Mga Batayang Estadistika
LEI | 549300ZT6V9X5U9BHR46 |
CIK | 1074952 |
SEC Filings
SEC Filings (Chronological Order)
August 8, 2025 |
14,500,000 COMMON SHARES $0.01 PAR VALUE PER SHARE Nuveen California Quality Municipal Income Fund Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333-289350 PROSPECTUS SUPPLEMENT (To Prospectus dated August 7, 2025) 14,500,000 COMMON SHARES $0.01 PAR VALUE PER SHARE Nuveen California Quality Municipal Income Fund Nuveen California Quality Municipal Income Fund (the “Fund”), a diversified, closed-end management investment company, is offering up to 14,500,000 of its common shares, $ |
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August 8, 2025 |
Nuveen California Quality Municipal Income Fund 424b2 Exhibit 99.(s) Calculation of Filing Fee Tables 424(b)(2) (Form Type) Nuveen California Quality Municipal Income Fund (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering P |
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August 7, 2025 |
638788 NUVEEN CALIFORNIA MUNICIPAL ADVANTAGE FUND Nuveen California Quality Municipal Income Fund N-2ASR Exhibit 99(a)(2) 638788 NUVEEN CALIFORNIA MUNICIPAL ADVANTAGE FUND In accordance with Article V, Section 2 of the Declaration of Trust of Nuveen California Municipal Advantage Fund (the “Trust”), effective December 8, 1998, the size of the Trust’s Board of Trustees has been changed to eight (8) in number, and the following persons constitute all of the Trustees of the Trust: Robert P, Bremner 3725 Huntington Street, N. |
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August 7, 2025 |
RULE 12d1-4 EXCHANGE TRADED FUND OF CLOSED-END FUNDS INVESTMENT AGREEMENT Nuveen California Quality Municipal Income Fund N-2ASR Exhibit 99(k)(8) RULE 12d1-4 EXCHANGE TRADED FUND OF CLOSED-END FUNDS INVESTMENT AGREEMENT This Agreement, dated as of August 31, 2023, between First Trust CEF Income Opportunity ETF (the “Acquiring Fund”) and each closed-end investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”) advised by Nuveen Fund Advisors, LLC (the “Adviser”), that is listed on Appendix A hereto (as may be amended from time to time), severally and not jointly (each an “Acquired Fund”). |
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August 7, 2025 |
Nuveen California Quality Municipal Income Fund N-2ASR Nuveen California Quality Municipal Income Fund N-2ASR Exhibit 99(a)(3) CERTIFICATE OF AMENDMENT TO DECLARATION OF TRUST The undersigned, Secretary of Nuveen California Municipal Advantage Fund, Massachusetts business trust, (the “Trust”), hereby certifies that in accordance with Article XIII, Section 4 of the Declaration of Trust of the Trust, the Board of Trustees of the Trust, by unanimous vote duly adopted resolutions on April 9, 1999 amending the Declaration of Trust of the Trust effective as of the date hereof as follows: FIRST. |
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August 7, 2025 |
Consent of Independent Registered Public Accounting Firm Nuveen California Quality Municipal Income Fund N-2ASR Exhibit 99(n) KPMG LLP Aon Center Suite 5500 200 E. |
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August 7, 2025 |
NUVEEN CLOSED-END FUNDS LISTED ON APPENDIX A RENEWAL and AMENDMENT OF MANAGEMENT AGREEMENTS Nuveen California Quality Municipal Income Fund N-2ASR Exhibit 99(g)(2) NUVEEN CLOSED-END FUNDS LISTED ON APPENDIX A RENEWAL and AMENDMENT OF MANAGEMENT AGREEMENTS Agreement made as of this 27th day of July 2016, by and between the Nuveen Closed-End Funds listed on Appendix A (the “Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), to be effective August 1, 2016. |
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August 7, 2025 |
AMENDED AND RESTATED SCHEDULE A TO TRANSFER AGENCY AND SERVICE AGREEMENT Nuveen California Quality Municipal Income Fund N-2ASR Exhibit 99(k)(6) AMENDED AND RESTATED SCHEDULE A TO TRANSFER AGENCY AND SERVICE AGREEMENT The attached Amended and Restated Schedule A to the Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Scheduled A Attached Hereto and Computershare Inc. |
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August 7, 2025 |
INVESTMENT MANAGEMENT AGREEMENT Nuveen California Quality Municipal Income Fund N-2ASR Exhibit 99(g)(1) INVESTMENT MANAGEMENT AGREEMENT AGREEMENT made this 1st day of October 2014, by and between Nuveen California Dividend Advantage Municipal Fund, a Massachusetts business trust (the “Fund”), and NUVEEN FUND ADVISORS, LLC, a Delaware limited liability company (the “Adviser”). |
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August 7, 2025 |
Nuveen California Quality Municipal Income Fund N-2ASR Exhibit 99(i)(1) 2005 Market Street Suite 2600 Philadelphia, PA 19103 T: 215. |
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August 7, 2025 |
Nuveen Closed-End Funds POWER OF ATTORNEY Nuveen California Quality Municipal Income Fund N-2ASR Exhibit 99(t) Nuveen Closed-End Funds POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a director/trustee of the organizations listed on Appendix A, hereby constitutes and appoints MARK J. |
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August 7, 2025 |
Nuveen California Quality Municipal Income Fund N-2ASR Exhibit 99(s) Calculation of Filing Fee Tables Form N-2 (Form Type) Nuveen California Quality Municipal Income Fund (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial effective date Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward Newly Registered Securities (1)(2) Fees to Be Paid Equity Common Shares $0. |
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August 7, 2025 |
Nuveen California Quality Municipal Income Fund N-2ASR Exhibit 99(a)(5) CERTIFICATE OF NAME CHANGE AMENDMENT TO DECLARATION OF TRUST OF NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND The undersigned, being a majority of the Trustees of Nuveen California Dividend Advantage Municipal Fund (the “Trust”), acting pursuant to the authority granted to the Trustees under Article XIII, Section 4(ii) of the Declaration of Trust made on the 1st day of December, 1998 by the Trustees thereunder (as amended from time to time, the “Declaration”), do hereby amend the Declaration, effective as of 8:59 a. |
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August 7, 2025 |
As filed with the U.S. Securities and Exchange Commission on August 7, 2025 Table of Contents As filed with the U.S. Securities and Exchange Commission on August 7, 2025 Securities Act Registration No. 333- Investment Company Registration No. 811-09161 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-2 ☒ Registration Statement under the Securities Act of 1933: ☐ Pre-Effective Amendment No. ☐ Post-Effective Amendment No. and ☒ Registration Sta |
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August 7, 2025 |
INVESTMENT SUB-ADVISORY AGREEMENT (Nuveen Closed-End Municipal Bond Funds) Nuveen California Quality Municipal Income Fund N-2ASR Exhibit 99(g)(4) INVESTMENT SUB-ADVISORY AGREEMENT (Nuveen Closed-End Municipal Bond Funds) THIS AGREEMENT is made as of the 1st day of October 2014, between Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), and Nuveen Asset Management, LLC a Delaware limited liability company (the “Sub-Adviser”). |
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August 7, 2025 |
Nuveen California Quality Municipal Income Fund N-2ASR Exhibit 99(j)(8) Execution Version AMENDMENT TO THE AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT BETWEEN EACH MANAGEMENT INVESTMENT COMPANY IDENTIFIED ON APPENDIX A OF THE AGREEMENT AND STATE STREET BANK AND TRUST COMPANY This AMENDMENT (the “Amendment”) is entered into as of the 20th of February, 2024 and effective as of the 20th of Februa |
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August 7, 2025 |
Nuveen California Quality Municipal Income Fund N-2ASR Exhibit 99(j)(9) Execution AMENDMENT TO THE AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT BETWEEN EACH MANAGEMENT INVESTMENT COMPANY IDENTIFIED ON APPENDIX A OF THE AGREEMENT AND STATE STREET BANK AND TRUST COMPANY This AMENDMENT (the “Amendment”) is entered into as of the 11th of December, 2024 and effective as of the 11th of December, 2024 |
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August 7, 2025 |
Nuveen California Quality Municipal Income Fund N-2ASR Exhibit 99(i)(2) August 7, 2025 Nuveen California Quality Municipal Income Fund 333 West Wacker Drive Chicago, Illinois 60606 RE: Nuveen California Quality Municipal Income Fund Ladies and Gentlemen: We have acted as special Massachusetts counsel to Nuveen California Quality Municipal Income Fund, a Massachusetts business trust (the “Fund”), in connection with the Fund’s registration statement on Form N-2 to be filed with the Securities and Exchange Commission (the “Commission”) on or about August [ ], 2025 (the “Registration Statement”), with respect to an offering of an unspecified number of the Fund’s securities, consisting of (i) common shares of beneficial interest, $. |
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August 7, 2025 |
Nuveen California Quality Municipal Income Fund N-2ASR Exhibit 99(g)(3) Appendix D MEMORIALIZATION OF CHANGES TO THE COMPLEX-LEVEL FEE IN NUVEEN OPEN-END AND CLOSED-END FUND INVESTMENT MANAGEMENT AGREEMENTS MEMORIALIZATION made as of this 1st day of May, 2024, by and between Nuveen Open-End, Interval and Closed-End Funds (excluding Nuveen Exchange-Traded Funds) listed on Exhibit A (the “Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”). |
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August 7, 2025 |
NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND Nuveen California Quality Municipal Income Fund N-2ASR Exhibit 99(a)(4) NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND CERTIFICATE OF AMENDMENT to DECLARATION OF TRUST The Trustees of Nuveen California Dividend Advantage Municipal Fund (the “Trust”), a Massachusetts business trust, to resolve an ambiguity, in accordance with Article XIII, Section 4 of the Declaration of Trust of the Trust, do |
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November 14, 2024 |
Nuveen California Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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October 17, 2024 |
Nuveen California Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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July 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Nuveen California Quality Municipal Income Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 67066Y105 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael |
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March 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Nuveen California Quality Municipal Income Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 67066Y105 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael |
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March 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2024 (February 28, 2024) Nuveen California Quality Municipal Income Fund (Exact name of registrant as specified in its charter) Massachusetts 811-09161 36-4270660 (State or o |
