Mga Batayang Estadistika
| CIK | 1742518 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to MMTec, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| July 30, 2025 |
As filed with the Securities and Exchange Commission on July 30, 2025 As filed with the Securities and Exchange Commission on July 30, 2025 Registration No. |
|
| July 22, 2025 |
As filed with the Securities and Exchange Commission on July 22, 2025 As filed with the Securities and Exchange Commission on July 22, 2025 Registration No. |
|
| July 22, 2025 |
Exhibit 107 CALCULATION OF FILING FEE TABLES FORM F-3 (Form Type) MMTEC, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities* Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Share (2) Maximum Aggregate Offering Price(2) Fee Rate Amount of Registration Fee(3) Carry Forward For |
|
| July 22, 2025 |
Exhibit 4.4 MMTEC, INC. TO AS TRUSTEE INDENTURE DATED AS OF , 20 SUBORDINATED DEBT SECURITIES TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 1 SECTION 1.1 DEFINITIONS 1 SECTION 1.2 COMPLIANCE CERTIFICATES AND OPINIONS 8 SECTION 1.3 FORM OF DOCUMENTS DELIVERED TO TRUSTEE 8 SECTION 1.4 ACTS OF HOLDERS; RECORD DATES 9 SECTION 1.5 NOTICES, ETC., TO TRUSTEE AND |
|
| July 22, 2025 |
MMTEC, INC. AS TRUSTEE DATED AS OF _____________, 20__ SENIOR DEBT SECURITIES Table of Contents Exhibit 4.3 MMTEC, INC. TO AS TRUSTEE INDENTURE DATED AS OF , 20 SENIOR DEBT SECURITIES Table of Contents Page ARTICLE 1 DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 1 SECTION 1.1 DEFINITIONS 1 SECTION 1.2 COMPLIANCE CERTIFICATES AND OPINIONS 6 SECTION 1.3 FORM OF DOCUMENTS DELIVERED TO TRUSTEE 7 SECTION 1.4 ACTS OF HOLDERS; RECORD DATES 7 SECTION 1.5 NOTICES, ETC., TO TRUSTEE AND COMPA |
|
| April 24, 2025 |
Exhibit 10.9 NOTE PURCHASE AGREEMENT THIS NOTE PURCHASE AGREEMENT, dated as of April 23, 2025 (this “Agreement”), is entered into by and between Infinity Asset Solutions Ltd., a a company incorporated under the laws of the British Virgin Islands (“Buyer”), MMTEC, Inc., a company incorporated under the laws of the British Virgin Islands (“Seller”), and XChange TEC.INC (formerly FLJ Group Limited), |
|
| April 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2025 MMTEC, INC. (Translation of registrant’s name into English) Room 2302, 23rd Floor FWD Financial Center 308 Des Voeux Road Central Sheung Wan, Hong Kong Tel: +852 36908356 (Address of |
|
| April 9, 2025 |
Consent of Independent Registered Public Accounting Firm Exhibit 15.2 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in the Registration Statement on Form F-3 (Registration No. 333-265898) of our report dated April 9, 2025 with respect to the consolidated financial statements of MMTec, Inc., which appears in this Form 20-F for the year ended December 31, 2024. We also consent to the reference to us |
|
| April 9, 2025 |
Pursuant to 18 U.S.C. Section 1350 Exhibit 13.2 Certification Pursuant to 18 U.S.C. Section 1350 Pursuant to U.S.C. Section 1350 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code), the undersigned officer of MMTec, Inc. (the “Company”), does hereby certify, to such officer’s knowledge, that the Annual Report on Form 20-F for the year ended December 31, 2024 of the |
|
| April 9, 2025 |
Exhibit 11.2 MMTEC, INC. Statement of Policy Concerning Trading in Company Securities Adopted May 6, 2024 TABLE OF CONTENTS Page No. I. Summary of Policy Concerning Trading in Company Securities 1 II. The Use of Inside Information in Connection with Trading in Securities 1 A. General Rule. 1 B. Who Does the Policy Apply To? 2 C. Other Companies’ Stock. 3 D. Hedging and Derivatives. 3 E. Pledging o |
|
| April 9, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in the Registration Statement on Form F-3 (Registration No. 333-265898) of our report dated April 13, 2023 with respect to the audited consolidated statement of operations and comprehensive loss, changes in shareholders’ equity, and cash flows for the year ended December 31, 2022, whi |
|
| April 9, 2025 |
Certification Pursuant to Rule 13a-14(a) of the Exchange Act Exhibit 12.1 Certification Pursuant to Rule 13a-14(a) of the Exchange Act I, Xiangdong Wen, certify that: 1. I have reviewed this annual report on Form 20-F of MMTec, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we |
|
| April 9, 2025 |
Pursuant to 18 U.S.C. Section 1350 Exhibit 13.1 Certification Pursuant to 18 U.S.C. Section 1350 Pursuant to U.S.C. Section 1350 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code), the undersigned officer of MMTec, Inc. (the “Company”), does hereby certify, to such officer’s knowledge, that the Annual Report on Form 20-F for the year ended December 31, 2024 of the |
|
| April 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F (Mark one) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXC |
|
| April 9, 2025 |
Certification Pursuant to Rule 13a-14(a) of the Exchange Act Exhibit 12.2 Certification Pursuant to Rule 13a-14(a) of the Exchange Act I, Min Kong, certify that: 1. I have reviewed this annual report on Form 20-F of MMTec, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
|
| January 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2025 Commission File Number: 001-38766 MMTEC, INC. (Translation of registrant’s name into English) Room 2302, 23rd Floor FWD Financial Center 308 Des Voeux Road Central Sheung Wan, Hong |
|
| January 10, 2025 |
Exhibit 99.1 MMTEC, INC. Room 2302, 23rd Floor FWD Financial Center 308 Des Voeux Road Central Sheung Wan, Hong Kong Notice of Annual Meeting of Shareholders To be held on January 24, 2025 To the Shareholders of MMtec, Inc.: Notice is hereby given that the Annual Meeting of the Shareholders of MMtec, Inc. (the “Company”) will be held on January 24, 2025 at 9:00 a.m. local China time (or January 23 |
|
| January 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2025 Commission File Number: 001-38766 MMTEC, INC. (Translation of registrant’s name into English) Room 2302, 23rd Floor FWD Financial Center 308 Des Voeux Road Central Sheung Wan, Hong |
|
| January 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2025 Commission File Number: 001- 38766 MMTEC, INC. (Translation of registrant’s name into English) Room 2302, 23rd Floor FWD Financial Center 308 Des Voeux Road Central Sheung Wan, Hon |
|
| December 27, 2024 |
EXTENSION OF SENIOR CONVERTIBLE PROMISSORY NOTE Exhibit 4.1 EXTENSION OF SENIOR CONVERTIBLE PROMISSORY NOTE This Extension of Senior Convertible Promissory Note (the “Extension”) dated December 26, 2024, is entered into by and between MMTEC, INC., a British Virgin Islands company (“Borrower”) and ResBoom Investments Inc (“Lender”) (collectively known as the “Parties”). WHEREAS, pursuant to a certain Securities Purchase Agreement entered into by |
|
| December 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2024 Commission File Number: 001-38766 MMTEC, INC. (Translation of registrant’s name into English) Room 2302, 23rd Floor FWD Financial Center 308 Des Voeux Road Central Sheung Wan, Hon |
|
| December 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2024 Commission File Number: 001-38766 MMTEC, INC. (Translation of registrant’s name into English) Room 2302, 23rd Floor FWD Financial Center 308 Des Voeux Road Central Sheung Wan, Hon |
|
| December 12, 2024 |
Exhibit 3.1 BVI COMPANY NUMBER: 1966158 TERRITORY OF THE BRITISH VIRGIN ISLANDS THE BVI BUSINESS COMPANIES ACT, 2004 AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION OF MMTEC, INC. A COMPANY LIMITED BY SHARES Incorporated on the 4th day of January, 2018 INCORPORATED IN THE BRITISH VIRGIN ISLANDS (As adopted by the Directors’ resolutions dated 21 November, 2024 and filed on 26 November, |
|
| December 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2024 Commission File Number: 001-38766 MMTEC, INC. (Translation of registrant’s name into English) c/o MM Future Technology Limited Room 2302, 23rd Floor FWD Financial Center 308 Des V |
|
| December 12, 2024 |
MMTEC, Inc. Announces 1-for-8 Reverse Stock Split Exhibit 99.1 MMTEC, Inc. Announces 1-for-8 Reverse Stock Split HONG KONG, December 12, 2024 /PRNewswire/ - MMTEC, Inc. (“MMTEC” or the “Company”) (Nasdaq: MTC) reported that it expects to implement a 1-for-8 reverse stock split on its common stock. The effective date is scheduled to be December 18, 2024, subject to the Company’s satisfaction of Nasdaq Operations notice requirements, with trading t |
|
| July 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2024 Commission File Number: 001-38766 MMTEC, INC. (Translation of registrant’s name into English) c/o MM Future Technology Limited Room 2302, 23rd Floor FWD Financial Center 308 Des Voeux |
|
| July 10, 2024 |
MMTEC, Inc. Announces Receipt of Nasdaq Notification Regarding Minimum Bid Price Deficiency Exhibit 99.1 MMTEC, Inc. Announces Receipt of Nasdaq Notification Regarding Minimum Bid Price Deficiency HONG KONG, July 10, 2024 /PRNewswire/ - MMTEC, Inc. (NASDAQ: MTC) (“MMTEC”, “we”, “our” or the “Company”), a China-based technology company that provides access to the U.S. financial markets, today announced that on July 8, 2024, the Company received a notification letter (the “Notification Let |
