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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to M-tron Industries, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 12, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-41391 M-tron |
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| August 12, 2025 |
Exhibit 99.1 M-tron Industries, Inc. Reports Continued Strength in Second Quarter 2025 Results • Revenues increased 12.5%, or $1.5 million, to $13.3 million for the three months ended June 30, 2025 from $11.8 million for the three months ended June 30, 2024 • Net income per diluted share decreased 15.9%, or $0.10, to $0.53 for the three months ended June 30, 2025 from $0.63 for the three months en |
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| August 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 12, 2025 M-tron Industries, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-41391 46-0457994 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| June 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 12, 2025 (June 10, 2025) M-tron Industries, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-41391 46-0457994 (State or Other Jurisdiction of Incorporation) ( |
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| June 10, 2025 |
M-tron Industries, Inc. Investor Presentation Exhibit 99.1 |
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| June 10, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 10, 2025 M-tron Industries, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-41391 46-0457994 (State or Other Jurisdiction of Incorporation) (Commission File |
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| June 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report M-TRON INDUSTRIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-41391 46-0457944 (State or Other Jurisdiction of Incorporation (Commission File Number) (IRS Employer Identification No.) 2525 Shader Road, Orlando, FL 32804 (Address of Principal Executive Offices) |
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| June 2, 2025 |
Conflict Minerals Report of M-tron Industries, Inc. for the year ended December 31, 2024. Exhibit 1.01 M-tron Industries, Inc. Conflict Minerals Report For the Year Ended December 31, 2024 This Conflict Minerals Report (the "Report") for the year ended December 31, 2024 was prepared by M-tron Industries, Inc. (hereinafter referred to as "Mtron," the "Company," "we," "us," or "our") pursuant to Rule 13p-1 under the Securities Exchange Act of 1934, as amended ("Rule 13p-1"), on a consoli |
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| May 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 13, 2025 M-tron Industries, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-41391 46-0457994 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| May 13, 2025 |
M-tron Industries, Inc. Quarterly Summary Exhibit 99.1 M-tron Industries, Inc. Reports First Quarter 2025 Results • Revenues increased 13.8%, or $1.5 million, to $12.7 million for the three months ended March 31, 2025 from $11.2 million for the three months ended March 31, 2024 • Net income per diluted share increased $0.03 to $0.56 for the three months ended March 31, 2025 from $0.53 for the three months ended March 31, 2024 • Backlog in |
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| May 13, 2025 |
Exhibit 4.1 WARRANT AGREEMENT This WARRANT AGREEMENT, (this “Agreement”) is dated as of April 25, 2025, by and among M-TRON INDUSTRIES, INC., a Delaware corporation (the “Company”), COMPUTERSHARE INC., a Delaware corporation (“Computershare”), and its wholly-owned subsidiary, COMPUTERSHARE TRUST COMPANY, N.A., a federally chartered trust company (the “Trust Company”, and together with Computershar |
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| May 13, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-41391 M-tron |
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| April 30, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to §240. |
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| April 29, 2025 |
Exhibit 4.1 WARRANT AGREEMENT This WARRANT AGREEMENT, (this “Agreement”) is dated as of April 25, 2025, by and among M-TRON INDUSTRIES, INC., a Delaware corporation (the “Company”), COMPUTERSHARE INC., a Delaware corporation (“Computershare”), and its wholly-owned subsidiary, COMPUTERSHARE TRUST COMPANY, N.A., a federally chartered trust company (the “Trust Company”, and together with Computershar |
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| April 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 M-tron Industries, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 46-0457944 (State or Other Jurisdiction of Incorporation or Organization) (I.R.S. Employer Identification No. |
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| April 25, 2025 |
Exhibit 4.1 WARRANT AGREEMENT This WARRANT AGREEMENT, (this “Agreement”) is dated as of April 25, 2025, by and among M-TRON INDUSTRIES, INC., a Delaware corporation (the “Company”), COMPUTERSHARE INC., a Delaware corporation (“Computershare”), and its wholly-owned subsidiary, COMPUTERSHARE TRUST COMPANY, N.A., a federally chartered trust company (the “Trust Company”, and together with Computershar |
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| April 25, 2025 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 25, 2025 M-tron Industries, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-41391 46-0457994 (State or Other Jurisdiction of Incorporation) (Commission File |
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| April 25, 2025 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 25, 2025 M-tron Industries, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-41391 46-0457994 (State or Other Jurisdiction of Incorporation |
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| April 25, 2025 |
Filed Pursuant to Rule 424(b)(2) Registration No. 333-284635 Prospectus Supplement (To Prospectus dated February 11, 2025) M-tron Industries, Inc. 2,911,165 Warrants to Purchase Shares of Common Stock 582,233 Shares of Common Stock This prospectus supplement and the accompanying prospectus relate to the issuance and sale from time to time of up to 2,911,165 warrants (each, a “Warrant” and, collect |
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| April 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 M-tron Industries, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 46-0457944 (State or Other Jurisdiction of Incorporation or Organization) (I.R.S. Employer Identification No. |
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| April 25, 2025 |
Exhibit 4.1 WARRANT AGREEMENT This WARRANT AGREEMENT, (this “Agreement”) is dated as of April 25, 2025, by and among M-TRON INDUSTRIES, INC., a Delaware corporation (the “Company”), COMPUTERSHARE INC., a Delaware corporation (“Computershare”), and its wholly-owned subsidiary, COMPUTERSHARE TRUST COMPANY, N.A., a federally chartered trust company (the “Trust Company”, and together with Computershar |
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| March 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 27, 2025 M-tron Industries, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-41391 46-0457994 (State or Other Jurisdiction of Incorporation) (Commission File |
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| March 27, 2025 |
Exhibit 4.2 FORM OF INDEMNIFICATION AGREEMENT M-tron Industries, Inc. 2525 Shader Road Orlando, Florida 32804 [DATE] [] c/o M-tron Industries, Inc. 2525 Shader Road Orlando, Florida 32804 Dear []: In consideration of your services to M-tron Industries, Inc., a Delaware corporation (the “Company”), the Company will, to the extent provided herein, indemnify you and hold you harmless from and against |
