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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Nuveen Municipal Credit Opportunities Fund
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| March 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi |
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| December 13, 2024 |
SC 13D/A 1 ef20037755sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3) NUVEEN MUNICIPAL CREDIT OPPORTUNITIES FUND (Name of Issuer) Munifund Preferred Shares (Title of Class of Securities) 670663301 (CUSIP Number) Bank of America Corporation Bank of America Corporate Center 100 N. Tr |
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| December 13, 2024 |
Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including a |
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| October 31, 2024 |
Nuveen Municipal Credit Opportunities Fund (NYSE: NMCO) (the “Fund”) Supplement Dated October 31, 2024 To The Fund’s Currently Effective Prospectus Effective October 31, 2024, the information appearing under the heading “Risk Factors” of the Prospectus is hereby supplemented with the below. |
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| October 11, 2024 |
UP TO $70,131,757 COMMON SHARES $0.01 PAR VALUE PER SHARE Nuveen Municipal Credit Opportunities Fund Filed Pursuant to Rule 424(b)(5) Registration Statement No. 333-278206 PROSPECTUS SUPPLEMENT (To Prospectus dated October 3, 2024) UP TO $70,131,757 COMMON SHARES $0.01 PAR VALUE PER SHARE Nuveen Municipal Credit Opportunities Fund Nuveen Municipal Credit Opportunities Fund (the “Fund”), a diversified, closed-end management investment company, is offering up to $70,131,757 of its common shares, $0 |
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| October 9, 2024 |
As filed with the Securities and Exchange Commission on October 9, 2024 As filed with the Securities and Exchange Commission on October 9, 2024 Securities Act File No. |
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| October 9, 2024 |
Nuveen Closed-End Funds POWER OF ATTORNEY Nuveen Municipal Credit Opportunities Fund POS EX Exhibit 99.t3 Nuveen Closed-End Funds POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a director/trustee of the organizations listed on Appendix A, hereby constitutes and appoints MARK J. CZARNIECKI, JEREMY FRANKLIN, DIANA R. GONZALEZ, BRIAN H. LAWRENCE, KEVIN J. MCCARTHY, JOHN M. MCCANN, MARK L. WINGET and RACHAEL ZUFAL |
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| October 3, 2024 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street Suite 2600 Philadelphia, PA 19103 Telephone 215. |
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| September 17, 2024 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street Suite 2600 Philadelphia, PA 19103 Telephone 215. |
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| May 20, 2024 |
Nuveen Municipal Credit Opportunities Fund (NYSE: NMCO) (the “Fund”) Supplement Dated May 20, 2024 to the Fund’s Currently Effective Prospectus Effective May 1, 2024, the information appearing under the heading “Management of the Fund – Investment Management and Sub-Advisory Agreements – Complex-Level Fee” of the Prospectus is hereby deleted and replaced with the following: Complex-Level Fee. |
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| April 1, 2024 |
Thomas S. Harman Partner +1.202.373.6725 [email protected] April 1, 2024 VIA EDGAR Mr. John Kernan, Esq. Division of Investment Management, Disclosure Review & Accounting Office U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Nuveen Closed-End Funds – Sarbanes Oxley Review Dear Mr. Kernan: This letter addresses the comments you provided in a telepho |
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| March 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2024 (February 28, 2024) Nuveen Municipal Credit Opportunities Fund (Exact name of registrant as specified in its charter) Massachusetts 811-23440 84-2231986 (State or other |
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| February 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| January 2, 2024 |
Filed Pursuant to Rule 424(b)(3) File No. 333-254473 File No. 333-254678 File No. 333-255685 File No. 333-237421 NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND (NYSE: JPC) NUVEEN MUNICIPAL CREDIT OPPORTUNITIES FUND (NYSE: NMCO) NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND (NASDAQ: QQQX) NUVEEN S&P 500 DYNAMIC OVERWRITE FUND (NYSE: SPXX) (EACH, A “FUND”) SUPPLEMENT DATED JANUARY 2, 2024 TO EACH FUND’S ST |
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| December 1, 2023 |
SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Nuveen Municipal Credit Opportunities Fund (Name of Issuer) Series C MuniFund Preferred Shares (Title of Class of Securities) 670663 400 (CUSIP Number) November 6, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriat |
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| November 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) NUVEEN MUNICIPAL CREDIT OPPORTUNITIES FUND (Name of Issuer) MUNIFUND PREFERRED SHARES (Title of Class of Securities) 670663 301 (CUSIP Number) Bank of America Corporation Bank of America Corporate Center 100 N. Tryon Street Charlotte, North Carolina 28255 |
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| November 8, 2023 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY EX-99.2 3 ef20014230ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby make, constitute, and appoint Michael Jentis as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation's name, place and stead, for the Corporation's use and benefit, to |
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| November 8, 2023 |
EX-99.1 2 ef20014230ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or an |
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| October 24, 2023 |
Filed Pursuant to Rule 424(b)(3) File No. 333-261173 File No. 333-253965 File No. 333-271575 File No. 333-271871 File No. 333-237289 File No. 333-254678 NUVEEN AMT-FREE MUNICIPAL CREDIT INCOME FUND (NYSE: NVG) NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND (NYSE: NMZ) NUVEEN SELECT TAX-FREE INCOME PORTFOLIO (NYSE: NXP) NUVEEN CALIFORNIA SELECT TAX-FREE INCOME PORTFOLIO (NYSE: NXC) NUVEEN MUNICIPAL |
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| October 13, 2023 |
Filed Pursuant to Rule 424(b)(3) File No. 333-254473 File No. 333-254472 File No. 333-254678 File No. 333-255685 File No. 333-237421 NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND (NYSE: JPC) NUVEEN PREFERRED & INCOME SECURITIES FUND (NYSE: JPS) NUVEEN MUNICIPAL CREDIT OPPORTUNITIES FUND (NYSE: NMCO) NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND (NASDAQ: QQQX) NUVEEN S&P 500 DYNAMIC OVERWRITE FUND (NYSE: |
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| October 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2023 (October 13, 2023) Nuveen Municipal Credit Opportunities Fund (Exact name of registrant as specified in its charter) Massachusetts 811-23440 84-2231986 (State or othe |
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| May 31, 2023 |
Filed Pursuant to Rule 424(b)(3) File No. 333-259086 File No. 333-254678 NUVEEN DYNAMIC MUNICIPAL OPPORTUNITIES FUND (NYSE: NDMO) NUVEEN MUNICIPAL CREDIT OPPORTUNITIES FUND (NYSE: NMCO) (EACH, A “FUND” AND, TOGETHER, THE “FUNDS”) SUPPLEMENT DATED MAY 31, 2023 TO EACH FUND’S PROSPECTUS AND STATEMENT OF ADDITIONAL INFORMATION (“SAI”) Nuveen Dynamic Municipal Opportunities Fund Prospectus and SAI dat |
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| April 12, 2023 |
Nuveen Municipal Credit Opportunities Fund Filed Pursuant to Rule 424(b)(3) File No. |
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| March 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| March 28, 2023 |
NPORT-EX 2 tiaaNMCO.htm 1 Nuveen Municipal Credit Opportunities Fund Portfolio of Investments January 31, 2023 (Unaudited) NMCO Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS - 168.3% (100.0% of Total Investments) X 1,070,075,818 MUNICIPAL BONDS - 157.8% (93.8% of Total Investments) X 1,070,075,818 Alabama - 6.1% (3.6% of Total Investmen |
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| September 30, 2022 |
Filed Pursuant to Rule 424(b)(3) File No. 333-259086 File No. 333-254678 NUVEEN DYNAMIC MUNICIPAL OPPORTUNITIES FUND (NYSE: NDMO) NUVEEN MUNICIPAL CREDIT OPPORTUNITIES FUND (NYSE: NMCO) (EACH, A ?FUND?) SUPPLEMENT DATED SEPTEMBER 30, 2022 TO EACH FUND?S STATEMENT OF ADDITIONAL INFORMATION (?SAI?) Nuveen Dynamic Municipal Opportunities Fund Nuveen Municipal Credit Opportunities Fund SAI dated Augus |
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| September 28, 2022 |
1 Nuveen Municipal Credit Opportunities Fund Portfolio of Investments July 31, 2022 (Unaudited) NMCO Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS - 165. |
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| March 30, 2022 |
Nuveen Municipal Credit Opportunities Fund NMCO Nuveen Municipal Credit Opportunities Fund Portfolio of Investments January 31, 2022 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS – 156. |
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| February 25, 2022 |