|
| April 30, 2024 |
Certification Pursuant to Rule 13a-14(a) of the Exchange Act Exhibit 12.1 Certification Pursuant to Rule 13a-14(a) of the Exchange Act I, Xiangdong Wen, certify that: 1. I have reviewed this annual report on Form 20-F of MMTEC, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we |
|
| April 30, 2024 |
Exhibit 10.1 SECURED PROMISSORY NOTE $153,000,000 December 28, 2023 For value received, FLJ Group Limited, a company incorporated under the laws of the Cayman Islands (“Maker”), promises to pay to MMTEC, Inc., a company incorporated under the laws of the British Virgin Islands (“Holder”), the principal sum of US$153,000,000, together with interest on the unpaid principal balance of this Secured Pr |
|
| April 30, 2024 |
Pursuant to 18 U.S.C. Section 1350 Exhibit 13.2 Certification Pursuant to 18 U.S.C. Section 1350 Pursuant to U.S.C. Section 1350 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code), the undersigned officer of MMTec, Inc. (the “Company”), does hereby certify, to such officer’s knowledge, that the Annual Report on Form 20-F for the year ended December 31, 2023 of the |
|
| April 30, 2024 |
Share Transfer Commitment Letter for Secured Promissory Note Exhibit 10.8 Share Transfer Commitment Letter for Secured Promissory Note Date: April 26, 2024 This commitment letter (“Letter”) is made and entered into by and between the following parties: FLJ Group Limited, a company incorporated under the laws of the Cayman Islands (“Maker”); MMTEC, Inc., a company incorporated under the laws of the British Virgin Islands (“Holder”). Whereas: 1. Maker promise |
|
| April 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F (Mark one) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXC |
|
| April 30, 2024 |
Certification Pursuant to Rule 13a-14(a) of the Exchange Act Exhibit 12.2 Certification Pursuant to Rule 13a-14(a) of the Exchange Act I, Min Kong, certify that: 1. I have reviewed this annual report on Form 20-F of MMTec, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
|
| April 30, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in the Registration Statement on Form F-3 (Registration No. 333-265898) of our report dated April 13, 2023 with respect to the audited consolidated balance sheet as of December 31, 2022, and the related consolidated statements of operations and comprehensive loss, changes in sharehold |
|
| April 30, 2024 |
MMTEC, INC. Dodd-Frank Restatement Recoupment Policy Exhibit 97.1 MMTEC, INC. Dodd-Frank Restatement Recoupment Policy 1. Introduction The Board of Directors (the “Board”) of MMTEC, Inc. (the “Company”) has determined that it is in the best interests of the Company to adopt a policy providing for the recoupment by the Company of certain Incentive-Based Compensation paid to Executives Officers in the case of a Restatement (as defined below) (the “Pol |
|
| April 30, 2024 |
Consent of Independent Registered Public Accounting Firm Exhibit 15.2 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in the Registration Statement on Form F-3 (Registration No. 333-265898) of our report dated April 29, 2024 with respect to the consolidated financial statements of MMTec, Inc., which appears in this Form 20-F for the year ended December 31, 2023. We also consent to the reference to us |
|
| April 30, 2024 |
Pursuant to 18 U.S.C. Section 1350 Exhibit 13.1 Certification Pursuant to 18 U.S.C. Section 1350 Pursuant to U.S.C. Section 1350 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code), the undersigned officer of MMTec, Inc. (the “Company”), does hereby certify, to such officer’s knowledge, that the Annual Report on Form 20-F for the year ended December 31, 2023 of the |
|
| April 30, 2024 |
Exhibit 2.2 DESCRIPTION OF SECURITIES Overview We were incorporated as a BVI business company under the BVI Business Companies Act, 2004 as amended, in the BVI on January 4, 2018, under the name “MMTEC, INC.” We are authorized to issue a maximum of 5,000,000,000 common shares, US$0.01 par value. General All of our issued common shares are fully paid and non-assessable. Certificates evidencing the |
|
| March 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2024 Commission File Number: 001-38766 MMTEC, INC. (Translation of registrant's name into English) c/o MM Future Technology Limited Room 2302, 23rd Floor FWD Financial Center 308 Des Voeu |
|
| January 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K/A (Amendment No. 2) REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2024 Commission File Number: 001-38766 MMTEC, INC. (Translation of registrant’s name into English) c/o MM Future Technology Limited Room 2302, 23rd Floor FWD Financi |
|
| January 25, 2024 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 99.1 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the shareholders and the board of directors of MMTEC, INC. Opinion on the Financial Statements We have audited the accompanying consolidated balance sheet of Alpha Mind Technology Limited (the “Company”) as of May 31, 2023, the related consolidated statements of operations and comprehensive income, changes in equity, and cash |
|
| November 22, 2023 |
Exhibit 10.1 Equity Acquisition Agreement FLJ Group Limited with Alpha Mind Technology Limited, and MMTEC, INC， Burgeon Capital Inc November 22, 2023 Equity Acquisition Agreement This equity acquisition agreement (this “Agreement”) is made and entered into by and between the following parties on November 22, 2023: Transferee (hereinafter referred to as Party A): FLJ Group Limited, a company incorp |
|
| November 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2023 Commission File Number: 001-38766 MMTEC, INC. (Translation of registrant’s name into English) Room 2302, 23rd Floor FWD Financial Center 308 Des Voeux Road Central Sheung Wan, Hon |
|
| November 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2023 Commission File Number: 001-38766 MMTEC, INC. (Translation of registrant’s name into English) Room 2302, 23rd Floor FWD Financial Center 308 Des Voeux Road Central Sheung Wan, Hon |
|
| November 17, 2023 |
MMTEC, Inc. Announces Half Year 2023 Unaudited Financial Results Exhibit 99.1 MMTEC, Inc. Announces Half Year 2023 Unaudited Financial Results First Half Year of 2023 Financial Highlights ● Revenues increased by 289.48% from approximately $0.73 million to approximately $2.86 million as a result of the acquisition of Alpha Mind Technology Limited, an insurance agency and insurance technology company (“Alpha Mind”), during the six months ended June 30, 2023. ● Gr |
|
| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2023 Commission File Number: 001-38766 MMTEC, INC. (Translation of registrant’s name into English) Room 2302, 23rd Floor FWD Financial Center 308 Des Voeux Road Central Sheung Wan, Hon |
|
| November 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2023 Commission File Number: 001- 38766 MMTEC, INC. (Translation of registrant’s name into English) Room 2302, 23rd Floor FWD Financial Center 308 Des Voeux Road Central Sheung Wan, Ho |
|
| November 8, 2023 |
MMTEC, Inc. Regains Compliance with Nasdaq Minimum Bid Price Deficiency Exhibit 99.1 MMTEC, Inc. Regains Compliance with Nasdaq Minimum Bid Price Deficiency HONG KONG, November 8, 2023 /PRNewswire/ - MMTEC, Inc. (NASDAQ: MTC) (“MMTEC”, “we”, “our” or the “Company”), a China-based technology company that provides access to the U.S. financial markets, today announced that the Company received a notification letter (the “Notification Letter”) from the Listings Qualificat |
|
| October 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2023 Commission File Number: 001-38766 MMTEC, INC. (Translation of registrant’s name into English) Room 2302, 23rd Floor FWD Financial Center 308 Des Voeux Road Central Sheung Wan, Hong |
|
| October 23, 2023 |
Exhibit 16.1 October 23, 2023 U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 We have read the statements under Item 4.01 of the Current Report on Form 6-K of MMTEC, Inc. to be filed with the Securities and Exchange Commission on or about October 23, 2023. We agree with all statements pertaining to us. We have no basis on which to agree or disagree with the other st |
|
| October 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2023 Commission File Number: 001-38766 MMTEC, INC. (Translation of registrant’s name into English) Room 2302, 23rd Floor FWD Financial Center 308 Des Voeux Road Central Sheung Wan, Hong |
|
| October 16, 2023 |
MMTEC, INC. TO HOLD ITS 2023 ANNUAL MEETING OF SHAREHOLDERS ON NOVEMBER 10, 2023 Exhibit 99.1 MMTEC, INC. TO HOLD ITS 2023 ANNUAL MEETING OF SHAREHOLDERS ON NOVEMBER 10, 2023 HONG KONG, Oct. 13, 2023 /PRNewswire/ - MMTEC, Inc. (NASDAQ: MTC) (“MMTEC”, “we”, “our” or the “Company”), a China-based technology company that provides access to the U.S. financial markets, today announced that it will hold its 2023 annual meeting of shareholders (the “2023 Annual Meeting”) at its princ |
|
| October 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2023 Commission File Number: 001-38766 MMTEC, INC. (Translation of registrant’s name into English) Room 2302, 23rd Floor FWD Financial Center 308 Des Voeux Road Central Sheung Wan, Hong |
