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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to NorthWestern Energy Group, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| February 13, 2024 |
NWE / NorthWestern Energy Group, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0101-northwesternenergygro.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 15)* Name of issuer: Northwestern Energy Group Inc Title of Class of Securities: Common Stock CUSIP Number: 668074305 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate |
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| December 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 1-10499 NorthWestern Corporation (Exact name of registrant as specified in |
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| December 6, 2023 |
Wells Fargo 22nd Annual Utilities Symposium New York | December 6, 2023 8-K December 06, 2023 2 Forward Looking Statements Forward Looking Statements During the course of this presentation, there will be forward-looking statements within the meaning of the “safe harbor” provisions of the Private Securities Litigation Reform Act of 1995. |
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| December 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2023 NorthWestern Energy Group, Inc. NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 000-56598 93-2020320 Delaware 1-10499 46-0172 |
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| December 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 29, 2023 NorthWestern Energy Group, Inc. NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 000-56598 93-2020320 Delaware 1-10499 46-017 |
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| December 5, 2023 |
$200,000,000 CREDIT AGREEMENT among NORTHWESTERN ENERGY PUBLIC SERVICE CORPORATION and NORTHWESTERN ENERGY GROUP, INC. |
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| December 5, 2023 |
SECOND AMENDED AND RESTATED CREDIT AGREEMENT among NORTHWESTERN CORPORATION, as Borrower, The Several Lenders from Time to Time as Parties Hereto, BOFA SECURITIES, INC. |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2023 NorthWestern Energy Group, Inc. NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 000-56598 93-2020320 Delaware 1-10499 46-017 |
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| November 13, 2023 |
58th Annual EEI Financial Conference Phoenix, AZ | November 2023 8-K November 13, 2023 2 Forward Looking Statements Forward Looking Statements During the course of this presentation, there will be forward-looking statements within the meaning of the “safe harbor” provisions of the Private Securities Litigation Reform Act of 1995. |
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| October 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2023 NorthWestern Energy Group, Inc. NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 000-56598 93-2020320 Delaware 1-10499 46-0172 |
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| October 27, 2023 |
NORTHWESTERN ENERGY GROUP, INC. DEFERRED COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS Effective February 1, 2005 As Amended December 15, 2005 As Amended October 31, 2007 As Amended April 21, 2010 As Amended (and Renamed) October 2, 2023 TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS 1 ARTICLE 2 ELIGIBILITY 4 2.1 Requirements for Participation 4 2.2 Enrollment Procedure 4 ARTICLE 3 PARTICIPANTS’ DEFE |
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| October 27, 2023 |
2023 Third Quarter Earnings Webcast October 27, 2023 Western Montana 8-K October 27, 2023 2 Mission Working together to deliver safe, reliable and affordable energy solutions. |
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| October 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-56598 Commi |
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| October 27, 2023 |
NorthWestern Energy Group, Inc. d/b/a NorthWestern Energy 3010 W. 69th Street Sioux Falls, SD 57108 www.northwesternenergy.com FOR IMMEDIATE RELEASE NorthWestern Reports Third Quarter 2023 Financial Results Company reports GAAP diluted earnings per share of $0.48 for the quarter; affirms $510 million capital plan for 2023; initiates earnings guidance for 2023 and 2024 and increases long-term earni |
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| October 27, 2023 |
NorthWestern Energy Group, Inc. Amended and Restated Equity Compensation Plan Effective March 10, 2005 Amended October 31, 2007 Amended and Restated February 23, 2011 Amended and Restated April 8, 2011 Amended and Restated (and Renamed) February 18, 2014 Amended and Restated February 11, 2021 Amended and Restated (and Renamed) October 2, 2023 NorthWestern Energy Group, Inc. Amended and Restated Eq |
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| October 2, 2023 |
As filed with the Securities and Exchange Commission on October 2, 2023 As filed with the Securities and Exchange Commission on October 2, 2023 Registration No. |
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| October 2, 2023 |
(incorporated by reference to Exhibit Exhibit 2(a) AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (this “Agreement”), entered into as of October 2, 2023, by and among NorthWestern Corporation d/b/a NorthWestern Energy, a Delaware corporation (the “Company”), NorthWestern Energy Group, Inc. |
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| October 2, 2023 |
As filed with the Securities and Exchange Commission on October 2, 2023 As filed with the Securities and Exchange Commission on October 2, 2023 Registration No. |
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| October 2, 2023 |
As filed with the Securities and Exchange Commission on October 2, 2023 As filed with the Securities and Exchange Commission on October 2, 2023 Registration No. |
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| October 2, 2023 |
As filed with the Securities and Exchange Commission on October 2, 2023 As filed with the Securities and Exchange Commission on October 2, 2023 Registration No. |
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| October 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2023 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organizati |
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| October 2, 2023 |
As filed with the Securities and Exchange Commission on October 2, 2023 As filed with the Securities and Exchange Commission on October 2, 2023 Registration No. |
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| October 2, 2023 |
As filed with the Securities and Exchange Commission on October 2, 2023 As filed with the Securities and Exchange Commission on October 2, 2023 Registration No. |
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| October 2, 2023 |
As filed with the Securities and Exchange Commission on October 2, 2023 As filed with the Securities and Exchange Commission on October 2, 2023 Registration Statement No. |
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| October 2, 2023 |
Certificate of Merger, dated October 2, 2023. Exhibit 3(a) STATE OF DELAWARE CERTIFICATE OF MERGER OF DOMESTIC CORPORATIONS Pursuant to Title 8, Section 251 (g) of the Delaware General Corporation Law, the undersigned corporation executed the following Certificate of Merger: FIRST: The name of the surviving Delaware corporation is NorthWestern Corporation , and the name of the Delaware corporation being merged into this surviving corporation is NorthWestern Energy Merger Company . |
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| October 2, 2023 |
As filed with the Securities and Exchange Commission on October 2, 2023 As filed with the Securities and Exchange Commission on October 2, 2023 Registration No. |