Exhibit 99.1 Certain Nuveen Closed-End Funds Announce Board?s Approval of Suspension of Previously Adopted Control Share By-Law Board Intends to Appeal U.S. District Court?s Recent Ruling Nuveen AMT-Free Municipal Credit Income Fund (NYSE: NVG), Nuveen AMT-Free Municipal Value Fund (NYSE: NUW), Nuveen AMT-Free Quality Municipal Income Fund (NYSE: NEA), Nuveen Arizona Quality Municipal Income Fund |
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| February 25, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2022 (February 24, 2022) NUVEEN MUNICIPAL CREDIT OPPORTUNITIES FUND (Exact name of registrant as specified in its charter) Massachusetts 811-23440 84-2231986 (State or ot |
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| February 25, 2022 |
Amendment No. 1 to Amended and Restated By-Laws Exhibit 3.1 AMENDMENT NO. 1 TO THE AMENDED AND RESTATED BY-LAWS OF NUVEEN CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS This Amendment No. 1 (this ?Amendment?) to the By-Laws of Nuveen Closed-End Funds organized as Massachusetts business trusts, amended and restated as of October 5, 2020 (the ?By-Laws?) and applicable to each Nuveen Closed-End Fund listed on Exhibit A to the By-Laws |
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| February 24, 2022 |
DEF 14A 1 d282147ddef14a.htm NUVEEN MUNICIPAL CREDIT OPPORTUNITIES FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, |
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| January 4, 2022 |
Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the ?Exchange Act?), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including a |
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| January 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) NUVEEN MUNICIPAL CREDIT OPPORTUNITIES FUND (Name of Issuer) Munifund Preferred Shares (Title of Class of Securities) 670663301 (CUSIP Number) Bank of America Corporation Bank of America Corporate Center 100 N. Tryon Street Charlotte, North Carolina 28255 |
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| January 4, 2022 |
[Amended and Restated Voting Trust Agreement] Exhibit 99.5 [Amended and Restated Voting Trust Agreement] Chapman and Cutler LLP AMENDED AND RESTATED VOTING TRUST AGREEMENT THIS AMENDED AND RESTATED VOTING TRUST AGREEMENT (this ?Agreement?) is made and entered into effective for all purposes and in all respects as of January 1, 2022, by and among Banc of America Preferred Funding Corporation, a Delaware corporation, including its successors an |
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| January 4, 2022 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the ?Corporation?), does hereby make, constitute, and appoint Michael Jentis as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation?s name, place and stead, for the Corporation?s use and benefit, to bind the Corporation by his execution of th |
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| September 27, 2021 |
Nuveen Municipal Credit Opportunities Fund NMCO Nuveen Municipal Credit Opportunities Fund Portfolio of Investments July 31, 2021 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS – 152. |
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| June 1, 2021 |
Filed Pursuant to Rule 424(b)(3) File No. 333-254678 NUVEEN MUNICIPAL CREDIT OPPORTUNITIES FUND (NYSE: NMCO) (THE ?FUND?) SUPPLEMENT DATED JUNE 1, 2021 TO THE FUND?S STATEMENT OF ADDITIONAL INFORMATION (?SAI?) DATED MARCH 24, 2021 Effective June 1, 2021, Amy B. R. Lancellotta and Joanne T. Medero are appointed to the Fund?s Board of Trustees (the ?Board?) as independent trustees. In addition, Ms. |
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| April 9, 2021 |
April 9, 2021 Ms. Megan Miller U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review & Accounting Office 100 F Street N.E. Washington DC 20549 Nuveen Closed-End and Open-End Funds – Sarbanes Oxley Review Dear Ms. Miller, This letter addresses the comments you provided in a telephone discussion on March 5, 2021, regarding reviews performed by the staff of the |
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| March 29, 2021 |
Nuveen Municipal Credit Opportunities Fund NMCO Nuveen Municipal Credit Opportunities Fund Portfolio of Investments January 31, 2021 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS – 154. |
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| March 26, 2021 |
NUVEEN MUNICIPAL CREDIT OPPORTUNITIES FUND 333 West Wacker Drive Chicago, Illinois 60606 March 24, 2021 Nuveen Securities, LLC 333 West Wacker Drive Chicago, Illinois 60606 Re: Distribution Agreement Relating to At-the-Market Offerings Ladies and Gentlemen: Nuveen Municipal Credit Opportunities Fund is a Massachusetts business trust operating as a closed-end management investment company (hereinafter referred to as the ?Fund?). |
