NERV / Minerva Neurosciences, Inc. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

Minerva Neurosciences, Inc.
US ˙ NasdaqCM ˙ US6033802058

Mga Batayang Estadistika
LEI 54930017PANCHC5LYH79
CIK 1598646
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Minerva Neurosciences, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
August 14, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 001-36517 Minerva Neurosciences,

May 13, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 001-36517 Minerva Neurosciences,

April 29, 2025 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 2) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ T

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 2) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission

April 21, 2025 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ T

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission

April 21, 2025 EX-10.12

Amended and Restated Non-Employee Director Compensation Plan

Exhibit 10.12 AMENDED AND RESTATED NON-EMPLOYEE DIRECTOR COMPENSATION PLAN Approved: March 7, 2018 Effective: April 1, 2018 Last approved on December 5, 2024, effective as of January 1, 2025 (the “Effective Date”) Cash Compensation Effective as of the Effective Date, each non-employee member of the board of directors (the “Board”) of Minerva Neurosciences, Inc. (the “Company”) will receive an annu

March 19, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 17, 2025 Minerva Neuroscien

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 17, 2025 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 000-36517 26-0784194 (State or other jurisdiction of incorporation) (Commiss

February 25, 2025 EX-19.1

Statement of Company Policy on Insider Trading and Disclosure

Exhibit 19.1 Minerva Neurosciences, Inc. Insider Trading Policy (adopted February 20, 2025) Introduction During the course of your relationship with Minerva Neurosciences, Inc. (“Minerva”), you may receive material information that is not yet publicly available (“material nonpublic information”) about Minerva or other publicly traded companies that Minerva has business relationships with. Material

February 25, 2025 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-36517 Minerva Neurosc

January 13, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 10, 2025 Minerva Neurosci

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 10, 2025 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 000-36517 26-0784194 (State or other jurisdiction of incorporation) (Commi

December 5, 2024 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2024 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction of incorporation) (Commi

November 5, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 001-36517 Minerva Neuroscien

October 22, 2024 DEF 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

DEF 14A Table of Contents SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

October 22, 2024 DEFA14A

SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

DEFA14A 1 d843316ddefa14a.htm DEFA14A SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒   Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definiti

October 11, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 8, 2024 Minerva Neuroscie

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 8, 2024 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 000-36517 26-0784194 (State or other jurisdiction of incorporation) (Commis

September 16, 2024 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 14, 2024 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 000-36517 26-0784194 (State or other jurisdiction of incorporation) (Com

August 6, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 001-36517 Minerva Neurosciences,

May 30, 2024 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2024 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 000-36517 26-0784194 (State or other jurisdiction of incorporation) (Commissio

May 1, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 001-36517 Minerva Neurosciences,

April 22, 2024 EX-10.12

Amended and Restated Non-Employee Director Compensation Plan

Exhibit 10.12 AMENDED AND RESTATED NON-EMPLOYEE DIRECTOR COMPENSATION PLAN Approved: March 7, 2018 Effective: April 1, 2018 Last approved on November 29, 2023, effective as of January 1, 2024 (the “Effective Date”) Effective as of the Effective Date, each non-employee member of the board of directors (the “Board”) of Minerva Neurosciences, Inc. (the “Company”) will receive an annual cash retainer

April 22, 2024 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 2) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ T

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 2) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission

April 12, 2024 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 10, 2024 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction of incorporation) (Commiss

February 27, 2024 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2024 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 000-36517 26-0784194 (State or other jurisdiction of incorporation) (Comm

February 27, 2024 EX-99.1

Minerva Neurosciences Receives Complete Response Letter from FDA for New Drug Application for Roluperidone for the Treatment of Negative Symptoms in Patients with Schizophrenia

Exhibit 99.1 Minerva Neurosciences Receives Complete Response Letter from FDA for New Drug Application for Roluperidone for the Treatment of Negative Symptoms in Patients with Schizophrenia BURLINGTON, Mass., – February 27, 2024 (GLOBE NEWSWIRE) – Minerva Neurosciences, Inc. (Nasdaq: NERV), a clinical-stage biopharmaceutical company focused on the development of therapies to treat central nervous

February 26, 2024 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No.1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No.1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM       TO       Commission File N

February 22, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-36517 Minerva Neurosc

February 22, 2024 EX-97

Incentive Compensation Recoupment Policy

Exhibit 97 Minerva Neurosciences, Inc. Incentive Compensation Recoupment Policy 1. Introduction The Compensation Committee (the “Compensation Committee”) of the Board of Directors (the “Board”) of Minerva Neurosciences, Inc., a Delaware corporation (the “Company”), has determined that it is in the best interests of the Company and its stockholders to adopt this Incentive Compensation Recoupment Po

January 18, 2024 SC 13G/A

US6033802058 / Minerva Neurosciences Inc / FEDERATED HERMES, INC. Passive Investment

SC 13G/A 1 nerv1573-form.htm OMB APPROVAL OMB Number: 3235-0145 Estimated average burden hours per response ….11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10*) MINERVA NEUROSCIENCES, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 603380205 (CUSIP Number) December 31, 2023 (Date of

November 7, 2023 EX-10.1

Amended and Restated Non-Employee Director Compensation Plan

EXHIBIT 10.1 AMENDED AND RESTATED NON-EMPLOYEE DIRECTOR COMPENSATION PLAN Approved: March 7, 2018 Effective: April 1, 2018 As amended as of July 30, 2023 (the “Effective Date”) Effective as of the Effective Date, each non-employee member of the board of directors (the “Board”) of Minerva Neurosciences, Inc. (the “Company”) will receive an annual cash retainer of $35,000, the Lead Independent Direc

November 7, 2023 EX-10.2

Amended and Restated 2013 Equity Incentive Plan

EXHIBIT 10.2 Minerva Neurosciences, Inc. Amended and Restated 2013 Equity Incentive Plan Adopted by Board of Directors on: December 19, 2013 Approved by the Stockholders on: December 19, 2013 Amended and Restated by the Board of Directors on: April 29, 2014 Amendment and Restatement Approved by the Stockholders on: June 2, 2014 Amended and restated by the Board of Directors on: April 21, 2018 Amen

November 7, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 001-36517 Minerva Neuroscien

September 28, 2023 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 27, 2023 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction of incorporation) (Com

August 15, 2023 DEF 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

DEF 14A Table of Contents SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

August 15, 2023 DEFA14A

SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

August 9, 2023 424B3

Up to 2,000,575 Shares of Common Stock Offered by the Selling Stockholders

Table of Contents As Filed Pursuant to Rule 424(b)(3) Registration No. 333-273686 PROSPECTUS Up to 2,000,575 Shares of Common Stock Offered by the Selling Stockholders This prospectus relates to the resale from time to time of up to 2,000,575 shares of common stock, par value $0.0001 per share, of Minerva Neurosciences, Inc. (the “Common Stock”) by the selling stockholders listed on page 9 (the “S

August 7, 2023 CORRESP

August 7, 2023

August 7, 2023 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Jimmy McNamara Re: Minerva Neurosciences, Inc. Registration Statement on Form S-3 File No. 333-273686 Acceleration Request Requested Date: August 9, 2023 Requested Time: 4:00 PM Eastern Daylight Time Ladies and Gentlemen: In accordance with Rule 461 under

August 4, 2023 EX-FILING FEES

Filing Fee Table.

EX-FILING FEES Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Minerva Neurosciences, Inc.

August 4, 2023 S-3

As filed with the Securities and Exchange Commission on August 4, 2023

S-3 Table of Contents As filed with the Securities and Exchange Commission on August 4, 2023 Registration No.

August 1, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 001-36517 Minerva Neurosciences,

July 7, 2023 EX-99.1

Joint Filing Agreement among Boehringer AG and Boehringer Ingelheim International GmbH.

EX-99.1 EXHIBIT 1 JOINT FILING AGREEMENT The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing statements. The undersigned acknowledge that each sha

July 7, 2023 SC 13D

NERV / Minerva Neurosciences Inc / Boehringer AG - SC 13D Activist Investment

SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 MINERVA NEUROSCIENCES, INC. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 603380106 (CUSIP Number) Boehringer Ingelheim International GmbH Binger Straße 173 55216 Ingelheim am Rhein, Germany Attention: Head of Corp. Legal

June 28, 2023 EX-10.1

Securities Purchase Agreement, dated June 27, 2023, by and among Minerva Neurosciences, Inc. and the purchasers party thereto

EX-10.1 Exhibit 10.1 Execution Version SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of June 27, 2023, is made by and among MINERVA NEUROSCIENCES, INC., a Delaware corporation (the “Company”), and the Purchasers listed on Exhibit A hereto, together with their permitted transferees (each, a “Purchaser” and collectively, the “Purchasers”). RECITALS A.

