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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Lightwave Logic, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40766 Lightwave L |
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| July 31, 2025 |
Investor Update Call Presentation July 31, 2025 Exhibit 99.1 Investor Update Call Presentation July 31, 2025 Forward Looking Statements This slide presentation contains “forward - looking statements” and “forward - looking information” within the meaning of the Privat e Securities Litigation Reform Act of 1995. This information and these statements, which can be identified by the fact that they do not relate strictly to h ist orical or current |
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| July 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 31, 2025 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40766 82-0497368 (State or other jurisdiction of incorporation) (Commission File N |
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| June 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————— FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 82-049-7368 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 369 Inverness Parkway, Suite 350 Englewood, Colorado 80112 |
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| June 20, 2025 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Lightwave Logic, Inc. |
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| May 19, 2025 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 15, 2025 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40766 82-0497368 (State or other jurisdiction of incorporation) (Commission File Nu |
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| May 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40766 Lightwave |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)( |
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| April 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2 |
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| March 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2 |
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| March 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40766 Lightwa |
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| March 28, 2025 |
Consulting Agreement dated December 11, 2024 - Siraj Nour El-Ahmadi EXHIBIT 10.35 Certain information contained in this document has been excluded and replaced by [**] because it is both not material and is the type that the registrant treats as private or confidential. CONSULTING AGREEMENT This CONSULTING AGREEMENT (this “Agreement”) is made and entered into effective as of December 11, 2024 (the “Effective Date”), by and between LIGHTWAVE LOGIC, INC., a Nevada c |
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| March 21, 2025 |
PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(5) (To Prospectus Dated August 5, 2024) Registration No. |
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| March 21, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 21, 2025 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40766 82-0497368 (State or other jurisdiction of incorporation) (Commission File |
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| March 18, 2025 |
Description of Registrant’s Securities EXHIBIT 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Lightwave Logic, Inc. (the “Company” or “we” or “our”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, our common stock, par value $0.001 per share (the “common stock”). Description of Common Stock The following description |
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| March 18, 2025 |
Registration Rights Agreement, dated March 17, 2025, by and between the Company and Lincoln Park Exhibit 10.34 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of March 17, 2025, is entered into by and between LIGHTWAVE LOGIC, INC., a Nevada corporation (the “Company”), and LINCOLN PARK CAPITAL FUND, LLC, an Illinois limited liability company (together with its permitted assigns, the “Investor”). Capitalized terms used herein and not otherwise defi |
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| March 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40766 Lightwave Logic, Inc. (Exac |
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| March 18, 2025 |
Purchase Agreement, dated March 17, 2025, by and between the Company and Lincoln Park Exhibit 10.33 PURCHASE AGREEMENT THIS PURCHASE AGREEMENT (the “Agreement”), dated as of March 17, 2025 is made by and between LIGHTWAVE LOGIC, INC., a Nevada corporation (the “Company”), and LINCOLN PARK CAPITAL FUND, LLC, an Illinois limited liability company (the “Investor”). WHEREAS: Subject to the terms and conditions set forth in this Agreement, the Company wishes to sell to the Investor, and |
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| January 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 27, 2024 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40766 82-0497368 (State or other jurisdiction of incorporation) (Commission Fi |
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| December 13, 2024 |
Employee Agreement - Yves Lemaitre Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) made as of December 10, 2024, by and between Lightwave Logic, Inc., a Nevada corporation (the “Company”), whose principal place of business is at 369 Inverness Parkway, Suite 350, Englewood, Colorado 80112; and Yves LeMaitre (“Executive”), who resides at [●]. WHEREAS, the Company wishes to procure the services of Execut |
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| December 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 10, 2024 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40766 82-0497368 (State or other jurisdiction of incorporation) (Commission Fi |
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| December 13, 2024 |
Employee Agreement - Thomas Zelibor Exhibit 10.2 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) made as of December 10, 2024, by and between Lightwave Logic, Inc., a Nevada corporation (the “Company”), whose principal place of business is at 369 Inverness Parkway, Suite 350, Englewood, Colorado 80112; and Thomas E. Zelibor (“Executive”), who resides at [●]. WHEREAS, the Company wishes to procure the services of Ex |
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| November 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40766 Lightw |
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| October 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 30, 2024 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40766 82-0497368 (State or other jurisdiction of incorporation) (Commission F |
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| October 4, 2024 |
Letter from Morison Cogen LLP to the Securities and Exchange Commission dated October 4, 2024 Exhibit 16.1 October 4, 2024 Securities and Exchange Commission 100 F Street NE Washington, DC 20549 Ladies and Gentlemen: We have been furnished with a copy of the response to Item 4.01 of Form 8-K for the event that occurred on September 30, 2024, to be filed by our former client, Lightwave Logic, Inc. We agree with the statements made in response to that Item insofar as they relate to our Firm. |
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| September 9, 2024 |
Exhibit 99.1 LIGHTWAVE LOGIC APPOINTS FORMER DUPONT EXECUTIVE THOMAS CONNELLY, JR. TO BOARD OF DIRECTORS Company Continues to Deepen its Optical Polymer Capabilities and Commercial Expertise to Open New Markets for its Advanced Materials Board Additions of Chemicals and Materials Leader Tom Connelly and Optical Network and AI/Datacenter Optics Executive Yves LeMaitre in August Advances Company Goa |
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| September 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 4, 2024 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40766 82-0497368 (State or other jurisdiction of incorporation) (Commission Fi |
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| August 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 9, 2024 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40766 82-0497368 (State or other jurisdiction of incorporation) (Commission File |
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| August 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40766 Lightwave L |
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| August 9, 2024 |
PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(5) (To Prospectus Dated August 5, 2024) Registration No. |
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| August 9, 2024 |
Lightwave Logic, Inc. Up to $32,921,834 of Common Stock PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(5) (To Prospectus Dated August 5, 2024) Registration No. |
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| August 1, 2024 |
LIGHTWAVE LOGIC, INC. 369 Inverness Parkway, Suite 350 Englewood, CO 80112 Correspondence LIGHTWAVE LOGIC, INC. 369 Inverness Parkway, Suite 350 Englewood, CO 80112 August 1, 2024 VIA EDGAR United States Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Attn: Rucha Pandit Re: Lightwave Logic, Inc. Request for Acceleration of Registration Statement on Form S-3 File No. 333-281059 Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act |
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| July 31, 2024 |
As filed with the Securities and Exchange Commission on July 31, 2024 As filed with the Securities and Exchange Commission on July 31, 2024 Registration No. |
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| July 26, 2024 |
Exhibit 107 Calculation of Filing Fee Table Form S-3 (Form Type) Lightwave Logic, Inc. |
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| July 26, 2024 |
As filed with the Securities and Exchange Commission on July 26, 2024 As filed with the Securities and Exchange Commission on July 26, 2024 Registration No. |
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| July 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 16, 2024 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40766 82-0497368 (State or other jurisdiction of incorporation) (Commission File N |