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February 23, 2024 |
EX-99.1 2 d786367dex991.htm EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT This Statement is filed by Wells Fargo & Company on its own behalf and on behalf of Wells Fargo Municipal Capital Strategies, LLC. Aggregate beneficial ownership reported by Wells Fargo & Company under Item 11 on page 2 is on a consolidated basis and includes any beneficial ownership separately reported herein by Wells Fargo M |
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February 23, 2024 |
SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6)* NUVEEN CALIFORNIA QUALITY MUNICIPAL INCOME FUND (Name of Issuer) PREFERRED SHARES (Title of Class of Securities) 67066Y832 67066Y824 (CUSIP Number) Vera Gurova Senior Counsel Wells Fargo & Company 401 S. Tryon Street, 26th Floor Charlotte, NC 28 |
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February 23, 2024 |
EX-99.2 3 d786367dex992.htm EX-99.2 Exhibit 99.2 LIMITED POWER OF ATTORNEY Know all by these present, that the undersigned hereby constitutes and appoints each of Debra Cho, Patricia Arce and Stacy Otieno, acting alone, the undersigned’s true and lawful attorney-in-fact to: (1) complete and sign, for and on behalf of the undersigned, all reports and filings required by Sections 13 and 16 of the Se |
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November 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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October 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2023 (October 13, 2023) Nuveen California Quality Municipal Income Fund (Exact name of registrant as specified in its charter) Massachusetts 811-09161 36-4270660 (State or |
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October 12, 2023 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) EX-1 2 exhibit1.htm EXHIBIT 1 EXHIBIT 1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agree |
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October 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No.)* Nuveen California Quality Municipal Income Fund (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 67066Y105 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'A |
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May 9, 2023 |
[CHAPMAN AND CUTLER LLP LETTERHEAD] May 9, 2023 CORRESP [CHAPMAN AND CUTLER LLP LETTERHEAD] May 9, 2023 VIA EDGAR CORRESPONDENCE Megan F. |
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January 25, 2023 |
1 Nuveen California Quality Municipal Income Fund Portfolio of Investments November 30, 2022 (Unaudited) NAC Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS - 165. |
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October 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ? Def |
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July 28, 2022 |
1 Nuveen California Quality Municipal Income Fund Portfolio of Investments May 31, 2022 (Unaudited) NAC Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS - 161. |
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February 25, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2022 (February 24, 2022) NUVEEN CALIFORNIA QUALITY MUNICIPAL INCOME FUND (Exact name of registrant as specified in its charter) Massachusetts 811-09161 36-4270660 (State |
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February 25, 2022 |
Amendment No. 1 to Amended and Restated By-Laws Exhibit 3.1 AMENDMENT NO. 1 TO THE AMENDED AND RESTATED BY-LAWS OF NUVEEN CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS This Amendment No. 1 (this ?Amendment?) to the By-Laws of Nuveen Closed-End Funds organized as Massachusetts business trusts, amended and restated as of October 5, 2020 (the ?By-Laws?) and applicable to each Nuveen Closed-End Fund listed on Exhibit A to the By-Laws |
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February 25, 2022 |
EX-99.1 Exhibit 99.1 Certain Nuveen Closed-End Funds Announce Board’s Approval of Suspension of Previously Adopted Control Share By-Law Board Intends to Appeal U.S. District Court’s Recent Ruling Nuveen AMT-Free Municipal Credit Income Fund (NYSE: NVG), Nuveen AMT-Free Municipal Value Fund (NYSE: NUW), Nuveen AMT-Free Quality Municipal Income Fund (NYSE: NEA), Nuveen Arizona Quality Municipal Inco |
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January 27, 2022 |
Nuveen California Quality Municipal Income Fund NAC Nuveen California Quality Municipal Income Fund Portfolio of Investments November 30, 2021 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS – 153. |
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October 12, 2021 |
Nuveen California Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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July 28, 2021 |
Nuveen California Quality Municipal Income Fund NAC Nuveen California Quality Municipal Income Fund Portfolio of Investments May 31, 2021 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS – 152. |
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April 9, 2021 |
CORRESP 1 filename1.htm April 9, 2021 Ms. Megan Miller U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review & Accounting Office 100 F Street N.E. Washington DC 20549 Nuveen Closed-End and Open-End Funds – Sarbanes Oxley Review Dear Ms. Miller, This letter addresses the comments you provided in a telephone discussion on March 5, 2021, regarding reviews perfor |
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January 27, 2021 |
Nuveen California Quality Municipal Income Fund NAC Nuveen California Quality Municipal Income Fund Portfolio of Investments November 30, 2020 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS – 153. |
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November 17, 2020 |
SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)* NUVEEN CALIFORNIA QUALITY MUNICIPAL INCOME FUND (Name of Issuer) PREFERRED SHARES (Title of Class of Securities) 67066Y832 67066Y824 (CUSIP Number) Christopher F. Nenno Senior Counsel Wells Fargo & Company 1700 Lincoln Street, 12th Floor Denver, |
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November 17, 2020 |
EX-99.2 Exhibit 99.2 LIMITED POWER OF ATTORNEY Know all by these present, that the undersigned hereby constitutes and appoints each of Debra Cho, Patricia Arce and Stacy Otieno, acting alone, the undersigned’s true and lawful attorney-in-fact to: (1) complete and sign, for and on behalf of the undersigned, all reports and filings required by Sections 13 and 16 of the Securities Exchange Act of 193 |
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November 17, 2020 |
EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT This Statement is filed by Wells Fargo & Company on its own behalf and on behalf of Wells Fargo Municipal Capital Strategies, LLC. Aggregate beneficial ownership reported by Wells Fargo & Company under Item 11 on page 2 is on a consolidated basis and includes any beneficial ownership separately reported herein by Wells Fargo Municipal Capital Strategies, |
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November 17, 2020 |
EX-99.11 Exhibit 99.11 Amendment No. 2 to the Series A MuniFund Preferred Shares (MFP) Purchase and Exchange Agreement, dated as of January 29, 2018, for the Series A MuniFund Preferred Shares (the “Series A MFP Shares”) of Nuveen California Quality Municipal Income Fund (NAC) (the “Fund”) Dated as of November 13, 2020 1. In accordance with the Supplement to the Statement Establishing and Fixing t |
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November 6, 2020 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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October 13, 2020 |
- NUVEEN CALIFORNIA QUALITY MUNICIPAL INCOME FUND Nuveen California Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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October 6, 2020 |
EX-99.1 Exhibit 99.1 Certain Nuveen Closed-End Funds Announce the Board’s Approval of Amended and Restated By-Laws of the Funds Nuveen AMT-Free Municipal Credit Income Fund (NYSE: NVG), Nuveen AMT-Free Municipal Value Fund (NYSE: NUW), Nuveen AMT-Free Quality Municipal Income Fund (NYSE: NEA), Nuveen Arizona Quality Municipal Income Fund (NYSE: NAZ), Nuveen California AMT-Free Quality Municipal In |
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October 6, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2020 (October 5, 2020) NUVEEN CALIFORNIA QUALITY MUNICIPAL INCOME FUND (Exact name of registrant as specified in its charter) Massachusetts 811-09161 36-4270660 (State |
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October 6, 2020 |
EX-3.1 Exhibit 3.1 BY-LAWS OF NUVEEN CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS (Amended and Restated as of October 5, 2020) ARTICLE I DECLARATION OF TRUST AND OFFICES Section 1.1 The Trust; Declaration of Trust. These are the By-Laws of each Nuveen Closed-End Fund listed on Exhibit A, each a Massachusetts business trust established by its own Declaration of Trust (each such fund |
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July 28, 2020 |
NAC Nuveen California Quality Municipal Income Fund Portfolio of Investments May 31, 2020 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS – 153. |
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July 10, 2020 |
EXHIBIT 1 AGREEMENT AS TO JOINT FILING OF SCHEDULE 13G Each of the undersigned hereby affirms that it is individually eligible to use Schedule 13G, and agrees that this Schedule 13G is filed on its behalf. |
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July 10, 2020 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (AMENDMENT NO. 1)* Nuveen California Quality Municipal Income Fund (Name of Issuer) Variable Rate Demand Preferred Shares (Series 5) (Title of Class of Securities) 67066Y-87 |
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July 1, 2020 |
SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Nuveen California Quality Municipal Income Fund (Name of Issuer) Series 5 Variable Rate Demand Preferred Shares (Title of Class of Securities) 67066Y873 (CUSIP Number) June 17, 2020 (Date of Event Which Requires Filing of this Statement) Check the |
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January 28, 2020 |
Nuveen California Quality Municipal Income Fund NAC Nuveen California Quality Municipal Income Fund Portfolio of Investments November 30, 2019 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS – 154. |
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October 23, 2019 |
Nuveen California Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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July 30, 2019 |
NAC / Nuveen California Dividend Advantage Municipal Fund NPORT-EX - - NAC Nuveen California Quality Municipal Income Fund Portfolio of Investments May 31, 2019 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS – 155. |
