Mga Batayang Estadistika
LEI | 549300G7ZQTM08LLEK41 |
CIK | 1607997 |
SEC Filings
SEC Filings (Chronological Order)
March 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi |
|
December 13, 2024 |
SC 13D/A 1 ef20037756sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 6) NUVEEN MINNESOTA QUALITY MUNICIPAL INCOME FUND (Name of Issuer) Preferred Shares (Title of Class of Securities) 670734508 (CUSIP Number) Bank of America Corporation Bank of America Corporate Center 100 N. Tryon S |
|
December 13, 2024 |
Exhibit 99.1 JOINT FILING AGREEMENT EX-99.1 2 ef20037756ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or an |
|
November 22, 2024 |
600,000 COMMON SHARES $0.01 PAR VALUE PER SHARE Nuveen Minnesota Quality Municipal Income Fund Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333-282457 PROSPECTUS SUPPLEMENT (To Prospectus dated November 22, 2024) 600,000 COMMON SHARES $0.01 PAR VALUE PER SHARE Nuveen Minnesota Quality Municipal Income Fund Nuveen Minnesota Quality Municipal Income Fund (the “Fund”), a diversified, closed-end management investment company, is offering up to 600,000 of its common shares, $0.01 |
|
November 13, 2024 |
STATEMENT OF ADDITIONAL INFORMATION Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 Telephone 215. |
|
April 1, 2024 |
Thomas S. Harman Partner +1.202.373.6725 [email protected] April 1, 2024 VIA EDGAR Mr. John Kernan, Esq. Division of Investment Management, Disclosure Review & Accounting Office U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Nuveen Closed-End Funds – Sarbanes Oxley Review Dear Mr. Kernan: This letter addresses the comments you provided in a telepho |
|
March 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2024 (February 28, 2024) Nuveen Minnesota Quality Municipal Income Fund (Exact name of registrant as specified in its charter) Massachusetts 811-22967 47-1424471 (State or ot |
|
February 27, 2024 |
Nuveen Minnesota Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
|
October 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2023 (October 13, 2023) Nuveen Minnesota Quality Municipal Income Fund (Exact name of registrant as specified in its charter) Massachusetts 811-22967 47-1424471 (State or |
|
March 30, 2023 |
Nuveen Minnesota Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
|
November 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5) NUVEEN MINNESOTA QUALITY MUNICIPAL INCOME FUND (Name of Issuer) PREFERRED SHARES (Title of Class of Securities) 670734508 (CUSIP Number) Bank of America Corporation Bank of America Corporate Center 100 N. Tryon Street Charlotte, North Carolina 28255 (Name |
|
November 30, 2022 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby make, constitute, and appoint Michael Jentis as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation's name, place and stead, for the Corporation's use and benefit, to bind the Corporation by his execution of th |
|
November 30, 2022 |
Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including a |
|
October 27, 2022 |
NPORT-EX 2 tiaaNMS.htm 1 Nuveen Minnesota Quality Municipal Income Fund Portfolio of Investments August 31, 2022 (Unaudited) NMS Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS - 169.4% (100.0% of Total Investments) X 127,745,629 MUNICIPAL BONDS - 169.4% (100.0% of Total Investments) X 127,745,629 Education and Civic Organizations - 34.6% |
|
April 27, 2022 |
1 Nuveen Minnesota Quality Municipal Income Fund Portfolio of Investments February 28, 2022 (Unaudited) NMS Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS - 160. |
|
February 25, 2022 |
Exhibit 99.1 Certain Nuveen Closed-End Funds Announce Board?s Approval of Suspension of Previously Adopted Control Share By-Law Board Intends to Appeal U.S. District Court?s Recent Ruling Nuveen AMT-Free Municipal Credit Income Fund (NYSE: NVG), Nuveen AMT-Free Municipal Value Fund (NYSE: NUW), Nuveen AMT-Free Quality Municipal Income Fund (NYSE: NEA), Nuveen Arizona Quality Municipal Income Fund |
|
February 25, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2022 (February 24, 2022) NUVEEN MINNESOTA QUALITY MUNICIPAL INCOME FUND (Exact name of registrant as specified in its charter) Massachusetts 811-22967 47-1424471 (State o |
|
February 25, 2022 |
Amendment No. 1 to Amended and Restated By-Laws Exhibit 3.1 AMENDMENT NO. 1 TO THE AMENDED AND RESTATED BY-LAWS OF NUVEEN CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS This Amendment No. 1 (this ?Amendment?) to the By-Laws of Nuveen Closed-End Funds organized as Massachusetts business trusts, amended and restated as of October 5, 2020 (the ?By-Laws?) and applicable to each Nuveen Closed-End Fund listed on Exhibit A to the By-Laws |
|
February 24, 2022 |
DEF 14A 1 d282147ddef14a.htm NUVEEN MINNESOTA QUALITY MUNICIPAL INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidenti |
|
January 4, 2022 |
[Amended and Restated Voting Trust Agreement] Exhibit 99.10 [Amended and Restated Voting Trust Agreement] Chapman and Cutler LLP AMENDED AND RESTATED VOTING TRUST AGREEMENT THIS AMENDED AND RESTATED VOTING TRUST AGREEMENT (this ?Agreement?) is made and entered into effective for all purposes and in all respects as of January 1, 2022, by and among Banc of America Preferred Funding Corporation, a Delaware corporation, including its successors a |
|
January 4, 2022 |
Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the ?Exchange Act?), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including a |
|
January 4, 2022 |
SC 13D/A 1 brhc10032407sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) NUVEEN MINNESOTA QUALITY MUNICIPAL INCOME FUND (Name of Issuer) PREFERRED SHARES (Title of Class of Securities) 670734508 (CUSIP Number) Bank of America Corporation Bank of America Corporate Center 100 N. Tryon S |
|
January 4, 2022 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the ?Corporation?), does hereby make, constitute, and appoint Michael Jentis as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation?s name, place and stead, for the Corporation?s use and benefit, to bind the Corporation by his execution of th |
|
October 27, 2021 |
Nuveen Minnesota Quality Municipal Income Fund NMS Nuveen Minnesota Quality Municipal Income Fund Portfolio of Investments August 31, 2021 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS – 157. |
|
April 28, 2021 |
Nuveen Minnesota Quality Municipal Income Fund NMS Nuveen Minnesota Quality Municipal Income Fund Portfolio of Investments February 28, 2021 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS – 157. |
|
April 9, 2021 |
CORRESP 1 filename1.htm April 9, 2021 Ms. Megan Miller U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review & Accounting Office 100 F Street N.E. Washington DC 20549 Nuveen Closed-End and Open-End Funds – Sarbanes Oxley Review Dear Ms. Miller, This letter addresses the comments you provided in a telephone discussion on March 5, 2021, regarding reviews perfor |
|
March 4, 2021 |
- NUVEEN MINNESOTA QUALITY MUNICIPAL INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ? Def |
|
October 29, 2020 |
Nuveen Minnesota Quality Municipal Income Fund NMS Nuveen Minnesota Quality Municipal Income Fund Portfolio of Investments August 31, 2020 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS – 156. |
|
October 6, 2020 |
EX-99.1 Exhibit 99.1 Certain Nuveen Closed-End Funds Announce the Board’s Approval of Amended and Restated By-Laws of the Funds Nuveen AMT-Free Municipal Credit Income Fund (NYSE: NVG), Nuveen AMT-Free Municipal Value Fund (NYSE: NUW), Nuveen AMT-Free Quality Municipal Income Fund (NYSE: NEA), Nuveen Arizona Quality Municipal Income Fund (NYSE: NAZ), Nuveen California AMT-Free Quality Municipal In |
|
October 6, 2020 |
EX-3.1 Exhibit 3.1 BY-LAWS OF NUVEEN CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS (Amended and Restated as of October 5, 2020) ARTICLE I DECLARATION OF TRUST AND OFFICES Section 1.1 The Trust; Declaration of Trust. These are the By-Laws of each Nuveen Closed-End Fund listed on Exhibit A, each a Massachusetts business trust established by its own Declaration of Trust (each such fund |
|
October 6, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2020 (October 5, 2020) NUVEEN MINNESOTA QUALITY MUNICIPAL INCOME FUND (Exact name of registrant as specified in its charter) Massachusetts 811-22967 47-1424471 (State o |
|
April 28, 2020 |
Nuveen Minnesota Quality Municipal Income Fund NMS Nuveen Minnesota Quality Municipal Income Fund Portfolio of Investments February 29, 2020 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS – 156. |
|
April 2, 2020 |
Nuveen Minnesota Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
March 2, 2020 |
Nuveen Minnesota Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
October 29, 2019 |
NMS / Nuveen Minnesota Municipal Income Fund NPORT-EX - - NMS Nuveen Minnesota Quality Municipal Income Fund Portfolio of Investments August 31, 2019 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS – 156. |
|
April 29, 2019 |
Certifications CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Minnesota Quality Municipal Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
|
April 29, 2019 |
Nuveen Minnesota Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22967 Nuveen Minnesota Quality Municipal Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
|
February 26, 2019 |
NMS / Nuveen Minnesota Municipal Income Fund NUVEEN MINNESOTA QUALITY MUNICIPAL INCOME FUND Nuveen Minnesota Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
December 17, 2018 |
Exchange Agreement Nuveen Minnesota Quality Municipal Income Fund and Banc of America Preferred Funding Corporation December 13, 2018 CONTENTS SECTION PAGE ARTICLE I DEFINITIONS 1 1. |
|
December 17, 2018 |
SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS EX-1.1 2 scheduleone.htm SCHEDULEONE SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS The following sets forth the name and present principal occupation of each executive officer and director of Bank of America Corporation. The business address of each of the executive officers and directors of Bank of America Corporation is Bank of America Corporate Center, 100 North Tryon Street, |
|
December 17, 2018 |
EX-1.2 3 scheduletwo.htm SCHEDULE TWO Schedule II SEC IMG Order 8/20/2018 On August 20, 2018, Merrill Lynch, Pierce, Fenner & Smith Incorporated ("MLPF&S") entered into a settlement with the Securities and Exchange Commission ("SEC") under which MLPF&S consented to the entry of an order (the "Order") that finds that MLPF&S willfully violated Sections 206(2) and 206(4) under the Investment Advisers |
|
December 17, 2018 |
Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including a |
|
December 17, 2018 |
