Mga Batayang Estadistika
| LEI | 549300E7CGC36IOELF91 |
| CIK | 1383441 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Virtus Equity & Convertible Income Fund
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| April 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ☒ Defi |
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| April 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ☒ Def |
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| April 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ☒ Def |
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| September 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| September 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| August 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| August 10, 2022 |
DEFA14A 1 tm2221546-7defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only ( |
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| August 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| August 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ☒ Def |
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| July 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| May 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ☒ Defi |
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| June 8, 2021 |
? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ? |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6(e)(2)) ? Def |
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| February 10, 2021 |
DEFA14A 1 d68560ddefa14a.htm FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only |
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| February 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6(e)(2)) ? Def |
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| January 27, 2021 |
Form DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6 |
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| January 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6(e)(2)) ? Def |
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| January 8, 2021 |
Form DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6 |
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| January 7, 2021 |
Form DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6 |
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| January 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6(e)(2)) ☐ Def |
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| December 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6(e)(2)) ? Def |
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| December 23, 2020 |
Form DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6 |
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| December 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6(e)(2)) ? Def |
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| December 4, 2020 |
Form DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6 |
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| November 30, 2020 |
Form DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6 |
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| November 27, 2020 |
Form DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6 |
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| November 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6(e)(2)) ☐ Def |
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| November 9, 2020 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6(e)(2 |
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| October 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6(e)(2)) ☐ Def |
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| October 21, 2020 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6(e)(2 |
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| October 13, 2020 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6(e)(2 |
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| October 9, 2020 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6(e)(2 |
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| October 7, 2020 |
Form DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14(a)-6 |
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| September 22, 2020 |
DEFR14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 16, 2020 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru |
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| September 15, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permi |
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| September 15, 2020 |
ROPES & GRAY LLP PRUDENTIAL TOWER 800 BOYLSTON STREET BOSTON, MA 02199-3600 WWW.ROPESGRAY.COM September 15, 2020 Angela C. Jaimes (617) 951-7591 [email protected] Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Attn: Min S. Oh Re: AllianzGI Artificial Intelligence & Technology Opportunities Fund ("AIO"), AllianzGI Convertible & |
