $(8.48) per diluted |
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| February 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2023 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organiza |
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| February 21, 2023 |
JXN / Jackson Financial Inc - Class A / PRUDENTIAL PLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 1)* Under the Securities Exchange Act of 1934 JACKSON FINANCIAL INC. (Name of Issuer) Class A common stock, par value $0.01 per share (Title of Class of Securities) 46817M107 (CUSIP NUMBER) Prudential plc 1 Angel Court London EC2R 7AG, England +(44) 20 7220 7588 (Name, Address and Telephone Number o |
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| February 14, 2023 |
SC 13G/A 1 tm236430d1sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 1)* Under the Securities Exchange Act of 1934 Jackson Financial Inc. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 46817M107 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statem |
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| February 14, 2023 |
JXN / Jackson Financial Inc - Class A / Sessa Capital (Master), L.P. Passive Investment SC 13G/A 1 fp0082117-3sc13ga.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (AMENDMENT NO. 1) * JACKSON FINANCIAL INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 46817M107 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate bo |
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| February 9, 2023 |
JXN / Jackson Financial Inc - Class A / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01203-jacksonfinancialincc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: Jackson Financial Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 46817M107 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate |
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| January 11, 2023 |
JXN / Jackson Financial Inc - Class A / Hagan Dan - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* JACKSON FINANCIAL, INC. (Name of Issuer) Class A Common Stock, Par Value $0.01 Per Share (Title of Class of Securities) 46817M107 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate bo |
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| December 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 29, 2022 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organiza |
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| December 12, 2022 |
Exhibit 3.3 JACKSON FINANCIAL INC. AMENDED AND RESTATED BY-LAWS Effective as of December 8, 2022 JACKSON FINANCIAL INC. BY-LAWS Table of Contents Page ARTICLE I MEETINGS OF STOCKHOLDERS Section 1.01. Annual Meetings 1 Section 1.02. Special Meetings 1 Section 1.03. Notice of Meetings; Waiver of Notice 1 Section 1.04. Quorum 2 Section 1.05. Organization; Procedure; Inspection of Elections 3 Section |
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| December 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 8, 2022 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organizat |
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| December 12, 2022 |
JXN / Jackson Financial Inc - Class A / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Jackson Financial Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 46817M107 Date of Event Which Requires Filing of this Statement: November 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule |
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| November 10, 2022 |
Exhibit 10.1 JACKSON FINANCIAL INC. SEVERANCE PLAN The Compensation Committee (the ?Committee?) of the Board of Directors (the ?Board?) of Jackson Financial Inc. (the ?Company?) has adopted this Severance Plan (the ?Plan?), effective as of November 7, 2022. Capitalized terms not otherwise defined in the Plan shall have the meanings set forth in Exhibit A attached hereto. The Plan is intended to qu |
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| November 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40274 Jackson Financia |
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| November 9, 2022 |
Jackson Announces Fourth Quarter 2022 Cash Dividend of $0.55 Per Share Exhibit 99.2 FOR IMMEDIATE RELEASE Jackson Announces Fourth Quarter 2022 Cash Dividend of $0.55 Per Share LANSING, Mich. ? November 9, 2022 ? Jackson Financial Inc.1 (NYSE: JXN) (Jackson?) announced its Board of Directors has declared a quarterly cash dividend of $0.55 per share of common stock for the fourth quarter of 2022. The dividend is payable on December 15, 2022, to shareholders of record |
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| November 9, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2022 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organizat |
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| November 9, 2022 |
November 10, 2022 Jackson Financial Inc. Third Quarter 2022 Financial Results Exhibit 99.1 ? November 10, 2022 Jackson Financial Inc. Third Quarter 2022 Financial Results Forward - Looking Statements and Non - GAAP Measures This document may contain certain statements that constitute ?forward - looking statements.? Forward - looking statements can genera lly be identified by their use of terms such as ?anticipate,? ?estimate,? ?believe,? ?expect,? ?could,? ?forecast,? ?may, |
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| November 9, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2022 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organizat |
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| November 9, 2022 |