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| March 27, 2025 |
Exhibit 10.7a M-TRON INDUSTRIES, INC. 2022 INCENTIVE PLAN STOCK OPTION AGREEMENT Participant Date of Grant Number of Shares Exercise Price Expiration Date This Stock Option Agreement (this “Agreement”) is made and entered into as of the Date of Grant indicated above by and between M-tron Industries, Inc., a Delaware corporation (the “Company”), and the Participant named above. WHEREAS, the Partici |
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| March 27, 2025 |
M-tron Industries, Inc. Insider Trading Policy. Exhibit 19.1 M-TRON INDUSTRIES INC. POLICY AND PROCEDURES GOVERNING SALES AND PURCHASES OF COMPANY AND RELATED SECURITIES BY INSIDERS I. PURPOSE In order to comply with federal and state securities laws governing (a) trading in an issuer’s securities while in the possession of “material nonpublic information” concerning the issuer, and (b) disclosure of material nonpublic information about an issu |
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| March 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-41391 M-tron Industries, Inc. |
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| March 27, 2025 |
Subsidiaries of M-tron Industries, Inc. Exhibit 21.1 M-tron Industries, Inc. Subsidiaries Subsidiary Name State or Country of Organization M-tron Industries, Inc. Investment Piezo Technology, Inc. Florida 100.0 % Piezo Technology India Private Ltd. India 99.9 M-tron Asia, LLC Delaware 100.0 M-tron Industries, Ltd. Hong Kong 100.0 |
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| March 27, 2025 |
M-tron Industries, Inc. Quarterly Summary Exhibit 99.1 M-tron Industries, Inc. Reports Robust Fourth Quarter and Full Fiscal Year 2024 Results; Record Full Year Revenues, Gross Margins and Earnings ORLANDO, Florida (March 27, 2025) — M-tron Industries, Inc. (NYSE American: MPTI) ("Mtron" or the "Company"), a designer and manufacturer of highly-engineered electronic components used to control the frequency or timing of signals in electroni |
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| March 27, 2025 |
Exhibit 10.8 SEPARATION AGREEMENT AND GENERAL RELEASE This Separation Agreement and General Release (this “Agreement”) executed this 16th day of April, 2024, by and between James W. Tivy (“Employee”), with an address at , and M-tron Industries, Inc., with an address at 2525 Shader Road, Orlando, Florida, 32804, and its subsidiaries and affiliates (collectively, the “Company”). WHEREAS, as of April |
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| March 27, 2025 |
Exhibit 10.7b M-TRON INDUSTRIES, INC. 2022 INCENTIVE PLAN RESTRICTED STOCK AGREEMENT THIS RESTRICTED STOCK AGREEMENT (this “Agreement”), dated [DATE] (the “Date of Grant”), is made by and between M-tron Industries, Inc., a Delaware corporation (the “Company”), and [PARTICIPANT NAME] (the “Participant”). WHEREAS, the Participant is a director, officer, or other employee of, or a consultant, advisor |
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| March 27, 2025 |
Exhibit 10.9 SEPARATION AGREEMENT AND GENERAL RELEASE This Separation Agreement and General Release (this “Agreement”) executed this 17th day of February, 2025, by and between Michael Ferrantino (“Employee”), with an address at , and M-tron Industries, Inc., with an address at 2525 Shader Road, Orlando, Florida, 32804, and its subsidiaries and affiliates (collectively, the “Company”). WHEREAS, as |
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| March 24, 2025 |
M-tron Industries, Inc. Investor Presentation Exhibit 99.1 |
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| March 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 24, 2025 (March 20, 2025) M-tron Industries, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-41391 46-0457994 (State or Other Jurisdiction of Incorporation) |
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| February 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 28, 2025 (February 27, 2025) M-tron Industries, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-41391 46-0457994 (State or Other Jurisdiction of Incorpor |
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| February 28, 2025 |
M-tron Industries, Inc. Declares Warrant Dividend Exhibit 99.1 M-tron Industries, Inc. Declares Warrant Dividend ORLANDO, FL (February 28, 2025) – M-tron Industries, Inc. (NYSE American: MPTI) ("Mtron" or the "Company") today announced that on February 27, 2025, the Board of Directors of the Company declared a dividend of warrants (the "Warrants") to purchase shares of its common stock to holders of record of its common stock as of March 10, 2025 |
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| February 26, 2025 |
Exhibit 99.1 M-tron Industries, Inc. Reports Preliminary Fourth Quarter and Full Fiscal Year 2024 Results ORLANDO, Florida (February 26, 2025) — M-tron Industries, Inc. (NYSE American: MPTI) ("Mtron" or the "Company"), a designer and manufacturer of highly-engineered electronic components used to control the frequency or timing of signals in electronic circuits, announced preliminary financial res |
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| February 26, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 26, 2025 M-tron Industries, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-41391 46-0457994 (State or Other Jurisdiction of Incorporation) (Commission F |
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| February 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 21, 2025 (February 17, 2025) M-tron Industries, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-41391 46-0457994 (State or Other Jurisdiction of Incorpor |
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| February 20, 2025 |
Exhibit 99.1 M-tron Industries, Inc. Announces Transformative Strategic Initiatives and Call to Review Preliminary Fourth Quarter and Full Fiscal Year 2024 Results and Plans Ahead ORLANDO, FL (February 20, 2025) – M-tron Industries, Inc. (NYSE American: MPTI) ("Mtron" or the "Company"), a defense electronics manufacturer with a "Made in the USA" ITAR approved footprint, reiterates its year end res |
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| February 20, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 20, 2025 M-tron Industries, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-41391 46-0457994 (State or Other Jurisdiction of Incorporation) (Commission F |
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| February 20, 2025 |
Exhibit 99.2 M-tron Industries, Inc. Announces Subscription Rights Offering • Stockholders of Record Would Receive Subscription Rights to Purchase Shares of Common Stock • Rights Will Be Transferable • Rights Will Have an Over-Subscription Privilege • Date of Record for Subscription Rights Offering is March 3, 2025 ORLANDO, FL (February 20, 2025) – M-tron Industries, Inc. (NYSE American: MPTI) ("M |
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| February 6, 2025 |
February 6, 2025 Via EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F. |
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| February 3, 2025 |
M-TRON INDUSTRIES, INC. 2525 Shader Road Orlando, Florida 32804 M-TRON INDUSTRIES, INC. 2525 Shader Road Orlando, Florida 32804 February 3, 2025 Via EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Re: M-tron Industries, Inc. Registration Statement on Form S-3 (File No. 333-284635) filed on January 31, 2025 Ladies and Gentlemen: Reference is made to the Registration Statement on Form S-3 (File No. |
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| January 31, 2025 |
As filed with the Securities and Exchange Commission on January 31, 2025 Table of Contents As filed with the Securities and Exchange Commission on January 31, 2025 Registration Statement No. |
