Mga Batayang Estadistika
CIK | 1500198 |
SEC Filings
SEC Filings (Chronological Order)
August 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 18, 2025 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 001-40439 27-0863354 (State or other jurisdiction of incorpor |
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August 15, 2025 |
NeuroOne Medical Technologies Corporation Common Stock Filed pursuant to Rule 424(b)(5) Registration No. 333-279871 Prospectus Supplement (To the Prospectus Supplements dated April 3, 2025 and August 16, 2024) (To the Prospectus dated August 16, 2024) NeuroOne Medical Technologies Corporation $6,750,000 Common Stock This prospectus supplement supplements the prospectus supplements dated August 16, 2024 and April 3, 2025 (the “Prior ATM Prospectus Supp |
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August 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 15, 2025 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 001-40439 27-0863354 (State or other jurisdiction of incorpor |
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August 14, 2025 |
Exhibit 99.1 NeuroOne® Reports Third Quarter Fiscal Year 2025 Financial Results; Revenue Increases 105% YoY and Gross Margin Expands to 53.9% Completed Oversubscribed $8.2 Million Capital Raise; Funded Through At Least Fiscal Year 2026 EDEN PRAIRIE, Minn., August 14, 2025 - NeuroOne Medical Technologies Corporation (Nasdaq: NMTC) (“NeuroOne” or the “Company”), a medical technology company dedicate |
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August 14, 2025 |
Second Amendment to NeuroOne Medical Technologies Corporation 2021 Incentive Plan Exhibit 10.1 SECOND AMENDMENT TO NEUROONE MEDICAL TECHNOLOGIES CORPORTAION 2021 INDUCEMENT PLAN The NeuroOne Medical Technologies Corporation 2021 Inducement Plan (the “Plan”) is hereby amended in the following respects, effective November 9, 2023, in accordance with Section 2(b)(vi) of the Plan. The first sentence of Section 3(a) of the Plan is deleted in its entirety and replaced with the follow |
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August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40439 NeuroOne Medical Technologies Corporation (Exact name of Registrant as specified in its charter) Delaware 27-0863354 (State or Other Jurisdiction of Incorporation or Organization) (I. |
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August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 14, 2025 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 001-40439 27-0863354 (State or other jurisdiction of incorpor |
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May 13, 2025 |
Exhibit 99.2 Corporate Presentation April 2025 NASDAQ: NMTC 2 This presentation contains forward - looking statements within the meaning of Section 27A of the Securities Act of 1933, as amende d, and Section 21E of the Securities Exchange Act of 1934, as amended. Except for statements of historical fact, any information contained in this presentation may be a forward – look ing statement that refl |
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May 13, 2025 |
Exhibit 99.1 NeuroOne® Reports Second Quarter Fiscal Year 2025 Financial Results; Gross Margin Improves Significantly YoY to 55.6% Filed 510(k)Submission with FDA for OneRF® Trigeminal Nerve Ablation System to Treat Facial Pain Ahead of Schedule Company Fully Funded Through at Least Fiscal Year 2026 Following Oversubscribed $8.2 Million Capital Raise EDEN PRAIRIE, Minn., May 13, 2025 - NeuroOne Me |
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May 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 13, 2025 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 001-40439 27-0863354 (State or other jurisdiction of incorporati |
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May 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40439 NeuroOne Medical Technologies Corporation (Exact name of Registrant as specified in its charter) Delaware 27-0863354 (State or Other Jurisdiction of Incorporation or Organization) (I. |
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May 9, 2025 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 6, 2025 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 001-40439 27-0863354 (State or other jurisdiction of incorporatio |
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April 7, 2025 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) April 4, 2025 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 001-40439 27-0863354 (State or other jurisdiction of incorporati |
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April 7, 2025 |
Exhibit 1.1 16,000,000 SHARES of Common Stock OF NEUROONE MEDICAL TECHNOLOGIES CORPORATION UNDERWRITING AGREEMENT April 4, 2025 Ladenburg Thalmann & Co. Inc. As the Representative of the Several underwriters, if any, named in Schedule I hereto c/o Ladenburg Thalmann & Co. Inc. 640 Fifth Avenue, 4th Floor New York, NY 10019 Ladies and Gentlemen: The undersigned, NeuroOne Medical Technologies Corpor |
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April 4, 2025 |
16,000,000 Shares NeuroOne Medical Technologies Corporation Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-279871 PROSPECTUS SUPPLEMENT (To Prospectus dated August 16, 2024) 16,000,000 Shares NeuroOne Medical Technologies Corporation Common Stock We are offering 16,000,000 shares of our common stock, par value $0.001 per share, in this offering. The public offering price for each share of common stock is $0.50. Our common stock is listed on The Nasd |
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April 3, 2025 |
SUBJECT TO COMPLETION, DATED APRIL 3, 2025 Filed Pursuant to Rule 424(b)(5) Registration No. 333-279871 The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are part of an effective registration statement filed with the Securities and Exchange Commission. This preliminary prospectus supplement and |
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April 3, 2025 |
NeuroOne Medical Technologies Corporation Common Stock Filed pursuant to Rule 424(b)(5) Registration No. 333-279871 Prospectus Supplement (To the Prospectus Supplement dated August 16, 2024 and Prospectus dated August 16, 2024) NeuroOne Medical Technologies Corporation Common Stock This prospectus supplement updates and amends certain information contained in the prospectus supplement dated August 16, 2024 (the “Original Supplement”), to the prospectu |
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February 21, 2025 |
As filed with the Securities and Exchange Commission on February 21, 2025 As filed with the Securities and Exchange Commission on February 21, 2025 Registration No. |
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February 21, 2025 |
Exhibit 107 CALCULATION OF FILING FEE TABLE Form S-8 (Form Type) NeuroOne Medical Technologies Corporation (Exact Name of Registrant as Specified in its Charter) Table I: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common stock, par value $0. |
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February 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 14, 2025 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 001-40439 27-0863354 (State or other ju |
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February 20, 2025 |
NeuroOne Medical Technologies Corporation 2025 Equity Incentive Plan Form of Option Grant Agreement Exhibit 10.3 Standard Stock Option Grant Package NEUROONE MEDICAL TECHNOLOGIES CORPORATION STOCK OPTION GRANT NOTICE (2025 EQUITY INCENTIVE PLAN) NeuroOne Medical Technologies Corporation, a Delaware corporation (the “Company”), pursuant to its 2025 Equity Incentive Plan (the “Plan”), has granted to you (“Optionholder”) an option to purchase the number of shares of the Common Stock set forth b |
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February 20, 2025 |
NeuroOne Medical Technologies Corporation 2025 Equity Incentive Plan Exhibit 10.1 NEUROONE MEDICAL TECHNOLOGIES CORPORATION 2025 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS: January 10, 2025 APPROVED BY THE STOCKHOLDERS: February 14, 2025 1. GENERAL. (a) Successor to and Continuation of Prior Plans. The Plan is the successor to and continuation of the Prior Plans. As of the Effective Date, (i) no additional awards may be granted under the Prior Plans; ( |
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February 20, 2025 |
Exhibit 10.2 Standard RSU Package NEUROONE MEDICAL TECHNOLOGIES CORPORATION RSU AWARD GRANT NOTICE (2025 EQUITY INCENTIVE PLAN) NeuroOne Medical Technologies Corporation, a Delaware corporation (the “Company”), has awarded to you (the “Participant”) the number of restricted stock units specified and on the terms set forth below in consideration of your services (the “RSU Award”). Your RSU Award is |
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February 14, 2025 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 14, 2025 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 001-40439 27-0863354 (State or other jurisdiction of incorp |
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February 14, 2025 |
Exhibit A JOINT FILING AGREEMENT The undersigned agree that this Schedule 13G Amendment No. |
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February 12, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 12, 2025 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 001-40439 27-0863354 (State or other jurisdiction of incorp |
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February 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40439 NeuroOne Medical Technologies Corporation (Exact name of Registrant as specified in its charter) Delaware 27-0863354 (State or Other Jurisdiction of Incorporation or Organization) (I. |
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February 12, 2025 |
NeuroOne® Reports First Quarter Fiscal Year 2025 Financial Results and Provides Corporate Update Exhibit 99.1 NeuroOne® Reports First Quarter Fiscal Year 2025 Financial Results and Provides Corporate Update Total revenue of $6.3M Includes $3.3 Million of Product Revenue in Addition to a One-Time Upfront Payment of $3.0 Million in License Revenue from Zimmer Biomet EDEN PRAIRIE, Minn., February 12, 2025 - NeuroOne Medical Technologies Corporation (Nasdaq: NMTC) (“NeuroOne” or the “Company”), a |
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February 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e |
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February 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Information Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a |
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February 4, 2025 |
NeuroOne® Regains Compliance with Nasdaq Listing Requirements Exhibit 99.1 NeuroOne® Regains Compliance with Nasdaq Listing Requirements EDEN PRAIRIE, Minn., February 4, 2025 — NeuroOne Medical Technologies Corporation (Nasdaq: NMTC) (“NeuroOne” or the “Company”), a medical technology company focused on improving surgical care options and outcomes for patients suffering from neurological disorders, today announced that it has regained compliance with the Nas |
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February 4, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 3, 2025 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 001-40439 27-0863354 (State or other jurisdiction of incorpo |