June 28, 2023 EX-4.1

Form of Pre-Funded Warrant (June 2023)

EX-4.1 Exhibit 4.1 Execution Version FORM OF PRE-FUNDED WARRANT NEITHER THESE SECURITIES NOR THE SECURITIES ISSUABLE UPON EXERCISE OF THESE SECURITIES HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR THE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES. THE SECURITIES AND THE SECURITIES ISSUABLE UPON EXERCISE OF THESE SECURITIES MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, HYP

June 28, 2023 EX-99.1

Minerva Neurosciences Announces $20 Million in Private Placement Priced at a Premium to Market

Exhibit 99.1 Minerva Neurosciences Announces $20 Million in Private Placement Priced at a Premium to Market BURLINGTON, Mass., – June 28, 2023 (GLOBE NEWSWIRE) – Minerva Neurosciences, Inc. (Nasdaq: NERV), a clinical-stage biopharmaceutical company focused on the development of therapies to treat central nervous system disorders, today announced that it has agreed to sell an aggregate of 1,425,000

June 28, 2023 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2023 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction of incorporation) (Commissi

June 20, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 16, 2023 Minerva Neuroscienc

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 16, 2023 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction of incorporation) (Commissi

June 2, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2023 Minerva Neuroscience

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2023 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 000-36517 26-0784194 (State or other jurisdiction of incorporation) (Commissio

May 15, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 001-36517 Minerva Neurosciences,

May 5, 2023 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2023 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 000-36517 26-0784194 (State or other jurisdiction of incorporation) (Commission

May 1, 2023 EX-99.1

Minerva Neurosciences Announces the NDA Filing for Roluperidone for the Treatment of Negative Symptoms in Schizophrenia FDA grants appeal and files NDA

EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Minerva Neurosciences Announces the NDA Filing for Roluperidone for the Treatment of Negative Symptoms in Schizophrenia FDA grants appeal and files NDA BURLINGTON, Mass. – May 1, 2023 – (Globe Newswire) Minerva Neurosciences, Inc. (Nasdaq: NERV), a clinical-stage biopharmaceutical company focused on the development of therapies to treat central nervous sy

May 1, 2023 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2023 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 000-36517 26-0784194 (State or other jurisdiction of incorporation) (Commission

April 20, 2023 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ T

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-3

March 8, 2023 EX-10

Second Amendment to the Employment Agreement of Remy Luthringer by and between Mind-NRG SARL and Remy Luthringer, effective March 6, 2023

Exhibit 10.30 SECOND AMENDMENT TO THE EMPLOYMENT AGREEMENT OF REMY LUTHRINGER This Second Amendment to the Employment Agreement Of Remy Luthringer (the “Amendment”) is entered into this 6th day of March 2023 (the “Effective Date”), by and between Remy Luthringer (the “Employee”) and Mind-NRG SARL (the “Company”). Recitals A. The Company and the Employee have entered into that certain Employment Ag

March 8, 2023 EX-4

Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934

Exhibit 4.2 DESCRIPTION OF THE REGISTRANT'S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Minerva Neurosciences, Inc. (the “Company”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): our common stock. The following description of our common stock is a summary, does not purport to b

March 8, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-36517 Minerva Neurosc

February 14, 2023 SC 13G/A

US6033802058 / Minerva Neurosciences Inc / Point72 Asset Management, L.P. - SCHEDULE 13G/A, AMENDMENT #1 Passive Investment

SC 13G/A 1 pt7213ga.htm SCHEDULE 13G/A, AMENDMENT #1 240.13d-102 Schedule 13G - Information to be included in statements filed pursuant to 240.13d-1(b), (c), and (d) and amendments thereto filed pursuant to 240.13d-2. Securities and Exchange Commission, Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* (Name of Issuer) Minerva Neurosciences, Inc. (Tit

February 9, 2023 SC 13G/A

US6033802058 / Minerva Neurosciences Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3)* Name of issuer: Minerva Neurosciences Inc. Title of Class of Securities: Common Stock CUSIP Number: 603380205 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is f

February 1, 2023 SC 13G/A

US6033802058 / Minerva Neurosciences Inc / FEDERATED HERMES, INC. Passive Investment

OMB APPROVAL OMB Number: 3235-0145 Estimated average burden hours per response ….11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9*) MINERVA NEUROSCIENCES, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 603380205 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing o

December 28, 2022 EX-99.1

Minerva Neurosciences Announces Update on its New Drug Application (NDA) for Roluperidone for the Treatment of Negative Symptoms in Schizophrenia

Exhibit 99.1 Minerva Neurosciences Announces Update on its New Drug Application (NDA) for Roluperidone for the Treatment of Negative Symptoms in Schizophrenia BURLINGTON, Mass. ? December 28, 2022 ? (Globe Newswire) Minerva Neurosciences, Inc. (Nasdaq: NERV), a clinical-stage biopharmaceutical company focused on the development of therapies to treat central nervous system (CNS) disorders, today an

December 28, 2022 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 23, 2022 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction of incorporation) (Comm

December 16, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2022 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction of incorporation) (Comm

December 16, 2022 EX-10.1

First Amendment to the Employment Agreement of Remy Luthringer by and between Mind-NRG SARL and Remy Luthringer, effective December 13, 2022

Exhibit 10.1 Execution Version FIRST AMENDMENT TO THE EMPLOYMENT AGREEMENT OF REMY LUTHRINGER This FIRST AMENDMENT TO THE EMPLOYMENT AGREEMENT OF REMY LUTHRINGER (the ?Amendment?) is entered into this 13th day of December 2022 (the ?Effective Date?), by and between REMY LUTHRINGER (the ?Employee?) and Mind-NRG SARL (the ?Company?). RECITALS A. The Company and the Employee have entered into that ce

December 2, 2022 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2022 Minerva Neurosci

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2022 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction of incorporation) (Commi

November 9, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 001-36517 Minerva Neuroscien

October 17, 2022 EX-99.1

Minerva Neurosciences Receives Refusal to File Letter from FDA for its New Drug Application for Roluperidone for the Treatment of Negative Symptoms in Schizophrenia

EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Minerva Neurosciences Receives Refusal to File Letter from FDA for its New Drug Application for Roluperidone for the Treatment of Negative Symptoms in Schizophrenia BURLINGTON, Mass. – October 17, 2022 – (Globe Newswire) Minerva Neurosciences, Inc. (Nasdaq: NERV), a clinical-stage biopharmaceutical company focused on the development of therapies to treat

October 17, 2022 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 14, 2022 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction of incorporation) (Commi

September 21, 2022 CORRESP

September 21, 2022

September 21, 2022 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Abby Adams Re: Minerva Neurosciences, Inc. Registration Statement on Form S-3 File No. 333- 267424 Acceleration Request Requested Date: September 23, 2022 Requested Time: 4:00 PM Eastern Daylight Time Ladies and Gentlemen: In accordance with Rule 461

September 14, 2022 CORRESP

MINERVA NEUROSCIENCES, INC. 1500 District Avenue Burlington, MA 01803

CORRESP 1 filename1.htm MINERVA NEUROSCIENCES, INC. 1500 District Avenue Burlington, MA 01803 September 14, 2022 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Life Sciences 100 F Street, N.E. Washington, D.C. 20549 Attention: Julie Sherman Brian Cascio Re: Minerva Neurosciences, Inc. (the “Company”) Form 10-K for the Fiscal Year Ended December 31, 2021

September 14, 2022 EX-4.6

Form of Common Stock Warrant Agreement and Warrant Certificate

Exhibit 4.6 MINERVA NEUROSCIENCES, INC. AND , AS WARRANT AGENT FORM OF COMMON STOCK WARRANT AGREEMENT DATED AS OF MINERVA NEUROSCIENCES, INC. FORM OF COMMON STOCK WARRANT AGREEMENT THIS COMMON STOCK WARRANT AGREEMENT (this ?Agreement?), dated as of [?], between MINERVA NEUROSCIENCES, INC., a Delaware corporation (the ?Company?), and [?], a [corporation] [national banking association] organized and

September 14, 2022 EX-4.8

Form of Debt Securities Warrant Agreement and Warrant Certificate

Exhibit 4.8 MINERVA NEUROSCIENCES, INC. AND , AS WARRANT AGENT FORM OF DEBT SECURITIES WARRANT AGREEMENT DATED AS OF MINERVA NEUROSCIENCES, INC. FORM OF DEBT SECURITIES WARRANT AGREEMENT THIS DEBT SECURITIES WARRANT AGREEMENT (this ?Agreement?), dated as of [?], between MINERVA NEUROSCIENCES, INC., a Delaware corporation (the ?Company?), and [?], a [corporation] [national banking association] orga

September 14, 2022 EX-4.7

Form of Preferred Stock Warrant Agreement and Warrant Certificate

Exhibit 4.7 MINERVA NEUROSCIENCES, INC. AND , AS WARRANT AGENT FORM OF PREFERRED STOCK WARRANT AGREEMENT DATED AS OF MINERVA NEUROSCIENCES, INC. FORM OF PREFERRED STOCK WARRANT AGREEMENT THIS PREFERRED STOCK WARRANT AGREEMENT (this ?Agreement?), dated as of [?], between MINERVA NEUROSCIENCES, INC., a Delaware corporation (the ?Company?), and [?], a [corporation] [national banking association] orga

September 14, 2022 EX-FILING FEES

Filing fee table

Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Minerva Neurosciences, Inc.

September 14, 2022 EX-4.4

Form of Indenture

Exhibit 4.4 MINERVA NEUROSCIENCES, INC., Issuer AND [TRUSTEE], Trustee INDENTURE Dated as of [?], 20 Debt Securities TABLE OF CONTENTS PAGE ARTICLE 1 DEFINITIONS 1 Section 1.01 Definitions of Terms 1 ARTICLE 2 ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 5 Section 2.01 Designation and Terms of Securities 5 Section 2.02 Form of Securities and Trustee?s Certificate 8

September 14, 2022 EX-1.2

Open Market Sale Agreement, dated as of September 14, 2022, by and between the Registrant and Jefferies LLC

Exhibit 1.2 OPEN MARKET SALE AGREEMENTSM September 14, 2022 JEFFERIES LLC 520 Madison Avenue New York, New York 10022 Ladies and Gentlemen: Minerva Neurosciences, Inc., a Delaware corporation (the ?Company?), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the ?Agent?), shares of the Company?s

September 14, 2022 S-3

Power of Attorney (included on the signature page)

Table of Contents As filed with the Securities and Exchange Commission on September 14, 2022 Registration No.