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| January 31, 2025 |
Exhibit 107 Calculation of Filing Fee Table Form S-3 (Form Type) M-TRON INDUSTRIES, INC. |
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| January 17, 2025 |
M-tron Industries, Inc. Investor Presentation Exhibit 99.1 |
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| January 17, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 17, 2025 M-tron Industries, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-41391 46-0457994 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| November 27, 2024 |
MPTI / M-tron Industries, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SC 13D/A 1 mpti08.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 8) M-tron Industries, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 55380K109 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Tele |
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| November 15, 2024 |
MPTI / M-tron Industries, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SC 13D/A 1 mpti07.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7) M-tron Industries, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 55380K109 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Tele |
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| November 13, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-41391 M- |
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| November 13, 2024 |
M-tron Industries, Inc. Quarterly Summary Exhibit 99.1 M-tron Industries, Inc. Reports Strong Third Quarter 2024 Results with Revenue and Earnings per Share Above Expectations • Revenues increased 21.4%, or $2,326,000, to $13,214,000 for the three months ended September 30, 2024 from $10,888,000 for the three months ended September 30, 2023 • Gross margin increased 500 basis points to 47.8% for the three months ended September 30, 2024 fr |
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| November 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 13, 2024 M-tron Industries, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-41391 46-0457994 (State or Other Jurisdiction of Incorporation) (Commission F |
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| November 8, 2024 |
MPTI / M-tron Industries, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SC 13D/A 1 mpti06.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6) M-tron Industries, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 55380K109 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Tele |
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| October 9, 2024 |
M-tron Industries, Inc. Appoints Cameron Pforr as Chief Financial Officer Exhibit 99.1 M-tron Industries, Inc. Appoints Cameron Pforr as Chief Financial Officer ORLANDO, Florida (October 9, 2024) — M-tron Industries, Inc. (NYSE American: MPTI) ("MtronPTI" or the "Company"), a designer and manufacturer of highly-engineered electronic components used to control the frequency or timing of signals in electronic circuits, today announced the appointment of Cameron Pforr as C |
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| October 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 9, 2024 (October 3, 2024) M-TRON INDUSTRIES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-41391 46-0457994 (State or Other Jurisdiction of Incorporatio |
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| September 18, 2024 |
M-tron Industries, Inc. Investor Presentation Exhibit 99.1 |
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| September 18, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 18, 2024 M-tron Industries, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-41391 46-0457994 (State or Other Jurisdiction of Incorporation) (Commission |
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| August 21, 2024 |
MPTI / M-tron Industries, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5) M-tron Industries, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 55380K109 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person |
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| August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 14, 2024 M-tron Industries, Inc. (Exact Name of Registrant as Specified in Charter) Delaware 001-41391 46-0457994 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| August 14, 2024 |
M-tron Industries, Inc. Quarterly Summary Exhibit 99.1 M-tron Industries, Inc. Reports Strong Second Quarter 2024 Results with Further Margin Expansion ORLANDO, Florida (August 14, 2024) — M-tron Industries, Inc. (NYSE American: MPTI) (the “Company” or “MPTI”), a designer and manufacturer of highly-engineered electronic components used to control the frequency or timing of signals in electronic circuits, announced strong financial results |
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| August 14, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-41391 M-tron |
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| June 18, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 18, 2024 (June 11, 2024) M-TRON INDUSTRIES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-41391 46-0457994 (State or Other Jurisdiction of Incorporation) ( |
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| May 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report M-TRON INDUSTRIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-41391 46-0457944 (State or Other Jurisdiction of Incorporation (Commission File Number) (IRS Employer Identification No.) 2525 Shader Road, Orlando, FL 32804 (Address of Principal Executive Offices) |
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| May 30, 2024 |
Conflict Minerals Report for the year ended December 31, 2023 Exhibit 1.01 M-tron Industries, Inc. Conflict Minerals Report For the Year Ended December 31, 2023 This Conflict Minerals Report (the "Report") for the year ended December 31, 2023 was prepared by M-tron Industries, Inc. (hereinafter referred to as the "Company," "MtronPTI," "we," "us," or "our") pursuant to Rule 13p-1 under the Securities Exchange Act of 1934, as amended ("Rule 13p-1"), on a cons |
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| May 14, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-41391 M-TRON |
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| May 7, 2024 |
M-tron Industries, Inc. Investor Presentation Exhibit 99.2 |
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| May 7, 2024 |
M-tron Industries, Inc. Condensed Consolidated Statements of Operations Exhibit 99.1 M-tron Industries, Inc. Reports First Quarter 2024 Results and Reminds Stakeholders of Investor Day • Revenues increased $1,818,000 to $11,185,000 for the three months ended March 31, 2024 from $9,367,000 for the three months ended March 31, 2023 • Gross margin increased 861 basis points to 42.7% for the three months ended March 31, 2024 from 34.1% for the three months ended March 31, |
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| May 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 7, 2024 M-TRON INDUSTRIES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-41391 46-0457994 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| April 29, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to §240. |
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| April 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 16, 2024 M-TRON INDUSTRIES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-41391 46-0457994 (State or Other Jurisdiction of Incorporation) (Commission File |
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| April 16, 2024 |