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| June 25, 2024 |
Employee Agreement Amendment – James S. Marcelli Exhibit 10.2 EMPLOYEE AGREEMENT AMENDMENT THIS AGREEMENT (the “Agreement”) is made and entered into on June 18, 2024, by and between Lightwave Logic, Inc., a Nevada Corporation (the “Company”) and James S. Marcelli (“Employee”). 1. This Agreement amends that certain Employee Agreement dated August 10, 2015, as amended from time to time, made and entered into by the parties hereto (the “Employee Ag |
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| June 25, 2024 |
Second Amended and Restated Bylaws – June 18, 2024 Exhibit 3.1 SECOND AMENDED AND RESTATED BYLAWS OF LIGHTWAVE LOGIC, INC. A Nevada Corporation Lightwave Logic, Inc. (the “Corporation”) hereby adopts these Second Amended and Restated Bylaws (“Bylaws”), which restate and supersede the bylaws of the Corporation, as previously amended and restated, in their entirety, as follows: ARTICLE I - STOCKHOLDERS 1.Annual Meeting. The annual meeting of stockho |
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| June 25, 2024 |
Employee Agreement Amendment – Michael Lebby Exhibit 10.1 EMPLOYEE AGREEMENT AMENDMENT THIS AGREEMENT (the “Agreement”) is made and entered into on June 18, 2024, by and between Lightwave Logic, Inc., a Nevada Corporation (the “Company”) and Michael S. Lebby, PhD (“Employee”). 1. This Agreement amends that certain Employee Agreement dated March 20, 2017, as amended from time to time, made and entered into by the parties hereto (the “Employee |
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| June 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 18, 2024 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40766 82-0497368 (State or other jurisdiction of incorporation) (Commission File N |
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| May 24, 2024 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 22, 2024 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40766 82-0497368 (State or other jurisdiction of incorporation) (Commission File Nu |
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| May 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40766 Lightwave |
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| April 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2 |
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| March 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 25, 2024 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40766 82-0497368 (State or other jurisdiction of incorporation) (Commission File |
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| March 25, 2024 |
Exhibit 99.1 Lightwave Logic Demonstrates World-Class 200Gbps Heterogeneous Polymer/Silicon Photonic Modulator Results Company Discussed Extending Silicon Photonics Performance using its Proprietary Perkinamine® Electro-Optic Materials Based on 200mm Commercial Wafers at the 2024 Optical Fiber Conference in San Diego ENGLEWOOD, Colo., March 25, 2024 /PRNewswire/ - Lightwave Logic, Inc. (NASDAQ: LW |
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| February 29, 2024 |
Description of Registrant’s Securities EXHIBIT 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Lightwave Logic, Inc. (the “Company” or “we” or “our”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, our common stock, par value $0.001 per share (the “common stock”). Description of Common Stock The following description |
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| February 29, 2024 |
Subsidiaries of the Registrant EXHIBIT 21.1 SUBSIDIARIES OF LIGHTWAVE LOGIC, INC. None. |
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| February 29, 2024 |
EXHIBIT 97.1 Lightwave Logic, Inc. NASDAQ RULE 5608 EXECUTIVE OFFICER COMPENSATION CLAWBACK Policy Effective November 9, 2023 1. Policy Purpose. The purpose of this Lightwave Logic, Inc. Nasdaq Rule 5608 Executive Officer Compensation Clawback Policy (this “Policy”) is to enable Lightwave Logic, Inc. and its subsidiaries and affiliates (the “Company”) to recover Erroneously Awarded Compensation in |
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| February 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40766 Lightwave Logic, Inc. (Exac |
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| February 29, 2024 |
EXHIBIT 19.1 Lightwave Logic, Inc. INSIDER TRADING POLICY August 17, 2021, as amended February 8, 2024 A. INTRODUCTION Lightwave Logic, Inc., a Nevada corporation (the “Company”), recognizes that its directors, officers, and other employees may invest from time to time in the common stock of the Company. However, all of the Company’s employees must exercise caution to conduct these transactions in |
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| February 13, 2024 |
LWLG / Lightwave Logic, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Lightwave Logic Inc Title of Class of Securities: Common Stock CUSIP Number: 532275104 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40766 Lightw |
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| November 9, 2023 |
Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF LIGHTWAVE LOGIC, INC. A Nevada Corporation Lightwave Logic, Inc. (the “Corporation”) hereby adopts these Amended and Restated Bylaws, which restate and supersede the Bylaws of the Corporation, as previously amended and restated, in their entirety, as follows: ARTICLE I - STOCKHOLDERS 1.Annual Meeting. The annual meeting of stockholders of the Corporation |
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| October 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 2, 2023 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40766 82-0497368 (State or other jurisdiction of incorporation) (Commission File |
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| August 10, 2023 |
Exhibit 99.1 Lightwave Logic Appoints Respected Industry Executive Laila Partridge to Board of Directors Laila Partridge Brings 30+ Years Track Record of Executing Transactions in the Technology Space ENGLEWOOD, Colo., July 19, 2023 - Lightwave Logic, Inc. (NASDAQ: LWLG), a technology platform company leveraging its proprietary electro-optic (EO) polymers to transmit data at higher speeds with les |
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| August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 17, 2023 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40766 82-0497368 (State or other jurisdiction of incorporation |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40766 Lightwave L |
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| July 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 17, 2023 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40766 82-0497368 (State or other jurisdiction of incorporation) (Commission File N |
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| July 19, 2023 |
Exhibit 99.1 Lightwave Logic Appoints Respected Industry Executive Laila Partridge to Board of Directors Laila Partridge Brings 30+ Years Track Record of Executing Transactions in the Technology Space ENGLEWOOD, Colo., July 19, 2023 - Lightwave Logic, Inc. (NASDAQ: LWLG), a technology platform company leveraging its proprietary electro-optic (EO) polymers to transmit data at higher speeds with les |
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| June 30, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Lightwave Logic, Inc. |
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| June 30, 2023 |
As filed with the Securities and Exchange Commission on June 30, 2023 Registration No. |
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| June 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 29, 2023 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40766 82-0497368 (State or other jurisdiction of incorporation) (Commission File N |
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| May 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 25, 2023 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40766 82-0497368 (State or other jurisdiction of incorporation) (Commission File Nu |
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| May 25, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 25, 2023 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40766 82-0497368 (State or other jurisdiction of incorporation) (Commission File Nu |
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| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40766 Lightwave |
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| April 27, 2023 |
Employee Agreement Amendment – Michael Lebby EXHIBIT 10.1 EMPLOYEE AGREEMENT AMENDMENT THIS AGREEMENT (the “Agreement”) is made and entered into on April 26, 2023 by and between Lightwave Logic, Inc., a Nevada Corporation (the “Company”) and Michael S. Lebby, PhD (“Employee”). 1. This Agreement amends that certain Employee Agreement dated March 20, 2017, as amended from time to time, made and entered into by the parties hereto (the “Employee |
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| April 27, 2023 |
Employee Agreement Amendment – James Marcelli EXHIBIT 10.2 EMPLOYEE AGREEMENT AMENDMENT THIS AGREEMENT (the “Agreement”) is made and entered into on April 26, 2023 by and between Lightwave Logic, Inc., a Nevada corporation (the “Company”) and James S. Marcelli (“Employee”). 1. This Agreement amends that certain Employee Agreement dated August 10, 2015, as amended from time to time, made and entered into by the parties hereto (the “Employee Ag |
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| April 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 26, 2023 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40766 82-0497368 (State or other jurisdiction of incorporation) (Commission File |
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| April 14, 2023 |
Amendment No. 2 to 2016 Equity Incentive Plan UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2 |
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| March 20, 2023 |