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| October 2, 2023 |
As filed with the Securities and Exchange Commission on October 2, 2023 As filed with the Securities and Exchange Commission on October 2, 2023 Registration No. |
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| October 2, 2023 |
As filed with the Securities and Exchange Commission on October 2, 2023 As filed with the Securities and Exchange Commission on October 2, 2023 Registration No. |
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| October 2, 2023 |
As filed with the Securities and Exchange Commission on October 2, 2023 As filed with the Securities and Exchange Commission on October 2, 2023 Registration Statement No. |
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| September 13, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2023 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organiz |
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| September 13, 2023 |
Investor Update September 2023 8-K September 13, 2023 Rowe Dam at Mystic Lake, Montana 2 Forward Looking Statements Forward Looking Statements During the course of this presentation, there will be forward-looking statements within the meaning of the “safe harbor” provisions of the Private Securities Litigation Reform Act of 1995. |
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| July 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-10499 NORTHWESTERN |
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| July 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2023 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organization |
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| July 25, 2023 |
NorthWestern Corporation d/b/a NorthWestern Energy 3010 W. 69th Street Sioux Falls, SD 57108 www.northwesternenergy.com FOR IMMEDIATE RELEASE NorthWestern Reports Second Quarter 2023 Financial Results Company reports GAAP diluted earnings per share of $0.32 for the quarter, affirms $510 million capital plan for 2023 and announces a $0.64 per share quarterly dividend payable September 29, 2023 BUTT |
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| July 25, 2023 |
exh992investorpresq223 2023 Second Quarter Earnings Webcast July 26, 2023 Beethoven Wind, South Dakota 8-K July 24, 2023 Presenting Today 2 Forward Looking Statements During the course of this presentation, there will be forward-looking statements within the meaning of the “safe harbor” provisions of the Private Securities Litigation Reform Act of 1995. |
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| July 6, 2023 |
Loan Agreement between City of Forsyth, Rosebud County, Montana and NorthWestern Corporation Dated as of June 1, 2023 Relating to $144,660,000 Pollution Control Revenue Refunding Bonds (NorthWestern Corporation Colstrip Project) Series 2023 The amounts payable to the City of Forsyth, Rosebud County, Montana (the “Issuer”), and certain other rights of the Issuer under this Loan Agreement and in the first mortgage bonds of NorthWestern Corporation (the “Company”) that shall be delivered by the Company in accordance with Section 5. |
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| July 6, 2023 |
BOND DELIVERY AGREEMENT BETWEEN NORTHWESTERN CORPORATION AND U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, As TRUSTEE Dated as of June 1, 2023 City of Forsyth, Rosebud County, Montana, Pollution Control Revenue Refunding Bonds (Northwestern Corporation Colstrip Project) Series 2023 THIS AGREEMENT, made and entered into as of June 29, 2023 (the “Agreement”), by and between NorthWestern Corporation |
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| July 6, 2023 |
Indenture of Trust between City of Forsyth, Rosebud County, Montana and U.S. Bank Trust Company, National Association, as Trustee Dated as of June 1, 2023 Authorizing $144,660,000 Pollution Control Revenue Refunding Bonds (NorthWestern Corporation Colstrip Project) Series 2023 Table of Contents1 Section Heading Page Parties 1 Recitals 1 Grant Clause 2 Article I Definitions 3 Section 1.01. Definiti |
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| July 6, 2023 |
Forty-fourth Supplemental Indenture, dated as of June 1, 2023, between NorthWestern Corporation and NORTHWESTERN CORPORATION TO THE BANK OF NEW YORK MELLON (formerly The Bank of New York) AND MARY MISELIS As Trustees under Mortgage and Deed of Trust, dated as of October 1, 1945, with NorthWestern Corporation FORTY-FOURTH SUPPLEMENTAL INDENTURE Providing, among other things, First Mortgage Bonds, 3. |
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| July 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2023 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organization |
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| June 15, 2023 |
Up to $200,000,000 NorthWestern Corporation Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-253047 Supplement dated June 15, 2023 To Prospectus Supplement dated April 23, 2021 (To Prospectus dated February 12, 2021) Up to $200,000,000 NorthWestern Corporation Common Stock —————————— This supplement (this “Supplement”) supplements the prospectus supplement, dated April 23, 2021 (the “Prospectus Supplement”), providing for the offer and |
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| June 15, 2023 |
EX-1.1 2 exh11amendmentno1toeda.htm EX-1.1 AMENDMENT TO EQUITY DISTRIBUTION AGREEMENT NORTHWESTERN CORPORATION AMENDMENT NO. 1 TO EQUITY DISTRIBUTION AGREEMENT June 15, 2023 J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 BMO Capital Markets Corp. 151 W 42nd Street, 32nd Floor New York, New York 10036 BofA Securities, Inc. One Bryant Park New York, New York 10036 CIBC World |
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| June 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 15, 2023 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organization |
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| June 9, 2023 |
EX-4.2 3 exh4243rdsupplementalinden.htm EX-4.2 43RD SUPPLEMENTAL INDENTURE NORTHWESTERN CORPORATION TO THE BANK OF NEW YORK MELLON (formerly The Bank of New York) AND MARY MISELIS As Trustees under Mortgage and Deed of Trust, dated as of October 1, 1945, with NorthWestern Corporation FORTY-THIRD SUPPLEMENTAL INDENTURE Providing, among other things, for the increase in the maximum amount to be secu |
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| June 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2023 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organization) |
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| June 9, 2023 |
THIS NINETEENTH SUPPLEMENTAL INDENTURE, dated as of June 1, 2023 (the “Supplemental Indenture”), is made by and between NORTHWESTERN CORPORATION (formerly known as NorthWestern Public Service Company), a corporation organized and existing under the laws of the State of Delaware (the “Company”), the post office address of which is 3010 West 69th Street, Sioux Falls, South Dakota 57108, and THE BANK OF NEW YORK MELLON (formerly known as The Bank of New York (successor to JPMorgan Chase Bank, N. |
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| June 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2023 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organization) |
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| June 8, 2023 |
exh991miz23 Mizuho | Mid-Cap Conference June 2023 8-K June 8, 2023 Madison Dam 2 Forward Looking Statements Forward Looking Statements During the course of this presentation, there will be forward-looking statements within the meaning of the “safe harbor” provisions of the Private Securities Litigation Reform Act of 1995. |