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| March 26, 2021 |
- NUVEEN MUNICIPAL CREDIT OPPORTUNITIES FUND As filed with the Securities and Exchange Commission on March 26, 2021 Securities Act File No. |
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| March 26, 2021 |
DEALER AGREEMENT Nuveen Securities, LLC 333 West Wacker Drive Chicago, Illinois 60606 March 24, 2021 Stifel, Nicolaus & Company, Incorporated One South Street, 15th Floor Baltimore, Maryland 21202 RE: At-the-Market Offerings by Nuveen Municipal Credit Opportunities Fund Ladies and Gentlemen: From time to time Nuveen Securities, LLC (the ?Manager?, ?we? or ?us?) will act as manager of registered at-the-market offerings by the Nuveen Municipal Credit Opportunities Fund, a Massachusetts business trust (the ?Fund?), of the Fund?s common stock, par value $0. |
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| March 25, 2021 |
EX-99.S.1 13 d60524dex99s1.htm POWERS OF ATTORNEY NUVEEN CLOSED-END FUNDS POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENT, that the undersigned, in his capacity as a director/trustee of the above-referenced organizations listed on Appendix A hereto (the “Funds”), hereby constitutes and appoints MARK CZARNIECKI, DIANA R. GONZALEZ, KEVIN J. McCARTHY, CHRISTOPHER M. ROHRBACHER, MARK L. WINGET, GI |
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| March 25, 2021 |
EX-99.R.1 11 d60524dex99r1.htm CODE OF ETHICS AND REPORTING REQUIREMENTS OF NUVEEN Nuveen Compliance | 13 August 2020 Code of Ethics SUMMARY AND SCOPE What the Code is about Helping to ensure that Nuveen personnel place the interests of Nuveen clients ahead of their own personal interests. Who the Code applies to and what the implications are This Code applies to individuals in the following categ |
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| March 25, 2021 |
Up to $90,000,000 Common Shares Nuveen Municipal Credit Opportunities Fund Table of Contents Filed Pursuant to Rule 424(b)(5) File No. 333-254678 PROSPECTUS SUPPLEMENT (To Prospectus dated March 25, 2021) Up to $90,000,000 Common Shares Nuveen Municipal Credit Opportunities Fund Nuveen Municipal Credit Opportunities Fund (the ?Fund?), a diversified, closed-end management investment company, is offering up to $90,000,000 of its common shares, $0.01 par value per share (th |
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| March 25, 2021 |
EX-99.I 3 d60524dex99i.htm RESTATED NUVEEN OPEN-END AND CLOSED-END FUNDS DEFERRED COMPENSATION PLAN Exhibit i NUVEEN OPEN-END AND CLOSED-END FUNDS DEFERRED COMPENSATION PLAN FOR INDEPENDENT DIRECTORS AND TRUSTEES (As Amended and Restated Effective May 8, 2020) TABLE OF CONTENTS SECTION 1 PURPOSE OF PLAN; RESTATEMENT EFFECTIVE DATE 1 1.1 Purpose of Plan 1 1.2 Effective Date 1 1.3 Grandfather Rule f |
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| March 25, 2021 |
Consent of KPMG LLP is filed herewith. Consent of Independent Registered Public Accounting Firm The Board of Trustees Nuveen Municipal Credit Opportunities Fund: We consent to the use of our report dated December 28, 2020, with respect to the financial statements and financial highlights of Nuveen Municipal Credit Opportunities Fund, as of October 31, 2020, incorporated herein by reference, and to the references to our firm under the headings ?Financial Highlights? and ?Independent Registered Public Accounting Firm? in the Base Prospectus and Prospectus Supplement and ?Independent Registered Public Accounting Firm? in the Statement of Additional Information filed on Form N-2. |
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| March 25, 2021 |
Amended and Restated By-Laws of Registrant, dated October 5, 2020, are filed herewith. BY-LAWS OF NUVEEN CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS (Amended and Restated as of October 5, 2020) ARTICLE I DECLARATION OF TRUST AND OFFICES Section 1. |
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| March 25, 2021 |
EX-99.R.2 12 d60524dex99r2.htm CODE OF ETHICS FOR THE INDEPENDENT TRUSTEES OF THE NUVEEN FUNDS Nuveen Funds Code of Ethics for the Independent Trustees I. Summary a. Purpose The purpose of this Code is to help to ensure that the Independent Directors/Trustees (“Trustees”) of the Nuveen Funds place the interests of the Nuveen Funds and their shareholders ahead of the Trustees’ own personal interest |
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| March 25, 2021 |
