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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Kayne Anderson NextGen Energy & Infrastructure Inc
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| November 30, 2023 |
As filed with the Securities and Exchange Commission on November 30, 2023 1940 Act File No. |
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| November 13, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on November 24, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Kayne Anderson NextGen Energy & Infrastructure, Inc (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 48661E108 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Mic |
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| October 20, 2023 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| October 12, 2023 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| October 2, 2023 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| October 2, 2023 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| September 29, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form N-14 (Form Type) Kayne Anderson Energy Infrastructure Fund, Inc. |
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| September 29, 2023 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 13e-3 THEREUNDER Rule 13e-3 Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 (Amendment No. 4) KAYNE ANDERSON NEXTGEN ENERGY & INFRASTRUCTURE, INC. (Name of Issuer) Kayne Anderson Energy Infrastructure Fun |
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| September 21, 2023 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| September 20, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form N-14 (Form Type) Kayne Anderson Energy Infrastructure Fund, Inc. |
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| September 20, 2023 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 13e-3 THEREUNDER Rule 13e-3 Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 (Amendment No. 3) KAYNE ANDERSON NEXTGEN ENERGY & INFRASTRUCTURE, INC. (Name of Issuer) Kayne Anderson Energy Infrastructure Fun |
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| September 6, 2023 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 13e-3 THEREUNDER Rule 13e-3 Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 (Amendment No. 2) KAYNE ANDERSON NEXTGEN ENERGY & INFRASTRUCTURE, INC. (Name of Issuer) Kayne Anderson Energy Infrastructure Fun |
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| September 6, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form N-14 (Form Type) Kayne Anderson Energy Infrastructure Fund, Inc. |
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| August 21, 2023 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| August 21, 2023 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| August 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 21, 2023 Kayne Anderson NextGen Energy & Infrastructure, Inc. (Exact name of registrant as specified in its charter) Maryland 811-22467 27-3335731 (State or other jurisdiction |
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| August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Kayne Anderson NextGen Energy & Infrastructure, Inc (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 48661E108 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Mic |
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| August 14, 2023 |
Youâve Exceeded the SECâs Traffic Limit Exhibit 2 Standstill Agreement This STANDSTILL AGREEMENT is entered into as of August 6, 2023 (this "Agreement"), by and between Saba Capital Management, L. |
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| August 9, 2023 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| August 8, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form N-14 (Form Type) Kayne Anderson Energy Infrastructure Fund, Inc. |
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| August 8, 2023 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 13e-3 THEREUNDER Rule 13e-3 Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 (Amendment No. 1) KAYNE ANDERSON NEXTGEN ENERGY & INFRASTRUCTURE, INC. (Name of Issuer) Kayne Anderson Energy Infrastructure Fun |
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| June 30, 2023 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| June 30, 2023 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| June 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Kayne Anderson NextGen Energy & Infrastructure Inc. (Name of Issuer) Series I - Mandatory Redeemable Preferred Series J - Mandatory Redeemable Preferred (Title of Class of Securities) 48661E3#3 (Series I), 48661E4#2 (Series J) (CUSIP Number) May 11, 2021 (Date of Event whi |
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| June 15, 2023 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| June 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 15, 2023 Kayne Anderson NextGen Energy & Infrastructure, Inc. (Exact name of registrant as specified in its charter) Maryland 811-22467 27-3335731 (State or other jurisdiction of |
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| June 15, 2023 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| May 2, 2023 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| May 2, 2023 |
425 1 ea154330425.htm 425 Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. Commission File No. 811-21593 Kayne Anderson NextGen Energy & Infrastructure, Inc. Commission File No. 811-22467 TRADITIONAL MIDSTREAM ( |
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| April 28, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form N-14 (Form Type) Kayne Anderson Energy Infrastructure Fund, Inc. |
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| April 28, 2023 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13E-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 13e-3 THEREUNDER Rule 13e-3 Transaction Statement Under Section 13(e) of the Securities Exchange Act of 1934 (Amendment No. ) KAYNE ANDERSON NEXTGEN ENERGY & INFRASTRUCTURE, INC. (Name of Issuer) Kayne Anderson Energy Infrastructure Fund |
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| April 24, 2023 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| April 24, 2023 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| April 24, 2023 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| April 24, 2023 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| April 6, 2023 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| April 6, 2023 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| March 28, 2023 |
KAYNE ANDERSON NEXTGEN ENERGY & INFRASTRUCTURE, INC. SECOND AMENDED AND RESTATED BYLAWS ARTICLE I Exhibit 99.1 KAYNE ANDERSON NEXTGEN ENERGY & INFRASTRUCTURE, INC. SECOND AMENDED AND RESTATED BYLAWS ARTICLE I OFFICES Section 1. PRINCIPAL OFFICE. The principal office of the Corporation in the State of Maryland shall be located at such place as the Board of Directors may designate. Section 2. ADDITIONAL OFFICES. The Corporation may have additional offices, including a principal executive office, |
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| March 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2023 Kayne Anderson NextGen Energy & Infrastructure, Inc. (Exact name of registrant as specified in its charter) Maryland 811-22467 27-3335731 (State or other jurisdiction o |
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| March 27, 2023 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| March 27, 2023 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| March 27, 2023 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| March 27, 2023 |
Filed pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Regulation 14A under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Energy Infrastructure Fund, Inc. |
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| February 22, 2023 |
DEF 14A 1 s148851def14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as pe |
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| February 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Kayne Anderson NextGen Energy & Infrastructure, Inc (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 48661E108 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Mic |
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| December 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No.1)* Kayne Anderson NextGen Energy & Infrastructure, Inc (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 48661E108 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Mich |
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| October 28, 2022 |
KAYNE ANDERSON NEXTGEN ENERGY & INFRASTRUCTURE, INC. SCHEDULE OF INVESTMENTS AUGUST 31, 2022 (amounts in 000’s, except number of option contracts) (UNAUDITED) Description No. of Shares/Units Value Long-Term Investments — 134.7% Equity Investments(1) — 133.4% Midstream Company(2) — 48.5% Aris Water Solutions, Inc. 140 $ 2,371 Enbridge Inc.(3) 393 16,210 Energy Transfer LP(4) 2,632 30,817 Enterprise |
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| October 20, 2022 |
Joint Filing Agreement as required by Rule 13d-1(k)(1) under the Act. EXHIBIT 1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. |
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| October 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Kayne Anderson NextGen Energy & Infrastructure, Inc (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 48661E108 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michae |