|
| October 13, 2023 |
Exhibit 99.1 MMTEC, INC. Room 2302, 23rd Floor FWD Financial Center 308 Des Voeux Road Central Sheung Wan, Hong Kong Notice of Annual Meeting of Shareholders To be held on November 10, 2023 To the Shareholders of MMtec, Inc.: Notice is hereby given that the Annual Meeting of the Shareholders of MMtec, Inc. (the “Company”) will be held on November 10, 2023 at 9:00 a.m. local China time (or November |
|
| October 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2023 Commission File Number: 001-38766 MMTEC, INC. (Translation of registrant’s name into English) Room 2302, 23rd Floor FWD Financial Center 308 Des Voeux Road Central Sheung Wan, Hong |
|
| August 29, 2023 |
UNAUDITED PRO FORMA COMBINED FINANCIAL INFORMATION Exhibit 99.2 UNAUDITED PRO FORMA COMBINED FINANCIAL INFORMATION On May 31, 2023, the Company completed the subscription for 85% of the issued and outstanding shares of Alpha Mind Technology Limited (“Alpha Mind”), at a total consideration of $99,650,000, consisting of $92,650,000 in cash and $7.0 million in the form of a convertible promissory note (the “Share Subscription”). We refer the acquired |
|
| August 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K/A (Amendment No. 1) REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2023 Commission File Number: 001-38766 MMTEC, INC. (Translation of registrant’s name into English) c/o MM Future Technology Limited Room 2302, 23rd Floor FWD Financia |
|
| August 29, 2023 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 99.1 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors and Stockholders of Alpha Mind Technology Limited Opinion on the Financial Statements We have audited the accompanying consolidated balance sheets of Alpha Mind Technology Limited, subsidiaries, and variable interest entities (collectively the “Company”) as of December 31, 2022 and 2021, and the related |
|
| June 28, 2023 |
MMTEC, Inc. Announces Receipt of Nasdaq Notification Regarding Minimum Bid Price Deficiency Exhibit 99.1 MMTEC, Inc. Announces Receipt of Nasdaq Notification Regarding Minimum Bid Price Deficiency BEIJING, June 28, 2023 /PRNewswire/ - MMTEC, Inc. (NASDAQ: MTC) (“MMTEC”, “we”, “our” or the “Company”), a China-based technology company that provides access to the U.S. financial markets, today announced that on June 27, 2023, the Company received a notification letter (the “Notification Lett |
|
| June 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2023 Commission File Number: 001-38766 MMTEC, INC. (Translation of registrant’s name into English) c/o MM Future Technology Limited Room 2302, 23rd Floor FWD Financial Center 308 Des Voeux |
|
| June 8, 2023 |
Senior Convertible Promissory Note Exhibit 10.1 Senior Convertible Promissory Note THIS CONVERTIBLE PROMISSORY NOTE HAS BEEN ACQUIRED FOR INVESTMENT AND HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR UNDER ANY OTHER APPLICABLE SECURITIES LAWS, OR QUALIFIED UNDER ANY STATE SECURITIES LAWS. THIS CONVERTIBLE PROMISSORY NOTE MAY NOT BE SOLD OR TRANSFERRED IN THE ABSENCE OF SUCH REGISTRATION OR QUAL |
|
| June 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2023 Commission File Number: 001-38766 MMTEC, INC. (Translation of registrant’s name into English) c/o MM Future Technology Limited Room 2302, 23rd Floor FWD Financial Center 308 Des Voeux |
|
| May 17, 2023 |
Exhibit 10.1 Equity Acquisition Agreement MMTEC, INC with Alpha Mind Technology Limited, Alfa Crest Investment Limited, and CapitoLabs Limited May 16, 2023 This equity acquisition agreement (this "Agreement") is made and entered into by and between the following parties on May 16, 2023, in Beijing, PRC: Transferee (hereinafter referred to as Party A): MMTEC, INC., a company incorporated under the |
|
| May 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2023 Commission File Number: 001-38766 MMTEC, INC. (Translation of registrant’s name into English) c/o MM Future Technology Limited Room 2302, 23rd Floor FWD Financial Center 308 Des Voeux |
|
| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2023 MMTEC, INC. (Translation of registrant’s name into English) Room 2302, 23rd Floor FWD Financial Center 308 Des Voeux Road Central Sheung Wan, Hong Kong Tel: +852 36908356 (Address of P |
|
| April 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2023 Commission File Number: 001-38766 MMTEC, INC. (Translation of registrant’s name into English) c/o MM Future Technology Limited Room 2302, 23rd Floor FWD Financial Center 308 Des Voeu |
|
| April 13, 2023 |
Exhibit 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in the Registration Statement on Form F-3 (Registration No. 333-265898) of our report dated April 13, 2023 with respect to the audited consolidated balance sheets as of December 31, 2022 and 2021, and the related consolidated statements of operations and comprehensive loss, changes in |
|
| April 13, 2023 |
Exhibit 13.1 Certification Pursuant to 18 U.S.C. Section 1350 Pursuant to U.S.C. Section 1350 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code), the undersigned officer of MMTec, Inc. (the “Company”), does hereby certify, to such officer’s knowledge, that the Annual Report on Form 20-F for the year ended December 31, 2022 of the |
|
| April 13, 2023 |
Exhibit 12.1 Certification Pursuant to Rule 13a-14(a) of the Exchange Act I, Xiangdong Wen, certify that: 1. I have reviewed this annual report on Form 20-F of MMTec, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we |
|
| April 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F (Mark one) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXC |
|
| April 13, 2023 |
Exhibit 13.2 Certification Pursuant to 18 U.S.C. Section 1350 Pursuant to U.S.C. Section 1350 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code), the undersigned officer of MMTec, Inc. (the “Company”), does hereby certify, to such officer’s knowledge, that the Annual Report on Form 20-F for the year ended December 31, 2022 of the |
|
| April 13, 2023 |
Exhibit 2.2 DESCRIPTION OF SECURITIES Overview We were incorporated as a BVI business company under the BVI Business Companies Act, 2004 as amended, in the BVI on January 4, 2018 under the name “MMTEC, INC.” We are authorized to issue a maximum of 50,000,000 common shares, of US$0.01 par value each. This takes into account the 1-for-10 reverse stock split on the Company’s common stock that was eff |
|
| April 13, 2023 |
Exhibit 12.2 Certification Pursuant to Rule 13a-14(a) of the Exchange Act I, Min Kong, certify that: 1. I have reviewed this annual report on Form 20-F of MMTec, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
|
| March 31, 2023 |
Prospectus Supplement Filed pursuant to Rule 424(b)(5) (To prospectus dated August 24, 2022) Registration No. |
|
| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2023 MMTEC, INC. (Translation of registrant’s name into English) Room 2302, 23rd Floor FWD Financial Center 308 Des Voeux Road Central Sheung Wan, Hong Kong Tel: +852 36908356 (Address of |
|
| March 31, 2023 |
Exhibit 4.1 Securities Purchase Agreement This SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of March 31, 2023 (the “Effective Date”), is entered into by and between MMTEC, INC., a British Virgin Islands company (the “Company”) and the investor (the “Purchaser”, together with the Company, a “Party” and collectively the “Parties”) identified on the signature page hereto. RECITALS A. Su |
|
| March 31, 2023 |
Prospectus Supplement Filed pursuant to Rule 424(b)(5) (To prospectus dated August 24, 2022) Registration No. |
|
| March 6, 2023 |
MMTEC, INC. ANNOUNCES RELOCATION OF OPERATIONS FROM BEIJING TO HONG KONG Exhibit 99.1 MMTEC, INC. ANNOUNCES RELOCATION OF OPERATIONS FROM BEIJING TO HONG KONG BEIJING, March 6, 2023 /PRNewswire/ - MMTEC, Inc. (“MMTEC” or the “Company”) (Nasdaq: MTC) announced that commencing March 6, 2023, the Company will relocate its operations from Beijing to Hong Kong Special Administrative Region. The Company’s subsidiary, MM Future Technology Limited, a Hong Kong incorporated lim |
|
| March 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2023 MMTEC, INC. (Translation of registrant’s name into English) Room 2302, 23rd Floor FWD Financial Center 308 Des Voeux Road Central Sheung Wan, Hong Kong Tel: +852 36908356 (Address of |
|
| February 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2023 Commission file number: 001-38766 MMTEC, INC. (Registrant’s name) AF, 16/F, Block B, Jiacheng Plaza, 18 Xiaguangli Chaoyang District, Beijing, 100027 People’s Republic of China (A |
|
| February 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2023 Commission file number: 001-38766 MMTEC, INC. (Registrant’s name) AF, 16/F, Block B, Jiacheng Plaza, 18 Xiaguangli Chaoyang District, Beijing, 100027 People’s Republic of China (A |
|
| February 22, 2023 |