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| September 14, 2020 |
ROPES & GRAY LLP PRUDENTIAL TOWER 800 BOYLSTON STREET BOSTON, MA 02199-3600 WWW.ROPESGRAY.COM September 14, 2020 Angela C. Jaimes (617) 951-7591 [email protected] Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Attn: Min S. Oh Re: AllianzGI Artificial Intelligence & Technology Opportunities Fund (?AIO?), AllianzGI Convertible & |
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| September 2, 2020 |
PRE 14A 1 d27497dpre14a.htm PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commiss |
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| July 7, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 7, 2020 AllianzGI Equity & Convertible Income Fund (Exact Name of Registrant as Specified in Its Charter) Massachusetts (State or Other Jurisdiction of Incorporation) 811-21989 20-8181038 (Commission File Number) (IRS Employer Identification No. |
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| July 7, 2020 |
EX-99.1 News Release AllianzGI and Virtus Investment Partners Announce Strategic Partnership in U.S. Retail Market Virtus to assume responsibility for AllianzGI’s U.S. open- and closed-end funds; AllianzGI’s Value Equity team to join Virtus NEW YORK & HARTFORD, CT, July 7, 2020 – Allianz Global Investors (AllianzGI), a leading global active asset manager, and Virtus Investment Partners, Inc. (NASD |
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| June 9, 2020 |
Form DEFR14A SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| June 4, 2020 |
- ALLIANZGI JOINT PROXY STATEMENT DEF 14A 1 d934614ddef14a.htm ALLIANZGI JOINT PROXY STATEMENT SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For |
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| June 27, 2019 |
NIE / AGIC Equity & Convertible Income Fund NPORT-EX - - Schedule of Investments AllianzGI Equity & Convertible Income Fund April 30, 2019 (unaudited) Shares Value* COMMON STOCK - 62. |
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| June 3, 2019 |
NCV / AGIC Convertible & Income Fund DEF 14A - - ALLIANZGI JOINT PROXY STATEMENT SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| December 18, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21989 AllianzGI Equity & Convertible Income Fund (Exact name of registrant as specified in charter) 1633 Broadway New York, New York 10019 (Address of principal executive offices) (Zip code) Scot |
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| December 18, 2018 |
EX-99.CERT 2 a18-411441ex99dcert.htm EX-99.CERT Exhibit 99Cert CERTIFICATIONS I, Thomas J. Fuccillo, certify that: 1. I have reviewed this report on Form N-Q of AllianzGI Equity & Convertible Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstance |
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| June 22, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21989 AllianzGI Equity & Convertible Income Fund (Exact name of registrant as specified in charter) 1633 Broadway New York, New York 10019 (Address of principal executive offices) (Zip code) Scot |
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| June 22, 2018 |
Exhibit 99CERT CERTIFICATIONS I, Thomas J. Fuccillo, certify that: 1. I have reviewed this report on Form N-Q of AllianzGI Equity & Convertible Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mis |
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| June 4, 2018 |
NCV / AGIC Convertible & Income Fund ALLIANZGI JOINT PROXY STATEMENT SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| December 18, 2017 |
Exhibit 99CERT CERTIFICATIONS I, Thomas J. Fuccillo, certify that: 1. I have reviewed this report on Form N-Q of AllianzGI Equity & Convertible Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mis |
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| December 18, 2017 |
Allianzgi Equity & Convertible Income Fund - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21989 AllianzGI Equity & Convertible Income Fund (Exact name of registrant as specified in charter) 1633 Broadway New York, New York 10019 (Address of principal executive offices) (Zip code) Lawr |
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| June 23, 2017 |
Exhibit 99.302 Cert. CERTIFICATIONS I, Thomas J. Fuccillo, certify that: 1. I have reviewed this report on Form N-Q of AllianzGI Equity & Convertible Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, n |
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| June 23, 2017 |