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| July 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Kayne Anderson NextGen Energy & Infrastructure, Inc (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 48661E108 (CUSIP Number) July 18, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to |
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| May 2, 2022 |
KAYNE ANDERSON NEXTGEN ENERGY & INFRASTRUCTURE, INC. SCHEDULE OF INVESTMENTS FEBRUARY 28, 2022 (amounts in 000’s) (UNAUDITED) Description No. of Shares/Units Value Long-Term Investments — 133.9% Equity Investments(1) — 132.5% Midstream Company(2) — 48.1% Aris Water Solutions, Inc. 333 $ 4,865 Enbridge Inc.(3) 348 15,024 Energy Transfer LP(4) 2,632 26,685 Enterprise Products Partners L.P.(4) 755 18 |
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| April 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defini |
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| February 28, 2022 |
DEF 14A 1 s135271def14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as pe |
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| October 29, 2021 |
KAYNE ANDERSON NEXTGEN ENERGY & INFRASTRUCTURE, INC. SCHEDULE OF INVESTMENTS AUGUST 31, 2021 (amounts in 000’s, except number of option contracts) (UNAUDITED) Description No. of Shares/Units Value Long-Term Investments — 136.3% Equity Investments(1) — 134.7% Midstream Company(2) — 48.2% DCP Midstream, LP — Series A Preferred Units(3)(4) 1,785 $ 1,723 Enbridge Inc.(5) 348 13,678 Energy Transfer LP( |
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| September 30, 2021 |
CORRESP 1 filename1.htm Paul Hastings LLP 101 California Street, Forty-Eighth Floor San Francisco, California 94111 telephone (415) 856-7000 facsimile (415) 856-7100 www.paulhastings.com September 30, 2021 VIA EDGAR CORRESPONDENCE U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Kayne Anderson NextGen Energy & Infrastructure, Inc. - File No. 811-22467 Ladies and Ge |
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| June 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2021 Kayne Anderson NextGen Energy & Infrastructure, Inc. (Exact Name of Registrant as Specified in Charter) Maryland 811-22467 27- 3335731 (State or Other Jurisdiction of In |
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| April 29, 2021 |
KAYNE ANDERSON NEXTGEN ENERGY & INFRASTRUCTURE, INC. SCHEDULE OF INVESTMENTS FEBRUARY 28, 2021 (amounts in 000’s, except number of option contracts) (UNAUDITED) Description No. of Shares/Units Value Long-Term Investments — 132.1% Equity Investments(1) — 130.6% Midstream Company(2) — 68.5% BP Midstream Partners LP(3) 91 $ 1,044 Cheniere Energy, Inc.(4)(5) 222 14,974 Cheniere Energy Partners, L.P.(3 |
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| March 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) * Kayne Anderson NextGen Energy & Infrastructure, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 48661E108 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate t |
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| December 14, 2020 |
KAYNE ANDERSON NEXTGEN ENERGY & INFRASTRUCTURE, INC. SECOND AMENDED AND RESTATED BYLAWS ARTICLE I EX-99.1 KAYNE ANDERSON NEXTGEN ENERGY & INFRASTRUCTURE, INC. SECOND AMENDED AND RESTATED BYLAWS ARTICLE I OFFICES Section 1. PRINCIPAL OFFICE. The principal office of the Corporation in the State of Maryland shall be located at such place as the Board of Directors may designate. Section 2. ADDITIONAL OFFICES. The Corporation may have additional offices, including a principal executive office, at s |
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| December 14, 2020 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 9, 2020 Kayne Anderson NextGen Energy & Infrastructure, Inc. (Exact name of registrant as specified in its charter) Maryland 811-22467 27- 3335731 (State or other jurisdi |
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| December 14, 2020 |
EX-99.2 Kayne Anderson Closed-End Funds Announce the Board’s Approval of Amended and Restated Bylaws Houston, TX – December 11, 2020 – KA Fund Advisors, LLC (“Kayne Anderson”), which serves as the adviser to Kayne Anderson Energy Infrastructure Fund, Inc. (NYSE: KYN) and Kayne Anderson NextGen Energy & Infrastructure, Inc. (NYSE: KMF) (each a “Company”) announced today that each Company has adopte |
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| November 2, 2020 |
SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240. |
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| October 30, 2020 |
HTML KAYNE ANDERSON NEXTGEN ENERGY & INFRASTRUCTURE, INC. SCHEDULE OF INVESTMENTS AUGUST 31, 2020 (amounts in 000’s) (UNAUDITED) Description No. of Shares/Units Value Long-Term Investments — 134.1% Equity Investments(1) — 126.4% United States — 76.8% Midstream Company(2) — 54.3% Antero Midstream Corporation 1,178 $ 7,978 BP Midstream Partners LP(3) 251 2,957 Cheniere Energy Partners, L.P.(3)(4) 74 |
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| April 29, 2020 |
HTML KAYNE ANDERSON MLP/MIDSTREAM INVESTMENT COMPANY SCHEDULE OF INVESTMENTS FEBRUARY 29, 2020 (amounts in 000’s) (UNAUDITED) Description No. |
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| April 21, 2020 |
KYN / Kayne Anderson MLP Investment Co. DEFA14A - - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant Filed by a Party other than the Registrant ⬜ Check the appropriate box: ⬜Preliminary Proxy Statement ⬜Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ⬜Definitiv |
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| March 30, 2020 |
KYN / Kayne Anderson MLP Investment Co. DEFA14A - - DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| February 25, 2020 |
KYN / Kayne Anderson MLP Investment Co. DEF 14A - - FORM DEF 14A Form DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e |
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| February 14, 2020 |
KMF / Kayne Anderson Midstream/ Energy Fund Inc. / Karpus Management, Inc. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13 G Under the Securities Exchange Act of 1934 (Amendment No. ) * Kayne Anderson Midstream/Energy Fund Inc (KMF) (Name of Issuer) Common Stock (Title of Class of Securities) 48661E108 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rul |
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| October 30, 2019 |
KFM / KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. NPORT-EX - - FOR VALIDATION PURPOSES ONLY - [803563.TX] KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. SCHEDULE OF INVESTMENTS AUGUST 31, 2019 (amounts in 000’s, except number of option contracts) (UNAUDITED) Description No. of Shares/Units Value Long-Term Investments — 145.8% Equity Investments(1) — 143.4% United States — 117.5% Midstream Companies(2) — 77.2% Antero Midstream Corporation 1,021 $ 7,261 EnLink Mids |
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| May 23, 2019 |
KYN / Kayne Anderson MLP Investment Co. DEF 14A - - FORM DEF 14A Form DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e |
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| April 25, 2019 |
I, Kevin S. McCarthy, certify that: EX-99.CERT Exhibit 99.CERT I, Kevin S. McCarthy, certify that: 1. I have reviewed this report on Form N-Q of Kayne Anderson Midstream/Energy Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead |
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| April 25, 2019 |
KFM / KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. N-Q (Quarterly Schedule of Portfolio Holdings) N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22467 Kayne Anderson Midstream/Energy Fund, Inc. |
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| April 3, 2019 |
KYN / Kayne Anderson MLP Investment Co. APP WD APP WD Paul Hastings LLP 101 California Street, 48th Floor San Francisco, California 94111 1(415) 856-7007 davidhearth@paulhastings. |
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| February 12, 2019 |
Amendment No. 3 to Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3)* KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. (Name of Issuer) Series C Mandatory Redee |
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| February 12, 2019 |
Exhibit 99.1 Exhibit 99.1 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. American International Group, Inc. — Subsidiary Information for the Mandatory Redeemable Preferred Shares: AIG Asset Management (U.S.), LLC* Investment Adviser pursuant to Rule 13d-1(b)(ii)(E) Category Symbol: IA American Gener |
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| February 11, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2 )* Kayne Anderson MidStream/Energy Fund, Inc. (Name of Issuer) Common Stock (TITLE OF CLASS OF SECURITIES) 00771C381 (CUSIP Number) January 31, 2019 (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Check the appropriate box to designate the rule pur |
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| October 30, 2018 |
KFM / KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. N-Q (Quarterly Schedule of Portfolio Holdings) N-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22467 Kayne Anderson Midstream/Energy Fund, Inc. |
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| October 30, 2018 |
I, Kevin S. McCarthy, certify that: EX-99.CERT Exhibit 99.CERT I, Kevin S. McCarthy, certify that: 1. I have reviewed this report on Form N-Q of Kayne Anderson Midstream/Energy Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead |
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| August 22, 2018 |
SC 13G 1 d612633dsc13g.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 KAYNE ANDERSON MIDSTREAM ENERGY FUND, INC. (Name of Issuer) Mandatory Redeemable Preferred Shares (Title of Class of Securities) 48661E3*7 48661E4*6 48661E5*5 (CUSIP Number) August 22, 2018 (Date of Event Which Requires Filing of thi |
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| July 25, 2018 |
KFM / KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. CORRESP CORRESP Paul Hastings LLP 101 California Street, 48th Floor San Francisco, CA 94111 telephone (415) 856-7000 facsimile (415) 856-7100 www. |
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| June 1, 2018 |
KMF / Kayne Anderson Midstream/ Energy Fund Inc. 425 (Prospectus) 425 Filed by Kayne Anderson Midstream/Energy Fund, Inc. pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Midstream/Energy Fund, Inc. Commission File No. 811-22467 Kayne Anderson Energy Total Return Fund, Inc. Commission File No. 811-21750 Proposed Reorg |
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| May 25, 2018 |
[Total Assets at Market Value (MV) – Current Liabilities] EX-99.5.2 Exhibit 5.2 Closed-End Funds and Market Value Structures Rating Criteria Master Criteria This criteria report replaces “Rating Closed-End Funds and Market Value Structures,” dated September 2016. Related Criteria Click here to receive Fitch’s forthcoming research on closed-end funds. Structured Finance and Covered Bonds Counterparty Rating Criteria (May 2017) Structured Finance and Cover |
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| May 25, 2018 |
EX-99.13.14 14 d604441dex991314.htm EX-99.13.14 Exhibit 13.14 Execution Copy AGENCY AGREEMENT (RELATED TO NOTE PURCHASE AGREEMENT DATED AS OF APRIL 30, 2014) Dated as of April 30, 2014 TABLE OF CONTENTS Section Heading Page PARTIES 1 SECTION 1. APPOINTMENT OF PAYING AGENT; REPRESENTATIONS AND WARRANTIES 1 SECTION 2. ESTABLISHMENT OF REMITTANCE ACCOUNT 2 SECTION 3. PAYMENTS ON PREPAYMENT DATES 2 SE |
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| May 25, 2018 |
EX-99.13.13 Exhibit 13.13 Execution Copy KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. $30,000,000 3.46% Series E Senior Unsecured Notes due July 30, 2021 NOTE PURCHASE AGREEMENT Dated as of April 30, 2014 TABLE OF CONTENTS SECTION HEADING PAGE SECTION 1. AurHORIZATION OF NOTES 1 SECTION 2. SALE AND PuRCHASE OF NOTES 1 SECTION 3. CLOSING 2 SECTION 4. CONDITIONS TO CLOSING 2 Section 4.1. Representatio |
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| May 25, 2018 |
Kayne Anderson Total Energy Return Fund, Inc. EX-99.12 Exhibit 12 May 25, 2018 56869.00115 Kayne Anderson Total Energy Return Fund, Inc. 811 Main Street, 14th Floor Houston, Texas 77002 Kayne Anderson Midstream/Energy Fund, Inc. 811 Main Street, 14th Floor Houston, Texas 77002 Re: Reorganization of Kayne Anderson Total Energy Return Fund, Inc. into Kayne Anderson Midstream/Energy Fund, Inc. Ladies and Gentlemen: We have acted as counsel to Ka |
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| May 25, 2018 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.14.2 Exhibit 14.2 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated January 29, 2018, relating to the financial statements and financial highlights of Kayne Anderson Energy Total Return Fund, Inc., which appears in such Registration Statement. We also consent to the refe |
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| May 25, 2018 |
KMF / Kayne Anderson Midstream/ Energy Fund Inc. N-14 8C/A N-14 8C/A 1 d604441dn148ca.htm N-14 8C/A As filed with the Securities and Exchange Commission on May 25, 2018 Securities Act File No. 333-224204 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment No. 2 ☐ Post-Effective Amendment No. (Check appropriate box or boxes) Kayne Anderson Midstr |
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| May 25, 2018 |
EX-99.13.12 Exhibit 13.12 EXECUTION COPY AGENCY AGREEMENT (RELATED TO NOTE PURCHASE AGREEMENT DATED AS OF MAY 1, 2013) Dated as of May 1, 2013 TABLE OF CONTENTS Section Heading Page PARTIES 1 SECTION 1. APPOINTMENT OF PAYING AGENT; REPRESENTATIONS AND WARRANTIES 1 SECTION 2. ESTABLISHMENT OF REMITTANCE ACCOUNT 2 SECTION 3. PAYMENTS ON PREPAYMENT DATES 2 SECTION 4. NOTICES AND REPORTS 3 SECTION 5. |
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| May 25, 2018 |
EX-99.5.3 Exhibit 5.3 SEE REVERSE FOR IMPORTANT NOTICE ON TRANSFER RESTRICTIONS AND OTHER INFORMATION Number Series C MRP-«Number» «Shares» Series C Mandatory Redeemable Preferred Shares $.001 par value per share PPN [ ] KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. a Maryland Corporation 1,600,000 Series C Mandatory Redeemable Preferred Shares THIS CERTIFIES THAT: «Name» is the registered holder of |
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| May 25, 2018 |
EX-99.17 Exhibit 17 PROXY TABULATOR P.O. BOX 9112 FARMINGDALE, NY 11735 To vote by Internet 1) Read the Joint Proxy Statement/Prospectus and have the proxy card below at hand. 2) Go to website www.proxyvote.com 3) Follow the instructions provided on the website. To vote by Telephone 1) Read the Joint Proxy Statement/Prospectus and have the proxy card below at hand. 2) Call 1-800-690-6903 3) |
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| May 25, 2018 |
SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENT EX-99.13.8 Exhibit 13.8 EXECUTION VERSION SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENT This SECOND AMENDMENT TO CREDIT AGREEMENT (this “Second Amendment”), dated as of July 19, 2016, is made by and among (i) KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC., a Maryland corporation, registered as a closed-end management investment company under the Investment Company Act of 1940, as amended (the “Borro |
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| May 25, 2018 |
EX-99.13.16 Exhibit 13.16 Execution Copy AGENCY AGREEMENT (RELATED TO SECURITIES PURCHASE AGREEMENT DATED APRIL 30, 2014) Dated as of April 30, 2014 TABLE OF CONTENTS Section Heading Page PARTIES 1 SECTION 1. APPOINTMENT OF PAYING AGENT; REPRESENTATIONS AND WARRANTIES 1 SECTION 2. ESTABLISHMENT OF REMITTANCE ACCOUNT 2 SECTION 3. PAYMENTS ON PREPAYMENT DATES 2 SECTION 4. NOTICES AND REPORTS 3 SECTI |
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| May 25, 2018 |
EX-99.13.15 Exhibit 13.15 Execution Copy KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. Series C Mandatory Redeemable Preferred Shares SECURITIES PURCHASE AGREEMENT Dated April 30, 2014 TABLE OF CONTENTS SECTION HEADING PAGE SECTION 1. AUTHORIZATION OF MRP SHARES 1 Section 1.1. Authorization of Mandatory Redeemable Preferred Shares 1 SECTION 2. SALE OF MRP SHARES 1 Section 2.1. Sale and Purchase of MR |
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| May 25, 2018 |
EX-99.13.6 Exhibit 13.6 Execution Version KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. CREDIT AGREEMENT Dated as of July 25, 2014 SUMITOMO MITSUI BANKING CORPORATION, as Administrative Agent, and THE SEVERAL BANKS FROM TIME TO TIME PARTIES HERETO TABLE OF CONTENTS Page SECTION 1. DEFINITIONS 1 1.1 Defined Terms 1 1.2 Other Definitional Provisions 11 SECTION 2. AMOUNT AND TERMS OF COMMITMENT 11 2.1 C |
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| May 25, 2018 |
EX-99.13.10 Exhibit 13.10 EXECUTION COPY AGENCY AGREEMENT (RELATED TO NOTE PURCHASE AGREEMENT DATED MARCH 22, 2012) Dated as of March 22, 2012 TABLE OF CONTENTS Section Heading Page PARTIES 1 SECTION 1. APPOINTMENT OF PAYING AGENT; REPRESENTATIONS AND WARRANTIES 1 SECTION 2. ESTABLISHMENT OF REMITTANCE ACCOUNT 2 SECTION 3. PAYMENTS ON PREPAYMENT DATES 2 SECTION 4. NOTICES AND REPORTS 3 SECTION 5. |
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| May 25, 2018 |
[LETTERHEAD OF VENABLE LLP] May 25, 2018 EX-99.11 Exhibit 11 [LETTERHEAD OF VENABLE LLP] DRAFT May 25, 2018 Kayne Anderson Midstream/Energy Fund, Inc. |
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| May 25, 2018 |
EX-99.1.2 Exhibit 1.2 Execution Copy KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. ARTICLES SUPPLEMENTARY SERIES C MANDATORY REDEEMABLE PREFERRED SHARES Kayne Anderson Midstream/Energy Fund, Inc. (the “Company”), a Maryland corporation, certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: Under a power contained in Article V of the charter of the Company (which, as r |
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| May 25, 2018 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.14.1 Exhibit 14.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated January 29, 2018, relating to the financial statements and financial highlights of Kayne Anderson Midstream/Energy Fund, Inc., which appears in such Registration Statement. We also consent to the referen |
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| May 25, 2018 |
POWER OF ATTORNEY SECURITIES AND EXCHANGE COMMISSION AND RELATED FILINGS EX-99.16 Exhibit 16 POWER OF ATTORNEY FOR SECURITIES AND EXCHANGE COMMISSION AND RELATED FILINGS The undersigned directors of KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. (the “Company”) hereby appoint each of KEVIN S. MCCARTHY, DAVID J. SHLADOVSKY and DAVID A. HEARTH (with full power to act alone), their attorney-in-fact and agent, in all capacities, to execute (i) the Company’s Registration Statem |