M-tron Industries, Inc. Elevates Linda Biles to Executive Vice President Exhibit 99.1 M-tron Industries, Inc. Elevates Linda Biles to Executive Vice President ORLANDO, Florida (April 15, 2023) — M-tron Industries, Inc. (NYSE American: MPTI) (the “Company” or “MtronPTI”) is delighted to announce the promotion of Linda Biles to the position of Executive Vice President of Finance, effective April 16, 2024. Linda has demonstrated dedication, exceptional leadership, and out |
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| March 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 26, 2024 M-TRON INDUSTRIES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-41391 46-0457944 (State or Other Jurisdiction of Incorporation) (Commission File |
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| March 25, 2024 |
Exhibit 99.1 M-tron Industries, Inc. Reports Fiscal Year 2023 Results and Announces Investor Call ORLANDO, Florida (March 25, 2024)—M-tron Industries, Inc. (NYSE American: MPTI) (“Company” or “MtronPTI”) announced its financial results for the fiscal year ended December 31, 2023. Management will host an earnings call on Tuesday, March 26, 2024 at 10:30am EST. • Total revenues for the year ended De |
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| March 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 25, 2024 M-TRON INDUSTRIES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-41391 46-0457994 (State or Other Jurisdiction of Incorporation) (Commission File |
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| March 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-41391 M-tron Industries, Inc. |
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| March 25, 2024 |
Recovery of Erroneously Awarded Compensation Policy Exhibit 97.1 M-TRON INDUSTRIES, INC. Recovery of Erroneously Awarded Compensation Policy M-tron Industries, Inc. (the “Company”, or “MtronPTI”) has adopted this Recovery of Erroneously Awarded Compensation Policy (this “Recovery Policy”) to set forth the procedures for the identification, review, and recovery of erroneously awarded incentive-based compensation involving the Company and any “Execut |
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| March 7, 2024 |
MPTI / M-tron Industries, Inc. / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) M-Tron Industries, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 55380K109 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person |
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| January 16, 2024 |
MPTI / M-tron Industries, Inc. / Gabelli Marc Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5) M-Tron Industries, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 55380K109 (CUSIP Number) Peter Goldstein One Corporate Center Rye, NY 10580 (914) 921-7774 (Name, Address and Telephone Number of Person Authorized to Receive Notices |
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| January 8, 2024 |
MPTI / M-tron Industries, Inc. / Gabelli Marc Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) M-Tron Industries, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 55380K109 (CUSIP Number) Peter Goldstein One Corporate Center Rye, NY 10580 (914) 921-7774 (Name, Address and Telephone Number of Person Authorized to Receive Notices |
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| December 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 28, 2023 M-TRON INDUSTRIES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-41391 46-0457994 (State or Other Jurisdiction of Incorporation) (Commission F |
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| December 26, 2023 |
MPTI / M-tron Industries, Inc. / Gabelli Marc Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) M-Tron Industries, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 55380K109 (CUSIP Number) Peter Goldstein One Corporate Center Rye, NY 10580 (914) 921-7774 (Name, Address and Telephone Number of Person Authorized to Receive Notices |
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| December 12, 2023 |
MPTI / M-tron Industries Inc / Gabelli Marc Activist Investment SC 13D/A 1 mpti02mg.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) M-Tron Industries, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 55380K109 (CUSIP Number) Marc Gabelli 189 Mason Street Greenwich, CT 06830 (203) 629-9200 (Name, Address and Telephone Number of Person Authori |
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| December 11, 2023 |
MPTI / M-tron Industries Inc / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) M-Tron Industries, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 55380K109 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person |
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| December 5, 2023 |
M-tron Industries, Inc. to Present at Sidoti Virtual Investor Conference December 6-7 Exhibit 99.1 M-tron Industries, Inc. to Present at Sidoti Virtual Investor Conference December 6-7 ORLANDO, Florida (December 5, 2023)—M-tron Industries, Inc. (NYSE American: MPTI) (“Company” or “MtronPTI”) announced that its CEO, Michael Ferrantino will make a presentation to investors at the Sidoti Small-Cap Virtual Investor Conference, taking place on December 6-7, 2023. The presentation will b |
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| December 5, 2023 |
MPTI / M-tron Industries Inc / Gabelli Marc Activist Investment SC 13D 1 mpti00mg.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 M-Tron Industries, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 55380K109 (CUSIP Number) Marc Gabelli 189 Mason Street Greenwich, CT 06830 (203) 629-9200 (Name, Address and Telephone Number of Person Authorized to Receive Notic |
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| December 5, 2023 |
MPTI / M-tron Industries Inc / Gabelli Marc Activist Investment SC 13D/A 1 mpti01mg.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) M-Tron Industries, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 55380K109 (CUSIP Number) Marc Gabelli 189 Mason Street Greenwich, CT 06830 (203) 629-9200 (Name, Address and Telephone Number of Person Authori |
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| December 5, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 5, 2023 M-TRON INDUSTRIES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-41391 46-0457994 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| November 15, 2023 |
MPTI / M-tron Industries Inc / GAMCO INVESTORS, INC. ET AL Activist Investment SC 13D/A 1 mpti02.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) M-Tron Industries, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 55380K109 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Tele |
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| November 9, 2023 |
Exhibit 99.1 M-tron Industries, Inc. Reports Third Quarter 2023 Results and Announces Investor Call ORLANDO, Florida (November 9, 2023)—M-tron Industries, Inc. (NYSE American: MPTI) (“Company” or “MtronPTI”) announced its financial results for the three and nine months ended September 30, 2023. Management will host an earnings call on Thursday, November 16, 2023 at 10:30am EST. ● Revenue of $10.9 |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0 |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 9, 2023 M-TRON INDUSTRIES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-41391 46-0457994 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| October 10, 2023 |
MPTI / M-tron Industries Inc / GAMCO INVESTORS, INC. ET AL Activist Investment SC 13D/A 1 mpti01.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) M-Tron Industries, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 55380K109 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Tele |