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January 29, 2019 |
Certifications CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen California Quality Municipal Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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January 29, 2019 |
Nuveen California Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09161 Nuveen California Quality Municipal Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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October 3, 2018 |
Nuveen California Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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October 2, 2018 |
EX-99.9 Exhibit 99.9 Rate Adjustment Agreement for Series 8 Variable Rate Demand Preferred Shares (the “Series 8 VRDP Shares”) of Nuveen California Quality Municipal Income Fund (the “Fund”) Dated as of October 1, 2018 1. In accordance with Section 2.1(i) of the Notice of Special Rate Period (Adjustable Rate Special Rate Period) (Designating a Subsequent Rate Period as a Special Rate Period for Se |
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October 2, 2018 |
SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) NUVEEN CALIFORNIA QUALITY MUNICIPAL INCOME FUND (Name of Issuer) PREFERRED SHARES (Title of Class of Securities) 67066Y832 67066Y824 (CUSIP Number) Willie J. White Senior Counsel Wells Fargo & Company 301 South College Street, 22nd Floor Charlott |
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October 2, 2018 |
EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT This Statement is filed by Wells Fargo & Company on its own behalf and on behalf of Wells Fargo Municipal Capital Strategies, LLC. Aggregate beneficial ownership reported by Wells Fargo & Company under Item 11 on page 2 is on a consolidated basis and includes any beneficial ownership separately reported herein by Wells Fargo Municipal Capital Strategies, |
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October 2, 2018 |
EX-99.10 Exhibit 99.10 Rate Adjustment Agreement for Series A MuniFund Preferred Shares (the “Series A MFP Shares”) of Nuveen California Quality Municipal Income Fund (the “Fund”) Dated as of October 1, 2018 1. In accordance with Section 2.1(h) of the Supplement to the Statement Establishing and Fixing the Rights and Preferences of Series A MuniFund Preferred Shares Initially Designating the Varia |
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October 2, 2018 |
EX-99.2 Exhibit 99.2 POWER OF ATTORNEY Know all by these present, that the undersigned hereby constitutes and appoints each of Michael J. Choquette, Bruce A. Miller, Lori A. Ward and Karen E. Collins, acting alone, the undersigned’s true and lawful attorney-in-fact to: (1) complete and sign, for and on behalf of the undersigned, all reports and filings required by Section 13 of the Securities Exch |
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July 30, 2018 |
Nuveen California Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09161 Nuveen California Quality Municipal Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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July 30, 2018 |
Certifications CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen California Quality Municipal Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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July 10, 2018 |
EXHIBIT 1 AGREEMENT AS TO JOINT FILING OF SCHEDULE 13G Each of the undersigned hereby affirms that it is individually eligible to use Schedule 13G, and agrees that this Schedule 13G is filed on its behalf. |
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July 10, 2018 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (AMENDMENT NO. )* Nuveen California Quality Municipal Income Fund (Name of Issuer) Variable Rate Demand Preferred Shares (Series 5) (Title of Class of Securities) 67066Y-87- |
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July 5, 2018 |
JHY / Nuveen High Income 2020 Target Term Fund CORRESP Nuveen Investments June 29, 2018 Mr. Jason Fox U.S. Securities and Exchange Commission Division of Investment Management, Insured Investments Office 100 F Street N.E. Washington DC 20549 Re: Nuveen Closed-End and Open-End Funds – Sarbanes Oxley Review Dear Mr. Fox: This letter addresses the comments Ms. Sheila Stout provided in a telephone discussion on April 17, 2018, regarding reviews performed |
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January 31, 2018 |
EX-99.8 Exhibit 99.8 SERIES A MUNIFUND PREFERRED SHARES (MFP) PURCHASE AND EXCHANGE AGREEMENT dated as of January 29, 2018 between NUVEEN CALIFORNIA QUALITY MUNICIPAL INCOME FUND, as Issuer and WELLS FARGO MUNICIPAL CAPITAL STRATEGIES, LLC, as Purchaser (NAC - SERIES A MFP SHARES) CONTENTS PAGE SECTION ARTICLE I DEFINITIONS 1 1.1 Incorporation of Certain Definitions by Reference 6 ARTICLE II PURCH |
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January 31, 2018 |
SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) NUVEEN CALIFORNIA QUALITY MUNICIPAL INCOME FUND (Name of Issuer) PREFERRED SHARES (Title of Class of Securities) 67066Y857 67066Y832 67066Y824 (CUSIP Number) Willie J. White Senior Counsel Wells Fargo & Company 301 South College Street, 22nd Floo |
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January 31, 2018 |
EX-99.2 3 d533723dex992.htm EX-99.2 Exhibit 99.2 POWER OF ATTORNEY Know all by these present, that the undersigned hereby constitutes and appoints each of Michael J. Choquette, Bruce A. Miller, Lori A. Ward and Karen E. Collins, acting alone, the undersigned’s true and lawful attorney-in-fact to: (1) complete and sign, for and on behalf of the undersigned, all reports and filings required by Secti |
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January 31, 2018 |
EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT This Statement is filed by Wells Fargo & Company on its own behalf and on behalf of Wells Fargo Municipal Capital Strategies, LLC. Aggregate beneficial ownership reported by Wells Fargo & Company under Item 11 on page 2 is on a consolidated basis and includes any beneficial ownership separately reported herein by Wells Fargo Municipal Capital Strategies, |
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January 29, 2018 |
Certifications CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen California Quality Municipal Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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January 29, 2018 |
Nuveen California Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09161 Nuveen California Quality Municipal Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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November 17, 2017 |
EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT This Statement is filed by Wells Fargo & Company on its own behalf and on behalf of Wells Fargo Municipal Capital Strategies, LLC. Aggregate beneficial ownership reported by Wells Fargo & Company under Item 11 on page 2 is on a consolidated basis and includes any beneficial ownership separately reported herein by Wells Fargo Municipal Capital Strategies, |
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November 17, 2017 |
EX-99.2 Exhibit 99.2 POWER OF ATTORNEY Know all by these present, that the undersigned hereby constitutes and appoints each of Bette F. Andrews, Michael J. Choquette, and Robert S. Prigge, acting alone, the undersigned’s true and lawful attorney-in-fact to: (1) complete and sign, for and on behalf of the undersigned, all reports and filings required by Section 13 of the Securities Exchange Act of |
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November 17, 2017 |
SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) NUVEEN CALIFORNIA QUALITY MUNICIPAL INCOME FUND (Name of Issuer) PREFERRED SHARES (Title of Class of Securities) 67066Y857 67066Y832 (CUSIP Number) Willie J. White Senior Counsel Wells Fargo & Company 301 South College Street, 22nd Floor Charlotte, |
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November 17, 2017 |
EX-99.7 Exhibit 99.7 SERIES 8 VARIABLE RATE DEMAND PREFERRED SHARES (VRDP) REMARKETING PURCHASE AGREEMENT dated as of November 16, 2017 between NUVEEN CALIFORNIA QUALITY MUNICIPAL INCOME FUND, as Issuer and WELLS FARGO MUNICIPAL CAPITAL STRATEGIES, LLC, as Purchaser (NAC Series 8) CONTENTS SECTION PAGE ARTICLE I DEFINITIONS 1 1.1 Incorporation of Certain Definitions by Reference 6 ARTICLE II PURCH |
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October 4, 2017 |
Nuveen California Dividend Advantage Municipal Fund NUVEEN CALIFORNIA QUALITY MUNICIPAL INCOME FUND Nuveen California Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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July 28, 2017 |
Nuveen California Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09161 Nuveen California Quality Municipal Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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July 28, 2017 |
Certifications CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen California Quality Municipal Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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March 2, 2017 |
SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) NUVEEN CALIFORNIA QUALITY MUNICIPAL INCOME FUND (formerly known as Nuveen California Dividend Advantage Municipal Fund) (Name of Issuer) VARIABLE RATE MUNIFUND TERM PREFERRED SHARES (Title of Class of Securities) 67066Y857 (CUSIP Number) Willie J |
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March 2, 2017 |
EX-99.6 Exhibit 99.6 NUVEEN CALIFORNIA QUALITY MUNICIPAL INCOME FUND (formerly known as Nuveen California Dividend Advantage Municipal Fund) AMENDMENT to VMTP PURCHASE AGREEMENT This Amendment to the VMTP Purchase Agreement (the “Amendment”) is effective as of the 19th day of August, 2016 (the “Amendment Date”) between Nuveen California Quality Municipal Income Fund (formerly known as Nuveen Calif |
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March 2, 2017 |
EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT This Statement is filed by Wells Fargo & Company on its own behalf and on behalf of Wells Fargo Municipal Capital Strategies, LLC. Aggregate beneficial ownership reported by Wells Fargo & Company under Item 11 on page 2 is on a consolidated basis and includes any beneficial ownership separately reported herein by Wells Fargo Municipal Capital Strategies, |
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March 2, 2017 |
EX-99.2 Exhibit 99.2 POWER OF ATTORNEY Know all by these present, that the undersigned hereby constitutes and appoints each of Bette F. Andrews, Michael J. Choquette, and Robert S. Prigge, acting alone, the undersigned’s true and lawful attorney-in-fact to: (1) complete and sign, for and on behalf of the undersigned, all reports and filings required by Section 13 of the Securities Exchange Act of |