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| May 25, 2018 |
AMENDMENT NO. 1 AND REAFFIRMATION EX-99.13.7 Exhibit 13.7 AMENDMENT NO. 1 AND REAFFIRMATION AMENDMENT NO. 1 AND REAFFIRMATION, dated as of October 5, 2015, (this “Agreement”), by and between KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC., a Maryland corporation (the “Borrower”) and SUMITOMO MITSUI BANKING CORPORATION as agent (the “Lender”). The parties hereto are parties to the Credit Agreement, dated as of July 25, 2014 (the “Credit |
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| May 25, 2018 |
EX-99.13.5 Exhibit 13.5 Execution KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. AMENDED AND RESTATED CREDIT AGREEMENT Dated as of November 10, 2016 By and Among JPMORGAN CHASE BANK, N.A., as Administrative Agent, CITIBANK, N.A., As Syndication Agent, and THE SEVERAL BANKS FROM TIME TO TIME PARTIES HERETO Amending and Restating the Credit Agreement Originally Dated as of January 20, 2011, as amended b |
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| May 25, 2018 |
KFM / KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. CORRESP CORRESP Kayne Anderson Midstream/Energy Fund, Inc. 811 Main Street, 14th Floor Houston, Texas 77002 (877) 657-3863 May 25, 2018 VIA EDGAR [CORRESPONDENCE FILING] Mr. Edward P. Bartz Senior Counsel Division of Investment Management, Disclosure Review Office United States Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549-8626 Re: Kayne Anderson Midstream/Energy Fund, Inc. |
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| May 11, 2018 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.14.2 Exhibit 14.2 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated January 29, 2018, relating to the financial statements and financial highlights of Kayne Anderson Energy Total Return Fund, Inc., which appears in such Registration Statement. We also consent to the refe |
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| May 11, 2018 |
KMF / Kayne Anderson Midstream/ Energy Fund Inc. N-14 8C/A N-14 8C/A Table of Contents As filed with the Securities and Exchange Commission on May 11, 2018 Securities Act File No. |
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| May 11, 2018 |
EX-99.17 Exhibit 17 Common 48661E108 KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. PROXY SOLICITED BY THE BOARD OF DIRECTORS FOR THE 2018 ANNUAL MEETING OF STOCKHOLDERS — , 2018 The undersigned stockholder of Kayne Anderson Midstream/Energy Fund, Inc. (“KMF”), a Maryland corporation, hereby appoints David J. Shladovsky and Jody C. Meraz, or either of them, as proxies for the undersigned, with full po |
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| May 11, 2018 |
Kayne Anderson Total Energy Return Fund, Inc. EX-99.12 Exhibit 12 [●], 2018 56869.00115 Kayne Anderson Total Energy Return Fund, Inc. 811 Main Street, 14th Floor Houston, Texas 77002 Kayne Anderson Midstream/Energy Fund, Inc. 811 Main Street, 14th Floor Houston, Texas 77002 Re: Reorganization of Kayne Anderson Total Energy Return Fund, Inc. into Kayne Anderson Midstream/Energy Fund, Inc. Ladies and Gentlemen: We have acted as counsel to Kayne |
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| May 11, 2018 |
[LETTERHEAD OF VENABLE LLP] , 2018 EX-99.11 Exhibit 11 [LETTERHEAD OF VENABLE LLP] DRAFT , 2018 Kayne Anderson Midstream/Energy Fund, Inc. 811 Main Street, 14th Floor Houston, TX 77002 Re: Kayne Anderson Midstream/Energy Fund, Inc.: Registration Statement on Form N-14 (File No.: 333-224204) Ladies and Gentlemen: We have served as Maryland counsel to Kayne Anderson Midstream/Energy Fund, Inc., a Maryland corporation registered under |
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| May 11, 2018 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.14.1 Exhibit 14.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated January 29, 2018, relating to the financial statements and financial highlights of Kayne Anderson Midstream/Energy Fund, Inc., which appears in such Registration Statement. We also consent to the referen |
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| May 11, 2018 |
KFM / KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. CORRESP CORRESP (713) 860-7352 [email protected] May 11, 2018 VIA EDGAR [CORRESPONDENCE FILING] Mr. Edward P. Bartz Senior Counsel Division of Investment Management, Disclosure Review Office United States Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549-8626 Re: Kayne Anderson Midstream/Energy Fund, Inc. Registration Statement on Form N-14 (File Nos. 333-224204) Dear |
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| April 26, 2018 |
KMF / Kayne Anderson Midstream/ Energy Fund Inc. N-Q (Quarterly Schedule of Portfolio Holdings) N-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22467 Kayne Anderson Midstream/Energy Fund, Inc. |
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| April 26, 2018 |
I, Kevin S. McCarthy, certify that: EX-99.CERT Exhibit 99.CERT I, Kevin S. McCarthy, certify that: 1. I have reviewed this report on Form N-Q of Kayne Anderson Midstream/Energy Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead |
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| April 9, 2018 |
POWER OF ATTORNEY SECURITIES AND EXCHANGE COMMISSION AND RELATED FILINGS EX-99.16 Exhibit 16 POWER OF ATTORNEY FOR SECURITIES AND EXCHANGE COMMISSION AND RELATED FILINGS The undersigned directors of KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. (the “Company”) hereby appoint each of KEVIN S. MCCARTHY, DAVID J. SHLADOVSKY and DAVID A. HEARTH (with full power to act alone), their attorney-in-fact and agent, in all capacities, to execute (i) the Company’s Registration Statem |
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| April 9, 2018 |
EX-99.13.6 Exhibit 13.6 Execution Version KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. CREDIT AGREEMENT Dated as of July 25, 2014 SUMITOMO MITSUI BANKING CORPORATION, as Administrative Agent, and THE SEVERAL BANKS FROM TIME TO TIME PARTIES HERETO TABLE OF CONTENTS Page SECTION 1. DEFINITIONS 1 1.1 Defined Terms 1 1.2 Other Definitional Provisions 11 SECTION 2. AMOUNT AND TERMS OF COMMITMENT 11 2.1 C |
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| April 9, 2018 |
EX-99.13.15 Exhibit 13.15 Execution Copy KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. Series C Mandatory Redeemable Preferred Shares SECURITIES PURCHASE AGREEMENT Dated April 30, 2014 TABLE OF CONTENTS SECTION HEADING PAGE SECTION 1. AUTHORIZATION OF MRP SHARES 1 Section 1.1. Authorization of Mandatory Redeemable Preferred Shares 1 SECTION 2. SALE OF MRP SHARES 1 Section 2.1. Sale and Purchase of MR |
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| April 9, 2018 |
EX-99.13.10 Exhibit 13.10 EXECUTION COPY AGENCY AGREEMENT (RELATED TO NOTE PURCHASE AGREEMENT DATED MARCH 22, 2012) Dated as of March 22, 2012 TABLE OF CONTENTS Section Heading Page PARTIES 1 SECTION 1. APPOINTMENT OF PAYING AGENT; REPRESENTATIONS AND WARRANTIES 1 SECTION 2. ESTABLISHMENT OF REMITTANCE ACCOUNT 2 SECTION 3. PAYMENTS ON PREPAYMENT DATES 2 SECTION 4. NOTICES AND REPORTS 3 SECTION 5. |
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| April 9, 2018 |
KMF / Kayne Anderson Midstream/ Energy Fund Inc. N-14 8C N-14 8C Table of Contents As filed with the Securities and Exchange Commission on April 9, 2018 Securities Act File No. |
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| April 9, 2018 |
EX-99.5.3 Exhibit 5.3 SEE REVERSE FOR IMPORTANT NOTICE ON TRANSFER RESTRICTIONS AND OTHER INFORMATION Number Series C MRP-«Number» «Shares» Series C Mandatory Redeemable Preferred Shares $.001 par value per share PPN [ ] KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. a Maryland Corporation 1,600,000 Series C Mandatory Redeemable Preferred Shares THIS CERTIFIES THAT: «Name» is the registered holder of |
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| April 9, 2018 |
EX-99.1.2 Exhibit 1.2 Execution Copy KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. ARTICLES SUPPLEMENTARY SERIES C MANDATORY REDEEMABLE PREFERRED SHARES Kayne Anderson Midstream/Energy Fund, Inc. (the “Company”), a Maryland corporation, certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: Under a power contained in Article V of the charter of the Company (which, as r |
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| April 9, 2018 |
EX-99.13.14 Exhibit 13.14 Execution Copy AGENCY AGREEMENT (RELATED TO NOTE PURCHASE AGREEMENT DATED AS OF APRIL 30, 2014) Dated as of April 30, 2014 TABLE OF CONTENTS Section Heading Page PARTIES 1 SECTION 1. APPOINTMENT OF PAYING AGENT; REPRESENTATIONS AND WARRANTIES 1 SECTION 2. ESTABLISHMENT OF REMITTANCE ACCOUNT 2 SECTION 3. PAYMENTS ON PREPAYMENT DATES 2 SECTION 4. NOTICES AND REPORTS 3 SECTI |
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| April 9, 2018 |
EX-99.13.16 Exhibit 13.16 Execution Copy AGENCY AGREEMENT (RELATED TO SECURITIES PURCHASE AGREEMENT DATED APRIL 30, 2014) Dated as of April 30, 2014 TABLE OF CONTENTS Section Heading Page PARTIES 1 SECTION 1. APPOINTMENT OF PAYING AGENT; REPRESENTATIONS AND WARRANTIES 1 SECTION 2. ESTABLISHMENT OF REMITTANCE ACCOUNT 2 SECTION 3. PAYMENTS ON PREPAYMENT DATES 2 SECTION 4. NOTICES AND REPORTS 3 SECTI |
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| April 9, 2018 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.14.2 Exhibit 14.2 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated January 29, 2018, relating to the financial statements and financial highlights of Kayne Anderson Energy Total Return Fund, Inc., which appears in such Registration Statement. We also consent to the refe |