September 9, 2022 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2022 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction of incorporation) (Comm

September 9, 2022 EX-99.1

Minerva Neurosciences Announces Listing Transfer to Nasdaq Capital Market

Exhibit 99.1 Minerva Neurosciences Announces Listing Transfer to Nasdaq Capital Market BURLINGTON, Mass. ? September 9, 2022 ? (Globe Newswire) Minerva Neurosciences, Inc. (Nasdaq: NERV), a clinical-stage biopharmaceutical company focused on the development of therapies to treat central nervous system (CNS) disorders, today reported a listing transfer from The Nasdaq Global Market to The Nasdaq Ca

August 23, 2022 EX-99.1

JOINT FILING AGREEMENT

Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, and that all subsequent amendments to this statement on Schedule 13G may be filed on behalf of each of the undersigned without the necessi

August 23, 2022 SC 13G

NERV / Minerva Neurosciences Inc / Point72 Asset Management, L.P. - SCHEDULE 13G Passive Investment

240.13d-102 Schedule 13G - Information to be included in statements filed pursuant to 240.13d-1(b), (c), and (d) and amendments thereto filed pursuant to 240.13d-2. Securities and Exchange Commission, Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. )* (Name of Issuer) Minerva Neurosciences, Inc. (Title of Class of Securities) Common Stock, $0.0001 Par V

August 22, 2022 EX-99.1

Minerva Neurosciences Submits New Drug Application to FDA for Roluperidone for the Treatment of Negative Symptoms in Patients with Schizophrenia

Exhibit 99.1 Minerva Neurosciences Submits New Drug Application to FDA for Roluperidone for the Treatment of Negative Symptoms in Patients with Schizophrenia WALTHAM, Mass. ? August 22, 2022 ? (Globe Newswire) Minerva Neurosciences, Inc. (Nasdaq: NERV), a clinical-stage biopharmaceutical company focused on the development of therapies to treat central nervous system (CNS) disorders, today announce

August 22, 2022 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 22, 2022 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction of incorporation) (Commis

August 9, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File No. 001-36517 Minerva Neurosciences,

June 17, 2022 EX-3.1

Certificate of Amendment to Amended and Restated Certificate of Incorporation of Minerva Neurosciences, Inc., effective June 17, 2022 (incorporated by reference to Exhibit 3.1 to the Registration’s current report on Form 8-K (File No. 001-36517) filed with the SEC on June 17, 2022).

Exhibit 3.1 CERTIFICATE OF AMENDMENT TO AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF MINERVA NEUROSCIENCES, INC. Minerva Neurosciences, Inc. (the ?Corporation?), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the ?DGCL?), does hereby certify that: FIRST: The name of the Corporation is Minerva Neurosciences, Inc. The Certifi

June 17, 2022 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 17, 2022 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction of incorporation) (Commissi

June 15, 2022 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2022 Minerva Neurosciences, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36517 26-0784194 (State or Other Jurisdiction of Incorporation) (Commissi

May 4, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

sel f UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36517 Minerva Neuroscien

April 26, 2022 DEF 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

DEF 14A 1 d247036ddef14a.htm DEF 14A Table of Contents SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive

April 26, 2022 DEFA14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

April 14, 2022 PRE 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

Table of Contents SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

April 13, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 13, 2022 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction of incorporation) (Commiss

April 13, 2022 EX-99.1

Disclaimer This presentation contains forward-looking statements which are subject to the safe harbor provisions of the Private Securities Litigation Reform Act of 1995, as amended. Forward-looking statements are statements that are not historical fa

Roluperidone Update Webcast: Wednesday, April 13, 2022, at 11:00 ET To participate, please dial (877) 312-5845 (domestic) or (765) 507-2618 (international) and refer to conference ID 2489714.

April 7, 2022 EX-99.1

Minerva Neurosciences Provides Update from Type C Meeting with FDA and Next Steps in Preparation for Submission of a New Drug Application (NDA) for Roluperidone for the Treatment of Negative Symptoms in Schizophrenia Company to Host Webcast Wednesday

Exhibit 99.1 Minerva Neurosciences Provides Update from Type C Meeting with FDA and Next Steps in Preparation for Submission of a New Drug Application (NDA) for Roluperidone for the Treatment of Negative Symptoms in Schizophrenia Company to Host Webcast Wednesday, April 13, 2022 at 11am ET WALTHAM, Mass., April 7, 2022 ? (Globe Newswire) Minerva Neurosciences, Inc. (NASDAQ: NERV), a clinical-stage

April 7, 2022 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 7, 2022 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction of incorporation) (Commissi

March 14, 2022 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2022 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction of incorporation) (Commissi

March 1, 2022 EX-21.1

List of Subsidiaries

Exhibit 21.1 Subsidiaries of Minerva Neurosciences, Inc. Name Jurisdiction of Incorporation Mind-NRG Sarl Switzerland Minerva Neurosciences Securities Corporation Massachusetts

March 1, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-36517 Minerva Neurosc

March 1, 2022 EX-4.4

Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934

Exhibit 4.4 DESCRIPTION OF THE REGISTRANT'S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of February 24, 2022, Minerva Neurosciences, Inc. (the ?Company?) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?): our common stock. The following description of our common stock is a summa

February 28, 2022 EX-99.1

Minerva Neurosciences Announces Publication of Roluperidone Phase 3 Study Results in Schizophrenia Bulletin Trial Results Confirm the Potential of Roluperidone To Treat Negative Symptoms and Improve Everyday Functioning in Patients with Schizophrenia

Exhibit 99.1 FOR IMMEDIATE RELEASE Minerva Neurosciences Announces Publication of Roluperidone Phase 3 Study Results in Schizophrenia Bulletin Trial Results Confirm the Potential of Roluperidone To Treat Negative Symptoms and Improve Everyday Functioning in Patients with Schizophrenia WALTHAM, Mass. ? February 28, 2022 ? (Globe Newswire) Minerva Neurosciences, Inc. (Nasdaq: NERV), a clinical-stage

February 28, 2022 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2022 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction of incorporation) (Comm

February 14, 2022 SC 13G/A

NERV / Minerva Neurosciences Inc / FEDERATED HERMES, INC. Passive Investment

OMB APPROVAL OMB Number: 3235-0145 Estimated average burden hours per response ….11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8*) MINERVA NEUROSCIENCES, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 603380106 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing o

February 11, 2022 SC 13G/A

NERV / Minerva Neurosciences Inc / Luthringer Remy - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Minerva Neurosciences, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 603380106 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to design

February 10, 2022 SC 13G/A

NERV / Minerva Neurosciences Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: Minerva Neurosciences Inc. Title of Class of Securities: Common Stock CUSIP Number: 603380106 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is f

January 18, 2022 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 12, 2022 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction of incorporation) (Commi

January 5, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 5, 2022 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction of incorporation) (Commis

January 5, 2022 EX-99.1

Forward-Looking Statement Safe-Harbor Forward-Looking Safe Harbor Statement This presentation contains forward-looking statements. Forward-looking statements are statements that are not historical facts, reflect management’s expectations as of the da

Corporate Presentation January 2022 Exhibit 99.1 Forward-Looking Statement Safe-Harbor Forward-Looking Safe Harbor Statement This presentation contains forward-looking statements. Forward-looking statements are statements that are not historical facts, reflect management?s expectations as of the date of this presentation, and involve certain risks and uncertainties. Forward-looking statements incl

December 8, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 8, 2021 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction of incorporation) (Commi

December 8, 2021 EX-99.1

Abstract Objective: In a previous large multi-national trial, roluperidone (MIN-101) a compound with antagonistic properties for 5‑HT2A, sigma2 and α1A-adrenergic receptors demonstrated statistically significant efficacy in reducing negative symptoms

3 Authors: Michael Davidson1,2 MD, Jay Saoud1 PhD, Corinne Staner3 MD, Nadine Noel3 PhD, ?Sandra Werner3 PhD, Elisabeth Luthringer3 RN, Philip Harvey PhD, Gregory Strauss PhD, Mark Weiser4MD, Remy Luthringer1 PhD Efficacy and safety of roluperidone for the treatment of negative symptoms of schizophrenia Study registration: Eudra-CT: 2017-003333-29; NCT03397134 Affiliations: (1) Minerva Neurosciences; (2) Nicosia University Medical School; (3) PPRS, (4) University of Tel Aviv School of Medicine (6) University of Miami Miller School of Medicine (7) University of Georgia Minerva Neurosciences is the sponsor of the trials Exhibit 99.

November 8, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

f UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36517 Minerva Neuroscien

November 3, 2021 EX-99.1

Minerva Neurosciences Announces FDA Recommendation for Type C Meeting to Discuss Evidence for Use of Roluperidone as Monotherapy for the Treatment of Negative Symptoms in Patients with Schizophrenia in Advance of Potential NDA Submission

Exhibit 99.1 FOR IMMEDIATE RELEASE Minerva Neurosciences Announces FDA Recommendation for Type C Meeting to Discuss Evidence for Use of Roluperidone as Monotherapy for the Treatment of Negative Symptoms in Patients with Schizophrenia in Advance of Potential NDA Submission Waltham, Mass. ? November 3, 2021 ? (Globe Newswire) Minerva Neurosciences, Inc. (Nasdaq: NERV), a clinical-stage biopharmaceut

November 3, 2021 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2021 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction of incorporation) (Commi

October 12, 2021 EX-10.1

First Amendment to the Employment Agreement of Geoff Race by and between Mind-NRG SARL and Geoff Race, effective October 11, 2021

Exhibit 10.1 FIRST AMENDMENT TO THE EMPLOYMENT AGREEMENT OF GEOFF RACE This FIRST AMENDMENT TO THE EMPLOYMENT AGREEMENT OF GEOFF RACE (the ?Amendment?) is entered into this 11th day of October 2021 (the ?Effective Date?), by and between GEOFF RACE (the ?Employee?) and Mind-NRG SARL (the ?Company?). RECITALS A. The Company and the Employee have entered into that certain Employment Agreement effecti

October 12, 2021 EX-99.1

Minerva Neurosciences Announces Promotion of Geoff Race to President Frederick Ahlholm is Named Chief Financial Officer as Company Prepares to Submit a Pre-NDA Meeting Request to FDA

Exhibit 99.1 Minerva Neurosciences Announces Promotion of Geoff Race to President Frederick Ahlholm is Named Chief Financial Officer as Company Prepares to Submit a Pre-NDA Meeting Request to FDA Waltham, Mass. ? October 11, 2021 ? (Globe Newswire) Minerva Neurosciences, Inc. (NASDAQ: NERV), a clinical-stage biopharmaceutical company focused on the development of therapies to treat central nervous