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January 27, 2017 |
CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen California Quality Municipal Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
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January 27, 2017 |
Nuveen California Dividend Advantage Municipal Fund NAC (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09161 Nuveen California Quality Municipal Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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December 6, 2016 |
EX-99.12.B 4 d289007dex9912b.htm OPINION AND CONSENT OF SIDLEY AUSTIN LLP Exhibit 12(b) SIDLEY AUSTIN LLP 787 SEVENTH AVENUE NEW YORK, NY 10019 (212) 839 5300 (212) 839 5599 FAX BEIJING BOSTON BRUSSELS CENTURY CITY CHICAGO DALLAS GENEVA FOUNDED 1866 HONG KONG HOUSTON LONDON LOS ANGELES MUNICH NEW YORK PALO ALTO SAN FRANCISCO SHANGHAI SINGAPORE SYDNEY TOKYO WASHINGTON, D.C. November 7, 2016 Nuveen |
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December 6, 2016 |
222 North LaSalle Street | Chicago, Illinois 60601 | T +1 312 609 7500 | F +1 312 609 5005 Opinion and Consent of Vedder Price P.C. Exhibit 12(a) Chicago New York Washington, DC London San Francisco Los Angeles Singapore vedderprice.com November 7, 2016 Nuveen California Quality Municipal Income Fund 333 West Wacker Drive Chicago, Illinois 60606 Nuveen California Dividend Advantage Municipal Fund 2 333 West Wacker Drive Chicago, Illinois 60606 Nuveen California Dividend Advantage Munici |
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December 6, 2016 |
Certificate of Name Change Amendment to Declaration of Trust Exhibit 1(d) CERTIFICATE OF NAME CHANGE AMENDMENT TO DECLARATION OF TRUST OF NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND The undersigned, being a majority of the Trustees of Nuveen California Dividend Advantage Municipal Fund (the ?Trust?), acting pursuant to the authority granted to the Trustees under Article XIII, Section 4(ii) of the Declaration of Trust made on the 1st day of December, 1998 by the Trustees thereunder (as amended from time to time, the ?Declaration?), do hereby amend the Declaration, effective as of 8:59 a. |
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December 6, 2016 |
Nuveen California Dividend Advantage Municipal Fund As filed with the Securities and Exchange Commission on December 6, 2016 File No. |
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December 6, 2016 |
NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND POWER OF ATTORNEY Powers of Attorney, dated June 24, 2016 Exhibit 16(b) NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a trustee of the above-referenced organization, hereby constitutes and appoints MARK CZARNIECKI, KEVIN J. |
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November 10, 2016 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (AMENDMENT NO. 1)* Nuveen California Dividend Advantage Municipal Fund (Name of Issuer) Variable Rate Demand Preferred Shares (Title of Class of Securities) 67066Y-86-5 (See |
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November 10, 2016 |
EXHIBIT 1 AGREEMENT AS TO JOINT FILING OF SCHEDULE 13G Each of the undersigned hereby affirms that it is individually eligible to use Schedule 13G, and agrees that this Schedule 13G is filed on its behalf. |
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October 11, 2016 |
EXHIBIT 1 AGREEMENT AS TO JOINT FILING OF SCHEDULE 13G Each of the undersigned hereby affirms that it is individually eligible to use Schedule 13G, and agrees that this Schedule 13G is filed on its behalf. |
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October 11, 2016 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (AMENDMENT NO. )* Nuveen California Dividend Advantage Municipal Fund (Name of Issuer) Variable Rate Demand Preferred Shares (Title of Class of Securities) 67066Y-86-5 (See |
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August 25, 2016 |
Nuveen California Dividend Advantage Municipal Fund Filed by California Dividend Advantage Municipal Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen California Dividend Advantage Municipal Fund 2 Commission File No. |
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August 25, 2016 |
Nuveen California Dividend Advantage Municipal Fund Filed by California Dividend Advantage Municipal Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen California Dividend Advantage Municipal Fund 2 Commission File No. |
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August 25, 2016 |
Nuveen California Dividend Advantage Municipal Fund Filed by California Dividend Advantage Municipal Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen California Dividend Advantage Municipal Fund 2 Commission File No. |
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August 25, 2016 |
Nuveen California Dividend Advantage Municipal Fund Filed by California Dividend Advantage Municipal Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen California Dividend Advantage Municipal Fund 2 Commission File No. |
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August 5, 2016 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2016 Nuveen California Dividend Advantage Municipal Fund (Exact name of registrant as specified in its charter) Massachusetts 811-09161 36-4270660 (State or other jurisd |
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August 5, 2016 |
Nuveen Dividend California Advantage Municipal Fund Filed by Nuveen California Dividend Advantage Municipal Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen California Dividend Advantage Municipal Fund 2 Commission File No. |
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August 5, 2016 |
Nuveen Dividend California Advantage Municipal Fund Filed by Nuveen California Dividend Advantage Municipal Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen California Dividend Advantage Municipal Fund 2 Commission File No. |
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August 2, 2016 |
Nuveen California Dividend Advantage Municipal Fund Filed by California Dividend Advantage Municipal Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen California Dividend Advantage Municipal Fund 2 Commission File No. |
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August 2, 2016 |
Nuveen California Dividend Advantage Municipal Fund Filed by California Dividend Advantage Municipal Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen California Dividend Advantage Municipal Fund 2 Commission File No. |
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July 29, 2016 |
CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen California Dividend Advantage Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead |
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July 29, 2016 |
Nuveen California Dividend Advantage Municipal Fund NAC (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09161 Nuveen California Dividend Advantage Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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July 13, 2016 |
Nuveen California Dividend Advantage Municipal Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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July 13, 2016 |
Nuveen California Dividend Advantage Municipal Fund ESP Chicago New York Washington, D.C. London San Francisco Los Angeles vedderprice.com July 13, 2016 Jacob C. Tiedt Attorney at Law +1 312 609 7697 [email protected] U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attn: Ms. Katie Sabo Re: Nuveen California Dividend Advantage Municipal Fund (the ?Acquiring Fund?); File No. 811-091 |
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July 1, 2016 |
Consent of Independent Registered Public Accounting Firm EX-99.14 5 d154118dex9914.htm CONSENT OF INDEPENDENT AUDITOR Exhibit 14 Consent of Independent Registered Public Accounting Firm The Board of Trustees of Nuveen California Dividend Advantage Municipal Fund (NAC) Nuveen California Dividend Advantage Municipal Fund 2 (NVX) Nuveen California Dividend Advantage Municipal Fund 3 (NZH) We consent to the use of our reports dated April 27, 2016 with respe |
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July 1, 2016 |
As filed with the Securities and Exchange Commission on July 1, 2016 Nuveen California Dividend Advantage Municipal Fund As filed with the Securities and Exchange Commission on July 1, 2016 File No. |
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July 1, 2016 |
Nuveen California Dividend Advantage Municipal Fund ESP Nuveen California Dividend Advantage Municipal Fund Chicago New York Washington, D. |
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July 1, 2016 |
EX-99.12.A 3 d154118dex9912a.htm FORM OF OPINION AND CONSENT OF VEDDER PRICE P.C. Exhibit (12)(a) [Form of Tax Opinion] , 2016 Nuveen California Dividend Advantage Municipal Fund 333 West Wacker Drive Chicago, Illinois 60606 Nuveen California Dividend Advantage Municipal Fund 2 333 West Wacker Drive Chicago, Illinois 60606 Nuveen California Dividend Advantage Municipal Fund 3 333 West Wacker Drive |
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July 1, 2016 |
Nuveen California Dividend Advantage Municipal Fund ESP CORRESP 1 filename1.htm July 1, 2016 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Nuveen California Dividend Advantage Municipal Fund Registration Statement on Form N-14 8C (File No. 333-211657) Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, the undersigned hereby request |
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July 1, 2016 |
Opinion and Consent of Counsel Exhibit 11 June 30, 2016 Vedder Price P.C. 222 North LaSalle Street Chicago, Illinois 60601 Nuveen California Dividend Advantage Municipal Fund 333 West Wacker Drive Chicago, IL 60606 RE: Nuveen California Dividend Advantage Municipal Fund Ladies and Gentlemen: We have acted as special Massachusetts counsel to Nuveen California Dividend Advantage Municipal Fund, a Ma |
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July 1, 2016 |
Form of Opinion and Consent of Sidley Austin LLP Exhibit (12)(b) SIDLEY AUSTIN LLP 787 SEVENTH AVENUE NEW YORK, NY 10019 (212) 839 5300 (212) 839 5599 FAX BEIJING BOSTON BRUSSELS CENTURY CITY CHICAGO DALLAS GENEVA HONG KONG HOUSTON LONDON LOS ANGELES MUNICH NEW YORK PALO ALTO SAN FRANCISCO SHANGHAI SINGAPORE SYDNEY TOKYO WASHINGTON, D. |
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June 29, 2016 |
222 North LaSalle Street | Chicago, Illinois 60601 | T +1 312 609 7500 | F +1 312 609 5005 Letter to the SEC Chicago New York Washington, D.C. London San Francisco Los Angeles vedderprice.com June 29, 2016 Jacob C. Tiedt Attorney at Law +1 312 609 7697 [email protected] VIA EDGAR Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Re: Nuveen California Dividend Advantage Municipal Fund (the “Registrant”); File No. 811-09161 To the Commission: On behalf of th |
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June 29, 2016 |