Third Amendment to Transfer Agency and Service Agreement This Third Amendment (?Amendment?), effective as of May 11, 2020 (?Effective Date?), is to the Transfer Agency and Service Agreement (the ?Agreement?, made as of June 15, 2017, by and between each of the Nuveen closed-end investment companies listed on Schedule A (each such investment company, a ?Fund?, and Computershare Inc. |
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| March 25, 2021 |
SECOND AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENT This Second Amendment (?Amendment?) Is entered into and effective as of this the 26th day of February, 2018, and hereby amends that certain Transfer Agency and Service Agreement by and among each Nuveen closed-end investment companies listed on Schedule A attached hereto, as may be amended from time to time (?Schedule A?) {each such investment company, a ?Fund?), and Computershare Inc. |
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| March 25, 2021 |
AMENDMENT TO THE AMENDED AND RESTATED CUSTODIAN AGREEMENT BETWEEN EACH MANAGEMENT INVESTMENT COMPANY IDENTIFIED ON APPENDIX A OF THE AGREEMENT AND STATE STREET BANK AND TRUST COMPANY AMENDMENT to the Amended and Restated Custodian Agreement (the ?Agreement?) made as of July 15, 2015 by and between State Street Bank and Trust Company, a Massachusetts trust company (the ?Custodian?) and each managem |
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| March 25, 2021 |
March 24, 2021 Nuveen Municipal Credit Opportunities Fund 333 West Wacker Drive Chicago, IL 60606 Re: Nuveen Municipal Credit Opportunities Fund (NMCO): Registration Statement on Form N-2 (File No. |
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| March 25, 2021 |
Exhibit k.2 FIRST AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENT This First Amendment (?Amendment?) is entered into and effective as of this the 7th day of September, 2017, and hereby amends that certain Transfer Agency and Service Agreement by and among each Nuveen closed-end investment companies listed on Schedule A attached hereto, as may be amended from time to time (?Schedule A?) (each su |
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| March 25, 2021 |
- NUVEEN MUNICIPAL CREDIT OPPORTUNITIES FUND Table of Contents As filed with the Securities and Exchange Commission on March 24, 2021 Securities Act File No. |
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| March 25, 2021 |
EX-99.L.2 9 d60524dex99l2.htm OPINION OF MORGAN, LEWIS & BOCKIUS LLP March 24, 2021 Nuveen Municipal Credit Opportunities Fund 333 West Wacker Drive Chicago, Illinois 60606 Re: Registration Statement on Form N-2 Ladies and Gentlemen: We have acted as counsel to Nuveen Municipal Credit Opportunities Fund (the “Fund”), a Massachusetts voluntary association (commonly known as a “business trust”), in |
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| March 4, 2021 |
- NUVEEN MUNICIPAL CREDIT OPPORTUNITIES FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ? Def |
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| October 6, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2020 (October 5, 2020) NUVEEN MUNICIPAL CREDIT OPPORTUNITIES FUND (Exact name of registrant as specified in its charter) Massachusetts 811-23440 84-2231986 (State or ot |
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| October 6, 2020 |
EX-99.1 3 d79981dex991.htm EX-99.1 Exhibit 99.1 Certain Nuveen Closed-End Funds Announce the Board’s Approval of Amended and Restated By-Laws of the Funds Nuveen AMT-Free Municipal Credit Income Fund (NYSE: NVG), Nuveen AMT-Free Municipal Value Fund (NYSE: NUW), Nuveen AMT-Free Quality Municipal Income Fund (NYSE: NEA), Nuveen Arizona Quality Municipal Income Fund (NYSE: NAZ), Nuveen California AM |
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| October 6, 2020 |
EX-3.1 Exhibit 3.1 BY-LAWS OF NUVEEN CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS (Amended and Restated as of October 5, 2020) ARTICLE I DECLARATION OF TRUST AND OFFICES Section 1.1 The Trust; Declaration of Trust. These are the By-Laws of each Nuveen Closed-End Fund listed on Exhibit A, each a Massachusetts business trust established by its own Declaration of Trust (each such fund |
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| September 28, 2020 |
NMCO Nuveen Municipal Credit Opportunities Fund Portfolio of Investments July 31, 2020 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS – 160. |
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| March 27, 2020 |
Nuveen Municipal Credit Opportunities Fund NMCO Nuveen Municipal Credit Opportunities Fund Portfolio of Investments January 31, 2020 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS – 133. |