Jackson Announces Third Quarter 2022 Results Exhibit 99.1 FOR IMMEDIATE RELEASE Jackson Announces Third Quarter 2022 Results LANSING, Mich. ? November 9, 2022 ? Jackson Financial Inc. (NYSE: JXN) (Jackson?) today announced financial results for the three months ended September 30, 2022. Key Highlights ?Net income of $1,479 million, or $16.83 per diluted share, including the impact of non-economic hedging results under GAAP accounting ?Adjust |
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| August 24, 2022 |
Filed pursuant to Rule 424(b)(3) Registration No. 333-266832 Prospectus Jackson Financial Inc. OFFER TO EXCHANGE $600,000,000 aggregate principal amount of its 1.125% Senior Notes due 2023 that have been registered under the Securities Act of 1933 (the ?New 2023 Notes?) for any and all of its outstanding 1.125% Senior Notes due 2023 (the ?Old 2023 Notes?) $500,000,000 aggregate principal amount of |
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| August 22, 2022 |
August 22, 2022 VIA EDGAR SUBMISSION U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Christopher Wall Re: Jackson Financial Inc. Registration Statement on Form S-4 Filed on August 12, 2022 File No. 333-266832 Request for Acceleration Ladies and Gentlemen: Pursuant to Rule 461 promulgated under the Securities Act of 1933, as amended, Jackson Financial In |
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| August 19, 2022 |
United States securities and exchange commission logo August 19, 2022 Mike Costello Treasurer Jackson Financial Inc. |
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| August 12, 2022 |
Exhibit 99.3 JACKSON FINANCIAL INC. OFFER TO EXCHANGE $600,000,000 aggregate principal amount of its 1.125% Senior Notes due 2023 that have been registered under the Securities Act of 1933 (the ?New 2023 Notes?) for any and all of its outstanding 1.125% Senior Notes due 2023 (the ?Old 2023 Notes?) $500,000,000 aggregate principal amount of its 3.125% Senior Notes due 2031 that have been registered |
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| August 12, 2022 |
Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) ? THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its charter) N/A |
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| August 12, 2022 |
Form of Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees Exhibit 99.2 JACKSON FINANCIAL INC. OFFER TO EXCHANGE $600,000,000 aggregate principal amount of its 1.125% Senior Notes due 2023 that have been registered under the Securities Act of 1933 (the ?New 2023 Notes?) for any and all of its outstanding 1.125% Senior Notes due 2023 (the ?Old 2023 Notes?) $500,000,000 aggregate principal amount of its 3.125% Senior Notes due 2031 that have been registered |
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| August 12, 2022 |
As filed with the Securities and Exchange Commission on August 12, 2022 As filed with the Securities and Exchange Commission on August 12, 2022 Registration No. |
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| August 12, 2022 |
Exhibit 99.1 LETTER OF TRANSMITTAL JACKSON FINANCIAL INC. OFFER TO EXCHANGE $600,000,000 aggregate principal amount of its 1.125% Senior Notes due 2023 that have been registered under the Securities Act of 1933 (the ?New 2023 Notes?) for any and all of its outstanding 1.125% Senior Notes due 2023 (the ?Old 2023 Notes?) $500,000,000 aggregate principal amount of its 3.125% Senior Notes due 2031 tha |
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| August 12, 2022 |
EX-FILING FEES 8 tm2223051d2ex-filingfees.htm EX-FILING FEES EX-FILING FEES Calculation of Filing Fee Tables Form S-4 (Form Type) Jackson Financial Inc. (Exact Name of Registrant as Specified in its Charter) Not Applicable (Translation of Registrant’s Name into English) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule A |
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| August 10, 2022 |
Exhibit 10.4 2022 NOTICE OF AWARD OF RESTRICTED SHARE UNITS Director: [PARTICIPANT NAME] Grant Date: 09-Jun-2022 Restricted Share Units granted hereby: [NUMBER OF RESTRICTED SHARE UNITS GRANTED] Vesting Schedule: August 31, 2022 November 30, 2022 February 28, 2023 May 31, 2023 [Converted Cash Retainer] 1007179094v4 1 Exhibit 10.4 2022 Director Restricted Share Unit Agreement This 2022 Director Res |
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| August 10, 2022 |
Exhibit 10.2 2022 NOTICE OF AWARD OF RESTRICTED SHARES Director Name: [PARTICIPANT NAME] Grant Date: 09-Jun-2022 Number of Restricted Shares granted hereby: [NUMBER OF RESTRICTED SHARES GRANTED] Vesting Schedule: August 31, 2022 November 30, 2022 February 28, 2023 May 31, 2023 [Converted Cash Retainer] 1 Exhibit 10.2 2022 Director Restricted Shares Award Agreement This 2022 Director Restricted Sha |
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| August 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40274 Jackson Financial Inc |
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| August 10, 2022 |
Exhibit 10.1 2022 NOTICE OF AWARD OF RESTRICTED SHARES Director Name: [PARTICIPANT NAME] Grant Date: 09-Jun-2022 Number of Restricted Shares granted hereby: [NUMBER OF RESTRICTED SHARES GRANTED] [Annual Equity Retainer] 1 Exhibit 10.1 2022 Director Restricted Shares Award Agreement This 2022 Director Restricted Shares Award Agreement (the ?Agreement?), by and between Jackson Financial Inc. (the ?C |
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| August 10, 2022 |