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January 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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January 14, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 14, 2025 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 001-40439 27-0863354 (State or other jurisdiction of incorpo |
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January 14, 2025 |
Letter to Shareholders, dated January 14, 2025. Exhibit 99.1 |
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January 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi |
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January 10, 2025 |
Exhibit 99.1 NeuroOne® Announces Preliminary Unaudited First Quarter Fiscal 2025 Revenue Increase to a Record $6.2 Million First Quarter Fiscal 2025 Revenue Includes a One-Time Upfront Payment of $3.0 Million in Collaboration Revenue from Zimmer Biomet and $3.2M in Product Revenue Management to Host Virtual Investor Webinar Today at 11:00 a.m. Eastern Time EDEN PRAIRIE, Minn., January 10, 2025 - N |
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January 10, 2025 |
PRE 14A 1 ea0226835-pre14aneuroone.htm PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use |
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January 10, 2025 |
Exhibit 99.2 Investor Presentation January 2025 NASDAQ: NMTC 2 Caution: Federal law restricts this device to sale by or on the order of a physician. Forward - Looking Statements This presentation contains forward - looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. Except for statements |
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January 10, 2025 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 8, 2025 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 001-40439 27-0863354 (State or other jurisdiction of incorpor |
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January 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 10, 2025 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 001-40439 27-0863354 (State or other jurisdiction of incorpo |
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December 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40439 NeuroOne Medical Technologies Corporation (Exact name of Registrant as specified in its charter) Delaware 27-0863354 (State or other jurisdiction of incorporation or organization) (IRS Employer Identification No. |
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December 17, 2024 |
Subsidiaries of the Registrant Exhibit 21.1 LIST OF SUBSIDIARIES None. |
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December 17, 2024 |
Exhibit 97.1 NeuroOne Medical Technologies Corporation Policy for the Recovery of Erroneously Awarded Compensation Adopted and approved on November 9, 2023 and Effective as of November 9, 2023 1. Purpose. The Board of Directors (the “Board”) of NeuroOne Medical Technologies Corporation, a Delaware corporation (the “Company”) believes that it is in the best interests of the Company and its stockhol |
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December 17, 2024 |
Exhibit 19.1 NeuroOne Medical Technologies Corporation Insider Trading Compliance Policy Effective June 20, 2023 This Insider Trading Compliance Policy (this “Policy”) consists of four sections: Section I provides an overview; Section II sets forth the policies of NeuroOne Medical Technologies Corporation, a Delaware corporation (the “Company”) prohibiting insider trading; Section III explains ins |
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December 17, 2024 |
Non-Employee Director Compensation Policy Exhibit 10.9 NeuroOne Medical Technologies Corporation Amended and Restated Non-Employee Director Compensation Policy Effective Date: October 1, 2024 On August 9, 2024, the Compensation Committee (the “Compensation Committee”) of the Board of Directors (the “Board”) of NeuroOne Medical Technologies Corporation, a Delaware corporation (the “Company”), approved the following amended and restated com |
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December 17, 2024 |
Exhibit 99.1 NeuroOne® Product Revenue Increases 77% to $3.5 Million in Fiscal 2024: Expects Product Revenue to Increase at Least 132% to at Least $8 Million in Fiscal 2025 Company’s Exclusive Distribution Agreement with Zimmer Biomet included $3.0 Million Upfront Payment: Expected to Drive Revenue and Expand Margins Significantly EDEN PRAIRIE, Minn., December 17, 2024 - NeuroOne Medical Technolog |
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December 17, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 17, 2024 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 001-40439 27-0863354 (State or other jurisdiction of incorp |
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November 25, 2024 |
NMTC / NeuroOne Medical Technologies Corporation / LYTTON LAURENCE W Passive Investment SC 13G/A 1 nmtc13ga1.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* NeuroOne Medical Technologies Corporation (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 64130M209 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check th |
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November 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 7, 2024 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 001-40439 27-0863354 (State or other jurisdiction of incorpo |
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October 31, 2024 |
Exhibit 99.1 NeuroOne® Announces Expansion of Existing Distribution Agreement with Zimmer Biomet for Commercialization of OneRF™ Ablation System License Provides Exclusive Commercialization Rights for US Distribution and Certain OUS Markets Agreement expected to boost NeuroOne sales revenue and profitability EDEN PRAIRIE, Minn. – October 31, 2024 (GLOBE NEWSWIRE) – NeuroOne Medical Technologies Co |
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October 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 25, 2024 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 001-40439 27-0863354 (State or other jurisdiction of incorpo |
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October 31, 2024 |
Exhibit 10.1 Certain identified information has been excluded from the exhibit because it is both (i) not material and (ii) is of the type that the Company treats as private or confidential. Double asterisks denote omissions. amended and restated EXCLUSIVE DEVELOPMENT AND DISTRIBUTION AGREEMENT This Amended and Restated Exclusive Development and Distribution Agreement (this “Agreement”) is entered |
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September 13, 2024 |
First Amendment to Offer Letter between the Company and Steve Mertens. Exhibit 10.4 fIRST AMENDMENT TO Offer letter THIS FIRST AMENDMENT TO OFFER LETTER (this “Amendment”) between NeuroOne Medical Technologies Corporation, a Delaware corporation (the “Company”), and Steve Mertens (the “Employee”) is entered into and made effective as of September 9, 2024 (the “Amendment Date”). Recitals Whereas, on March 6, 2019, the Company and the Employee entered into an Offer Let |
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September 13, 2024 |
First Amendment to Offer Letter between the Company and Ronald McClurg. EXHIBIT 10.2 fIRST AMENDMENT TO Offer letter THIS FIRST AMENDMENT TO OFFER LETTER (this “Amendment”) between NeuroOne Medical Technologies Corporation, a Delaware corporation (the “Company”), and Ronald McClurg (the “Employee”) is entered into and made effective as of September 9, 2024 (the “Amendment Date”). Recitals Whereas, on January 1, 2021, the Company and the Employee entered into an Offer |
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September 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 9, 2024 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 001-40439 27-0863354 (State or other jurisdiction of incorp |
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September 13, 2024 |
Exhibit 10.1 fIRST AMENDMENT TO EMPLOYMENT AGREEMENT THIS FIRST AMENDMENT TO EMPLOYMENT AGREEMENT (this “Amendment”) between NeuroOne Medical Technologies Corporation, a Delaware corporation (the “Company”), and David Rosa (the “Executive”) is entered into and made effective as of September 9, 2024 (the “Amendment Date”). Recitals Whereas, on August 4, 2017, the Company and the Executive entered i |
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September 13, 2024 |
First Amendment to Offer Letter between the Company and Christopher Volker. Exhibit 10.3 fIRST AMENDMENT TO Offer letter THIS FIRST AMENDMENT TO OFFER LETTER (this “Amendment”) between NeuroOne Medical Technologies Corporation, a Delaware corporation (the “Company”), and Christopher R. Volker (the “Employee”) is entered into and made effective as of September 9, 2024 (the “Amendment Date”). Recitals Whereas, on November 10, 2023, the Company and the Employee entered into |
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September 12, 2024 |
September 12, 2024 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F. Street, NE Washington, D.C. 20549 Attention: Jane Park Re: NeuroOne Medical Technologies Corporation Registration Statement on Form S-3 File No. 333-281881 Acceleration Request Requested Date: September 13, 2024 Requested Time: 4:30 P.M. Eastern Time Ladies and Gentlemen: Pursuant to Rule 46 |
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September 12, 2024 |
Fee Letter with Growth Opportunities Funding LLC, dated August 2, 2024. Exhibit 10.3 NeuroOne Medical Technologies Corporation Attention: Dave Rosa, Chief Executive Officer 7599 Anagram Drive Eden Prairie, MN 55344 August 2, 2024 Ladies and Gentlemen: Reference is hereby made to that certain Loan and Security Agreement, dated as of August 2, 2024 (as may be amended, modified, supplemented or restated from time to time, the “Loan Agreement”), by and between GROWTH OPPO |
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September 12, 2024 |
As filed with the U.S. Securities and Exchange Commission on September 12, 2024 As filed with the U.S. Securities and Exchange Commission on September 12, 2024 Registration No. 333-281881 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 27-0863354 (State or other jur |
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August 30, 2024 |
Exhibit 107 Calculation of Filing Fee Table FORM S-3 (Form Type) NeuroOne Medical Technologies Corporation (Exact Name of Registrant as Specified in its Charter) Table 1 - Newly Registered Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered(1)(2) Proposed Maximum Offering price Per Share(3) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to be Paid Equity Common Stock, par value $0. |
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August 30, 2024 |
As filed with the U.S. Securities and Exchange Commission on August 30, 2024 As filed with the U.S. Securities and Exchange Commission on August 30, 2024 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 27-0863354 (State or other jurisdiction of incorporation o |
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August 16, 2024 |