Exchange Agreement Nuveen Minnesota Quality Municipal Income Fund and Banc of America Preferred Funding Corporation December 13, 2018 CONTENTS SECTION PAGE ARTICLE I DEFINITIONS 1 1. |
|
December 17, 2018 |
EX-1.2 3 scheduletwo.htm SCHEDULE TWO Schedule II SEC IMG Order 8/20/2018 On August 20, 2018, Merrill Lynch, Pierce, Fenner & Smith Incorporated ("MLPF&S") entered into a settlement with the Securities and Exchange Commission ("SEC") under which MLPF&S consented to the entry of an order (the "Order") that finds that MLPF&S willfully violated Sections 206(2) and 206(4) under the Investment Advisers |
|
December 17, 2018 |
Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including a |
|
December 17, 2018 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby make, constitute, and appoint each of Kim Louise Oakley Heslop, Kelvin Kwok, Ronnie Ojera, Ally Pecarro, and Tolu Tade as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation's name, place and stead, for the Cor |
|
December 17, 2018 |
NMS / Nuveen Minnesota Municipal Income Fund / BANK OF AMERICA CORP /DE/ - NONE Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 03 )* NUVEEN MINNESOTA QUALITY MUNICIPAL INCOME FUND (Name of Issuer) PREFERRED SHARES (Title of Class of Securities) 670734409, 670734508 (CUSIP Number) Bank of America Corporation, Bank of America Corporate Center, 100 North Tryon Street, Charlotte, North |
|
December 17, 2018 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby make, constitute, and appoint each of Kim Louise Oakley Heslop, Kelvin Kwok, Ronnie Ojera, Ally Pecarro, and Tolu Tade as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation's name, place and stead, for the Cor |
|
December 17, 2018 |
SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS EX-1.1 2 scheduleone.htm SCHEDULEONE SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS The following sets forth the name and present principal occupation of each executive officer and director of Bank of America Corporation. The business address of each of the executive officers and directors of Bank of America Corporation is Bank of America Corporate Center, 100 North Tryon Street, |
|
December 17, 2018 |
NMS / Nuveen Minnesota Municipal Income Fund / BANK OF AMERICA CORP /DE/ - NONE Activist Investment SC 13D/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 03 )* NUVEEN MINNESOTA QUALITY MUNICIPAL INCOME FUND (Name of Issuer) PREFERRED SHARES (Title of Class of Securities) 670734409, 670734508 (CUSIP Number) Bank of America Corporation, Bank of America Corporate Center, 100 North Tryon |
|
December 3, 2018 |
SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS EX-1.1 2 ScheduleI.htm EX-1.1 SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS The following sets forth the name and present principal occupation of each executive officer and director of Bank of America Corporation. The business address of each of the executive officers and directors of Bank of America Corporation is Bank of America Corporate Center, 100 North Tryon Street, Charlo |
|
December 3, 2018 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby make, constitute, and appoint each of Kim Louise Oakley Heslop, Kelvin Kwok, Ronnie Ojera, Ally Pecarro, and Tolu Tade as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation's name, place and stead, for the Cor |
|
December 3, 2018 |
PURCHASE AND ASSIGNMENT AGREEMENT Exhibit 99.8 PURCHASE AND ASSIGNMENT AGREEMENT This Purchase and Assignment Agreement (this "Agreement") dated as of November 29, 2018, is made by and between BLUE RIDGE INVESTMENTS, L.L.C., a Delaware limited liability company ("Transferor"), and BANC OF AMERICA PREFERRED FUNDING CORPORATION, a Delaware corporation, (the "Purchaser"). WHEREAS, the Transferor is the legal and beneficial owner of t |
|
December 3, 2018 |
NMS / Nuveen Minnesota Municipal Income Fund / BANK OF AMERICA CORP /DE/ - NONE Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 03 )* NUVEEN MINNESOTA QUALITY MUNICIPAL INCOME FUND (Name of Issuer) VARIABLE RATE MUNIFUND TERM PREFERRED SHARES (Title of Class of Securities) 670734409 (CUSIP Number) Bank of America Corporation, BANK OF AMERICA CORPORATE CENTER 100 N. Tryon Street CHARL |
|
December 3, 2018 |
EX-99.1 4 JointFilingAgreement.htm EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any |
|
December 3, 2018 |
EX-1.2 3 ScheduleII.htm EX-1.2 Schedule II SEC IMG Order 8/20/2018 On August 20, 2018, Merrill Lynch, Pierce, Fenner & Smith Incorporated ("MLPF&S") entered into a settlement with the Securities and Exchange Commission ("SEC") under which MLPF&S consented to the entry of an order (the "Order") that finds that MLPF&S willfully violated Sections 206(2) and 206(4) under the Investment Advisers Act of |
|
October 30, 2018 |
EX-99.CERT 2 d626540dex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Minnesota Quality Municipal Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under |
|
October 30, 2018 |
Nuveen Minnesota Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22967 Nuveen Minnesota Quality Municipal Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
|
July 5, 2018 |
JHY / Nuveen High Income 2020 Target Term Fund CORRESP Nuveen Investments June 29, 2018 Mr. Jason Fox U.S. Securities and Exchange Commission Division of Investment Management, Insured Investments Office 100 F Street N.E. Washington DC 20549 Re: Nuveen Closed-End and Open-End Funds – Sarbanes Oxley Review Dear Mr. Fox: This letter addresses the comments Ms. Sheila Stout provided in a telephone discussion on April 17, 2018, regarding reviews performed |
