Mga Batayang Estadistika
| LEI | 549300M4Y1IG0WPTKC03 |
| CIK | 748691 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to The Korea Fund, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 29, 2025 |
Form DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy |
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| February 28, 2025 |
0MB APPROVAL 0MB Number: 3235-0360 Expires: February 29, 2024 Estimated average burden hours per response 1. |
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| January 22, 2025 |
OMB APPROVAL OMB Number: 3235-0360 Expires: February 29, 2024 Estimated average burden hours per response 1. |
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| November 14, 2024 |
SC 13G/A 1 col13g18902.htm CITY OF LONDON INVESTMENT MGT CO LTD / THE KOREA FUND - SCH13G/A(#8) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* The Korea Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 500634209 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Fi |
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| November 14, 2024 |
KF / The Korea Fund, Inc. / 1607 Capital Partners, LLC Passive Investment SC 13G/A 1 kf-093024a13.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 13)* Korea Fund, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 500634209 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriat |
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| October 17, 2024 |
0MB APPROVAL 0MB Number: 3235-0360 Expires: February 29, 2024 Estimated average burden hours per response 1. |
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| October 9, 2024 |
KF / The Korea Fund, Inc. / Allspring Global Investments Holdings, LLC Passive Investment SC 13G/A 1 Korea20240930.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.3 ) KOREA FUND INC (Name of Issuer) COM (Title of Class of Securities) 500634209 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| September 19, 2024 |
The Korea Fund, Inc. Announces Final Results of Tender Offer EX-99.(A)(5)(IV) 2 d872200dex99a5iv.htm PRESS RELEASE DATED SEPTEMBER 19, 2024 Exhibit (a)(5)(iv) The Korea Fund, Inc. Announces Final Results of Tender Offer NEW YORK, September 19, 2024 – The Board of Directors (the “Board”) of The Korea Fund, Inc. (the “Fund”) (NYSE: KF) today announced the final results of its tender offer. As previously announced, the Fund conducted a tender offer to purchase |
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| September 19, 2024 |
Exhibit 107 Calculation of Filing Fee Tables SC TO-I/A (Form Type) THE KOREA FUND, INC. |
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| September 19, 2024 |
SC TO-I/A 1 d872200dsctoia.htm KOREA FUND INC AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 19, 2024 - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - SCHEDULE TO ISSUER TENDER OFFER STATEMENT UNDER SECTION 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 Amendment No. 2 THE KOREA FUND, INC. (Name of Subject Company) THE KOREA FUND, INC. (Name of Filing |
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| September 17, 2024 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 17, 2024 - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| September 17, 2024 |
Exhibit 107 Calculation of Filing Fee Tables SC TO-I/A (Form Type) THE KOREA FUND, INC. |
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| September 17, 2024 |
The Korea Fund, Inc. Announces Preliminary Results of Tender Offer Exhibit (a)(5)(iii) The Korea Fund, Inc. Announces Preliminary Results of Tender Offer NEW YORK, September 17, 2024 – The Board of Directors (the “Board”) of The Korea Fund, Inc. (the “Fund”) (NYSE: KF) today announced the preliminary results of the Fund’s tender offer. As previously announced, the Fund conducted a tender offer to purchase for cash up to 12.5% of its issued and outstanding common |
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| August 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ |
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| August 16, 2024 |
Exhibit (a)(1)(v) NOTICE OF GUARANTEED DELIVERY Regarding the Offer to Purchase by THE KOREA FUND, INC. |
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| August 16, 2024 |
The Korea Fund, Inc. Announces Commencement of Tender Offer Exhibit (a)(5)(ii) The Korea Fund, Inc. Announces Commencement of Tender Offer NEW YORK, August 16, 2024 – The Korea Fund, Inc. (the “Fund”) (NYSE: KF) announced today that the tender offer (the “Tender Offer”) to purchase for cash up to 12.5% of the Fund’s issued and outstanding common stock, at a price per share equal to 98.5% of the net asset value per share, determined on the date the tender o |
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| August 16, 2024 |
The Korea Fund, Inc. Issues Further Update Regarding Tender Offer Exhibit (a)(5)(i) The Korea Fund, Inc. Issues Further Update Regarding Tender Offer NEW YORK - (BUSINESS WIRE) - July 10, 2024 As previously reported, the Board of Directors (the “Board”) of The Korea Fund, Inc. (NYSE: KF) (the “Fund”) announced on December 3, 2020 that it had adopted a policy (the “Tender Offer Policy”) pursuant to which the Board will cause the Fund to conduct an issuer tender o |
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| August 16, 2024 |
Exhibit 107 Calculation of Filing Fee Tables SC TO-I (Form Type) THE KOREA FUND, INC. |
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| August 16, 2024 |
Exhibit (a)(1)(iii) OFFER BY THE KOREA FUND, INC. TO PURCHASE FOR CASH UP TO 12.5% OF ITS COMMON SHARES OF BENEFICIAL INTEREST FOR 98.5% OF NET ASSET VALUE THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON SEPTEMBER 16, 2024 (“EXPIRATION DATE”), UNLESS EXTENDED THIS OFFER IS NOT CONDITIONED ON ANY MINIMUM NUMBER OF SHARES BEING TENDERED, BUT IS SUBJECT TO OTHER CONDI |
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| August 16, 2024 |
Exhibit (a)(1)(iv) OFFER BY THE KOREA FUND, INC. TO PURCHASE FOR CASH UP TO 12.5% OF ITS COMMON SHARES OF BENEFICIAL INTEREST FOR 98.5% OF NET ASSET VALUE THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON SEPTEMBER 16, 2024 (“EXPIRATION DATE”), UNLESS EXTENDED THIS OFFER IS NOT CONDITIONED ON ANY MINIMUM NUMBER OF SHARES BEING TENDERED, BUT IS SUBJECT TO OTHER CONDIT |
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| August 16, 2024 |
The Korea Fund, Inc. 60 Victoria Embankment London, EC4Y 0JP Exhibit (a)(1)(i) The Korea Fund, Inc. 60 Victoria Embankment London, EC4Y 0JP August 16, 2024 Dear Stockholder: On July 8, 2024, the Board of Directors of The Korea Fund, Inc. (the “Fund”) approved a tender offer for the Fund’s common shares of beneficial interest (“Common Shares”). The Fund is commencing an offer to purchase up to 12.5% of its issued and outstanding Common Shares upon the terms |
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| August 16, 2024 |
Exhibit (a)(1)(vi) Instructions for Withdrawal of Previously Tendered Common Shares of Beneficial Interest of The Korea Fund, Inc. |
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| August 16, 2024 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON AUGUST 16, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| August 16, 2024 |
Exhibit (a)(1)(ii) LETTER OF TRANSMITTAL TO TENDER SHARES OF COMMON STOCK OF THE KOREA FUND, INC. |
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| May 10, 2024 |
SC 13G/A 1 col13g18751.htm CITY OF LONDON INVESTMENT MGT CO LTD / THE KOREA FUND - SCH13G/A(#7) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* The Korea Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 500634209 (CUSIP Number) April 30, 2024 (Date of Event Which Requires Filing |
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| March 6, 2024 |
OMB APPROVAL OMB Number: 3235-0360 Expires: December 31, 2026 Estimated average burden hours per response 2. |
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| February 15, 2024 |
KF / The Korea Fund, Inc. / LAZARD ASSET MANAGEMENT LLC Passive Investment SC 13G/A 1 KoreaFundInc.htm SCHEDULE 13G/A CUSIP No: 500634209 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) o (b) x 3) SEC USE ONLY 4) CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5) SOLE VOTING POWER: 412,689 6) |
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| February 9, 2024 |
SC 13G/A 1 col13g18751f.htm CITY OF LONDON INVESTMENT MGT CO LTD / THE KOREA FUND - SCH13G/A(#6) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* The Korea Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 500634209 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Fi |
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| February 8, 2024 |