October 12, 2021 EX-10.2

Amended and Restated Employment Agreement by and between Minerva Neurosciences, Inc. and Frederick Ahlholm, effective October 11, 2021

Exhibit 10.2 October 11th, 2021 Fred Ahlholm 48 Hawkins Lane North Andover, MA 01842 Re: Amended and Restated Employment Agreement Dear Fred, Minerva Neurosciences, Inc. (the ?Company?) is pleased to offer you continued employment on the terms set forth in this letter agreement (the ?Agreement?). 1. Employment. This Agreement replaces and supersedes the May 30, 2014 and the August 1, 2016 offer le

October 12, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 11, 2021 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction of incorporation) (Commi

September 30, 2021 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2021 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction of incorporation) (Com

September 30, 2021 EX-99.1

Minerva Neurosciences Announces Study Results Demonstrating Bioequivalence of Phase 2b, Phase 3, and Planned Commercial Formulations of Roluperidone for Treatment of Negative Symptoms of Schizophrenia Company to Request Pre-NDA Meeting with U.S. Food

Exhibit 99.1 FOR IMMEDIATE RELEASE Minerva Neurosciences Announces Study Results Demonstrating Bioequivalence of Phase 2b, Phase 3, and Planned Commercial Formulations of Roluperidone for Treatment of Negative Symptoms of Schizophrenia Company to Request Pre-NDA Meeting with U.S. Food and Drug Administration Waltham, Mass. ? September 30, 2021 ? (Globe Newswire) Minerva Neurosciences, Inc. (Nasdaq

September 8, 2021 EX-10.1

Transition, Separation, and Consulting Agreement by and between Minerva Neurosciences, Inc. and Jay B. Saoud, dated September 2, 2021

Exhibit 10.1 September 2, 2021 Jay B. Saoud 271 Pepperell Road Groton, MA 01450 Re: Transition, Separation, and Consulting Agreement Dear Jay: This letter sets forth the terms of the transition, separation, and consulting agreement (the ?Agreement?) that Minerva Neurosciences, Inc. (the ?Company?) is offering to you to aid in your transition. 1. SEPARATION DATE. In connection with your decision to

September 8, 2021 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 2, 2021 Minerva Neurosc

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 2, 2021 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction of incorporation) (Comm

September 8, 2021 EX-99.1

MINERVA NEUROSCIENCES ANNOUNCES APPOINTMENT OF DR. RAMANA KUCHIBHATLA AS SENIOR VICE PRESIDENT AND HEAD OF RESEARCH & DEVELOPMENT Dr. Jay Saoud, Head of Research & Development, to retire from his current role and transition to an advisory role in whi

Exhibit 99.1 Contact: William B. Boni VP, Investor Relations/ Corp. Communications Minerva Neurosciences, Inc. (617) 600-7376 FOR IMMEDIATE RELEASE MINERVA NEUROSCIENCES ANNOUNCES APPOINTMENT OF DR. RAMANA KUCHIBHATLA AS SENIOR VICE PRESIDENT AND HEAD OF RESEARCH & DEVELOPMENT Dr. Jay Saoud, Head of Research & Development, to retire from his current role and transition to an advisory role in which

August 9, 2021 SC TO-I/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO/A (Amendment No.2) (Rule 13e-4) Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 MINERVA NEUROSCIENCES, INC. (Name of

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO/A (Amendment No.2) (Rule 13e-4) Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 MINERVA NEUROSCIENCES, INC. (Name of Subject Company (Issuer) and Filing Person (Offeror)) Options to Purchase Common Stock, Par Value $0.0001 Per Share (Title of Class of Securities) 603

August 2, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

f UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36517 Minerva Neurosciences,

August 2, 2021 SC TO-I/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO/A (Amendment No. 1) (Rule 13e-4) Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 MINERVA NEUROSCIENCES, INC. (Name of

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO/A (Amendment No. 1) (Rule 13e-4) Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 MINERVA NEUROSCIENCES, INC. (Name of Subject Company (Issuer) and Filing Person (Offeror)) Options to Purchase Common Stock, Par Value $0.0001 Per Share (Title of Class of Securities) 60

August 2, 2021 EX-99.(A)(1)(A)

Offer to Exchange Eligible Options for New Restricted Stock Units, dated July 6, 2021, as amended on August 2, 2021.

Exhibit (a)(1)(A) MINERVA NEUROSCIENCES, INC. 1601 TRAPELO ROAD, SUITE 286 WALTHAM, MA 02451 OFFER TO EXCHANGE ELIGIBLE OPTIONS FOR NEW RESTRICTED STOCK UNITS JULY 6, 2021 MINERVA NEUROSCIENCES, INC. SUMMARY TERM SHEET ? OVERVIEW OFFER TO EXCHANGE ELIGIBLE OPTIONS FOR NEW RESTRICTED STOCK UNITS This offer and withdrawal rights will expire at 5:00 p.m., Eastern Time, on Tuesday, August 3, 2021, unl

July 6, 2021 SC TO-I

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Rule 13e-4) Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 MINERVA NEUROSCIENCES, INC. (Name of Subject Company (Is

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Rule 13e-4) Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 MINERVA NEUROSCIENCES, INC. (Name of Subject Company (Issuer) and Filing Person (Offeror)) Options to Purchase Common Stock, Par Value $0.0001 Per Share (Title of Class of Securities) 603380106 (CUSIP Numbe

July 6, 2021 EX-99.A1G

Form of Reminder Email to Eligible Holders Regarding the Expiration of the Exchange Offer

EX-99.A1G 8 d54260dex99a1g.htm EX-99.(A)(1)(G) Exhibit (a)(1)(G) FORM OF REMINDER EMAIL TO ELIGIBLE HOLDERS REGARDING THE EXPIRATION OF THE EXCHANGE OFFER From: Minerva Neurosciences, Inc. Re: REMINDER – Offer to Exchange Eligible Options for New Restricted Stock Units This email serves as a reminder that we are nearing the expiration of the Exchange Offer described in the Offer to Exchange Eligib

July 6, 2021 EX-99.A1D

Notice of Withdrawal of Election Form

EX-99.A1D 5 d54260dex99a1d.htm EX-99.(A)(1)(D) Exhibit (a)(1)(D) INSTRUCTIONS TO NOTICE OF WITHDRAWAL OF ELECTION FORM If you previously elected to accept the offer by Minerva Neurosciences, Inc. (“Minerva”) to exchange some or all of your outstanding Eligible Options for New Restricted Stock Units, subject to the terms and conditions of the Offer to Exchange Eligible Options for New Restricted St

July 6, 2021 EX-99.A1E

Form of Email Confirming Receipt of Election Form

EX-99.A1E 6 d54260dex99a1e.htm EX-99.(A)(1)(E) Exhibit (a)(1)(E) FORM OF EMAIL CONFIRMING RECEIPT OF ELECTION FORM From: Minerva Neurosciences, Inc. Re: Confirmation of Receipt of Election Form This message confirms that Minerva Neurosciences, Inc. (“Minerva”) has received your Election Form. This confirmation should not, however, be construed to imply that the Election Form you submitted has been

July 6, 2021 EX-99.A1J

Form of Expiration Notice Email

EX-99.A1J 11 d54260dex99a1j.htm EX-99.(A)(1)(J) Exhibit (a)(1)(J) FORM OF EXPIRATION NOTICE EMAIL From: Minerva Neurosciences, Inc. Re: Expiration of the Exchange Offer The Exchange Offer described in the Offer to Exchange Eligible Options for New Restricted Stock Units, dated July 6, 2021 (the “Offer Documents”), has expired, and no additional Election Forms or Notices of Withdrawal may be submit

July 6, 2021 EX-99.A1B

Form of Announcement Email to Eligible Holders

EX-99.A1B 3 d54260dex99a1b.htm EX-99.(A)(1)(B) Exhibit (a)(1)(B) FORM OF ANNOUNCEMENT EMAIL TO ELIGIBLE HOLDERS Subject: Minerva Neurosciences, Inc. Offer to Exchange Eligible Options for New Restricted Stock Units To: All Eligible Holders Date: July 6, 2021 We are pleased to announce that Minerva Neurosciences, Inc. (“Minerva,” “we,” “us” or “our”) is commencing an Offer to Exchange Eligible Opti

July 6, 2021 EX-99.A1C

Election Form

Exhibit (a)(1)(C) MINERVA NEUROSCIENCES, INC. 1601 TRAPELO ROAD, SUITE 286 WALTHAM, MA 0245 OPTION EXCHANGE – ELECTION FORM THIS OFFER AND YOUR WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., EASTERN TIME, ON TUESDAY, AUGUST 3, 2021, UNLESS EXTENDED Before completing and signing this Election Form, we encourage you to read the documents that make up this tender offer, including (1) the Offer to Exchan

July 6, 2021 EX-99.A1H

Form of Email to Eligible Holders Confirming Acceptance of Eligible Options

Exhibit (a)(1)(H) FORM OF EMAIL TO ELIGIBLE HOLDERS CONFIRMING ACCEPTANCE OF ELIGIBLE OPTIONS From: Minerva Neurosciences, Inc.

July 6, 2021 EX-99.A1A

Offer to Exchange Eligible Options for New Restricted Stock Units, dated July 6, 2021

EX-99.A1A 2 d54260dex99a1a.htm EX-99.(A)(1)(A) Exhibit (a)(1)(A) MINERVA NEUROSCIENCES, INC. 1601 TRAPELO ROAD, SUITE 286 WALTHAM, MA 02451 OFFER TO EXCHANGE ELIGIBLE OPTIONS FOR NEW RESTRICTED STOCK UNITS JULY 6, 2021 MINERVA NEUROSCIENCES, INC. SUMMARY TERM SHEET — OVERVIEW OFFER TO EXCHANGE ELIGIBLE OPTIONS FOR NEW RESTRICTED STOCK UNITS This offer and withdrawal rights will expire at 5:00 p.m.