Allianzgi Equity & Convertible Income Fund - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21989 AllianzGI Equity & Convertible Income Fund (Exact name of registrant as specified in charter) 1633 Broadway New York, New York 10019 (Address of principal executive offices) (Zip code) Lawr |
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| June 1, 2017 |
AGIC Convertible & Income Fund ALLIANZGI JOINT PROXY STATEMENT AllianzGI Joint Proxy Statement SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 29, 2017 |
Report of Independent Registered Public Accounting Firm ex77b.htm Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of AllianzGI Equity & Convertible Income Fund In planning and performing our audit of the financial statements of AllianzGI Equity & Convertible Income Fund (the ?Fund") as of and for the year ended January 31, 2017, in accordance with the standards of the Public Company Accounting Oversight |
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| March 29, 2017 |
EX-99.77C VOTES 3 ex77c.htm EX77C Annual Shareholder Meeting Results: The Fund held its annual meeting of shareholders on June 30, 2016. Shareholders voted as indicated below: Affirmative Withheld Authority Equity & Convertible Income: Re-election of Deborah A. DeCotis – Class III to serve until the annual meeting for the 2019-2020 fiscal year 22,215,044 3,111,250 Re-election of Bradford K. Gallag |
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| December 28, 2016 |
Exhibit 99.302 Cert. CERTIFICATIONS I, Thomas J. Fuccillo, certify that: 1. I have reviewed this report on Form N-Q of AllianzGI Equity & Convertible Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, n |
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| December 28, 2016 |
AGIC Equity & Convertible Income Fund N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21989 AllianzGI Equity & Convertible Income Fund (Exact name of registrant as specified in charter) 1633 Broadway New York, New York 10019 (Address of principal executive offices) (Zip code) Lawr |
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| September 28, 2016 |
EX-99.77C VOTES 2 ex77c.htm EX77C Annual Shareholder Meeting Results: The Fund held its annual meeting of shareholders on June 30, 2016. Shareholders voted as indicated below: Affirmative Withheld Authority Equity & Convertible Income: Re-election of Deborah A. DeCotis – Class III to serve until the annual meeting for the 2019-2020 fiscal year 22,215,044 3,111,250 Election of Bradford K. Gallagher |
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| June 21, 2016 |
AGIC Equity & Convertible Income Fund N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21989 AllianzGI Equity & Convertible Income Fund (Exact name of registrant as specified in charter) 1633 Broadway New York, New York 10019 (Address of principal executive offices) (Zip code) Lawr |
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| June 21, 2016 |
Exhibit 99.302 Cert. CERTIFICATIONS I, Thomas J. Fuccillo, certify that: 1. I have reviewed this report on Form N-Q of AllianzGI Equity & Convertible Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, n |
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| May 20, 2016 |
AGIC Convertible & Income Fund ALLIANZGI JOINT PROXY STATEMENT SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 30, 2016 |
Changes in Investment Policy: Effective September 21, 2015, Diversified Income & Convertible and Equity & Convertible Income each rescinded its non-fundamental policy to normally write call options on the stocks held in its portfolio with respect to approximately 70% of the value of each position, and adopted a revised non-fundamental policy to normally write call options on the stocks held in its portfolio with respect to “up to approximately 70%” of the value of each equity position (emphasis added). |
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| March 30, 2016 |
Report of Independent Registered Public Accounting Firm ex77b.htm Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of AllianzGI Equity & Convertible Income Fund In planning and performing our audit of the financial statements of AllianzGI Equity & Convertible Income Fund (the "Fund") as of and for the year ended January 31, 2016, in accordance with the standards of the Public Company Accounting Oversight |
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| March 30, 2016 |
ex77q1.htm SECOND AMENDED AND RESTATED BYLAWS OF ALLIANZGI EQUITY & CONVERTIBLE INCOME FUND (Formerly Nicholas-Applegate Equity & Convertible Income Fund) (Dated as of October 7, 2015) ARTICLE 1 AGREEMENT AND DECLARATION OF TRUST AND PRINCIPAL OFFICE 1.1. Principal Office of the Trust. A principal office of the Trust shall be located in New York, New York. The Trust may have other principal office |
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| March 30, 2016 |