Nuveen California Dividend Advantage Municipal Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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June 15, 2016 |
EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT This Statement is filed by Wells Fargo & Company on its own behalf and on behalf of Wells Fargo Municipal Capital Strategies, LLC. Aggregate beneficial ownership reported by Wells Fargo & Company under Item 11 on page 2 is on a consolidated basis and includes any beneficial ownership separately reported herein by Wells Fargo Municipal Capital Strategies, |
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June 15, 2016 |
EX-99.5 Exhibit 99.5 VMTP PURCHASE AGREEMENT Nuveen California Dividend Advantage Municipal Fund and Wells Fargo Municipal Capital Strategies, LLC as Purchaser June 10, 2016 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 Incorporation of Certain Definitions by Reference 7 ARTICLE II PURCHASE, TRANSFERS, COSTS AND EXPENSES; ADDITIONAL FEES 7 2.1 Purchase and Transfer of the VMTP Shares 7 2.2 Operat |
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June 15, 2016 |
Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including a |
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June 15, 2016 |
EX-99.2 Exhibit 99.2 POWER OF ATTORNEY Know all by these present, that the undersigned hereby constitutes and appoints each of Bette F. Andrews, Michael J. Choquette, and Robert S. Prigge, acting alone, the undersigned’s true and lawful attorney-in-fact to: (1) complete and sign, for and on behalf of the undersigned, all reports and filings required by Section 13 of the Securities Exchange Act of |
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June 15, 2016 |
SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND (Name of Issuer) VARIABLE RATE MUNIFUND TERM PREFERRED SHARES (Title of Class of Securities) 67066Y 857 (CUSIP Number) Willie J. White Counsel Wells Fargo & Company 301 South College Street, 22nd Floor Charlotte, N |
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June 15, 2016 |
Exhibit 99.2 JOINT FILER INFORMATION Item Information Name: Wells Fargo Municipal Capital Strategies, LLC Address: 375 Park Avenue New York, New York 10152 Date of Event June 10, 2016 Requiring Statement (Month/Day/Year): Issuer Name and Nuveen California Dividend Advantage Municipal Fund (NAC) Ticker or Trading Symbol: Relationship of 10% Owner Reporting Person(s) to Issuer: If Amendment, Date No |
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June 15, 2016 |
EX-99.3 Exhibit 99.3 VOTING TRUST AGREEMENT THIS VOTING TRUST AGREEMENT (this “Agreement”) is made and entered into effective for all purposes and in all respects as of June 10, 2016 by and among Lord Securities Corporation, as trustee (the “Trustee” or any successor thereto), Wells Fargo Municipal Capital Strategies, LLC, a wholly owned subsidiary of Wells Fargo Bank, National Association, organi |
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June 15, 2016 |
EX-99.4 Exhibit 99.4 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), executed as of June 10, 2016, is made between Nuveen California Dividend Advantage Municipal Fund, a closed-end fund formed in Massachusetts (the “Fund”), and Wells Fargo Municipal Capital Strategies, LLC, a Delaware limited liability company, including its successors by merger or operation of |
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May 26, 2016 |
NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTS EX-99.6.B 3 d154118dex996b.htm RENEWAL OF INVESTMENT MANAGEMENT AGREEMENT Exhibit 6(b) NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTS This Agreement made this 28th day of July 2015 by and between the funds listed on Schedule A (the “Nuveen Closed-End Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”); WHEREAS, the parties hereto are th |
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May 26, 2016 |
JACOB C. TIEDT ATTORNEY AT LAW +1 (312) 609-7697 [email protected] 222 NORTH LASALLE STREET SUITE 2600 CHICAGO, ILLINOIS 60601-1003 T: +1 (312) 609-7500 F: +1 (312) 609-5005 CHICAGO • NEW YORK • WASHINGTON, D.C. LONDON • SAN FRANCISCO • LOS ANGELES May 26, 2016 VIA EDGAR Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Re: Nuveen California Dividend Advantage Munici |
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May 26, 2016 |
INVESTMENT MANAGEMENT AGREEMENT Investment Management Agreement Exhibit 6(a) INVESTMENT MANAGEMENT AGREEMENT AGREEMENT made this 1st day of October 2014, by and between Nuveen California Dividend Advantage Municipal Fund, a Massachusetts business trust (the “Fund”), and NUVEEN FUND ADVISORS, LLC, a Delaware limited liability company (the “Adviser”). |
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May 26, 2016 |
AMENDMENT To Transfer Agency and Service Agreement State Street Bank and Trust Company Amendment to Transfer Agency and Service Agreement, dated October 29, 2015 Exhibit 13(e) AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Exhibit A And State Street Bank and Trust Company This Amendment is made as of this 29th day of October 2015, between each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement (defined below) (collectively, the “Fund”) and State Street Bank and Trust Company (the “Transfer Agent”). |
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May 26, 2016 |
AMENDMENT To Transfer Agency and Service Agreement State Street Bank and Trust Company Amendment to Transfer Agency and Service Agreement, dated February 24, 2011 Exhibit 13(b) AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement And State Street Bank and Trust Company This Amendment is made as of this 24th day of February 2011, between each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement (defined below) (collectively, the “Fund”) and State Street Bank and Trust Company (the “Transfer Agent”). |
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May 26, 2016 |
NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND POWER OF ATTORNEY EX-99.16 11 d154118dex9916.htm POWERS OF ATTORNEY Exhibit 16 NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a trustee of the above-referenced organization, hereby constitutes and appoints MARK CZARNIECKI, KEVIN J. McCARTHY, KATHLEEN L. PRUDHOMME, CHRISTOPHER M. ROHRBACHER, MARK L. WINGET, GIFFORD R. ZIMMERMAN and ERIC |
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May 26, 2016 |
NUVEEN CLOSED-END FUNDS NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENTS Exhibit 6(d) NUVEEN CLOSED-END FUNDS NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENTS WHEREAS, Nuveen Fund Advisors, LLC, a Delaware limited liability company (the ?Manager ?) and Nuveen Asset Management, LLC, a Delaware limited liability company (the ?Sub-Adviser?) have entered into Sub-Advisory Agreements (the ?Agreements?), pursuant to which the Sub-Adviser furnishes investment advis |
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May 26, 2016 |
Appendix A to Custodian Agreement Exhibit 9(b) APPENDIX A TO AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT July 15, 2015 (Updated as of November 17, 2015) NUVEEN CLOSED-END MANAGEMENT INVESTMENT COMPANIES Diversified Real Asset Income Fund Nuveen All Cap Energy MLP Opportunities Fund Nuveen AMT-Free Municipal Income Fund Nuveen AMT-Free Municipal Value Fund Nuveen Arizona Premium Income Municipa |
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May 26, 2016 |
AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT Amended and Restated Master Custodian Agreement Exhibit 9(a) Execution Version AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT This Agreement is made as of July 15, 2015 (this “Agreement”), between each management investment company identified on Appendix A and each management investment company which becomes a party to this Agreement in accordance with the terms hereof (in each case, a “Fund”), including, if applicable, each series of the Fund identified on Appendix A and each series which becomes a party to this Agreement in accordance with the terms hereof, and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (the “Custodian”). |
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May 26, 2016 |
Consent of Independent Registered Public Accounting Firm Consent of Independent Auditor Exhibit 14 Consent of Independent Registered Public Accounting Firm The Board of Trustees of Nuveen California Dividend Advantage Municipal Fund (NAC) Nuveen California Dividend Advantage Municipal Fund 2 (NVX) Nuveen California Dividend Advantage Municipal Fund 3 (NZH) We consent to the use of our reports dated April 27, 2016 with respect to the financial statements |
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May 26, 2016 |
INVESTMENT SUB-ADVISORY AGREEMENT (Nuveen Closed-End Municipal Bond Funds) EX-99.6.C 4 d154118dex996c.htm INVESTMENT SUB-ADVISORY AGREEMENT Exhibit 6(c) INVESTMENT SUB-ADVISORY AGREEMENT (Nuveen Closed-End Municipal Bond Funds) THIS AGREEMENT is made as of the 1st day of October 2014, between Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), and Nuveen Asset Management, LLC a Delaware limited liability company (the “Sub-Adviser”). WHEREAS, |
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May 26, 2016 |
As filed with the Securities and Exchange Commission on May 26, 2016 Nuveen California Dividend Advantage Municipal Fund As filed with the Securities and Exchange Commission on May 26, 2016 File No. |
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May 10, 2016 |
EX-99.1 2 ex991.htm EXHIBIT 1 EXHIBIT 1 AGREEMENT AS TO JOINT FILING OF SCHEDULE 13G Each of the undersigned hereby affirms that it is individually eligible to use Schedule 13G, and agrees that this Schedule 13G is filed on its behalf. Dated: May 10, 2016 CITIGROUP GLOBAL MARKETS INC. By: /s/ Ali L. Karshan Name: Ali L. Karshan Title: Assistant Secretary CITIGROUP FINANCIAL PRODUCTS INC. By: /s/ A |
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May 10, 2016 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (AMENDMENT NO. 1)* Nuveen California Dividend Advantage Municipal Fund (Name of Issuer) Variable Rate Demand Preferred Shares (Series 2) (Title of Class of Securities) 67066 |
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May 9, 2016 |
Nuveen Investments Compliance | May 2016 EX-99.R 6 d152021dex99r.htm CODE OF ETHICS AND REPORTING REQUIREMENTS Exhibit r Nuveen Investments Compliance | May 2016 Code of Ethics Summary and Scope What the Code is about Helping to ensure that Nuveen Investments personnel place the interests of Nuveen clients ahead of their own personal interests. Who the Code applies to and what the implications are There are three designations of individu |
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May 9, 2016 |
NUVEEN CLOSED-END FUNDS POWER OF ATTORNEY Powers of Attorney Exhibit s.1 NUVEEN CLOSED-END FUNDS POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENT, that the undersigned, in his capacity as a director/trustee of the above-referenced organizations listed on Appendix A hereto (the “Funds”), hereby constitutes and appoints MARK CZARNIECKI, KEVIN J. McCARTHY, KATHLEEN L. PRUDHOMME, CHRISTOPHER M. ROHRBACHER, MARK L. WINGET, GIFFORD R. ZIMMER |
