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| CIK | 899761 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Nuveen North Carolina Premium Income Municipal Fund, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| March 12, 2020 |
NNC / Nuveen North Carolina Premium Income Municipal Fund, Inc. N-8F - - OMB APPROVAL OMB Number: 3235-0157 Expires: August 31, 2019 Estimated average burden hours per response ……………………. |
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| November 20, 2019 |
Schedule II New York Attorney General Investor Protection Bureau Masking Settlement 3/22/2018 On March 22, 2018, the Attorney General of the State of New York Investor Protection Bureau (“NYAG”) alleged that Bank of America Corporation (“BAC”) and Merrill Lynch, Pierce, Fenner & Smith Incorporated (“MLPF&S”) (1) concealed from its institutional clients that orders were routed to and executed by “electronic liquidity providers,” (2) misstated the composition of orders and trades in its dark pool, and (3) did not accurately describe its use of a proprietary “venue ranking” analysis, in violation of the Martin Act and Executive Law § 63(12). |
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| November 20, 2019 |
SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS EX-99.3 4 sch1.htm EX-99.3 SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS The following sets forth the name and present principal occupation of each executive officer and director of Bank of America Corporation. The business address of each of the executive officers and directors of Bank of America Corporation is Bank of America Corporate Center, 100 North Tryon Street, Charlotte |
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| November 20, 2019 |
EX-99.1 2 jfa.htm EX-99.1 EXHIBIT 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulati |
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| November 20, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 04 )* NUVEEN NORTH CAROLINA QUALITY MUNICIPAL INCOME FUND (Name of Issuer) ADJUSTABLE RATE MUNIFUND TERM PREFERRED SHARES (Title of Class of Securities) 67060P860 (CUSIP Number) Bank of America Corporation, Bank of America Corporate Center, 100 N. Tryon Stre |
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| November 20, 2019 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY EX-99.2 3 poa.htm EX-99.2 Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby make, constitute, and appoint each of Kim Louise Oakley Heslop, Kelvin Kwok, Ronnie Ojera, Ally Pecarro, and Tolu Tade as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation's name, pl |
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| November 18, 2019 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on November 29, 2019, pursuant to the provisions of Rule 12d2-2 (a). |
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| October 29, 2019 |
NNC / Nuveen North Carolina Premium Income Municipal Fund, Inc. NPORT-EX - - NNC Nuveen North Carolina Quality Municipal Income Fund Portfolio of Investments August 31, 2019 (Unaudited) Principal Amount (000) Description (1) Optional Call Provisions (2) Ratings (3) Value LONG-TERM INVESTMENTS – 162. |
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| September 24, 2019 |
425 1 d752727d425.htm NUVEEN AMT-FREE QUALITY MUNICIPAL INCOME FUND Filed by Nuveen AMT-Free Quality Municipal Income Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Nuveen North Carolina Quality Municipal Income Fund Commission File No. 811-07608 Nuveen Connecticu |
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| August 16, 2019 |
Filed by Nuveen AMT-Free Quality Municipal Income Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Nuveen North Carolina Quality Municipal Income Fund Commission File No. |
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| August 15, 2019 |
NNC / Nuveen North Carolina Premium Income Municipal Fund, Inc. CORRESP - - NUVEEN NORTH CAROLINA QUALITY MUNICIPAL INCOME FUND Chicago New York Washington, DC London San Francisco Los Angeles Singapore vedderprice. |
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| August 9, 2019 |
NUVEEN NORTH CAROLINA QUALITY MUNICIPAL INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| July 17, 2019 |
NUVEEN NORTH CAROLINA QUALITY MUNICIPAL INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| April 29, 2019 |
Nuveen North Carolina Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07608 Nuveen North Carolina Quality Municipal Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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| April 29, 2019 |
EX-99.CERT 2 d698141dex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen North Carolina Quality Municipal Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
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| February 26, 2019 |
Nuveen North Carolina Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 17, 2018 |
SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS The following sets forth the name and present principal occupation of each executive officer and director of Bank of America Corporation. |
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| December 17, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 02 )* NUVEEN NORTH CAROLINA QUALITY MUNICIPAL INCOME FUND (Name of Issuer) PREFERRED SHARES (Title of Class of Securities) 67060P878, 67060P860 (CUSIP Number) Bank of America Corporation, Bank of America Corporate Center, 100 North Tryon Street, Charlotte, N |
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| December 17, 2018 |