EX-99.77C VOTES 3 ex77c.htm EX 77C Annual Shareholder Meeting Results: The Fund held its annual meeting of shareholders on June 2, 2015. Shareholders voted as indicated below: Affirmative Withheld Authority Equity & Convertible Income: Re-election of James A. Jacobson – Class II to serve until the annual meeting for the 2018-2019 fiscal year 19,708,268 1,870,764 Election of Davey S. Scoon – Class |
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| December 16, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21989 AllianzGI Equity & Convertible Income Fund (Exact name of registrant as specified in charter) 1633 Broadway New York, New York 10019 (Address of principal executive offices) (Zip code) Lawr |
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| December 16, 2015 |
Exhibit 99.302 Cert. CERTIFICATIONS I, Julian Sluyters, certify that: 1. I have reviewed this report on Form N-Q of AllianzGI Equity & Convertible Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| September 28, 2015 |
ex77c.htm Annual Shareholder Meeting Results: The Fund held its annual meeting of shareholders on June 2, 2015. Shareholders voted as indicated below: Affirmative Withheld Authority Equity & Convertible Income: Re-election of James A. Jacobson ? Class II to serve until the annual meeting for the 2018-2019 fiscal year 19,708,268 1,870,764 Election of Davey S. Scoon ? Class I to serve until the annu |
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| June 17, 2015 |
AGIC Equity & Convertible Income Fund N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21989 AllianzGI Equity & Convertible Income Fund (Exact name of registrant as specified in charter) 1633 Broadway New York, New York 10019 (Address of principal executive offices) (Zip code) Lawr |
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| June 17, 2015 |
Exhibit 99.302 Cert. CERTIFICATIONS I, Julian Sluyters, certify that: 1. I have reviewed this report on Form N-Q of AllianzGI Equity & Convertible Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| April 23, 2015 |
AGIC Convertible & Income Fund ALLIANZ- MULTI FUNDS Allianz- Multi Funds SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 31, 2015 |
Report of Independent Registered Public Accounting Firm ex77b.htm Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of AllianzGI Equity & Convertible Income Fund In planning and performing our audit of the financial statements of AllianzGI Equity & Convertible Income Fund (the "Fund") as of and for the year ended January 31, 2015, in accordance with the standards of the Public Company Accounting Oversight |
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| March 31, 2015 |
ex77c.htm Annual Shareholder Meeting Results: The Fund held its annual meeting of shareholders on July 17, 2014. Shareholders voted as indicated below: Affirmative Withheld Authority Equity & Convertible Income: Re-election of Hans W. Kertess ? Class I to serve until the annual meeting for the 2017-2018 fiscal year 22,666,214 2,214,678 Re-election of William B. Ogden, IV ? Class I to serve until t |
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| December 22, 2014 |
Exhibit 99.302 Cert. CERTIFICATIONS I, Julian Sluyters, certify that: 1. I have reviewed this report on Form N-Q of AllianzGI Equity & Convertible Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| December 22, 2014 |
Allianzgi Equity & Convertible Income Fund - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21989 AllianzGI Equity & Convertible Income Fund (Exact name of registrant as specified in charter) 1633 Broadway New York, New York 10019 (Address of principal executive offices) (Zip code) Lawr |
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| September 26, 2014 |
Changes in Investment Policy – Equity & Convertible Income EX-99.77D POLICIES 3 nie77d.htm ALLIANZ NIE CHANGES IN INVESTMENT POLICY Changes in Investment Policy – Equity & Convertible Income Effective March 11, 2014, Equity & Convertible Income rescinded its non-fundamental investment policy to maintain a weighted average maturity typically ranging from five to ten years with respect to the portion of its portfolio allocated to income-producing convertibl |
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| September 26, 2014 |
Annual Shareholder Meeting Results: The Fund held its annual meeting of shareholders on July 17, 2014. |
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| July 25, 2014 |
PGWAX / AllianzGI Focused Growth Fund CORRESP - - Allianz Response Letter ROPES & GRAY LLP PRUDENTIAL TOWER 800 BOYLSTON STREET BOSTON, MA 02199-3600 WWW. |