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May 9, 2016 |
Opinion and Consent of Morgan, Lewis & Bockius LLP May 9, 2016 Nuveen California Dividend Advantage Municipal Fund 333 West Wacker Drive Chicago, Illinois 60606 Re: Nuveen California Dividend Advantage Municipal Fund (File Nos. |
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May 9, 2016 |
Consent of Independent Registered Public Accounting Firm Consent of KPMG Consent of Independent Registered Public Accounting Firm The Board of Trustees of Nuveen California Dividend Advantage Municipal Fund We consent to the use of our report dated April 27, 2016, with respect to the financial statements of Nuveen California Dividend Advantage Municipal Fund, incorporated herein by reference, and to the references to our firm under the headings “Financial Highlights” and “Independent Registered Public Accounting Firm” in the Prospectus and “Financial Statements” and “Independent Registered Public Accounting Firm” in the Statement of Additional Information filed on Form N-2. |
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May 9, 2016 |
AMENDMENT To Transfer Agency and Service Agreement State Street Bank and Trust Company Amendment, dated July 15, 2015, to the Transfer Agency and Service Agreement Exhibit k. |
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May 9, 2016 |
As filed with the U.S. Securities and Exchange Commission on May 9, 2016 Nuveen California Dividend Advantage Municipal Fund As filed with the U.S. Securities and Exchange Commission on May 9, 2016 1933 Act File No. 333-186409 1940 Act File No. 811-09161 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-2 (Check appropriate box or boxes) x REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ¨ Pre-Effective Amendment No. x Post-Effective Amendmen |
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May 9, 2016 |
SCHEDULE A Nuveen Closed-End Funds Dated: January 7, 2016 Schedule A, dated January 7, 2016, to the Transfer Agency and Service Agreement Exhibit k. |
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April 11, 2016 |
EXHIBIT 1 AGREEMENT AS TO JOINT FILING OF SCHEDULE 13G Each of the undersigned hereby affirms that it is individually eligible to use Schedule 13G, and agrees that this Schedule 13G is filed on its behalf. |
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April 11, 2016 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (AMENDMENT NO. )* Nuveen California Dividend Advantage Municipal Fund (Name of Issuer) Variable Rate Demand Preferred Shares (Series 2) (Title of Class of Securities) 67066Y |
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January 29, 2016 |
CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen California Dividend Advantage Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead |
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January 29, 2016 |
Nuveen California Dividend Advantage Municipal Fund NAC (Quarterly Schedule of Portfolio Holdings) nq2.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09161 Nuveen California Dividend Advantage Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of pr |
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October 7, 2015 |
Nuveen California Dividend Advantage Municipal Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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July 30, 2015 |
Nuveen California Dividend Advantage Municipal Fund NAC (Quarterly Schedule of Portfolio Holdings) N-Q 1 nq2.htm NAC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09161 Nuveen California Dividend Advantage Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Add |
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July 30, 2015 |
CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen California Dividend Advantage Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead |
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July 21, 2015 |
July 21, 2015 Mr. Jason P. Fox U.S. Securities and Exchange Commission Division of Investment Management, Insured Investments Office 100 F Street N.E. Washington DC 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Dear Mr. Fox: This letter addresses the comments you provided in a telephone discussion on June 18, 2015, regarding reviews performed by the staff of the U.S. Secur |
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January 29, 2015 |
CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen California Dividend Advantage Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead |
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January 29, 2015 |
Nuveen California Quality Municipal Income Fund - NAC N-Q 1 nq2.htm NAC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09161 Nuveen California Dividend Advantage Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Add |
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September 8, 2014 |
Opinion and Consent of Vedder Price P.C. June 9, 2014 Nuveen California Performance Plus Municipal Fund, Inc. 333 West Wacker Drive Chicago, Illinois 60606 Nuveen California Investment Quality Municipal Fund, Inc. 333 West Wacker Drive Chicago, Illinois 60606 Nuveen California Quality Income Municipal Fund, Inc. 333 West Wacker Drive Chicago, Illinois 60606 Nuveen California Municipal Market Oppor |
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September 8, 2014 |
Opinion and Consent of Sidley Austin LLP SIDLEY AUSTIN LLP 787 SEVENTH AVENUE NEW YORK, NY 10019 (212) 839 5300 (212) 839 5599 FAX BEIJING BOSTON BRUSSELS CHICAGO DALLAS FRANKFURT GENEVA FOUNDED 1866 HONG KONG HOUSTON LONDON LOS ANGELES NEW YORK PALO ALTO SAN FRANCISCO SHANGHAI SINGAPORE SYDNEY TOKYO WASHINGTON, D. |
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September 8, 2014 |
Nuveen California Dividend Advantage Municipal Fund As filed with the Securities and Exchange Commission on September 8, 2014 File No. |
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July 30, 2014 |
EX-99.CERT 2 naccertification2.htm CERTIFICATIONS CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen California Dividend Advantage Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
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July 30, 2014 |
N-Q 1 nq2.htm NAC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09161 Nuveen California Dividend Advantage Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Add |
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July 3, 2014 |
NKX / Nuveen Insured California Tax-Free Advantage Municipal Fund DEFA14A - - PRESS RELEASE Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6( |
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June 19, 2014 |
Closed-End Proxy UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a |
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June 18, 2014 |
Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rul |
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June 18, 2014 |
Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6( |
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June 18, 2014 |
Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rul |
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May 20, 2014 |
Closed End Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a- |
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May 1, 2014 |
Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rul |
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April 14, 2014 |
Merger Prospectus - NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND Nuveen California Dividend Advantage Municipal Fund Filed by Nuveen California Dividend Advantage Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen California Investment Quality Municipal Fund, Inc. |
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April 14, 2014 |
Merger Prospectus - NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND Nuveen California Dividend Advantage Municipal Fund Filed by Nuveen California Dividend Advantage Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Nuveen California Investment Quality Municipal Fund, Inc. |
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April 7, 2014 |
Merger Prospectus - NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND Filed by Nuveen California Dividend Advantage Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Company: Nuveen California Dividend Advantage Fund Commission File No. |
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April 7, 2014 |
Merger Prospectus - NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND Nuveen California Dividend Advantage Municipal Fund Filed by Nuveen California Dividend Advantage Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Company: Nuveen California Dividend Advantage Fund Commission File No. |
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April 7, 2014 |
Merger Prospectus - NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND Nuveen California Dividend Advantage Municipal Fund Filed by Nuveen California Dividend Advantage Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Company: Nuveen California Dividend Advantage Fund Commission File No. |
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March 19, 2014 |
Merger Prospectus - NUVEEN CALIFORNIA DIVIDEND ADVANTAGE FUND Nuveen California Dividend Advantage Fund Filed by Nuveen California Dividend Advantage Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Company: Nuveen California Dividend Advantage Fund Commission File No. |
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March 19, 2014 |
Merger Prospectus - NUVEEN CALIFORNIA DIVIDEND ADVANTAGE FUND Nuveen California Dividend Advantage Fund Filed by Nuveen California Dividend Advantage Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Company: Nuveen California Dividend Advantage Fund Commission File No. |
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March 19, 2014 |
Merger Prospectus - NUVEEN CALIFORNIA DIVIDEND ADVANTAGE FUND Nuveen California Dividend Advantage Fund Filed by Nuveen California Dividend Advantage Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Company: Nuveen California Dividend Advantage Fund Commission File No. |
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March 19, 2014 |
Merger Prospectus - NUVEEN CALIFORNIA DIVIDEND ADVANTAGE FUND Nuveen California Dividend Advantage Fund Filed by Nuveen California Dividend Advantage Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Company: Nuveen California Dividend Advantage Fund Commission File No. |
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March 19, 2014 |
Merger Prospectus - NUVEEN CALIFORNIA DIVIDEND ADVANTAGE FUND Nuveen California Dividend Advantage Fund Filed by Nuveen California Dividend Advantage Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Company: Nuveen California Dividend Advantage Fund Commission File No. |