KF / The Korea Fund, Inc. / 1607 Capital Partners, LLC Passive Investment SC 13G/A 1 kf-123123a12.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 12)* Korea Fund, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 500634209 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate |
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| January 16, 2024 |
OMB APPROVAL OMB Number: 3235-0360 Expires: February 29, 2024 Estimated average burden hours per response 1. |
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| January 12, 2024 |
KF / The Korea Fund, Inc. / Allspring Global Investments Holdings, LLC Passive Investment SC 13G/A 1 Korea20231231.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.2 ) KOREA FUND INC (Name of Issuer) COM (Title of Class of Securities) 500634209 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| November 1, 2023 |
OMB APPROVAL OMB Number: 3235-0360 Expires: February 29, 2024 Estimated average burden hours per response 1. |
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| August 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| May 24, 2023 |
NPORT-EX 2 TKFI.htm PART F The Korea Fund, Inc. SCHEDULE OF PORTFOLIO INVESTMENTS AS OF MARCH 31, 2023 (Unaudited) Investments Shares Value ($) COMMON STOCKS—98.5% Automobile Components—5.0% Hankook Tire & Technology Co. Ltd. 63,700 1,703,851 Hyundai Mobis Co. Ltd. 28,800 4,783,385 6,487,236 Automobiles—3.5% Hyundai Motor Co. (Preference) 42,600 3,146,745 Kia Corp. 21,600 1,348,015 4,494,760 Banks |
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| April 27, 2023 |
40-17F2 1 d494874d4017f2.htm KOREA FUND, INC. OMB APPROVAL OMB Number: 3235-0360 Expires: February 29, 2024 Estimated average burden hours per response 1.9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270. l 7f-2] I |
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| March 8, 2023 |
KF / Korea Fund Inc / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gaKorea Equity Fund SCHEDULE 13G/A CUSIP No: 500634209 1)NAME OF REPORTING PERSON S. |
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| February 14, 2023 |
KF / Korea Fund Inc / 1607 Capital Partners, LLC Passive Investment SC 13G/A 1 kf-123122a11.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 11)* Korea Fund, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 500634209 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate |
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| February 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* The Korea Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 500634209 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Sc |
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| February 6, 2023 |
OMB APPROVAL OMB Number: 3235-0360 Expires: February 29, 2024 Estimated average burden hours per response 1. |
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| February 2, 2023 |
February 2, 2023 Christina DiAngelo-Fettig Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549-0506 RE: Korea Fund, Inc. |
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| January 13, 2023 |
KF / Korea Fund Inc / Allspring Global Investments Holdings, LLC Passive Investment SC 13G/A 1 KoreaFund500634209.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.1 ) KOREA FUND INC (Name of Issuer) COM (Title of Class of Securities) 500634209 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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| November 30, 2022 |
40-17F2 1 d618094d4017f2.htm KOREA FUND, INC. OMB APPROVAL OMB Number: 3235-0360 Expires: February 29, 2024 Estimated average burden hours per response 1.9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270. 17f-2] 1. |
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| November 22, 2022 |
NPORT-EX 2 Korea.htm The Korea Fund, Inc. SCHEDULE OF PORTFOLIO INVESTMENTS AS OF SEPTEMBER 30, 2022 (Unaudited) Investments Shares Value ($) COMMON STOCKS—99.2% Air Freight & Logistics—0.4% Hyundai Glovis Co. Ltd. 4,500 506,467 Auto Components—4.8% Hankook Tire & Technology Co. Ltd. 63,800 1,557,260 Hyundai Mobis Co. Ltd. 30,000 3,960,106 5,517,366 Automobiles—5.7% Hyundai Motor Co. (Preference) |
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| August 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confide |
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| May 23, 2022 |
The Korea Fund, Inc. SCHEDULE OF PORTFOLIO INVESTMENTS AS OF MARCH 31, 2022 (Unaudited) Investments Shares Value ($) COMMON STOCKS—97.9% Air Freight & Logistics—1.1% Hyundai Glovis Co. Ltd. 12,300 1,939,466 Auto Components—3.4% Hankook Tire & Technology Co. Ltd. 88,000 2,429,673 Hyundai Mobis Co. Ltd. 21,700 3,824,638 6,254,311 Automobiles—5.3% Hyundai Motor Co. (Preference) 55,000 3,908,780 Kia C |
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| April 28, 2022 |
KF / Korea Fund Inc / PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO - 13DA Activist Investment SCHEDULE 13D CUSIP No: 500634209 1)NAME OF REPORTING PERSON Public Employees Retirement System of Ohio I. |
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| March 24, 2022 |
KF / Korea Fund Inc / PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO Activist Investment SC 13D 1 kfus.20220323.3.htm SCHEDULE 13D CUSIP No: 500634209 1)NAME OF REPORTING PERSON Public Employees Retirement System of Ohio I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: 31-6401653 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: 3)SEC USE ONLY: 4)SOURCE OF FUNDS: 5)CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e): 6)CITIZENSHIP OR PLACE OF ORGANIZATI |
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| March 10, 2022 |
40-17F2 1 d308313d4017f2.htm KOREA FUND, INC. 0MB APPROVAL 0MB Number: 3235-0360 Expires: February 29, 2024 Estimated average burden hours per response 1.9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270. l 7f-2] I |
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| February 14, 2022 |
KF / Korea Fund Inc / 1607 Capital Partners, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ?4)* The Korea Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 500634209 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| February 10, 2022 |
KF / Korea Fund Inc / LAZARD ASSET MANAGEMENT LLC Passive Investment SCHEDULE 13G/A CUSIP No: 500634209 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 550,683 6)SHARED VOTING POWER: - 7)SOLE DISPOS |
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| February 7, 2022 |
40-17F2 1 d253210d4017f2.htm KOREA FUND, INC. OMB APPROVAL OMB Number: 3235-0360 Expires: February 29, 2024 Estimated average burden hours per response 1.9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. |
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| January 18, 2022 |
KF / Korea Fund Inc / Allspring Global Investments Holdings, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) KOREA FUND INC (Name of Issuer) COM (Title of Class of Securities) 500634209 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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| November 22, 2021 |
The Korea Fund, Inc. SCHEDULE OF PORTFOLIO INVESTMENTS AS OF SEPTEMBER 30, 2021 (Unaudited) Investments Shares Value ($) COMMON STOCKS—98.8% Air Freight & Logistics—1.3% Hyundai Glovis Co. Ltd. 22,800 3,157,782 Auto Components—3.7% Hankook Tire & Technology Co. Ltd. 88,297 3,199,823 Hyundai Mobis Co. Ltd. 26,450 5,581,430 8,781,253 Automobiles—5.3% Hyundai Motor Co. (Preference) 66,700 5,315,199 K |
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| October 28, 2021 |
40-17F2 1 d248803d4017f2.htm KOREA FUND, INC. 0MB APPROVAL 0MB Number: 3235-0360 Expires: February 29, 2024 Estimated average burden hours per response 1.9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270. l 7f-2] I |
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| October 1, 2021 |
40-17F2 1 d198578d4017f2.htm KOREA FUND, INC. OMB APPROVAL OMB Number: 3235-0360 Expires: February 29, 2024 Estimated average burden hours per response 1.9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270. 17f-2] 1. |
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| September 9, 2021 |
DEF 14A 1 d135616ddef14a.htm FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate bo |
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| May 20, 2021 |