NeuroOne Medical Technologies Corporation Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-279871 Prospectus Supplement (to Prospectus dated August 16, 2024) $4,700,000 NeuroOne Medical Technologies Corporation Common Stock This prospectus supplement relates to the issuance and sale of shares of our common stock having an aggregate offering price of up to $4,700,000 from time to time pursuant to a Capital on Demand™ Sales Agreement d |
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August 15, 2024 |
August 15, 2024 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F. Street, NE Washington, D.C. 20549 Attention: Benjamin Richie Re: NeuroOne Medical Technologies Corporation Registration Statement on Form S-3 File No. 333-279871 Acceleration Request Requested Date: August 16, 2024 Requested Time: 4:05 P.M. Eastern Time Ladies and Gentlemen: Pursuant to Rule 46 |
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August 14, 2024 |
NeuroOne Medical Technologies Corporation Condensed Balance Sheets Exhibit 99.1 NeuroOne® Reports Third Quarter Fiscal Year 2024 Financial Results and Provides Corporate Update EDEN PRAIRIE, Minn., August 14, 2024 (GlobeNewswire) - NeuroOne Medical Technologies Corporation (Nasdaq: NMTC) (“NeuroOne” or the “Company”), a medical technology company focused on improving surgical care options and outcomes for patients suffering from neurological disorders, today anno |
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August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40439 NeuroOne Medical Technologies Corporation (Exact name of Registrant as specified in its charter) Delaware 27-0863354 (State or Other Jurisdiction of Incorporation or Organization) (I. |
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August 14, 2024 |
As filed with the Securities and Exchange Commission on August 14, 2024 As filed with the Securities and Exchange Commission on August 14, 2024 Registration No. |
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August 14, 2024 |
Exhibit 10.1 FIRST AMENDMENT TO LEASE AGREEMENT This FIRST Amendment to Lease Agreement (this “Amendment”) is made as of the 20th day of May, 2024 (the “Effective Date”) by and between BIYNAH CLEVELAND, LLC, a Delaware limited liability company, BIP CLEVELAND, LLC, a Delaware limited liability company, and EDENVALE INVESTORS, LLC, a Delaware limited liability company (collectively, “Landlord”), an |
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August 14, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 14, 2024 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 001-40439 27-0863354 (State or other jurisdiction of incorpor |
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August 7, 2024 |
Form of Debt Facility Financing Warrant. Exhibit 4.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR UNDER ANY STATE SECURITIES OR BLUE SKY LAWS. THE SECURITIES ARE SUBJECT TO RESTRICTIONS ON TRANSFERABILITY AND RESALE AND MAY NOT BE OFFERED, SOLD, PLEDGED, HYPOTHECATED OR OTHERWISE TRANSFERRED EXCEPT AS PERMITTED |
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August 7, 2024 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of August 1, 2024, between NeuroOne Medical Technologies Corporation, a Delaware corporation (the “Company”), and each purchaser identified on Exhibit A hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”). Recitals Whereas, on the terms and |
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August 7, 2024 |
Exhibit 10.2 LOAN AND SECURITY AGREEMENT THIS LOAN AND SECURITY AGREEMENT (this “Agreement”), dated August 2, 2024, is made by and between Growth Opportunity Funding, LLC, a Delaware limited liability company (the “Lender”), and NeuroOne Medical Technologies Corporation, a Delaware corporation (the “Borrower”). In consideration of the mutual covenants and promises contained herein, and for other g |
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August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 1, 2024 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 001-40439 27-0863354 (State or other jurisdiction of incorpora |
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August 7, 2024 |
Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR UNDER ANY STATE SECURITIES OR BLUE SKY LAWS. THE SECURITIES ARE SUBJECT TO RESTRICTIONS ON TRANSFERABILITY AND RESALE AND MAY NOT BE OFFERED, SOLD, PLEDGED, HYPOTHECATED OR OTHERWISE TRANSFERRED EXCEPT AS PERMITTED |
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July 12, 2024 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 11, 2024 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 001-40439 27-0863354 (State or other jurisdiction of incorporat |
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June 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 20, 2024 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 001-40439 27-0863354 (State or other jurisdiction of incorporat |
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June 21, 2024 |
Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF NEUROONE MEDICAL TECHNOLOGIES CORPORATION ARTICLE I OFFICES Section 1. Registered Office. The registered office of the corporation shall be fixed in the Certificate of Incorporation (as amended, the “Certificate of Incorporation”). Section 2. Other Offices. The corporation shall also have and maintain an office or principal place of business at such place |
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May 31, 2024 |
Form of Debt Securities Warrant Agreement and Warrant Certificate. Exhibit 4.10 NEUROONE MEDICAL TECHNOLOGIES CORPORATION AND , AS WARRANT AGENT FORM OF DEBT SECURITIES WARRANT AGREEMENT DATED AS OF NEUROONE MEDICAL TECHNOLOGIES CORPORATION FORM OF DEBT SECURITIES WARRANT AGREEMENT THIS DEBT SECURITIES WARRANT AGREEMENT (this “Agreement”), dated as of [●], between NeuroOne Medical Technologies Corporation, a Delaware corporation (the “Company”), and [●], a [corpo |
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May 31, 2024 |
Form of Indenture, between the Registrant and one or more trustees to be named. Exhibit 4.6 NEUROONE MEDICAL TECHNOLOGIES CORPORATION, Issuer AND [TRUSTEE], Trustee INDENTURE Dated as of [●], 20 Debt Securities TABLE OF CONTENTS ARTICLE 1 DEFINITIONS 1 Section 1.01 Definitions of Terms. 1 ARTICLE 2 ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 5 Section 2.01 Designation and Terms of Securities. 5 Section 2.02 Form of Securities and Trustee’s Ce |
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May 31, 2024 |
Form of Preferred Stock Warrant Agreement and Warrant Certificate. Exhibit 4.9 NEUROONE MEDICAL TECHNOLOGIES CORPORATION AND , AS WARRANT AGENT FORM OF PREFERRED STOCK WARRANT AGREEMENT DATED AS OF NEUROONE MEDICAL TECHNOLOGIES CORPORATION FORM OF PREFERRED STOCK WARRANT AGREEMENT THIS PREFERRED STOCK WARRANT AGREEMENT (this “Agreement”), dated as of [●], between NeuroOne Medical Technologies Corporation, a Delaware corporation (the “Company”), and [●], a [corpor |
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May 31, 2024 |
As filed with the Securities and Exchange Commission on May 31, 2024 As filed with the Securities and Exchange Commission on May 31, 2024 Registration No. |
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May 31, 2024 |
Form of Common Stock Warrant Agreement and Warrant Certificate. Exhibit 4.8 NEUROONE MEDICAL TECHNOLOGIES CORPORATION AND , AS WARRANT AGENT FORM OF COMMON STOCK WARRANT AGREEMENT DATED AS OF NEUROONE MEDICAL TECHNOLOGIES CORPORATION FORM OF COMMON STOCK WARRANT AGREEMENT THIS COMMON STOCK WARRANT AGREEMENT(this “Agreement”), dated as of [●], between NeuroOne Medical Technologies Corporation, a Delaware corporation (the “Company”), and [●], a [corporation] [na |
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May 31, 2024 |
Exhibit 107 Calculation of Filing Fee Tables FORM S-3 (Form Type) NeuroOne Medical Technologies Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered(1) Proposed Maximum Offering price Per Unit Maximum Aggregate Offering Price(2) Fee Rate Amount of Registration Fee Fees to be Paid Equity Debt Other Unallocated (Universal) Shelf Common Stock, par value $0. |
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May 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40439 NeuroOne Medical Technologies Corporation (Exact name of Registrant as specified in its charter) Delaware 27-0863354 (State or Other Jurisdiction of Incorporation or Organization) (I. |
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May 14, 2024 |
NeuroOne® Reports Second Quarter Fiscal Year 2024 Financial Results and Provides Corporate Update Exhibit 99.1 NeuroOne® Reports Second Quarter Fiscal Year 2024 Financial Results and Provides Corporate Update EDEN PRAIRIE, Minn., May 14, 2024 (GlobeNewswire) - NeuroOne Medical Technologies Corporation (NASDAQ: NMTC) (“NeuroOne” or the “Company”), a medical technology company focused on improving surgical care options and outcomes for patients suffering from neurological disorders, today announ |
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May 14, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 14, 2024 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 001-40439 27-0863354 (State or other jurisdiction of incorporati |
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March 26, 2024 |
Initiates Limited Commercial Launch of OneRF™ Ablation System Exhibit 99.1 NeuroOne® Initiates Limited Commercial Launch of OneRF™ Ablation System First to market FDA-cleared thin-film, sEEG-guided RF system capable of both recording electrical activity and ablating nervous tissue with the added benefit of temperature control Limited commercial launch initiated earlier than expected EDEN PRAIRIE, Minn. – March 26, 2024 (GLOBE NEWSWIRE) – NeuroOne Medical Tec |
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March 26, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 26, 2024 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 001-40439 27-0863354 (State or other jurisdiction of incorpora |
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March 15, 2024 |
Exhibit 99.1 NASDAQ: NMTC NeuroOne ® Medical Technologies Corporation March 2024 2 Safe Harbor Statements This presentation and any information included in this presentation are strictly confidential and should not be discussed outside of your organization. This presentation shall not constitute an offer to sell or a solicitation of an offer to buy any securities and shall not constitute an offer, |
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March 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 14, 2024 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 001-40439 27-0863354 (State or other jurisdiction of incorpora |
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February 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* NeuroOne Medical Technologies Corporation (Name of Issuer) Common stock, $0.001 par value (Title of Class of Securities) 64130M209 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to design |
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February 13, 2024 |