Schedule II SEC IMG Order 8/20/2018 On August 20, 2018, Merrill Lynch, Pierce, Fenner & Smith Incorporated ("MLPF&S") entered into a settlement with the Securities and Exchange Commission ("SEC") under which MLPF&S consented to the entry of an order (the "Order") that finds that MLPF&S willfully violated Sections 206(2) and 206(4) under the Investment Advisers Act of 1940 ("Advisers Act") and Rule 206(4)-7 thereunder. |
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| December 17, 2018 |
EX-99.1 4 jfa.htm JOINT FILING AGREEMENT Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any r |
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| December 17, 2018 |
EX-99.8 6 exchangeagreement.htm EXCHANGE AGREEMENT Exchange Agreement Nuveen North Carolina Quality Municipal Income Fund and Banc of America Preferred Funding Corporation December 13, 2018 CONTENTS SECTION PAGE ARTICLE I DEFINITIONS 1 1.1 Incorporation of Certain Definitions by Reference 6 ARTICLE II EXCHANGE; CANCELLATION OF VTMP SHARES; EXPENSES; ADDITIONAL FEE 6 2.1 Exchange 6 2.2 Cancellation |
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| December 17, 2018 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby make, constitute, and appoint each of Kim Louise Oakley Heslop, Kelvin Kwok, Ronnie Ojera, Ally Pecarro, and Tolu Tade as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation's name, place and stead, for the Cor |
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| October 30, 2018 |
Nuveen North Carolina Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07608 Nuveen North Carolina Quality Municipal Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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| October 30, 2018 |
EX-99.CERT 2 d623849dex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen North Carolina Quality Municipal Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
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| October 25, 2018 |
EX-99.1 4 jfaform4.htm EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or reg |
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| October 25, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 02 )* NUVEEN NORTH CAROLINA QUALITY MUNICIPAL INCOME FUND (Name of Issuer) VARIABLE RATE MUNIFUND TERM PREFERRED SHARES (Title of Class of Securities) 67060P878 (CUSIP Number) Bank of America Corporation, Bank of America Corporate Center, 100 N. Tryon Street |
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| October 25, 2018 |
SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS The following sets forth the name and present principal occupation of each executive officer and director of Bank of America Corporation. |
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| October 25, 2018 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY EX-99.2 5 poa13d.htm EX-99.2 Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby irrevocably make, constitute, and appoint each of Eugene Rosati, Sarah Turner, Ronnie Ojera, Kelvin Kwok and Harshini Pavan Gopa as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporati |
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| October 25, 2018 |
EX-1.2 3 Schedule2.htm EX-1.2 Schedule II SEC IMG Order 8/20/2018 On August 20, 2018, Merrill Lynch, Pierce, Fenner & Smith Incorporated ("MLPF&S") entered into a settlement with the Securities and Exchange Commission ("SEC") under which MLPF&S consented to the entry of an order (the "Order") that finds that MLPF&S willfully violated Sections 206(2) and 206(4) under the Investment Advisers Act of |
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| July 5, 2018 |
JHY / Nuveen High Income 2020 Target Term Fund CORRESP Nuveen Investments June 29, 2018 Mr. Jason Fox U.S. Securities and Exchange Commission Division of Investment Management, Insured Investments Office 100 F Street N.E. Washington DC 20549 Re: Nuveen Closed-End and Open-End Funds – Sarbanes Oxley Review Dear Mr. Fox: This letter addresses the comments Ms. Sheila Stout provided in a telephone discussion on April 17, 2018, regarding reviews performed |
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| April 27, 2018 |
EX-99.CERT 2 d550037dex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen North Carolina Quality Municipal Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
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| April 27, 2018 |
Nuveen North Carolina Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07608 Nuveen North Carolina Quality Municipal Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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| February 23, 2018 |
DEF 14A 1 d533470ddef14a.htm NUVEEN NORTH CAROLINA QUALITY MUNICIPAL INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confi |
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| October 30, 2017 |
CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen North Carolina Quality Municipal Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislea |
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| October 30, 2017 |
Nuveen North Carolina Quality Municipal Income Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07608 Nuveen North Carolina Quality Municipal Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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| April 28, 2017 |
EX-99.CERT 2 ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen North Carolina Quality Municipal Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under wh |
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| April 28, 2017 |
Nuveen North Carolina Quality Municipal Income Fund - NNC N-Q 1 nq.htm NNC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07608 Nuveen North Carolina Quality Municipal Income Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Addr |