The Korea Fund, Inc. SCHEDULE OF PORTFOLIO INVESTMENTS AS OF MARCH 31, 2021 (Unaudited) Investments Shares Value ($) COMMON STOCKS—98.0% Air Freight & Logistics—1.4% Hyundai Glovis Co. Ltd. 20,850 3,473,731 Auto Components—4.3% Hankook Tire & Technology Co. Ltd. 74,500 3,242,684 Hyundai Mobis Co. Ltd. 29,500 7,652,061 10,894,745 Automobiles—4.6% Hyundai Motor Co. (Preference) 52,100 4,535,723 Kia |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3?)* The Korea Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 500634209 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| February 10, 2021 |
r13gaKorea Equity Fund SCHEDULE 13G/A CUSIP No: 500634209 1)NAME OF REPORTING PERSON S. |
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| December 1, 2020 |
The Korea Fund, Inc. Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Comm |
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| December 1, 2020 |
ROPES & GRAY LLP PRUDENTIAL TOWER 800 BOYLSTON STREET BOSTON, MA 02199-3600 WWW.ROPESGRAY.COM David C. Sullivan T +1 617 951 7362 [email protected] November 30, 2020 VIA EDGAR Division of Investment Management U.S. Securities and Exchange Commission 100 F Street NE Washington, DC 20549 Attn: Alison T. White Re: The Korea Fund, Inc. (Registration No. 811-04058) Response to Comments Regar |
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| November 24, 2020 |
HTML Schedule of Investments The Korea Fund, Inc. September 30, 2020 (unaudited) Shares Value^ COMMON STOCK—97.0% Air Freight & Logistics—1.1% 15,728 Hyundai Glovis Co., Ltd. $ 1,933,849 Auto Components—2.4% 21,783 Hyundai Mobis Co., Ltd. 4,273,472 Automobiles—7.7% 71,626 Hyundai Motor Co. 10,910,079 68,360 Kia Motors Corp. 2,741,368 13,651,447 Banks—3.6% 56,329 Hana Financial Group, Inc. 1,353,19 |
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| November 13, 2020 |
PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru |
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| September 4, 2020 |
Form DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statem |
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| July 7, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 7, 2020 The Korea Fund, Inc. |
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| July 7, 2020 |
EX-99.1 News Release AllianzGI and Virtus Investment Partners Announce Strategic Partnership in U.S. Retail Market Virtus to assume responsibility for AllianzGI’s U.S. open- and closed-end funds; AllianzGI’s Value Equity team to join Virtus NEW YORK & HARTFORD, CT, July 7, 2020 – Allianz Global Investors (AllianzGI), a leading global active asset manager, and Virtus Investment Partners, Inc. (NASD |
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| May 27, 2020 |
HTML Schedule of Investments The Korea Fund, Inc. March 31, 2020 (unaudited) Shares Value^ COMMON STOCK—94.3% Aerospace & Defense—1.4% 112,019 Hanwha Aerospace Co., Ltd. (d) $ 1,873,671 Air Freight & Logistics—0.7% 11,925 Hyundai Glovis Co., Ltd. 882,474 Auto Components—1.9% 17,373 Hyundai Mobis Co., Ltd. 2,403,169 Automobiles—3.0% 53,686 Hyundai Motor Co. 3,867,621 Banks—6.0% 95,667 Hana Financia |
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| February 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 11, 2020 |
KF / Korea Fund, Inc. (The) / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gaKorea Equity Fund SCHEDULE 13G/A CUSIP No: 500634209 1)NAME OF REPORTING PERSON S. |
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| February 10, 2020 |
KF / Korea Fund, Inc. (The) / 1607 Capital Partners, LLC - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 7, 2020 |
SC 13G/A 1 kf-123119a7.htm SCHEDULE 13G HOLDINGS REPORT AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 7)* The Korea Fund, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 500634209 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing |
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| September 6, 2019 |
KF / Korea Fund, Inc. (The) DEF 14A - - THE KOREA FUND, INC. The Korea Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Prox |
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| May 29, 2019 |
KF / Korea Fund, Inc. (The) NPORT-EX - - FOR VALIDATION PURPOSES ONLY - [740347.TX] Schedule of Investments The Korea Fund, Inc. March 31, 2019 (unaudited) Shares Value* COMMON STOCK—98.3% Aerospace & Defense—1.7% 98,980 Hanwha Aerospace Co., Ltd. (e) $ 3,004,779 Airlines—2.2% 86,888 Jeju Air Co., Ltd. 3,033,496 41,472 Jin Air Co., Ltd. 845,725 3,879,221 Auto Components—2.4% 22,544 Hyundai Mobis Co., Ltd. 4,145,711 Automobiles—2.7% 44,47 |
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| February 14, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 13, 2019 |
KF / Korea Fund, Inc. (The) / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gaKorea Equity Fund SCHEDULE 13G/A CUSIP No: 500634209 1)NAME OF REPORTING PERSON S. |
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| February 8, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| November 20, 2018 |
KF / Korea Fund, Inc. (The) THE KOREA FUND, INC. (Quarterly Schedule of Portfolio Holdings) The Korea Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04058 The Korea Fund, Inc. (Exact name of registrant as specified in charter) 1633 Broadway, New York, NY 10019 (Address of principal executive offices) (Zip code) Orhan Dze |
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| November 20, 2018 |
EX-99.CERT 2 d648645dex99cert.htm 302 CERTIFICATION Exhibit 99CERT CERTIFICATIONS I, Joseph Quirk, certify that: 1. I have reviewed this report Form N-Q of The Korea Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statemen |
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| September 18, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| September 7, 2018 |
KF / Korea Fund, Inc. (The) THE KOREA FUND, INC. The Korea Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Prox |
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| May 23, 2018 |
KF / Korea Fund, Inc. (The) THE KOREA FUND, INC. (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04058 The Korea Fund, Inc. (Exact name of registrant as specified in charter) 1633 Broadway, New York, NY 10019 (Address of principal executive offices) (Zip code) Orhan Dzemaili 1633 Broadway, |
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| May 23, 2018 |
EX-99.CERT 2 d571773dex99cert.htm 302 CERTIFICATION Exhibit 99CERT CERTIFICATIONS I, Joseph Quirk, certify that: 1. I have reviewed this report Form N-Q of The Korea Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statemen |
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| February 14, 2018 |
KF / Korea Fund, Inc. (The) / 1607 Capital Partners, LLC - 13G/A Passive Investment SC 13G/A 1 kf123117a5.htm 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* The Korea Fund, Inc. (Name of Issuer) Closed End Mutual Fund (Title of Class of Securities) 500634209 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to de |
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| February 9, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) (Amendment No. 3 ) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) The Korea Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 500634209 (CUSIP Number) Barry M. Olliff c/o |
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| February 8, 2018 |
KF / Korea Fund, Inc. (The) / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gaKorea Equity Fund SCHEDULE 13G/A CUSIP No: 500634209 1)NAME OF REPORTING PERSON S. |
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| November 21, 2017 |
302 Certification Exhibit 99CERT CERTIFICATIONS I, Joseph Quirk, certify that: 1. I have reviewed this report Form N-Q of The Korea Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| November 21, 2017 |
Korea Fund Inc - THE KOREA FUND, INC. N-Q 1 d494650dnq.htm THE KOREA FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04058 The Korea Fund, Inc. (Exact name of registrant as specified in charter) 1633 Broadway, New York, NY 10019 (Address of principal executive offices) |
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| September 21, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) (Amendment No. 2 ) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) The Korea Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 500634209 (CUSIP Number) Barry M. Olliff c/o |
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| September 7, 2017 |
Korea Fund THE KOREA FUND, INC. DEF 14A 1 d433825ddef14a.htm THE KOREA FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the approp |
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| June 6, 2017 |
SC 13D/A 1 korea13d18052.htm THE KOREA FUND, INC. - 13D/A (AMEND. NO. 1) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) (Amendment No. 1 ) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) The Korea Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Ti |