NeuroOne Medical Technologies Corporation Balance Sheets Exhibit 99.1 NeuroOne® Reports First Quarter Fiscal Year 2024 Financial Results and Provides Corporate Update EDEN PRAIRIE, Minn., February 13, 2024 (GlobeNewswire) - NeuroOne Medical Technologies Corporation (NASDAQ: NMTC) (“NeuroOne” or the “Company”), a medical technology company focused on improving surgical care options and outcomes for patients suffering from neurological disorders, today an |
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February 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40439 NeuroOne Medical Technologies Corporation (Exact name of Registrant as specified in its charter) Delaware 27-0863354 (State or Other Jurisdiction of Incorporation or Organization) (I. |
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February 13, 2024 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 13, 2024 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 001-40439 27-0863354 (State or other jurisdiction of incorp |
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January 31, 2024 |
As filed with the Securities and Exchange Commission on January 31, 2024 As filed with the Securities and Exchange Commission on January 31, 2024 Registration No. |
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January 31, 2024 |
Exhibit 107 Calculation of Filing Fee Table FORM S-8 (Form Type) NeuroOne Medical Technologies Corporation (Exact Name of Registrant as Specified in its Charter) Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering price Per Unit Maximum Aggregate Offering Price (2) Fee Rate Amount of Registration Fee Equity Common Stock, par value $0. |
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January 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A ––––––––––––––––––––––––––––––– Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitt |
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January 11, 2024 |
NMTC / NeuroOne Medical Technologies Corporation / LYTTON LAURENCE W Passive Investment SC 13G 1 nmtc.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* NeuroOne Medical Technologies Corporation (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 64130M209 (CUSIP Number) December 28, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropr |
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January 5, 2024 |
Up to $9,300,000 NeuroOne Medical Technologies Corporation Common Stock Filed pursuant to Rule 424(b)(5) Registration No. 333-256830 Prospectus Supplement (To the Prospectus Supplements dated December 1, 2023 and December 21, 2022, and Prospectus dated June 14, 2021) Up to $9,300,000 NeuroOne Medical Technologies Corporation Common Stock This prospectus supplement updates and amends certain information contained in the prospectus supplements dated December 21, 2022 (t |
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December 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40439 NeuroOne Medical Technologies Corporation (Exact name of Registrant as specified in its charter) Delaware 27-0863354 (State or other jurisdiction of incorporation or organization) (IRS Employer Identification No. |
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December 15, 2023 |
Subsidiaries of the Registrant Exhibit 21.1 None. |
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December 15, 2023 |
Exhibit 97.1 NeuroOne Medical Technologies Corporation Policy for the Recovery of Erroneously Awarded Compensation Adopted and approved on November 9, 2023 and Effective as of November 9, 2023 1. Purpose. The Board of Directors (the “Board”) OF NEUROONE MEDICAL TECHNOLOGIES CORPORATION, a Delaware corporation (the “Company”) believes that it is in the best interests of the Company and its stockhol |
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December 15, 2023 |
As filed with the Securities and Exchange Commission on December 15, 2023 As filed with the Securities and Exchange Commission on December 15, 2023 Registration No. |
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December 15, 2023 |
Exhibit 107 Calculation of Filing Fee Table FORM S-8 (Form Type) NeuroOne Medical Technologies Corporation (Exact Name of Registrant as Specified in its Charter) Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering price Per Unit Maximum Aggregate Offering Price (2) Fee Rate Amount of Registration Fee Equity Common Stock, par value $0. |
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December 14, 2023 |
NeuroOne Medical Technologies Corporation Balance Sheets Exhibit 99.1 NeuroOne® Reports Fiscal Fourth Quarter and Full Fiscal Year 2023 Financial Results and Provides Corporate Update EDEN PRAIRIE, Minn., December 14, 2023 (GlobeNewswire) - NeuroOne Medical Technologies Corporation (NASDAQ: NMTC) (“NeuroOne” or the “Company”), a medical technology company focused on improving surgical care options and outcomes for patients suffering from neurological di |
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December 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 14, 2023 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 001-40439 27-0863354 (State or other jurisdiction of incorp |
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December 11, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 11, 2023 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 000-40439 27-0863354 (State or other jurisdiction of incorp |
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December 11, 2023 |
Receives FDA 510(k) Clearance to Market its OneRF™ Ablation System Exhibit 99.1 NeuroOne® Receives FDA 510(k) Clearance to Market its OneRF™ Ablation System First FDA-cleared thin-film, sEEG-guided RF system capable of both recording electrical activity and ablating nervous tissue with the added benefit of temperature control; Marks the Company’s third FDA 510(k)-cleared device Potential for transformative improvement in neurosurgery procedures; Company targets c |
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December 1, 2023 |
Up to $4,800,000 NeuroOne Medical Technologies Corporation Common Stock Filed pursuant to Rule 424(b)(5) Registration No. 333-256830 Prospectus Supplement (To the Prospectus Supplement dated December 21, 2022 and Prospectus dated June 14, 2021) Up to $4,800,000 NeuroOne Medical Technologies Corporation Common Stock This prospectus supplement updates and amends certain information contained in the prospectus supplement dated December 21, 2022 (the “Original Supplement” |
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November 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 16, 2023 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 000-54716 27-0863354 (State or other jurisdiction of incorp |
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November 16, 2023 |
Announces Patent Allowance for Drug Delivery Utilizing a Novel Neural Probe Exhibit 99.1 NeuroOne® Announces Patent Allowance for Drug Delivery Utilizing a Novel Neural Probe Patent allowance strengthens IP portfolio and positions company in pursuing drug delivery using its neural probes EDEN PRAIRIE, Minn., November 16, 2023 (GlobeNewswire) - NeuroOne Medical Technologies Corporation (NASDAQ: NMTC) (“NeuroOne” or the “Company”), a medical technology company focused on im |
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November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2023 NeuroOne Medical Technologies Corporation (Exact name of Registrant as Specified in Its Charter) Delaware 001-40439 27-0863354 (State or other jurisdiction of incorpo |
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November 14, 2023 |
Exhibit 10.1 7599 Anagram Drive Eden Prairie, Minnesota 55344 November 10, 2023 Christopher R. Volker [Address] Dear Chris: We are pleased to offer you employment with NeuroOne Medical Technologies Corporation, a Delaware corporation (the “Company”, “NeuroOne”, “we”, “us” or “our”). The terms of your offer of employment with the Company are as follows: Your initial position with us will be as Chie |
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November 14, 2023 |
Exhibit 10.2 FIRST AMENDMENT TO NEUROONE MEDICAL TECHNOLOGIES CORPORTAION 2021 INDUCEMENT PLAN The NeuroOne Medical Technologies Corporation 2021 Inducement Plan (the “Plan”) is hereby amended in the following respects, effective November 9, 2023, in accordance with Section 2(b)(vi) of the Plan. The first sentence of Section 3(a) of the Plan is deleted in its entirety and replaced with the followi |
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November 14, 2023 |
Exhibit 99.1 NeuroOne® Appoints Medtech Executive Christopher R. Volker as Chief Operating Officer and Reports Inducement Grant Under Nasdaq Listing Rule 5635(c)(4) Volker strengthens existing management team in areas of commercialization, business development, and reimbursement EDEN PRAIRIE, Minn., November 14, 2023 (GlobeNewswire) - NeuroOne Medical Technologies Corporation (NASDAQ: NMTC) (“Neur |
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November 7, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 7, 2023 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 000-54716 27-0863354 (State or other jurisdiction of incorpo |
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November 7, 2023 |
Provides Progress Update on FDA 510(k) Submission for OneRF™ Ablation System Exhibit 99.1 NeuroOne® Provides Progress Update on FDA 510(k) Submission for OneRF™ Ablation System Feedback from responses to FDA anticipated in 30 days Commercialization remains on track in first half of 2024 pending FDA clearance Product potential for transformative improvement in neurosurgery as first known sEEG-guided RF system that records and ablates nervous tissue with the added benefit of |
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August 14, 2023 |
NeuroOne Medical Technologies Corporation Condensed Balance Sheets Exhibit 99.1 NeuroOne® Reports Third Quarter Fiscal Year 2023 Financial Results and Provides Corporate Update EDEN PRAIRIE, Minn., August 14, 2023 (GlobeNewswire) - NeuroOne Medical Technologies Corporation (NASDAQ: NMTC) (“NeuroOne” or the “Company”), a medical technology company focused on improving surgical care options and outcomes for patients suffering from neurological disorders, today anno |
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August 14, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 14, 2023 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 001-40439 27-0863354 (State or other jurisdiction of incorpor |
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August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40439 NeuroOne Medical Technologies Corporation (Exact name of Registrant as specified in its charter) Delaware 27-0863354 (State or Other Jurisdiction of Incorporation or Organization) (I. |
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August 2, 2023 |
NMTC / NeuroOne Medical Technologies Corp / MANCHESTER MANAGEMENT CO LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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July 27, 2023 |
NeuroOne Medical Technologies Corporation Announces Proposed Public Offering of Common Stock Exhibit 99.1 NeuroOne Medical Technologies Corporation Announces Proposed Public Offering of Common Stock EDEN PRAIRIE, Minn., July 24, 2023 (GLOBE NEWSWIRE) – NeuroOne Medical Technologies Corporation (Nasdaq: NMTC) (the “Company”), a medical technology company focused on improving surgical care options and outcomes for patients suffering from neurological disorders, announced today that it has c |