|
April 27, 2018 |
Certifications CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Minnesota Quality Municipal Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
|
April 27, 2018 |
Nuveen Minnesota Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22967 Nuveen Minnesota Quality Municipal Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
|
February 23, 2018 |
NMS / Nuveen Minnesota Municipal Income Fund NUVEEN MINNESOTA QUALITY MUNICIPAL INCOME FUND Nuveen Minnesota Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
February 7, 2018 |
As filed with the U.S. Securities and Exchange Commission on February 7, 2018 486BPOS 1 d521165d486bpos.htm NUVEEN MINNESOTA QUALITY MUNICIPAL INCOME FUND As filed with the U.S. Securities and Exchange Commission on February 7, 2018 1933 Act File No. 333-211785 1940 Act File No. 811-22967 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-2 (Check appropriate box or boxes) ☒ REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☐ Pre-Effective Amendment |
|
February 7, 2018 |
February 7, 2018 Nuveen Minnesota Quality Municipal Income Fund 333 West Wacker Drive Chicago, IL 60606 Re: Nuveen Minnesota Quality Municipal Income Fund (NMS) (File No. |
|
February 7, 2018 |
Exhibit j.2 APPENDIX A TO AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT July 15, 2015 (Updated as of August 1, 2017) NUVEEN CLOSED-END MANAGEMENT INVESTMENT COMPANIES Diversified Real Asset Income Fund Nuveen All Cap Energy MLP Opportunities Fund Nuveen AMT-Free Municipal Credit Income Fund f/k/a Nuveen Enhanced AMT-Free Municipal Credit Opportunities Fund Nuveen AMT-Free Municipal Value Fund Nu |
|
February 7, 2018 |
Nuveen Compliance | July 1, 2017 Code of Ethics SUMMARY AND SCOPE What the Code is about Helping to ensure that Nuveen personnel place the interests of Nuveen clients ahead of their own personal interests. |
|
February 7, 2018 |
NUVEEN CLOSED-END FUNDS POWER OF ATTORNEY NUVEEN CLOSED-END FUNDS POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENT, that the undersigned, in her capacity as a director/trustee of the above-referenced organizations listed on Appendix A hereto (the ?Funds?), hereby constitutes and appoints MARK CZARNIECKI, DIANA R. |
|
February 7, 2018 |
Thomas S. Harman 1.202.373.6725 [email protected] February 7, 2018 Nuveen Minnesota Quality Municipal Income Fund 333 West Wacker Drive Chicago, IL 60606 Re: Nuveen Minnesota Quality Municipal Income Fund (NMS) (File No. 333-211785) Ladies and Gentlemen: We hereby consent to all references to our firm in Post-Effective Amendment No. 1 under the Securities Act of 1933 to the Registratio |
|
February 7, 2018 |
Consent of Independent Registered Public Accounting Firm Consent of Independent Registered Public Accounting Firm The Board of Trustees Nuveen Minnesota Quality Municipal Income Fund: We consent to the use of our report dated July 26, 2017, with respect to the financial statements of Nuveen Minnesota Quality Municipal Income Fund, incorporated herein by reference, and to the references to our firm under the headings ?Financial Highlights? and ?Independent Registered Public Accounting Firm? in the Prospectus, and ?Financial Statements and ?Independent Registered Public Accounting Firm? in the Statement of Additional Information filed on Form N-2. |
|
October 30, 2017 |
Certifications CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Minnesota Quality Municipal Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
|
October 30, 2017 |
Nuveen Minnesota Quality Municipal Income Fund - NUVEEN MINNESOTA QUALITY MUNICIPAL INCOME FUND Nuveen Minnesota Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22967 Nuveen Minnesota Quality Municipal Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
|
May 15, 2017 |
Nuveen Minnesota Municipal Income Fund 144 144 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER WORK LOCATION ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a |
|
April 28, 2017 |
EX-99.CERT 2 ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Minnesota Quality Municipal Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which s |
|
April 28, 2017 |
Nuveen Minnesota Quality Municipal Income Fund - NMS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22967 Nuveen Minnesota Quality Municipal Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
|
April 24, 2017 |
Nuveen Minnesota Municipal Income Fund ESP Nuveen Minnesota Quality Municipal Income Fund Nuveen Investments 333 West Wacker Drive Chicago, IL 60606 P 312. |
|
March 17, 2017 |
Nuveen Minnesota Municipal Income Fund ESP VIA EDGAR March 17, 2017 Elisabeth Bentzinger Senior Counsel Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549 Re: Nuveen Minnesota Municipal Income Fund (?Registrant? or the ?Fund?) File Nos: 333-211785 and 811-22967 Dear Ms. |
|
February 24, 2017 |
Nuveen Minnesota Municipal Income Fund NUVEEN MINNESOTA QUALITY MUNICIPAL INCOME FUND Nuveen Minnesota Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
December 16, 2016 |
Nuveen Minnesota Municipal Income Fund ESP Nuveen Minnesota Municipal Income Fund Kathleen M. Macpeak +1.202.373.6149 [email protected] VIA EDGAR December 16, 2016 Elisabeth Bentzinger Senior Counsel Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549 Re: Nuveen Minnesota Municipal Income Fund (?Registrant? or the ?Fund?) File Nos: 333-211785 and 811-22967 Dear Ms. Bentz |