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| June 19, 2014 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21989 AllianzGI Equity & Convertible Income Fund (Exact name of registrant as specified in charter) 1633 Broadway New York, New York 10019 (Address of principal executive offices) (Zip code) Lawr |
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| June 19, 2014 |
Exhibit 99.302 Cert. CERTIFICATIONS I, Julian Sluyters, certify that: 1. I have reviewed this report on Form N-Q of AllianzGI Equity & Convertible Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| June 17, 2014 |
AllianzGI / PIMCO Funds SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 31, 2014 |
AllianzGI Equity & Convertible Income Fund Shareholder Meeting Results: The Fund held its meeting of shareholders on July 17, 2013. |
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| March 31, 2014 |
On September 24, 2013, the Boards of Trustees of AllianzGI Equity & Convertible Income Fund (“NIE”) and AllianzGI Global Equity & Convertible Income Fund (“NGZ”) approved the reorganization of NGZ into NIE, pursuant to which NIE would continue as the surviving fund (the “Reorganization”). |
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| March 31, 2014 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of AllianzGI Equity & Convertible Income Fund In planning and performing our audit of the financial statements of AllianzGI Equity & Convertible Income Fund (the "Fund") as of and for the year ended January 31, 2014, in accordance with the standards of the Public Company Accounting Oversight Board (Un |
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| March 31, 2014 |
Changes in Investment Policy – Equity & Convertible Income Changes in Investment Policy – Equity & Convertible Income Effective March 11, 2014, Equity & Convertible Income rescinded its non-fundamental investment policy to maintain a weighted average maturity typically ranging from five to ten years with respect to the portion of its portfolio allocated to income-producing convertible securities. |
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| February 3, 2014 |
- ALLIANZGI EQUITY & CONVERTIBLE INCOME FUND ALLIANZGI EQUITY & CONVERTIBLE INCOME FUND As filed with the Securities and Exchange Commission on February 3, 2014 Registration No. |
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| February 3, 2014 |
Tax Opinion of Ropes & Gray LLP January 27, 2014 AllianzGI Global Equity & Convertible Income Fund 1633 Broadway New York, New York 10019 AllianzGI Equity & Convertible Income Fund 1633 Broadway New York, New York 10019 Ladies and Gentlemen: We have acted as counsel in connection with the Agreement and Plan of Reorganization (the “Agreement”) dated as of January 14, 2014 by and between AllianzGI Global Equity & Convertible Income Fund, a Massachusetts business trust, (“Target Fund”), and AllianzGI Equity & Convertible Income Fund, a Massachusetts business trust (“Acquiring Fund,” together with Target Fund, the “Funds”). |
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| December 23, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21989 AllianzGI Equity & Convertible Income Fund (Exact name of registrant as specified in charter) 1633 Broadway New York, New York 10019 (Address of principal executive offices) (Zip code) Lawr |
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| December 23, 2013 |
Exhibit 99.302 Cert. CERTIFICATIONS I, Brian S. Shlissel, certify that: 1. I have reviewed this report on Form N-Q of AllianzGI Equity & Convertible Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no |
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| December 5, 2013 |
Merger Prospectus - ALLIANZGI EQUITY & CONVERTIBLE INCOME FUND 425 1 d639266d425.htm ALLIANZGI EQUITY & CONVERTIBLE INCOME FUND Filed by AllianzGI Equity & Convertible Income Fund pursuant to Rule 425 of the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Company: AllianzGI Global Equity & Convertible Income Fund Commission File No. 811-22067 CLOSED-END FUND PROXY FA |
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| November 26, 2013 |
Opinion and consent of Ropes & Gray LLP ROPES & GRAY LLP PRUDENTIAL TOWER 800 BOYLSTON STREET BOSTON, MA 02199-3600 WWW. |
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| November 26, 2013 |
SEC Cover Letter ROPES & GRAY LLP ONE METRO CENTER 700 12TH STREET, NW, SUITE 900 WASHINGTON, DC 20005-3948 WWW. |
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| November 26, 2013 |
- ALLIANZGI EQUITY & CONVERTIBLE INCOME FUND AllianzGI Equity & Convertible Income Fund Table of Contents As filed with the Securities and Exchange Commission on November 25, 2013 Registration Nos. |