Exhibit 10.3 2022 NOTICE OF AWARD OF RESTRICTED SHARE UNITS Director: [PARTICIPANT NAME] Grant Date: 09-Jun-2022 Restricted Share Units granted hereby: [NUMBER OF RESTRICTED SHARE UNITS GRANTED] [Annual Equity Retainer] 1007179094v4 1 Exhibit 10.3 2022 Director Restricted Share Unit Agreement This 2022 Director Restricted Share Unit Agreement (the ?Agreement?), by and between Jackson Financial Inc |
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| August 9, 2022 |
Jackson Announces Third Quarter 2022 Cash Dividend of $0.55 Per Share Exhibit 99.2 FOR IMMEDIATE RELEASE Jackson Announces Third Quarter 2022 Cash Dividend of $0.55 Per Share LANSING, Mich. ? August 9, 2022 ? Jackson Financial Inc.1 (NYSE: JXN) (Jackson?) announced its Board of Directors has declared a quarterly cash dividend of $0.55 per common stock for the third quarter of 2022. The dividend is payable on September 15, 2022, to shareholders of record at the close |
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| August 9, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2022 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organizatio |
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| August 9, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2022 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organizatio |
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| August 9, 2022 |
August 10, 2022 Jackson Financial Inc. Second Quarter 2022 Financial Results Exhibit 99.1 ? August 10, 2022 Jackson Financial Inc. Second Quarter 2022 Financial Results Forward - Looking Statements and Non - GAAP Measures This document may contain certain statements that constitute ?forward - looking statements.? Forward - looking statements can genera lly be identified by their use of terms such as ?anticipate,? ?estimate,? ?believe,? ?expect,? ?could,? ?forecast,? ?may,? |
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| August 9, 2022 |
Jackson Announces Second Quarter 2022 Results EX-99.1 2 exhibit991-2q22.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Jackson Announces Second Quarter 2022 Results LANSING, Mich. — August 9, 2022 — Jackson Financial Inc. (NYSE: JXN) (Jackson®) today announced financial results for the three months ended June 30, 2022. Key Highlights ▪Net income of $2,903 million, or $32.56 per diluted share, including the impact of non-economic hedging resul |
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| June 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2022 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation) (Commission Fi |
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| June 10, 2022 |
Exhibit 3.1 THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF JACKSON FINANCIAL INC. Jackson Financial Inc., a corporation organized and existing under and by virtue of the laws of the State of Delaware (the ?Corporation?), hereby certifies as follows: 1.?The name of the Corporation is Jackson Financial Inc. 2.?The Corporation was incorporated under the name Brooke (Holdco1) Inc. by the f |
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| June 8, 2022 |
Exhibit 4.3 Execution Copy FIFTH SUPPLEMENTAL INDENTURE between JACKSON FINANCIAL INC., ISSUER, AND The Bank of New York Mellon Trust Company, N.A., TRUSTEE DATED AS OF JUNE 8, 2022 5.670% SENIOR NOTES DUE 2032 Table of Contents Page ARTICLE I Notes SECTION 1.01 Definitions 1 SECTION 1.02 Establishment 3 SECTION 1.03 Payment of Principal and Interest 3 SECTION 1.04 Global Securities 4 SECTION 1.05 |
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| June 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2022 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation) (Commission Fil |
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| June 8, 2022 |
Exhibit 4.2 Execution Copy FOURTH SUPPLEMENTAL INDENTURE between JACKSON FINANCIAL INC., ISSUER, AND The Bank of New York Mellon Trust Company, N.A., TRUSTEE DATED AS OF JUNE 8, 2022 5.170% SENIOR NOTES DUE 2027 Table of Contents Page ARTICLE I Notes SECTION 1.01 Definitions 1 SECTION 1.02 Establishment 3 SECTION 1.03 Payment of Principal and Interest 3 SECTION 1.04 Global Securities 4 SECTION 1.0 |
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| June 6, 2022 |
EX-FILING FEES Calculation of Filing Fee Tables Form S-3 (Form Type) Jackson Financial Inc. |
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| June 6, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-262359 Prospectus Supplement (to Prospectus dated January 27, 2022) Jackson Financial Inc. $400,000,000 5.170% Senior Notes due 2027 $350,000,000 5.670% Senior Notes due 2032 Jackson Financial Inc. is offering $400,000,000 aggregate principal amount of its 5.170% senior notes due 2027, or the 2027 notes, and $350,000,000 aggregate pri |
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| June 3, 2022 |
Exhibit 1.1 JACKSON FINANCIAL INC. $400,000,000 principal amount of 5.170% Senior Notes due 2027 $350,000,000 principal amount of 5.670% Senior Notes due 2032 Underwriting Agreement June 2, 2022 Barclays Capital Inc. BofA Securities, Inc. Morgan Stanley & Co. LLC Wells Fargo Securities, LLC As Representatives of the Underwriters c/o Barclays Capital Inc. 745 Seventh Avenue New York, NY 10019 c/o B |
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| June 3, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2022 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation) (Commission Fil |
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| June 3, 2022 |
Filed Pursuant to Rule 433 Registration Statement No. 333-262359 Relating to the Preliminary Prospectus Supplement Dated June 1, 2022 (To Prospectus dated January 27, 2022) Jackson Financial Inc. $400,000,000 5.170% Senior Notes due 2027 $350,000,000 5.670% Senior Notes due 2032 Pricing Term Sheet June 2, 2022 Terms and Conditions Applicable to all Notes Issuer: Jackson Financial Inc. Ranking: Sen |