Employee Agreement Amendment – Dr. Michael S. Lebby EXHIBIT 10.1 EMPLOYEE AGREEMENT AMENDMENT THIS AGREEMENT (the “Agreement”) is made and entered into on March 16, 2023, by and between Lightwave Logic, Inc., a Nevada Corporation (the “Company”) and Michael S. Lebby, PhD (“Employee”). 1. This Agreement amends that certain Employee Agreement dated March 20, 2017, as amended from time to time, made and entered into by the parties hereto (the “Employe |
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| March 20, 2023 |
Employee Agreement Amendment – James S. Marcelli EXHIBIT 10.2 EMPLOYEE AGREEMENT AMENDMENT THIS AGREEMENT (the “Agreement”) is made and entered into on March 16, 2023, by and between Lightwave Logic, Inc., a Nevada Corporation (the “Company”) and James S. Marcelli (“Employee”). 1. This Agreement amends that certain Employee Agreement dated August 10, 2015, as amended from time to time, made and entered into by the parties hereto (the “Employee A |
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| March 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 16, 2023 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40766 82-0497368 (State or other jurisdiction of incorporation) (Commission File |
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| March 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 3, 2023 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40766 82-0497368 (State or other jurisdiction of incorporation) (Commission File N |
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| March 3, 2023 |
PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(5) (To Prospectus Dated July 9, 2021) Registration No. |
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| March 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40766 Lightwave Logic, Inc. (Exac |
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| March 1, 2023 |
Subsidiaries of the Registrant EXHIBIT 21.1 SUBSIDIARIES OF LIGHTWAVE LOGIC, INC. None. |
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| March 1, 2023 |
First Amendment to the October 26, 2017 Lease Agreement dated November 22, 2022 EXHIBIT 10.23 |
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| March 1, 2023 |
Description of Registrant’s Securities EXHIBIT 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Lightwave Logic, Inc. (the “Company” or “we” or “our”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, our common stock, par value $0.001 per share (the “common stock”). Description of Common Stock The following description |
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| March 1, 2023 |
Registration Rights Agreement, dated February 28, 2023, by and between the Company and Lincoln Park EXHIBIT 10.27 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of February 28, 2023, is entered into by and between LIGHTWAVE LOGIC, INC., a Nevada corporation (the “Company”), and LINCOLN PARK CAPITAL FUND, LLC, an Illinois limited liability company (together with its permitted assigns, the “Investor”). Capitalized terms used herein and not otherwise d |
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| March 1, 2023 |
Purchase Agreement, dated February 28, 2023, by and between the Company and Lincoln Park EXHIBIT 10.26 PURCHASE AGREEMENT THIS PURCHASE AGREEMENT (the “Agreement”), dated as of February 28, 2023 is made by and between LIGHTWAVE LOGIC, INC., a Nevada corporation (the “Company”), and LINCOLN PARK CAPITAL FUND, LLC, an Illinois limited liability company (the “Investor”). WHEREAS: Subject to the terms and conditions set forth in this Agreement, the Company wishes to sell to the Investor, |
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| February 9, 2023 |
LWLG / Lightwave Logic, Inc. / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Lightwave Logic Inc. Title of Class of Securities: Common Stock CUSIP Number: 532275104 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1(b) ☐ Ru |
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| December 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 19, 2022 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40766 82-0497368 (State or other jurisdiction of incorporation) (Commission Fi |
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| December 19, 2022 |
Lightwave Logic Issues Shareholder Letter and Provides Corporate Update EXHIBIT 99.1 Lightwave Logic Issues Shareholder Letter and Provides Corporate Update ENGLEWOOD, Colo. - Dec. 19, 2022 - Lightwave Logic, Inc. (NASDAQ: LWLG), a technology platform company leveraging its proprietary electro-optic polymers to transmit data at higher speeds with less power, today issued a letter to shareholders from its Chief Executive Officer, Dr. Michael Lebby. Dear Fellow Sharehol |
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| December 9, 2022 |
Lightwave Logic, Inc. Up to $35,000,000 of Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-257670 PROSPECTUS SUPPLEMENT (To Prospectus dated July 9, 2021) Lightwave Logic, Inc. Up to $35,000,000 of Common Stock We have entered into a sales agreement with Roth Capital Partners, LLC (“Roth Capital Partners”, or the “sales agent”) relating to the issuance and sale of our common stock offered by this prospectus. In accordance with the te |
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| December 9, 2022 |
EX-1.1 2 ex1x1.htm EXHIBIT 1.1 SALES AGREEMENT Exhibit 1.1 Lightwave Logic, Inc. $35,000,000 Common Stock ($0.001 par value per share) Sales Agreement December 9, 2022 Roth Capital Partners, LLC 888 San Clemente Drive, Suite 400 Newport Beach, CA 92660 Ladies and Gentlemen: Lightwave Logic, Inc., a Nevada corporation (the “Company”), confirms its agreement (this “Agreement”) with Roth Capital Part |
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| December 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 9, 2022 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40766 82-0497368 (State or other jurisdiction of incorporation) (Commission Fil |
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| November 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40766 Lightw |
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| August 30, 2022 |
Resignation Letter - Thomas E. Zelibor EXHIBIT 17.1 Thomas E. Zelibor 3920 Glenneyere Dr. Longmont, CO 80503 August 24, 2022 Dr. Michael Lebby CEO, Lightwave Logic 369 Inverness Pkwy, Suite 350 Englewood, CO 80112-6039 Dear Michael, This letter is to inform you of my intent to retire as Chair of the Lightwave Logic Board effective October 1, 2022. I most certainly appreciated the opportunity to serve in various company roles on Lightwa |
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| August 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 24, 2022 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40766 82-0497368 (State or other jurisdiction of incorporation) (Commission File |
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| August 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40766 Lightwave L |
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| May 31, 2022 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 26, 2022 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40766 82-0497368 (State or other jurisdiction of incorporation) (Commission File Nu |
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| May 26, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 26, 2022 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40766 82-0497368 (State or other jurisdiction of incorporation) (Commission File Nu |
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| May 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40766 Lightwave |
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| April 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2 |
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| March 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40766 Lightwave Logic, Inc. (Exac |
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| March 1, 2022 |
Form of Restricted Stock Award Agreement -Non Employee Directors EXHIBIT 10.21 Restricted Stock Award Agreement This Restricted Stock Award Agreement (this "Agreement") is made and entered into as of [] (the "Grant Date") by and between Lightwave Logic, Inc., a Nevada corporation (the "Company") and [] (the "Director"). WHEREAS, the Company has adopted the 2016 Equity Incentive Plan (the "Plan") under which awards of Restricted Stock may be granted; and WHEREAS |
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| March 1, 2022 |
Subsidiaries of the Registrant EXHIBIT 21.1 SUBSIDIARIES OF LIGHTWAVE LOGIC, INC. None. |
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| January 21, 2022 |
Employee Agreement Amendment - Michael Lebby EXHIBIT 10.1 EMPLOYEE AGREEMENT AMENDMENT THIS AGREEMENT (the ?Agreement?) is made and entered into on January 18, 2022 by and between Lightwave Logic, Inc., a Nevada Corporation (the ?Company?) and Michael S. Lebby, PhD (?Employee?). 1. This Agreement amends that certain Employee Agreement dated March 20, 2017, as amended from time to time, made and entered into by the parties hereto (the ?Employ |
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| January 21, 2022 |
Lightwave Logic Appoints Respected Industry Leader Dr. Craig Ciesla to Board of Directors EXHIBIT 99.1 Lightwave Logic Appoints Respected Industry Leader Dr. Craig Ciesla to Board of Directors Dr. Joseph A. Miller to Transition from Board of Directors to Role on Company's Advisory Board ENGLEWOOD, Colo., Jan. 18, 2022 /PRNewswire/- Lightwave Logic, Inc. (NASDAQ: LWLG), a technology platform company leveraging its proprietary electro-optic (EO) polymers to transmit data at higher speeds |
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| January 21, 2022 |
Form of Director and Officer Indemnification Agreement EXHIBIT 10.3 INDEMNIFICATION AGREEMENT This Indemnification Agreement (the ?Agreement?) is entered into as of by and between Lightwave Logic, Inc., a Nevada corporation (the ?Company?), and (the ?Indemnitee?) and replaces any and all Indemnification Agreements previously entered into between the parties. WHEREAS, Indemnitee is a director and/or an officer of the Company or the Company expects Inde |