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| November 26, 2013 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Registrant's independent registered public accounting firm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our reports dated March 22, 2013 and October 22, 2013 relating to the financial statements and financial highlights of AllianzGI Equity & Convertible Income Fund, and of Alli |
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| November 26, 2013 |
AllianzGI Equity & Convertible Income Fund ROPES & GRAY LLP ONE METRO CENTER 700 12TH STREET, NW, SUITE 900 WASHINGTON, DC 20005-3948 WWW. |
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| November 25, 2013 |
AllianzGI Equity & Convertible Income Fund ROPES & GRAY LLP ONE METRO CENTER 700 12TH STREET, NW, SUITE 900 WASHINGTON, DC 20005-3948 WWW. |
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| November 21, 2013 |
AllianzGI Equity & Convertible Income Fund ALLIANZGI EQUITY & CONVERTIBLE INCOME FUND 1633 Broadway New York, NY 10019 November 21, 2013 United States Securities and Exchange Commission 100 F Street N. |
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| October 21, 2013 |
EX-99.(16) 5 d613392dex9916.htm POWERS OF ATTORNEY ALLIANZGI EQUITY & CONVERTIBLE INCOME FUND ALLIANZGI GLOBAL EQUITY & CONVERTIBLE INCOME FUND POWER OF ATTORNEY We, the undersigned Trustees of the above-named trusts (each, a “Trust” and, collectively, the “Trusts”), hereby severally constitute and appoint each of Thomas J. Fuccillo, Brian S. Shlissel, Lawrence G. Altadonna, Wayne Miao and David C |
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| October 21, 2013 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Registrant's independent registered public accounting firm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated March 22, 2013 relating to the financial statements and financial highlights of AllianzGI Equity & Convertible Income Fund, which appear in AllianzGI Equity & Convertible Income Fund’s Annual Report for the year ended January 31, 2013, which is incorporated by reference into such Registration Statement. |
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| October 21, 2013 |
AGIC Equity & Convertible Income Fund Form of Transfer Agency Services Agreement BY AGIC Equity & Convertible Income Fund (the “Company”) (name of corporation) a Massachusetts Business Trust (state of corporation) (description of entity — e. |
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| October 21, 2013 |
- ALLIANZGI EQUITY & CONVERTIBLE INCOME FUND AllianzGI Equity & Convertible Income Fund Table of Contents As filed with the Securities and Exchange Commission on October 18, 2013 Registration Nos. |
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| October 21, 2013 |
REGULATIONS OF AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC Regulations of American Stock Transfer & Trust Company, LLC REGULATIONS OF AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC 1. |
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| October 21, 2013 |
CORRESP 11 filename11.htm ROPES & GRAY LLP ONE METRO CENTER 700 12TH STREET, NW, SUITE 900 WASHINGTON, DC 20005-3948 WWW.ROPESGRAY.COM October 18, 2013 Nathan D. Briggs T: 1 202 626 3909 F. 1 202 383 9308 [email protected] VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: AllianzGI Equity & Convertible Income Fund |
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| September 26, 2013 |
Annual Shareholder Meeting Results: The Funds held their joint annual meeting of shareholders on July 17, 2013. |
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| September 26, 2013 |
AMENDED AND RESTATED PORTFOLIO MANAGEMENT AGREEMENT AllianzGI Equity & Convertible Income Fund AMENDED AND RESTATED PORTFOLIO MANAGEMENT AGREEMENT AllianzGI Equity & Convertible Income Fund This Amended and Restated Portfolio Management Agreement, dated July 1, 2013 (the “Agreement”), by and between ALLIANZ GLOBAL INVESTORS FUND MANAGEMENT LLC, a Delaware limited liability company (the “Manager”), and ALLIANZ GLOBAL INVESTORS U. |
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| June 20, 2013 |
Exhibit 99.302 Cert. CERTIFICATIONS I, Brian S. Shlissel, certify that: 1. I have reviewed this report on Form N-Q of AllianzGI Equity & Convertible Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no |
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| June 20, 2013 |
Quarterly Schedule of Portfolio Holdings - QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21989 ALLIANZGI Equity & Convertible Income Fund (Exact name of registrant as specified in charter) 1633 Broadway, New York, New York 10019 (Address of principal executive offices) (Zip code) Law |
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| May 22, 2013 |
AllianzGI / PIMCO Funds SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 27, 2013 |