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| May 30, 2017 |
The Korea Fund, Inc. Announces Final Results of Tender Offer Press Release dated May 30, 2017 Press Release Contact: The Korea Fund, Inc. Financial Advisors: (800) 926-4456 Stockholders: (800) 254-5197 Media Relations: (212) 739-3505 Julian Reid (Chairman of the Board) +44-7768 068 200 The Korea Fund, Inc. Announces Final Results of Tender Offer NEW YORK, May 30, 2017 (BUSINESS WIRE) ? The Board of Directors (the ?Board?) of The Korea Fund, Inc. (the ?Fund? |
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| May 30, 2017 |
Korea Fund THE KOREA FUND, INC. The Korea Fund, Inc. AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON MAY 30, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO ISSUER TENDER OFFER STATEMENT UNDER SECTION 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 Amendment No. 2 THE KOREA FUND, INC. (Name of Subject Company) THE KOREA FUND, INC. (Name of Filing Person (Issuer)) COMMON SHARES OF |
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| May 24, 2017 |
The Korea Fund, Inc. Announces Preliminary Results of Tender Offer Press Release dated May 24, 2017 Press Release Contact: The Korea Fund, Inc. Financial Advisors: (800) 926-4456 Stockholders: (800) 254-5197 Media Relations: (212) 739-3505 Julian Reid (Chairman of the Board) +44-7768 068 200 The Korea Fund, Inc. Announces Preliminary Results of Tender Offer NEW YORK, May 24, 2017 (BUSINESS WIRE) ? The Board of Directors (the ?Board?) of The Korea Fund, Inc. (the |
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| May 24, 2017 |
Korea Fund THE KOREA FUND, INC. SC TO-I/A 1 d395611dsctoia.htm THE KOREA FUND, INC. AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON MAY 24, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO ISSUER TENDER OFFER STATEMENT UNDER SECTION 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 Amendment No. 1 THE KOREA FUND, INC. (Name of Subject Company) THE KOREA FUND, INC. (Name of Filing Per |
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| May 24, 2017 |
EX-99.CERT 2 d389224dex99cert.htm 302 CERTIFICATION Exhibit 99.302CERT CERTIFICATIONS I, Joseph Quirk, certify that: 1. I have reviewed this report Form N-Q of The Korea Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat |
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| May 24, 2017 |
Korea Fund Inc - THE KOREA FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04058 The Korea Fund, Inc. (Exact name of registrant as specified in charter) 1633 Broadway, New York, NY 10019 (Address of principal executive offices) (Zip code) Lawrence G. Altadonna 1633 Bro |
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| April 26, 2017 |
Letter of Transmittal Exhibit (a)(1)(ii) LETTER OF TRANSMITTAL Regarding Shares of Common Stock of The Korea Fund, Inc. |
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| April 26, 2017 |
RESTATED INVESTMENT MANAGEMENT AGREEMENT Investment Management Agreement dated April 1, 2013 EXHIBIT (d)(3) RESTATED INVESTMENT MANAGEMENT AGREEMENT AGREEMENT, dated and effective as of April 11, 2007, restated effective as of April 1, 2013 (the ?Agreement?), between THE KOREA FUND, INC. |
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| April 26, 2017 |
Depositary Agreement DEPOSITARY AGREEMENT This DEPOSITARY AGREEMENT (this ?Agreement?) is entered into as of April 26, 2017, by and between American Stock Transfer & Trust Company, LLC (the ?Depositary?) and The Korea Fund, Inc. |
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| April 26, 2017 |
The Korea Fund, Inc. Announces Commencement of Tender Offer Press Release dated April 26, 2017 Contact: The Korea Fund, Inc. Financial Advisors: (800) 926-4456 Stockholders: (800) 254-5197 Media Relations: (212) 739-3505 Julian Reid (Chairman of the Board) +44-7768 068 200 The Korea Fund, Inc. Announces Commencement of Tender Offer NEW YORK, April 26, 2017 (BUSINESS WIRE) ? The Korea Fund, Inc. (the ?Fund?) (NYSE: KF) announced today that the tender offer |
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| April 26, 2017 |
Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees Exhibit (a)(1)(iii) Letter to Brokers OFFER BY THE KOREA FUND, INC. |
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| April 26, 2017 |
Notice of Withdrawal Exhibit (a)(1)(vi) Instructions for Withdrawal of Previously Tendered Common Shares of Beneficial Interest of The Korea Fund, Inc. |
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| April 26, 2017 |
TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT Transfer Agency and Service Agreement dated August 4, 2015 Exhibit (d)(4) TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT This Transfer Agency and Registrar Services Agreement (this ?Agreement?), dated as of August 4, 2015 is entered into by and among each entity listed on Exhibit A hereto (collectively, the ?Company?) and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (?AST?). |
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| April 26, 2017 |
Information Agent Engagement Letter Information Agent Engagement Letter between the Fund and AST Fund Solutions, LLC April 26, 2017 The Korea Fund, Inc. |
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| April 26, 2017 |
Korea Fund THE KOREA FUND, INC. The Korea Fund, Inc. AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON APRIL 26, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO ISSUER TENDER OFFER STATEMENT UNDER SECTION 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 THE KOREA FUND, INC. (Name of Subject Company) THE KOREA FUND, INC. (Name of Filing Person (Issuer)) COMMON SHARES OF BENEFICIAL INT |
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| April 26, 2017 |
Custodian Agreement dated January 31, 2013 Exhibit (d)(5) CUSTODIAN AGREEMENT This Agreement, dated as of January 31, 2013, is between THE KOREA FUND, INC. |
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| April 26, 2017 |
The Korea Fund, Inc. 1633 Broadway New York, New York 10019 Letter to Shareholders and Offer to Purchase Table of Contents Exhibit (a)(1)(i) The Korea Fund, Inc. |
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| April 26, 2017 |
Notice of Guaranteed Delivery Exhibit (a)(1)(v) NOTICE OF GUARANTEED DELIVERY Regarding the Offer to Purchase by THE KOREA FUND, INC. |
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| April 26, 2017 |
Letter to Clients and Client Instruction Form Exhibit (a)(1)(iv) Letter to Clients OFFER BY THE KOREA FUND, INC. |
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| April 19, 2017 |
Korea Fund THE KOREA FUND, INC AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON APRIL 19, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| March 28, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) (Amendment No. ) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) The Korea Fund, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 500634209 (CUSIP Number) Barry Olliff c/o City |
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| February 13, 2017 |
Korea Fund 13G/A (Passive Acquisition of More Than 5% of Shares) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 13, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 9, 2017 |
KF / Korea Fund, Inc. (The) / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gaKorea Equity Fund SCHEDULE 13G/A CUSIP No: 500634209 1)NAME OF REPORTING PERSON S. |
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| February 8, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* The Korea Fund, Inc. (Name of Issuer) Common Shares, $0.01 par value per share (Title of Class of Securities) 500634209 (CUSIP Number) December 30, 2016 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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| November 23, 2016 |
302 Certification Exhibit 99.302CERT CERTIFICATIONS I, Joseph Quirk, certify that: 1. I have reviewed this report Form N-Q of The Korea Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading w |
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| November 23, 2016 |
Korea Fund THE KOREA FUND, INC. (Quarterly Schedule of Portfolio Holdings) N-Q 1 d292661dnq.htm THE KOREA FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04058 The Korea Fund, Inc. (Exact name of registrant as specified in charter) 1633 Broadway, New York, NY 10019 (Address of principal executive offices) |
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| September 12, 2016 |
Korea Fund THE KOREA FUND, INC. The Korea Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Prox |
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| May 24, 2016 |