Form of Securities Purchase Agreement Exhibit 4.1 Securities Purchase Agreement This SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of February 22, 2023 (the “Effective Date”), is entered into by and between MMTec, Inc., a British Virgin Islands company (the “Company”) and the investor (the “Purchaser”, together with the Company, a “Party” and collectively the “Parties”) identified on the signature page hereto. WITNESSETH |
|
| February 22, 2023 |
Form of Senior Convertible Note Exhibit 4.2 Senior Convertible Promissory Note THIS CONVERTIBLE PROMISSORY NOTE HAS BEEN ACQUIRED FOR INVESTMENT AND HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR UNDER ANY OTHER APPLICABLE SECURITIES LAWS, OR QUALIFIED UNDER ANY STATE SECURITIES LAWS. THIS SENIOR CONVERTIBLE PROMISSORY NOTE MAY NOT BE SOLD OR TRANSFERRED IN THE ABSENCE OF SUCH REGISTRATION O |
|
| February 14, 2023 |
Joint Filing Statement Statement Pursuant to Rule 13d-1(k)(1) Exhibit 1 Joint Filing Statement Statement Pursuant to Rule 13d-1(k)(1) The undersigned hereby consent and agree to file a joint statement on Schedule 13G under the Securities Exchange Act of 1934, as amended, with respect to the Common Shares, $0. |
|
| February 14, 2023 |
MTC / MMTec Inc / Ayrton Capital LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
|
| October 28, 2022 |
Amended and Restated Memorandum and Articles of Association, dated October 26, 2022 Exhibit 3.1 BVI COMPANY NUMBER: 1966158 TERRITORY OF THE BRITISH VIRGIN ISLANDS THE BVI BUSINESS COMPANIES ACT, 2004 AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION OF MMTEC, INC. A COMPANY LIMITED BY SHARES Incorporated on the 4th day of January, 2018 INCORPORATED IN THE BRITISH VIRGIN ISLANDS (as adopted by a Resolution of Directors of the Company dated 26 October, 2022 and filed on |
|
| October 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2022 MMTEC, INC. (Translation of registrant’s name into English) AF, 16/F, Block B, Jiacheng Plaza, 18 Xiaguangli, Chaoyang District, Beijing, 100027 People’s Republic of China. Tel: +8 |
|
| October 28, 2022 |
MMTEC, Inc. Announces Amendment to Memorandum and Articles of Association Exhibit 99.1 MMTEC, Inc. Announces Amendment to Memorandum and Articles of Association BEIJING, Oct. 28, 2022 /PRNewswire/ - MMTEC, Inc. (“MMTEC” or the “Company”) (Nasdaq: MTC) filed an Amended and Restated Memorandum and Articles of Association with the Registrar of Corporate Affairs of the British Virgin Islands to increase the maximum number of shares that the Company is authorized to issue fr |
|
| September 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2022 MMTEC, INC. (Translation of registrant?s name into English) AF, 16/F, Block B, Jiacheng Plaza, 18 Xiaguangli, Chaoyang District, Beijing, 100027 People?s Republic of China. Tel: |
|
| September 12, 2022 |
MMTEC, Inc. Announces Half Year 2022 Unaudited Financial Results Exhibit 99.1 PRESS RELEASE DATED: ANNOUNCING FINANCIAL RESULTS FOR FIRST HALF YEAR 2022 MMTEC, Inc. Announces Half Year 2022 Unaudited Financial Results Beijing, China, September 9, 2022- MMTEC, Inc. (NASDAQ: MTC) (?MMTEC?, ?we?, ?our? or the ?Company?), a China based technology company that provides access to the U.S. financial markets, today announced its unaudited financial results for the six |
|
| August 22, 2022 |
MMTEC, INC. c/o Gujia (Beijing) Technology Co., Ltd., AF, 16/F, Block B, Jiacheng Plaza, 18 Xiaguangli, Chaoyang District, Beijing, 100027 People?s Republic of China August 22, 2022 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, NE Washington, DC 20549 Attention: Austin Pattan and Joshua Shainess Re: MMTEC, Inc. Regi |
|
| August 12, 2022 |
MMTec, Inc. Up to $5,473,164 of Shares of Common Stock and 53,334 Shares of Common Stock Prospectus Supplement Filed pursuant to Rule 424(b)(5) (To prospectus dated July 21, 2020) Registration No. |
|
| August 12, 2022 |
6-K 1 ea164317-6kmmtecinc.htm REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2022 MMTEC, INC. (Translation of registrant’s name into English) AF, 16/F, Block B, Jiacheng Plaza, 18 Xiaguangli, Chaoyang |
|
| August 12, 2022 |
Exhibit 10.1 AMENDED AND RESTATED COMMON STOCK PURCHASE AGREEMENT This AMENDED AND RESTATED COMMON STOCK PURCHASE AGREEMENT is made and entered into as of August 12, 2022 (this ?Agreement?), by and between MMTEC, INC., a British Virgin Islands corporation (the ?Company?), and VG Master Fund SPC, an exempted company incorporated with limited liability under the laws of the Cayman Islands or its aff |
|
| August 11, 2022 |
MMTEC, Inc. Announces $6 Million Equity Line Financing Exhibit 99.1 MMTEC, Inc. Announces $6 Million Equity Line Financing BEIJING, China, August 10, 2022 /PRNewswire/ - MMTEC, Inc. (?MMTEC? or the ?Company?) (Nasdaq: MTC) entered into a common stock purchase agreement (the ?Purchase Agreement?), with VG Master Fund SPC (?Investor?), under which, subject to specified terms and conditions, the Company may sell to Investor up to $6.0 million of shares o |
|
| August 11, 2022 |
Common Stock Purchase Agreement, dated August 10, 2022, between MMTEC, Inc. and VG Master Fund SPC Exhibit 10.1 COMMON STOCK PURCHASE AGREEMENT This COMMON STOCK PURCHASE AGREEMENT is made and entered into as of August 10, 2022 (this ?Agreement?), by and between MMTEC, INC., a British Virgin Islands corporation (the ?Company?), and VG Master Fund SPC, an exempted company incorporated with limited liability under the laws of the Cayman Islands or its affiliates (the ?Investor?). RECITALS WHEREAS |
|
| August 11, 2022 |
Registration Rights Agreement, dated August 10, 2022, between MMTEC, Inc. and VG Master Fund SPC Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this ?Agreement?), dated as of August 10, 2022, is by and between VG Master Fund SPC, an exempted company incorporated with limited liability and registered as a segregated portfolio company under the laws of the Cayman Islands or its affiliates (the ?Investor?), and MMTEC, INC, a British Virgin Islands corporation (the |
|
| August 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2022 MMTEC, INC. (Translation of registrant?s name into English) AF, 16/F, Block B, Jiacheng Plaza, 18 Xiaguangli, Chaoyang District, Beijing, 100027 People?s Republic of China. Tel: +86 |
|
| August 10, 2022 |
MMTEC, INC. c/o Gujia (Beijing) Technology Co., Ltd., AF, 16/F, Block B, Jiacheng Plaza, 18 Xiaguangli, Chaoyang District, Beijing, 100027 People?s Republic of China August 10, 2022 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Technology 100 F Street, NE Washington, DC 20549 Attention: Austin Pattan and Joshua Shainess Re: MMTEC, Inc. Registr |
|
| August 10, 2022 |
As filed with the Securities and Exchange Commission on August 10, 2022 As filed with the Securities and Exchange Commission on August 10, 2022 Registration No. |
|
| July 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2022 MMTEC, INC. (Translation of registrant?s name into English) AF, 16/F, Block B, Jiacheng Plaza, 18 Xiaguangli, Chaoyang District, Beijing, 100027 People?s Republic of China. Tel: +86 1 |
|
| July 28, 2022 |
MMTEC, Inc. Regains Compliance with NASDAQ Minimum Bid Price Requirement Exhibit 99.1 MMTEC, Inc. Regains Compliance with NASDAQ Minimum Bid Price Requirement BEIJING, July 28, 2022 /PRNewswire/ - MMTEC, Inc. (NASDAQ Capital Market: MTC) (?MMTEC? or the ?Company?), a China-based technology company that provides access to the U.S. financial markets, today announced that that on July 27, 2022, it received a letter from the Listing Qualifications Department of The Nasdaq |
|
| July 7, 2022 |
Amended and Restated Memorandum of Association Exhibit 3.1 BVI COMPANY NUMBER: 1966158 TERRITORY OF THE BRITISH VIRGIN ISLANDS THE BVI BUSINESS COMPANIES ACT, 2004 AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION OF MMTEC, INC. A COMPANY LIMITED BY SHARES Incorporated on the 4th day of January, 2018 INCORPORATED IN THE BRITISH VIRGIN ISLANDS (as adopted by a Resolution of Directors of the Company dated 1 July, 2022 and filed on 6 Ju |
|
| July 7, 2022 |
MMTEC, Inc. Announces 1-for-10 Reverse Stock Split Exhibit 99.1 MMTEC, Inc. Announces 1-for-10 Reverse Stock Split BEIJING, July 7, 2022 /PRNewswire/ - MMTEC, Inc. (?MMTEC? or the ?Company?) (Nasdaq: MTC) reported that it expects to implement a 1-for-10 reverse stock split on its common stock. The effective date is scheduled to be Wednesday, July 13, 2022, subject to the Company?s satisfaction of Nasdaq Operations notice requirements, with trading |
|
| July 7, 2022 |
REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| June 29, 2022 |
As filed with the Securities and Exchange Commission on June 29, 2022 As filed with the Securities and Exchange Commission on June 29, 2022 Registration No. |
|
| June 29, 2022 |
Form of Indenture – Subordinated Debt Securities Exhibit 4.4 MMTEC, INC. TO AS TRUSTEE INDENTURE DATED AS OF , 20 SUBORDINATED DEBT SECURITIES TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 1 SECTION 1.1 DEFINITIONS 1 SECTION 1.2 COMPLIANCE CERTIFICATES AND OPINIONS 8 SECTION 1.3 FORM OF DOCUMENTS DELIVERED TO TRUSTEE 8 SECTION 1.4 ACTS OF HOLDERS; RECORD DATES 9 SECTION 1.5 NOTICES, ETC., TO TRUSTEE AND |
|
| June 29, 2022 |