Annual Shareholder Meeting Results: The Funds held their joint annual meeting of shareholders on July 19, 2012. |
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| March 27, 2013 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Trustees and Stockholders of AllianzGI Equity & Convertible Income Fund March 22, 2013 In planning and performing our audit of the financial statements of AllianzGI Equity & Convertible Income Fund (“the Fund”) as of and for the year ended January 31, 2013, in accordance with the standards of the Public Company Accounting Over |
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| December 19, 2012 |
Exhibit 99.302 Cert. CERTIFICATIONS I, Brian S. Shlissel, certify that: 1. I have reviewed this report on Form N-Q of AGIC Equity & Convertible Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mis |
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| December 19, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21989 AGIC Equity & Convertible Income Fund (Exact name of registrant as specified in charter) 1633 Broadway New York, New York 10019 (Address of principal executive offices) (Zip code) Lawrence |
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| September 26, 2012 |
EX-99.77C VOTES 2 niesharholdervotingresults.htm NIE ANNUAL SHAREHOLDER MEETING RESULTS AGIC Equity & Convertible Income Fund Annual Shareholder July 31, 2012 Meeting Results The Fund held its annual meeting of shareholders on July 19, 2012. Shareholders voted as indicated below: Affirmative Withheld Authority Re-election of James A. Jacobson – Class II to serve until the Annual Meeting for the 20 |
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| September 26, 2012 |
ALLIANZ-SPONSORED CLOSED-END FUNDS TERMS AND CONDITIONS OF THE DIVIDEND REINVESTMENT PLAN ALLIANZ-SPONSORED CLOSED-END FUNDS TERMS AND CONDITIONS OF THE DIVIDEND REINVESTMENT PLAN Holders of common shares of beneficial interest (the “Common Shares”) of each of the Allianz-sponsored closed-end investment companies listed on Appendix A hereto, as it may be amended from time to time (each a “Fund”), whose Common Shares are registered with the Agent (as defined below) (the “Registered Common Shareholders” or “Shareholders”), will automatically be enrolled (those so enrolled, the “Participants”) in the Fund’s Dividend Reinvestment Plan (the “Plan”) and are advised as follows with respect to each such Fund: 1. |
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| September 14, 2012 |
ALLIANZ FUNDS ROPES & GRAY LLP PRUDENTIAL TOWER 800 BOYLSTON STREET BOSTON, MA 02199-3600 WWW. |
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| June 15, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21989 AGIC Equity & Convertible Income Fund (Exact name of registrant as specified in charter) 1633 Broadway New York, New York 10019 (Address of principal executive offices) (Zip code) Lawrence |
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| June 15, 2012 |
Exhibit 99.302 Cert. CERTIFICATIONS I, Brian S. Shlissel, certify that: 1. I have reviewed this report on Form N-Q of AGIC Equity & Convertible Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mis |
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| May 23, 2012 |
Pimco/Allianz Joint Proxy SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 23, 2012 |
ALLIANZ-SPONSORED CLOSED-END FUNDS TERMS AND CONDITIONS OF THE DIVIDEND REINVESTMENT PLAN Effective November 15, 2011 ALLIANZ-SPONSORED CLOSED-END FUNDS TERMS AND CONDITIONS OF THE DIVIDEND REINVESTMENT PLAN Holders of common shares of beneficial interest (the “Common Shares”) of each of the Allianz-sponsored closed-end investment companies listed on Appendix A hereto, as it may be amended from time to time (each a “Fund”), whose Common Shares are registered with the Agent (as defined below) (the “Registered Common Shareholders” or “Shareholders”), will automatically be enrolled (those so enrolled, the “Participants”) in the Fund’s Dividend Reinvestment Plan (the “Plan”) and are advised as follows with respect to each such Fund: 1. |
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| March 23, 2012 |
Report of Independent Registered Public Accounting Firm Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of AGIC Equity & Convertible Income Fund March 23, 2012 In planning and performing our audit of the financial statements of AGIC Equity & Convertible Income Fund (the “Fund”) as of and for the year ended January 31, 2012, in accordance with the standards of the Public Company Accounting Oversight Boar |
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| March 23, 2012 |
AGIC Equity & Convertible Income Fund Annual Shareholder July 31, 2011 Meeting Results The Fund held its annual meeting of shareholders on July 20, 2011. |