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| January 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 11, 2022 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40766 82-0497368 (State or other jurisdiction of incorporat |
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| January 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 18, 2022 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40766 82-0497368 (State or other jurisdiction of incorporation) (Commission Fil |
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| January 21, 2022 |
Employee Agreement Amendment - James Marcelli EXHIBIT 10.2 EMPLOYEE AGREEMENT AMENDMENT THIS AGREEMENT (the ?Agreement?) is made and entered into on January 18, 2022 by and between Lightwave Logic, Inc., a Nevada Corporation (the ?Company?) and James S. Marcelli (?Employee?). 1. This Agreement amends that certain Employee Agreement dated August 10, 2015, as amended from time to time, made and entered into by the parties hereto (the ?Employee |
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| January 21, 2022 |
Resignation Letter - Dr. Joseph A. Miller EXHIBIT 17.1 |
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| January 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 11, 2022 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40766 82-0497368 (State or other jurisdiction of incorporation) (Commission Fil |
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| January 18, 2022 |
Resignation Letter - Dr. Joseph A. Miller EXHIBIT 17.1 |
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| January 18, 2022 |
Lightwave Logic Appoints Respected Industry Leader Dr. Craig Ciesla to Board of Directors EXHIBIT 99.1 Lightwave Logic Appoints Respected Industry Leader Dr. Craig Ciesla to Board of Directors Dr. Joseph A. Miller to Transition from Board of Directors to Role on Company's Advisory Board ENGLEWOOD, Colo., Jan. 18, 2022 /PRNewswire/- Lightwave Logic, Inc. (NASDAQ: LWLG), a technology platform company leveraging its proprietary electro-optic (EO) polymers to transmit data at higher speeds |
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| November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40766 Lightw |
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| October 5, 2021 |
Purchase Agreement, dated October 4, 2021, by and between the Company and Lincoln Park EXHIBIT 10.1 PURCHASE AGREEMENT THIS PURCHASE AGREEMENT (the ?Agreement?), dated as of October 4, 2021 is made by and between LIGHTWAVE LOGIC, INC., a Nevada corporation (the ?Company?), and LINCOLN PARK CAPITAL FUND, LLC, an Illinois limited liability company (the ?Investor?). WHEREAS: Subject to the terms and conditions set forth in this Agreement, the Company wishes to sell to the Investor, and |
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| October 5, 2021 |
Registration Rights Agreement, dated October 4, 2021, by and between the Company and Lincoln Park EXHIBIT 10.2 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this ?Agreement?), dated as of October 4, 2021, is entered into by and between LIGHTWAVE LOGIC, INC., a Nevada corporation (the ?Company?), and LINCOLN PARK CAPITAL FUND, LLC, an Illinois limited liability company (together with its permitted assigns, the ?Investor?). Capitalized terms used herein and not otherwise defi |
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| October 5, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 4, 2021 Date of Report (Date of earliest event reported) Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 001-40766 82-0497368 (State or other jurisdiction of incorporation) (Commission File |
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| October 5, 2021 |
Lightwave Logic, Inc. Up to $33,902,076 of Shares of Common Stock PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(5) (To Prospectus Dated July 9, 2021) Registration No. |
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| August 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 82-0497368 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 36 |
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| August 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-52567 Lightwave Log |
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| July 7, 2021 |
United States securities and exchange commission logo July 7, 2021 Jim Marcelli President and Chief Operating Officer Lightwave Logic, Inc. |
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| July 7, 2021 |
LIGHTWAVE LOGIC, INC. 369 Inverness Parkway, Suite 350 Englewood, Colorado, 80112 LIGHTWAVE LOGIC, INC. 369 Inverness Parkway, Suite 350 Englewood, Colorado, 80112 July 7, 2021 VIA EDGAR United States Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Attn: Mr. Charles Eastman Re: Lightwave Logic, Inc. Request for Acceleration of Registration Statement on Form S-3 File No. 333-257670 Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of |
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| July 2, 2021 |
As filed with the Securities and Exchange Commission on July 2, 2021 As filed with the Securities and Exchange Commission on July 2, 2021 Registration No. |
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| June 1, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2021 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 0-52567 82-0497368 (State or other jurisdiction of Incorporation or Organization) (Com |
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| May 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2021 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 0-52567 82-0497368 (State or other jurisdiction of Incorporation or Organization) (Com |
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| May 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-52567 Lightwave Lo |
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| April 20, 2021 |
Employee Agreement Amendment - Michael Lebby EXHIBIT 10.1 EMPLOYEE AGREEMENT AMENDMENT THIS AGREEMENT (the ?Agreement?) is made and entered into on April 19, 2021 by and between Lightwave Logic, Inc., a Nevada Corporation (the ?Company?) and Michael S. Lebby, PhD (?Employee?). 1. This Agreement amends that certain Employee Agreement dated March 20, 2017, as amended from time to time, made and entered into by the parties hereto (the ?Employee |
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| April 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2021 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 0-52567 82-0497368 (State or other jurisdiction of Incorporation or Organization) (C |
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| April 20, 2021 |
Employee Agreement Amendment - James Marcelli EXHIBIT 10.2 EMPLOYEE AGREEMENT AMENDMENT THIS AGREEMENT (the ?Agreement?) is made and entered into on April 19, 2021 by and between Lightwave Logic, Inc., a Nevada corporation (the ?Company?) and James S. Marcelli (?Employee?). 1. This Agreement amends that certain Employee Agreement dated August 10, 2015, as amended from time to time, made and entered into by the parties hereto (the ?Employee Ag |
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| April 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2 |
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| March 31, 2021 |
SUBSIDIARIES OF LIGHTWAVE LOGIC, INC. EXHIBIT 21.1 SUBSIDIARIES OF LIGHTWAVE LOGIC, INC. None. |
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| March 31, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ?ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934?? For the fiscal year ended December 31, 2020 ?TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934?? For the transition period from to Commission file number: 0-52567 Lightwave Logic, Inc. (Exac |
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| March 31, 2021 |
Statement of Operations Committee Work - Siraj Nour El-Ahmadi EXHIBIT 10.12 |
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| November 20, 2020 |
9,079,278 Shares of Common Stock Prospectus Filed Pursuant to Rule 424(b)(3) Registration No. 333-250088 9,079,278 Shares of Common Stock This prospectus relates to the resale of up to 9,079,278 shares of the Common Stock, par value $0.001 per share (“Common Stock”) of Lightwave Logic, Inc. (“Company”, “us” or “we”) which may be offered by Lincoln Park Capital Fund, LLC (“Lincoln Park”) from time to time, and which have been or m |
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| November 18, 2020 |
Acceleration Request LIGHTWAVE LOGIC, INC. 369 Inverness Parkway, Suite 350 Englewood, Colorado 80112 November 18, 2020 VIA EDGAR United States Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Attn: Mr. Tom Jones Re: Lightwave Logic, Inc. Request for Acceleration of Registration Statement on Form S-3 File No. 333- 250088 Ladies and Gentlemen: Pursuant to Rule 461 under t |
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| November 18, 2020 |
United States securities and exchange commission logo November 18, 2020 Michael S. |
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| November 18, 2020 |
United States securities and exchange commission logo November 18, 2020 Michael S. |
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| November 13, 2020 |
As Filed with the Securities and Exchange Commission on November 13, 2020 Registration No. |
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| November 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-52567 Lightwav |
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| November 2, 2020 |
Lightwave Logic Polymer Materials Results Noted at AngelTech Live II Summit Press Release EXHIBIT 99.1 Lightwave Logic Polymer Materials Results Noted at AngelTech Live II Summit ENGLEWOOD, Colo., Nov. 2, 2020 /PRNewswire/ - Lightwave Logic, Inc. (OTCQB: LWLG), a technology platform company leveraging its proprietary electro-optic polymers to transmit data at higher speeds with less power, today announced that Michael Lebby, Chief Executive Officer of Lightwave Logic pres |
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| November 2, 2020 |
Financial Statements and Exhibits, Other Events - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2020 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 0-52567 82-0497368 (State or other jurisdiction of Incorporation or Organization) |