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| February 24, 2017 |
DEF 14A 1 d314578ddef14a.htm NUVEEN NORTH CAROLINA QUALITY MUNICIPAL INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confi |
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| October 28, 2016 |
CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen North Carolina Premium Income Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislea |
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| October 28, 2016 |
Nuveen North Carolina Premium Income Municipal Fund NNC (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07608 Nuveen North Carolina Premium Income Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| August 5, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2016 Nuveen North Carolina Premium Income Municipal Fund (Exact name of registrant as specified in its charter) Massachusetts 811-07608 36-3880153 (State or other jurisdicti |
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| July 6, 2016 |
EX-99.7 8 rightsagree997nnc.htm REGISTRATION RIGHTS AGREEMENT Exhibit 99.7 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), executed as of July 1, 2016, is made between Nuveen North Carolina Premium Income Municipal Fund, a closed-end fund formed in Massachusetts (the “Fund”), and Banc of America Preferred Funding Corporation, a Delaware corporation, including i |
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| July 6, 2016 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY Exhibit 99.2 BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby irrevocably make, constitute, and appoint each of Eugene Rosati, Sarah Turner, Ronnie Ojera, Kelvin Kwok and Harshini Pavan Gopa as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation's name, place and stead, f |
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| July 6, 2016 |
Exhibit 99.6 VMTP PURCHASE AND EXCHANGE AGREEMENT Nuveen North Carolina Premium Income Municipal Fund and Banc of America Preferred Funding Corporation July 1, 2016 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 2 1.1 Incorporation of Certain Definitions by Reference 7 ARTICLE II PURCHASE, EXCHANGE AND TRANSFERS, COSTS AND EXPENSES; ADDITIONAL FEES 7 2.1 Purchase, Exchange and Transfer of the New VM |
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| July 6, 2016 |
SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS The following sets forth the name and present principal occupation of each executive officer and director of Bank of America Corporation. |
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| July 6, 2016 |
Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including a |
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| July 6, 2016 |
OMNIBUS AMENDMENT VOTING TRUST AGREEMENTS EX-99.3 6 votingtrustagree993nnc.htm OMNIBUS AMENDMENT TO VOTING TRUST AGREEMENTS Exhibit 99.3 OMNIBUS AMENDMENT TO VOTING TRUST AGREEMENTS This amendment (the "Amendment"), dated as of July 1, 2016, to each Voting Trust Agreement, referenced on Schedule B hereto, dated as of the date set forth on Schedule B hereto, by and among Lord Securities Corporation, as trustee (the "Trustee" or any success |
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| July 6, 2016 |
SCHEDULE II LITIGATION SCHEDULE EX-1.2 3 schedule2.htm SCHEDULE II SCHEDULE II LITIGATION SCHEDULE MLPF&S SEC Structured Return Note Order 6/23/2016 On June 23, 2016, the Securities and Exchange Commission (“SEC”) issued an administrative order in which it found that Merrill Lynch, Pierce, Fenner & Smith Incorporated (“MLPF&S”), without admitting or denying any allegations, violated Section 17(a)(2) of the Securities Act of 1933 |
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| July 6, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 01 )* NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICIPAL FUND (Name of Issuer) VARIABLE RATE MUNIFUND TERM PREFERRED SHARES (Title of Class of Securities) 67060P886, 67060P878 (CUSIP Number) Bank of America Corporation, Bank of America Corporate Center, 100 N. T |
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| April 29, 2016 |
Unassociated Document CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen North Carolina Premium Income Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements |
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| April 29, 2016 |
Nuveen North Carolina Premium Income Municipal Fund NNC (Quarterly Schedule of Portfolio Holdings) N-Q 1 nq2.htm NNC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07608 Nuveen North Carolina Premium Income Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Add |
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| March 10, 2016 |
DEF 14A 1 d140852ddef14a.htm NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICIPAL FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement. ¨ Confi |
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| October 30, 2015 |
EX-99.CERT 2 nnccertification2.htm CERTIFICATIONS CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen North Carolina Premium Income Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
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| October 30, 2015 |
Nuveen North Carolina Premium Income Municipal Fund NNC (Quarterly Schedule of Portfolio Holdings) nq2.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07608 Nuveen North Carolina Premium Income Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of pr |
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| April 29, 2015 |