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| March 3, 2020 |
SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Nuveen Municipal Credit Opportunities Fund (Name of Issuer) Series C MuniFund Preferred Shares (Title of Class of Securities) 670663 400 (CUSIP Number) February 13, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate |
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| December 31, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. n/a )* Nuveen Municipal Credit Opportunities Fund (Name of Issuer) Munifund Preferred Shares (Title of Class of Securities) 670663 301 (CUSIP Number) Bank of America Corporation, Bank of America Corporate Center, 100 North Tryon Street, Charlotte, North Caro |
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| December 31, 2019 |
EX-99.3 4 vta.htm EX-99.3 VOTING TRUST AGREEMENT THIS VOTING TRUST AGREEMENT (this "Agreement") is made and entered into effective for all purposes and in all respects as of December 30, 2019 by and among Lord Securities Corporation, as trustee (the "Trustee" or any successor thereto), Banc of America Preferred Funding Corporation, a Delaware corporation, including its successors and assigns by op |
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| December 31, 2019 |
INITIAL SERIES B MUNIFUND PREFERRED SHARES (MFP) PURCHASE AGREEMENT dated as of December 30, 2019 between NUVEEN MUNICIPAL CREDIT OPPORTUNITIES FUND, as Issuer and BANC OF AMERICA PREFERRED FUNDING CORPORATION as Purchaser (NMCO Series B MFP – VARIABLE RATE MODE) CONTENTS SECTION PAGE Article I DEFINITIONS 1 1. |
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| December 31, 2019 |
SCHEDULE II LITIGATION SCHEDULE SCHEDULE II LITIGATION SCHEDULE New York Attorney General Investor Protection Bureau Masking Settlement 3/22/2018 On March 22, 2018, the Attorney General of the State of New York Investor Protection Bureau (“NYAG”) alleged that Bank of America Corporation (“BAC”) and Merrill Lynch, Pierce, Fenner & Smith Incorporated (“MLPF&S”) (1) concealed from its institutional clients that orders were routed to and executed by “electronic liquidity providers,” (2) misstated the composition of orders and trades in its dark pool, and (3) did not accurately describe its use of a proprietary “venue ranking” analysis, in violation of the Martin Act and Executive Law § 63(12). |
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| December 31, 2019 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby make, constitute, and appoint each of Kim Louise Oakley Heslop, Kelvin Kwok, Ronnie Ojera, Ally Pecarro, and Tolu Tade as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation's name, place and stead, for the Cor |
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| December 31, 2019 |
SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS EX-99.5 6 schI.htm EX-99.5 SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS The following sets forth the name and present principal occupation of each executive officer and director of Bank of America Corporation. The business address of each of the executive officers and directors of Bank of America Corporation is Bank of America Corporate Center, 100 North Tryon Street, Charlotte |
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| December 31, 2019 |
EX-99.1 2 jfa.htm EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulati |
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| September 18, 2019 |
EX-99.L.3 16 d599542dex99l3.htm CONSENT OF STRADLEY RONON STEVENS & YOUNG, LLP exhibit l.3 Stradley Ronon Stevens & Young, LLP 191 North Wacker Drive Suite 1601 Chicago, IL 60606 September 18, 2019 Nuveen Municipal Credit Opportunities Fund 333 West Wacker Drive Chicago, Illinois 60606 Nuveen Municipal Credit Opportunities Fund As counsel for Nuveen Municipal Credit Opportunities Fund (the “Regist |
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| September 18, 2019 |
D.A. Davidson & Co. Fee Agreement Exhibit h.12 FEE AGREEMENT September 16, 2019 D.A. Davidson & Co. 8 Third Street North Great Falls, MT 59401 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated September 16, 2019 (the “Underwriting Agreement”), by and among Nuveen Municipal Credit Opportunities Fund (the “Fund”), Nuveen Fund Advisors, LLC (the “Company”), Nuveen Asset Mana |
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| September 18, 2019 |