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| April 9, 2018 |
EX-99.13.12 Exhibit 13.12 EXECUTION COPY AGENCY AGREEMENT (RELATED TO NOTE PURCHASE AGREEMENT DATED AS OF MAY 1, 2013) Dated as of May 1, 2013 TABLE OF CONTENTS Section Heading Page PARTIES 1 SECTION 1. APPOINTMENT OF PAYING AGENT; REPRESENTATIONS AND WARRANTIES 1 SECTION 2. ESTABLISHMENT OF REMITTANCE ACCOUNT 2 SECTION 3. PAYMENTS ON PREPAYMENT DATES 2 SECTION 4. NOTICES AND REPORTS 3 SECTION 5. |
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| April 9, 2018 |
AMENDMENT NO. 1 AND REAFFIRMATION EX-99.13.7 Exhibit 13.7 AMENDMENT NO. 1 AND REAFFIRMATION AMENDMENT NO. 1 AND REAFFIRMATION, dated as of October 5, 2015, (this “Agreement”), by and between KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC., a Maryland corporation (the “Borrower”) and SUMITOMO MITSUI BANKING CORPORATION as agent (the “Lender”). The parties hereto are parties to the Credit Agreement, dated as of July 25, 2014 (the “Credit |
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| April 9, 2018 |
EX-99.13.13 Exhibit 13.13 Execution Copy KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. $30,000,000 3.46% Series E Senior Unsecured Notes due July 30, 2021 NOTE PURCHASE AGREEMENT Dated as of April 30, 2014 TABLE OF CONTENTS SECTION HEADING PAGE SECTION 1. AurHORIZATION OF NOTES 1 SECTION 2. SALE AND PuRCHASE OF NOTES 1 SECTION 3. CLOSING 2 SECTION 4. CONDITIONS TO CLOSING 2 Section 4.1. Representatio |
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| April 9, 2018 |
EX-99.13.5 Exhibit 13.5 Execution KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. AMENDED AND RESTATED CREDIT AGREEMENT Dated as of November 10, 2016 By and Among JPMORGAN CHASE BANK, N.A., as Administrative Agent, CITIBANK, N.A., As Syndication Agent, and THE SEVERAL BANKS FROM TIME TO TIME PARTIES HERETO Amending and Restating the Credit Agreement Originally Dated as of January 20, 2011, as amended b |
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| April 9, 2018 |
SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENT EX-99.13.8 Exhibit 13.8 EXECUTION VERSION SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENT This SECOND AMENDMENT TO CREDIT AGREEMENT (this “Second Amendment”), dated as of July 19, 2016, is made by and among (i) KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC., a Maryland corporation, registered as a closed-end management investment company under the Investment Company Act of 1940, as amended (the “Borro |
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| April 9, 2018 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.14.1 Exhibit 14.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated January 29, 2018, relating to the financial statements and financial highlights of Kayne Anderson Midstream/Energy Fund, Inc., which appears in such Registration Statement. We also consent to the referen |
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| April 9, 2018 |
[Total Assets at Market Value (MV) – Current Liabilities] EX-99.5.2 Exhibit 5.2 Closed-End Funds and Market Value Structures Rating Criteria Master Criteria This criteria report replaces “Rating Closed-End Funds and Market Value Structures,” dated September 2016. Related Criteria Click here to receive Fitch’s forthcoming research on closed-end funds. Structured Finance and Covered Bonds Counterparty Rating Criteria (May 2017) Structured Finance and Cover |
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| April 9, 2018 |
KFM / KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. CORRESP CORRESP [PH Letterhead] (713) 860-7352 [email protected] April 9, 2018 VIA EDGAR [CORRESPONDENCE FILING] Division of Investment Management, Disclosure Review Office United States Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549-8626 Re: Kayne Anderson Midstream/Energy Fund, Inc. Registration Statement on Form N-14 (File No. 333-224204) Ladies and Gentlemen: Th |
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| February 15, 2018 |
KMF / Kayne Anderson Midstream/ Energy Fund Inc. 425 (Prospectus) 425 1 d505864d425.htm 425 Filed by Kayne Anderson Midstream/Energy Fund, Inc. pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Midstream/Energy Fund, Inc. Commission File No. 811-22467 Kayne Anderson Energy Total Return Fund, Inc. Commission File No. 81 |
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| February 15, 2018 |
KMF / Kayne Anderson Midstream/ Energy Fund Inc. 425 (Prospectus) 425 Filed by Kayne Anderson Midstream/Energy Fund, Inc. pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities and Exchange Act of 1934, as amended Subject Companies: Kayne Anderson Midstream/Energy Fund, Inc. Commission File No. 811-22467 Kayne Anderson Energy Total Return Fund, Inc. Commission File No. 811-21750 Kayne Anderson |
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| January 29, 2018 |
SECTION 16(a) BENEFICIAL OWNERSHIP REPORTING COMPLIANCE Attachment to N-SAR Sub-Item 77Q2 SECTION 16(a) BENEFICIAL OWNERSHIP REPORTING COMPLIANCE Section 30(h) of the 1940 Act and Section 16(a) of the 1934 Act require the Registrant’s directors and executive officers, investment adviser, affiliated persons of the investment adviser and persons who own more than 10% of a registered class of the Registrant’s equity securities to file Section 16(a) forms with the SEC and NYSE reporting their affiliation with the Registrant, their ownership and changes in their ownership of the Registrant’s shares. |
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| January 29, 2018 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Directors and Stockholders of Kayne Anderson Midstream/Energy Fund, Inc. |
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| October 30, 2017 |
I, Kevin S. McCarthy, certify that: EX-99.CERT Exhibit 99.CERT I, Kevin S. McCarthy, certify that: 1. I have reviewed this report on Form N-Q of Kayne Anderson Midstream/Energy Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead |
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| October 30, 2017 |
Kayne Anderson Midstream/energy Fund, Inc. - N-Q N-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22467 Kayne Anderson Midstream/Energy Fund, Inc. |
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| July 28, 2017 |
SECTION 16(a) BENEFICIAL OWNERSHIP REPORTING COMPLIANCE Attachment to N-SAR Sub-Item 77Q2 (KMF) SECTION 16(a) BENEFICIAL OWNERSHIP REPORTING COMPLIANCE Section 30(h) of the 1940 Act and Section 16(a) of the 1934 Act require the Registrant?s directors and executive officers, investment adviser, affiliated persons of the investment adviser and persons who own more than 10% of a registered class of the Registrant?s equity securities to file Section 16(a) forms with the SEC and NYSE reporting their affiliation with the Registrant, their ownership and changes in their ownership of the Registrant?s shares. |
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| May 23, 2017 |
Kayne Anderson Midstream DEF 14A DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| April 28, 2017 |
Kayne Anderson Midstream/energy Fund, Inc. - N-Q N-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22467 Kayne Anderson Midstream/Energy Fund, Inc. |
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| April 28, 2017 |
I, Kevin S. McCarthy, certify that: EX-99.CERT Exhibit 99.CERT I, Kevin S. McCarthy, certify that: 1. I have reviewed this report on Form N-Q of Kayne Anderson Midstream/Energy Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead |
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| February 13, 2017 |
Amendment No. 2 to Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. (Name of Issuer) Series C Mandatory Redee |
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| February 13, 2017 |
EX-99.1 Exhibit 99.1 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. American International Group, Inc. — Subsidiary Information for the Mandatory Redeemable Preferred Shares: AIG Asset Management (U.S.), LLC* Investment Adviser pursuant to Rule 13d-1(b)(ii)(E) Category Symbol: IA American General Li |
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| January 27, 2017 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Directors and Stockholders of Kayne Anderson Midstream/Energy Fund, Inc. |
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| October 28, 2016 |
Kayne Anderson Midstream N-Q (Quarterly Schedule of Portfolio Holdings) N-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22467 Kayne Anderson Midstream/Energy Fund, Inc. |
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| October 28, 2016 |
I, Kevin S. McCarthy, certify that: EX-99.CERT Exhibit 99.CERT I, Kevin S. McCarthy, certify that: 1. I have reviewed this report on Form N-Q of Kayne Anderson Midstream/Energy Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead |
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| September 6, 2016 |
Response Letter Paul Hastings LLP 55 Second Street, 24th Floor San Francisco, California 94105 Telephone: (415) 856-7000 Facsimile: (415) 856-7100 Internet: www. |
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| July 21, 2016 |