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| June 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2023 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organization) |
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| June 7, 2023 |
NorthWestern Energy names Bleau LaFave vice president of asset management and business development NorthWestern Corporation d/b/a NorthWestern Energy 11 East Park Street Butte, Montana 59701 www. |
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| May 19, 2023 |
American Gas Association | Financial Forum May 2023 8-K May 19, 2023 2 Forward Looking Statements Forward Looking Statements During the course of this presentation, there will be forward-looking statements within the meaning of the “safe harbor” provisions of the Private Securities Litigation Reform Act of 1995. |
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| May 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2023 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organization) |
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| May 5, 2023 |
EX-4.1 2 exh4118thsuppindenture.htm EX-4.1 18TH SUPPLEMENTAL INDENTURE THIS EIGHTEENTH SUPPLEMENTAL INDENTURE, dated as of May 1, 2023 (the “Supplemental Indenture”), is made by and between NORTHWESTERN CORPORATION (formerly known as NorthWestern Public Service Company), a corporation organized and existing under the laws of the State of Delaware (the “Company”), the post office address of which i |
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| May 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2023 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organization) |
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| May 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2023 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organizatio |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-10499 NORTHWESTER |
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| April 28, 2023 |
exh992annmtgpres23 Annual Meeting of Shareholders April 28, 2023 Rainbow Dam - Montana 2 NWE’s President & CEO – Brian Bird Brian B. |
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| April 28, 2023 |
exh993investorpresq123 2023 First Quarter Earnings Webcast April 28, 2023 Overlooking Billings, Montana Presenting Today 2 Forward Looking Statements During the course of this presentation, there will be forward-looking statements within the meaning of the “safe harbor” provisions of the Private Securities Litigation Reform Act of 1995. |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2023 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organizatio |
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| April 28, 2023 |
NorthWestern Corporation d/b/a NorthWestern Energy 3010 W. 69th Street Sioux Falls, SD 57108 www.northwesternenergy.com FOR IMMEDIATE RELEASE NorthWestern Reports First Quarter 2023 Financial Results Company reports GAAP diluted earnings per share of $1.05 for the quarter, affirms $510 million capital plan for 2023 and announces a $0.64 per share quarterly dividend payable June 30, 2023 BUTTE, MT |
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| April 5, 2023 |
NORTHWESTERN CORPORATION TO THE BANK OF NEW YORK MELLON (formerly The Bank of New York) AND MARY MISELIS As Trustees under Mortgage and Deed of Trust, dated as of October 1, 1945, with NorthWestern Corporation FORTY-SECOND SUPPLEMENTAL INDENTURE Providing, among other things, for the succession of Mary Miselis to Beata Harvin as Co-Trustee under such Mortgage and Deed of Trust, and First Mortgage Bonds, 5. |
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| April 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2023 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organizatio |
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| April 5, 2023 |
ARTICLE I. DESCRIPTION OF FIRST MORTGAGE BONDS, 5.57% SERIES DUE MARCH 30, 2033 THIS SEVENTEENTH SUPPLEMENTAL INDENTURE, dated as of March 1, 2023 (the “Supplemental Indenture”), is made by and between NORTHWESTERN CORPORATION (formerly known as NorthWestern Public Service Company), a corporation organized and existing under the laws of the State of Delaware (the “Company”), the post office address of which is 3010 West 69th Street, Sioux Falls, South Dakota 57108, and THE BANK OF NEW YORK MELLON (formerly known as The Bank of New York (successor to JPMorgan Chase Bank, N. |
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| April 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2023 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organization |
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| April 5, 2023 |
NorthWestern Corporation d/b/a NorthWestern Energy 11 East Park Street Butte, Montana 59701 www. |
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| March 15, 2023 |
exh991westcoast23 Siebert Williams West Coast Utilities Conference March 15-16 2023 8-K March 15, 2023 Ryan Dam Great Falls, Montana 2 Forward Looking Statements Forward Looking Statements During the course of this presentation, there will be forward-looking statements within the meaning of the “safe harbor” provisions of the Private Securities Litigation Reform Act of 1995. |
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| March 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2023 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organizatio |
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| March 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| March 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| March 8, 2023 |
NWE / Northwestern Corp. / LAZARD ASSET MANAGEMENT LLC Passive Investment SCHEDULE 13G CUSIP No: 668074305 1)NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Lazard Asset Management LLC 2)CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)o (b)o 3)SEC USE ONLY 4)CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5)SOLE VOTING POWER: 0 6)SHARED VOTING POWER: - 7)SOLE DISPOSITIVE PO |
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| February 27, 2023 |
exh991invpresfeb23 BofA 2023 Power, Utilities & Clean Energy Conference February / March 2023 8-K February 27, 2023 Ryan Dam Great Falls, Montana 2 Forward Looking Statements Forward Looking Statements During the course of this presentation, there will be forward-looking statements within the meaning of the “safe harbor” provisions of the Private Securities Litigation Reform Act of 1995. |
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| February 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2023 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organiza |
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| February 23, 2023 |
Exhibit 99.1 NorthWestern Corporation Performance Unit Award Agreement (Granted Under the Amended and Restated Equity Compensation Plan) The long-term incentive program is designed to provide eligible employees of NorthWestern Corporation (together with its subsidiaries, the “Company”) with a reward for their service with the Company for the Performance Period January 1, 2023, through December 31, |
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| February 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 17, 2023 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organiza |
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| February 23, 2023 |
Exhibit 99.2 NorthWestern Corporation Restricted Share Unit Award Agreement (Granted Under the Amended and Restated Equity Compensation Plan) This restricted share unit award to Grantee will be governed by this Agreement and the NorthWestern Corporation Amended and Restated Equity Compensation Plan (the “Plan”). In consideration of the mutual promises and covenants contained in this Agreement, the |