Form of Indenture – Senior Debt Securities Exhibit 4.3 MMTEC, INC. TO AS TRUSTEE INDENTURE DATED AS OF , 20 SENIOR DEBT SECURITIES Table of Contents Page ARTICLE 1 DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 1 SECTION 1.1 DEFINITIONS 1 SECTION 1.2 COMPLIANCE CERTIFICATES AND OPINIONS 6 SECTION 1.3 FORM OF DOCUMENTS DELIVERED TO TRUSTEE 7 SECTION 1.4 ACTS OF HOLDERS; RECORD DATES 7 SECTION 1.5 NOTICES, ETC., TO TRUSTEE AND COMPA |
|
| June 29, 2022 |
Calculation of Filing Fee Tables Exhibit 107 CALCULATION OF FILING FEE TABLES FORM F-3 (Form Type) MMTEC, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities* Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Share (2) Maximum Aggregate Offering Price(2) Fee Rate Amount of Registration Fee(3) Carry Forward For |
|
| April 22, 2022 |
Exhibit 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Registration Statement on Form F-3 (No. 333-239731) of our report dated April 22, 2022 with respect to the audited consolidated balance sheets as of December 31, 2021 and 2020, and the related consolidated statements of operations and comprehensive loss, changes in shareholder |
|
| April 22, 2022 |
Exhibit 13.1 Certification Pursuant to 18 U.S.C. Section 1350 Pursuant to U.S.C. Section 1350 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code), the undersigned officer of MMTec, Inc. (the ?Company?), does hereby certify, to such officer?s knowledge, that the Annual Report on Form 20-F for the year ended December 31, 2021 of the |
|
| April 22, 2022 |
Exhibit 12.1 Certification Pursuant to Rule 13a-14(a) of the Exchange Act I, Xiangdong Wen, certify that: 1. I have reviewed this annual report on Form 20-F of MMTec, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we |
|
| April 22, 2022 |
Exhibit 12.2 Certification Pursuant to Rule 13a-14(a) of the Exchange Act I, Min Kong, certify that: 1. I have reviewed this annual report on Form 20-F of MMTec, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
|
| April 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F (Mark one) ? REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXC |
|
| April 22, 2022 |
Exhibit 13.2 Certification Pursuant to 18 U.S.C. Section 1350 Pursuant to U.S.C. Section 1350 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code), the undersigned officer of MMTec, Inc. (the “Company”), does hereby certify, to such officer’s knowledge, that the Annual Report on Form 20-F for the year ended December 31, 2021 of the |
|
| February 10, 2022 |
Joint Filing Statement Statement Pursuant to Rule 13d-1(k)(1) Exhibit 1 Joint Filing Statement Statement Pursuant to Rule 13d-1(k)(1) The undersigned hereby consent and agree to file a joint statement on Schedule 13G under the Securities Exchange Act of 1934, as amended, with respect to the Common Shares, $0. |
|
| February 10, 2022 |
MTC / MMTec Inc / Ayrton Capital LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
|
| January 28, 2022 |
MMTEC, Inc. Announces Receipt of Nasdaq Notification Regarding Minimum Bid Price Deficiency Exhibit 99.1 MMTEC, Inc. Announces Receipt of Nasdaq Notification Regarding Minimum Bid Price Deficiency BEIJING, Jan. 28, 2022 /PRNewswire/ - MMTEC, Inc. (NASDAQ: MTC) (?MMTEC?, ?we?, ?our? or the ?Company?), a China-based technology company that provides access to the U.S. financial markets, today announced that on January 26, 2022, the Company received a notification letter (the ?Notification L |
|
| January 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2022 Commission File Number: 001-38766 MMTEC, INC. (Translation of registrant?s name into English) AF, 16/F, Block B, Jiacheng Plaza, 18 Xiaguangli, Chaoyang District, Beijing, 100027 P |
|
| January 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2022 Commission File Number: 001-38766 MMTEC, INC. (Translation of registrant?s name into English) AF, 16/F, Block B, Jiacheng Plaza, 18 Xiaguangli, Chaoyang District, Beijing, 100027 P |
|
| January 13, 2022 |
MTC / MMTec Inc / Betop Tech Ltd Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. N/A)* MMTec, Inc. (Name of Issuer) Ordinary Shares, $0.001 Per share (Title of Class of Securities) G6181K106 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
|
| January 10, 2022 |
6-K 1 ea153661-6kmmtecinc.htm REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2022 Commission File Number: 001-38766 MMTEC, INC. (Translation of registrant’s name into English) AF, 16/F, Block B, Jiac |
|
| December 21, 2021 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of December 20, 2021, between MMTEC, INC., a British Virgin Islands company (the ?Company?), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a ?Purchaser? and collectively, the ?Purchasers?). WHEREAS, subject to the terms and conditio |
|
| December 21, 2021 |
MMTEC, Inc. Announces Entry Into Agreement for a $2.0 million Private Placement Exhibit 99.1 MMTEC, Inc. Announces Entry Into Agreement for a $2.0 million Private Placement BEIJING, Dec. 20, 2021 /PRNewswire/ - MMTEC, Inc. (NASDAQ: MTC) ("MMTEC", "we", "our" or the "Company"), a China-based technology company that provides access to the U.S. financial markets, today announced that on December 20, 2021, it had entered into a Securities Purchase Agreement (the "Purchase Agreeme |
|
| December 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2021 Commission File Number: 001-38766 MMTEC, INC. (Translation of registrant?s name into English) AF, 16/F, Block B, Jiacheng Plaza, 18 Xiaguangli, Chaoyang District, Beijing, 100027 |
|
| December 17, 2021 |
6-K 1 ea152527-6kmmtecinc.htm REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2021 Commission File Number: 001-38766 MMTEC, INC. (Translation of registrant’s name into English) AF, 16/F, Block B, Jia |
|
| December 17, 2021 |
Exhibit 99.1 MMTEC, INC. AF, 16/F, Block B, Jiacheng Plaza, 18 Xiaguangli, Chaoyang District, Beijing, 100027, People?s Republic of China Notice of Annual Meeting of Shareholders To be held on January 17, 2022 To the Shareholders of MMtec, Inc.: Notice is hereby given that the Annual Meeting of the Shareholders of MMtec, Inc. (the ?Company?) will be held on January 17, 2022 at 9:00 a.m. local Chin |
|
| December 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2021 MMTEC, INC. (Translation of registrant?s name into English) AF, 16/F, Block B, Jiacheng Plaza, 18 Xiaguangli, Chaoyang District, Beijing, 100027 People?s Republic of China. Tel: + |
|
| September 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2021 MMTEC, INC. (Translation of registrant?s name into English) AF, 16/F, Block B, Jiacheng Plaza, 18 Xiaguangli, Chaoyang District, Beijing, 100027 People?s Republic of China. Tel: |
|
| September 30, 2021 |
MMTEC, Inc. Announces Half Year 2021 Unaudited Financial Results Exhibit 99.1 PRESS RELEASE DATED: ANNOUNCING FINANCIAL RESULTS FOR FIRST HALF YEAR 2021 MMTEC, Inc. Announces Half Year 2021 Unaudited Financial Results Beijing, China, September 30, 2021 - MMTEC, Inc. (NASDAQ: MTC) (?MMTEC?, ?we?, ?our? or the ?Company?), a China based technology company that provides access to the U.S. financial markets, today announced its unaudited financial results for the si |
|
| May 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2021 MMTEC, INC. (Translation of registrant?s name into English) AF, 16/F, Block B, Jiacheng Plaza, 18 Xiaguangli, Chaoyang District, Beijing, 100027 People?s Republic of China. Tel: +86 10 |
|
| April 23, 2021 |
Exhibit 13.2 Certification Pursuant to 18 U.S.C. Section 1350 Pursuant to U.S.C. Section 1350 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code), each of the undersigned officers of MMTec, Inc. (the ?Company?), does hereby certify, to such officer?s knowledge, that the Annual Report on Form 20-F for the year ended December 31, 20 |
|
| April 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F (Mark one) ? REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXC |
|
| April 23, 2021 |
Exhibit 13.1 Certification Pursuant to 18 U.S.C. Section 1350 Pursuant to U.S.C. Section 1350 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code), each of the undersigned officers of MMTec, Inc. (the ?Company?), does hereby certify, to such officer?s knowledge, that the Annual Report on Form 20-F for the year ended December 31, 20 |
|
| April 23, 2021 |
Exhibit 12.2 Certification Pursuant to Rule 13a-14(a) of the Exchange Act I, Min Kong, certify that: 1. I have reviewed this annual report on Form 20-F of MMTec, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
|
| April 23, 2021 |
Exhibit 12.1 Certification Pursuant to Rule 13a-14(a) of the Exchange Act I, Xiangdong Wen, certify that: 1. I have reviewed this annual report on Form 20-F of MMTec, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements we |
|
| March 4, 2021 |
Joint Filing Statement Statement Pursuant to Rule 13d-1(k)(1) Exhibit 1 Joint Filing Statement Statement Pursuant to Rule 13d-1(k)(1) The undersigned hereby consent and agree to file a joint statement on Schedule 13G under the Securities Exchange Act of 1934, as amended, with respect to the Common Stock, $0. |
|
| March 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
|
| February 22, 2021 |