Nuveen North Carolina Premium Income Municipal Fund NNC (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07608 Nuveen North Carolina Premium Income Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| April 29, 2015 |
EX-99.CERT 2 nnccertification2.htm CERTIFICATIONS CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen North Carolina Premium Income Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
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| February 17, 2015 |
Nuveen North Carolina Premium Income Municipal Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| October 30, 2014 |
CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen North Carolina Premium Income Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead |
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| October 30, 2014 |
Nuveen North Carolina Quality Municipal Income Fund - NNC N-Q 1 nq2.htm NNC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07608 Nuveen North Carolina Premium Income Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Add |
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| July 3, 2014 |
JSD / Nuveen Short Duration Credit Opportunities Fund DEFA14A - - PRESS RELEASE Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6( |
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| June 18, 2014 |
DEFA14A 1 d719867ddefa14a.htm PRESS RELEASE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commis |
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| June 18, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| June 18, 2014 |
Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6( |
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| June 16, 2014 |
DEF 14A 1 d721109ddef14a.htm CLOSED-END PROXY UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission O |
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| May 16, 2014 |
PRE 14A 1 d721109dpre14a.htm CLOSED-END PROXY UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission O |
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| May 1, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 29, 2014 |
Quarterly Schedule of Portfolio Holdings - NNC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07608 Nuveen North Carolina Premium Income Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| April 29, 2014 |
EX-99.CERT 2 nnccertification2.htm CERTIFICATIONS CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen North Carolina Premium Income Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
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| March 5, 2014 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on March 17, 2014, pursuant to the provisions of Rule 12d2-2 (a). |
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| March 5, 2014 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on March 17, 2014, pursuant to the provisions of Rule 12d2-2 (a). |
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| March 5, 2014 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on March 17, 2014, pursuant to the provisions of Rule 12d2-2 (a). |
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| March 5, 2014 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on March 17, 2014, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d2- |
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| March 5, 2014 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on March 17, 2014, pursuant to the provisions of Rule 12d2-2 (a). |
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| February 24, 2014 |
EX-99.1 2 misc1.htm MISCELLANEOUS EXHIBITS Exhibit 99.1 JOINT FILING AGREEMENT Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any |
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| February 24, 2014 |
Exhibit 99.4 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this "Agreement"), executed as of February 21, 2014, is made between (i) Nuveen North Carolina Premium Income Municipal Fund, a closed-end fund organized as a Massachusetts business trust (the "Fund"), and (ii) Banc of America Preferred Funding Corporation, a Delaware corporation, including its successors by merger or o |
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| February 24, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. n/a )* NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICIPAL FUND (Name of Issuer) VARIABLE RATE MUNIFUND TERM PREFERRED SHARES (Title of Class of Securities) 67060P886 (CUSIP Number) Bank of America Corporation Bank of America Corporate Center Charlotte, North Car |
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| February 24, 2014 |
Schedule II MLPF&S CDO Settlement 12/12/2013 Pursuant to an Offer of Settlement made by Merrill Lynch, Fenner, Pierce & Smith Incorporated (MLPF&S”), on December 12, 2013 the SEC issued an order (“Order”) stating that MLPF&S violated the federal securities laws in connection with its structuring and marketing of a series of collateralized debt obligation transactions (“CDOs”) in 2006 and 2007. |
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| February 24, 2014 |
Exhibit 99.3 VOTING TRUST AGREEMENT THIS VOTING TRUST AGREEMENT (this "Agreement") is made and entered into effective for all purposes and in all respects as of February 21, 2014 by and among Lord Securities Corporation, as trustee (the "Trustee" or any successor thereto), Banc of America Preferred Funding Corporation, a Delaware corporation, including its successors and assigns by operation of la |
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| February 24, 2014 |
SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS EX-99.6 SCHEDULE I 7 misc6.htm MISCELLANEOUS EXHIBITS SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS The following sets forth the name and present principal occupation of each executive officer and director of Bank of America Corporation. The business address of each of the executive officers and directors of Bank of America Corporation is Bank of America Corporate Center, 100 No |
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| February 24, 2014 |
EX-99.2 3 misc2.htm MISCELLANEOUS EXHIBITS Exhibit 99.2 LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the “Corporation”), does hereby irrevocably make, constitute, and appoint each of Michael Didovic and Geoff Rusnak as an attorney-in-fact for the Corporation acting for the Corporation and in the Corporation’s name, place and stead, for the Corporation’s use and be |
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| February 24, 2014 |
Exhibit 99.5 VMTP Purchase Agreement Nuveen North Carolina Premium Income Municipal Fund as Issuer and Banc of America Preferred Funding Corporation as Purchaser February 21, 2014 CONTENTS Page ARTICLE I DEFINITIONS1 1.1 Incorporation of Certain Definitions by Reference 7 ARTICLE II PURCHASE AND TRANSFERS, COSTS AND EXPENSES; ADDITIONAL FEE7 2.1 Purchase and Transfer of the VMTP Shares 7 2.2 Fees |
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| January 30, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2) Nuveen North Carolina Premium Income Municipal Fund (NNC) (Name of Issuer) MuniFund Term Preferred Shares (Title of Class of Securities) 67060P803 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of this Statement) Check the appropr |
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| January 30, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2) Nuveen North Carolina Premium Income Municipal Fund (NNC) (Name of Issuer) MuniFund Term Preferred Shares (Title of Class of Securities) 67060P407 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of this Statement) Check the appropr |
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| January 30, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2) Nuveen North Carolina Premium Income Municipal Fund (NNC) (Name of Issuer) MuniFund Term Preferred Shares (Title of Class of Securities) 67060P605 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of this Statement) Check the appropr |
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| January 30, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) Nuveen North Carolina Premium Income Municipal Fund (NNC) (Name of Issuer) MuniFund Term Preferred (Title of Class of Securities) 67060P704 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of this Statement) Check the appropriate bo |
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| October 30, 2013 |
Quarterly Schedule of Portfolio Holdings - NNC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-7608 Nuveen North Carolina Premium Income Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| October 30, 2013 |
CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen North Carolina Premium Income Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead |
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| October 17, 2013 |
- NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICIPAL FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement. ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). x Def |
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| April 29, 2013 |
Quarterly Schedule of Portfolio Holdings - NNC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-7608 Nuveen North Carolina Premium Income Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| April 29, 2013 |
CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen North Carolina Premium Income Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead |
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| April 19, 2013 |
CORRESP 1 filename1.htm April 19, 2013 Ms. Christina DiAngelo U.S. Securities and Exchange Commission 450 5th Street, NW Washington, D.C. 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Follow-Up Discussion Dear Christina: This letter addresses your comments provided in a telephone discussion on February 13, 2013. This was a follow-up discussion to our December 11, 2012, cor |
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| February 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) Nuveen North Carolina Premium Income Municipal Fund (NNC) (Name of Issuer) MuniFund Term Preferred Shares (Title of Class of Securities) 67060P605 (CUSIP Number) December 31, 2012 (Date of Event which Requires Filing of this Statement) Check the appropr |
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| February 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) Nuveen North Carolina Premium Income Municipal Fund (NNC) (Name of Issuer) MuniFund Term Preferred Shares (Title of Class of Securities) 67060P407 (CUSIP Number) December 31, 2012 (Date of Event which Requires Filing of this Statement) Check the appropr |
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| February 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) Nuveen North Carolina Premium Income Municipal Fund (NNC) (Name of Issuer) MuniFund Term Preferred Shares (Title of Class of Securities) 67060P308 (CUSIP Number) December 31, 2012 (Date of Event which Requires Filing of this Statement) Check the appropr |
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| February 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) Nuveen North Carolina Premium Income Municipal Fund (NNC) (Name of Issuer) MuniFund Term Preferred Shares (Title of Class of Securities) 67060P803 (CUSIP Number) December 31, 2012 (Date of Event which Requires Filing of this Statement) Check the appropr |