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| June 1, 2022 |
Subject to Completion, Dated June 1, 2022 Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-262359 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities and are not soliciting an offer to buy these securities in any jurisdiction where the offer or sale is not permitted. Subj |
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| May 11, 2022 |
Exhibit 10.10 Equity Award Exchange Notice As you are aware, Jackson Financial Inc. (?Jackson?) demerged from Prudential plc (?Prudential?) on September 13, 2021 (respectively, the ?Demerger? and the ?Demerger Date?). Pursuant to the demerger agreement between Jackson and Prudential, dated as of August 6, 2021, each equity award granted under specified Prudential equity incentive plans (each, a ?P |
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| May 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40274 Jackson Financial In |
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| May 11, 2022 |
Exhibit 10.12 NOTICE OF AWARD OF PERFORMANCE UNITS Jackson Financial Inc. (the ?Company?), pursuant to its 2021 Omnibus Incentive Plan, as amended from time to time (the ?Plan?), hereby awards to you a performance unit award (the ?Award?) with respect to the number of shares of the Company?s Class A common stock (?Shares?) indicated below in this Notice of Award of Performance Units (the ?Notice?) |
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| May 11, 2022 |
Exhibit 10.9 Equity Award Exchange Notice As you are aware, Jackson Financial Inc. (?Jackson?) demerged from Prudential plc (?Prudential?) on September 13, 2021 (respectively, the ?Demerger? and the ?Demerger Date?). Pursuant to the demerger agreement between Jackson and Prudential, dated as of August 6, 2021, each equity award granted under specified Prudential equity incentive plans (each, a ?Pr |
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| May 11, 2022 |
Exhibit 10.13 NOTICE OF AWARD OF PERFORMANCE UNITS Jackson Financial Inc. (the ?Company?), pursuant to its 2021 Omnibus Incentive Plan, as amended from time to time (the ?Plan?), hereby awards to you a performance unit award (the ?Award?) with respect to the number of shares of the Company?s Class A common stock (?Shares?) indicated below in this Notice of Award of Performance Units (the ?Notice?) |
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| May 11, 2022 |
Exhibit 10.11 NOTICE OF AWARD OF RESTRICTED SHARE UNITS Jackson Financial Inc. (the ?Company?), pursuant to its 2021 Omnibus Incentive Plan, as amended from time to time (the ?Plan?), hereby awards to you a restricted share unit award (the ?Award?) with respect to the number of shares of the Company?s Class A common stock (?Shares?) indicated below in this Notice of Award of Restricted Share Units |
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| May 10, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2022 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organization) |
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| May 10, 2022 |
Jackson Announces Second Quarter Fiscal 2022 Cash Dividend of $0.55 Per Share Exhibit 99.2 FOR IMMEDIATE RELEASE Jackson Announces Second Quarter Fiscal 2022 Cash Dividend of $0.55 Per Share LANSING, Mich. ? May 10, 2022 ? Jackson Financial Inc.1 (NYSE: JXN) (Jackson?) announced that its Board of Directors has declared a quarterly cash dividend of $0.55 per Class A common share for the second quarter of fiscal 2022. The dividend is payable on June 16, 2022 to shareholders o |
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| May 10, 2022 |
May 11, 2022 Jackson Financial Inc. First Quarter 2022 Financial Results Exhibit 99.1 ? May 11, 2022 Jackson Financial Inc. First Quarter 2022 Financial Results Forward - Looking Statements and Non - GAAP Measures This document may contain certain statements, other than those relating to historical facts, that constitute ?forward - looking st atements.? Forward - looking statements can generally be identified by their use of terms such as ?anticipate,? ?estimate,? ?bel |
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| May 10, 2022 |
Jackson Announces First Quarter 2022 Results Exhibit 99.1 FOR IMMEDIATE RELEASE Jackson Announces First Quarter 2022 Results LANSING, Mich. ? May 10, 2022 ? Jackson Financial Inc. (NYSE: JXN) (Jackson?) today announced financial results for the three months ended March 31, 2022. Key Highlights ?Net income of $2,025 million, or $22.51 per diluted share, including the impact of non-economic hedging results under GAAP accounting ?Adjusted opera |
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| May 10, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2022 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organization) |
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| April 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ??) Filed by the Registrant?x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Def |
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| April 25, 2022 |
DEF 14A 1 tm223294-3def14a.htm DEF 14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Com |
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| April 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 11, 2022 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organizatio |