Exhibit 10.2 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of February [ ], 2021, and is between MMTEC, INC., a British Virgin Islands company(the ?Company?), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a ?Purchaser? and collectively the ?Purchasers?). WHEREAS, subject to the terms and co |
|
| February 22, 2021 |
Exhibit 99.1 MMTEC, Inc. Announces Entry Into Agreement for Registered Direct Placement of $15.9 Million of Common Shares BEIJING, Feb. 22, 2021 /PRNewswire/ - MMTEC, Inc. (NASDAQ: MTC) (“MMTEC”, “we”, “our” or the “Company”), a China-based technology company that provides access to the U.S. financial markets, today announced it has entered into a securities purchase agreement with institutional i |
|
| February 22, 2021 |
Current Report of Foreign Issuer - REPORT OF FOREIGN PRIVATE ISSUER 6-K 1 ea125703-6kmmtecinc.htm REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2021 MMTEC, INC. (Translation of registrant’s name into English) AF, 16/F, Block B, Jiacheng Plaza, 18 Xiaguangli, Chaoya |
|
| February 22, 2021 |
MMTec, Inc. 4,300,000 common shares Prospectus Supplement Filed pursuant to Rule 424(b)(5) (To prospectus dated July 7, 2020) Registration No. |
|
| February 22, 2021 |
Exhibit 10.1 February 22, 2021 CONFIDENTIAL MMTec, Inc. Attn: Mr. Min Kong AF, 16/F, Block B, Jiacheng Plaza, 18 Xiaguangli, Chaoyang District Beijing, China , 100027 China Re: Terms of Engagement ? Follow-On Offering This letter (the ?Agreement?) constitutes the agreement between MMTec, Inc., (the ?Company?) and A.G.P./Alliance Global Partners. (?A.G.P.?) that A.G.P. shall serve as the exclusive |
|
| February 19, 2021 |
- NOTICE OF PROPOSED SALE OF SECURITIES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number 3235-0101 Expires: June 30, 2020 Estimated average burden hours per response 2.00 FORM 144 SEC USE ONLY NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 DOCUMENT SEQUENCE NO. ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing |
|
| October 16, 2020 |
MMTEC, Inc. Announces Half Year 2020 Unaudited Financial Results Exhibit 99.1 PRESS RELEASE DATED: ANNOUNCING FINANCIAL RESULTS FOR FIRST HALF YEAR 2020 MMTEC, Inc. Announces Half Year 2020 Unaudited Financial Results Beijing, China, October15, 2020 /PRNewswire/ - MMTEC, Inc. (NASDAQ: MTC) (“MMTEC”, “we”, “our” or the “Company”), a China based technology company that provides access to the U.S. financial markets, today announced its unaudited financial results |
|
| October 16, 2020 |
Current Report of Foreign Issuer - REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2020 MMTEC, INC. (Translation of registrant’s name into English) AF, 16/F, Block B, Jiacheng Plaza, 18 Xiaguangli, Chaoyang District, Beijing, 100027 People’s Republic of China. Tel: +8 |
|
| August 18, 2020 |
Current Report of Foreign Issuer - REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2020 MMTEC, INC. (Translation of registrant’s name into English) AF, 16/F, Block B, Jiacheng Plaza, 18 Xiaguangli, Chaoyang District, Beijing, 100027 People’s Republic of China. Tel: +86 |
|
| July 30, 2020 |
Current Report of Foreign Issuer - REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2020 MMTEC, INC. (Translation of registrant’s name into English) AF, 16/F, Block B, Jiacheng Plaza, 18 Xiaguangli, Chaoyang District, Beijing, 100027 People’s Republic of China. Tel: +86 1 |
|
| July 17, 2020 |
MMTec, Inc. c/o Gujia (Beijing) Technology Co., Ltd., AF, 16/F, Block B, Jiacheng Plaza, 18 Xiaguangli, Chaoyang District, Beijing, 100027, PRC July 17, 2020 Division of Corporation Finance Office of Technology U.S. Securities and Exchange Commission 100 F Street, NE, Washington, DC 20549 Attn: Matthew Derby, Staff Attorney Re: Request for Acceleration MMTec, Inc. - Registration Statement on Form |
|
| July 7, 2020 |
Form of Indenture – Senior Debt Securities Exhibit 4.3 MMTEC, INC. TO AS TRUSTEE INDENTURE DATED AS OF , 20 SENIOR DEBT SECURITIES Table of Contents Page ARTICLE 1 DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 1 SECTION 1.1 DEFINITIONS 1 SECTION 1.2 COMPLIANCE CERTIFICATES AND OPINIONS 6 SECTION 1.3 FORM OF DOCUMENTS DELIVERED TO TRUSTEE 7 SECTION 1.4 ACTS OF HOLDERS; RECORD DATES 7 SECTION 1.5 NOTICES, ETC., TO TRUSTEE AND COMPA |
|
| July 7, 2020 |
Form of Indenture – Subordinated Debt Securities Exhibit 4.4 MMTEC, INC. TO AS TRUSTEE INDENTURE DATED AS OF , 20 SUBORDINATED DEBT SECURITIES TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 1 SECTION 1.1 DEFINITIONS 1 SECTION 1.2 COMPLIANCE CERTIFICATES AND OPINIONS 8 SECTION 1.3 FORM OF DOCUMENTS DELIVERED TO TRUSTEE 8 SECTION 1.4 ACTS OF HOLDERS; RECORD DATES 9 SECTION 1.5 NOTICES, ETC., TO TRUSTEE AND |
|
| July 7, 2020 |
As filed with the Securities and Exchange Commission on July 7, 2020 Registration No. |
|
| June 19, 2020 |
Current Report of Foreign Issuer - REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2020 MMTEC, INC. (Translation of registrant's name into English) AF, 16/F, Block B, Jiacheng Plaza, 18 Xiaguangli, Chaoyang District, Beijing, 100027 People‘s Republic of China. Tel: +86 1 |
|
| June 2, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2020 MMTEC, INC. (Translation of registrant's name into English) AF, 16/F, Block B, Jiacheng Plaza, 18 Xiaguangli, Chaoyang District, Beijing, 100027 People‘s Republic of China. Tel: +86 1 |
|
| May 22, 2020 |
Exhibit 12.1 Certification Pursuant to Rule 13a-14(a) of the Exchange Act I, Zhen Fan, certify that: 1. I have reviewed this annual report on Form 20-F of MMTec, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
|
| May 22, 2020 |
Exhibit 12.2 Certification Pursuant to Rule 13a-14(a) of the Exchange Act I, Min Kong, certify that: 1. I have reviewed this annual report on Form 20-F of MMTec, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
|
| May 22, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F (Mark one) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXC |
|
| May 22, 2020 |
Exhibit 13.1 Certification Pursuant to 18 U.S.C. Section 1350 Pursuant to U.S.C. Section 1350 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code), each of the undersigned officers of MMTec, Inc. (the "Company"), does hereby certify, to such officer's knowledge, that the Annual Report on Form 20-F for the year ended December 31, 20 |
|
| April 20, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2020 MMTEC, INC. (Translation of registrant’s name into English) AF, 16/F, Block B, Jiacheng Plaza, 18 Xiaguangli, Chaoyang District Beijing 100027, People’s Republic of China. Tel: +86 1 |
|
| February 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2020 MMTEC, INC. (Translation of registrant’s name into English) AF, 16/F, Block B, Jiacheng Plaza, 18 Xiaguangli, Chaoyang District, Beijing, 100027 People‘s Republic of China. Tel: + |
|
| January 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2020 MMTEC, INC. (Translation of registrant's name into English) AF, 16/F, Block B, Jiacheng Plaza, 18 Xiaguangli, Chaoyang District, Beijing, 100027 People‘s Republic of China. Tel: +8 |
|
| January 14, 2020 |
Exhibit 99.1 MMTEC, INC. AF, 16/F, Block B, Jiacheng Plaza, 18 Xiaguangli, Chaoyang District, Beijing, 100027, People’s Republic of China Notice of Annual Meeting of Shareholders To be held on February 14, 2020 To the Shareholders of MMtec, Inc.: Notice is hereby given that the Annual Meeting of the Shareholders of MMtec, Inc. (the “Company”) will be held on February 14, 2020 at 9 a.m. local China |
|
| December 20, 2019 |
MMTEC, Inc. Announces Half Year 2019 Unaudited Financial Results Exhibit 99.1 MMTEC, Inc. Announces Half Year 2019 Unaudited Financial Results BEIJING, Dec. 20, 2019 /PRNewswire/ - MMTEC, Inc. (NASDAQ: MTC) (“MMTEC”, “we”, “our” or the “Company”), a China based technology company that provides access to the U.S. financial markets, today announced its unaudited financial results for the six months ended June 30, 2019. Second Half 2019 Summary ● Revenue was $177, |
|
| December 20, 2019 |
MTC / MMTec, Inc. 6-K - Current Report of Foreign Issuer - REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2019 MMTEC, INC. (Translation of registrant’s name into English) AF, 16/F, Block B, Jiacheng Plaza, 18 Xiaguangli, Chaoyang District, Beijing, 100027 People’s Republic of China. Tel: + |
|
| October 25, 2019 |
MTC / MMTec, Inc. 6-K - Current Report of Foreign Issuer - REPORT OF FOREIGN PRIVATE ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2019 MMTEC, INC. (Translation of registrant's name into English) c/o Gujia (Beijing) Technology Co., Ltd., Room 608A, Air China Century Building, 40 Xiaoyun Road, Chaoyang District, Bei |
|
| April 22, 2019 |
Exhibit 12.1 CERTIFICATION OF THE CHIEF EXECUTIVE OFFICER Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Zhen Fan, Chief Executive Officer of MMTec, Inc. (the “Company”), certify that: 1. I have reviewed this annual report on Form 20-F of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necess |
|
| April 22, 2019 |
MTC / MMTec, Inc. ANNUAL REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F (Mark one) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXC |
|
| April 22, 2019 |