July 6, 2021 EX-99.A1F

Form of Email Confirming Receipt of Notice of Withdrawal of Election Form

EX-99.A1F 7 d54260dex99a1f.htm EX-99.(A)(1)(F) Exhibit (a)(1)(F) FORM OF EMAIL CONFIRMING RECEIPT OF NOTICE OF WITHDRAWAL OF ELECTION FORM From: Minerva Neurosciences, Inc. Re: Confirmation of Receipt of Notice of Withdrawal of Election Form This message confirms that Minerva Neurosciences, Inc. (“Minerva”) has received your Notice of Withdrawal of Election Form (“Notice of Withdrawal”). This conf

July 6, 2021 EX-99.A1I

Form of Email Notice Regarding Rejection of Options for Exchange

Exhibit (a)(1)(I) FORM OF EMAIL NOTICE REGARDING REJECTION OF OPTIONS FOR EXCHANGE From: Minerva Neurosciences, Inc.

June 16, 2021 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2021 Minerva Neurosciences, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36517 26-0784194 (State or Other Jurisdiction of Incorporation) (Commissi

May 12, 2021 EX-10.2

Geoff Race Supplemental Retention Benefits Letter Agreement (redacted)

EX-10.2 3 nerv-ex102184.htm EX-10.2 EXHIBIT 10.2 Certain identified information identified with brackets (“[•••]”) has been excluded from this exhibit because it both (i) is not material and (ii) would be competitively harmful if publicly disclosed. EXHIBIT 10.2Geoff Race Supplemental Retention Benefits Letter Agreement (redacted) April 27, 2021 Geoff Race [•••] Re:Supplemental Retention Benefit D

May 12, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

f UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36517 Minerva Neurosciences,

May 12, 2021 EX-10.1

Remy Luthringer Supplemental Retention Benefits Letter Agreement (redacted)

EX-10.1 2 nerv-ex101185.htm EX-10.1 EXHIBIT 10.1 Certain identified information identified with brackets (“[•••]”) has been excluded from this exhibit because it both (i) is not material and (ii) would be competitively harmful if publicly disclosed. EXHIBIT 10.1Remy Luthringer Supplemental Retention Benefits Letter Agreement (redacted) April 27, 2021 Remy Luthringer, PhD [•••] Re:Supplemental Rete

May 12, 2021 EX-10.3

Form of Supplemental Retention Benefits Letter Agreement for Other Officers

EXHIBIT 10.3 EXHIBIT 10.3Form of Executive Supplemental Retention Benefits Letter Agreement April 27, 2021 Re:Supplemental Retention Benefit Dear : You will recall that last year the Compensation Committee (the ?Committee?) of the Board of Directors (the ?Board?) of Minerva Neurosciences, Inc. (the ?Company?) adopted a retention program for certain of its key employees, pursuant to which the Compa

April 30, 2021 DEFA14A

- DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)

April 30, 2021 DEF 14A

- DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)

April 20, 2021 PRE 14A

- PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)

April 19, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 13, 2021 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction of incorporation) (Commiss

March 8, 2021 EX-10.48

Royalty Purchase Agreement, dated as of January 15, 2021, by and between the Registrant and RPI 2019 Intermediate Finance Trust (redacted)

EX-10.48 3 nerv-ex1048189.htm EX-10.48 Exhibit 10.48 Certain identified information identified with brackets (“[•••]”) has been excluded from this exhibit because it both (i) is not material and (ii) would be competitively harmful if publicly disclosed. EXHIBIT 10.48 Royalty Purchase Agreement (redacted) Execution Copy Royalty Purchase Agreement By and Between Minerva Neurosciences, Inc. and RPI 2

March 8, 2021 EX-4.4

Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934.

EX-4.4 2 nerv-ex449.htm EX-4.4 Exhibit 4.4 DESCRIPTION OF THE REGISTRANT'S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of March 4, 2021, Minerva Neurosciences, Inc. (the “Company”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): our common stock. The following description of

March 8, 2021 10-K

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-36517 Minerva Neurosc

March 8, 2021 EX-21.1

List of Subsidiaries

EX-21.1 4 nerv-ex2117.htm EX-21.1 Exhibit 21.1 Subsidiaries of Minerva Neurosciences, Inc. Name Jurisdiction of Incorporation Mind-NRG Sarl Switzerland Minerva Neurosciences Securities Corporation Massachusetts

February 16, 2021 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Minerva Neurosciences, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Minerva Neurosciences, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 603380106 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to design

February 12, 2021 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7*) MINERVA NEUROSCIENCES, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) (CUSIP Number)

OMB APPROVAL OMB Number: 3235-0145 Estimated average burden hours per response ?.11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7*) MINERVA NEUROSCIENCES, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 603380106 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing o

February 10, 2021 SC 13G

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934

SC 13G 1 tv01401-minervaneurosciences.htm SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Minerva Neurosciences Inc. Title of Class of Securities: Common Stock CUSIP Number: 603380106 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule p

February 10, 2021 SC 13G/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)*

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Minerva Neurosciences Inc. Title of Class of Securities: Common Stock CUSIP Number: 603380106 Date of Event Which Requires Filing of this Statement: January 29, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is fi

January 19, 2021 EX-99.1

MINERVA NEUROSCIENCES AND ROYALTY PHARMA ANNOUNCE SALE OF SELTOREXANT ROYALTY FOR UP TO $155 MILLION

EX-99.1 2 d945121dex991.htm EX-99.1 Exhibit 99.1 Contact: William B. Boni Minerva Neurosciences, Inc. (617) 600-7376 Royalty Pharma plc (212) 883-2295 FOR IMMEDIATE RELEASE MINERVA NEUROSCIENCES AND ROYALTY PHARMA ANNOUNCE SALE OF SELTOREXANT ROYALTY FOR UP TO $155 MILLION Waltham, MA and New York, NY, January 19, 2021 – Minerva Neurosciences, Inc. (Nasdaq: NERV) and Royalty Pharma plc (Nasdaq: RP

January 19, 2021 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 19, 2021 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction of incorporation) (Commi

December 1, 2020 EX-99.1

Minerva Neurosciences Announces Outcome of Type C Meeting with FDA and Next Steps in the Development of Roluperidone

Exhibit 99.1 Contact: William B. Boni VP, Investor Relations/ Corp. Communications Minerva Neurosciences, Inc. (617) 600-7376 FOR IMMEDIATE RELEASE Minerva Neurosciences Announces Outcome of Type C Meeting with FDA and Next Steps in the Development of Roluperidone Waltham, MA, December 1, 2020 – Minerva Neurosciences, Inc. (NASDAQ: NERV), a clinical-stage biopharmaceutical company focused on the d

December 1, 2020 8-K

Financial Statements and Exhibits, Other Events - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2020 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction of incorporation) (Commi

November 2, 2020 EX-10.7

Michael Davidson Retention Benefits Letter Agreement (redacted

EXHIBIT 10.7 Certain identified information identified with brackets (“[•••]”) has been excluded from this exhibit because it both (i) is not material and (ii) would be competitively harmful if publicly disclosed. EXHIBIT 10.7Michael Davidson Retention Benefits Letter Agreement (redacted) Michael Davidson [•••] Re:Retention Benefits Dear Michael: In recognition of the importance of your services t

November 2, 2020 EX-10.5

Frederick Ahlholm Retention Benefits Letter Agreement (redacted)

EXHIBIT 10.5 Certain identified information identified with brackets (“[•••]”) has been excluded from this exhibit because it both (i) is not material and (ii) would be competitively harmful if publicly disclosed. EXHIBIT 10.5Frederick Ahlholm Retention Benefits Letter Agreement (redacted) October 13, 2020 Frederick Ahlholm [•••] Re:Retention Benefits Dear Fred: In recognition of the importance of

November 2, 2020 EX-10.6

Joseph Reilly Retention Benefits Letter Agreement (redacted)

EX-10.6 7 nerv-ex106173.htm EX-10.6 EXHIBIT 10.6 Certain identified information identified with brackets (“[•••]”) has been excluded from this exhibit because it both (i) is not material and (ii) would be competitively harmful if publicly disclosed. EXHIBIT 10.6Joseph Reilly Retention Benefits Letter Agreement (redacted) October 13, 2020 Joseph Reilly [•••] Re:Retention Benefits Dear Joe: In recog

November 2, 2020 10-Q

Quarterly Report - 10-Q

f UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36517 Minerva Neuroscien

November 2, 2020 EX-10.1

Remy Luthringer Retention Benefits Letter Agreement (redacted)

EXHIBIT 10.1 Certain identified information identified with brackets (“[•••]”) has been excluded from this exhibit because it both (i) is not material and (ii) would be competitively harmful if publicly disclosed. EXHIBIT 10.1Remy Luthringer Retention Benefits Letter Agreement (redacted) October 13, 2020 Remy Luthringer, PhD [•••] Re:Retention Benefits Dear Remy: In recognition of the importance o

November 2, 2020 EX-10.3

Jay Saoud Retention Benefits Letter Agreement (redacted)

EXHIBIT 10.3 Certain identified information identified with brackets (“[•••]”) has been excluded from this exhibit because it both (i) is not material and (ii) would be competitively harmful if publicly disclosed. EXHIBIT 10.3Jay Saoud Retention Benefits Letter Agreement (redacted) October 13, 2020 Jay B. Saoud [•••] Re:Retention Benefits Dear Jay: In recognition of the importance of your services

November 2, 2020 EX-10.2

Geoff Race Retention Benefits Letter Agreement (redacted

EXHIBIT 10.2 Certain identified information identified with brackets (“[•••]”) has been excluded from this exhibit because it both (i) is not material and (ii) would be competitively harmful if publicly disclosed. EXHIBIT 10.2Geoff Race Retention Benefits Letter Agreement (redacted) October 13, 2020 Geoff Race [•••] Re:Retention Benefits Dear Geoff: In recognition of the importance of your service

November 2, 2020 EX-10.4

Devin Smith Retention Benefits Letter Agreement (redacted

EXHIBIT 10.4 Certain identified information identified with brackets (“[•••]”) has been excluded from this exhibit because it both (i) is not material and (ii) would be competitively harmful if publicly disclosed. EXHIBIT 10.4Devin Smith Retention Benefits Letter Agreement (redacted) October 13, 2020 Devin Smith [•••] Re:Retention Benefits Dear Devin: In recognition of the importance of your servi

October 14, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 9, 2020 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction of incorporation) (Commis

September 8, 2020 8-K

Other Events - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2020 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction of incorporation) (Comm

August 10, 2020 S-8

- S-8

S-8 As filed with the Securities and Exchange Commission on August 7, 2020 Registration No.