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July 27, 2023 |
Exhibit 1.1 EXECUTION VERSION 5,250,000 Shares1 NEUROONE MEDICAL TECHNOLOGIES CORPORATION Common Stock, par value $0.001 per share UNDERWRITING AGREEMENT July 24, 2023 The Benchmark Company, LLC 150 East 58th Street, 17th Floor New York New York 10155 Ladies and Gentlemen: NeuroOne Medical Technologies Corporation, a Delaware corporation (the “Company”) proposes to sell to The Benchmark Company, L |
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July 27, 2023 |
NeuroOne Medical Technologies Corporation Announces Pricing of Public Offering of Common Stock Exhibit 99.2 NeuroOne Medical Technologies Corporation Announces Pricing of Public Offering of Common Stock EDEN PRAIRIE, Minn., July 25, 2023 (GLOBE NEWSWIRE) – NeuroOne Medical Technologies Corporation (Nasdaq: NMTC) (the “Company”), a medical technology company focused on improving surgical care options and outcomes for patients suffering from neurological disorders, announced today the pricing |
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July 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported July 24, 2023 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 001-40439 27-0863354 (State or other jurisdiction of incorporatio |
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July 26, 2023 |
5,250,000 Shares NeuroOne Medical Technologies Corporation Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-256830 PROSPECTUS SUPPLEMENT (To Prospectus dated June 14, 2021) 5,250,000 Shares NeuroOne Medical Technologies Corporation Common Stock We are offering 5,250,000 shares of our common stock, par value $0.001 per share, in this offering. The public offering price for each share of common stock is $1.00. Our common stock is listed on The Nasdaq C |
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July 24, 2023 |
SUBJECT TO COMPLETION, DATED JULY 24, 2023 Filed Pursuant to Rule 424(b)(5) Registration No. 333-256830 The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. A registration statement relating to the shares has become effective under the Securities Act of 1933, as amended. This preliminary prospectus supplement is not an offer to sell the shares and it is not soliciting |
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July 24, 2023 |
$2,560,000 NeuroOne Medical Technologies Corporation Common Stock Filed pursuant to Rule 424(b)(5) Registration No. 333-256830 Prospectus Supplement (To the Prospectus Supplement dated December 21, 2022 and Prospectus dated June 14, 2021) $2,560,000 NeuroOne Medical Technologies Corporation Common Stock This prospectus supplement updates and amends certain information contained in the prospectus supplement dated December 21, 2022 (the “Original Supplement”), to |
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May 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40439 NeuroOne Medical Technologies Corporation (Exact name of Registrant as specified in its charter) Delaware 27-0863354 (State or Other Jurisdiction of Incorporation or Organization) (I. |
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May 11, 2023 |
NeuroOne® Reports Second Quarter Fiscal Year 2023 Financial Results and Provides Corporate Update Exhibit 99.1 NeuroOne® Reports Second Quarter Fiscal Year 2023 Financial Results and Provides Corporate Update EDEN PRAIRIE, Minn., May 11, 2023 (GlobeNewswire) - NeuroOne Medical Technologies Corporation (NASDAQ: NMTC) (“NeuroOne” or the “Company”), a medical technology company focused on improving surgical care options and outcomes for patients suffering from neurological disorders, today announ |
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May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 11, 2023 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 001-40439 27-0863354 (State or other jurisdiction of incorporati |
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March 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 16, 2023 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 001-40439 27-0863354 (State or other jurisdiction of incorpora |
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March 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 10, 2023 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 001-40439 27-0863354 (State or other jurisdiction of incorpora |
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February 22, 2023 |
Exhibit 107 Calculation of Filing Fee Table FORM S-8 (Form Type) NeuroOne Medical Technologies Corporation (Exact Name of Registrant as Specified in its Charter) Newly Registered and Carry Forward Securities Fees to be Paid Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered (1) Proposed Maximum Offering price Per Unit Maximum Aggregate Offering Price (2) Fee Rate Amount of Registration Fee Equity Common Stock, par value $0. |
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February 22, 2023 |
As filed with the Securities and Exchange Commission on February 22, 2023 As filed with the Securities and Exchange Commission on February 22, 2023 Registration No. |
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February 14, 2023 |
NeuroOne Medical Technologies Corporation Balance Sheets Exhibit 99.1 NeuroOne® Reports First Quarter Fiscal Year 2023 Financial Results and Provides Corporate Update EDEN PRAIRIE, Minn., February 14, 2023 (PR Newswire) - NeuroOne Medical Technologies Corporation (NASDAQ: NMTC) (“NeuroOne” or the “Company”), a medical technology company focused on improving surgical care options and outcomes for patients suffering from neurological disorders, today anno |
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February 14, 2023 |
Corporate Fact Sheet, dated February 14, 2023 Exhibit 99.2 |
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February 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 14, 2023 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 001-40439 27-0863354 (State or other jurisdiction of incorp |
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February 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40439 NeuroOne Medical Technologies Corporation (Exact name of Registrant as specified in its charter) Delaware 27-0863354 (State or Other Jurisdiction of Incorporation or Organization) (I. |
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January 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defini |
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January 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 9, 2023 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 001-40439 27-0863354 (State or other jurisdiction of incorpor |
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December 22, 2022 |
Subsidiaries of the Registrant Exhibit 21.1 None. |
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December 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 22, 2022 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 001-40439 27-0863354 (State or other jurisdiction of incorp |
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December 22, 2022 |
NeuroOne Medical Technologies Corporation Balance Sheets (unaudited) Exhibit 99.1 NeuroOne? Reports Fiscal Fourth Quarter and Full Fiscal Year 2022 Financial Results EDEN PRAIRIE, Minn., December 22, 2022 (PR Newswire) - NeuroOne Medical Technologies Corporation (Nasdaq: NMTC; ?NeuroOne? or the ?Company?), a medical technology company focused on improving surgical care options and outcomes for patients suffering from neurological disorders, announces financial resu |
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December 22, 2022 |
Exhibit 1.1 NEUROONE MEDICAL TECHNOLOGIES CORPORATION Common Stock ($0.001 par value per share) Capital on Demand™ Sales Agreement December 21, 2022 JonesTrading Institutional Services LLC 211 East 43rd Street, 15th Floor New York, NY 10017 Ladies and Gentlemen: NeuroOne Medical Technologies Corporation, a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with JonesTr |
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December 22, 2022 |
$14,500,000 NeuroOne Medical Technologies Corporation Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-256830 Prospectus Supplement (to Prospectus dated June 14, 2021) $14,500,000 NeuroOne Medical Technologies Corporation Common Stock We have entered into a Capital on Demand? Sales Agreement, or sales agreement, with JonesTrading Institutional Services LLC, or JonesTrading, relating to the sale of shares of our common stock offered by this prosp |
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December 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40439 NeuroOne Medical Technologies Corporation (Exact name of Registrant as specified in its charter) Delaware 27-0863354 (State or other jurisdiction of incorporation or organization) (IRS Employer Identification No. |
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December 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 12, 2022 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 001-40439 27-0863354 (State or other jurisdiction of incorp |
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October 25, 2022 |
Receives FDA 510(k) Clearance to Market its Evo Exhibit 99.1 NeuroOne? Receives FDA 510(k) Clearance to Market its Evo? sEEG System for Less than 30 Day Use Company focused on manufacturing ramp for commercialization in partnership with Zimmer Biomet EDEN PRAIRIE, Minn. ? October 25, 2022 - NeuroOne Medical Technologies Corporation (Nasdaq: NMTC) (NeuroOne or the Company), a medical technology company focused on improving surgical care options |
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October 25, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 25, 2022 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 000-54716 27-0863354 (State or other jurisdiction of incorpo |
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September 14, 2022 |
Exhibit 99.1 FACT SHEET Fall 2022 Nasdaq: NMTC https://n1mtc.com Advancing Neuroscience One Neuron at a Time. NeuroOne Medical Technologies Corporation is a medical technology company focused on the development and commercialization of minimally invasive and high - definition/high - precision solutions for epilepsy, Parkinson?s disease, dystonia, essential tremors, and chronic pain due to failed b |
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September 14, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 14, 2022 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 001-40439 27-0863354 (State or other jurisdiction of incor |
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August 11, 2022 |
Exhibit 99.1 NeuroOne? Reports Third Quarter Fiscal Year 2022 Financial Results and Provides Corporate Update EDEN PRAIRIE, Minn., August 11, 2022 (PR Newswire) - NeuroOne Medical Technologies Corporation (NASDAQ: NMTC) (?NeuroOne? or the ?Company?), a medical technology company focused on improving surgical care options and outcomes for patients suffering from neurological disorders, today announ |
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August 11, 2022 |