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| April 12, 2022 |
PRE 14A 1 tm223294-1pre14a.htm PRE 14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Com |
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| March 14, 2022 |
Exhibit 10.1 CLASS A COMMON STOCK REPURCHASE AGREEMENT THIS CLASS A COMMON STOCK REPURCHASE AGREEMENT (the ?Agreement?) is entered into as of March 12, 2022 by and between Jackson Financial Inc., a Delaware corporation (the ?Company?), and Athene Co-Invest Reinsurance Affiliate 1A Ltd., a Bermuda Class C insurer under the Bermuda Insurance Act 1978 (the ?Stockholder?). RECITALS WHEREAS, the Stockh |
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| March 14, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2022 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organizatio |
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| March 7, 2022 |
Exhibit 10.34 Director Restricted Share Unit Agreement ? Founders Award This Director Restricted Share Unit Agreement ? Founders Award (the ?Agreement?), by and between Jackson Financial Inc., a Delaware corporation (the ?Company?), and the Director whose name is set forth on Exhibit A hereto, is being entered into pursuant to the Jackson Financial Inc. 2021 Omnibus Equity Incentive Plan (the ?Pla |
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| March 7, 2022 |
Exhibit 10.36 Equity Award Exchange Notice As you are aware, Jackson Financial Inc. (?Jackson?) demerged from Prudential plc (?Prudential?) on September 13, 2021 (respectively, the ?Demerger? and the ?Demerger Date?). Pursuant to the demerger agreement between Jackson and Prudential, dated as of August 6, 2021, each equity award granted under specified Prudential equity incentive plans (each, a ?P |
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| March 7, 2022 |
EXHIBIT 10.39 Equity Award Exchange Notice As you are aware, Jackson Financial Inc. (?Jackson?) demerged from Prudential plc (?Prudential?) on September 13, 2021 (respectively, the ?Demerger? and the ?Demerger Date?). Pursuant to the demerger agreement between Jackson and Prudential, dated as of August 6, 2021, each equity award granted under specified Prudential equity incentive plans (each, a ?P |
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| March 7, 2022 |
EX-10.32 10 exhibit1032formofnoticeand.htm EX-10.32 Exhibit 10.32 Director Restricted Shares Award Agreement This Director Restricted Shares Award Agreement (the “Agreement”), by and between Jackson Financial Inc. (the “Company”), and the director whose name is set forth on Exhibit A hereto (the “Director”), is being entered into pursuant to the Jackson Financial Inc. 2021 Omnibus Incentive Plan ( |
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| March 7, 2022 |
Exhibit 10.29 Director Restricted Share Unit Agreement This Director Restricted Share Unit Agreement (the ?Agreement?), by and between Jackson Financial Inc., a Delaware corporation (the ?Company?), and the Director whose name is set forth on Exhibit A hereto, is being entered into pursuant to the Jackson Financial Inc. 2021 Omnibus Equity Incentive Plan (the ?Plan?) and is dated as of the date it |
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| March 7, 2022 |
Exhibit 10.37 Equity Award Exchange Notice As you are aware, Jackson Financial Inc. (?Jackson?) demerged from Prudential plc (?Prudential?) on September 13, 2021 (respectively, the ?Demerger? and the ?Demerger Date?). Pursuant to the demerger agreement between Jackson and Prudential, dated as of August 6, 2021, each equity award granted under specified Prudential equity incentive plans (each, a ?P |
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| March 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40274 Jackson Financial Inc. (E |
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| March 7, 2022 |
Exhibit 10.30 Director Restricted Share Unit Agreement This Director Restricted Share Unit Agreement (the ?Agreement?), by and between Jackson Financial Inc., a Delaware corporation (the ?Company?), and the Director whose name is set forth on Exhibit A hereto, is being entered into pursuant to the Jackson Financial Inc. 2021 Omnibus Equity Incentive Plan (the ?Plan?) and is dated as of the date it |
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| March 7, 2022 |
Exhibit 10.38 Equity Award Exchange Notice As you are aware, Jackson Financial Inc. (?Jackson?) demerged from Prudential plc (?Prudential?) on September 13, 2021 (respectively, the ?Demerger? and the ?Demerger Date?). Pursuant to the demerger agreement between Jackson and Prudential, dated as of August 6, 2021, each equity award granted under specified Prudential equity incentive plans (each, a ?P |
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| March 7, 2022 |
Exhibit 10.31 Director Restricted Shares Award Agreement This Director Restricted Shares Award Agreement (the ?Agreement?), by and between Jackson Financial Inc. (the ?Company?), and the director whose name is set forth on Exhibit A hereto (the ?Director?), is being entered into pursuant to the Jackson Financial Inc. 2021 Omnibus Incentive Plan (the ?Plan?) and is dated as of the date it is accept |
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| March 7, 2022 |
Exhibit 10.33 Director Restricted Shares Award Agreement ? Founders Award This Director Restricted Shares Award Agreement ? Founders Award (the ?Agreement?), by and between Jackson Financial Inc. (the ?Company?), and the director whose name is set forth on Exhibit A hereto (the ?Director?), is being entered into pursuant to the Jackson Financial Inc. 2021 Omnibus Incentive Plan (the ?Plan?) and is |