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February 24, 2014 |
Merger Prospectus - NUVEEN CALIFORNIA DIVIDEND ADVANTAGE FUND Nuveen California Dividend Advantage Fund Filed by Nuveen California Dividend Advantage Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Company: Nuveen California Dividend Advantage Fund Commission File No. |
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February 24, 2014 |
Merger Prospectus - NUVEEN CALIFORNIA DIVIDEND ADVANTAGE FUND Nuveen California Dividend Advantage Fund Filed by Nuveen California Dividend Advantage Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Company: Nuveen California Dividend Advantage Fund Commission File No. |
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February 24, 2014 |
Merger Prospectus - NUVEEN CALIFORNIA DIVIDEND ADVANTAGE FUND Filed by Nuveen California Dividend Advantage Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Company: Nuveen California Dividend Advantage Fund Commission File No. |
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February 24, 2014 |
Merger Prospectus - NUVEEN CALIFORNIA DIVIDEND ADVANTAGE FUND 425 1 d623009d425.htm NUVEEN CALIFORNIA DIVIDEND ADVANTAGE FUND Filed by Nuveen California Dividend Advantage Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Company: Nuveen California Dividend Advantage Fund Commission File No. 811-09161 Nuveen California Performance Plus |
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February 24, 2014 |
Merger Prospectus - NUVEEN CALIFORNIA DIVIDEND ADVANTAGE FUND Nuveen California Dividend Advantage Fund Filed by Nuveen California Dividend Advantage Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Company: Nuveen California Dividend Advantage Fund Commission File No. |
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February 24, 2014 |
Nuveen California Performance Plus Municipal Fund, Inc. February 24, 2014 Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attn: James O’Connor Christina DiAngelo Fettig Re: Nuveen California Dividend Advantage Municipal Fund (the “Registrant” or the “Acquiring Fund”), File No. 811-09161; Nuveen California Performance Plus Municipal Fun |
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February 24, 2014 |
Merger Prospectus - NUVEEN CALIFORNIA DIVIDEND ADVANTAGE FUND 425 1 d623009d425.htm NUVEEN CALIFORNIA DIVIDEND ADVANTAGE FUND Filed by Nuveen California Dividend Advantage Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Company: Nuveen California Dividend Advantage Fund Commission File No. 811-09161 Nuveen California Performance Plus |
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February 3, 2014 |
- NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND Nuveen California Dividend Advantage Municipal Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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January 29, 2014 |
Quarterly Schedule of Portfolio Holdings - NAC N-Q 1 nq2.htm NAC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09161 Nuveen California Dividend Advantage Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Add |
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January 29, 2014 |
CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen California Dividend Advantage Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead |
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January 21, 2014 |
EX-99.12.B 4 d623009dex9912b.htm FORM OF OPINION AND CONSENT OF SIDLEY AUSTIN LLP SIDLEY AUSTIN LLP 787 SEVENTH AVENUE NEW YORK, NY 10019 (212) 839 5300 (212) 839 5599 FAX BEIJING BOSTON BRUSSELS CHICAGO DALLAS FRANKFURT GENEVA HONG KONG HOUSTON LONDON LOS ANGELES NEW YORK PALO ALTO SAN FRANCISCO SHANGHAI SINGAPORE SYDNEY TOKYO WASHINGTON, D.C. FOUNDED 1866 January 17, 2014 Nuveen California Divid |
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January 21, 2014 |
EX-99.11 2 d623009dex9911.htm OPINION AND CONSENT OF COUNSEL January 17, 2014 Vedder Price P.C. 222 North LaSalle Street Chicago, Illinois 60601 Nuveen California Dividend Advantage Municipal Fund 333 West Wacker Drive Chicago, IL 60606 RE: Nuveen California Dividend Advantage Municipal Fund Ladies and Gentlemen: We have acted as special Massachusetts counsel to Nuveen California Dividend Advantag |
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January 21, 2014 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Independent Auditor CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the reference to our firm under the captions “Experts”, “Appointment of the Independent Registered Public Accounting Firm” and “Financial Highlights” and to the use of our report dated April 25, 2013 for Nuveen California Dividend Advantage Municipal Fund, Nuveen California Performance Plus Municipal Fund, Inc. |
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January 21, 2014 |
Form of Opinion and Consent of Vedder Price P.C. [Form of Tax Opinion] , 201 Nuveen California Performance Plus Municipal Fund, Inc. 333 West Wacker Drive Chicago, Illinois 60606 Nuveen California Municipal Market Opportunity Fund, Inc. 333 West Wacker Drive Chicago, Illinois 60606 Nuveen California Investment Quality Municipal Fund, Inc. 333 West Wacker Drive Chicago, Illinois 60606 Nuveen Califo |
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January 21, 2014 |
COVER 92 filename92.htm January 17, 2014 VIA EDGAR Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Re: Nuveen California Dividend Advantage Municipal Fund (the “Registrant”); File No. 333-192466 To the Commission: On behalf of the Registrant, electronically transmitted herewith is the Registrant’s Pre-Effective Amendment No. 1 to its Registration Statement on Form N-14 |
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January 21, 2014 |
- NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND Nuveen California Dividend Advantage Municipal Fund As filed with the Securities and Exchange Commission on January 17, 2014 File No. |
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January 17, 2014 |
Nuveen California Dividend Advantage Municipal Fund NATHANIEL SEGAL ATTORNEY AT LAW nsegal@vedderprice. |
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January 17, 2014 |
Nuveen California Dividend Advantage Municipal Fund January 17, 2014 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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January 17, 2014 |
- NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND Nuveen California Dividend Advantage Municipal Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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November 21, 2013 |
November 20, 2013 VIA EDGAR Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Re: Nuveen California Dividend Advantage Municipal Fund (the “Registrant”); File No. 811-09161 To the Commission: On behalf of the Registrant, electronically transmitted herewith is the Registrant’s Registration Statement on Form N-14 relating to the issuance of common shares in connection with |
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November 21, 2013 |
NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND CERTIFICATE OF AMENDMENT DECLARATION OF TRUST EX-99.1.C 2 d623009dex991c.htm CERTIFICATE OF AMENDMENT TO DECLARATION OF TRUST NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND CERTIFICATE OF AMENDMENT to DECLARATION OF TRUST The Trustees of Nuveen California Dividend Advantage Municipal Fund (the “Trust”), a Massachusetts business trust, to resolve an ambiguity, in accordance with Article XIII, Section 4 of the Declaration of Trust of the T |
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November 21, 2013 |
- NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND Nuveen California Dividend Advantage Municipal Fund As filed with the Securities and Exchange Commission on November 20, 2013 File No. |
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November 21, 2013 |
EX-99.9.B 9 d623009dex999b.htm APPENDIX A TO CUSTODIAN AGREEMENT APPENDIX A TO CUSTODIAN AGREEMENT February 25, 2005 (Updated as of May 9, 2013) NUVEEN CLOSED-END MANAGEMENT INVESTMENT COMPANIES Dow 30 SM Enhanced Premium & Income Fund Inc. Dow 30SM Premium & Dividend Income Fund Inc. NASDAQ Premium Income & Growth Fund Inc. Nuveen AMT-Free Municipal Income Fund Nuveen AMT-Free Municipal Value Fun |
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November 21, 2013 |
NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTS Renewal of Investment Management Agreement, dated July 29, 2013 NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTS This Agreement made this 29th day of July 2013 by and between the funds listed on Schedule A (the “Nuveen Closed-End Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”); WHEREAS, the parties hereto are the contracting parties u |
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November 21, 2013 |
NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND POWER OF ATTORNEY Powers of Attorney NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a trustee of the above-referenced organization, a Massachusetts business trust (the “Trust”), hereby constitutes and appoints KEVIN J. |
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November 21, 2013 |
NUVEEN CLOSED-END FUNDS NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENTS EX-99.6.J 8 d623009dex996j.htm NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENT, DATED AUGUST 1, 2013 NUVEEN CLOSED-END FUNDS NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENTS WHEREAS, Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Manager”) and Nuveen Asset Management, LLC, a Delaware limited liability company (the “Sub-Adviser”) have entered into Sub-Ad |
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November 21, 2013 |
NUVEEN CLOSED-END FUNDS NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENT Notice of Continuance of Investment Sub-Advisory Agreement, dated August 1, 2012 NUVEEN CLOSED-END FUNDS NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENT WHEREAS, Nuveen Fund Advisors, Inc. |
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November 21, 2013 |
NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTS Renewal of Investment Management Agreement, dated May 25, 2011 NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTS This Agreement made this 25th day of May 2011 by and between the funds listed on Schedule A (the “Nuveen Closed-End Funds”), and Nuveen Fund Advisors, Inc. |
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November 21, 2013 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Independent Auditor CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the reference to our firm under the captions “Experts”, “Appointment of the Independent Registered Public Accounting Firm” and “Financial Highlights” and to the use of our report dated April 25, 2013 for Nuveen California Dividend Advantage Municipal Fund, Nuveen California Performance Plus Municipal Fund, Inc. |