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| February 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-10499 NORTHWESTERN COR |
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| February 17, 2023 |
Exhibit 4.5 DESCRIPTION OF SECURITIES The following description of the common stock of NorthWestern Corporation, a Delaware corporation is a summary of the general terms thereof and is qualified in its entirety by the provisions of our certificate of incorporation, as amended and restated (the “certificate of incorporation”), and bylaws, as amended and restated (the “bylaws”), copies of both of wh |
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| February 17, 2023 |
2022 Full Year Earnings Webcast February 17, 2023 Presenting Today 2 Forward Looking Statements During the course of this presentation, there will be forward-looking statements within the meaning of the “safe harbor” provisions of the Private Securities Litigation Reform Act of 1995. |
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| February 17, 2023 |
Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Name State of Jurisdiction of Incorporation or Limited Partnership The Clark Fork and Blackfoot, L. |
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| February 17, 2023 |
NorthWestern Corporation d/b/a NorthWestern Energy 3010 W. 69th Street Sioux Falls, SD 57108 www.northwesternenergy.com NorthWestern Reports 2022 Financial Results Company reports GAAP diluted earnings per share of $3.25 for 2022, announces a $510 million capital plan for 2023 and a 1.6% increase to the quarterly dividend - to $0.64 per share - payable March 31, 2023 BUTTE, MT / SIOUX FALLS, SD - |
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| February 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 16, 2023 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organiza |
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| February 9, 2023 |
NWE / NorthWestern Corp / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0091-northwesterncorp.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 14)* Name of issuer: NorthWestern Corp. Title of Class of Securities: Common Stock CUSIP Number: 668074305 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designat |
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| February 8, 2023 |
NWE / NorthWestern Corp / AMERICAN CENTURY INVESTMENT MANAGEMENT INC - SC 13G/A Passive Investment SC 13G/A 1 northwesterncorp13g-a2.htm SC 13G/A United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* NORTHWESTERN CORP (Name of Issuer) COMMON STOCK (Title of Class of Securities) 668074305 (CUSIP Number) DECEMBER 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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| January 17, 2023 |
NorthWestern Corporation d/b/a NorthWestern Energy 11 East Park Street Butte, Montana 59701 www. |
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| January 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 16, 2023 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organizat |
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| January 17, 2023 |
EX-2.1 2 exh2-1agreement.htm EX-2.1 ACQUISITION AGREEMENT Execution Version COLSTRIP UNITS 3&4 INTERESTS ABANDONMENT AND ACQUISITION AGREEMENT by and between AVISTA CORPORATION and NORTHWESTERN CORPORATION Dated as of January 16, 2023 TABLE OF CONTENTS ARTICLE 1 DEFINITIONS 1 Section 1.1 Certain Defined Terms 1 Section 1.2 Interpretation 11 ARTICLE 2 ABANDONMENT AND ACQUISITION OF THE COLSTRIP UNI |
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| January 17, 2023 |
8-K January 17, 2023 NorthWestern enters an agreement to secure reliable, cost-effective energy services for Montanans 2 Forward Looking Statements Forward Looking Statements During the course of this presentation, there will be forward-looking statements within the meaning of the “safe harbor” provisions of the Private Securities Litigation Reform Act of 1995. |
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| January 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2022 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organiza |
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| December 19, 2022 |
Exhibit 99.2 NorthWestern Corporation Executive Retirement/Retention Program Restricted Share Unit Award Agreement (Granted Under the Amended and Restated Equity Compensation Plan) The Executive Retirement/Retention Program is designed to provide the executives of NorthWestern Corporation (together with its subsidiaries, the ?Company?) with a reward for their years of service with the Company when |
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| December 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2022 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organiza |
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| December 19, 2022 |
NORTHWESTERN ENERGY 2023 ANNUAL INCENTIVE PLAN Exhibit 99.1 NORTHWESTERN ENERGY 2023 ANNUAL INCENTIVE PLAN I. Introduction NorthWestern Energy (NorthWestern) utilizes the 2023 Annual Incentive Plan (Plan) to reward non-represented employees for their contributions toward achieving desired business results. II. Plan Objectives This Plan is designed to achieve the following objectives: ?Align the interests of shareholders, customers and employee |
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| December 7, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2022 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organizat |
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| December 7, 2022 |
Wells Fargo Utility Symposium December 7, 2022 8-K December 7, 2022 2 Forward Looking Statements Forward Looking Statements During the course of this presentation, there will be forward-looking statements within the meaning of the ?safe harbor? provisions of the Private Securities Litigation Reform Act of 1995. |
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| December 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 28, 2022 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organiza |
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| November 14, 2022 |
exh991eeipres22 EEI Financial Conference November 2022 8-K November 14, 2022 2 Forward Looking Statements Forward Looking Statements During the course of this presentation, there will be forward-looking statements within the meaning of the “safe harbor” provisions of the Private Securities Litigation Reform Act of 1995. |
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| November 14, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2022 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organiza |
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| November 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2022 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organizat |
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| November 3, 2022 |
EXECUTION VERSION $100,000,000 CREDIT AGREEMENT among NORTHWESTERN CORPORATION, as Borrower, The Several Lenders from Time to Time Parties Hereto, MIZUHO BANK, LTD. |
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| October 25, 2022 |
2022 Third Quarter Earnings Webcast October 25, 2022 Rainbow Dam, MT Presenting Today 2 Forward Looking Statements During the course of this presentation, there will be forward-looking statements within the meaning of the ?safe harbor? provisions of the Private Securities Litigation Reform Act of 1995. |
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| October 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q VERSION 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-104 |