Exhibit 10.2 THIRD AMENDMENT TO EXCLUSIVE DEVELOPMENT AND DISTRIBUTION AGREEMENT THIS THIRD AMENDMENT TO EXCLUSIVE DEVELOPMENT AND DISTRIBUTION AGREEMENT (this ?Amendment?) is entered into as of August 2, 2022 (the ?Effective Date?), by and between Zimmer, Inc., a Delaware corporation (?Zimmer?), and NeuroOne Medical Technologies Corporation, a Delaware corporation (the ?Company?). Zimmer and the |
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August 11, 2022 |
Exhibit 10.1 SECOND AMENDMENT TO EXCLUSIVE DEVELOPMENT AND DISTRIBUTION AGREEMENT THIS SECOND AMENDMENT TO EXCLUSIVE DEVELOPMENT AND DISTRIBUTION AGREEMENT (this ?Amendment?) is made as of this 28th day of June, 2022, with an effective date of July 1, 2022 (?Effective Date?), between Zimmer, Inc., a Delaware corporation (?Zimmer?), and NeuroOne Medical Technologies Corporation, a Delaware corporat |
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August 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40439 NeuroOne Medical Technologies Corporation (Exact name of Registrant as specified in its charter) Delaware 27-0863354 (State or Other Jurisdiction of Incorporation or Organization) (I. |
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August 11, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 11, 2022 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 001-40439 27-0863354 (State or other jurisdiction of incorpor |
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August 11, 2022 |
Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), OR UNDER ANY STATE SECURITIES OR BLUE SKY LAWS. THE SECURITIES ARE SUBJECT TO RESTRICTIONS ON TRANSFERABILITY AND RESALE AND MAY NOT BE OFFERED, SOLD, PLEDGED, HYPOTHECATED OR OTHERWISE TRANSFERRED EXCEPT AS PERMITTED |
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August 3, 2022 |
Third Amendment to Exclusive Distribution and Development Agreement Exhibit 10.1 THIRD AMENDMENT TO EXCLUSIVE DEVELOPMENT AND DISTRIBUTION AGREEMENT THIS THIRD AMENDMENT TO EXCLUSIVE DEVELOPMENT AND DISTRIBUTION AGREEMENT (this “Amendment”) is entered into as of August 2, 2022 (the “Effective Date”), by and between Zimmer, Inc., a Delaware corporation (“Zimmer”), and NeuroOne Medical Technologies Corporation, a Delaware corporation (the “Company”). Zimmer and the |
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August 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2022 NeuroOne Medical Technologies Corporation (Exact name of Registrant as Specified in Its Charter) Delaware 001-40439 27-0863354 (State or other jurisdiction of incorpora |
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August 3, 2022 |
Exhibit 99.1 NeuroOne® Announces $3.5 Million Accelerated Milestone Payment from Zimmer Biomet for Evo® sEEG Electrode Amendment provides Zimmer Biomet with 350,000 warrants with exercise price of $3.00 per share EDEN PRAIRIE, Minn., August 3, 2022 (PR Newswire) - NeuroOne Medical Technologies Corporation (NASDAQ: NMTC) (“NeuroOne” or the “Company”), a medical technology company focused on improvi |
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August 3, 2022 |
Warrant to Purchase Common Stock Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR UNDER ANY STATE SECURITIES OR BLUE SKY LAWS. THE SECURITIES ARE SUBJECT TO RESTRICTIONS ON TRANSFERABILITY AND RESALE AND MAY NOT BE OFFERED, SOLD, PLEDGED, HYPOTHECATED OR OTHERWISE TRANSFERRED EXCEPT AS PERMITTED |
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June 2, 2022 |
Exhibit 99.1 NeuroOne? Issues Letter to Stockholders in Connection With 2022 Annual Meeting of Stockholders Letter recaps key highlights of fiscal year 2021 and features upcoming milestones for fiscal year 2022 and beyond EDEN PRAIRIE, Minn., June 2, 2022 (PR Newswire) - NeuroOne Medical Technologies Corporation (NASDAQ: NMTC) (?NeuroOne? or the ?Company?), a medical technology company focused on |
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June 2, 2022 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 31, 2022 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 001-40439 27-0863354 (State or other jurisdiction of incorporati |
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May 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K/A (Amendment No. |
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May 16, 2022 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 16, 2022 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 000-54716 27-0863354 (State or other jurisdiction of incorporati |
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May 16, 2022 |
Exhibit 99.1 NeuroOne Provides Evo? sEEG Update The Evo? sEEG electrode 510(k) cleared for temporary (less than 24 hours) use remains in effect and the Company will explore the opportunity to market the device for intraoperative use. EDEN PRAIRIE, Minn., May 16, 2022 (PR Newswire) - NeuroOne Medical Technologies Corporation (NASDAQ: NMTC) (?NeuroOne? or the ?Company?), a medical technology company |
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May 12, 2022 |
Exhibit 99.1 NeuroOne Reports Second Quarter Fiscal Year 2022 Financial Results and Provides Corporate Update EDEN PRAIRIE, Minn., May 12, 2022 (PR Newswire) - NeuroOne Medical Technologies Corporation (NASDAQ: NMTC) (?NeuroOne? or the ?Company?), a medical technology company focused on improving surgical care options and outcomes for patients suffering from neurological disorders, today announces |
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May 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40439 NeuroOne Medical Technologies Corporation (Exact name of Registrant as specified in its charter) Delaware 27-0863354 (State or Other Jurisdiction of Incorporation or Organization) (I. |
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May 12, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 12, 2022 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 000-54716 27-0863354 (State or other jurisdiction of incorporati |
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April 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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March 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 25, 2022 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 000-54716 27-0863354 (State or other jurisdiction of incorpora |
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February 14, 2022 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 14, 2022 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 000-54716 27-0863354 (State or other jurisdiction of incorp |
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February 14, 2022 |
NeuroOne Reports First Quarter Fiscal Year 2022 Financial Results and Provides Corporate Update Exhibit 99.1 NeuroOne Reports First Quarter Fiscal Year 2022 Financial Results and Provides Corporate Update EDEN PRAIRIE, Minn., February 14, 2022 (PR Newswire) - NeuroOne Medical Technologies Corporation (NASDAQ: NMTC) ("NeuroOne" or the "Company"), a medical technology company focused on improving surgical care options and outcomes for patients suffering from neurological disorders today announ |
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February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-54716 NeuroOne Medical Technologies Corporation (Exact name of Registrant as specified in its charter) Delaware 27-0863354 (State or Other Jurisdiction of Incorporation or Organization) (I. |
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February 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 3, 2022 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 001-40439 27-0863354 (State or other jurisdiction of incorpo |
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January 28, 2022 |
As filed with the Securities and Exchange Commission on January 28, 2022 As filed with the Securities and Exchange Commission on January 28, 2022 Registration No. |
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December 15, 2021 |
Subsidiaries of the Registrant Exhibit 21.1 None. |
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December 15, 2021 |
Exhibit 99.1 NeuroOne Reports Fourth Fiscal Quarter and Full Fiscal Year 2021 Financial Results and Provides Corporate Update EDEN PRAIRIE, Minn., December 15, 2021 (PR Newswire) - NeuroOne Medical Technologies Corporation (Nasdaq: NMTC; ?NeuroOne? or the ?Company?), a medical technology company focused on improving surgical care options and outcomes for patients suffering from neurological disord |
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December 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-40439 NeuroOne Medical Technologies Corporation (Exact name of Registrant as specified in its charter) Delaware 27-0863354 (State or other jurisdiction of incorporation or organization) (IRS Employer Identification No. |
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December 15, 2021 |
Exhibit 10.39 ZIMMER BIOMET Via Email January 6, 2021 NeuroOne Medical Technologies Corporation ATTN: Dave Rosa 7599 Anagram Drive Eden Prairie, MN 55344 [email protected] Dear Dave: As a follow-up to our recent discussions, this letter will confirm that the parties have agreed to extend the deadline for the "Design freeze for the SEEG Products" as set forth in Section 6.1(c)(i) of the Exclusive Dev |
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December 15, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 15, 2021 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 000-54716 27-0863354 (State or other jurisdiction of incorp |
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November 23, 2021 |
As filed with the Securities and Exchange Commission on November 23, 2021 As filed with the Securities and Exchange Commission on November 23, 2021 Registration No. |
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October 14, 2021 |
Exhibit 1.1 Execution Version 3,750,000 Shares1 NEUROONE MEDICAL TECHNOLOGIES CORPORATION Common Stock, par value $0.001 per share UNDERWRITING AGREEMENT October 13, 2021 Craig-Hallum Capital Group LLC 222 South Ninth Street, Suite 350 Minneapolis, Minnesota 55402 Ladies and Gentlemen: NeuroOne Medical Technologies Corporation, a Delaware corporation (the ?Company?) proposes to sell to Craig-Hallu |
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October 14, 2021 |
NeuroOne Medical Technologies Corporation Announces Proposed Public Offering of Common Stock Exhibit 99.1 NeuroOne Medical Technologies Corporation Announces Proposed Public Offering of Common Stock EDEN PRAIRIE, MN., October 12, 2021 ? NeuroOne Medical Technologies Corporation (Nasdaq: NMTC) (the ?Company?), a medical technology company focused on improving surgical care options and outcomes for patients suffering from neurological disorders, today announced that it has commenced a propo |
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October 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 13, 2021 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 000-54716 27-0863354 (State or other jurisdiction of incorpo |
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October 14, 2021 |