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| February 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Nuveen North Carolina Premium Income Municipal Fund (NNC) (Name of Issuer) MuniFund Term Preferred (Title of Class of Securities) 67060P704 (CUSIP Number) December 31, 2012 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| December 11, 2012 |
Nuveen Investments December 11, 2012 Ms. Christina DiAngelo U.S. Securities and Exchange Commission 450 5th Street, NW Washington, D.C. 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Dear Christina: This letter addresses your comments provided in a telephone discussion on September 25, 2012. Each comment is shown below followed by our response. Unless otherwise noted, the r |
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| November 15, 2012 |
- NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICIPAL FUND (NNC) DEFA14A 1 d427368ddefa14a.htm NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICIPAL FUND (NNC) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement. |
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| October 30, 2012 |
CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen North Carolina Premium Income Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead |
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| October 30, 2012 |
Quarterly Schedule of Portfolio Holdings - NNC_NQ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-7608 Nuveen North Carolina Premium Income Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| October 22, 2012 |
- NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICIPAL FUND (NNC) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement. ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ¨ Def |
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| October 16, 2012 |
- NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICIPAL FUND (NNC) Nuveen North Carolina Premium Income Municipal Fund (NNC) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 28, 2012 |
- NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICIPAL FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Nuveen North Carolina Premium Income Municipal Fund (Exact Name of Registrant as Specified in Its Charter) MASSACHUSETTS 36-3880153 (State of Incorporation or Organization) (I.R.S. Employer Identif |
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| June 28, 2012 |
EX-99.3 3 d373908dex993.htm STATEMENT ESTABLISHING AND FIXING THE RIGHTS AND PREFERENCES NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICIPAL FUND STATEMENT ESTABLISHING AND FIXING THE RIGHTS AND PREFERENCES OF MUNIFUND TERM PREFERRED SHARES Table of Contents Page DEFINITIONS 1 1.1 Definitions 8 1.2 Interpretation 8 TERMS APPLICABLE TO ALL SERIES OF MUNIFUND TERM PREFERRED SHARES 8 2.1 Number of Shares; |
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| June 28, 2012 |
EX-99.1 2 d373908dex991.htm SPECIMEN CERTIFICATE OF SHARES OF THE REGISTRANT CERTIFICATE NUMBER NUMBER OF SHARES NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICIPAL FUND Organized Under the Laws of the Commonwealth of Massachusetts MuniFund Term Preferred Shares, [ ]% Series XXXXX $.01 Par Value Per Share $10.00 Liquidation Preference Per Share Cusip No. [ ] This Certifies that is the owner of ( ) full |
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| April 27, 2012 |
Quarterly Schedule of Portfolio Holdings - NNC_NQ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-7608 Nuveen North Carolina Premium Income Municipal Fund (Exact name of registrant as specified in charter) Nuveen Investments 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| April 27, 2012 |
CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen North Carolina Premium Income Municipal Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead |
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| April 18, 2012 |
Merger Prospectus - NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICIPAL FUND 425 1 d294785d425.htm NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICIPAL FUND Filed by Nuveen North Carolina Premium Income Municipal Fund pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Companies: Nuveen North Carolina Dividend Advantage Municipal Fund 3 Commission File No. 811-211 |
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| April 18, 2012 |
Merger Prospectus - NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICIPAL FUND Filed by Nuveen North Carolina Premium Income Municipal Fund pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Companies: Nuveen North Carolina Dividend Advantage Municipal Fund 3 Commission File No. |
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| April 18, 2012 |
Merger Prospectus - NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICIPAL FUND Filed by Nuveen North Carolina Premium Income Municipal Fund pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Companies: Nuveen North Carolina Dividend Advantage Municipal Fund 3 Commission File No. |
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| March 12, 2012 |
Merger Prospectus - NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICIPAL FUND Filed by Nuveen North Carolina Premium Income Municipal Fund pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Companies: Nuveen North Carolina Dividend Advantage Municipal Fund 3 Commission File No. |
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| March 12, 2012 |