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November 21, 2013 |
AMENDMENT To Transfer Agency and Service Agreement State Street Bank and Trust Company Amendment and Schedule A to Transfer Agency and Service Agreement AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement And State Street Bank and Trust Company This Amendment is made as of this 10th day of June, 2013, to the Transfer Agency and Service Agreement dated October 7, 2002, as amended (the “Agreement”) between each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement (collectively, the “Funds”) and State Street Bank and Trust Company (the “Transfer Agent”). |
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November 21, 2013 |
NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND RENEWAL OF INVESTMENT MANAGEMENT AGREEMENT EX-99.6.D 3 d623009dex996d.htm RENEWAL OF INVESTMENT MANAGEMENT AGREEMENT, DATED MAY 26, 2010 NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND RENEWAL OF INVESTMENT MANAGEMENT AGREEMENT This Agreement made this 26th day of May 2010 by and between Nuveen California Dividend Advantage Municipal Fund, a Massachusetts business trust (the “Fund”), and Nuveen Asset Management, a Delaware corporation |
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November 21, 2013 |
NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTS EX-99.6.F 5 d623009dex996f.htm RENEWAL OF INVESTMENT MANAGEMENT AGREEMENT, DATED MAY 23, 2012 NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTS This Agreement made this 23rd day of May 2012 by and between the funds listed on Schedule A (the “Nuveen Closed-End Funds”), and Nuveen Fund Advisors, Inc. f/k/a Nuveen Asset Management, a Delaware corporation (the “Adviser”); WHEREAS, th |
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July 30, 2013 |
EX-99.CERT 2 naccertification2.htm CERTIFICATIONS CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen California Dividend Advantage Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
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July 30, 2013 |
Quarterly Schedule of Portfolio Holdings - NAC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09161 Nuveen California Dividend Advantage Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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May 24, 2013 |
Nuveen Securities, LLC 333 West Wacker Drive Chicago, IL 60606 P: 312. 917.7700 www.nuveen.com May 24, 2013 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Mr. Kieran Brown Re: Request for Acceleration of the Effective Date of Nuveen California Dividend Advantage Municipal Fund (the ?Fund?): Pre-Effective Amendment Number 2 Under the Securities Act of |
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May 24, 2013 |
Kathleen M. Long Direct Phone: +1.202.373.6149 Direct Fax: +1.202.373.6001 [email protected] May 24, 2013 Mr. Kieran G. Brown Senior Counsel Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Nuveen California AMT-Free Municipal Income Fund (“NKX”) File Nos. 333-184971 and 811-21212 (Filed April 12, 2013) Nuveen California Di |
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May 9, 2013 |
Nuveen California Dividend Advantage Municipal Fund Bingham McCutchen LLP 2020 K Street NW Washington, DC 20006 Tel: 202. |
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April 19, 2013 |
Nuveen Investments April 19, 2013 Ms. Christina DiAngelo U.S. Securities and Exchange Commission 450 5th Street, NW Washington, D.C. 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Follow-Up Discussion Dear Christina: This letter addresses your comments provided in a telephone discussion on February 13, 2013. This was a follow-up discussion to our December 11, 2012, correspo |
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January 29, 2013 |
Quarterly Schedule of Portfolio Holdings - NAC_NQ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09161 Nuveen California Dividend Advantage Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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January 29, 2013 |
EX-99.CERT 2 naccertification2.htm CERTIFICATIONS CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen California Dividend Advantage Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
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December 11, 2012 |
Nuveen Investments December 11, 2012 Ms. Christina DiAngelo U.S. Securities and Exchange Commission 450 5th Street, NW Washington, D.C. 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Dear Christina: This letter addresses your comments provided in a telephone discussion on September 25, 2012. Each comment is shown below followed by our response. Unless otherwise noted, the r |
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November 15, 2012 |
- NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND (NAC) Nuveen California Dividend Advantage Municipal Fund (NAC) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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October 22, 2012 |
- NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND (NAC) Nuveen California Dividend Advantage Municipal Fund (NAC) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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October 16, 2012 |
- NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND (NAC) Nuveen California Dividend Advantage Municipal Fund (NAC) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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July 30, 2012 |
Quarterly Schedule of Portfolio Holdings - NAC_NQ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09161 Nuveen California Dividend Advantage Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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July 30, 2012 |
CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen California Dividend Advantage Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead |
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January 27, 2012 |
CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen California Dividend Advantage Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead |
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January 27, 2012 |
Quarterly Schedule of Portfolio Holdings - NAC_NQ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09161 Nuveen California Dividend Advantage Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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November 16, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). o Def |
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October 14, 2011 |
def14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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October 14, 2011 |
MARK A. DIOMEDE 312-609-7727 [email protected] October 14, 2011 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Definitive Proxy Materials for: Nuveen Floating Rate Income Fund Nuveen Floating Rate Income Opportunity Fund Nuveen Senior Income Fund Nuveen Tax-Advantaged Floating Rate Fund Nuveen Arizona Dividend Advantage Municipal Fund Nuveen Arizona Dividen |
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October 3, 2011 |
cover MARK A. DIOMEDE 312-609-7727 [email protected] October 3, 2011 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Preliminary Proxy Materials for: Nuveen Floating Rate Income Fund (JFR) Nuveen Floating Rate Income Opportunity Fund (JRO) Nuveen Senior Income Fund (NSL) Nuveen Tax-Advantaged Floating Rate Fund (JFP) Nuveen Arizona Dividend Advantage Municip |
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October 3, 2011 |
pre14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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August 1, 2011 |
Schedule 13D CUSIP No. 67066Y SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 1) Under the Securities Exchange Act of 1934 Nuveen California Dividend Advantage Municipal Fund (Name of Issuer) AUCTION RATE PREFERRED (Title of Class of Securities) 67066Y (CUSIP Number) David Lavan, Esq. O’Melveny & Myers LLP 1625 Eye Street, NW Washington, DC 20006 (202) 383-519 |
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July 29, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09161 Nuveen California Dividend Advantage Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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July 29, 2011 |
CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen California Dividend Advantage Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead |
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January 27, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09161 Nuveen California Dividend Advantage Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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January 27, 2011 |
CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen California Dividend Advantage Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead |
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January 11, 2011 |
EXHIBIT 99.1 EXHIBIT 99.1 Joint Filing Agreement The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13D and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completene |
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January 11, 2011 |
EXHIBIT 99.2 LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the ?Corporation?), does hereby irrevocably make, constitute, and appoint each of Michael Didovic and Geoff Rusnak as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation?s name, place and stead, for the Corporation?s use and benefit, to bind the Corporation by his execu |
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January 11, 2011 |
SCHEDULE 13D CUSIP No. 67066Y SCHEDULE 13D Page 1 of 30 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Nuveen California Dividend Advantage Municipal Fund (Name of issuer) AUCTION RATE PREFERRED (Title of class of securities) 67066Y (CUSIP number) David Lavan, Esq. O’Melveny & Myers LLP 1625 Eye Street, NW Washington, DC 20006 (202) |
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October 20, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ? Def |
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October 1, 2010 |
pre14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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July 30, 2010 |
CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen California Dividend Advantage Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead |
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July 30, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09161 Nuveen California Dividend Advantage Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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July 12, 2010 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3) Nuveen California Dividend Advantage Municipal Fund (Name of Issuer) AUCTION RATE PREFERRED (Title of Class of Securities) 67066Y204 See Item 2(e) (CUSIP Number) June 30, 2010 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designat |