NeuroOne Medical Technologies Corporation Announces Pricing of Public Offering of Common Stock Exhibit 99.2 NeuroOne Medical Technologies Corporation Announces Pricing of Public Offering of Common Stock EDEN PRAIRIE, MN., October 13, 2021 ? NeuroOne Medical Technologies Corporation (Nasdaq: NMTC) (the ?Company?), a medical technology company focused on improving surgical care options and outcomes for patients suffering from neurological disorders, today announced the pricing of an underwrit |
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October 14, 2021 |
3,750,000 Shares NeuroOne Medical Technologies Corporation Common Stock 424B5 1 f424b51021neuroone.htm PROSPECTUS Filed Pursuant to Rule 424(b)(5) Registration No. 333-256830 PROSPECTUS SUPPLEMENT (To Prospectus dated June 14, 2021) 3,750,000 Shares NeuroOne Medical Technologies Corporation Common Stock We are offering 3,750,000 shares of our common stock, par value $0.001 per share, in this offering. The public offering price for each share of common stock is $3.20. |
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October 13, 2021 |
SUBJECT TO COMPLETION, DATED OCTOBER 13, 2021 Filed Pursuant to Rule 424(b)(5) Registration No. 333-256830 The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. A registration statement relating to the shares has become effective under the Securities Act of 1933, as amended. This preliminary prospectus supplement is not an offer to sell the shares and it is not soliciting |
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October 4, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 4, 2021 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 000-54716 27-0863354 (State or other jurisdiction of incorpor |
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October 4, 2021 |
Exhibit 10.2 NeuroOne Medical Technologies Corporation Stock Option Grant Notice (2021 Inducement Plan) NeuroOne Medical Technologies Corporation, a Delaware corporation (the ?Company?), pursuant to its 2021 Inducement Plan (the ?Plan?), hereby grants to Optionholder an option to purchase the number of shares of the Company?s Common Stock set forth below. This option is subject to all of the terms |
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October 4, 2021 |
Exhibit 10.1 NeuroOne Medical Technologies Corporation 2021 Inducement Plan Adopted by the Board of Directors: October 4, 2021 1. General. (a) Eligible Award Recipients. The only persons eligible to receive grants of Awards under this Plan are individuals who satisfy the standards for inducement grants under Nasdaq Marketplace Rule 5635(c)(4) or 5635(c)(3), if applicable, and the related guidance |
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September 7, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 7, 2021 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 000-54716 27-0863354 (State or other jurisdiction of incorp |
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September 7, 2021 |
Medical Technologies Corporation Receives FDA 510(k) Clearance for its Evo Exhibit 99.1 NeuroOne? Medical Technologies Corporation Receives FDA 510(k) Clearance for its Evo? sEEG Electrode Company?s second FDA 510(k) clearance received EDEN PRAIRIE, Minn. ? September 7, 2021 - NeuroOne Medical Technologies Corporation (Nasdaq: NMTC) (NeuroOne or the Company), a medical technology company focused on improving surgical care options and outcomes for patients suffering from |
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August 13, 2021 |
NeuroOne Reports Third Quarter Fiscal 2021 Financial Results and Corporate Update Exhibit 99.1 NeuroOne Reports Third Quarter Fiscal 2021 Financial Results and Corporate Update EDEN PRAIRIE, Minn. - NeuroOne Medical Technologies Corporation (Nasdaq: NMTC; ?NeuroOne? or the ?Company?), a medical technology company focused on improving surgical care options and outcomes for patients suffering from neurological disorders, announces today financial results for the quarter ended Jun |
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August 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-54716 NeuroOne Medical Technologies Corporation (Exact name of Registrant as specified in its charter) Delaware 27-0863354 (State or Other Jurisdiction of Incorporation or Organization) (I. |
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August 13, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 13, 2021 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 000-54716 27-0863354 (State or other jurisdiction of incorpor |
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June 24, 2021 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 18, 2021 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 000-54716 27-0863354 (State or other jurisdiction of incorporat |
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June 24, 2021 |
Exhibit 16 June 24, 2021 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 We have been furnished with a copy of the response to Item 4.01 of Form 8-K for the event that occurred on June 18, 2021, to be filed by our former client, NeuroOne Medical Technologies Corporation. We agree with the statements made in response to that Item insofar as they relate to our Firm. Very |
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June 10, 2021 |
June 10, 2021 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F. Street, NE Washington, D.C. 20549 Attention: Alan Campbell and Fredrick Philantrope Re: NeuroOne Medical Technologies Corporation Registration Statement on Form S-3 File No. 333-256830 Acceleration Request Requested Date: June 14, 2021 Requested Time: 4:00 P.M. Eastern Time Ladies and Gentlemen: |
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June 8, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 2, 2021 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 000-54716 27-0863354 (State or other jurisdiction of incorporati |
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June 4, 2021 |
As filed with the Securities and Exchange Commission on June 4, 2021 As filed with the Securities and Exchange Commission on June 4, 2021 Registration No. |
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June 4, 2021 |
Form of Preferred Stock Warrant Agreement and Warrant Certificate. Exhibit 4.10 NEUROONE MEDICAL TECHNOLOGIES CORPORATION AND , AS WARRANT AGENT FORM OF PREFERRED STOCK WARRANT AGREEMENT DATED AS OF NEUROONE MEDICAL TECHNOLOGIES CORPORATION FORM OF PREFERRED STOCK WARRANT AGREEMENT THIS PREFERRED STOCK WARRANT AGREEMENT (this ?Agreement?), dated as of [?], between NeuroOne Medical Technologies Corporation, a Delaware corporation (the ?Company?), and [?], a [corpo |
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June 4, 2021 |
Form of Indenture, between the Registrant and one or more trustees to be named. Exhibit 4.7 NEUROONE MEDICAL TECHNOLOGIES CORPORATION, Issuer AND [TRUSTEE], Trustee INDENTURE Dated as of [?], 20 Debt Securities TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS 1 Section 1.01 Definitions of Terms. 1 ARTICLE 2 ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 4 Section 2.01 Designation and Terms of Securities. 4 Section 2.02 Form of Securities and Trustee |
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June 4, 2021 |
Form of Common Stock Warrant Agreement and Warrant Certificate. Exhibit 4.9 NEUROONE MEDICAL TECHNOLOGIES CORPORATION AND , AS WARRANT AGENT FORM OF COMMON STOCK WARRANT AGREEMENT DATED AS OF NEUROONE MEDICAL TECHNOLOGIES CORPORATION FORM OF COMMON STOCK WARRANT AGREEMENT THIS COMMON STOCK WARRANT AGREEMENT(this ?Agreement?), dated as of [?], between NeuroOne Medical Technologies Corporation, a Delaware corporation (the ?Company?), and [?], a [corporation] [na |
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June 4, 2021 |
Form of Debt Securities Warrant Agreement and Warrant Certificate. Exhibit 4.11 NEUROONE MEDICAL TECHNOLOGIES CORPORATION AND , AS WARRANT AGENT FORM OF DEBT SECURITIES WARRANT AGREEMENT DATED AS OF NEUROONE MEDICAL TECHNOLOGIES CORPORATION FORM OF DEBT SECURITIES WARRANT AGREEMENT THIS DEBT SECURITIES WARRANT AGREEMENT (this ?Agreement?), dated as of [?], between NeuroOne Medical Technologies Corporation, a Delaware corporation (the ?Company?), and [?], a [corpo |
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May 25, 2021 |
Exhibit 99.1 NeuroOne Announces Approval for Nasdaq Capital Market Listing;Trading Expected to Commence Tomorrow May 26th, 2021 Under the Symbol NMTC EDEN PRAIRIE, Minn. May 25th, 2021 /PRNewswire/ - NeuroOne Medical Technologies Corporation (OTCQB: NMTC; NeuroOne or the Company), a medical technology company focused on improving surgical care options and outcomes for patients suffering from neuro |
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May 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 27-0863354 (State of incorporation or organization) (I.R.S. Employer Identification No.) 75 |
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May 25, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 25, 2021 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 000-54716 27-0863354 (State or other jurisdiction of incorporati |
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May 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-54716 NeuroOne Medical Technologies Corporation (Exact name of Registrant as specified in its charter) Delaware 27-0863354 (State or Other Jurisdiction of Incorporation or Organization) (I. |
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May 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant S Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) S Definitive Proxy State |
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March 31, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 31, 2021 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 000-54716 27-0863354 (State or other jurisdiction of incorpora |
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March 31, 2021 |
EX-99.1 3 ea138690ex99-1neuroone.htm PRESS RELEASE DATED MARCH 31, 2021 ANNOUNCING THE REVERSE STOCK SPLIT. EXHIBIT 99.1 NeuroOne Medical Technologies Corporation Announces Reverse Stock Split as Part of Uplisting Strategy to Major Exchange Eden Prairie, MN – March 31, 2021– NeuroOne Medical Technologies Corporation (OTCQB: NMTC; NeuroOne or the Company), a medical technology company focused on im |
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March 31, 2021 |
EX-3.1 2 ea138690ex3-1neuroone.htm CERTIFICATE OF AMENDMENT TO AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF NEUROONE MEDICAL TECHNOLOGIES CORPORATION. EXHIBIT 3.1 Certificate of Amendment to the Certificate of Incorporation of NeuroOne Medical Technologies Corporation NeuroOne Medical Technologies Corporation, a corporation organized and existing under and by virtue of the General Corporat |
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March 9, 2021 |
424B3 1 ea137258-424b3neuroone.htm PROSPECTUS Filed Pursuant to Rule 424(b)(3) Registration No. 333-252951 NeuroOne Medical Technologies Corporation 12,500,000 Shares of Common Stock Offered by Selling Securityholders 12,500,000 Warrants Offered by Selling Securityholders 12,500,000 Shares of Common Stock Issuable upon Exercise of Resold Warrants This prospectus relates to the public offering by t |
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March 5, 2021 |