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| October 25, 2022 |
NorthWestern Corporation d/b/a NorthWestern Energy 3010 W. 69th Street Sioux Falls, SD 57108 www.northwesternenergy.com FOR IMMEDIATE RELEASE NorthWestern Reports Third Quarter 2022 Financial Results Company reports GAAP diluted earnings per share of $0.47 for the quarter, narrows 2022 earnings guidance, remains on track for 2022 capital plan and announces a $0.63 per share quarterly dividend paya |
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| October 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2022 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organizat |
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| September 22, 2022 |
Sidoti Virtual Conference September 2022 8-K September 22, 2022 2 Forward Looking Statements Forward Looking Statements During the course of this presentation, there will be forward-looking statements within the meaning of the ?safe harbor? provisions of the Private Securities Litigation Reform Act of 1995. |
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| September 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 21, 2022 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organiz |
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| September 22, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 22, 2022 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organiz |
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| August 31, 2022 |
NorthWestern Energy Announces Heather Grahame Retirement and New Executive Appointments NorthWestern Corporation d/b/a NorthWestern Energy 3010 W. 69th Street Sioux Falls, SD 57108 www.northwesternenergy.com FOR IMMEDIATE RELEASE NorthWestern Energy Announces Heather Grahame Retirement and New Executive Appointments BUTTE, MT / SIOUX FALLS, S.D. ? August 31, 2022 ? NorthWestern Corporation d/b/a NorthWestern Energy (Nasdaq: NWE) today announced that Heather Grahame will retire as gen |
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| August 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 31, 2022 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organizati |
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| August 9, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2022 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organizatio |
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| August 9, 2022 |
Montana General Rate Review Summary August 8, 2022 ? Requested base rate increase supports over a billion dollars invested in Montana critical infrastructure, while keeping operating costs below the rate of inflation, since our last rate reviews. |
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| August 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2022 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organization |
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| August 1, 2022 |
NorthWestern Energy Welcomes New Board Member NorthWestern Corporation d/b/a NorthWestern Energy 3010 W. 69th Street Sioux Falls, SD 57108 www.northwesternenergy.com FOR IMMEDIATE RELEASE NorthWestern Energy Welcomes New Board Member BUTTE, MT / SIOUX FALLS, SD ? August 1, 2022 ? NorthWestern Corporation d/b/a NorthWestern Energy (Nasdaq: NWE) today announced that its board of directors recently elected Kent T. Larson as a director to a term |
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| July 28, 2022 |
NorthWestern Energy CEO Bob Rowe announces his plan to retire NorthWestern Corporation d/b/a NorthWestern Energy 3010 W. 69th Street Sioux Falls, SD 57108 www.northwesternenergy.com FOR IMMEDIATE RELEASE NorthWestern Energy CEO Bob Rowe announces his plan to retire BUTTE, MT / SIOUX FALLS, S.D. ? July 28, 2022 ? NorthWestern Energy announced today that Bob Rowe will retire as chief executive officer and a member of NorthWestern Energy?s board of directors at |
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| July 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2022 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organization |
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| July 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2022 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organization |
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| July 28, 2022 |
2022 Second Quarter Earnings Webcast July 28, 2022 Sunrise from Swords Park | Billings, MT Presenting Today 2 Forward Looking Statements During the course of this presentation, there will be forward-looking statements within the meaning of the ?safe harbor? provisions of the Private Securities Litigation Reform Act of 1995. |
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| July 28, 2022 |
NorthWestern Corporation d/b/a NorthWestern Energy 3010 W. 69th Street Sioux Falls, SD 57108 www.northwesternenergy.com FOR IMMEDIATE RELEASE NorthWestern Reports Second Quarter 2022 Financial Results Company reports GAAP diluted earnings per share of $0.54 for the quarter, affirms 2022 earnings guidance, remains on track for 2022 capital plan and announces a $0.63 per share quarterly dividend pay |
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| July 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-10499 NORTHWESTERN |
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| June 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 24, 2022 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organization |
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| May 23, 2022 |
Execution Version Published CUSIP Numbers: Deal: 66807PAT7 Revolving Credit Facility: 66807PAU4 $425,000,000 AMENDED AND RESTATED CREDIT AGREEMENT among NORTHWESTERN CORPORATION, as Borrower, The Several Lenders from Time to Time Parties Hereto, BOFA SECURITIES, INC. |
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| May 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2022 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organization) |
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| May 17, 2022 |
AGA Financial Forum May 16-19, 2022 8-K May 16, 2022 2 Forward Looking Statements Forward Looking Statements During the course of this presentation, there will be forward-looking statements within the meaning of the ?safe harbor? provisions of the Private Securities Litigation Reform Act of 1995. |
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| May 17, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2022 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organization) |
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| May 5, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2022 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organizatio |
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| April 29, 2022 |
NorthWestern Corporation d/b/a NorthWestern Energy 3010 W. 69th Street Sioux Falls, SD 57108 www.northwesternenergy.com FOR IMMEDIATE RELEASE NorthWestern Reports First Quarter 2022 Financial Results Company reports GAAP diluted earnings per share of $1.08 for the quarter, affirms 2022 earnings guidance and announces a $0.63 per share quarterly dividend payable June 30, 2022 BUTTE, MT / SIOUX FALL |
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| April 29, 2022 |
Annual Meeting of Shareholders April 29, 2022 Thompson Falls Dam - Montana 2 NWE?s CEO ? Bob Rowe Robert C. |
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| April 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2022 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organizatio |
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| April 29, 2022 |