SECTION 16(a) BENEFICIAL OWNERSHIP REPORTING COMPLIANCE Attachment to N-SAR Sub-Item 77Q2 (KMF) SECTION 16(a) BENEFICIAL OWNERSHIP REPORTING COMPLIANCE Section 30(h) of the 1940 Act and Section 16(a) of the 1934 Act require the Registrant's directors and executive officers, investment adviser, affiliated persons of the investment adviser and persons who own more than 10% of a registered class of the Registrant's equity securities to file Section 16(a) forms with the SEC and NYSE reporting their affiliation with the Registrant, their ownership and changes in their ownership of the Registrant's shares. |
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| May 16, 2016 |
Kayne Anderson Midstream FORM DEF 14A Form DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| April 29, 2016 |
Kayne Anderson Midstream N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 d170451dnq.htm N-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22467 Kayne Anderson Midstream/Energy Fund, Inc. (Exact name of registrant as specified in charter) 811 Main Street, 14th Floor Houston, Texas 77002 (Addr |
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| April 29, 2016 |
I, Kevin S. McCarthy, certify that: EX-99.CERT Exhibit 99.CERT I, Kevin S. McCarthy, certify that: 1. I have reviewed this report on Form N-Q of Kayne Anderson Midstream/Energy Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead |
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| February 16, 2016 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. (Name of Issuer) Series A Mandatory Redeemable Preferred Stock (Title of Class of Securities) 48661E2*8 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desi |
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| February 16, 2016 |
KFM / KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. / Voya Financial, Inc. - SC 13G Passive Investment SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. (Name of Issuer) Mandatory Redeemable Preferred Shares (Title of Class of Securities) 48661E3*7 48661E4*6 (CUSIP Number) March 30, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to de |
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| February 16, 2016 |
Exhibit A Exhibit A This Schedule 13G is filed by Voya Financial, Inc. pursuant to Rule 13d-1(b)(1)(ii)(G) as the ultimate parent corporation of the following entities, each of which is a direct or indirect wholly owned subsidiary of Voya Financial, Inc. Voya Retirement Insurance and Annuity Company State of Incorporation: Connecticut Address: One Orange Way, Windsor, CT 06095 Item 3 Classificatio |
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| January 29, 2016 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Directors and Stockholders of Kayne Anderson Midstream/Energy Fund, Inc. |
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| October 30, 2015 |
I, Kevin S. McCarthy, certify that: EX-99.CERT Exhibit 99.CERT I, Kevin S. McCarthy, certify that: 1. I have reviewed this report on Form N-Q of Kayne Anderson Midstream/Energy Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead |
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| October 30, 2015 |
Kayne Anderson Midstream N-Q (Quarterly Schedule of Portfolio Holdings) N-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22467 Kayne Anderson Midstream/Energy Fund, Inc. |
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| September 28, 2015 |
Kayne Anderson Midstream DEFA14A FOR KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. DEFA14A 1 d72482ddefa14a.htm DEFA14A FOR KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other th |
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| September 8, 2015 |
Kayne Anderson Energy Development ESP SEC Response Letter Paul Hastings LLP 55 Second Street Twenty-Fourth Floor San Francisco, CA 94105-3441 telephone (415) 856-7000 facsimile (415) 856-7100 www. |
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| August 26, 2015 |
Kayne Anderson Midstream DEFINITIVE PROXY STATEMENT Definitive Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| August 10, 2015 |
SEC Letter |
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| August 10, 2015 |
Kayne Anderson Midstream PRELIMINARY PROXY STATEMENT Preliminary Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 14, 2015 |
Kayne Anderson Midstream DEFINITIVE PROXY STATEMENT Definitive Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| April 29, 2015 |
Kayne Anderson Midstream N-Q (Quarterly Schedule of Portfolio Holdings) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22467 Kayne Anderson Midstream/Energy Fund, Inc. |
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| April 29, 2015 |
I, Kevin S. McCarthy, certify that: EX-99.CERT 2 d908034dex99cert.htm EX-99.CERT Exhibit 99.CERT I, Kevin S. McCarthy, certify that: 1. I have reviewed this report on Form N-Q of Kayne Anderson Midstream/Energy Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such |
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| February 12, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. (Name of Issuer) Series A Mandatory Redeemable Preferred Stock (Title of Class of Securities) 48661E2*8 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropria |
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| October 30, 2014 |
Kayne Anderson Midstream/energy Fund, Inc. - FORM N-Q Form N-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22467 Kayne Anderson Midstream/Energy Fund, Inc. |
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| October 30, 2014 |
I, Kevin S. McCarthy, certify that: EX-99.CERT 2 d803935dex99cert.htm EX-99.CERT Exhibit 99.CERT I, Kevin S. McCarthy, certify that: 1. I have reviewed this report on Form N-Q of Kayne Anderson Midstream/Energy Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such |
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| July 30, 2014 |
Kayne Anderson Midstream/Energy Fund, Inc. Articles Supplementary Series C Mandatory Redeemable Preferred Shares Kayne Anderson Midstream/Energy Fund, Inc. (the “Company”), a Maryland corporation, certifies to the State Department of Assessments and Taxation of Maryland that: First: Under a power contained in Article V of the charter of the Company (which, as restated, amended or supplemented from |
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| July 30, 2014 |
Attachment to N-SAR Sub-Item 77I (KMF) Attachment to N-SAR Sub-Item 77I (KMF) On or about May 1, 2014, the Registrant completed the issuance and sale of (i) $30 million aggregate principal amount 3. |
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| July 30, 2014 |
SECTION 16(a) BENEFICIAL OWNERSHIP REPORTING COMPLIANCE Attachment to N-SAR Sub-Item 77Q2 (KMF) SECTION 16(a) BENEFICIAL OWNERSHIP REPORTING COMPLIANCE Section 30(h) of the 1940 Act and Section 16(a) of the 1934 Act require the Registrant’s directors and executive officers, investment adviser, affiliated persons of the investment adviser and persons who own more than 10% of a registered class of the Registrant’s equity securities to file Section 16(a) forms with the SEC and NYSE reporting their affiliation with the Registrant, their ownership and changes in their ownership of the Registrant’s shares. |
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| July 30, 2014 |
FORM OF SERIES E NOTE This Note has not been registered under the Securities Act of 1933, as amended (the “Securities Act”) or under the securities laws of any state and may not be transferred or resold unless registered under the Securities Act and all applicable state securities laws or unless an exemption from the requirement for such registration is available. |
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| May 9, 2014 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 8, 2014 |
EX-99.1 Exhibit 99.1 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. American International Group, Inc. — Subsidiary Information for the Mandatory Redeemable Preferred Shares: AIG Asset Management (U.S.), LLC* Investment Adviser pursuant to Rule 13d-1(b)(ii)(E) Category Symbol: IA The Variable Annuit |
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| May 8, 2014 |
EX-99.1 2 d721727dex991.htm EX-99.1 Exhibit 99.1 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. American International Group, Inc. — Subsidiary Information for the Mandatory Redeemable Preferred Shares: AIG Asset Management (U.S.), LLC* Investment Adviser pursuant to Rule 13d-1(b)(ii)(E) Category Sy |
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| May 8, 2014 |
Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240. |
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| May 8, 2014 |
Amendment No.1 to Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. (Name of Issuer) Series A Mandatory Redeem |
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| April 29, 2014 |
Quarterly Schedule of Portfolio Holdings - N-Q N-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22467 Kayne Anderson Midstream/Energy Fund, Inc. |
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| April 29, 2014 |
I, Kevin S. McCarthy, certify that: EX-99.CERT 2 d711468dex99cert.htm EX-99.CERT Exhibit 99.CERT I, Kevin S. McCarthy, certify that: 1. I have reviewed this report on Form N-Q of Kayne Anderson Midstream/Energy Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such |
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| February 10, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. (Name of Issuer) Series A Mandatory Redeemable Preferred Stock (Title of Class of Securities) 48661E2*8 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of this Statement) Check the appropria |