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| March 7, 2022 |
Exhibit 10.35 Equity Award Exchange Notice As you are aware, Jackson Financial Inc. (?Jackson?) demerged from Prudential plc (?Prudential?) on September 13, 2021 (respectively, the ?Demerger? and the ?Demerger Date?). Pursuant to the demerger agreement between Jackson and Prudential, dated as of August 6, 2021, each equity award granted under specified Prudential equity incentive plans (each, a ?P |
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| March 7, 2022 |
Exhibit 10.26 NOTICE OF AWARD OF RESTRICTED SHARE UNITS Jackson Financial Inc. (the ?Company?), pursuant to its 2021 Omnibus Incentive Plan, as amended from time to time (the ?Plan?), hereby awards to you a restricted share unit award (the ?Award?) with respect to the number of shares of the Company?s Class A common stock (?Shares?) indicated below in this Notice of Award of Restricted Share Units |
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| March 7, 2022 |
List of subsidiaries of Jackson Financial Inc. Exhibit 21.1 JACKSON FINANCIAL INC. SUBSIDIARIES OF THE REGISTRANT Legal Name State or Jurisdiction of Incorporation or Organization Allied Life Brokerage Agency, Inc. Iowa Brier Capital LLC Michigan Brooke Life Insurance Company Michigan Calera XXII, LLC Delaware Calera XXIII, LLC Delaware Catterton Noodles, LLC Delaware Centre Capital Non-Qualified Investors IV AIV-RA, LP Delaware Centre Capital |
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| March 7, 2022 |
Exhibit 10.40 Director Restricted Share Unit Agreement ? Founders Award This Director Restricted Share Unit Agreement ? Founders Award (the ?Agreement?), by and between Jackson Financial Inc., a Delaware corporation (the ?Company?), and the Director whose name is set forth on Exhibit A hereto, is being entered into pursuant to the Jackson Financial Inc. 2021 Omnibus Equity Incentive Plan (the ?Pla |
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| March 7, 2022 |
Exhibit 10.28 NOTICE OF AWARD OF RESTRICTED SHARE UNITS Jackson Financial Inc. (the ?Company?), pursuant to its 2021 Omnibus Incentive Plan, as amended from time to time (the ?Plan?), hereby awards to you a restricted share unit award (the ?Award?) with respect to the number of shares of the Company?s Class A common stock (?Shares?) indicated below in this Notice of Award of Restricted Share Units |
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| March 7, 2022 |
Exhibit 4.6 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Jackson Financial Inc.?s Class A common stock, par value $0.01 per share, is registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?). DESCRIPTION OF CLASS A COMMON STOCK The following description of our Class A common stock is a |
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| March 7, 2022 |
Exhibit 10.27 NOTICE OF AWARD OF RESTRICTED SHARE UNITS Jackson Financial Inc. (the ?Company?), pursuant to its 2021 Omnibus Incentive Plan, as amended from time to time (the ?Plan?), hereby awards to you a restricted share unit award (the ?Award?) with respect to the number of shares of the Company?s Class A common stock (?Shares?) indicated below in this Notice of Award of Restricted Share Units |
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| March 7, 2022 |
Exhibit 10.25 NOTICE OF AWARD OF PERFORMANCE UNITS Jackson Financial Inc. (the ?Company?), pursuant to its 2021 Omnibus Incentive Plan, as amended from time to time (the ?Plan?), hereby awards to you a performance unit award (the ?Award?) with respect to the number of shares of the Company?s Class A common stock (?Shares?) indicated below in this Notice of Award of Performance Units (the ?Notice?) |
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| March 2, 2022 |
Exhibit 99.2 FOR IMMEDIATE RELEASE Jackson Announces First Quarter Fiscal 2022 Cash Dividend of $0.55 Per Share and a $300 Million Increase to its Share Repurchase Authorization LANSING, Mich. ? March 2, 2022 ? Jackson Financial Inc.1 (NYSE: JXN) (Jackson?) today announced that its Board of Directors has declared a cash dividend of $0.55 per Class A common share for the first quarter of fiscal 202 |
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| March 2, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2022 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organiza |
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| March 2, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 2, 2022 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organization |
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| March 2, 2022 |
Exhibit 99.1 Jackson Financial Inc. Fourth Quarter and Full Year 2021 Financial Results March 3, 2022 Forward-Looking Statements and Non-GAAP Measures This document may contain certain statements, other than those relating to historical facts, that constitute ?forward-looking statements.? Forward-looking statements can generally be identified by their use of terms such as ?anticipate,? ?estimate,? |
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| March 2, 2022 |
Jackson Announces Full Year and Fourth Quarter 2021 Results Exhibit 99.1 FOR IMMEDIATE RELEASE Jackson Announces Full Year and Fourth Quarter 2021 Results LANSING, Mich. ? March 2, 2022 ? Jackson Financial Inc. (NYSE: JXN) today announced financial results for the 12 months and three months ended December 31, 2021. Full Year 2021 and Recent Highlights ?Completed separation from Prudential plc and listing on the NYSE ?Approved quarterly cash dividends and a |