Exhibit 13.1 CERTIFICATION BY THE CHIEF EXECUTIVE OFFICER Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 I, Zhen Fan, Chief Executive Officer of MMTec, Inc. (the “Company”), hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that to the best of my knowledge: ● the Company’s annual report on Form 20-F for the fiscal y |
|
| April 22, 2019 |
Exhibit 13.2 CERTIFICATION BY THE CHIEF FINANCIAL OFFICER Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 I, Min Kong, Chief Financial Officer of MMTec, Inc. (the “Company”), hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that to the best of my knowledge: ● the Company’s annual report on Form 20-F for the fiscal y |
|
| April 22, 2019 |
Exhibit 12.2 CERTIFICATION OF THE CHIEF FINANCIAL OFFICER Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Min Kong, Chief Financial Officer of MMTec, Inc. (the “Company”), certify that: 1. I have reviewed this annual report on Form 20-F of the Company; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necess |
|
| January 9, 2019 |
MMTEC, INC. 1,800,000 common shares Filed Pursuant to Rule 424(b)(4) Prospectus File No. 333-227934 MMTEC, INC. 1,800,000 common shares This is our initial public offering. We are offering 1,800,000 common shares. The initial public offering price is $4.00 per share. No public market currently exists for our common shares. Our common shares have been approved for listing on the NASDAQ Capital Market under the symbol “MTC.” We are an |
|
| December 26, 2018 |
WestPark Capital, Inc. 1900 Avenue of the Stars, Suite 300 Los Angeles, California 90067 December 26, 2018 VIA EDGAR United States Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Re: MMTEC, Inc. Request for Acceleration of Registration Statement, as amended, on Form F-1 File No. 333-227934 Ladies and Gentlemen: In accordance with the above-referenced Registration Statem |
|
| December 26, 2018 |
MTC / MMTec, Inc. AMENDMENT NO. 3 TO FORM F-1 As filed with the Securities and Exchange Commission on December 26, 2018 Registration No. |
|
| December 20, 2018 |
SUBJECT TO COMPLETION, DATED DECEMBER 20, 2018 MMTEC, INC. 1,800,000 common shares Filed Pursuant to Rule 424(b)(2) Preliminary Prospectus File No. 333-227934 The information in this prospectus is not complete and may be changed. We may not sell these securities until the registration statement is filed with the Securities and Exchange Commission is effective. This prospectus is not an offer to sell these securities and is not soliciting an offer to buy these securities in any s |
|
| December 20, 2018 |
MMTEC, Inc. c/o Gujia (Beijing) Technology Co., Ltd., Room 608A, Air China Century Building, 40 Xiaoyun Road, Chaoyang District, Beijing, 100020 People’s Republic of China December 20, 2018 United States Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: MMTEC, Inc. Request for Acceleration of Registration Statement, as amended, on Form F-1 File No. 333-227934 Ladies and |
|
| December 18, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 MMTEC, INC. (Exact name of registrant as specified in its charter) British Virgin Islands Not applicable (State of incorporation or organization) (I.R.S. Employer Identification No.) c/o Gujia (B |
|
| December 17, 2018 |
As filed with the Securities and Exchange Commission on December 17, 2018 Registration No. |
|
| November 30, 2018 |
Schiff Hardin LLP 901 K Street NW Suite 700 Washington, DC 20001 T 202.778.6400 F 202.778.6460 schiffhardin.com Alec F. Orudjev (202) 724.6846 [email protected] November 30, 2018 VIA SEC EDGAR Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Tonya J. Aldave, Attorney-Advisor Re: MMTec, Inc. Amendment No. 1 to Registr |
|
| November 21, 2018 |
As filed with the Securities and Exchange Commission on November 21, 2018 Registration No. |
|
| November 21, 2018 |
List of Subsidiaries of the Registrant.* Exhibit 21.1 LIST OF SUBSIDIARIES OF THE REGISTRANT Name State of Incorporation/Organization % of Ownership MM Future Technology Limited Hong Kong 100% MM Fund Services Limited Cayman Islands 100% MMBD Trading Ltd. British Virgin Islands 24.9% Gujia (Beijing) Technology Co., Ltd. PRC 100% MM iGlobal Inc. Illinois, US 24.9% Meimei Zhengtong (Beijing) Technology Co., Ltd. PRC 100% MM Capital Managem |
|
| November 21, 2018 |
Exhibit 10.10 Guorui Space Office Lease Contract ????????????????? ???????????????? Lessor: Beijing Guorui Real Estate Development Co. Ltd. Lessee: Gujia (Beijing) Technology Co. Ltd. ??????????? ????????????????? ?????????? ???????????????? Gujia (Beijing) Technology Co. Ltd. ?????????? Guorui Space Office Lease Contract Lessor: Beijing Guorui Real Estate Development Co. Ltd. (hereinafter referre |
|
| October 22, 2018 |
Exhibit 1.1 MMTEC, INC. UNDERWRITING AGREEMENT New York, New York [?], 2018 WestPark Capital, Inc. 1900 Avenue of the Stars Suite 300 Los Angeles, California 90067 As Representative of the several Underwriters named on Schedule 1 attached hereto Ladies and Gentlemen: The undersigned, MMTec, Inc., a company organized under the laws of the British Virgin Islands (the ?Company?), hereby confirms its |
|
| October 22, 2018 |
Charter of the Nominating Committee (1). Exhibit 99.3 MMTEC, INC. CHARTER OF THE NOMINATION COMMITTEE Membership The Nominating Committee (the ?Committee?) of the board of directors (the ?Board?) of MMTEC, INC. (the ?Company?) shall consist of three or more directors. Each member of the Committee shall be independent in accordance with the rules of the Nasdaq Stock Market. The members of the Committee shall be appointed by the Board. The |
|
| October 22, 2018 |
Charter of the Compensation Committee (1). Exhibit 99.2 MMTEC, INC. CHARTER OF THE COMPENSATION COMMITTEE Membership The Compensation Committee (the ?Committee?) of the board of directors (the ?Board?) of MMTEC, INC. (the ?Company?) shall consist of three or more directors. Each member of the Committee shall be independent in accordance with the rules of the Nasdaq Stock Market. Each member of the Committee must qualify as ?non-employee di |
|
| October 22, 2018 |
Exhibit 10.8 WALL STREET INNOVATION CENTER SUITES LICENSE AGREEMENT SERVICE AGREEMENT Date: July 25, 2017 Licensee: (Licensee or You) Whitewood Group, Inc. Licensor: (Us or We) Wall Street Innovation Center, Inc. Address: 2 Wall Street, Suite 805 Address: 2 Wall St, 8th Floor City, State and Zip: New York, NY 10005 City, State and Zip: New York, NY 10005 Contact Name: Hinman Au Contact Name: Yang |
|
| October 22, 2018 |
Form of Independent Director Agreement.* Exhibit 10.4 FORM OF INDEPENDENT DIRECTOR AGREEMENT This INDEPENDENT DIRECTOR AGREEMENT is dated [] (the ?Agreement?) by and between MMTEC, INC. a BVI corporation (the ?Company?), and [NAME], an individual resident of the CHINA (the ?Director?). WHEREAS, the Company appointed the Director effective as of the date hereof (the ?Effective Date?) and desires to enter into an agreement with the Directo |
|
| October 22, 2018 |
Memorandum and Articles of Association (1). Exhibit 3.1 BVI COMPANY NUMBER: 1966158 TERRITORY OF THE BRITISH VIRGIN ISLANDS THE BVI BUSINESS COMPANIES ACT, 2004 MEMORANDUM AND ARTICLES OF ASSOCIATION OF MMTEC, INC. A COMPANY LIMITED BY SHARES Incorporated on the 4th day of January, 2018 INCORPORATED IN THE BRITISH VIRGIN ISLANDS TERRITORY OF THE BRITISH VIRGIN ISLANDS THE BVI BUSINESS COMPANIES ACT, 2004 MEMORANDUM OF ASSOCIATION OF MMTEC, |
|
| October 22, 2018 |
Code of Conduct and Ethics (1). EX-14.1 13 ff12018ex14-1mmtecinc.htm CODE OF CONDUCT AND ETHICS Exhibit 14.1 MMTEC, INC. CODE OF BUSINESS CONDUCT AND ETHICS Introduction MMTEC, INC. and each of its subsidiaries (collectively, “MMTEC”) are committed to the highest standards of ethics and business conduct. MMTEC conducts its business as a good corporate citizen and complies with all laws, rules and regulations applicable to it or |
|
| October 22, 2018 |
Individual Loan Contract with Xiangdong Wen (1). Exhibit 10.6 Individual Loan Contract with the Company Party A (Borrower): WEN XIANGDONG ID No.: 530325198512100333 Party B (Loaner): Gujia (Beijing)Technology Co. Ltd. Party B applied for borrowing from Party A for the purpose of exploring overseas business. On the basis of equality, voluntariness, and unanimous agreement on the matter of borrowing, Party A and Party B reached the following agree |
|
| October 22, 2018 |
Charter of the Audit Committee (1). Exhibit 99.1 MMTEC, INC. CHARTER OF THE AUDIT COMMITTEE Membership The Audit Committee (the ?Committee?) of the board of directors (the ?Board?) of MMTEC, INC. (the ?Company?) shall consist of three or more directors. Each member of the Committee shall be independent in accordance with the requirements of Rule 10A-3 of the Securities Exchange Act of 1934, as amended, and the rules of the Nasdaq St |
|
| October 22, 2018 |
Employment Agreement between the Company and CFO (1). Exhibit 10.2 EMPLOYMENT AGREEMENT This Employment Agreement (the ?Agreement?) is made and entered into by and between (Kong, Min) (?Executive?) and (MMTE,INC.) (the ?Company?), effective as of the date set forth by the signature of the Executive below (the ?Effective Date?). RECITALS WHEREAS, Executive is currently employed by the Company and Executive and the Company desire to memorialize the go- |