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| January 29, 2014 |
EX-99.1 2 sunlife13gkame2011exh991.htm EXHIBIT 99.1 Exhibit 99.1 1. Sun Life Assurance Company of Canada 2. Sun Life Assurance Company of Canada (US) |
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| January 29, 2014 |
EX-99.1 2 sunlifekame13g2012exh991.htm EXHIBIT 99.1 Exhibit 99.1 1. Sun Life Assurance Company of Canada 2. Sun Life Assurance Company of Canada (US) |
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| January 29, 2014 |
Report of Independent Registered Public Accounting Firm EX-99.77B ACCT LTTR 2 ex77b.htm ACCOUNTANT'S REPORT ON INTERNAL CONTROL Report of Independent Registered Public Accounting Firm To the Board of Directors and Stockholders of Kayne Anderson Midstream/Energy Fund, Inc. In planning and performing our audit of the financial statements of Kayne Anderson Midstream/Energy Fund, Inc. (“the Fund”) as of and for the year ended November 30, 2013, in accordan |
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| January 29, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. (Name of Issuer) Series A Mandatory Redeemable Preferred Stock (Title of Class of Securities) 48661E2*8 (CUSIP Number) December 31, 2012 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designat |
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| January 29, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. (Name of Issuer) Series A Mandatory Redeemable Preferred Stock (Title of Class of Securities) 48661E2*8 (CUSIP Number) December 31, 2011 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designat |
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| October 31, 2013 |
CORRESP Kayne Anderson Midstream/Energy Fund, Inc. 811 Main Street, 14th Floor Houston, Texas 77002 (877) 657-3863 October 31, 2013 VIA EDGAR [CORRESPONDENCE FILING] Mr. Edward P. Bartz Staff Attorney United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Kayne Anderson Midstream/Energy Fund, Inc. Registration Statement on F |
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| October 30, 2013 |
I, Kevin S. McCarthy, certify that: EX-99.CERT 2 d606852dex99cert.htm EX-99.CERT Exhibit 99.CERT I, Kevin S. McCarthy, certify that: 1. I have reviewed this report on Form N-Q of Kayne Anderson Midstream/Energy Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such |
|
| October 30, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q N-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22467 Kayne Anderson Midstream/Energy Fund, Inc. |
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| October 16, 2013 |
CORRESP Paul Hastings LLP 695 Town Center Drive, 17th Floor Costa Mesa, California 92626-1924 Telephone: (714) 668-6200 Facsimile: (714) 979-1921 Internet: www. |
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| July 26, 2013 |
Kayne Anderson Midstream/Energy Fund, Inc. 3.34% Series D Senior Unsecured Note Due May 1, 2023 EX-99.77Q1 OTHR EXHB 3 ex9977q1d.htm FORM OF FIXED RATE NOTE This Note has not been registered under the Securities Act of 1933, as amended (the “Securities Act”) or under the securities laws of any state and may not be transferred or resold unless registered under the Securities Act and all applicable state securities laws or unless an exemption from the requirement for such registration is avail |
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| July 26, 2013 |
Attachment to N-SAR Sub-Item 77I (KMF) Attachment to N-SAR Sub-Item 77I (KMF) On or about May 1, 2013, the Registrant completed the issuance and sale of $40 million aggregate principal amount 3.34% Series D Senior Unsecured Notes due May 1, 2023 in a private placement. |
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| May 17, 2013 |
Definitive Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 2, 2013 |
PRELIMINARY PROXY STATEMENT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| April 29, 2013 |
SEC correspondence Paul Hastings LLP 695 Town Center Drive, 17th Floor Costa Mesa, California 92626-1924 Telephone: (714) 668-6200 Facsimile: (714) 979-1921 Internet: www. |
|
| April 25, 2013 |
I, Kevin S. McCarthy, certify that: EX-99.CERT 2 d520821dex99cert.htm EX-99.CERT Exhibit 99.CERT I, Kevin S. McCarthy, certify that: 1. I have reviewed this report on Form N-Q of Kayne Anderson Midstream/Energy Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such |
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| April 25, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q N-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 29, 2013 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Directors and Stockholders of Kayne Anderson Midstream/Energy Fund In planning and performing our audit of the financial statements of Kayne Anderson Midstream/Energy Fund (“the Fund”) as of and for the year ended November 30, 2012, in accordance with the standards of the Public Company Accounting Oversight Board (United State |
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| October 29, 2012 |
I, Kevin S. McCarthy, certify that: EX-99.CERT 2 d422246dex99cert.htm EX-99.CERT Exhibit 99.CERT I, Kevin S. McCarthy, certify that: 1. I have reviewed this report on Form N-Q of Kayne Anderson Midstream/Energy Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such |
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| October 29, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q N-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 30, 2012 |
Attachment to N-SAR Sub-Item 77I (KMF) EX-99.77I NEW SECUR 4 ex77i.htm TERMS OF NEW OR AMENDED SECURITIES Attachment to N-SAR Sub-Item 77I (KMF) On or about March 22, 2012, the Registrant completed the issuance and sale of (i) $50 million aggregate principal amount 4.00% Series C Senior Unsecured Notes due March 22, 2022, and (ii) $30 million aggregate liquidation preference of Series B Mandatorily Redeemable Preferred Shares with a te |
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| July 30, 2012 |
Attachment to N-SAR Sub-Item 77D (KMF) EX-99.77D POLICIES 3 ex77d.htm POLICIES WITH RESPECT TO SECURITY INVESTMENTS Attachment to N-SAR Sub-Item 77D (KMF) On March 28, 2012, the Registrant modified its non-fundamental investment policy to make clear that it may invest under that policy up to 10% of its total assets in unrated debt securities or debt securities that are rated less than B- / B3 of public or private companies. |
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| July 30, 2012 |
EX-99.77Q1 OTHR EXHB 5 ex77q1a.htm SERIES B ARTICLES SUPPLEMENTARY Kayne Anderson Midstream/Energy Fund, Inc. Articles Supplementary Series B Mandatory Redeemable Preferred Shares Kayne Anderson Midstream/Energy Fund, Inc. (the “Company”), a Maryland corporation, certifies to the State Department of Assessments and Taxation of Maryland that: First: Under a power contained in Article V of the chart |
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| July 30, 2012 |
EX-99.77C VOTES 3 ex77c.htm SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS EX-99.77C VOTES 3 ex77c.htm SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS Attachment to N-SAR Sub-Item 77C On June 28, 2012, the Fund held its annual meeting of stockholders where the following matters were approved by stockholders. As of the record date of May 11, 2012 (the “Record Date”), the Fund had 21,805,946 outstanding shares of common stock and 2,600,000 outstanding shares of mandato |
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| July 30, 2012 |
[Form of Series C Note] This Note has not been registered under the Securities Act of 1933, as amended (the “Securities Act”) or under the securities laws of any state and may not be transferred or resold unless registered under the Securities Act and all applicable state securities laws or unless an exemption from the requirement for such registration is available. |
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| June 1, 2012 |
Law Offices of Paul, Hastings, Janofsky & Walker LLP 55 Second Street, 24th Floor San Francisco, California 94105-3441 Telephone (415) 856-7000 Facsimile (415) 856-7100 www. |
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| May 18, 2012 |
Definitive Proxy Statment Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 3, 2012 |
Preliminary Proxy Materials Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| April 27, 2012 |
Quarterly Schedule of Portfolio Holdings - FORM N-Q Form N-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 27, 2012 |
EX-99.CERT 2 d324942dex99cert.htm EX-99.CERT Exhibit Exhibit 99.CERT CERTIFICATIONS I, Kevin S. McCarthy, certify that: 1. I have reviewed this report on Form N-CSR of Kayne Anderson Midstream/Energy Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circu |
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| January 30, 2012 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Directors and Stockholders of Kayne Anderson Midstream/Energy Fund, Inc. |
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| October 28, 2011 |
N-Q 1 h84953nqnvq.htm FORM N-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER 811-22467 KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. (Exact name of registrant as specified in charter) 717 Texas Avenue, Suite 3100, Houston, Texas ( |
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| October 28, 2011 |