2022 First Quarter Earnings Webcast April 29, 2022 Black Eagle Dam at Sunset Presenting Today 2 Forward Looking Statements During the course of this presentation, there will be forward-looking statements within the meaning of the ?safe harbor? provisions of the Private Securities Litigation Reform Act of 1995. |
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| April 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-10499 NORTHWESTER |
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| March 17, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 17, 2022 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organizatio |
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| March 17, 2022 |
Siebert Williams Shank | West Coast Utilities Virtual Conference March 17, 2022 8-K March 17, 2022 2 Forward Looking Statements Forward Looking Statements During the course of this presentation, there will be forward-looking statements within the meaning of the ?safe harbor? provisions of the Private Securities Litigation Reform Act of 1995. |
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| March 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| March 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| March 3, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2022 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organization |
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| March 3, 2022 |
NorthWestern Energy announces Net Zero by 2050 commitment NorthWestern Corporation d/b/a NorthWestern Energy 3010 W. 69th Street Sioux Falls, SD 57108 www.northwesternenergy.com FOR IMMEDIATE RELEASE: NorthWestern Energy announces Net Zero by 2050 commitment BUTTE, MT/SIOUX FALLS,SD ? March 3, 2022 ? NorthWestern Corporation d/b/a NorthWestern Energy (Nasdaq: NWE) announces our goal to reach net zero carbon emissions by 2050 while continuing our commitme |
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| March 2, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 2, 2022 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organization |
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| March 2, 2022 |
Bank of America | Power, Utilities and Alternative Energy Leaders Conference March 2, 2022 8-K March 2, 2022 Mystic Lake Dam, west of Red Lodge, MT 2 Forward Looking Statements Forward Looking Statements During the course of this presentation, there will be forward-looking statements within the meaning of the ?safe harbor? provisions of the Private Securities Litigation Reform Act of 1995. |
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| February 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2022 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organiza |
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| February 16, 2022 |
Exhibit 99.1 NorthWestern Corporation Performance Unit Award Agreement (Granted Under the Amended and Restated Equity Compensation Plan) The long-term incentive program is designed to provide eligible employees of NorthWestern Corporation (together with its subsidiaries, the ?Company?) with a reward for their service with the Company for the Performance Period January 1, 2022, through December 31, |
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| February 14, 2022 |
NorthWestern Corporation d/b/a NorthWestern Energy 3010 W. 69th Street Sioux Falls, SD 57108 www.northwesternenergy.com FOR IMMEDIATE RELEASE NorthWestern Reports 2021 Financial Results Company reports GAAP diluted earnings per share of $3.60 for 2021, affirms 2022 earnings guidance and announces a 1.6% increase to the quarterly dividend - to $0.63 per share - payable March 31, 2022 BUTTE, MT / SI |
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| February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2022 NorthWestern Corp (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organization) ( |
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| February 14, 2022 |
Exhibit 107.1 Calculation of Filing Fee Tables FORM S-8 Registration Statement Under the Securities Act of 1933 (Form Type) NorthWestern Corporation d/b/a NorthWestern Energy (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title (1) Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit (2) Maximu |
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| February 14, 2022 |
As filed with the Securities and Exchange Commission on February 14, 2022 As filed with the Securities and Exchange Commission on February 14, 2022 Registration No. |
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| February 14, 2022 |
2021 - Full Year Earnings Webcast February 14, 2022 Helena, Montana Presenting Today 2 Forward Looking Statements During the course of this presentation, there will be forward-looking statements within the meaning of the ?safe harbor? provisions of the Private Securities Litigation Reform Act of 1995. |
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| February 11, 2022 |
Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Name State of Jurisdiction of Incorporation or Limited Partnership The Clark Fork and Blackfoot, L. |
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| February 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-10499 NORTHWESTERN COR |
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| February 11, 2022 |
Exhibit 4.5 DESCRIPTION OF SECURITIES The following description of the common stock of NorthWestern Corporation, a Delaware corporation is a summary of the general terms thereof and is qualified in its entirety by the provisions of our certificate of incorporation, as amended and restated (the ?certificate of incorporation?), and bylaws, as amended and restated (the ?bylaws?), copies of both of wh |
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| February 10, 2022 |
NWE / NorthWestern Corp / LAZARD ASSET MANAGEMENT LLC Passive Investment r13gajapanequity-cover SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION STATEMENT PURSUANT TO RULES 13d-1(b), (c), and (d) and 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 NorthWestern Corp (Name of Issuer) Common Stock (Title of Class of Securities) 668074305 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement |
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| February 9, 2022 |
NWE / NorthWestern Corp / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 13)* Name of issuer: NorthWestern Corp. Title of Class of Securities: Common Stock CUSIP Number: 668074305 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ? |
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| February 4, 2022 |
NWE / NorthWestern Corp / AMERICAN CENTURY INVESTMENT MANAGEMENT INC - SC 13G/A Passive Investment United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* NORTHWESTERN CORP (Name of Issuer) COMMON STOCK (Title of Class of Securities) 668074305 (CUSIP Number) DECEMBER 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched |
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| December 30, 2021 |
December 30, 2021 Via EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D. |
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| December 20, 2021 |
NORTHWESTERN ENERGY 2022 ANNUAL INCENTIVE PLAN Exhibit 99.1 NORTHWESTERN ENERGY 2022 ANNUAL INCENTIVE PLAN I. Introduction NorthWestern Energy (NorthWestern) utilizes the 2022 Annual Incentive Plan (Plan) to reward non-represented employees for their contributions toward achieving desired business results. II. Plan Objectives This Plan is designed to achieve the following objectives: ?Align the interests of shareholders, customers and employee |
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| December 20, 2021 |