Consent of Morgan, Lewis & Bockius LLP Exhibit l.4 September 18, 2019 Nuveen Municipal Credit Opportunities Fund 333 West Wacker Drive Chicago, Illinois 60606 Stradley Ronon Stevens & Young, LLP 191 N. Wacker Dr., Ste. 1601 Chicago, Illinois 60606 RE: Nuveen Municipal Credit Opportunities Fund Ladies and Gentlemen: As special Massachusetts counsel to Nuveen Municipal Credit Opportunities Fund, a M |
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| September 18, 2019 |
Wells Fargo Securities, LLC Structuring Fee Agreement Exhibit h.7 STRUCTURING FEE AGREEMENT September 16, 2019 Wells Fargo Securities, LLC 375 Park Avenue New York, NY 10152 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated September 16, 2019 (the “Underwriting Agreement”), by and among Nuveen Municipal Credit Opportunities Fund (the “Fund”), Nuveen Fund Advisors, LLC (th |
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| September 18, 2019 |
Specimen Morgan Stanley & Co. LLC Master Selected Dealers Agreement Exhibit h.4 Morgan Stanley & Co. LLC MASTER SELECTED DEALERS AGREEMENT REGISTERED SEC OFFERINGS AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES) March 1, 2019 This Master Selected Dealers Agreement (this “Master SDA”), dated as of March 1, 2019, is by and between Morgan Stanley & Co. LLC (including its successor |
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| September 18, 2019 |
Nuveen Municipal Credit Opportunities Fund As filed with the Securities and Exchange Commission on September 18, 2019 Securities Act File No. |
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| September 18, 2019 |
NUVEEN MUNICIPAL CREDIT OPPORTUNITIES FUND POWER OF ATTORNEY EX-99.S 19 d599542dex99s.htm POWERS OF ATTORNEY Exhibit s NUVEEN MUNICIPAL CREDIT OPPORTUNITIES FUND POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a trustee of the above-referenced organization, hereby constitutes and appoints MARK J. CZARNIECKI, DIANA R. GONZALEZ, KEVIN J. McCARTHY, CHRISTOPHER M. ROHRBACHER, MARK L. WINGET, GIFFORD R. ZIMMERMAN and ERIC F. FESS, and |
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| September 18, 2019 |
NUVEEN EXCHANGE-TRADED FUNDS MASTER SELECTED DEALER AGREEMENT Specimen Nuveen Master Selected Dealer Agreement Exhibit h.3 NUVEEN EXCHANGE-TRADED FUNDS MASTER SELECTED DEALER AGREEMENT [DATED] Dear Ladies and Gentlemen: In connection with public offerings of securities (“Securities”) of registered investment companies sponsored by Nuveen Investments (“Nuveen”) which are underwritten by a group of underwriters (“Underwriters”) which are represented by Nuveen |
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| September 18, 2019 |
Specimen Dealer Letter Agreement Exhibit h.2 Nuveen Investments 333 West Wacker Drive Chicago, IL 60606 , 2011 Dear Mr. : Reference is made to Fund (the “Fund”). The Fund currently is making an initial public offering of its common shares of beneficial interest (the “Shares”) through several underwriters. Such offering is referred to herein as the “Offering.” You are acting as lead manager and rep |
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| September 18, 2019 |
Wedbush Securities Inc. Fee Agreement Exhibit h.14 FEE AGREEMENT September 16, 2019 Wedbush Securities Inc. 1000 Wilshire Blvd. Los Angeles, CA 90017 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated September 16, 2019 (the “Underwriting Agreement”), by and among Nuveen Municipal Credit Opportunities Fund (the “Fund”), Nuveen Fund Advisors, LLC (the “Company”), Nuveen Ass |
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| September 18, 2019 |
EX-99.H.13 14 d599542dex99h13.htm JANNEY MONTGOMERY SCOTT LLC FEE AGREEMENT Exhibit h.13 FEE AGREEMENT September 16, 2019 Janney Montgomery Scott LLC 60 State Street Boston, Massachusetts 02109 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated September 16, 2019 (the “Underwriting Agreement”), by and among Nuveen Municipal Credit Opportunities Fund (the “Fund”), Nuveen Fu |
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| September 18, 2019 |
EX-99.H.10 11 d599542dex99h10.htm RBC CAPITAL MARKETS, LLC FEE AGREEMENT Exhibit h.10 FEE AGREEMENT September 16, 2019 RBC Capital Markets, LLC Three World Financial Center, 8th Floor 200 Vesey Street, New York, New York 10281-8098 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated September 16, 2019 (the “Underwriting Agreement”), by and among Nuveen Municipal Credit Oppo |
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| September 18, 2019 |
Underwriting Agreement Exhibit h.1 47,000,000 Shares NUVEEN MUNICIPAL CREDIT OPPORTUNITIES FUND COMMON SHARES OF BENEFICIAL INTEREST, PAR VALUE $0.01 PER SHARE UNDERWRITING AGREEMENT September 16, 2019 September 16, 2019 Morgan Stanley & Co. LLC UBS Securities LLC Wells Fargo Securities, LLC Nuveen Securities, LLC c/o Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 UBS Securities L |