302 Certification Exhibit 99.302CERT CERTIFICATIONS I, Joseph Quirk, certify that: 1. I have reviewed this report Form N-Q of The Korea Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading w |
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| May 24, 2016 |
Korea Fund THE KOREA FUND, INC. (Quarterly Schedule of Portfolio Holdings) N-Q 1 d129526dnq.htm THE KOREA FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04058 The Korea Fund, Inc. (Exact name of registrant as specified in charter) 1633 Broadway, New York, NY 10019 (Address of principal executive offices) |
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| February 16, 2016 |
KF / Korea Fund, Inc. (The) / 1607 Capital Partners, LLC - 13G AMENDMENT Passive Investment SC 13G/A 1 kf123115a3.htm 13G AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* The Korea Fund, Inc. (Name of Issuer) Closed End Mutual Fund (Title of Class of Securities) 500634209 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate b |
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| February 12, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 9, 2016 |
KF / Korea Fund, Inc. (The) / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gaKorea Equity Fund SCHEDULE 13G/A CUSIP No: 500634209 1)NAME OF REPORTING PERSON S. |
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| January 26, 2016 |
SC 13G 1 kfus.htm ABERDEEN ASSET MANAGEMENT PLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 The Korea Fund, Inc. (Name of Issuer) Common Shares, $0.01 par value per share (Title of Class of Securities) 500634209 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing of this Statement) Check the approp |
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| November 23, 2015 |
Korea Fund KOREA FUND INC (Quarterly Schedule of Portfolio Holdings) Korea Fund Inc UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04058 The Korea Fund, Inc. (Exact name of registrant as specified in charter) 1633 Broadway, New York, NY 10019 (Address of principal executive offices) (Zip code) Lawrence G. Alt |
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| November 23, 2015 |
EX-99.CERT 2 d61255dex99cert.htm 302 CERTIFICATION Exhibit 99.302CERT CERTIFICATIONS I, Joseph Quirk, certify that: 1. I have reviewed this report Form N-Q of The Korea Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such state |
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| September 29, 2015 |
KF / Korea Fund, Inc. (The) / Advance Emerging Capital Ltd Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) The Korea Fund, Inc. (Name of Issuer) Common Shares, $0.01 par value per share (Title of Class of Securities) 500634209 (CUSIP Number) December 13, 2010 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| September 10, 2015 |
Korea Fund THE KOREA FUND, INC. The Korea Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Prox |
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| May 20, 2015 |
Korea Fund THE KOREA FUND, INC. (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04058 The Korea Fund, Inc. (Exact name of registrant as specified in charter) 1633 Broadway, New York, NY 10019 (Address of principal executive offices) (Zip code) Lawrence G. Altadonna 1633 Bro |
|
| May 20, 2015 |
EX-99.CERT 2 d920189dex99cert.htm 302 CERTIFICATION Exhibit 99.302CERT CERTIFICATIONS I, Joseph Quirk, certify that: 1. I have reviewed this report Form N-Q of The Korea Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat |
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| February 17, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 13, 2015 |
SC 13G/A 1 korea13ga517702.htm SCHEDULE 13G/A - #5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 5)* The Korea Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 500634209 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate bo |
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| February 5, 2015 |
KF / Korea Fund, Inc. (The) / LAZARD ASSET MANAGEMENT LLC Passive Investment SC 13G/A 1 r13gakoreafund.htm SCHEDULE 13G/A CUSIP No: 500634209 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 1,072,585 6)SHAR |
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| November 20, 2014 |
302 Certification Exhibit 99.302CERT CERTIFICATIONS I, Joseph Quirk, certify that: 1. I have reviewed this report Form N-Q of The Korea Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading w |
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| November 20, 2014 |
Korea Fund Inc - THE KOREA FUND, INC. The Korea Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04058 The Korea Fund, Inc. (Exact name of registrant as specified in charter) 1633 Broadway, New York, NY 10019 (Address of principal executive offices) (Zip code) Lawrence |
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| October 9, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| September 19, 2014 |
KF / Korea Fund, Inc. (The) DEF 14A - - THE KOREA FUND, INC. The Korea Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Prox |
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| May 21, 2014 |
Quarterly Schedule of Portfolio Holdings - THE KOREA FUND, INC. The Korea Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04058 The Korea Fund, Inc. (Exact name of registrant as specified in charter) 1633 Broadway, New York, NY 10019 (Address of principal executive offices) (Zip code) Lawrence |
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| May 21, 2014 |
EX-99.CERT 2 d711327dex99cert.htm CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit 99.302CERT CERTIFICATIONS I, Joseph Quirk, certify that: 1. I have reviewed this report Form N-Q of The Korea Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements mad |
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| February 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 14, 2014 |
KF / Korea Fund, Inc. (The) / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gaKorea Equity Fund SCHEDULE 13G/A CUSIP No: 500634209 1)NAME OF REPORTING PERSON S. |
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| February 3, 2014 |
The Korea Fund, Inc. THE KOREA FUND, INC. BY EDGAR February 3, 2014 Division of Investment Management Securities and Exchange Commission 100 F Street NE Washington, DC 20549-8626 Attn: Ms. Christina L. DiAngelo Fettig Re: The Korea Fund, Inc. (File Nos. 033-58941 and 811-04058) Dear Ms. DiAngelo Fettig: Reference is made to a teleconference held on Thursday, January 9, 2014, at 3:00 p.m., during w |
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| November 22, 2013 |
Quarterly Schedule of Portfolio Holdings - THE KOREA FUND, INC. The Korea Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04058 The Korea Fund, Inc. (Exact name of registrant as specified in charter) 1633 Broadway, New York, NY 10019 (Address of principal executive offices) (Zip code) Lawrence |
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| November 22, 2013 |
EX-99.CERT 2 d619941dex99cert.htm CERTIFICATION PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 Exhibit 99.302CERT CERTIFICATIONS I, Brian S. Shlissel, certify that: 1. I have reviewed this report Form N-Q of The Korea Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statement |
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| September 27, 2013 |
The Korea Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Prox |
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| May 23, 2013 |
EX-99.CERT 2 d517381dex99cert.htm SECTION 302 CERTIFICATION Exhibit 99.302CERT CERTIFICATIONS I, Christian W. Pachtner, certify that: 1. I have reviewed this report Form N-Q of The Korea Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances unde |
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| May 23, 2013 |
Quarterly Schedule of Portfolio Holdings - THE KOREA FUND, INC. The Korea Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04058 The Korea Fund, Inc. (Exact name of registrant as specified in charter) 555 Mission Street, Suite 1700, San Francisco, CA 94105 (Address of principal executive offices |
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| February 14, 2013 |
SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 The Korea Fund, Inc (Name of Issuer) Closed End Mutual Fund (Title of Class of Securities) 500634209 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: x Rule 13d-1(b) o Rule 13d-1(c) o Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
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| February 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| February 5, 2013 |