|
October 28, 2016 |
Nuveen Minnesota Municipal Income Fund NMS (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22967 Nuveen Minnesota Municipal Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
|
October 28, 2016 |
EX-99.CERT 2 ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Minnesota Municipal Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat |
|
August 5, 2016 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2016 Nuveen Minnesota Municipal Income Fund (Exact name of registrant as specified in its charter) Massachusetts 811-22967 47-1424471 (State or other jurisdiction o |
|
July 7, 2016 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY EX-99.2 5 ltdpowerofattorney992nad.htm BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby irrevocably make, constitute, and appoint each of Eugene Rosati, Sarah Turner, Ronnie Ojera, Kelvin Kwok and Harshini Pavan Gopa as an attorney-in-fact for |
|
July 7, 2016 |
SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS The following sets forth the name and present principal occupation of each executive officer and director of Bank of America Corporation. |
|
July 7, 2016 |
SCHEDULE II LITIGATION SCHEDULE SCHEDULE II LITIGATION SCHEDULE MLPF&S SEC Structured Return Note Order 6/23/2016 On June 23, 2016, the Securities and Exchange Commission (“SEC”) issued an administrative order in which it found that Merrill Lynch, Pierce, Fenner & Smith Incorporated (“MLPF&S”), without admitting or denying any allegations, violated Section 17(a)(2) of the Securities Act of 1933 (“Securities Act”). |
|
July 7, 2016 |
NMS / Nuveen Minnesota Municipal Income Fund / BANK OF AMERICA CORP /DE/ - NONE Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2 )* Nuveen Minnesota Municipal Income Fund (Name of Issuer) VARIABLE RATE MUNIFUND TERM PREFERRED SHARES (Title of Class of Securities) 670734201, 670734409 (CUSIP Number) Bank of America Corporation, Bank of America Corporate Center, 100 N. Tryon Street, C |
|
July 7, 2016 |
Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including a |
|
July 6, 2016 |
EX-99.7 8 rightsagree997nms.htm REGISTRATION RIGHTS AGREEMENT Exhibit 99.7 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), executed as of July 1, 2016, is made by and among Nuveen Minnesota Municipal Income Fund, a closed-end fund formed in Massachusetts (the “Fund”), Banc of America Preferred Funding Corporation, a Delaware corporation, including its successor |
|
July 6, 2016 |
SCHEDULE II LITIGATION SCHEDULE EX-1.2 3 schedule2.htm SCHEDULE II SCHEDULE II LITIGATION SCHEDULE MLPF&S SEC Structured Return Note Order 6/23/2016 On June 23, 2016, the Securities and Exchange Commission (“SEC”) issued an administrative order in which it found that Merrill Lynch, Pierce, Fenner & Smith Incorporated (“MLPF&S”), without admitting or denying any allegations, violated Section 17(a)(2) of the Securities Act of 1933 |
|
July 6, 2016 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby irrevocably make, constitute, and appoint each of Eugene Rosati, Sarah Turner, Ronnie Ojera, Kelvin Kwok and Harshini Pavan Gopa as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation's name, place and stead, f |
|
July 6, 2016 |
EX-99.1 4 jointfilagg99113nad.htm JOINT FILING AGREEMENT Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Excha |
|
July 6, 2016 |
NMS / Nuveen Minnesota Municipal Income Fund / BANK OF AMERICA CORP /DE/ - NONE Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 01 )* Nuveen Minnesota Municipal Income Fund (Name of Issuer) VARIABLE RATE MUNIFUND TERM PREFERRED SHARES (Title of Class of Securities) 670734201, 670734409 (CUSIP Number) Bank of America Corporation, Bank of America Corporate Center, 100 N. Tryon Street, |
|
July 6, 2016 |
SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS The following sets forth the name and present principal occupation of each executive officer and director of Bank of America Corporation. |
|
July 6, 2016 |
Exhibit 99.6 VMTP PURCHASE AND EXCHANGE AGREEMENT Nuveen Minnesota Municipal Income Fund and Banc of America Preferred Funding Corporation and Blue Ridge Investments, L.L.C. July 1, 2016 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 2 1.1 Incorporation of Certain Definitions by Reference 6 ARTICLE II PURCHASE, EXCHANGE AND TRANSFERS, COSTS AND EXPENSES; ADDITIONAL FEES 6 2.1 Purchase, Exchange and |
|
July 6, 2016 |
AMENDMENT VOTING TRUST AGREEMENT EX-99.3 6 votingtrustagree993nms.htm AMENDMENT TO VOTING TRUST AGREEMENT Exhibit 99.3 AMENDMENT TO VOTING TRUST AGREEMENT This amendment (the "Amendment"), dated as of July 1, 2016, to the Voting Trust Agreement, dated as of October 6, 2014, by and among Lord Securities Corporation, as trustee (the "Trustee" or any successor thereto), Banc of America Preferred Funding Corporation, a Delaware corpo |
|
April 29, 2016 |
EX-99.CERT 2 nmscertification2.htm CERTIFICATIONS CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Minnesota Municipal Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which s |
|
April 29, 2016 |
Nuveen Minnesota Municipal Income Fund NMS (Quarterly Schedule of Portfolio Holdings) nq2.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22967 Nuveen Minnesota Municipal Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal execu |