August 3, 2020 EX-10.2

Settlement Agreement, dated as of June 24, 2020, by and between the Registrant and Janssen Pharmaceutica, N.V.

EX-10.2 2 nerv-ex102120.htm EX-10.2 EXHIBIT 10.2 Certain information identified with brackets (“[***]”) has been excluded from this exhibit because it both (i) is not material and (ii) would be competitively harmful if publicly disclosed. CONFIDENTIAL SETTLEMENT AGREEMENT WHEREAS, Janssen Pharmaceutica, N.V. (“Janssen”) and Minerva Neurosciences, Inc. (“Minerva”) are parties (together, the “Partie

August 3, 2020 EX-10.3

Amended and Restated 2013 Equity Incentive Plan

EX-10.3 3 nerv-ex103210.htm EX-10.3 EXHIBIT 10.3 Minerva Neurosciences, Inc. Amended and Restated 2013 Equity Incentive Plan Adopted by Board of Directors on: December 19, 2013 Approved by the Stockholders on: December 19, 2013 Amended and Restated by the Board of Directors on: April 29, 2014 Amendment and Restatement Approved by the Stockholders on: June 2, 2014 Amended and restated by the Board

August 3, 2020 10-Q

Quarterly Report - 10-Q

f UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36517 Minerva Neurosciences,

July 2, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2020 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction of incorporation) (Comm

July 1, 2020 8-K

Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2020 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction of incorporation) (Comm

July 1, 2020 EX-99.1

MINERVA NEUROSCIENCES EXERCISES RIGHT TO OPT OUT OF AGREEMENT WITH JANSSEN FOR SELTOREXANT (MIN-202)

EX-99.1 2 d947910dex991.htm EX-99.1 Exhibit 99.1 Contact: William B. Boni VP, Investor Relations/ Corp. Communications Minerva Neurosciences, Inc. (617) 600-7376 FOR IMMEDIATE RELEASE MINERVA NEUROSCIENCES EXERCISES RIGHT TO OPT OUT OF AGREEMENT WITH JANSSEN FOR SELTOREXANT (MIN-202) • Preserves royalties payable to Minerva on worldwide sales of seltorexant • Eliminates all financial obligations w

June 25, 2020 8-K

Submission of Matters to a Vote of Security Holders

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 19, 2020 Minerva Neurosciences, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-36517 (Commission File

June 5, 2020 EX-99.1

Webcast Agenda: Roluperidone phase 3 Top-Line Results (TLR) Topic Assigned Introductions William Boni, VP IR Study Results Remy Luthringer, PhD, Chairman & CEO Results Discussion by KOL’s Phil Harvey, PhD Brian Kirkpatrick, MD Concluding remarks & ne

EX-99.1 ROLUPERIDONE: Topline results from the Phase 3 trial: A Multicenter, Randomized, Double-blind, Parallel Group, Placebo-Controlled, Monotherapy, 12-Week Study to Evaluate the Efficacy and Safety of 2 Fixed Doses of MIN-101 in Adult Patients with Negative Symptoms of Schizophrenia, Followed by 40-Week Open-Label Extension June 5th, 2020 : NERV Exhibit 99.1 Forward-Looking Statement Safe-Harb

June 5, 2020 8-K

Financial Statements and Exhibits, Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2020 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction of incorporation) (Commi

May 29, 2020 EX-99.1

MINERVA NEUROSCIENCES ANNOUNCES RESULTS FROM PHASE 3 TRIAL OF ROLUPERIDONE (MIN-101) FOR TREATMENT OF NEGATIVE SYMPTOMS IN SCHIZOPHRENIA

EX-99.1 Exhibit 99.1 Contact: William B. Boni VP, Investor Relations/ Corp. Communications Minerva Neurosciences, Inc. (617) 600-7376 FOR IMMEDIATE RELEASE MINERVA NEUROSCIENCES ANNOUNCES RESULTS FROM PHASE 3 TRIAL OF ROLUPERIDONE (MIN-101) FOR TREATMENT OF NEGATIVE SYMPTOMS IN SCHIZOPHRENIA • The 64 mg and 32 mg doses were not statistically significantly different from placebo at Week 12 on the p

May 29, 2020 8-K

Financial Statements and Exhibits, Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2020 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction of incorporation) (Commi

May 4, 2020 10-Q

Quarterly Report - 10-Q

f UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36517 Minerva Neurosciences,

April 28, 2020 DEF 14A

- DEF 14A

DEF 14A 1 d860861ddef14a.htm DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Us

April 28, 2020 DEFA14A

- DEFA14A

DEFA14A 1 d860861ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commissi

April 1, 2020 EX-99.1

All trademarks, trade names and service marks appearing in this presentation are the property of their respective owners. Forward-Looking Statement Safe-Harbor This presentation contains forward-looking statements about Minerva Neurosciences which ar

EX-99.1 Roluperidone: A potential novel mechanism to treat the negative symptoms of schizophrenia William Carpenter MD John Kane MD Steven Marder MD Ofer Agid MD Remy Luthringer PhD Hosted by Minerva Neurosciences (Nasdaq: NERV) Tuesday, March 31, 2020 Exhibit 99.1 All trademarks, trade names and service marks appearing in this presentation are the property of their respective owners. Forward-Look

April 1, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2020 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction of incorporation) (Com

March 13, 2020 8-K

Financial Statements and Exhibits, Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2020 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction of incorporation) (Com

March 13, 2020 EX-99.1

MINERVA NEUROSCIENCES UPDATES MARKET ON SHARE PRICE DROP AND TRADING HALT

EX-99.1 Exhibit 99.1 MINERVA NEUROSCIENCES UPDATES MARKET ON SHARE PRICE DROP AND TRADING HALT WALTHAM, Mass., March 12, 2020 (GLOBE NEWSWIRE) — Minerva Neurosciences, Inc. (NASDAQ: NERV), a clinical-stage biopharmaceutical company focused on the development of innovative therapies to treat unmet medical needs of central nervous system (CNS) disorders, wishes to address a sharp reduction of its sh

March 9, 2020 EX-99.1

MINERVA NEUROSCIENCES REPORTS FISCAL 2019 FOURTH QUARTER AND YEAR END FINANCIAL RESULTS AND BUSINESS UPDATES Company confirms timing of expected top-line results from Phase 3 roluperidone trial in Q2 2020 Management to host conference call today at 8

EX-99.1 Exhibit 99.1 Contact: William B. Boni VP, Investor Relations/ Corp. Communications Minerva Neurosciences, Inc. (617) 600-7376 FOR IMMEDIATE RELEASE MINERVA NEUROSCIENCES REPORTS FISCAL 2019 FOURTH QUARTER AND YEAR END FINANCIAL RESULTS AND BUSINESS UPDATES Company confirms timing of expected top-line results from Phase 3 roluperidone trial in Q2 2020 Management to host conference call toda

March 9, 2020 10-K

NERV / Minerva Neurosciences, Inc. 10-K - Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-36517 Minerva Neurosc

March 9, 2020 EX-21.1

List of Subsidiaries

Exhibit 21.1 Subsidiaries of Minerva Neurosciences, Inc. Name Jurisdiction of Incorporation Mind-NRG Sarl Switzerland Minerva Neurosciences Securities Corporation Massachusetts

March 9, 2020 8-K

Financial Statements and Exhibits, Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2020 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction of incorporation) (Comm

March 9, 2020 EX-4.4

Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934.

Exhibit 4.4 DESCRIPTION OF THE REGISTRANT'S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of March 5, 2020, Minerva Neurosciences, Inc. (the “Company”) has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): our common stock. The following description of our common stock is a summary,

February 14, 2020 SC 13G/A

NERV / Minerva Neurosciences, Inc. / FEDERATED INVESTORS INC /PA/ Passive Investment

OMB APPROVAL OMB Number: 3235-0145 Estimated average burden hours per response ….11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6*) MINERVA NEUROSCIENCES, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 603380106 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing o

February 12, 2020 SC 13G/A

NERV / Minerva Neurosciences, Inc. / Luthringer Remy - AMENDED SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Minerva Neurosciences, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 603380106 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to design

February 5, 2020 EX-99.1

MINERVA NEUROSCIENCES ANNOUNCES COMPLETION OF PATIENT ENROLLMENT IN PHASE 3 TRIAL OF ROLUPERIDONE FOR THE TREATMENT OF NEGATIVE SYMPTOMS IN SCHIZOPHRENIA Data readout expected in the second quarter of 2020

EX-99.1 Exhibit 99.1 Contact: William B. Boni VP, Investor Relations/ Corp. Communications Minerva Neurosciences, Inc. (617) 600-7376 FOR IMMEDIATE RELEASE MINERVA NEUROSCIENCES ANNOUNCES COMPLETION OF PATIENT ENROLLMENT IN PHASE 3 TRIAL OF ROLUPERIDONE FOR THE TREATMENT OF NEGATIVE SYMPTOMS IN SCHIZOPHRENIA Data readout expected in the second quarter of 2020 Waltham, MA, February 5, 2020 – Minerv

February 5, 2020 8-K

Financial Statements and Exhibits, Other Events

8-K 1 d884459d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2020 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction

January 6, 2020 8-K

Financial Statements and Exhibits, Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 6, 2020 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction of incorporation) (Co

January 6, 2020 EX-99.1

MINERVA NEUROSCIENCES ANNOUNCES COMPLETION OF PATIENT SCREENING IN PHASE 3 TRIAL OF ROLUPERIDONE FOR THE TREATMENT OF NEGATIVE SYMPTOMS IN SCHIZOPHRENIA Top-line results expected in the second quarter of 2020

EX-99.1 Exhibit 99.1 Contact: William B. Boni VP, Investor Relations/ Corp. Communications Minerva Neurosciences, Inc. (617) 600-7376 FOR IMMEDIATE RELEASE MINERVA NEUROSCIENCES ANNOUNCES COMPLETION OF PATIENT SCREENING IN PHASE 3 TRIAL OF ROLUPERIDONE FOR THE TREATMENT OF NEGATIVE SYMPTOMS IN SCHIZOPHRENIA Top-line results expected in the second quarter of 2020 Waltham, MA, January 6, 2020 – Mine

December 18, 2019 8-K

Financial Statements and Exhibits, Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 18, 2019 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction of incorporation) (

December 18, 2019 EX-99.1

MINERVA NEUROSCIENCES REPORTS TOPLINE RESULTS FROM PHASE 2B TRIAL OF MIN-117 IN MAJOR DEPRESSIVE DISORDER

EX-99.1 Exhibit 99.1 Contact: William B. Boni VP, Investor Relations/ Corp. Communications Minerva Neurosciences, Inc. (617) 600-7376 FOR IMMEDIATE RELEASE MINERVA NEUROSCIENCES REPORTS TOPLINE RESULTS FROM PHASE 2B TRIAL OF MIN-117 IN MAJOR DEPRESSIVE DISORDER • MIN-117 study did not meet its primary (MADRS) and key secondary (HAM-A) endpoints • MIN-117 was generally well-tolerated with a safety

December 10, 2019 SC 13G/A

NERV / Minerva Neurosciences, Inc. / FEDERATED INVESTORS INC /PA/ Passive Investment

SC 13G/A 1 minervaform.htm OMB APPROVAL OMB Number: 3235-0145 Estimated average burden hours per response ….11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5*) MINERVA NEUROSCIENCES, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 603380106 (CUSIP Number) November 30, 2019 (Date of Ev

November 4, 2019 10-Q

NERV / Minerva Neurosciences, Inc. 10-Q - Quarterly Report - 10-Q

yahf UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36517 Minerva Neurosc

November 4, 2019 EX-10.1

Commercial Supply Agreement with Catalent Germany Schorndorf GmbH, dated as of September 18, 2019

EX-10.1 2 nerv-ex10158.htm EX-10.1 Certain information identified with brackets (“[***]”) has been excluded from this exhibit because it both (i) is not material and (ii) would be competitively harmful if publicly disclosed. EXECUTION VERSION EXHIBIT 10.1 COMMERCIAL SUPPLY AGREEMENT MIN-101 Tablets THIS COMMERCIAL SUPPLY AGREEMENT (“Agreement”) is made as of this 2 day of September, 2019 (“Effecti

November 4, 2019 EX-3.2

Amended and Restated Bylaws of the Registrant

EXHIBIT 3.2 AMENDED AND RESTATED BYLAWS OF MINERVA NEUROSCIENCES, INC. (a Delaware Corporation) Adopted as of November 1, 2019 ARTICLE I OFFICES AND FISCAL YEAR SECTION 1.01. Registered Office. The registered office of the corporation shall be Corporation Service Company, 2711 Centerville Road, Suite 400, City of Wilmington, County of New Castle, State of Delaware until otherwise established by re

October 1, 2019 8-K

Financial Statements and Exhibits, Other Events

8-K 1 d813246d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 1, 2019 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction

October 1, 2019 EX-99.1

MINERVA NEUROSCIENCES ANNOUNCES UPDATE FOR THREE CLINICAL TRIALS Company to host conference call at 8:30 a.m. today (dial-in information below)

EX-99.1 Exhibit 99.1 Contact: William B. Boni VP, Investor Relations/ Corp. Communications Minerva Neurosciences, Inc. (617) 600-7376 FOR IMMEDIATE RELEASE MINERVA NEUROSCIENCES ANNOUNCES UPDATE FOR THREE CLINICAL TRIALS Company to host conference call at 8:30 a.m. today (dial-in information below) Waltham, MA, October 1, 2019 – Minerva Neurosciences, Inc. (NASDAQ: NERV), a clinical-stage biopharm

September 24, 2019 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 18, 2019 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction of incorporation)

September 24, 2019 EX-99.1

Catalent and Minerva Neurosciences Enter Commercial Supply Agreement for Schizophrenia Drug Roluperidone

EX-99.1 Exhibit 99.1 Catalent and Minerva Neurosciences Enter Commercial Supply Agreement for Schizophrenia Drug Roluperidone WALTHAM, Mass. and SOMERSET, N.Y., Sept. 23, 2019 (GLOBE NEWSWIRE) — Minerva Neurosciences, Inc. (NASDAQ: NERV), a clinical-stage biopharmaceutical company focused on the development of innovative therapies to treat central nervous system (CNS) disorders, and Catalent, the

August 5, 2019 10-Q

NERV / Minerva Neurosciences, Inc. 10-Q - Quarterly Report - 10-Q

10-Q 1 nerv-10q20190630.htm 10-Q yahf UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File N

June 26, 2019 EX-99.1

Minerva Neurosciences Announces Achievement of Primary and Key Secondary Objectives in Phase 2b Clinical Trial of Seltorexant

EX-99.1 2 d767481dex991.htm EX-99.1 Exhibit 99.1 Minerva Neurosciences Announces Achievement of Primary and Key Secondary Objectives in Phase 2b Clinical Trial of Seltorexant (MIN-202) in Insomnia June 24, 2019 • Primary endpoint, defined as Latency to Persistent Sleep (LPS) at Night 1, showed improvement with a p-value £0.001 after treatment with 10 and 20 mg doses of seltorexant • Key secondary

June 26, 2019 8-K

Financial Statements and Exhibits, Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 24, 2019 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction of incorporation) (Comm

June 18, 2019 SC 13D/A

NERV / Minerva Neurosciences, Inc. / Index Venture Associates III Ltd - SC 13D/A Activist Investment

SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 4) MINERVA NEUROSCIENCES, INC. (Name of Issuer) COMMON STOCK, $0.0001 PAR VALUE PER SHARE (Title of Class of Securities) 603380106 (CUSIP Number) 44 Esplanade, 5th Floor, St. Helier, Jersey JE1 3FG, Channel Islands and 44 Esplanade, St. Helier, Je

May 31, 2019 8-K

Submission of Matters to a Vote of Security Holders

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2019 Minerva Neurosciences, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36517 26-0784194 (State or Other Jurisdiction of Incorporation) (Commi

May 16, 2019 8-K

Financial Statements and Exhibits, Other Events

8-K 1 d750055d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2019 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction of

May 16, 2019 EX-99.1

Minerva Neurosciences Announces Positive Top Line Results in Phase 2b Clinical Trial With Seltorexant

EX-99.1 Exhibit 99.1 Minerva Neurosciences Announces Positive Top Line Results in Phase 2b Clinical Trial With Seltorexant (MIN-202) in Treatment of Depressed Patients With an Inadequate Response to SSRIs and SNRIs May 13, 2019 • Potential first-in-class, oral specific orexin-2 inhibitor demonstrates statistically significant improvement in MADRS scores at 6 weeks compared to placebo • Well tolera

May 6, 2019 10-Q

NERV / Minerva Neurosciences, Inc. 10-Q Quarterly Report 10-Q

f UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36517 Minerva Neurosciences,

May 6, 2019 EX-10.1

Employment Agreement between Devin Smith and the Registrant, dated as of June 12, 2018

EX-10.1 2 nerv-ex101122.htm EX-10.1 EXHIBIT 10.1 June 12, 2018 Dear Devin, This agreement (hereafter "Employment Agreement") will formalize the terms and conditions of your employment with Minerva Neurosciences, Inc. (the "Company"). 1.Employment. You will commence employment with the Company on July 19, 2018, (the “Start Date”) and the terms of your employment are set forth in this agreement date

April 17, 2019 DEFA14A

NERV / Minerva Neurosciences, Inc. DEFA14A

DEFA14A 1 d677139ddefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commissi

April 17, 2019 DEF 14A

NERV / Minerva Neurosciences, Inc. DEF 14A

DEF 14A 1 d677139ddef14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commissio

April 11, 2019 RW

NERV / Minerva Neurosciences, Inc. RW

RW April 11, 2019 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.

March 12, 2019 EX-21.1

List of Subsidiaries

Exhibit 21.1 Subsidiaries of Minerva Neurosciences, Inc. Name Jurisdiction of Incorporation Mind-NRG Sarl Switzerland Minerva Neurosciences Securities Corporation Massachusetts

March 12, 2019 10-K

NERV / Minerva Neurosciences, Inc. 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-36517 Minerva Neurosc

February 14, 2019 SC 13G

NERV / Minerva Neurosciences, Inc. / Luthringer Remy - SC 13G Passive Investment

SC 13G 1 d632189dsc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Minerva Neurosciences, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 603380106 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Chec

February 13, 2019 SC 13G/A

NERV / Minerva Neurosciences, Inc. / FEDERATED INVESTORS INC /PA/ Passive Investment

SC 13G/A 1 form.htm OMB APPROVAL OMB Number: 3235-0145 Estimated average burden hours per response ….11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4*) MINERVA NEUROSCIENCES, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 603380106 (CUSIP Number) December 31, 2018 (Date of Event Whi

November 5, 2018 10-Q

NERV / Minerva Neurosciences, Inc. 10-Q (Quarterly Report)

yahf UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36517 Minerva Neurosc

October 5, 2018 SC 13D/A

NERV / Minerva Neurosciences, Inc. / Index Venture Associates III Ltd - SC 13D/A: AMENDMENT NO. 3 Activist Investment

SC 13D/A: Amendment No. 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3) MINERVA NEUROSCIENCES, INC. (Name of Issuer) COMMON STOCK, $0.0001 PAR VALUE PER SHARE (Title of Class of Securities) 603380106 (CUSIP Number) No. 1 Seaton Place, St. Helier, Jersey JE4 8YJ, Channel Islands and 44 Esplanade, St

August 22, 2018 CORRESP

NERV / Minerva Neurosciences, Inc. CORRESP

CORRESP August 22, 2018 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.