|
| October 22, 2018 |
As filed with the Securities and Exchange Commission on October 22, 2018 Registration No. |
|
| October 22, 2018 |
Indemnification Escrow Agreement.* Exhibit 10.7 INDEMNIFICATION ESCROW AGREEMENT THIS AGREEMENT (this ?Agreement?) is made as of [?], 2018 by and among [] (the ?Issuer?), the Underwriter whose name and address appears on the Information Sheet (as defined herein) attached to this Agreement and Continental Stock Transfer & Trust Company, 1 State Street, 30th Floor, New York, New York 10004 (the ?Escrow Agent?). Capitalized terms used |
|
| October 22, 2018 |
Specimen Share Certificate (1). Exhibit 4.1 |
|
| October 22, 2018 |
List of Subsidiaries of the Registrant (1). Exhibit 21.1 List of Subsidiaries Name State of Incorporation/Organization % of Ownership MM Future Technology Limited Hong Kong 100% MM Fund Services Limited Cayman Islands 100% MMBD Trading Ltd. British Virgin Islands 24.9% Gujia (Beijing) Technology Co., Ltd. PRC 100% MM iGlobal Inc. Illinois, US 24.9% Meimei Zhengtong (Beijing) Technology Co., Ltd. PRC 100% |
|
| October 22, 2018 |
Share Repurchase Agreement (1). Exhibit 10.9 SHARE REPURCHASE AGREEMENT This SHARE repurchase agreement is made on August 7, 2018 PARTIES 1 The persons whose names and addresses are set out in the Schedule (together, the Vendors); and 2 MMTEC, INC., a company incorporated under the laws of the British Virgin Islands with company number 1966158 (the Company). OPERATIVE PROVISIONS 1 Definition 1.1 In this Agreement, the Shares mea |
|
| October 22, 2018 |
Individual Loan Contract with Zhen Fan (1). Exhibit 10.5 Individual Loan Contract with the Company Party A (Borrower): FAN Zhen ID No.: 321283197811269011 Party B (Loaner): Gujia (Beijing)Technology Co. Ltd. Party B applied for borrowing from Party A for the purpose of exploring overseas business. On the basis of equality, voluntariness, and unanimous agreement on the matter of borrowing, Party A and Party B reached the following agreement, |
|
| October 22, 2018 |
Employment Agreement between the Company and CEO (1). Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (the ?Agreement?) is made and entered into by and between (Fan, Zhen) (?Executive?) and (MMTEC,INC.) (the ?Company?), effective as of the date set forth by the signature of the Executive below (the ?Effective Date?). RECITALS WHEREAS, Executive is currently employed by the Company and Executive and the Company desire to memorialize the go |
|
| August 23, 2018 |
This Amended Draft Registration Statement has not been filed publicly with the Securities and Exchange Commission and all information contained herein remains confidential. |
|
| August 23, 2018 |
Schiff Hardin LLP 901 K Street NW Suite 700 Washington, DC 20001 T 202.778.6400 F 202.778.6460 schiffhardin.com Alec F. Orudjev (202) 724.6846 [email protected] August 23, 2018 VIA SEC EDGAR Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Tonya J. Aldave, Attorney-Advisor Re: MMTec, Inc. Draft Registration Statement |
|
| August 23, 2018 |
WALL STREET INNOVATION CENTER SUITES LICENSE AGREEMENT SERVICE AGREEMENT Exhibit 10.8 WALL STREET INNOVATION CENTER SUITES LICENSE AGREEMENT SERVICE AGREEMENT Date: July 25, 2017 Licensee: (Licensee or You) Whitewood Group, Inc. Licensor: (Us or We) Wall Street Innovation Center, Inc. Address: 2 Wall Street, Suite 805 Address: 2 Wall St, 8th Floor City, State and Zip: New York, NY 10005 City, State and Zip: New York, NY 10005 Contact Name: Hinman Au Contact Name: Yang |
|
| August 23, 2018 |
INDEMNIFICATION ESCROW AGREEMENT Exhibit 10.7 INDEMNIFICATION ESCROW AGREEMENT THIS AGREEMENT (this ?Agreement?) is made as of [?], 2018 by and among [] (the ?Issuer?), the Underwriter whose name and address appears on the Information Sheet (as defined herein) attached to this Agreement and Continental Stock Transfer & Trust Company, 1 State Street, 30th Floor, New York, New York 10004 (the ?Escrow Agent?). Capitalized terms used |
|
| June 1, 2018 |
MMTEC, INC. CHARTER OF THE NOMINATION COMMITTEE Exhibit 99.3 MMTEC, INC. CHARTER OF THE NOMINATION COMMITTEE Membership The Nominating Committee (the ?Committee?) of the board of directors (the ?Board?) of MMTEC, INC. (the ?Company?) shall consist of three or more directors. Each member of the Committee shall be independent in accordance with the rules of the Nasdaq Stock Market. The members of the Committee shall be appointed by the Board. The |
|
| June 1, 2018 |
FORM OF INDEPENDENT DIRECTOR AGREEMENT Exhibit 10.4 FORM OF INDEPENDENT DIRECTOR AGREEMENT This INDEPENDENT DIRECTOR AGREEMENT is dated [] (the ?Agreement?) by and between MMTEC, INC. a BVI corporation (the ?Company?), and [NAME], an individual resident of the CHINA (the ?Director?). WHEREAS, the Company appointed the Director effective as of the date hereof (the ?Effective Date?) and desires to enter into an agreement with the Directo |
|
| June 1, 2018 |
MMTEC, INC. CHARTER OF THE AUDIT COMMITTEE Exhibit 99.1 MMTEC, INC. CHARTER OF THE AUDIT COMMITTEE Membership The Audit Committee (the ?Committee?) of the board of directors (the ?Board?) of MMTEC, INC. (the ?Company?) shall consist of three or more directors. Each member of the Committee shall be independent in accordance with the requirements of Rule 10A-3 of the Securities Exchange Act of 1934, as amended, and the rules of the Nasdaq St |
|
| June 1, 2018 |
Individual Loan Contract with the Company Exhibit 10.6 Individual Loan Contract with the Company Party A (Borrower): WEN XIANGDONG ID No.: 530325198512100333 Party B (Loaner): Gujia (Beijing)Technology Co. Ltd. Party B applied for borrowing from Party A for the purpose of exploring overseas business. On the basis of equality, voluntariness, and unanimous agreement on the matter of borrowing, Party A and Party B reached the following agree |
|
| June 1, 2018 |
Exhibit 21.1 List of Subsidiaries Name State of Incorporation/Organization % of Ownership MM Future Technology Limited Hong Kong 100% MM Fund Services Limited Cayman Islands 100% MMBD Trading Ltd. British Virgin Islands 24.9% Gujia (Beijing) Technology Co., Ltd. PRC 100% MM iGlobal Inc. Illinois, US 24.9% Meimei Zhengtong (Beijing) Technology Co., Ltd. PRC 100% |
|
| June 1, 2018 |
Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (the ?Agreement?) is made and entered into by and between (Fan, Zhen) (?Executive?) and (MMTEC,INC.) (the ?Company?), effective as of the date set forth by the signature of the Executive below (the ?Effective Date?). RECITALS WHEREAS, Executive is currently employed by the Company and Executive and the Company desire to memorialize the go |
|
| June 1, 2018 |
MMTEC, INC. CODE OF BUSINESS CONDUCT AND ETHICS Exhibit 14.1 MMTEC, INC. CODE OF BUSINESS CONDUCT AND ETHICS Introduction MMTEC, INC. and each of its subsidiaries (collectively, ?MMTEC?) are committed to the highest standards of ethics and business conduct. MMTEC conducts its business as a good corporate citizen and complies with all laws, rules and regulations applicable to it or the conduct of its business. This commitment and standard of con |
|
| June 1, 2018 |
Exhibit 3.1 BVI COMPANY NUMBER: 1966158 TERRITORY OF THE BRITISH VIRGIN ISLANDS THE BVI BUSINESS COMPANIES ACT, 2004 MEMORANDUM AND ARTICLES OF ASSOCIATION OF MMTEC, INC. A COMPANY LIMITED BY SHARES Incorporated on the 4th day of January, 2018 INCORPORATED IN THE BRITISH VIRGIN ISLANDS TERRITORY OF THE BRITISH VIRGIN ISLANDS THE BVI BUSINESS COMPANIES ACT, 2004 MEMORANDUM OF ASSOCIATION OF MMTEC, |
|
| June 1, 2018 |
MMTEC, INC. CHARTER OF THE COMPENSATION COMMITTEE Exhibit 99.2 MMTEC, INC. CHARTER OF THE COMPENSATION COMMITTEE Membership The Compensation Committee (the ?Committee?) of the board of directors (the ?Board?) of MMTEC, INC. (the ?Company?) shall consist of three or more directors. Each member of the Committee shall be independent in accordance with the rules of the Nasdaq Stock Market. Each member of the Committee must qualify as ?non-employee di |
|
| June 1, 2018 |
This Draft Registration Statement has not been filed publicly with the Securities and Exchange Commission and all information contained herein remains confidential. |
|
| June 1, 2018 |
Individual Loan Contract with the Company Exhibit 10.5 Individual Loan Contract with the Company Party A (Borrower): FAN Zhen ID No.: 321283197811269011 Party B (Loaner): Gujia (Beijing)Technology Co. Ltd. Party B applied for borrowing from Party A for the purpose of exploring overseas business. On the basis of equality, voluntariness, and unanimous agreement on the matter of borrowing, Party A and Party B reached the following agreement, |
|
| June 1, 2018 |
Exhibit 10.2 EMPLOYMENT AGREEMENT This Employment Agreement (the ?Agreement?) is made and entered into by and between (Kong, Min) (?Executive?) and (MMTE,INC.) (the ?Company?), effective as of the date set forth by the signature of the Executive below (the ?Effective Date?). RECITALS WHEREAS, Executive is currently employed by the Company and Executive and the Company desire to memorialize the go- |