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| September 20, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 20, 2023 M-TRON INDUSTRIES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-41391 46-0457994 (State or Other Jurisdiction of Incorporation) (Commission |
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| August 17, 2023 |
PowerPoint presentation dated August 17, 2023. Exhibit 99.1 |
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| August 17, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 17, 2023 M-TRON INDUSTRIES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-41391 46-0457944 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| August 16, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to §240. |
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| August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-41 |
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| August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 10, 2023 M-TRON INDUSTRIES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-41391 46-0457944 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| August 10, 2023 |
Exhibit 99.1 M-tron Industries, Inc. Reports Second Quarter 2023 Results and Announces Participation in the Sidoti August 2023 Virtual Investor Conference ORLANDO, Florida (May 16, 2023)—M-tron Industries, Inc. (NYSE American: MPTI) (“Company” or “MtronPTI”) announced its financial results for the three and six months ended June 30, 2023 and its participation in the Sidoti August 2023 Virtual Inve |
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| July 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 17, 2023 M-TRON INDUSTRIES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-41391 46-0457944 (State or Other Jurisdiction of Incorporation) (Commission File |
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| May 24, 2023 |
Conflict Minerals Report as required by Items 1.01 and 1.02. Exhibit 1.01 M-tron Industries, Inc. Conflict Minerals Report For the Year Ended December 31, 2022 This Conflict Minerals Report (the “Report”) for the year ended December 31, 2022 was prepared by M-tron Industries, Inc. (hereinafter referred to as the “Company,” “MtronPTI,” “we,” “us,” or “our”) pursuant to Rule 13p-1 under the Securities Exchange Act of 1934, as amended (“Rule 13p-1”), on a cons |
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| May 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report M-TRON INDUSTRIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-41391 46-0457944 (State or Other Jurisdiction of Incorporation or Organization) (Commission File Number) (IRS Employer Identification No.) 2525 Shader Road, Orlando, FL 32804 (Address of Principal E |
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| May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-41391 M-TRON INDUST |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K/A (Amendment No. 1) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K/A (Amendment No. |
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| April 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 19, 2023 M-TRON INDUSTRIES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-41391 46-0457944 (State or Other Jurisdiction of Incorporation) (Commission File |
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| April 19, 2023 |
M-tron Industries, Inc. Announces Investor Presentation Exhibit 99.1 M-tron Industries, Inc. Announces Investor Presentation ORLANDO, Florida (April 19, 2023)—M-tron Industries, Inc. (NYSE American: MPTI) (“Company” or “MtronPTI”) announced today that an investor presentation via live webcast hosted by members of the MtronPTI management team will be held on Tuesday, May 2, 2023 at 9:00 AM Eastern Time. The presentation will review MtronPTI’s operations |
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| March 30, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 30, 2023 M-TRON INDUSTRIES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-41391 46-0457944 (State or Other Jurisdiction of Incorporation) (Commission File |
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| March 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-041391 M-tron Industries, Inc. |
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| March 30, 2023 |
Exhibit 99.1 M-tron Industries, Inc. Reports Fiscal Year 2022 Results ORLANDO, Florida (March 30, 2023)—M-tron Industries, Inc. (NYSE American: MPTI) (“Company” or “MtronPTI”) announced its financial results for the fiscal year ended December 31, 2022. • Revenue of $8.7 million for the three months ended December 31, 2022, an increase of 26.4% compared to $6.9 million for the comparable prior year |
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| March 30, 2023 |
Exhibit 4.2 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 M-tron Industries, Inc. (the “Company”) has authority to issue 30,000,000 shares of capital stock, consisting of 25,000,000 shares of common stock, $0.01 par value per share (the “Common Stock”), and 5,000,000 shares of preferred stock, $0.01 par value per share (the “Pre |
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| January 12, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 12, 2023 M-TRON INDUSTRIES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-41391 46-0457944 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| January 12, 2023 |
M-tron Industries, Inc. to Present at Sidoti Virtual Investor Conference January 18-19 Exhibit 99.1 M-tron Industries, Inc. to Present at Sidoti Virtual Investor Conference January 18-19 ORLANDO, Florida (January 12, 2023)—M-tron Industries, Inc. (NYSE American: MPTI) (“Company” or “MtronPTI”) announced that its CEO, Michael Ferrantino will present and host one-on-one meetings with investors at the Sidoti January Virtual Investor Conference, taking place on January 18-19, 2023. The |
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| December 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 9, 2022 M-TRON INDUSTRIES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-41391 46-0457944 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| November 16, 2022 |
As filed with the Securities and Exchange Commission on November 15, 2022 As filed with the Securities and Exchange Commission on November 15, 2022 Registration No. |
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| November 16, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) M-TRON INDUSTRIES, INC. |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-41391 M-TRON IN |
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| November 14, 2022 |
Exhibit 99.1 M-tron Industries, Inc. Reports Third Quarter 2022 Results ORLANDO, Florida (November 14, 2022)?M-tron Industries, Inc. (NYSE American: MPTI) (?Company? or ?MtronPTI?) announced its financial results for the three and nine months ended September 30, 2022. ? Revenue of $8.4 million for the three months ended September 30, 2022, an increase of 17.3% compared to $7.2 million for the comp |
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| November 14, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 14, 2022 M-TRON INDUSTRIES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-41391 46-0457944 (State or Other Jurisdiction of Incorporation) (Commission F |
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| November 8, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 8, 2022 M-TRON INDUSTRIES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-41391 46-0457944 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| November 8, 2022 |
Exhibit 99.1 M-tron Industries, Inc. Announces Timing of Q3, 2022 Results and Investor Presentation and Earnings Call ORLANDO, Florida (November 7, 2022)?M-tron Industries, Inc. (NYSE American: MPTI) (?Company? or ?MtronPTI?) announced today that the Company will release its third quarter 2022 financial results after market close on Monday, November 14, 2022. An investor presentation via live webc |