KF / Korea Fund, Inc. (The) / LAZARD ASSET MANAGEMENT LLC Passive Investment SC 13G/A 1 r13gakoreafund.htm SCHEDULE 13G/A CUSIP No: 500634209 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 1,185,522 6)SHAR |
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| December 10, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| November 23, 2012 |
Quarterly Schedule of Portfolio Holdings - THE KOREA FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04058 The Korea Fund, Inc. (Exact name of registrant as specified in charter) 555 Mission Street, Suite 1700, San Francisco, CA 94105 (Address of principal executive offices) (Zip code) Lawrence |
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| November 23, 2012 |
Section 302 Certification Exhibit 99.302CERT CERTIFICATIONS I, Christian W. Pachtner, certify that: 1. I have reviewed this report Form N-Q of The Korea Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| September 28, 2012 |
KOREA FUND PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 3, 2012 |
KF / Korea Fund, Inc. (The) / CITY OF LONDON INVESTMENT GROUP PLC - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| June 8, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) THE KOREA FUND, INC. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 500634209 (CUSIP Number) Barry M. Olliff c/o City of London Inve |
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| May 22, 2012 |
Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 99. |
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| May 22, 2012 |
Quarterly Schedule of Portfolio Holdings - THE KOREA FUND, INC. The Korea Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-04058 The Korea Fund, Inc. (Exact name of registrant as specified in charter) 555 Mission Street, Suite 1700 94105 (Address of principal executive offices) (Zip code) Lawren |
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| February 8, 2012 |
KF / Korea Fund, Inc. (The) / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gaKorea Equity Fund SCHEDULE 13G/A CUSIP No: 500634209 1)NAME OF REPORTING PERSON S. |
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| February 7, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| November 23, 2011 |
Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 99. |
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| November 23, 2011 |
The Korea Fund, Inc. OMB APPROVAL OMB Number: 3235-0578 Expires: April 30, 2013 Estimated average burden hours per response... 5.6 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number: 811-04058 Registrant Name: The Korea Fund, Inc. Address of Principal |
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| September 29, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confide |
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| August 3, 2011 |
rrd285859322808.html SECTION 16 POWER OF ATTORNEY RCM ASIA PACIFIC L1MITED The undersigned hereby constitutes and appoints the individuals named on Schedule A attached hereto and as may be amended from time to time, or any of them signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney in fact to: 1. as may be required, prepare, execute in the |
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| May 23, 2011 |
nvq OMB APPROVAL OMB Number: 3235-0578 Expires: April 30, 2013 Estimated average burden hours per response. |
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| May 23, 2011 |
I, Robert Goldstein, certify that: exv99wcert Exhibit 99.302CERT I, Robert Goldstein, certify that: 1. I have reviewed this report Form N-Q of The Korea Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the |
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| February 11, 2011 |
SCHEDULE 13G/A CUSIP No: 500634209 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 1,047,977 6)SHARED VOTING POWER: - 7)SOLE DISP |
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| January 11, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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| November 24, 2010 |
Signature & Title: /s/ Robert Goldstein Robert Goldstein, President & Chief Executive Officer exv99wcert Exhibit 99.CERT I, Robert Goldstein, certify that: 1. I have reviewed this report Form N-Q of The Korea Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the pe |
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| November 24, 2010 |
OMB APPROVAL OMB Number: 3235-0578 Expires: April 30, 2013 Estimated average burden hours per response. |
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| November 17, 2010 |
ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC BY EDGAR November 17, 2010 Division of Investment Management Securities and Exchange Commission 100 F Street NE Washington, DC 20549-8626 Attn: Ms. |
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| October 12, 2010 |
SCHEDULE 13G/A CUSIP No: 500634209 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 1,043,794 6)SHARED VOTING POWER: - 7)SOLE DISP |
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| September 28, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confide |
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| September 9, 2010 |
SC 13G/A 1 korea13ga16868.htm AMENDMENT #4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 4)* The Korea Fund Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 500634100 (CUSIP Number) August 31, 2010 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to design |
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| May 17, 2010 |
nvq OMB APPROVAL OMB Number: 3235-0578 Expires: April 30, 2010 Estimated average burden hours per response. |
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| May 17, 2010 |
Signature & Title: /s/ Robert Goldstein Robert Goldstein, President & Chief Executive Officer exv99wcert Exhibit 99.CERT I, Robert Goldstein, certify that: 1. I have reviewed this report Form N-Q of The Korea Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the pe |
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| March 2, 2010 |
The Korea Fund, Inc. Chairman’s Letter to Stockholders exv99w1 Exhibit 99.1 The Korea Fund, Inc. Chairman’s Letter to Stockholders I am pleased to provide you with my letter to shareholders regarding the first half of the fiscal year 2009/2010, being from July 1 to December 31, 2009, otherwise referred herein as the “Period”. Investment Performance Following on from the dramatic recovery witnessed in the March to June 2009 period, the KOSPI, the bench |
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| March 2, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 2, 2010 The Korea Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 811-04058 (Commission File Number) 13- |
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| February 5, 2010 |
SCHEDULE 13G/A CUSIP No: 500634209 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 945,924 6)SHARED VOTING POWER: - 7)SOLE DISPOS |
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| November 20, 2009 |
I, Robert Goldstein, certify that: EX-99.CERT 2 y02594exv99wcert.htm EX-99.CERT Exhibit 99.CERT I, Robert Goldstein, certify that: 1. I have reviewed this report Form N-Q of The Korea Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| November 20, 2009 |
nvq OMB APPROVAL OMB Number: 3235-0578 Expires: April 30, 2010 Estimated average burden hours per response. |
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| September 22, 2009 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy S |
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| September 9, 2009 |
pre14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement o |
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| September 9, 2009 |
corresp September 9, 2009 BY EDGAR Securities and Exchange Commission 450 Fifth Street, N. |
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| May 28, 2009 |
Signature & Title: /s/ Robert Goldstein Robert Goldstein, President & Chief Executive Officer EX-99.CERT I, Robert Goldstein, certify that: 1. I have reviewed this report Form N-Q of The Korea Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by |
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| May 28, 2009 |
N-Q OMB APPROVAL OMB Number: 3235-0578 Expires: April 30, 2010 Estimated average burden hours per response. |
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| February 10, 2009 |
SCHEDULE 13G/A CUSIP No: 500634209 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 195,012 6)SHARED VOTING POWER: - 7)SOLE DISPOS |
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| January 29, 2009 |