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| February 14, 2022 |
JOINT FILING AGREEMENT JACKSON FINANCIAL INC. EXHIBIT 1 JOINT FILING AGREEMENT JACKSON FINANCIAL INC. In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned hereby confirm the agreement by and among them to the joint filing on behalf of them of the Statement on Schedule 13G and any and all further amendments thereto, with respect to the securities of the above referenced issuer, and that this A |
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| February 14, 2022 |
SCHEDULE 13G CUSIP No. 46817M107 Exhibit 1 JOINT FILING AGREEMENT Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned agree, as of February 14, 2022, that only one statement containing the information required by Schedule 13G, and each amendment thereto, need be filed with respect to the ownership by each of the undersigned of shares of Common Stock |
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| February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. )* Under the Securities Exchange Act of 1934 Jackson Financial Inc. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 46817M107 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designat |
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| February 14, 2022 |
JXN / Jackson Financial Inc - Class A / Sessa Capital (Master), L.P. Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (AMENDMENT NO. )* JACKSON FINANCIAL INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 46817M107 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| February 11, 2022 |
JXN / Jackson Financial Inc - Class A / PRUDENTIAL PLC - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. )* Under the Securities Exchange Act of 1934 JACKSON FINANCIAL INC. (Name of Issuer) Class A common stock, par value $0.01 per share (Title of Class of Securities) 46817M107 (CUSIP NUMBER) Prudential plc 1 Angel Court London EC2R 7AG, England +(44) 20 7220 7588 (Name, Address and Telephone Number of |
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| February 10, 2022 |
JXN / Jackson Financial Inc - Class A / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment SC 13G 1 tv01214-jacksonfinancialincc.htm SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Jackson Financial Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 46817M107 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the ru |
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| February 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 3, 2022 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organizat |
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| February 9, 2022 |
Exhibit 10.1 Separation Agreement Aimee DeCamillo (?Associate?) and Jackson National Life Insurance Company (?Jackson?) agree as follows: 1. References. All references to Jackson in this Separation Agreement Including Release of Claims (?Agreement?) shall also include Jackson Financial Inc. and all of its direct and indirect subsidiaries and affiliates, including, but not limited to, Jackson Holdi |
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| February 2, 2022 |
JXN / Jackson Financial Inc - Class A / Hagan Dan - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* JACKSON FINANCIAL, INC. (Name of Issuer) Class A Common Stock, Par Value $0.01 Per Share (Title of Class of Securities) 46817M107 (CUSIP Number) February 1, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
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| January 27, 2022 |
As filed with the Securities and Exchange Commission on January 27, 2022 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on January 27, 2022 Registration No. |
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| January 27, 2022 |
Exhibit 25.3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) [ ] THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its charter) N |
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| January 27, 2022 |
Exhibit 25.2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) [ ] THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its charter) N |
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| January 27, 2022 |
Exhibit 4.6 JACKSON FINANCIAL INC., ISSUER AND The Bank of New York Mellon Trust Company, N.A., TRUSTEE JUNIOR SUBORDINATED INDENTURE DATED AS OF [●] PROVIDING FOR ISSUANCE OF JUNIOR SUBORDINATED DEBT SECURITIES IN SERIES CROSS-REFERENCE TABLE(1) TRUST INDENTURE ACT SECTION SECTION OF INDENTURE 310(a) 7.09 310(b) 7.08 311(a) 7.13 311(b) 7.13 312(a) 5.01; 5.02(a) 312(b) 5.02(c) 312(c) 5.02(d) 313(a |
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| January 27, 2022 |
EX-25.1 6 tm223992d2ex25-1.htm EXHIBIT 25.1 Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) [ ] THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact na |
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| January 27, 2022 |
Exhibit 4.5 JACKSON FINANCIAL INC., ISSUER AND The Bank of New York Mellon Trust Company, N.A., TRUSTEE SUBORDINATED INDENTURE DATED AS OF [?] PROVIDING FOR ISSUANCE OF SUBORDINATED DEBT SECURITIES IN SERIES CROSS-REFERENCE TABLE(1) TRUST INDENTURE ACT SECTION SECTION OF INDENTURE 310(a) 7.09 310(b) 7.08 311(a) 7.13 311(b) 7.13 312(a) 5.01; 5.02(a) 312(b) 5.02(c) 312(c) 5.02(d) 313(a) 5.04(a) 313( |
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| December 22, 2021 |