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| August 10, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-52567 Lightwave Log |
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| May 18, 2020 |
Submission of Matters to a Vote of Security Holders Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2020 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 0-52567 82-049-7368 (State or other jurisdiction of Incorporation or Or |
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| May 14, 2020 |
Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2020 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 0-52567 82-049-7368 (State or other jurisdiction of Incorporation or Or |
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| May 11, 2020 |
Quarterly Report - QUARTERLY REPORT Quarterly Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-5 |
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| April 28, 2020 |
Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2020 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 0-52567 82-049-7368 (State or other jurisdiction of Incorporation or |
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| April 28, 2020 |
Promissory Note made to Community Banks of Colorado dated April 23, 2020 Loan Agreement EXHIBIT 10.1 |
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| April 21, 2020 |
LWLG / Lightwave Logic, Inc. DEF 14A - - DEFINITIVE PROXY STATEMENT Definitive Proxy Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 16, 2020 |
Description of Registrant's Securities DESCRIPTION OF THE REGISTRANT’S SECURITIES EXHIBIT 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Lightwave Logic, Inc. (the “Company” or “we” or “our”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, our common stock, par value $0.001 per share (the “common stock”). Description |
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| March 16, 2020 |
LWLG / Lightwave Logic, Inc. 10-K - Annual Report - ANNUAL REPORT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-52567 Lightwave Logic, Inc. (E |
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| February 5, 2020 |
8,477,864 Shares of Common Stock Prospectus Filed Pursuant to Rule 424(b)(3) Registration No. 333-236115 PROSPECTUS 8,477,864 Shares of Common Stock This prospectus relates to the resale of up to 8,477,864 shares of the common stock, par value $0.001 per share (“Common Stock”) of Lightwave Logic, Inc. (“Company”, “us” or “we”) which may be offered by Lincoln Park Capital Fund, LLC (“Lincoln Park”) from time to time, and which hav |
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| January 31, 2020 |
LWLG / Lightwave Logic, Inc. CORRESP - - Acceleration Request LIGHTWAVE LOGIC, INC. 369 Inverness Parkway, Suite 350 Englewood, Colorado 80112 January 31, 2020 VIA EDGAR United States Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Attn: Mr. Tom Jones Re: Lightwave Logic, Inc. Request for Acceleration of Registration Statement on Form S-1 File No. 333- 236115 Ladies and Gentlemen: Pursuant to Rule 461 under th |
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| January 31, 2020 |
January 31, 2020 Michael S. Lebby Chief Executive Officer Lightwave Logic, Inc. 369 Inverness Parkway, Suite 350 Englewood, Colorado 80112 Re: Lightwave Logic, Inc. Registration Statement on Form S-1 Filed January 28, 2020 File No. 333-236115 Dear Mr. Lebby: This is to advise you that we have not reviewed and will not review your registration statement. Please refer to Rules 460 and 461 regarding |
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| January 31, 2020 |
LWLG / Lightwave Logic, Inc. TEXT-EXTRACT - - January 31, 2020 Michael S. Lebby Chief Executive Officer Lightwave Logic, Inc. 369 Inverness Parkway, Suite 350 Englewood, Colorado 80112 Re: Lightwave Logic, Inc. Registration Statement on Form S-1 Filed January 28, 2020 File No. 333-236115 Dear Mr. Lebby: This is to advise you that we have not reviewed and will not review your registration statement. Please refer to Rules 460 and 461 regarding |
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| January 28, 2020 |
LWLG / Lightwave Logic, Inc. S-1 - Registration Statement - REGISTRATION STATEMENT Registration Statement As Filed with the Securities and Exchange Commission on January 28, 2020 Registration No. |
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| November 15, 2019 |
LWLG / Lightwave Logic, Inc. S-8 - - REGISTRATION STATEMENT Registration Statement As filed with the Securities and Exchange Commission on November 15, 2019 Registration No. |
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| November 12, 2019 |
LWLG / Lightwave Logic, Inc. 10-Q - Quarterly Report - QUARTERLY REPORT Quarterly Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number |
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| September 26, 2019 |
Lightwave Logic shows ultra-highspeed performance and robustness for optical communications Press Release EXHIBIT 99.1 Lightwave Logic shows ultra-highspeed performance and robustness for optical communications PR Newswire September 26, 2019 ENGLEWOOD, Colo., Sept. 26, 2019 /PRNewswire/ - Lightwave Logic, Inc. (LWLG) announces that it presented positive technical results on its high-performance material for optical communications in two talks at the prestigious European Conference on Com |
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| September 26, 2019 |
Financial Statements and Exhibits, Other Events Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 26, 2019 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 0-52567 82-049-7368 (State or other jurisdiction of Incorporation |
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| September 6, 2019 |
Financial Statements and Exhibits, Other Events Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2019 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 0-52567 82-049-7368 (State or other jurisdiction of Incorporation |
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| September 6, 2019 |
Lightwave Logic, Inc. CEO Sends Open Letter Update to Shareholders Press Release EXHIBIT 99.1 Lightwave Logic, Inc. CEO Sends Open Letter Update to Shareholders ENGLEWOOD, CO, September 5, 2019 (PRNewswire) - Lightwave Logic, Inc. (OTCQB: LWLG) announced today that it sent an Open Letter to its Shareholders. Open Letter to Lightwave Logic, Inc. Shareholders September 5, 2019 Fellow Shareholders, I would like to take this opportunity today to bring all of you up t |
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| August 9, 2019 |
LWLG / Lightwave Logic, Inc. 10-Q - Quarterly Report - QUARTERLY REPORT Quarterly Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-52 |
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| May 20, 2019 |
Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2019 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 0-52567 82-049-7368 (State or other jurisdiction of Incorporation or Or |
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| May 10, 2019 |
LWLG / Lightwave Logic, Inc. 10-Q Quarterly Report QUARTERLY REPORT Quarterly Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-5 |
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| April 17, 2019 |
LWLG / Lightwave Logic, Inc. DEFINITIVE PROXY STATEMENT Definitive Additional Materials UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 12, 2019 |
2016 Equity Incentive Plan Amendment Plan Schedule 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Ru |
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| April 10, 2019 |
Employee Agreement Amendment - James Marcelli EMPLOYEE AGREEMENT AMENDMENT EXHIBIT 10.3 EMPLOYEE AGREEMENT AMENDMENT THIS AGREEMENT (the “Agreement”) is made and entered into on April 8, 2019 by and between Lightwave Logic, Inc., a Nevada corporation (the “Company”) and James S. Marcelli (“Employee”). 1. This Agreement amends that certain Employee Agreement dated August 10, 2015, as amended from time to time, made and entered into by the part |
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| April 10, 2019 |
Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 8, 2019 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 0-52567 82-049-7368 (State or other jurisdiction of Incorporation or O |
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| April 10, 2019 |
Employee Agreement Amendment - Michael Lebby EMPLOYEE AGREEMENT AMENDMENT EXHIBIT 10.1 EMPLOYEE AGREEMENT AMENDMENT THIS AGREEMENT (the “Agreement”) is made and entered into on April 8, 2019 by and between Lightwave Logic, Inc., a Nevada Corporation (the “Company”) and Michael S. Lebby, PhD (“Employee”). 1. This Agreement amends that certain Employee Agreement dated March 20, 2017, as amended from time to time, made and entered into by the p |
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| March 20, 2019 |
LWLG / Lightwave Logic, Inc. POST-EFFECTIVE AMENDMENT Post-Effective Amendment As Filed with the Securities and Exchange Commission on March 20, 2019 Registration No. |
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| March 18, 2019 |
LWLG / Lightwave Logic, Inc. ANNUAL REPORT (Annual Report) Annual Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-52567 Lightwave Logic |
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| February 14, 2019 |
9,500,000 Shares of Common Stock Prospectus Filed Pursuant to Rule 424(b)(3) Registration No 333-229433 PROSPECTUS 9,500,000 Shares of Common Stock This prospectus relates to the resale of up to 9,500,000 shares of the common stock, par value $0. |
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| February 11, 2019 |
LWLG / Lightwave Logic, Inc. TEXT-EXTRACT February 8, 2019 Michael S. Lebby Chief Executive Officer Lightwave Logic, Inc. 369 Inverness Parkway, Suite 350 Englewood, Colorado 80112 Re: Lightwave Logic, Inc. Registration Statement on Form S-1 Filed January 30, 2019 File No. 333-229433 Dear Mr. Lebby: This is to advise you that we have not reviewed and will not review your registration statement. Please refer to Rules 460 and 461 regarding |