The undersigned hereby constitutes and appoints each of Lagan Srivastava and rrd207111234070.html POWER OF ATTORNEY The undersigned hereby constitutes and appoints each of Lagan Srivastava and Thomas J. Fuccillo, signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney-in-fact to: 1. execute for and on behalf of the undersigned, in the undersigned's capacity as a Section 16 reporting person of the applicable registered |
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| January 29, 2009 |
rrd207179234142.html SECTION 16 POWER OF ATTORNEY RICHARD J. COCHRAN The undersigned hereby constitutes and appoints the individuals named on Schedule A attached hereto and as may be amended from time to time, or any of them signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney in fact to: 1. as may be required, prepare, execute in the under |
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| January 16, 2009 |
rrd206288233010.html SECTION 16 POWER OF ATTORNEY RCM Asia Pacific Limited The undersigned hereby constitutes and appoints the individuals named on Schedule A attached hereto and as may be amended from time to time, or any of them signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney in fact to: 1. as may be required, prepare, execute in the |
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| January 16, 2009 |
POWER OF ATTORNEY The undersigned hereby constitutes and appoints each of Lagan Srivastava and Thomas J. |
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| January 16, 2009 |
rrd206311233037.html POWER OF ATTORNEY The undersigned hereby constitutes and appoints each of Lagan Srivastava and Thomas J. Fuccillo, signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney-in-fact to: 1. execute for and on behalf of the undersigned, in the undersigned's capacity as a Section 16 reporting person of the applicable registered |
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| January 16, 2009 |
rrd206319233044.html POWER OF ATTORNEY The undersigned hereby constitutes and appoints each of Lagan Srivastava and Thomas J. Fuccillo, signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney-in-fact to: 1. execute for and on behalf of the undersigned, in the undersigned's capacity as a Section 16 reporting person of the applicable registered |
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| January 16, 2009 |
rrd206323233114.html POWER OF ATTORNEY The undersigned hereby constitutes and appoints each of Lagan Srivastava and Thomas J. Fuccillo, signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney-in-fact to: 1. execute for and on behalf of the undersigned, in the undersigned's capacity as a Section 16 reporting person of the applicable registered |
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| January 16, 2009 |
rrd206318233115.html POWER OF ATTORNEY The undersigned hereby constitutes and appoints each of Lagan Srivastava and Thomas J. Fuccillo, signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney-in-fact to: 1. execute for and on behalf of the undersigned, in the undersigned's capacity as a Section 16 reporting person of the applicable registered |
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| January 16, 2009 |
rrd206321233050.html POWER OF ATTORNEY The undersigned hereby constitutes and appoints each of Lagan Srivastava and Thomas J. Fuccillo, signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney-in-fact to: 1. execute for and on behalf of the undersigned, in the undersigned's capacity as a Section 16 reporting person of the applicable registered |
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| January 16, 2009 |
rrd206277233000.html POWER OF ATTORNEY The undersigned hereby constitutes and appoints each of Lagan Srivastava and Thomas J. Fuccillo, signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney-in-fact to: 1. execute for and on behalf of the undersigned, in the undersigned's capacity as a Section 16 reporting person of the applicable registered |
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| January 16, 2009 |
rrd206316233040.html POWER OF ATTORNEY The undersigned hereby constitutes and appoints each of Lagan Srivastava and Thomas J. Fuccillo, signing singly, with full power of substitution and resubstitution, the undersigned's true and lawful attorney-in-fact to: 1. execute for and on behalf of the undersigned, in the undersigned's capacity as a Section 16 reporting person of the applicable registered |
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| November 25, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 OMB APPROVAL OMB Number: 3235-0578 Expires: April 30, 2010 Estimated average burden hours per response . |
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| November 25, 2008 |
I, Robert Goldstein, certify that: EX-99.CERT I, Robert Goldstein, certify that: 1. I have reviewed this report Form N-Q of The Korea Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by |
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| November 6, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confide |
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| November 3, 2008 |
DEFA14A 1 y00442defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o P |
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| October 16, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confide |
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| October 2, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confide |
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| September 22, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confide |
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| September 12, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement o Confide |
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| September 8, 2008 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 5, 2008 The Korea Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-04058 13-3226146 (State or other jurisdiction of incorporation) (Commission F |
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| September 8, 2008 |
The Korea Fund, Inc. Chairman’s Letter to Stockholders EX-99.1 Exhibit 99.1 The Korea Fund, Inc. Chairman’s Letter to Stockholders Dear Fellow Stockholders, The close of another financial year provides the opportunity for me to update stockholders of the happenings in your Fund and particularly those events of significance of the recently concluded financial year—that is from July 1, 2007 to June 30, 2008—otherwise referred to in this letter as the “P |
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| May 27, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 OMB APPROVAL OMB Number: 3235-0578 Expires: April 30, 2010 Estimated average burden hours per response: 10. |
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| May 27, 2008 |
I, Robert Goldstein, certify that: I, Robert Goldstein, certify that: 1. I have reviewed this report Form N-Q of The Korea Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by the report; |
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| April 29, 2008 |
THE KOREA FUND, INC. ANNOUNCES FINAL RESULTS OF TENDER OFFER AND RELEASES SCHEDULE OF INVESTMENTS EX-99.(A)(5)(II) 2 file2.htm PRESS RELEASE Press Release FOR IMMEDIATE RELEASE Contact: Christoph Hofmann +1 (800) 285-4086 Julian Reid (Chairman of the Board) +44-7768 068 200 THE KOREA FUND, INC. ANNOUNCES FINAL RESULTS OF TENDER OFFER AND RELEASES SCHEDULE OF INVESTMENTS NEW YORK, April 28, 2008 – The Korea Fund, Inc. (NYSE: KF) (the “Fund”) announced today that, in accordance with its tender o |
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| April 29, 2008 |
As filed with the Securities and Exchange Commission on April 29, 2008. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 THE KOREA FUND, INC. (Name of Subject Company (issuer) THE KOREA FUND, INC. (Name of Filing Person (offeror)) COMMON STOCK, $0.01 PAR VALUE PER SHARE (Title of C |
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| April 22, 2008 |
As filed with the Securities and Exchange Commission on April 22, 2008. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 THE KOREA FUND, INC. (Name of Subject Company (issuer)) THE KOREA FUND, INC. (Name of Filing Person (offeror)) COMMON STOCK, $0.01 PAR VALUE PER SHARE (Title of |
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| April 22, 2008 |
Press Release FOR IMMEDIATE RELEASE Contact: Christoph Hofmann +1 (800) 285-4086 Julian Reid (Chairman of the Board) +44-7768 068 200 The Korea Fund, Inc. |
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| March 20, 2008 |