Merger Prospectus - NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICIPAL FUND Filed by Nuveen North Carolina Premium Income Municipal Fund pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Companies: Nuveen North Carolina Dividend Advantage Municipal Fund 3 Commission File No. |
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| March 12, 2012 |
Merger Prospectus - NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICIPAL FUND 425 1 d294791d425.htm NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICIPAL FUND Filed by Nuveen North Carolina Premium Income Municipal Fund pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Companies: Nuveen North Carolina Dividend Advantage Municipal Fund 3 Commission File No. 811-211 |
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| March 12, 2012 |
Merger Prospectus - NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICIPAL FUND Filed by Nuveen North Carolina Premium Income Municipal Fund pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Companies: Nuveen North Carolina Dividend Advantage Municipal Fund 3 Commission File No. |
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| February 7, 2012 |
Merger Prospectus - NUVEEN NORTH CAROLINA PREMIUM INCOME FUND 425 1 d294789d425.htm NUVEEN NORTH CAROLINA PREMIUM INCOME FUND Filed by Nuveen North Carolina Premium Income Municipal Fund pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Companies: Nuveen North Carolina Dividend Advantage Municipal Fund 3 Commission File No. 811-21158 Nuveen |
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| February 7, 2012 |
Merger Prospectus - NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICIPAL FUND 425 1 d294791d425.htm NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICIPAL FUND Filed by Nuveen North Carolina Premium Income Municipal Fund pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Companies: Nuveen North Carolina Dividend Advantage Municipal Fund 3 Commission File No. 811-211 |
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| February 7, 2012 |
Merger Prospectus - NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICIPAL FUND Filed by Nuveen North Carolina Premium Income Municipal Fund pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Companies: Nuveen North Carolina Dividend Advantage Municipal Fund 3 Commission File No. |
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| February 7, 2012 |
Merger Prospectus - NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICIPAL FUND 425 1 d294785d425.htm NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICIPAL FUND Filed by Nuveen North Carolina Premium Income Municipal Fund pursuant to Rule 425 of the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-6 under the Securities and Exchange Act of 1934, as amended Subject Companies: Nuveen North Carolina Dividend Advantage Municipal Fund 3 Commission File No. 811-211 |
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| January 27, 2012 |
SC 13G 1 nncprd13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Nuveen North Carolina Premium Income Municipal Fund (NNC) (Name of Issuer) MuniFund Term Preferred Shares (Title of Class of Securities) 67060P407 (CUSIP Number) December 31, 2011 (Date of Event which Requires Filing of this Statement) Check the appr |
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| January 27, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Nuveen North Carolina Premium Income Municipal Fund (NNC) (Name of Issuer) MuniFund Term Preferred Shares (Title of Class of Securities) 67060P308 (CUSIP Number) December 31, 2011 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designat |
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| November 2, 2011 |
JOSEPH M. MANNON OF COUNSEL 312-609-7883 [email protected] November 2, 2011 Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attn: Kieran Brown Christina DiAngelo Re: Nuveen North Carolina Premium Income Municipal Fund (the “Registrant” or “Acquiring Fund”); File No. 333-176891 To The Commission: On behalf of the Registrant, the R |
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| November 2, 2011 |
Nuveen North Carolina Premium Income Municipal Fund November 2, 2011 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| October 17, 2011 |
JOSEPH M. MANNON OF COUNSEL 312-609-7883 [email protected] October 17, 2011 Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attn: Kieran Brown Christina DiAngelo Re: Nuveen North Carolina Premium Income Municipal Fund (the “Registrant” or “Acquiring Fund”); File No. 333-176891 To The Commission: On behalf of the Registrant, the R |
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| September 16, 2011 |
EX-99.16 2 d232166dex9916.htm POWERS OF ATTORNEY NUVEEN CONNECTICUT PREMIUM INCOME MUNICIPAL FUND (NTC) NUVEEN CONNECTICUT DIVIDEND ADVANTAGE MUNICIPAL FUND (NFC) NUVEEN CONNECTICUT DIVIDEND ADVANTAGE MUNICIPAL FUND 2 (NGK) NUVEEN CONNECTICUT DIVIDEND ADVANTAGE MUNICIPAL FUND 3 (NGO) NUVEEN GEORGIA PREMIUM INCOME MUNICIPAL FUND (NPG) NUVEEN GEORGIA DIVIDEND ADVANTAGE MUNICIPAL FUND (NZX) NUVEEN GE |
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| September 16, 2011 |
September 16, 2011 VIA EDGAR Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Re: Nuveen North Carolina Premium Income Municipal Fund (the “Registrant”); File No. 811-07608 To The Commission: On behalf of the Registrant, electronically transmitted herewith is the Registrant’s Registration Statement on Form N-14 relating to the issuance of common shares and preferred shar |
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| September 16, 2011 |
- NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICIPAL FUND As filed with the Securities and Exchange Commission on September 16, 2011 File No. |