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| February 11, 2019 |
February 8, 2019 Michael S. Lebby Chief Executive Officer Lightwave Logic, Inc. 369 Inverness Parkway, Suite 350 Englewood, Colorado 80112 Re: Lightwave Logic, Inc. Registration Statement on Form S-1 Filed January 30, 2019 File No. 333-229433 Dear Mr. Lebby: This is to advise you that we have not reviewed and will not review your registration statement. Please refer to Rules 460 and 461 regarding |
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| February 11, 2019 |
LWLG / Lightwave Logic, Inc. CORRESP Acceleration Request LIGHTWAVE LOGIC, INC. 369 Inverness Parkway, Suite 350 Englewood, Colorado 80112 February 11, 2018 VIA EDGAR United States Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Attn: Sergio Chinos Re: Lightwave Logic, Inc. Request for Acceleration of Registration Statement on Form S-1 File No. 333-229433 Ladies and Gentlemen: Pursuant to Rule 461 under th |
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| January 30, 2019 |
LWLG / Lightwave Logic, Inc. REGISTRATION STATEMENT Registration Statement As Filed with the Securities and Exchange Commission on January 30, 2019 Registration No. |
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| January 22, 2019 |
PURCHASE AGREEMENT EXHIBIT 10.1 PURCHASE AGREEMENT THIS PURCHASE AGREEMENT (the “Agreement”), dated as of January 21, 2019, by and between LIGHTWAVE LOGIC, INC., a Nevada corporation (the “Company”), and LINCOLN PARK CAPITAL FUND, LLC, an Illinois limited liability company (the “Investor”). WHEREAS: Subject to the terms and conditions set forth in this Agreement, the Company wishes to sell to the |
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| January 22, 2019 |
REGISTRATION RIGHTS AGREEMENT EXHIBIT 10.2 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of January 21, 2019, is entered into by and between LIGHTWAVE LOGIC, INC., a Nevada corporation (the “Company”), and LINCOLN PARK CAPITAL FUND, LLC, an Illinois limited liability company (together with its permitted assigns, the “Buyer”). Capitalized terms used h |
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| January 22, 2019 |
Press Release EXHIBIT 99.1 Lightwave Logic, Inc. Secures $25MM Common Stock Purchase Agreement with Longstanding Investor Lincoln Park Capital Fund, LLC. ENGLEWOOD, CO - (GlobeNewswire – January 22, 2019) - Lightwave Logic, Inc. (OTCQB: LWLG), a technology company focused on the development of Next Generation Photonic Devices and Non-Linear Optical Polymer Materials Systems for applications in hig |
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| January 22, 2019 |
Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 21, 2019 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 0-52567 82-049-7368 (State or other jurisdiction of Incorporation o |
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| November 9, 2018 |
LWLG / Lightwave Logic, Inc. QUARTERLY REPORT (Quarterly Report) Quarterly Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number |
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| October 23, 2018 |
Open Letter to Lightwave Logic, Inc. Shareholders Letter to Shareholders EXHIBIT 99.1 Open Letter to Lightwave Logic, Inc. Shareholders Fellow Shareholders, I would like to take the opportunity to bring all of you up to-date with the incredible progress we have been making this year. With so much going on, I have decided to begin to provide quarterly shareholder letters. You can expect to receive the next letter in January 2019. In this quarter w |
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| October 23, 2018 |
Financial Statements and Exhibits, Other Events Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2018 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 0-52567 82-049-7368 (State or other jurisdiction of Incorporation o |
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| August 9, 2018 |
LWLG / Lightwave Logic, Inc. QUARTERLY REPORT (Quarterly Report) Quarterly Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-52 |
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| July 31, 2018 |
William C. Pickett III Resignation Letter dated July 31, 2018 EX-99.1 2 lwlgex99z1.htm RESIGNATION LETTER EXHIBIT 99.1 |
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| July 31, 2018 |
Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2018 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 0-52567 82-049-7368 (State or other jurisdiction of Incorporation or O |
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| June 15, 2018 |
Lightwave Logic acquires the polymer technology intellectual property assets of BrPhotonics Press Release EXHIBIT 99.1 Lightwave Logic acquires the polymer technology intellectual property assets of BrPhotonics ENGLEWOOD, CO - (xxxxxxx - June 15, 2018) - Lightwave Logic, Inc. (OTCQB: LWLG), a technology company focused on the development of Next Generation Photonic Devices and Non-Linear Optical Polymer Materials Systems for applications in high-speed fiber-optic data communications and |
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| June 15, 2018 |
Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2018 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 0-52567 82-049-7368 (State or other jurisdiction of Incorporation or O |
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| June 15, 2018 |
Asset Purchase Agreement dated June 11, 2018, by and among the Company and BrPhotonics, et. al. ASSET PURCHASE AGREEMENT EXHIBIT 10.1 ASSET PURCHASE AGREEMENT This Asset Purchase Agreement (this “Agreement”), dated as of June 11, 2018, is entered into by and between BrPhotonics Productos Optoelectrónicos S.A., a legal entity incorporated under the laws of the Federative Republic of Brazil (“Seller”) and Lightwave Logic, Inc., a Nevada corporation (“Buyer”) and, solely for the limited purpose |
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| May 30, 2018 |
21,705,326 Shares of Common Stock Prospectus Filed Pursuant to Rule 424(b)(3) Registration No. 333-224614 21,705,326 Shares of Common Stock This prospectus relates to the resale of up to 21,705,326 shares of the Common Stock, par value $0.001 per share (“Common Stock”) of Lightwave Logic, Inc. (“Company”, “us” or “we”) which may be offered by the selling securityholders identified in this prospectus, from time to time. Of the shar |
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| May 22, 2018 |
Submission of Matters to a Vote of Security Holders Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2018 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 0-52567 82-049-7368 (State or other jurisdiction of Incorporation or Or |
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| May 10, 2018 |
LWLG / Lightwave Logic, Inc. QUARTERLY REPORT (Quarterly Report) Quarterly Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-5 |
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| May 9, 2018 |
May 9, 2018 Michael S. Lebby Chief Executive Officer Lightwave Logic, Inc. 369 Inverness Parkway, Suite 350 Englewood, Colorado 80112 Re: Lightwave Logic, Inc. Registration Statement on Form S-3 Filed May 2, 2018 File No. 333-4614 Dear Mr. Lebby: This is to advise you that we have not reviewed and will not review your registration statement. Please refer to Rules 460 and 461 regarding requests for |
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| May 9, 2018 |
LWLG / Lightwave Logic, Inc. CORRESP Acceleration Request LIGHTWAVE LOGIC, INC. 369 Inverness Parkway, Suite 350 Englewood, Colorado 80112 May 9, 2018 VIA EDGAR United States Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Attn: Sergio Chinos Re: Lightwave Logic, Inc. Request for Acceleration of Registration Statement on Form S-3 File No. 333-224614 Ladies and Gentlemen: Pursuant to Rule 461 under the Secu |
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| May 2, 2018 |
LWLG / Lightwave Logic, Inc. REGISTRATION STATEMENT Registration Statement As Filed with the Securities and Exchange Commission on May 2, 2018 Registration No. |
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| April 13, 2018 |
LWLG / Lightwave Logic, Inc. DEFINITIVE PROXY STATEMENT Schedule 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Ru |
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| March 16, 2018 |
Form of Director’s Non-Disclosure Agreement Form of Director's Non-Disclosure Agreement EXHIBIT 10.10 DIRECTOR’S NON-DISCLOSURE AGREEMENT THIS AGREEMENT made as of [], by and between Lightwave Logic, Inc., located at 369 Inverness Parkway, Suite 350, Englewood, CO 80112 (the “Company”); and [] (“Director”) whose address is []. WHEREAS, Company is developing next generation proprietary photonic devices that are based on its advanced electro- |
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| March 16, 2018 |
Code of Ethics and Business Conduct Code of Ethics and Business Conduct EXHIBIT 14.1 Lightwave Logic, Inc. Code of Ethics and Business Conduct 1. Introduction. 1.1 The Board of Directors of Lightwave Logic, Inc (the "Company") has adopted this Code of Ethics and Business Conduct (the "Code") in order to: (a) promote honest and ethical conduct, including the ethical handling of actual or apparent conflicts of interest; (b) ensure ful |
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| March 16, 2018 |
RESTATED BYLAWS EXHIBIT 3.4 RESTATED BYLAWS OF LIGHTWAVE LOGIC, INC. Lightwave Logic, Inc. (the “Corporation”) hereby adopts these Restated Bylaws, which restate and supersede the bylaws of the Corporation, as previously amended, in their entirety as described below: SECTION 1 OFFICES The principal office of Lightwave Logic, Inc., a Nevada corporation (the “Corporation”) shall be located at the pr |
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| March 16, 2018 |
Form of Director Indemnification Agreement Form of Director Indemnification Agreement EXHIBIT 10.9 INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (the “Agreement”) is made and entered into as of [], 20[ ] between Lightwave Logic, Inc., a Nevada corporation (the “Company”), and (“Indemnitee”). Capitalized terms not defined elsewhere in this Agreement are used as defined in Section 14. This Agreement replaces in its entirety any pr |