|
March 10, 2016 |
Nuveen Minnesota Municipal Income Fund NUVEEN MINNESOTA MUNICIPAL INCOME FUND Nuveen Minnesota Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
October 30, 2015 |
Unassociated Document CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Minnesota Municipal Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no |
|
October 30, 2015 |
Nuveen Minnesota Municipal Income Fund NMS (Quarterly Schedule of Portfolio Holdings) nq2.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22967 Nuveen Minnesota Municipal Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal execu |
|
July 21, 2015 |
Nuveen Investments July 21, 2015 Mr. Jason P. Fox U.S. Securities and Exchange Commission Division of Investment Management, Insured Investments Office 100 F Street N.E. Washington DC 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Dear Mr. Fox: This letter addresses the comments you provided in a telephone discussion on June 18, 2015, regarding reviews performed by the staf |
|
April 29, 2015 |
Nuveen Minnesota Municipal Income Fund NMS (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22967 Nuveen Minnesota Municipal Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
|
April 29, 2015 |
Unassociated Document CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Minnesota Municipal Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no |
|
February 17, 2015 |
NMS / Nuveen Minnesota Municipal Income Fund DEF 14A - - NUVEEN MINNESOTA MUNICIPAL INCOME FUND Nuveen Minnesota Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
|
January 30, 2015 |
NUVEEN MINNESOTA MUNICIPAL INCOME FUND POWER OF ATTORNEY Powers of Attorney Exhibit 16 NUVEEN MINNESOTA MUNICIPAL INCOME FUND POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a trustee of the above-referenced organization, hereby constitutes and appoints MARK CZARNIECKI, KEVIN J. |
|
January 30, 2015 |
EX-99.12.B 4 d860436dex9912b.htm OPINION AND CONSENT OF K&L GATES LLP Exhibit 12(b) K&L GATES LLP STATE STREET FINANCIAL CENTER ONE LINCOLN STREET BOSTON, MA 02111 T +1 617 261 3100 F +1 617 261 3175 klgates.com October 6, 2014 Minnesota Municipal Income Portfolio Inc. First American Minnesota Municipal Income Fund II, Inc. 800 Nicollet Mall Minneapolis, Minnesota 55402 Nuveen Minnesota Municipal |
|
January 30, 2015 |
EX-99.2 2 d860436dex992.htm BY-LAWS Exhibit 2 BY-LAWS OF NUVEEN LEVERAGED MUNICIPAL CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS (Amended and Restated as of November 18, 2009) ARTICLE I DECLARATION OF TRUST AND OFFICES Section 1.1 The Trust; Declaration of Trust. These are the By-Laws of each Nuveen Leveraged Municipal Closed-End Fund listed on Exhibit A, each a Massachusetts busine |
|
January 30, 2015 |
NMS / Nuveen Minnesota Municipal Income Fund POS EX - - NUVEEN MINNESOTA MUNICIPAL INCOME FUND Nuveen Minnesota Municipal Income Fund As filed with the Securities and Exchange Commission on January 30, 2015 File No. |
|
January 30, 2015 |
Opinion and Consent of Vedder Price P.C. Exhibit 12(a) 222 NORTH LASALLE STREET CHICAGO, ILLINOIS 60601 T: + 1 (312) 609 7500 F: + 1 (312) 609 5005 CHICAGO • NEW YORK • WASHINGTON, DC LONDON • SAN FRANCISCO • LOS ANGELES October 6, 2014 First American Minnesota Municipal Income Fund II, Inc. 800 Nicollet Mall Minneapolis, Minnesota 55402 Minnesota Municipal Income Portfolio Inc. 800 Nicollet Mall |
|
October 9, 2014 |
EX-99.2 3 schedule13d-exhibit992.htm LIMITED POWER OF ATTORNEY Exhibit 99.2 LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby irrevocably make, constitute, and appoint each of Sun Kyung Bae, Szabina Biro, Christopher Johnston and Eugene Rosati as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation's |
|
October 9, 2014 |
NMS / Nuveen Minnesota Municipal Income Fund / BANK OF AMERICA CORP /DE/ - NONE Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. n/a )* Nuveen Minnesota Municipal Income Fund (Name of Issuer) VARIABLE RATE MUNIFUND TERM PREFERRED SHARES (Title of Class of Securities) 670734201 (CUSIP Number) BANK OF AMERICA CORPORATE CENTER CHARLOTTE, North Carolina 28255 (Name, Address and Telephone |
|
October 9, 2014 |
Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including a |
|
October 9, 2014 |
SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS Page of [INSERT PAGE NUMBER] SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS The following sets forth the name and present principal occupation of each executive officer and director of Bank of America Corporation. |
|
October 9, 2014 |
Exhibit 99.4 EXECUTION COPY REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), executed as of October 6, 2014, is made among (i) Nuveen Minnesota Municipal Income Fund, a closed-end fund organized as a Massachusetts business trust (the “Fund”), (ii) Banc of America Preferred Funding Corporation, a Delaware corporation, including its successors by merger or operati |
|
October 9, 2014 |
EX-99.SCHEDULE II 8 scheduleii.htm SCHEDULE II Schedule II BAC Regulatory Capital Overstatements 9/29/2014 The Securities and Exchange Commission (“Commission”) alleged that Bank of America Corporation (“BAC”), as part of its regulatory capital calculations, failed to deduct certain realized losses on certain structured notes and other financial instruments (the “Notes”) issued by Merrill Lynch & |