March 5, 2021 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F. Street, NE Washington, D.C. 20549 Attention: Tim Buchmiller Re: NeuroOne Medical Technologies Corporation Registration Statement on Form S-1 File No. 333-252951 Acceleration Request Requested Date: March 8, 2021 Requested Time: 4:00 P.M. Eastern Time Ladies and Gentlemen: Pursuant to Rule 461 und |
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March 5, 2021 |
As filed with the Securities and Exchange Commission on March 4, 2021. Registration No. 333-252951 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 3841 27-0863354 (State or other jurisdi |
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March 4, 2021 |
NeuroOne Medical Technologies Corporation 7599 Anagram Drive Eden Prairie, Minnesota 55344 NeuroOne Medical Technologies Corporation 7599 Anagram Drive Eden Prairie, Minnesota 55344 March 4, 2021 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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February 23, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 23, 2021 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 000-54716 27-0863354 (State or other jurisdiction of incorp |
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February 23, 2021 |
EX-99.1 2 ea136246ex99-1neuromed.htm PRESS RELEASE DATED FEBRUARY 23, 2021 Exhibit 99.1 NeuroOne Medical Technologies Corporation Announces Successful Completion of First Performance Milestone in Zimmer Biomet Agreement Eden Prairie, MN – February 23, 2021– NeuroOne Medical Technologies Corporation (OTCQB: NMTC; NeuroOne or the Company), a medical technology company focused on improving surgical c |
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February 16, 2021 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-54716 NeuroOne Medical Technologies Corporation (Exact name of Registrant as specified in its charter) Delaware 27-0863354 (State or Other Jurisdiction of Incorporation or Organization) (I. |
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February 12, 2021 |
Annual Report - AMENDMENT NO. 2 TO FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K/A (Amendment No. |
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February 10, 2021 |
Registration Statement - REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on February 10, 2021. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 3841 27-0863354 (State or other jurisdiction of (Primary Sta |
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January 28, 2021 |
Annual Report - AMENDMENT NO.1 TO FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K/A (Amendment No. |
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January 21, 2021 |
manchemansUNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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January 15, 2021 |
EX-99.2 5 ea133294ex99-2neuroone.htm PRESS RELEASE DATED JANUARY 15, 2021 Exhibit 99.2 NeuroOne Medical Technologies Corporation Closes $12.5 Million Private Placement with Certain Prominent Institutional Investors, Advances Towards Nasdaq Uplisting Eden Prairie, MN – January 15, 2021–NeuroOne Medical Technologies Corporation (OTCQB: NMTC; NeuroOne or the Company), a medical technology company foc |
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January 15, 2021 |
NeuroOne Medical Technologies Corporation Announces Private Placement EX-99.1 4 ea133294ex99-1neuroone.htm PRESS RELEASE DATED JANUARY 12, 2021 Exhibit 99.1 NeuroOne Medical Technologies Corporation Announces Private Placement Eden Prairie, MN – January 12, 2021 – NeuroOne Medical Technologies Corporation (OTCQB: NMTC; NeuroOne), a medical technology company focused on improving surgical care options and outcomes for patients suffering from neurological disorders, a |
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January 15, 2021 |
Exhibit 4.1 FORM OF WARRANT NEITHER THE SECURITIES REPRESENTED HEREBY NOR THE SECURITIES ISSUABLE UPON EXERCISE OF THESE SECURITIES HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR UNDER THE SECURITIES LAWS OF ANY STATES. THESE SECURITIES ARE SUBJECT TO RESTRICTIONS ON TRANSFERABILITY AND RESALE AND MAY NOT BE TRANSFERRED OR RESOLD EXCEPT AS PERMITTED UN |
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January 15, 2021 |
EX-10.1 3 ea133294ex10-1neuroone.htm FORM OF PURCHASE AGREEMENT Exhibit 10.1 NeuroOne Medical Technologies Corporation Common Stock and Warrant Purchase Agreement This Common Stock and Warrant Purchase Agreement (this “Agreement”) is made as of January 12, 2021, by and among NeuroOne Medical Technologies Corporation, a Delaware corporation, with its principal office at 7599 Anagram Drive, Eden Pra |
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January 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 12, 2021 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 000-54716 27-0863354 (State or other jurisdiction of incorpo |
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January 7, 2021 |
EX-99.1 3 ea132820ex99-1neuroone.htm PRESS RELEASE, DATED JANUARY 7, 2021 Exhibit 99.1 NeuroOne Medical Technologies Corporation Appoints Ronald McClurg, Experienced Financial Industry Executive, as Chief Financial Officer Eden Prairie, MN – January 7, 2021– NeuroOne Medical Technologies Corporation (OTCQB: NMTC; NeuroOne), a medical technology company focused on improving surgical care options an |
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January 7, 2021 |
EX-10.1 2 ea132820ex10-1neuroone.htm EMPLOYMENT OFFER LETTER, DATED AS OF JANUARY 1, 2021, BY AND BETWEEN RON MCCLURG AND THE COMPANY Exhibit 10.1 7599 Anagram Drive Eden Prairie, Minnesota 55344 January 1, 2021 Ron McClurg 3155 Olive Lane North Plymouth, Minnesota 55447 Dear Ron: We are pleased to offer you employment with NeuroOne Medical Technologies Corporation, a Delaware corporation (the “Co |
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January 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 1, 2021 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 000-54716 27-0863354 (State or other jurisdiction of incorpor |
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December 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-54716 NeuroOne Medical Technologies Corporation (Exact name of Registrant as specified in its charter) Delaware 27-0863354 (State or other jurisdiction of incorporation or organization) (IRS Employer Identification No. |
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December 9, 2020 |
Exhibit 21.1 None. |
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October 9, 2020 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-232656 PRELIMINARY PROSPECTUS NeuroOne Medical Technologies Corporation 7,927,902 Shares of Common Stock Offered by Selling Stockholders This prospectus relates to the public offering of up to 7,927,902 shares of common stock of NeuroOne Medical Technologies Corporation (the “Company”) by the selling stockholders listed on page 6 (the “Selling |
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October 6, 2020 |
EX-99.1 2 ea127849ex99-1neuroone.htm PRESS RELEASE, DATED OCTOBER 6, 2020 Exhibit 99.1 NeuroOne Medical Technologies Corporation Provides Commercialization Update for EVO Cortical Electrode Eden Prairie, MN – October 6, 2020– NeuroOne Medical Technologies Corporation (OTCQB: NMTC; NeuroOne), a medical technology company focused on improving surgical care options and outcomes for patients suffering |
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October 6, 2020 |
Financial Statements and Exhibits, Other Events - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 6, 2020 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 000-54716 27-0863354 (State or other jurisdiction of incorpor |
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September 30, 2020 |
- POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-1 As filed with the Securities and Exchange Commission on September 29, 2020 Registration No. |
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September 8, 2020 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-244487 PRELIMINARY PROSPECTUS NeuroOne Medical Technologies Corporation 11,517,808 Shares of Common Stock Offered by Selling Stockholders This prospectus relates to the public offering of up to 11,517,808 shares of common stock of NeuroOne Medical Technologies Corporation (the “Company”) by the selling stockholders listed on page 9 (the “Sellin |
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September 3, 2020 |
Unregistered Sales of Equity Securities 8-K 1 ea126299-8kneuroone.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 31, 2020 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 000-54716 27-0863354 ( |
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August 27, 2020 |
August 27, 2020 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F. Street, NE Washington, D.C. 20549 Attention: Ada D. Sarmento Re: NeuroOne Medical Technologies Corporation Registration Statement on Form S-1 File No. 333-244487 Acceleration Request Requested Date: August 28, 2020 Requested Time: 4:00 P.M. Eastern Time Ladies and Gentlemen: Pursuant to Rule 46 |
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August 27, 2020 |
S-1/A 1 ea125947-s1aneuroonemedical.htm AMENDMENT NO. 1 TO FORM S-1 As filed with the Securities and Exchange Commission on August 26, 2020. Registration No. 333-244487 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 NeuroOne Medical Technologies Corporation (Exact name of registrant as spec |
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August 13, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the Quarterly Period Ended June 30, 2020 -OR- ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to Commission File Number: 000-54716 NeuroOne Medical Te |
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August 12, 2020 |
Registration Statement - REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on August 11, 2020. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 3841 27-0863354 (State or other jurisdiction of (Primary Stand |
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August 3, 2020 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of July 28, 2020, between NeuroOne Medical Technologies Corporation, a Delaware corporation (the “Company”), and each purchaser identified on Exhibit A hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”). Recitals Whereas, on the terms and s |
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August 3, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 28, 2020 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 000-54716 27-0863354 (State or other jurisdiction of incorporat |
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July 28, 2020 |
Exhibit 99.1 NeuroOne Medical Technologies Corporation Reduces Debt by $3.3 Million and Strengthens Balance Sheet Company Preparing for Commercialization of Thin Film Electrodes Technology Eden Prairie, MN – July 28, 2020 – NeuroOne Medical Technologies Corporation (OTCQB: NMTC; NeuroOne), a medical technology company focused on improving surgical care options and outcomes for patients suffering f |
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July 28, 2020 |
8-K 1 ea124591-8kneuroone.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 23, 2020 NeuroOne Medical Technologies Corporation (Exact name of registrant as specified in its charter) Delaware 000-54716 27-08633 |