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| March 16, 2018 |
Form of Executive Paid Time Off Waiver Agreement Form of PTO Waiver Agreement EXHIBIT 10.7 PAID TIME OFF WAIVER AGREEMENT This Paid Time Off Waiver Agreement (this "Waiver Agreement") is made and entered into as of [] by and between Lightwave Logic, Inc., a Nevada corporation (the "Company") and [] (the "Executive"). WHEREAS, the Company has adopted an Employee Handbook dated November 1, 2014 (the "Employee Handbook”); WHEREAS, the Company has e |
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| March 16, 2018 |
FORM OF DIRECTOR AGREEMENT EXHIBIT 10.8 DIRECTOR AGREEMENT THIS AGREEMENT made as of [] by and between Lightwave Logic, Inc., located at 369 Inverness Parkway, Suite 350, Englewood, CO 80112 (the “Company”); and [] (“Director”) whose address is []. WHEREAS, the Company and the Director desire to enter into an agreement which will set forth the terms and conditions upon which the Director shall [co |
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| March 16, 2018 |
LWLG / Lightwave Logic, Inc. ANNUAL REPORT (Annual Report) Annual Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-52567 Lightwave Logic |
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| February 6, 2018 |
Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2018 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 0-52567 82-049-7368 (State or other jurisdiction of Incorporation o |
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| December 19, 2017 |
Shareholder Letter EXHIBIT 99.1 December 19, 2017 Fellow Shareholders, As 2017 draws to a close, I want to update you on our current development progress and summarize the incredible advancements we have made over this past year. Building on the momentum in 2016, this year we achieved a number of significant milestones that advance our company towards becoming a revenue-generating enterprise. We q |
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| December 19, 2017 |
Financial Statements and Exhibits, Other Events Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 19, 2017 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 0-52567 82-049-7368 (State or other jurisdiction of Incorporation |
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| November 14, 2017 |
LWLG / Lightwave Logic, Inc. QUARTERLY REPORT (Quarterly Report) Quarterly Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number |
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| November 2, 2017 |
Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2017 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 0-52567 82-049-7368 (State or other jurisdiction of Incorporation o |
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| November 2, 2017 |
Lease Agreement – Englewood, CO. Facility Lease Agreement EXHIBIT 10.1 LEASE AGREEMENT This Lease Agreement (this ?Lease?) is entered into on this the 26th day of October, 2017, by and between INVERNESS TECH I, LTD., a Texas limited partnership (?Landlord?), and LIGHTWAVE LOGIC, INC., a Nevada corporation (?Tenant?). 1. PREMISES AND TERM. (a) Subject to and upon the terms, provisions and conditions hereinafter set forth, and each in consi |
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| November 2, 2017 |
Agreement EXHIBIT 10.2 AGREEMENT This agreement is entered into this 27th day of October, 2017 (?Agreement?) by and between Lightwave Logic, Inc. (?Lightwave?) and Atotech USA, LLC. (?Atotech?). 1. Atotech became the Tenant under a lease with Inverness Tech I, LTD (?Landlord?) dated April 12, 2004 (?Lease?) by assignment. By its terms, the Lease would expire October 31, 2019. Atotech and Landlord |
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| September 29, 2017 |
Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2017 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 0-52567 82-049-7368 (State or other jurisdiction of Incorporation |
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| August 14, 2017 |
LWLG / Lightwave Logic, Inc. QUARTERLY REPORT (Quarterly Report) Quarterly Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-52 |
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| June 19, 2017 |
Prospectus Filed Pursuant to Rule 424(b)(3) Registration No. 333-217384 5,000,000 Shares Common Stock This prospectus relates to the sale of up to 5,000,000 shares of the common stock, par value $0.001 per share of Lightwave Logic, Inc. (?Company?, ?us? or ?we?) which may be offered by the selling securityholder identified in this prospectus, from time to time. Of the shares of common stock being |
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| June 13, 2017 |
Acceleration Request LIGHTWAVE LOGIC, INC. 1831 Lefthand Circle, Suite C Longmont, Colorado 80501 June 13, 2017 VIA EDGAR United States Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Attn: Frank Pigott Re: Lightwave Logic, Inc. Request for Acceleration of Registration Statement on Form S-1 File No. 333-217384 Ladies and Gentlemen: Pursuant to Rule 461 under the Securit |
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| June 2, 2017 |
Registration Statement As Filed with the Securities and Exchange Commission on June 1, 2017 Registration No. |
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| June 1, 2017 |
Response Letter Lightwave Logic, Inc. 1831 Lefthand Circle, Suite C Longmont, Colorado 80501 June 1, 2017 Jay Ingram Legal Branch Chief Office of Manufacturing and Construction United States Securities and Exchange Commission Division of Corporation Finance Mail Stop 4631 100 F Street, N.E. Washington, D.C. 20549-4631 Re: Lightwave Logic, Inc. Amendment No. 1 to Registration Statement on Form S-1 |
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| May 30, 2017 |
Mail Stop 4631 May 30, 2017 Via E-Mail James S. Marcelli President and Chief Operating Officer Lightwave Logic, Inc. 1831 Lefthand Circle, Suite C Longmont, Colorado 80501 Re: Lightwave Logic, Inc. Amendment No. 1 to Registration Statement on Form S-1 Filed May 19, 2017 File No. 333-217384 Dear Mr. Marcelli: We have reviewed your amended registration statement and have the following comments. In s |
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| May 24, 2017 |
Submission of Matters to a Vote of Security Holders Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2017 (May 18, 2017) Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 0-52567 82-049-7368 (State or other jurisdiction of Inco |
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| May 19, 2017 |
Registration Statement As Filed with the Securities and Exchange Commission on May 19, 2017 Registration No. |
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| May 19, 2017 |
CORRESP 1 filename1.htm LIGHTWAVE LOGIC, INC. 1831 Lefthand Circle, Suite C Longmont, CO 80501 May 19, 2017 Jay Ingram Legal Branch Chief Office of Manufacturing and Construction United States Securities and Exchange Commission Division of Corporation Finance Mail Stop 4631 100 F Street, N.E. Washington, D.C. 20549-4631 Re: Lightwave Logic, Inc. Registration Statement on Form S-1 Filed April 19, 2 |
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| May 15, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) Quarterly Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-5 |
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| May 11, 2017 |
Mail Stop 4631 May 10, 2017 Via E-Mail James S. Marcelli President and Chief Operating Officer Lightwave Logic, Inc. 1831 Lefthand Circle, Suite C Longmont, Colorado 80501 Re: Lightwave Logic, Inc. Registration Statement on Form S-1 Filed April 19, 2017 File No. 333-217384 Dear Mr. Marcelli: We have limited our review of your registration statement to those issues we have addressed in our comments |
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| May 3, 2017 |
EX-99.1 2 lwlgex99z1.htm SHAREHOLDER LETTER EXHIBIT 99.1 Michael Lebby, CEO Lightwave Logic, Inc. 1831 Lefthand Circle, Suite C Longmont, CO 80501 May 1, 2017 Fellow Shareholders, Today, with great pride I assume the post of CEO of Lightwave Logic. I have been an independent board member since mid-2015, and I have personally seen the company move quickly and efficiently towards the commercializati |
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| May 3, 2017 |
Financial Statements and Exhibits, Other Events Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2017 (May 1, 2017) Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 0-52567 82-049-7368 (State or other jurisdiction of Incorp |
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| April 19, 2017 |
Consulting Agreement -EOvation Advisors, LLC dated December 26, 2016 EX-10.58 4 lwlgex10z58.htm CONSULTING AGREEMENT EXHIBIT 10.58 December 26, 2016 Fred Leonberger, PhD Principal EOvation Advisors LLC 1058 North Tamiami Trail Suite 108-146 Sarasota, FL 34236 RE: Consulting Agreement Dear Fred: THIS AGREEMENT (the “Agreement”) is made and entered into on December 26, 2016, effective January 1, 2017 by and between Lightwave Logic Inc., a Nevada Corporation (the “Com |
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| April 19, 2017 |
EX-10.57 3 lwlgex10z57.htm CONSULTING AGREEMENT EXHIBIT 10.57 December 15, 2015 Fred Leonberger, PhD Principal EOvation Advisors LLC 1058 North Tamiami Trail Suite 108-146 Sarasota, FL 34236 RE: Consulting Agreement Dear Fred: THIS AGREEMENT (the “Agreement”) is made and entered into on December 15, 2015, effective January 1, 2016 by and between Lightwave Logic Inc., a Nevada Corporation (the “Com |
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| April 19, 2017 |
Registration Statement As Filed with the Securities and Exchange Commission on April 19, 2017 Registration No. |
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| April 13, 2017 |
Lightwave Logic DEFINITIVE PROXY STATEMENT Schedule 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Ru |
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| April 7, 2017 |
LIMITED POWER OF ATTORNEY SECTION 16 REPORTING OBLIGATIONS POWER OF ATTORNEY EXHIBIT 24 LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS Know all by these presents, that the undersigned hereby constitutes and appoints each of Thomas E. |