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| October 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 14, 2022 M-TRON INDUSTRIES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-41391 46-0457944 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| October 14, 2022 |
MPTI / M-tron Industries Inc / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 M-Tron Industries, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 55380K109 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to Rec |
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| October 14, 2022 |
Letter from RSM US LLP dated October 14, 2022. Exhibit 16.1 RSM US LLP 333 S. Garland Avenue Suite 1410 Orlando, FL 32801, USA October 14, 2022 O +1 407 898 2727 F +1 407 895 1335 Securities and Exchange Commission www.rsmus.com Washington, D.C. 20549 Commissioners: We have read M-tron Industries Inc’s statements included under Item 4.01(a) of its Form 8-K filed on October 14, 2022 and we agree with such statements concerning our firm. THE POW |
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| October 11, 2022 |
M-tron Industries, Inc. Completes Separation from The LGL Group, Inc. Exhibit 99.1 M-tron Industries, Inc. Completes Separation from The LGL Group, Inc. ORLANDO, Florida (October 7, 2022)?M-tron Industries, Inc. (NYSE American: MPTI) (?MtronPTI?) announced today that it has completed its previously announced separation from The LGL Group, Inc. (?LGL?) and is now an independent, publicly traded company. MtronPTI shares will begin trading today on the New York Stock E |
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| October 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 7, 2022 M-TRON INDUSTRIES, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-41391 46-0457944 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| August 31, 2022 |
August 31, 2022 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N. |
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| August 19, 2022 |
AMENDED AND RESTATED TAX INDEMNITY AND SHARING AGREEMENT BETWEEN THE LGL GROUP, INC. |
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| August 19, 2022 |
AMENDED AND RESTATED TRANSITIONAL ADMINISTRATIVE AND MANAGEMENT SERVICES AGREEMENT THIS AMENDED AND RESTATED TRANSITIONAL ADMINISTRATIVE AND MANAGEMENT SERVICES AGREEMENT (this ?Agreement?) is dated as of August 19, 2022, between The LGL Group, Inc. |
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| August 19, 2022 |
Exhibit 99.1 to the Registrant’s Form 10 filed on August 19, 2022 Exhibit 99.1 INFORMATION STATEMENT M-tron Industries, Inc. COMMON STOCK, PAR VALUE $0.01 PER SHARE This information statement is being furnished by The LGL Group, Inc., a Delaware corporation (the ?Company?), in connection with its spin-off (the ?spin-off?) of M-tron Industries, Inc., a Delaware corporation (?Mtron,? ?we,? ?us? and ?our?). Mtron is currently a wholly-owned subsidiary of the Compan |
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| August 19, 2022 |
M-tron Industries, Inc. Amended and Restated 2022 Incentive Plan Article 1 Establishment and Purpose 1.1Establishment of the Plan. M-tron Industries, Inc., a Delaware corporation (the ?Company?), previously established a 2022 Incentive Plan on August 3, 2022 (the ?Previous Plan?). The Company hereby replaces the Previous Plan with an amended and restated incentive compensation plan (as amended fro |
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| August 19, 2022 |
AMENDED & RESTATED SEPARATION AND DISTRIBUTION AGREEMENT THIS AMENDED & RESTATED SEPARATION AND DISTRIBUTION AGREEMENT (this ?Agreement?) is dated as of August 19, 2022 between The LGL Group, Inc. |
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| August 19, 2022 |
10-12B/A 1 mpti-1012ba.htm 10-12B/A As filed with the Securities and Exchange Commission on August 19, 2022 File No. 001-41391 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 4 to FORM 10 GENERAL FORM FOR REGISTRATION OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 M-tron Industries, Inc. (Exact Name of Registrant as Speci |
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| August 10, 2022 |
CORRESP 1 filename1.htm August 10, 2022 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington, D.C. 20549 Attention: Sherry Haywood Re:Withdrawal of Acceleration Request Submitted by M-tron Industries, Inc. Registration Statement on Form 10 File No. 001-41391 Ladies and Gentlemen: We withdraw our latest request for accele |
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| August 10, 2022 |
August 10, 2022 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N. |
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| August 8, 2022 |
August 8, 2022 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N. |
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| August 3, 2022 |
mpti-s1.DOCX.htm As filed with the Securities and Exchange Commission on August 3, 2022 File No. 001-41391 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 3 to FORM 10 GENERAL FORM FOR REGISTRATION OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 M-tron Industries, Inc. (Exact Name of Registrant as Specified in Its Charter) |
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| August 3, 2022 |
AMENDED AND RESTATED BYLAWS OF M-TRON INDUSTRIES, INC. Article I OFFICES Section 1.1Registered Office. The registered office of M-tron Industries, Inc. (the ?Corporation?) within the State of Delaware shall be located at either (a) the principal place of business of the Corporation in the State of Delaware or (b) the office of the corporation or individual acting as the Corporation?s registered ag |
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| August 3, 2022 |
Information Statement of M-tron Industries, Inc., dated August 3, 2022 Exhibit 99.1 INFORMATION STATEMENT M-tron Industries, Inc. COMMON STOCK, PAR VALUE $0.01 PER SHARE This information statement is being furnished by The LGL Group, Inc., a Delaware corporation (the ?Company?), in connection with its spin-off (the ?spin-off?) of M-tron Industries, Inc., a Delaware corporation (?Mtron,? ?we,? ?us? and ?our?). Mtron is currently a wholly-owned subsidiary of the Compan |
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| August 3, 2022 |
Exhibit 10.1 TRANSITIONAL ADMINISTRATIVE AND MANAGEMENT SERVICES AGREEMENT THIS TRANSITIONAL ADMINISTRATIVE AND MANAGEMENT SERVICES AGREEMENT (this ?Agreement?) is dated as of August 3, 2022, between The LGL Group, Inc., a Delaware corporation (?LGL?), and M-tron Industries, Inc., a Delaware corporation (?Mtron?, and together with LGL, ?Parties?, or each individually, a ?Party?). WHEREAS, followin |
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| August 3, 2022 |
Tax Indemnity and Sharing Agreement by and between The LGL Group, Inc. and M-tron Industries, Inc Exhibit 10.2 TAX INDEMNITY AND SHARING AGREEMENT BETWEEN THE LGL GROUP, INC. AND M-TRON INDUSTRIES, INC. Dated as of August 3, 2022 Table of Contents Page SECTION 1. Definition of Terms SECTION 2. Allocation of Taxes and Tax-Related Losses. 8 2.1 Allocation of Taxes 8 2.2 Allocation of Deconsolidation Taxes, Distribution Taxes and Transfer Taxes 8 2.3 Tax Payments 8 SECTION 3. Preparation and Fili |
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| August 3, 2022 |
Separation and Distribution Agreement by and between The LGL Group, Inc. and M-tron Industries, Inc Exhibit 2.1 SEPARATION AND DISTRIBUTION AGREEMENT THIS SEPARATION AND DISTRIBUTION AGREEMENT (this ?Agreement?) is dated as of August 3, 2022 between The LGL Group, Inc., a Delaware corporation (?LGL?), and M?tron Industries, Inc., a Delaware corporation and, as of the date of this Agreement, a wholly owned subsidiary of LGL (?Mtron?). As used herein, LGL on the one hand, and Mtron, on the other h |