Exhibit 99.2 NorthWestern Corporation Executive Retirement/Retention Program Restricted Share Unit Award Agreement (Granted Under the Amended and Restated Equity Compensation Plan) The Executive Retirement/Retention Program is designed to provide the executives of NorthWestern Corporation (together with its subsidiaries, the ?Company?) with a reward for their years of service with the Company when |
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| December 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2021 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organiza |
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| December 8, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 8, 2021 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organizat |
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| December 8, 2021 |
Wells Fargo Virtual Midstream, Utility & Renewable Symposium December 8, 2021 8-K?ed on December 8, 2021 Pintlers Mountains, Montana 2 Forward Looking Statements Forward Looking Statements During the course of this presentation, there will be forward-looking statements within the meaning of the ?safe harbor? provisions of the Private Securities Litigation Reform Act of 1995. |
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| December 7, 2021 |
NWE / NorthWestern Corp / JPMORGAN CHASE & CO - FILING NORTHWESTERN CORP Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 01)* NORTHWESTERN CORP (Name of Issuer) Common stock (Title of Class of Securities) 668074305 (CUSIP Number) November 30, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh |
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| November 19, 2021 |
[Remainder of page intentionally left blank] Exhibit 10.2 November 17, 2021 To: NorthWestern Corporation 3010 W. 69th Street Sioux Falls, South Dakota 57108 From: Bank of America, N.A. Dear Sirs, The purpose of this letter agreement (this ?Confirmation?) is to confirm the terms and conditions of the transaction entered into between us on the Trade Date specified below (the ?Transaction?). This Confirmation constitutes a ?Confirmation? as ref |
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| November 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2021 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organiza |
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| November 19, 2021 |
NorthWestern Corporation Announces Commencement of Public Offering of Common Stock Exhibit 99.1 NorthWestern Corporation d/b/a NorthWestern Energy 3010 W. 69th Street Sioux Falls, SD 57108 FOR IMMEDIATE RELEASE NorthWestern Corporation Announces Commencement of Public Offering of Common Stock BUTTE, MT / SIOUX FALLS, SD ? November 15, 2021 ? NorthWestern Corporation d/b/a NorthWestern Energy (Nasdaq: NWE) announced today that it plans to conduct a registered public offering, sub |
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| November 19, 2021 |
[Remainder of page intentionally left blank] Exhibit 10.1 November 16, 2021 To: NorthWestern Corporation 3010 W. 69th Street Sioux Falls, South Dakota 57108 From: Bank of America, N.A. Dear Sirs, The purpose of this letter agreement (this ?Confirmation?) is to confirm the terms and conditions of the transaction entered into between us on the Trade Date specified below (the ?Transaction?). This Confirmation constitutes a ?Confirmation? as ref |
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| November 19, 2021 |
6,074,767 Shares NorthWestern Corporation Common Stock, $0.01 Par Value UNDERWRITING AGREEMENT Exhibit 1.1 6,074,767 Shares NorthWestern Corporation Common Stock, $0.01 Par Value UNDERWRITING AGREEMENT November 16, 2021 BofA Securities, Inc. One Bryant Park New York, New York 10036 J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 As Representatives of the Several Underwriters BofA Securities, Inc. One Bryant Park New York, New York 10036 As Forward Seller Bank of Ameri |
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| November 19, 2021 |
NorthWestern Corporation Announces Pricing of Public Offering of Common Stock Exhibit 99.2 NorthWestern Corporation d/b/a NorthWestern Energy 3010 W. 69th Street Sioux Falls, SD 57108 FOR IMMEDIATE RELEASE NorthWestern Corporation Announces Pricing of Public Offering of Common Stock BUTTE, MT / SIOUX FALLS, SD ? November 17, 2021 ? NorthWestern Corporation d/b/a NorthWestern Energy (Nasdaq: NWE) announced today that it has priced its public offering of 6,074,767 shares of i |
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| November 18, 2021 |
CALCULATION OF REGISTRATION FEE TABLE OF CONTENTS ?Filed Pursuant to Rule 424(b)(2)? ?Registration No. 333-253047? CALCULATION OF REGISTRATION FEE ? ? Title of each class of securities to be registered ? ? ? Proposed maximum aggregate offering price(1) ? ? ? Amount of registration fee(2) ? Common Stock, $0.01 par value per share ? ? ? ? $ 373,750,037 ? ? ? ? ? $ 34,647 ? ? ? (1) Assuming exercise in full of the underwriters? opt |
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| November 15, 2021 |
SUBJECT TO COMPLETION, DATED NOVEMBER 15, 2021 TABLE OF CONTENTS The information in this preliminary prospectus supplement is not complete and may be changed. |
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| November 8, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2021 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organizat |
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| November 8, 2021 |
EEI Financial Conference November 7-9, 2021 8-K?ed on November 8, 2021 Madison Dam - Montana 2 Forward Looking Statements Forward Looking Statements During the course of this presentation, there will be forward-looking statements within the meaning of the ?safe harbor? provisions of the Private Securities Litigation Reform Act of 1995. |
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| October 25, 2021 |
NorthWestern Corporation d/b/a NorthWestern Energy 3010 W. 69th Street Sioux Falls, SD 57108 www.northwesternenergy.com FOR IMMEDIATE RELEASE NorthWestern Reports Third Quarter 2021 Financial Results Company reports GAAP diluted earnings per share of $0.68 for the quarter, affirms 2021 earnings guidance range, and announces a $0.62 per share quarterly dividend payable December 31, 2021 BUTTE, MT / |
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| October 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2021 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organizat |
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| October 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-10499 NORTHWE |
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| October 25, 2021 |
2021 Third Quarter Earnings Webcast October 25, 2021 Presenting Today 2 Forward Looking Statements During the course of this presentation, there will be forward-looking statements within the meaning of the ?safe harbor? provisions of the Private Securities Litigation Reform Act of 1995. |
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| September 22, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 22, 2021 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organiz |
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| September 22, 2021 |
Sidoti Small-Cap Investor Conference September 22-23, 2021 8-K?ed on September 22, 2021 Madison Dam - Montana 2 Forward Looking Statements Forward Looking Statements During the course of this presentation, there will be forward-looking statements within the meaning of the ?safe harbor? provisions of the Private Securities Litigation Reform Act of 1995. |
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| September 9, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 9, 2021 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organiza |
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| September 9, 2021 |