EX-99.A.1.IV 5 file5.htm FORM OF NOTICE OF GUARANTEED DELIVERY Table of Contents NOTICE OF GUARANTEED DELIVERY FOR TENDER OF SHARES OF COMMON STOCK OF THE KOREA FUND, INC. Pursuant to the Offer to Repurchase Dated March 20, 2008 This form, or one substantially equivalent hereto, must be used to accept the Offer (as defined below) if certificates representing shares of common stock, par value $0.01 |
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| March 20, 2008 |
LETTER OF TRANSMITTAL to Accompany Shares of Common Stock of The Korea Fund, Inc. Tendered Pursuant to the Offer to Repurchase Dated March 20, 2008 THE OFFER TO REPURCHASE WILL EXPIRE AT MIDNIGHT, EASTERN TIME, ON APRIL 21, 2008, UNLESS THE OFFER IS EXTENDED. The Depositary for the Offer is: The Colbent Corporation By First Class Mail: By Registered, Certified or Express Mail or Overnight Courier: |
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| March 20, 2008 |
Table of Contents OFFER TO REPURCHASE Up to 4,303,210 of the Issued and Outstanding Shares of Common Stock of The Korea Fund, Inc. |
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| March 20, 2008 |
KOREA FUND ANNOUNCES IN-KIND TENDER OFFER FOR 15% OF SHARES EX-99.A.5.I 7 file7.htm PRESS RELEASE Table of Contents Press Release FOR IMMEDIATE RELEASE Contact: Christoph Hofmann +1 (800) 285-4086 Julian Reid (Chairman of the Board) +44-7768 068 200 KOREA FUND ANNOUNCES IN-KIND TENDER OFFER FOR 15% OF SHARES NEW YORK, NY, March 20, 2008 — The Board of Directors of The Korea Fund, Inc. (NYSE: KF) today announced that The Korea Fund, Inc. is commencing an in |
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| March 20, 2008 |
SC TO-I 1 file1.htm ISSUER TENDER OFFER As filed with the Securities and Exchange Commission on March 20, 2008. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 THE KOREA FUND, INC. (Name of Subject Company (issuer) THE KOREA FUND, INC. (Name of Filing Person (offeror)) COMMON STOC |
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| March 20, 2008 |
EX-99.A.1.III 4 file4.htm FORM OF LETTER TO BROKERS, DEALERS, ETC. OFFER TO REPURCHASE up to 4,303,210 of the Issued and Outstanding Shares of Common Stock of The Korea Fund, Inc. at 98% of Net Asset Value Per Share by The Korea Fund, Inc. in Exchange for Portfolio Securities of The Korea Fund, Inc. THE OFFER TO REPURCHASE WILL EXPIRE AT MIDNIGHT, EASTERN TIME, ON APRIL 21, 2008, UNLESS THE OFFER |
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| March 20, 2008 |
EX-99.A.1.V 6 file6.htm FORM OF LETTER TO CLIENTS OFFER TO REPURCHASE up to 4,303,210 of the Issued and Outstanding Shares of Common Stock of The Korea Fund, Inc. at 98% of Net Asset Value Per Share by The Korea Fund, Inc. in Exchange for Portfolio Securities of The Korea Fund, Inc. THE OFFER TO REPURCHASE WILL EXPIRE AT MIDNIGHT, EASTERN TIME, ON APRIL 21, 2008, UNLESS THE OFFER IS EXTENDED. THIS |
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| February 7, 2008 |
SCHEDULE 13G CUSIP No: 500634100 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 1,930,750 6)SHARED VOTING POWER: - 7)SOLE DISPOS |
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| January 14, 2008 |
As filed with the Securities and Exchange Commission on January 14, 2008. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934. THE KOREA FUND, INC. (Name of Subject Company (Issuer)) THE KOREA FUND, INC. (Name of Filing Persons (Offeror)) COMMON STOCK, $0.01 PAR VALUE PE |
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| November 26, 2007 |
OMB APPROVAL OMB Number: 3235-0578 Expires: April 30, 2010 Estimated average burden hours per response. |
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| November 26, 2007 |
Exhibit 99.302 Cert. CERTIFICATIONS I, Robert Goldstein, certify that: 1. I have reviewed this report Form N-Q of The Korea Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| October 9, 2007 |
The Korea Fund, Inc. THE KOREA FUND, INC. PLEASE CAST YOUR VOTE TODAY IMPORTANT NOTICE REGARDING YOUR INVESTMENT IN THE KOREA FUND, INC. 1345 Avenue of the Americas, New York, New York 10105 Dear Stockholder: Recently we sent you proxy material regarding the Annual Meeting of Stockholders of your Fund scheduled to take place on October 24, 2007. Our records indicate that we have not received your |
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| September 20, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, f |
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| September 10, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, f |
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| September 10, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) September 10, 2007 The Korea Fund, Inc. (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 811-04058 (Commission File Number |
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| September 10, 2007 |
The Korea Fund, Inc. Chairman’s Letter to Stockholders Dear Fellow Stockholders, Following the close of the fiscal year ended June 30, 2007 (the ‘‘Period’’), I have the pleasure of again writing to you. The primary purpose of any such stockholder letter at such a time is to provide an update of the significant events in the Period. However, as you may be aware I have already written on more than o |
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| August 24, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, f |
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| July 5, 2007 |
THE KOREA FUND, INC. A LETTER TO SHAREHOLDERS Exhibit 99.1 The Korea Fund Inc THE KOREA FUND, INC. A LETTER TO SHAREHOLDERS Dear Fellow Stockholders I write to you on behalf of the Board of The Korea Fund, Inc. (the “Fund”) to update you, as I have previously indicated in our release of June 22, on recent events surrounding the transition of portfolio management responsibility to RCM Capital Management LLC and its Hong Kong-based affiliate RC |
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| July 5, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 5, 2007 The Korea Fund, Inc. (Exact name of registrant as specified in its charter) Maryland 811-04058 13-3226146 (State or other jurisdiction of incorporation) (Commission File N |
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| May 25, 2007 |
Exhibit 99.302 Cert. CERTIFICATIONS I, Robert Goldstein, certify that: 1. I have reviewed this report Form N-Q of The Korea Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| May 25, 2007 |
OMB APPROVAL OMB Number: 3235-0578 Expires: May 31, 2007 Estimated average burden hours per response: 21. |
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| May 23, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K - CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) MAY 23, 2007 - THE KOREA FUND, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) - MARYLAND 811-04058 13-3226146 (STATE OR OTHER JURISDICTION (COMMISSION FILE NUMBER) (IR |
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| April 4, 2007 |
(RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 2, 2007 |
DEFINITIVE ADDITIONAL MATERIAL (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 30, 2007 |
(RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 22, 2007 |
(RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 14, 2007 |
DEFA14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 5, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 25 OMB APPROVAL OMB Number: 3235-0080 Expires: February 28, 2009 Estimated average burden hours per response 1.00 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 811-04058 The Korea Fund, Inc., listed on NYSE Arca (Exact name of I |
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| March 2, 2007 |
(RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 16, 2007 |
PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy State |
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| November 29, 2006 |
CERTIFICATIONS I, Michael G. Clark, certify that: 1. I have reviewed this report on Form N-Q of The Korea Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period cove |
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| November 29, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-4058 The Korea Fund, Inc. |
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| November 3, 2006 |
EX-99.A.5.III Press Release FOR IMMEDIATE RELEASE For additional information: Jim Gorman 212-454-2278, Media Jonathan Diorio 800-454-2208, Investors Julian Reid 44-20-7233-1333, Chairman of the Board THE KOREA FUND, INC. ANNOUNCES FINAL RESULTS OF TENDER OFFER AND RELEASES THE CURRENT COMPOSITION OF ITS PORTFOLIO NEW YORK, NY, November 3, 2006 – The Korea Fund, Inc. (NYSE: KF) announced today that |