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| August 3, 2022 |
Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF M-TRON INDUSTRIES, INC. August 3, 2022 M-Tron Industries, Inc. a corporation organized and existing under the laws of the State of Delaware, DOES HEREBY CERTIFY AS FOLLOWS: 1. The name of the Corporation is ?M-Tron Industries, Inc.? 2. This Amended and Restated Certificate of Incorporation (the ?Certificate of Incorporation?), which |
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| July 18, 2022 |
Security Agreement This Security Agreement (the "Agreement") is made as of June 15, 2022 by M?TRON INDUSTRIES, INC. |
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| July 18, 2022 |
Exhibit 10.1 TRANSITIONAL ADMINISTRATIVE AND MANAGEMENT SERVICES AGREEMENT THIS TRANSITIONAL ADMINISTRATIVE AND MANAGEMENT SERVICES AGREEMENT (this ?Agreement?) is dated as of [?], 2022, between The LGL Group, Inc., a Delaware corporation (?LGL?), and M-tron Industries, Inc., a Delaware corporation (?Mtron?, and together with LGL, ?Parties?, or each individually, a ?Party?). WHEREAS, following the |
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| July 18, 2022 |
Form of Amended and Restated Bylaws of M-tron Industries, Inc. Exhibit B Amended and Restated Bylaws M-tron Industries, Inc. [See Attached] Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF M-TRON INDUSTRIES, INC. Article I OFFICES Section 1.1Registered Office. The registered office of M-tron Industries, Inc. (the ?Corporation?) within the State of Delaware shall be located at either (a) the principal place of business of the Corporation in the State of Delaware or |
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| July 18, 2022 |
Form of Amended and Restated Certificate of Incorporation of M-tron Industries, Inc Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF M-TRON INDUSTRIES, INC. Article I NAME The name of the corporation is M-tron Industries, Inc. (the ?Corporation?). Article II PURPOSE The business or purposes of the Corporation is to engage in any lawful act or activity for which corporations may be organized under the Delaware General Corporation Law (as amended, restated, suppleme |
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| July 18, 2022 |
1(212) 318-6906 [email protected] July 18, 2022 96303.00003 VIA EDGAR Division of Corporation Finance Office of Manufacturing U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attn: Sherry Haywood Asia Timmons-Pierce Beverly Singleton Kevin Stertzel Re: M-tron Industries, Inc. Amendment No.1 to Registration Statement on Form 10-12B Filed June 29, 2022 |
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| July 18, 2022 |
Promissory Note in favor of Fifth Third Bank, National Association, dated June 15, 2022 REVOLVING CREDIT PROMISSORY NOTE $5,000,000.00 June 15, 2022 (the ?Effective Date?) FOR VALUE RECEIVED, the undersigned, M-TRON INDUSTRIES, INC., a Delaware corporation, and PIEZO TECHNOLOGY, INC., a Florida corporation (collectively, the "Borrower"), with an address of 2525 Shader Road, Orlando, Florida 32804, jointly and severally, hereby unconditionally promises to pay to the order of FIFTH THI |
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| July 18, 2022 |
CREDIT AGREEMENT THIS CREDIT AGREEMENT dated as of June 15, 2022, by and between M?TRON INDUSTRIES, INC. |
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| July 18, 2022 |
Security Agreement This Security Agreement (the "Agreement") is made as of June 15, 2022 by PIEZO TECHNOLOGY, INC. |
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| July 18, 2022 |
10-12B/A 1 mpti-10.htm 10-12B/A As filed with the Securities and Exchange Commission on July 18, 2022 File No. 001-41391 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to FORM 10 GENERAL FORM FOR REGISTRATION OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 M-tron Industries, Inc. (Exact Name of Registrant as Specified i |
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| July 18, 2022 |
Exhibit 2.1 SEPARATION AND DISTRIBUTION AGREEMENT THIS SEPARATION AND DISTRIBUTION AGREEMENT (this ?Agreement?) is dated as of [?], 2022 between The LGL Group, Inc., a Delaware corporation (?LGL?), and M?tron Industries, Inc., a Delaware corporation and, as of the date of this Agreement, a wholly owned subsidiary of LGL (?Mtron?). As used herein, LGL on the one hand, and Mtron, on the other hand, |
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| July 18, 2022 |
2022 Incentive Plan of M-tron Industries, Inc. Exhibit 4.1 M-tron Industries, Inc. 2022 Incentive Plan Article 1 Establishment and Purpose 1.1Establishment of the Plan. M-tron Industries, Inc., a Delaware corporation (the “Company”), hereby establishes an incentive compensation plan (as amended from time to time, the “Plan”), as set forth in this document. 1.2Purpose of the Plan. The purposes of the Plan are to (a) enable the Company and any A |
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| July 18, 2022 |
Exhibit 99.1 APPENDIX A PRELIMINARY INFORMATION STATEMENT FILED BY M-TRON INDUSTRIES, INC. WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION ON JULY 18, 2022; TO BE AMENDED PRELIMINARY AND SUBJECT TO COMPLETION INFORMATION STATEMENT M-tron Industries, Inc. COMMON STOCK, PAR VALUE $0.01 PER SHARE This information statement is being furnished by The LGL Group, Inc., a Delaware corporation (the ?Compa |
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| July 18, 2022 |
Exhibit 10.2 TAX INDEMNITY AND SHARING AGREEMENT BETWEEN THE LGL GROUP, INC. AND M-TRON INDUSTRIES, INC. Dated as of [●], 2022 Table of Contents Page SECTION 1. Definition of Terms SECTION 2. Allocation of Taxes and Tax-Related Losses. 8 2.1 Allocation of Taxes 8 2.2 Allocation of Deconsolidation Taxes, Distribution Taxes and Transfer Taxes 8 2.3 Tax Payments 8 SECTION 3. Preparation and Filing of |
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| July 18, 2022 |
Subsidiaries of M-tron Industries, Inc. Exhibit 21.1 M-tron Industries, Inc. Subsidiaries Subsidiary Name State or Country of Organization M-tron Industries, Inc. Investment Piezo Technology, Inc. Florida 100.0 % Piezo Technology India Private Ltd. India 99.9 % M-tron Asia, LLC Delaware 100.0 % M-tron Industries, Ltd. Hong Kong 100.0 % |
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| June 29, 2022 |
Exhibit 99.1 APPENDIX A PRELIMINARY INFORMATION STATEMENT FILED BY M-TRON INDUSTRIES, INC. WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION ON JUNE 29, 2022; TO BE AMENDED PRELIMINARY AND SUBJECT TO COMPLETION INFORMATION STATEMENT M-tron Industries, Inc. COMMON STOCK, PAR VALUE $0.01 PER SHARE This information statement is being furnished by The LGL Group, Inc., a Delaware corporation (the ?Compa |
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| June 29, 2022 |
Subsidiaries of M-tron Industries, Inc. EX-21.1 8 mpti-ex2117.htm EX-21.1 Exhibit 21.1 M-tron Industries, Inc. Subsidiaries Subsidiary Name State or Country of Organization M-tron Industries, Inc. Investment Piezo Technology, Inc. Florida 100.0 % Piezo Technology India Private Ltd. India 99.9 % M-tron Asia, LLC Delaware 100.0 % M-tron Industries, Ltd. Hong Kong 100.0 % |
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| June 29, 2022 |
2022 Incentive Plan of M-tron Industries, Inc. Exhibit 4.1 M-tron Industries, Inc. 2022 Incentive Plan Article 1 Establishment and Purpose 1.1Establishment of the Plan. M-tron Industries, Inc., a Delaware corporation (the “Company”), hereby establishes an incentive compensation plan (as amended from time to time, the “Plan”), as set forth in this document. 1.2Purpose of the Plan. The purposes of the Plan are to (a) enable the Company and any A |