|
October 9, 2014 |
EX-99.5 6 schedule13dnms-exhibit995.htm PURCHASE AGREEMENT Exhibit 99.5 EXECUTION COPY VMTP Purchase Agreement Nuveen Minnesota Municipal Income Fund as Issuer and Banc of America Preferred Funding Corporation as a Purchaser and Blue Ridge Investments, L.L.C. as a Purchaser October 6, 2014 CHICAGO/#2606957.5 CONTENTS Page ARTICLE I DEFINITIONS 1 1.1 Incorporation of Certain Definitions by Referenc |
|
October 9, 2014 |
Exhibit 99.3 EXECUTION VERSION VOTING TRUST AGREEMENT THIS VOTING TRUST AGREEMENT (this "Agreement") is made and entered into effective for all purposes and in all respects as of October 6, 2014 by and among Lord Securities Corporation, as trustee (the "Trustee" or any successor thereto), Banc of America Preferred Funding Corporation, a Delaware corporation, including its successors and assigns by |
|
October 6, 2014 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE ATTENTION: BUSINESS/FINANCIAL EDITORS MEDIA CONTACT: KRISTYNA MUNOZ (312) 917-8343 [email protected] Nuveen Announces Updates to Closed-End Fund Product Line CHICAGO, October 6, 2014 - Nuveen Investments, a leading global provider of investment services to institutions as well as individual investors, today announced the addition of several closed |
|
October 6, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 6, 2014 NUVEEN MINNESOTA MUNICIPAL INCOME FUND (Exact name of registrant as specified in its charter) Massachusetts 811-22967 47-1424471 (State or other jurisdiction of in |
|
September 29, 2014 |
NMS / Nuveen Minnesota Municipal Income Fund 8-A12B - - NUVEEN MINNESOTA MUNICIPAL INCOME FUND Nuveen Minnesota Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
|
August 15, 2014 |
Nuveen Minnesota Municipal Income Fund Filed by Nuveen Minnesota Municipal Income Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Minnesota Municipal Income Portfolio Inc. |
|
August 15, 2014 |
Nuveen Minnesota Municipal Income Fund Filed by Nuveen Minnesota Municipal Income Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Minnesota Municipal Income Portfolio Inc. |
|
August 15, 2014 |
Nuveen Minnesota Municipal Income Fund Filed by Nuveen Minnesota Municipal Income Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Minnesota Municipal Income Portfolio Inc. |
|
August 15, 2014 |
Nuveen Minnesota Municipal Income Fund Filed by Nuveen Minnesota Municipal Income Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Minnesota Municipal Income Portfolio Inc. |
|
August 1, 2014 |
NMS / Nuveen Minnesota Municipal Income Fund 425 - Merger Prospectus - NUVEEN MINNESOTA INCOME FUND 425 1 d725404d425.htm NUVEEN MINNESOTA INCOME FUND Filed by Nuveen Minnesota Municipal Income Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Minnesota Municipal Income Portfolio Inc. Commission File No. 811-07680 First American Minnesota Municipal Income Fund II |
|
August 1, 2014 |
Nuveen Minnesota Municipal Income Fund Filed by Nuveen Minnesota Municipal Income Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Companies: Minnesota Municipal Income Portfolio Inc. |
|
June 26, 2014 |
AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT Amended and Restated Master Custodian Agreement Exhibit 9(a) AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT This Agreement between those NUVEEN INVESTMENT COMPANIES (each such investment company and each investment company made subject to this Agreement in accordance with Section 19 herein, be referred to as a “Fund” and collectively as the “Funds”) listed on Appendix A hereto (hereinafter “Appendix A” as it may be amended from time to time), which may be Massachusetts business trusts or have such other form of organization as may be indicated, and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the “Custodian”). |
|
June 26, 2014 |
FORM OF INVESTMENT SUB-ADVISORY AGREEMENT Form of Sub-Advisory Agreement Exhibit 6(b) FORM OF INVESTMENT SUB-ADVISORY AGREEMENT THIS AGREEMENT is made as of the day of , 2014, between Nuveen Fund Advisors, LLC, Delaware limited liability company (the “Adviser”), and Nuveen Asset Management, LLC, a Delaware limited liability company (the “Sub-Adviser”). |
|
June 26, 2014 |
FORM OF INVESTMENT MANAGEMENT AGREEMENT EX-99.6.A 2 d725404dex996a.htm FORM OF INVESTMENT MANAGEMENT AGREEMENT Exhibit 6(a) FORM OF INVESTMENT MANAGEMENT AGREEMENT AGREEMENT made this day of , 2014, by and between Nuveen Minnesota Municipal Income Fund, a Massachusetts business trust (the “Fund”), and NUVEEN FUND ADVISORS, LLC a Delaware limited liability company (the “Adviser”). W I T N E S S E T H In consideration of the mutual covena |
|
June 26, 2014 |
Consent of Independent Registered Public Accounting Firm Consent of Independent Auditor Exhibit 14 Consent of Independent Registered Public Accounting Firm We consent to the references to our firm under the captions “Experts,” “Fees Paid to Ernst & Young,” “Audit Committee Pre-Approval Policies,” “Appointment of the Independent Registered Accounting Firm,” and “Target Funds” in the Joint Proxy Statement/Prospectus and “Experts” in the Statement of Additional Information and to the incorporation by reference of our report dated October 23, 2013 with respect to the financial statements and financial highlights of Minnesota Municipal Income Portfolio Inc. |
|
June 26, 2014 |