I, Kevin S. McCarthy, certify that: EX-99.CERT 2 h84953nqexv99wcert.htm EX-99.CERT Exhibit 99.CERT I, Kevin S. McCarthy, certify that: 1. I have reviewed this report on Form N-Q of Kayne Anderson Midstream/Energy Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which su |
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| July 29, 2011 |
EX-99.77Q1 OTHR EXHB 5 ex77q1d1.htm FORM OF SERIES [ ] NOTE Form of Series [] Note This Note has not been registered under the Securities Act of 1933, as amended (the “Securities Act”) or under the securities laws of any state and may not be transferred or resold unless registered under the Securities Act and all applicable state securities laws or unless an exemption from the requirement for such |
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| July 29, 2011 |
EX-99.77Q1 OTHR EXHB 4 ex77q1a.htm ARTICLES SUPPLEMENTARY Kayne Anderson Midstream/Energy Fund, Inc. Articles Supplementary Series A Mandatory Redeemable Preferred Shares Kayne Anderson Midstream/Energy Fund, Inc. (the “Company”), a Maryland corporation, certifies to the State Department of Assessments and Taxation of Maryland that: First: Under a power contained in Article V of the charter of the |
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| July 29, 2011 |
EX-99.77C VOTES 3 ex77c.htm SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS EX-99.77C VOTES 2 ex77c.htm SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS EX-99.77C VOTES 3 ex77c.htm SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS Attachment to N-SAR Sub-Item 77C On June 30, 2011, the Fund held its annual meeting of stockholders where the following matters were approved by stockholders. As of the record date of May 16, 2011 (the “Record Date”), the Fund had 21,405,53 |
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| July 29, 2011 |
Attachment to N-SAR Sub-Item 77I (KMF) EX-99.77I NEW SECUR 3 ex77ib.htm TERMS OF NEW OR AMENDED SECURITIES Attachment to N-SAR Sub-Item 77I (KMF) On or about March 3, 2011, the Registrant completed the issuance and sale of (i) $55 million aggregate principal amount 3.93% Series A Senior Unsecured Notes due March 3, 2016, (ii) $60 million aggregate principal amount 4.62% Series B Senior Unsecured Notes due March 3, 2018, and (iii) $35 m |
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| May 19, 2011 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| May 6, 2011 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: ? Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| April 29, 2011 |
N-Q 1 h81537nqnvq.htm FORM N-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER 811-22467 KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. (Exact name of registrant as specified in charter) 717 Texas Avenue, Suite 3100, Houston, Texas ( |
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| April 29, 2011 |
I, Kevin S. McCarthy, certify that: EX-99.CERT 2 h81537nqexv99wcert.htm EX-99.CERT Exhibit 99.CERT I, Kevin S. McCarthy, certify that: 1. I have reviewed this report on Form N-Q of Kayne Anderson Midstream/Energy Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which suc |
|
| January 31, 2011 |
Report of Independent Registered Public Accounting Firm EX-99.77B ACCT LTTR 2 ex77b.htm REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Report of Independent Registered Public Accounting Firm To the Board of Directors and Stockholders of Kayne Anderson Midstream / Energy Fund In planning and performing our audit of the financial statements of Kayne Anderson Midstream / Energy Fund (the "Fund") as of and for the period from November 24, 2010 (co |
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| November 23, 2010 |
POWER OF ATTORNEY KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. SECTION 16(a) FILINGS POWER OF ATTORNEY POWER OF ATTORNEY FOR KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. |
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| November 23, 2010 |
POWER OF ATTORNEY KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. SECTION 16(a) FILINGS POWER OF ATTORNEY POWER OF ATTORNEY FOR KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. |
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| November 23, 2010 |
corresp Kayne Anderson Midstream/Energy Fund, Inc. 717 Texas Avenue, Suite 3100 Houston, Texas 77002 November 23, 2010 VIA EDGAR [CORRESPONDENCE FILING] Mr. Christian T. Sandoe Senior Counsel United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Division of Investment Management Re: Kayne Anderson Midstream/Energy Fund, Inc. Registration Statement on |
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| November 23, 2010 |
POWER OF ATTORNEY KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. SECTION 16(a) FILINGS POWER OF ATTORNEY FOR KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. SECTION 16(a) FILINGS Know all by these presents, that the undersigned hereby constitutes and appoints David J. Shladovsky, Terry A. Hart, James C. Baker and David A. Hearth as the undersigned?s true and lawful attorneys-in-fact to: (1) Execute for and on behalf of the undersigned, in the undersigned?s capacity as a director and/or s |
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| November 23, 2010 |
POWER OF ATTORNEY KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. SECTION 16(a) FILINGS POWER OF ATTORNEY POWER OF ATTORNEY FOR KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. |
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| November 23, 2010 |
CORRESP 1 filename1.htm UBS Securities LLC 299 Park Avenue New York, NY 10171 November 23, 2010 VIA EDGAR [CORRESPONDENCE FILING] Mr. Christian T. Sandoe Senior Counsel United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Division of Investment Management Re: Kayne Anderson Midstream/Energy Fund, Inc. Registration Statement on Form N-2 (File Nos. 33 |
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| November 23, 2010 |
POWER OF ATTORNEY KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. SECTION 16(a) FILINGS Exhibit 24.1 POWER OF ATTORNEY FOR KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. SECTION 16(a) FILINGS Know all by these presents, that the undersigned hereby constitutes and appoints David J. Shladovsky, Terry A. Hart, James C. Baker and David A. Hearth as the undersigned’s true and lawful attorneys-in-fact to: (1) Execute for and on behalf of the undersigned, in the undersigned’s capacity as a shar |
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| November 23, 2010 |
POWER OF ATTORNEY KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. SECTION 16(a) FILINGS POWER OF ATTORNEY FOR KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. SECTION 16(a) FILINGS Know all by these presents, that the undersigned hereby constitutes and appoints David J. Shladovsky, Terry A. Hart, James C. Baker and David A. Hearth as the undersigned?s true and lawful attorneys-in-fact to: (1) Execute for and on behalf of the undersigned, in the undersigned?s capacity as a director and/or s |
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| November 23, 2010 |
POWER OF ATTORNEY KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. SECTION 16(a) FILINGS POWER OF ATTORNEY FOR KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. SECTION 16(a) FILINGS Know all by these presents, that the undersigned hereby constitutes and appoints David J. Shladovsky, James C. Baker and David A. Hearth as the undersigned?s true and lawful attorneys-in-fact to: (1) Execute for and on behalf of the undersigned, in the undersigned?s capacity as an officer and/or shareholder of K |
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| November 23, 2010 |
POWER OF ATTORNEY KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. SECTION 16(a) FILINGS POWER OF ATTORNEY POWER OF ATTORNEY FOR KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. |
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| November 23, 2010 |
POWER OF ATTORNEY KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. SECTION 16(a) FILINGS POWER OF ATTORNEY FOR KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. SECTION 16(a) FILINGS Know all by these presents, that the undersigned hereby constitutes and appoints James C. Baker, Terry A. Hart and David A. Hearth as the undersigned?s true and lawful attorneys-in-fact to: (1) Execute for and on behalf of the undersigned, in the undersigned?s capacity as an officer and/or shareholder of Kayne A |
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| November 23, 2010 |
POWER OF ATTORNEY KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. SECTION 16(a) FILINGS EX-24 2 c0873324.htm POWER OF ATTORNEY POWER OF ATTORNEY FOR KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. SECTION 16(a) FILINGS Know all by these presents, that the undersigned hereby constitutes and appoints David J. Shladovsky, Terry A. Hart, James C. Baker and David A. Hearth as the undersigned’s true and lawful attorneys-in-fact to: (1) Execute for and on behalf of the undersigned, in the unders |
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| November 15, 2010 |
As filed with the Securities and Exchange Commission on November 15, 2010 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| October 8, 2010 |
corresp Law Offices of Paul, Hastings, Janofsky & Walker LLP 55 Second Street, 24th Floor San Francisco, California 94105-3441 Telephone (415) 856-7000 Facsimile (415) 856-7100 Internet www. |
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| September 2, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection wit |