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| September 18, 2019 |
Consent of Independent Registered Public Accounting Firm Consent of KPMG LLP Exhibit n Consent of Independent Registered Public Accounting Firm The Board of Trustees Nuveen Municipal Credit Opportunities Fund: We consent to the use of our report dated July 23, 2019 with respect to the financial statements and financial highlights of Nuveen Municipal Credit Opportunities Fund and to the references to our firm under the headings “Legal Opinions and Experts” in the Prospectus and “Experts” in the Statement of Additional Information, which are incorporated by reference in the post-effective ammendment filed on Form N-2. |
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| September 18, 2019 |
Specimen Morgan Stanley & Co. LLC Master Agreement Among Underwriters Exhibit h.5 Morgan Stanley & Co. LLC MASTER AGREEMENT AMONG UNDERWRITERS REGISTERED SEC OFFERINGS (INCLUDING MULTIPLE SYNDICATE OFFERINGS) AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES) January 1, 2019 This Master Agreement Among Underwriters (this “Master AAU”), dated as of January 1, 2019, is by and betwee |
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| September 18, 2019 |
EX-99.H.9 10 d599542dex99h9.htm BB&T CAPITAL MARKETS, A DIVISION OF BB&T SECURITIES, LLC FEE AGREEMENT Exhibit h.9 FEE AGREEMENT September 16, 2019 BB&T Capital Markets, a division of BB&T Securities, LLC 901 East Byrd Street Richmond, Virginia 23219 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated September 16, 2019 (the “Underwriting Agreement”), by and among Nuveen Mu |
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| September 18, 2019 |
EX-99.H.11 12 d599542dex99h11.htm STIFEL, NICOLAUS & COMPANY, INCORPORATED FEE AGREEMENT Exhibit h.11 FEE AGREEMENT September 16, 2019 Stifel, Nicolaus & Company, Incorporated 237 Park Avenue New York, NY 10017 Ladies and Gentlemen: Reference is made to the Underwriting Agreement dated September 16, 2019 (the “Underwriting Agreement”), by and among Nuveen Municipal Credit Opportunities Fund (the “ |
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| September 18, 2019 |
EX-99.H.6 7 d599542dex99h6.htm MORGAN STANLEY & CO. LLC STRUCTURING FEE AGREEMENT Exhibit h.6 STRUCTURING FEE AGREEMENT September 16, 2019 Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 Ladies and Gentlemen: This Agreement is between Nuveen Fund Advisors, LLC (the “Company”) and Morgan Stanley & Co. LLC (“Morgan Stanley”) with respect to Nuveen Municipal Credit Opportunities Fund |
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| September 18, 2019 |
EX-99.H.8 9 d599542dex99h8.htm UBS SECURITIES LLC STRUCTURING FEE AGREEMENT Exhibit h.8 STRUCTURING FEE AGREEMENT September 16, 2019 UBS Securities LLC 1285 Avenue of the Americas New York, New York 10019 Ladies and Gentlemen: This agreement (the “Agreement”) is between Nuveen Fund Advisors, LLC (including any successor or assign by merger or otherwise, the “Company”) and UBS Securities LLC (“UBS” |
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| September 16, 2019 |
Nuveen Municipal Credit Opportunities Fund Stradley Ronon Stevens & Young, LLP 191 N. |
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| September 12, 2019 |
NMCO / Nuveen Municipal Credit Opportunities Fund CORRESP - - Nuveen Municipal Credit Opportunities Fund Nuveen Fund Advisors, LLC 333 West Wacker Drive Chicago, Illinois 60606 Phone: 312-917-7700 www. |
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| August 14, 2019 |
NMCO / Nuveen Municipal Credit Opportunities Fund CORRESP - - Nuveen Municipal Credit Opportunities Fund Stradley Ronon Stevens & Young, LLP 191 North Wacker Drive Suite 1601 Chicago, IL 60606 Telephone 312. |
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| July 25, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 NUVEEN MUNICIPAL CREDIT OPPORTUNITIES FUND (Exact Name of Registrant as Specified in Its Charter) MASSACHUSETTS 84-2231986 (State of Incorporation or Organization) (I.R.S. Employer Identification N |
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| July 24, 2019 |
NMCO / Nuveen Municipal Credit Opportunities Fund CORRESP - - Nuveen Municipal Credit Opportunities Fund Stradley Ronon Stevens & Young, LLP 191 North Wacker Drive, Suite 1601 Chicago, Illinois 60606 Telephone 312. |
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| April 26, 2019 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940; and in connection with such notifi |