JXN / Jackson Financial Inc - Class A / Hagan Dan - SC 13G Passive Investment SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* JACKSON FINANCIAL, INC. (Name of Issuer) Class A Common Stock, Par Value $0.01 Per Share (Title of Class of Securities) 46817M107 (CUSIP Number) December 15, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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| December 13, 2021 |
Jackson Announces $125 Million Share Repurchase Exhibit 99.1 Jackson Announces $125 Million Share Repurchase LANSING, Mich. ? December 13, 2021 ?Jackson Financial Inc.1 (NYSE: JXN) (Jackson?), as part of its previously disclosed $300 million share repurchase program, has signed agreements to repurchase Class A common stock from Prudential plc (Prudential; NYSE: PUK) and Athene Co-Invest Reinsurance Affiliate 1A Ltd. (Athene) for a total purchas |
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| December 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2021 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organiza |
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| December 13, 2021 |
Exhibit 10.2 CLASS A COMMON STOCK REPURCHASE AGREEMENT THIS CLASS A COMMON STOCK REPURCHASE AGREEMENT (the ?Agreement?) is entered into as of December 11, 2021 by and between Jackson Financial Inc., a Delaware corporation (the ?Company?), and Athene Co-Invest Reinsurance Affiliate 1A Ltd., a Bermuda Class C insurer under the Bermuda Insurance Act 1978 (the ?Stockholder?). RECITALS WHEREAS, Prudent |
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| December 13, 2021 |
EX-99.1 2 tm2135208d2ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Press Release Jackson Names Scott Romine President of Jackson National Life Distributors LLC Jackson also announces Alison Reed will have an expanded role as COO of JNLD LANSING, Mich. ¾ December 13, 2021 ¾Jackson Financial Inc.1 (NYSE: JXN) (Jackson®) today announced that Scott Romine has been appointed President of Jackson National Life D |
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| December 13, 2021 |
Exhibit 10.1 CLASS A COMMON STOCK REPURCHASE AGREEMENT THIS CLASS A COMMON STOCK REPURCHASE AGREEMENT (the ?Agreement?) is entered into as of December 11, 2021 by and between Jackson Financial Inc., a Delaware corporation (the ?Company?), and Prudential plc, a company incorporated and registered in England and Wales (the ?Stockholder?). RECITALS WHEREAS, the Stockholder is the holder of shares of |
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| December 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2021 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organiza |
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| November 23, 2021 |
Exhibit 4.4 Execution Version THIRD SUPPLEMENTAL INDENTURE between JACKSON FINANCIAL INC., ISSUER, AND The Bank of New York Mellon Trust Company, N.A., TRUSTEE DATED AS OF NOVEMBER 23, 2021 4.000% SENIOR NOTES DUE 2051 Table of Contents Page ARTICLE I Notes SECTION 1.01 Definitions 2 SECTION 1.02 Establishment 4 SECTION 1.03 Payment of Principal and Interest 4 SECTION 1.04 Global Securities 6 SECT |
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| November 23, 2021 |
Exhibit 4.2 Execution Version FIRST SUPPLEMENTAL INDENTURE between JACKSON FINANCIAL INC., ISSUER, AND The Bank of New York Mellon Trust Company, N.A., TRUSTEE DATED AS OF NOVEMBER 23, 2021 1.125% SENIOR NOTES DUE 2023 Table of Contents Page ARTICLE I Notes SECTION 1.01 Definitions 1 SECTION 1.02 Establishment 4 SECTION 1.03 Payment of Principal and Interest 4 SECTION 1.04 Global Securities 6 SECT |
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| November 23, 2021 |
Exhibit 4.1 Execution Version JACKSON FINANCIAL INC., ISSUER AND The Bank of New York Mellon Trust Company, N.A., TRUSTEE INDENTURE DATED AS OF NOVEMBER 23, 2021 PROVIDING FOR ISSUANCE OF DEBT SECURITIES IN SERIES CROSS-REFERENCE TABLE(1) TRUST INDENTURE ACT SECTION SECTION OF INDENTURE 310(a) 7.09 310(b) 7.08 311(a) 7.13 311(b) 7.13 312(a) 5.01; 5.02(a) 312(b) 5.02(c) 312(c) 5.02(d) 313(a) 5.04(a |
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| November 23, 2021 |
Exhibit 10.1 Execution Version JACKSON FINANCIAL INC. $600,000,000 principal amount of 1.125% Senior Notes due 2023 $500,000,000 principal amount of 3.125% Senior Notes due 2031 $500,000,000 principal amount of 4.000% Senior Notes due 2051 REGISTRATION RIGHTS AGREEMENT November 23, 2021 Citigroup Global Markets Inc. J.P. Morgan Securities LLC Morgan Stanley & Co. LLC As Representatives of the Init |
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| November 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2021 Jackson Financial Inc. (Exact name of registrant as specified in its charter) Delaware 001-40274 98-0486152 (State or other jurisdiction of incorporation or organiza |
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| November 23, 2021 |
Exhibit 4.3 Execution Version SECOND SUPPLEMENTAL INDENTURE between JACKSON FINANCIAL INC., ISSUER, AND The Bank of New York Mellon Trust Company, N.A., TRUSTEE DATED AS OF NOVEMBER 23, 2021 3.125% SENIOR NOTES DUE 2031 Table of Contents Page ARTICLE I Notes SECTION 1.01 Definitions 1 SECTION 1.02 Establishment 4 SECTION 1.03 Payment of Principal and Interest 4 SECTION 1.04 Global Securities 6 SEC |
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| November 23, 2021 |
Exhibit 1.1 Execution Version JACKSON FINANCIAL INC. $600,000,000 principal amount of 1.125% Senior Notes due 2023 $500,000,000 principal amount of 3.125% Senior Notes due 2031 $500,000,000 principal amount of 4.000% Senior Notes due 2051 Purchase Agreement November 17, 2021 Citigroup Global Markets Inc. J.P. Morgan Securities LLC Morgan Stanley & Co. LLC As Representatives of the Initial Purchase |