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| June 29, 2022 |
Exhibit 10.2 TAX INDEMNITY AND SHARING AGREEMENT BETWEEN THE LGL GROUP, INC. AND M-TRON INDUSTRIES, INC. Dated as of [●], 2022 Table of Contents Page SECTION 1. Definition of Terms SECTION 2. Allocation of Taxes and Tax-Related Losses. 8 2.1 Allocation of Taxes 8 2.2 Allocation of Deconsolidation Taxes, Distribution Taxes and Transfer Taxes 8 2.3 Tax Payments 8 SECTION 3. Preparation and Filing of |
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| June 29, 2022 |
Form of Amended and Restated Bylaws of M-tron Industries, Inc. EX-3.2 4 mpti-ex3210.htm EX-3.2 Exhibit B Amended and Restated Bylaws M-tron Industries, Inc. [See Attached] Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF M-TRON INDUSTRIES, INC. Article I OFFICES Section 1.1Registered Office. The registered office of M-tron Industries, Inc. (the “Corporation”) within the State of Delaware shall be located at either (a) the principal place of business of the Corporat |
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| June 29, 2022 |
EX-2.1 2 mpti-ex2112.htm EX-2.1 Exhibit 2.1 SEPARATION AND DISTRIBUTION AGREEMENT THIS SEPARATION AND DISTRIBUTION AGREEMENT (this “Agreement”) is dated as of [●], 2022 between The LGL Group, Inc., a Delaware corporation (“LGL”), and M‑tron Industries, Inc., a Delaware corporation and, as of the date of this Agreement, a wholly owned subsidiary of LGL (“Mtron”). As used herein, LGL on the one hand |
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| June 29, 2022 |
Exhibit 10.1 TRANSITIONAL ADMINISTRATIVE AND MANAGEMENT SERVICES AGREEMENT THIS TRANSITIONAL ADMINISTRATIVE AND MANAGEMENT SERVICES AGREEMENT (this “Agreement”) is dated as of [●], 2022, between The LGL Group, Inc., a Delaware corporation (“LGL”), and M-tron Industries, Inc., a Delaware corporation (“Mtron”, and together with LGL, “Parties”, or each individually, a “Party”). WHEREAS, following the |
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| June 29, 2022 |
1(212) 318-6906 [email protected] June 28, 2022 96303.00003 VIA EDGAR Division of Corporation Finance Office of Manufacturing U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attn: Sherry Haywood Asia Timmons-Pierce Beverly Singleton Kevin Stertzel Re: M-tron Industries, Inc. Registration Statement on Form 10-12B Filed May 11, 2022 File No. 001-41391 |
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| June 29, 2022 |
Form of Amended and Restated Certificate of Incorporation of M-tron Industries, Inc EX-3.1 3 mpti-ex3144.htm EX-3.1 Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF M-TRON INDUSTRIES, INC. Article I NAME The name of the corporation is M-tron Industries, Inc. (the “Corporation”). Article II PURPOSE The business or purposes of the Corporation is to engage in any lawful act or activity for which corporations may be organized under the Delaware General Corporation Law |
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| June 29, 2022 |
As filed with the Securities and Exchange Commission on June 29, 2022 File No. 001-41391 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM 10 GENERAL FORM FOR REGISTRATION OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 M-tron Industries, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 46-04579 |
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| May 11, 2022 |
Subsidiaries of M-tron Industries, Inc. Exhibit 21.1 M-tron Industries, Inc. Subsidiaries Subsidiary Name State or Country of Organization M-tron Industries, Inc. Investment Piezo Technology, Inc. Florida 100.0 % Piezo Technology India Private Ltd. India 99.9 % M-tron Asia, LLC Hong Kong 100.0 % M-tron Industries, Ltd. Hong Kong 100.0 % |
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| May 11, 2022 |
EX-99 9 mpti-ex991174.htm EX-99.1 Exhibit 99.1 APPENDIX A PRELIMINARY INFORMATION STATEMENT FILED BY M-TRON INDUSTRIES, INC. WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION ON MAY 11, 2022; TO BE AMENDED PRELIMINARY AND SUBJECT TO COMPLETION INFORMATION STATEMENT M-tron Industries, Inc. COMMON STOCK, PAR VALUE $0.01 PER SHARE This information statement is being furnished by The LGL Group, Inc., a |
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| May 11, 2022 |
Exhibit 10.2 TAX INDEMNITY AND SHARING AGREEMENT BETWEEN THE LGL GROUP, INC. AND M-TRON INDUSTRIES, INC. Dated as of [?], 2022 Table of Contents Page SECTION 1. Definition of Terms SECTION 2. Allocation of Taxes and Tax-Related Losses. 8 2.1 Allocation of Taxes 8 2.2 Allocation of Deconsolidation Taxes, Distribution Taxes and Transfer Taxes 8 2.3 Tax Payments 8 SECTION 3. Preparation and Filing of |
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| May 11, 2022 |
As filed with the Securities and Exchange Commission on May 11, 2022 File No. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10 GENERAL FORM FOR REGISTRATION OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 M-tron Industries, Inc. (Exact Name of Registrant as Specified in Its Charter) Delaware 46-0457994 (State or Other Jurisdictio |
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| May 11, 2022 |
2022 Incentive Plan of M-tron Industries, Inc. Exhibit 4.1 M-tron Industries, Inc. 2022 Incentive Plan Article 1 Establishment and Purpose 1.1Establishment of the Plan. M-tron Industries, Inc., a Delaware corporation (the ?Company?), hereby establishes an incentive compensation plan (as amended from time to time, the ?Plan?), as set forth in this document. 1.2Purpose of the Plan. The purposes of the Plan are to (a) enable the Company and any A |
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| May 11, 2022 |
Exhibit 2.1 SEPARATION AND DISTRIBUTION AGREEMENT THIS SEPARATION AND DISTRIBUTION AGREEMENT (this ?Agreement?) is dated as of [?], 2022 between The LGL Group, Inc., a Delaware corporation (?LGL?), and M?tron Industries, Inc., a Delaware corporation and, as of the date of this Agreement, a wholly owned subsidiary of LGL (?Mtron?). As used herein, LGL on the one hand, and Mtron, on the other hand, |
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| May 11, 2022 |
Form of Amended and Restated Bylaws of M-tron Industries, Inc. EX-3 4 mpti-ex3210.htm EX-3.2 Exhibit B Amended and Restated Bylaws M-tron Industries, Inc. [See Attached] Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF M-TRON INDUSTRIES, INC. Article I OFFICES Section 1.1Registered Office. The registered office of M-tron Industries, Inc. (the “Corporation”) within the State of Delaware shall be located at either (a) the principal place of business of the Corporatio |
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| May 11, 2022 |
Form of Amended and Restated Certificate of Incorporation of M-tron Industries, Inc. Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF M-TRON INDUSTRIES, INC. Article I NAME The name of the corporation is M-tron Industries, Inc. (the ?Corporation?). Article II PURPOSE The business or purposes of the Corporation is to engage in any lawful act or activity for which corporations may be organized under the Delaware General Corporation Law (as amended, restated, suppleme |
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| May 11, 2022 |
Exhibit 10.1 TRANSITIONAL ADMINISTRATIVE AND MANAGEMENT SERVICES AGREEMENT THIS TRANSITIONAL ADMINISTRATIVE AND MANAGEMENT SERVICES AGREEMENT (this “Agreement”) is dated as of [●], 2022, between The LGL Group, Inc., a Delaware corporation (“LGL”), and M-tron Industries, Inc., a Delaware corporation (“Mtron”, and together with LGL, “Parties”, or each individually, a “Party”). WHEREAS, following the |