Form of Opinion and Consent of Vedder Price P.C. [Form of Tax Opinion] , 201 First American Minnesota Municipal Income Fund II, Inc. P.O. Box 1330 Minneapolis, Minnesota 55440 Minnesota Municipal Income Portfolio Inc. P.O. Box 1330 Minneapolis, Minnesota 55440 Nuveen Minnesota Municipal Income Fund 333 West Wacker Drive Chicago, Illinois 60606 Re: Reorganization of First American Minnesota Municip |
|
June 26, 2014 |
Bingham McCutcheon LLP One Federal Street Boston, MA 02110 Opinion and Consent of Counsel Exhibit 11 Bingham McCutcheon LLP One Federal Street Boston, MA 02110 June 26, 2014 Vedder Price P. |
|
June 26, 2014 |
Letter to SEC 222 NORTH LASALLE STREET SUITE 2600 CHICAGO, ILLINOIS 60601-1003 T: +1 (312) 609-7500 F: +1 (312) 609-5005 CHICAGO — NEW YORK — WASHINGTON, D. |
|
June 26, 2014 |
EX-99.9.B 5 d725404dex999b.htm FORM OF APPENDIX A TO CUSTODIAN AGREEMENT Exhibit 9(b) FORM OF APPENDIX A TO CUSTODIAN AGREEMENT February 25, 2005 (Updated as of [ ], 2014) NUVEEN CLOSED-END MANAGEMENT INVESTMENT COMPANIES Dow 30 SM Enhanced Premium & Income Fund Inc. Dow 30SM Premium & Dividend Income Fund Inc. NASDAQ Premium Income & Growth Fund Inc. Nuveen All Cap Energy MLP Opportunities Fund N |
|
June 26, 2014 |
EX-99.12.B 8 d725404dex9912b.htm FORM OF OPINION AND CONSENT OF K&L GATES LLP K&L GATES LLP STATE STREET FINANCIAL CENTER ONE LINCOLN STREET BOSTON, MA 02111 T +1 617 261 3100 F +1 617 261 3175 klgates.com , 2014 Minnesota Municipal Income Portfolio Inc. First American Minnesota Municipal Income Fund II, Inc. 800 Nicollet Mall Minneapolis, Minnesota 55402 Nuveen Minnesota Municipal Income Fund 333 |
|
June 26, 2014 |
NUVEEN MINNESOTA MUNICIPAL INCOME FUND POWER OF ATTORNEY Powers of Attorney Exhibit 16 NUVEEN MINNESOTA MUNICIPAL INCOME FUND POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a trustee of the above-referenced Massachusetts business trust (the “trust”), hereby constitutes and appoints RICHARD J. |
|
June 26, 2014 |
- NUVEEN MINNESOTA MUNICIPAL INCOME FUND Nuveen Minnesota Municipal Income Fund As filed with the Securities and Exchange Commission on June 26, 2014 File No. |
|
June 26, 2014 |
EX-99.13.A 9 d725404dex9913a.htm TRANSFER AGENCY AND SERVICES AGREEMENT Exhibit 13(a) Transfer Agency and Service Agreement Among Each of the Nuveen Closed End Investment Companies Listed on Exhibit A Hereto and State Street Bank and Trust Company TABLE OF CONTENTS Page 1. Appointment of Agent 1 2. Standard Services 2 3. Dividend Disbursing Services 3 4. Shareholder Internet Services 4 5. Fees and |
|
June 26, 2014 |
Nuveen Minnesota Municipal Income Fund 222 North LaSalle Street Suite 2600 Chicago, Illinois 60601-1003 T: +1 (312) 609-7500 F: +1 (312) 609-5005 CHICAGO — NEW YORK — WASHINGTON, D. |
|
June 26, 2014 |
Nuveen Minnesota Municipal Income Fund 222 North LaSalle Street Suite 2600 Chicago, Illinois 60601-1003 T: +1 (312) 609-7500 F: +1 (312) 609-5005 CHICAGO — NEW YORK — WASHINGTON, D. |
|
June 26, 2014 |
FORM OF AMENDMENT To Transfer Agency and Service Agreement State Street Bank and Trust Company EX-99.13.B 10 d725404dex9913b.htm FORM OF AMENDMENT AND SCHEDULE A TO TRANSFER AGENCY AND SERVICES AGREEMENT Exhibit 13(b) FORM OF AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement And State Street Bank and Trust Company This Amendment is made as of this day of , 2014, to the Transfer Agency and Servic |
|
May 23, 2014 |
Nuveen Funds 222 NORTH LASALLE STREET SUITE 2600 CHICAGO, ILLINOIS 60601-1003 T: +1 (312) 609-7500 F: +1 (312) 609-5005 CHICAGO • NEW YORK • WASHINGTON, D. |
|
May 19, 2014 |
Consent of Independent Registered Public Accounting Firm Consent of Independent Auditor Consent of Independent Registered Public Accounting Firm We consent to the references to our firm under the captions “Experts,” “Fees Paid to Ernst & Young,” “Audit Committee Pre-Approval Policies,” “Appointment of the Independent Registered Accounting Firm,” and “Target Funds” in the Joint Proxy Statement/Prospectus and “Experts” in the Statement of Additional Information and to the incorporation by reference of our report dated October 23, 2013 with respect to the financial statements and financial highlights of Minnesota Municipal Income Portfolio Inc. |
|
May 19, 2014 |
Letter to SEC 222 NORTH LASALLE STREET SUITE 2600 CHICAGO, ILLINOIS 60601-1003 T: +1 (312) 609-7500 F: +1 (312) 609-5005 CHICAGO — NEW YORK — WASHINGTON, D. |
|
May 19, 2014 |
BY-LAWS NUVEEN MINNESOTA MUNICIPAL INCOME FUND (April 28, 2014) ARTICLE I DECLARATION OF TRUST By-Laws BY-LAWS OF NUVEEN MINNESOTA MUNICIPAL INCOME FUND (April 28, 2014) ARTICLE I DECLARATION OF TRUST AND OFFICES Section 1. |
|
May 19, 2014 |
- NUVEEN MINNESOTA MUNICIPAL INCOME FUND Nuveen Minnesota Municipal Income Fund As filed with the Securities and Exchange Commission on May 16, 2014 File No. |
|
May 19, 2014 |
DECLARATION OF TRUST NUVEEN MINNESOTA MUNICIPAL INCOME FUND EX-99.1 2 d725404dex991.htm DECLARATION OF TRUST DECLARATION OF TRUST OF NUVEEN MINNESOTA MUNICIPAL INCOME FUND DECLARATION OF TRUST made this 28th day of April, 2014 by the initial Trustees hereunder. WHEREAS, the Trustees desire to establish a trust fund for the purposes of carrying on the business of a management investment company; and WHEREAS, in furtherance of such purposes, the Trustees and |
|
May 15, 2014 |
- NUVEEN MINNESOTA MUNICIPAL INCOME FUND SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection with such notific |