August 10, 2018 EX-4.9

Form of Preferred Stock Warrant Agreement and Warrant Certificate

EX-4.9 EXHIBIT 4.9 MINERVA NEUROSCIENCES, INC. and , AS WARRANT AGENT FORM OF PREFERRED STOCK WARRANT AGREEMENT DATED AS OF [ ], 20 MINERVA NEUROSCIENCES, INC. FORM OF PREFERRED STOCK WARRANT AGREEMENT PREFERRED STOCK WARRANT AGREEMENT (this “Agreement”), dated as of between MINERVA NEUROSCIENCES, INC., a Delaware corporation (the “Company”), and , a [corporation] [national banking association] or

August 10, 2018 S-3

NERV / Minerva Neurosciences, Inc. FORM S-3

S-3 1 d602457ds3.htm FORM S-3 Table of Contents As filed with the Securities and Exchange Commission on August 10, 2018 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 26-0784194 (State or other ju

August 10, 2018 EX-4.6

Form of Indenture

EX-4.6 3 d602457dex46.htm EX-4.6 EXHIBIT 4.6 MINERVA NEUROSCIENCES, INC., Issuer AND [TRUSTEE], Trustee INDENTURE Dated as of [•], 20 Debt Securities TABLE OF CONTENTS PAGE ARTICLE 1 DEFINITIONS 1 Section 1.01 Definitions of Terms 1 ARTICLE 2 ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 5 Section 2.01 Designation and Terms of Securities 5 Section 2.02 Form of Secur

August 10, 2018 EX-12.1

Statement Regarding Computation of Ratios

EX-12.1 Exhibit 12.1 STATEMENT REGARDING COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES (in thousands) • The following table sets forth our ratio of earnings to fixed charges and our ratio of earnings to combined fixed charges and preferred stock dividends for the years ended December 31, 2013, 2014, 2015, 2016, 2017 and for the six months ended June 30, 2018. As the ratios of earnings to fixed

August 10, 2018 EX-4.8

Form of Common Stock Warrant Agreement and Warrant Certificate

EX-4.8 EXHIBIT 4.8 MINERVA NEUROSCIENCES, INC. and , AS WARRANT AGENT FORM OF COMMON STOCK WARRANT AGREEMENT DATED AS OF [ ], 20 MINERVA NEUROSCIENCES, INC. FORM OF COMMON STOCK WARRANT AGREEMENT COMMON STOCK WARRANT AGREEMENT (this “Agreement”), dated as of between MINERVA NEUROSCIENCES, INC., a Delaware corporation (the “Company”), and , a [corporation] [national banking association] organized a

August 10, 2018 EX-4.10

Form of Debt Securities Warrant Agreement and Warrant Certificate

EX-4.10 EXHIBIT 4.10 MINERVA NEUROSCIENCES, INC. and , AS WARRANT AGENT FORM OF DEBT SECURITIES WARRANT AGREEMENT DATED AS OF [ ], 20 MINERVA NEUROSCIENCES, INC. FORM OF DEBT SECURITIES WARRANT AGREEMENT DEBT SECURITIES WARRANT AGREEMENT (this “Agreement”), dated as of between MINERVA NEUROSCIENCES, INC., a Delaware corporation (the “Company”), and , a [corporation] [national banking association]

August 10, 2018 EX-1.2

Open Market Sale Agreement, dated as of August 10, 2018, by and between the Registrant and Jefferies LLC

EX-1.2 Exhibit 1.2 EXECUTION VERSION OPEN MARKET SALE AGREEMENTSM August 10, 2018 JEFFERIES LLC 520 Madison Avenue New York, New York 10022 Ladies and Gentlemen: Minerva Neurosciences, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the “Agent”), sh

August 2, 2018 EX-10.2

Amended and Restated Non-Employee Director Compensation Plan

EXHIBIT 10.2 AMENDED AND RESTATED NON-EMPLOYEE DIRECTOR COMPENSATION PLAN Approved: March 7, 2018 Effective: April 1, 2018 Effective as of April 1, 2018, each non-employee member of the board of directors (the “Board”) of Minerva Neurosciences, Inc. (the “Company”) will receive an annual cash retainer of $35,000, the Lead Independent Director will receive an additional cash retainer of $10,000, an

August 2, 2018 10-Q

NERV / Minerva Neurosciences, Inc. 10-Q (Quarterly Report)

yahf UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-36517 Minerva Neuroscience

July 17, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 16, 2018 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction of incorporation)

July 17, 2018 EX-99.1

MINERVA NEUROSCIENCES ELECTS JERYL HILLEMAN TO BOARD OF DIRECTORS

EX-99.1 Exhibit 99.1 Contact: William B. Boni VP, Investor Relations/ Corp. Communications Minerva Neurosciences, Inc. (617) 600-7376 FOR IMMEDIATE RELEASE MINERVA NEUROSCIENCES ELECTS JERYL HILLEMAN TO BOARD OF DIRECTORS Waltham, MA, July 17, 2018 – Minerva Neurosciences, Inc. (NASDAQ: NERV), a clinical-stage biopharmaceutical company focused on the development of therapies to treat central nervo

June 15, 2018 S-8

June 15, 2018

S-8 As filed with the Securities and Exchange Commission on June 15, 2018 Registration No.

June 11, 2018 EX-99.1

MINERVA NEUROSCIENCES, INC. AMENDED AND RESTATED 2013 EQUITY INCENTIVE PLAN (Amended and Restated as of April 21, 2018) ARTICLE 1 GENERAL PROVISIONS

EX-99.1 Exhibit 99.1 MINERVA NEUROSCIENCES, INC. AMENDED AND RESTATED 2013 EQUITY INCENTIVE PLAN (Amended and Restated as of April 21, 2018) ARTICLE 1 GENERAL PROVISIONS 1.1 PURPOSE OF THE PLAN This Amended and Restated 2013 Equity Incentive Plan (the “Plan”) is intended to promote the interests of Minerva Neurosciences, Inc., a Delaware corporation, by providing eligible persons in the Corporatio

June 11, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2018 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction of incorporation) (

May 3, 2018 10-Q

NERV / Minerva Neurosciences, Inc. 10-Q (Quarterly Report)

10-Q 1 nerv-10q20180331.htm 10-Q f UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No.

April 24, 2018 DEFA14A

NERV / Minerva Neurosciences, Inc. DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule

April 24, 2018 DEF 14A

NERV / Minerva Neurosciences, Inc. DEF 14A

DEF 14A 1 d515561ddef14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commissio

March 22, 2018 EX-99.1

All trademarks, trade names and service marks appearing in this presentation are the property of their respective owners. Forward-Looking Statement Safe-Harbor This presentation contains forward-looking statements about Minerva Neurosciences which ar

EX-99.1 March 2018 2018: MILESTONES ON THE HORIZON Exhibit 99.1 All trademarks, trade names and service marks appearing in this presentation are the property of their respective owners. Forward-Looking Statement Safe-Harbor This presentation contains forward-looking statements about Minerva Neurosciences which are subject to the safe harbor provisions of the Private Securities Litigation Reform Ac

March 22, 2018 8-K

Financial Statements and Exhibits, Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2018 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction of incorporation) (Com

March 12, 2018 S-8

March 12, 2018

S-8 1 d509396ds8.htm S-8 As filed with the Securities and Exchange Commission on March 12, 2018 Registration No. 333- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT Under The Securities Act of 1933 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 26-0784194 (State or other jurisdiction of incorporation or organiz

March 12, 2018 EX-21.1

List of Subsidiaries

Exhibit 21.1 Subsidiaries of Minerva Neurosciences, Inc. Name Jurisdiction of Incorporation Mind-NRG Sarl Switzerland Minerva Neurosciences Securities Corporation Massachusetts

March 12, 2018 10-K

NERV / Minerva Neurosciences, Inc. 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-36517 Minerva Neurosc

February 21, 2018 8-K

Financial Statements and Exhibits, Other Events

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 21, 2018 Minerva Neurosciences, Inc. (Exact name of registrant as specified in its charter) Delaware 001-36517 26-0784194 (State or other jurisdiction of incorporation) (

February 21, 2018 EX-99.1

All trademarks, trade names and service marks appearing in this presentation are the property of their respective owners. Forward-Looking Statement Safe-Harbor This presentation contains forward-looking statements about Minerva Neurosciences which ar

EX-99.1 February 2018 2018: MILESTONES ON THE HORIZON Exhibit 99.1 All trademarks, trade names and service marks appearing in this presentation are the property of their respective owners. Forward-Looking Statement Safe-Harbor This presentation contains forward-looking statements about Minerva Neurosciences which are subject to the safe harbor provisions of the Private Securities Litigation Reform

February 14, 2018 SC 13G/A

NERV / Minerva Neurosciences, Inc. / FEDERATED INVESTORS INC /PA/ Passive Investment

OMB APPROVAL OMB Number: 3235-0145 Estimated average burden hours per response ….11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3*) MINERVA NEUROSCIENCES, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 603380106 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing o

February 14, 2018 SC 13G/A

NERV / Minerva Neurosciences, Inc. / Cormorant Asset Management, LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Minerva Neurosciences, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 603380106 (CUSIP Number) December 31, 2017 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule

February 14, 2018 SC 13G/A

NERV / Minerva Neurosciences, Inc. / HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. - SC 13G/A Passive Investment

SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A (Rule 13d-102) (Amendment No.

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