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| April 3, 2017 |
Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2017 (March 28, 2017) Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 0-52567 82-049-7368 (State or other jurisdiction of I |
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| April 3, 2017 |
Statement of Operations Committee Work - Frederick J. Leonberger Statement of Operations Committee Work EXHIBIT 10.2 LIGHTWAVE LOGIC, INC. Statement of Operations Committee Work Committee Member Fred Leonberger, PhD Term At the discretion of the Board, but for a period of not more than 365 consecutive days. Scope of Work Provide product development guidance as well as corporate development, strategic and business advisory services to the company?s CEO, includin |
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| April 3, 2017 |
Statement of Operations Committee Work - Frederick J. Leonberger DIRECTOR AGREEMENT EXHIBIT 10.1 DIRECTOR AGREEMENT THIS AGREEMENT made as of April 1, 2017 by and between Lightwave Logic, Inc., located at 1831 Lefthand Circle, Suite C, Longmont, CO 80501 (the ?Company?); and Frederick J. Leonberger (?Director?) whose address is 356 W. Royal Flamingo Dr., Sarasota, Florida 34236. WHEREAS, the Company and the Director desire to enter into an agreement which will |
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| March 31, 2017 |
Post Effective Amendment As Filed with the Securities and Exchange Commission on March 31, 2017 Registration No. |
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| March 31, 2017 |
Post Effective Amendment As Filed with the Securities and Exchange Commission on March 31, 2017 Registration No. |
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| March 31, 2017 |
Post Effective Amendment As Filed with the Securities and Exchange Commission on March 31, 2017 Registration No. |
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| March 22, 2017 |
Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2017 (March 16, 2017) Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 0-52567 82-049-7368 (State or other jurisdiction of |
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| March 22, 2017 |
Thomas Zelibor Resignation Letter EXHIBIT 99.1 From the Desk of Tom Zelibor March 16, 2017 Mr. William Pickett Lead Independent Director Lightwave Logic Board of Directors 1831 Lefthand Circle, Suite C Longmont, CO 80503 Subj: Voluntary Resignation as CEO Dear Bim, This is my official notification that I will be resigning as the CEO of Lightwave Logic, Inc., effective April 30, 2017. I feel now th |
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| March 22, 2017 |
Andrew Ashton Resignation Letter EXHIBIT 99.2 March 16, 2017 To the Lightwave Logic, Inc. Board of Directors: I hereby tender my resignation to the Lightwave Logic Board of Directors effective March 22, 2017. I believe it is in the best interests of the Company: (i) to maintain an independent Board of Directors; and (ii) to be able to focus my time on the critical work at the Delaware Materials De |
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| March 22, 2017 |
Employee Agreement – Michael Lebby EMPLOYEE AGREEMENT EXHIBIT 10.1 EMPLOYEE AGREEMENT THIS EMPLOYEE AGREEMENT made as of March 20, 2017, by and between Lightwave Logic, Inc., a Nevada corporation (the ?Company?), whose principal place of business is at 1831 Lefthand Circle, Suite C; and Michael S. Lebby, PhD (?Employee?), who resides at 680 Mission St., 24F, San Francisco, CA 94105. WHEREAS, the Company wishes to procure the servic |
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| March 22, 2017 |
Employee Agreement Amendment - James Marcelli EMPLOYEE AGREEMENT AMENDMENT EXHIBIT 10.2 EMPLOYEE AGREEMENT AMENDMENT THIS AGREEMENT (the ?Agreement?) is made and entered into on March 20, 2017 by and between Lightwave Logic, Inc., a Nevada corporation (the ?Company?), located at 1831 Lefthand Circle, Suite C, Longmont, CO 80501; and James S. Marcelli (?Employee?). 1. This Agreement amends that certain Employee Agreement dated August 10, 2015, |
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| March 22, 2017 |
Press Release EXHIBIT 99.1 Dr. Michael Lebby to Assume Role as Chief Executive Officer of Lightwave Logic, Inc. Tom Zelibor to Remain Chair of the Board as Company Focuses on Commercialization of Breakthrough Organic Polymer Integrated Circuits LONGMONT, CO - (Marketwired ? March 22, 2017) - Lightwave Logic, Inc. (OTCQB: LWLG), a technology company focused on the development of Next Generation Pho |
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| March 17, 2017 |
Annual Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-52567 Lightwave Logic |
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| March 17, 2017 |
Form of Non-qualified Stock Option Award Agreement - Employees FORM OF NON-QUALIFIED STOCK OPTION AGREEMENT EXHIBIT 10.6 NON-QUALIFIED STOCK OPTION AGREEMENT This Stock Option Agreement (this “Agreement”) is made and entered into as of by and between Lightwave Logic, Inc., a Nevada corporation (the “Company”) and (the “Participant”). Grant Date: Exercise Price per Share: Number of Option Shares: Expiration Date: 1. Grant of Option. 1.1 Grant; Type of Option. |
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| March 17, 2017 |
Form of Non-qualified Stock Option Award Agreement - Executive Officers FORM OF NON-QUALIFIED STOCK OPTION AGREEMENT EXHIBIT 10.7 NON-QUALIFIED STOCK OPTION AGREEMENT This Stock Option Agreement (this “Agreement”) is made and entered into as of by and between Lightwave Logic, Inc., a Nevada corporation (the “Company”) and (the “Participant”). Grant Date: Exercise Price per Share: Number of Option Shares: Expiration Date: 1. Grant of Option. 1.1 Grant; Type of Option. |
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| March 17, 2017 |
7 [ACKNOWLEDGMENT OF RECEIPT AND REVIEW EX-14.1 5 lwlgex14z1.htm CODE OF ETHICS AND BUSINESS CONDUCT EXHIBIT 14.1 Lightwave Logic, Inc. Code of Ethics and Business Conduct 1. Introduction. 1.1 The Board of Directors of Lightwave Logic, Inc (the "Company") has adopted this Code of Ethics and Business Conduct (the "Code") in order to: (a) promote honest and ethical conduct, including the ethical handling of actual or apparent conflicts of |
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| March 17, 2017 |
Form of Non-qualified Stock Option Award Agreement - Non Employee Directors EX-10.8 4 lwlgex10z8.htm FORM OF NON-QUALIFIED STOCK OPTION AWARD AGREEMENT EXHIBIT 10.8 NON-QUALIFIED STOCK OPTION AGREEMENT This Stock Option Agreement (this “Agreement”) is made and entered into as of by and between Lightwave Logic, Inc., a Nevada corporation (the “Company”) and (the “Director”). Grant Date: Exercise Price per Share: Number of Option Shares: Expiration Date: 1. Grant of Option. |
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| January 10, 2017 |
Lightwave Logic POST EFFECTIVE AMENDMENT S-8 POS 1 lwlgs8.htm POST EFFECTIVE AMENDMENT As filed with the Securities and Exchange Commission on January 10, 2017 Registration No. 333-189943 Registration No. 333-198916 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-189943 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 33 |
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| January 10, 2017 |
Lightwave Logic POST EFFECTIVE AMENDMENT Registration Statement As filed with the Securities and Exchange Commission on January 10, 2017 Registration No. |
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| January 3, 2017 |
Financial Statements and Exhibits, Other Events Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 3, 2017 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 0-52567 82-049-7368 (State or other jurisdiction of Incorporation or |
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| January 3, 2017 |
EX-99.1 2 lwlgex99z1.htm LETTER EXHIBIT 99.1 Tom Zelibor Chairman/CEO Lightwave Logic, Inc. 1831 Lefthand Circle, Suite C Longmont, CO 80501 January 3, 2017 Fellow Shareholders, Since 2016 has come to an end, I want to update you on our development efforts and memorialize the tremendous progress we have made over this past year. Building on the momentum we gained in 2015, this year we achieved sev |
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| December 27, 2016 |
EX-99.1 2 lwlgex99z1.htm LETTER EXHIBIT 99.1 Lightwave Logic Achieves High-Speed Modulation in its First-Ever All-Organic Polymer Ridge Waveguide Modulator Prototype Mach-Zehnder Design Enables Data Rates Approaching 10 Gigabits/sec and Provides Initial Demonstration of Polymer Photonics Integrated Circuits (P2ICs(TM)) for Telecom and Datacom Applications LONGMONT, CO-(Marketwired - December 27, 2 |
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| December 27, 2016 |
Financial Statements and Exhibits, Other Events Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 27, 2016 Lightwave Logic, Inc. (Exact name of registrant as specified in its charter) Nevada 0-52567 82-049-7368 (State or other jurisdiction of Incorporation |
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| November 14, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-52567 Lightwav |
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| September 8, 2016 |
Original Registration Statement Registration Statement As filed with the Securities and Exchange Commission on September 8, 2016 Registration No. |
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| August 15, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) Quarterly Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-52 |
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| August 15, 2016 |
Operations Committee Charter EXHIBIT 10.2 Operations Committee Charter August 11, 2016 Membership The Operations Committee shall consist of at least one director at any time that the board of directors determines the Committee is needed to assist the Company with certain of its operations where such operational depth is not yet developed. Each of the members must be determined by the board of dire |