Barclays Energy-Power Conference September 9, 2021 8-K?ed on September 9, 2021 Fort Benton, MT 2 Forward Looking Statements Forward Looking Statements During the course of this presentation, there will be forward-looking statements within the meaning of the ?safe harbor? provisions of the Private Securities Litigation Reform Act of 1995. |
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| July 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2021 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organization |
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| July 28, 2021 |
NorthWestern Corporation d/b/a NorthWestern Energy 3010 W. 69th Street Sioux Falls, SD 57108 www.northwesternenergy.com FOR IMMEDIATE RELEASE NorthWestern Reports Second Quarter 2021 Financial Results Company reports GAAP diluted earnings per share of $0.72 for the quarter, narrows 2021 earnings guidance, and announces a $0.62 per share quarterly dividend payable September 30, 2021 BUTTE, MT / SIO |
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| July 28, 2021 |
2021 Second Quarter Earnings Webcast July 28, 2021 O?Dell Creek - Montana Presenting Today 2 Forward Looking Statements During the course of this presentation, there will be forward-looking statements within the meaning of the ?safe harbor? provisions of the Private Securities Litigation Reform Act of 1995. |
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| July 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-10499 NORTHWESTERN |
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| July 28, 2021 |
between Northwestern Energy and PROCUREMENT CONTRACT NOMINAL 175 MW POWER PLANT LAUREL, MONTANA EFFECTIVE: APRIL 19, 2021 CAT KTR 222044 NW MAT 0001030 1 Laurel, Montana ? NW/Caterpillar Procurement Contract THIS PROCUREMENT CONTRACT (the ?Contract?) is made as of the 19th day of April, 2021 (the ?Effective Date?) by and between NorthWestern Corporation doing business as NorthWestern Energy, a Delaware corporation (?NorthWestern?) and Caterpillar Power Generation Systems, LLC, a Delaware limited liability company (?Seller?) (each a ?Party? and collectively the ?Parties?). |
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| July 28, 2021 |
, Procurement, and Construction Contract ENGINEERING, PROCUREMENT AND CONSTRUCTION CONTRACT NOMINAL 175 MW POWER PLANT LAUREL, MONTANA EFFECTIVE: APRIL 19, 2021 1 Table of Contents 1 Definitions 1 2 General 6 3 Representations by Contractor 6 4 Scope of Work 6 5 Contract Price and Payment 6 6 Schedule 7 7 Independent Contractor 8 8 Supervision and Labor 8 9 Subcontractors and Suppliers 8 10 Labor Relations 8 11 Environmental, Health and |
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| July 16, 2021 |
As filed with the Securities and Exchange Commission on July 16, 2021 As filed with the Securities and Exchange Commission on July 16, 2021 Registration No. |
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| June 16, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 16, 2021 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organization |
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| June 16, 2021 |
Investor Update (Guggenheim Partners) June 16, 2021 8-K?ed on June 16, 2021 Mystic Hydroelectric Facility 2 Forward Looking Statements Forward Looking Statements During the course of this presentation, there will be forward-looking statements within the meaning of the ?safe harbor? provisions of the Private Securities Litigation Reform Act of 1995. |
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| May 13, 2021 |
Credit Suisse Utilities, Power & Clean Tech Virtual Conference May 13, 2021 8-K?ed on May 13, 2021 Mystic Hydroelectric Facility 2 Forward Looking Statements Forward Looking Statements During the course of this presentation, there will be forward-looking statements within the meaning of the ?safe harbor? provisions of the Private Securities Litigation Reform Act of 1995. |
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| May 13, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2021 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organization) |
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| April 28, 2021 |
Investor Update | KeyBanc NDR - April 28, 2021 8-K?ed on April 28, 2021 Thompson Falls Hydroelectric Facility 2 Forward Looking Statements Forward Looking Statements During the course of this presentation, there will be forward-looking statements within the meaning of the ?safe harbor? provisions of the Private Securities Litigation Reform Act of 1995. |
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| April 28, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2021 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organizatio |
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| April 27, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2021 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organizatio |
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| April 23, 2021 |
Exhibit 1.1 NORTHWESTERN CORPORATION $200,000,000 Shares of Common Stock (par value $0.01 per share) EQUITY DISTRIBUTION AGREEMENT April 23, 2021 J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 BofA Securities, Inc. One Bryant Park New York, New York 10036 CIBC World Markets Corp. 300 Madison Avenue, 5th Floor New York, New York 10017 Credit Suisse Securities (USA) LLC Eleve |
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| April 23, 2021 |
CALCULATION OF REGISTRATION FEE TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration No. 333-253047 CALCULATION OF REGISTRATION FEE Title of each class of securities to be registered Proposed maximum aggregate offering price Amount of registration fee(1) Common Stock, $0.01 par value per share $ 200,000,000 $ 21,820 (1) Calculated in accordance with Rules 457(o) and 457(r) under the Securities Act of 1933. This “Cal |
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| April 23, 2021 |
Form of Master Forward Sale Confirmation Exhibit 1.2 [ ], 20[ ] To: NorthWestern Corporation 3010 W. 69th Street Sioux Falls, South Dakota 57108 From: [Dealer] Dear Sirs, The purpose of this letter agreement (this ?Confirmation?) is to confirm the terms and conditions of the transaction entered into between us on the Trade Date specified below (the ?Transaction?). This Confirmation constitutes a ?Confirmation? as referred to in the ISDA |
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| April 23, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2021 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 1-10499 (Commission File Number) |
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| April 22, 2021 |
2021 First Quarter Earnings Webcast April 22, 2021 CELEBRATING EARTH DAY 2021 Presenting Today 2 Forward Looking Statements During the course of this presentation, there will be forward-looking statements within the meaning of the ?safe harbor? provisions of the Private Securities Litigation Reform Act of 1995. |
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| April 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 21, 2021 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organizatio |
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| April 22, 2021 |
CELEBRATING EARTH DAY 2021 Annual Meeting of Shareholders April 22, 2021 2 NWE?s CEO ? Bob Rowe Robert C. |
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| April 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (mark one) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-10499 NORTHWESTER |
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| April 22, 2021 |
NorthWestern Corporation d/b/a NorthWestern Energy 3010 W. 69th Street Sioux Falls, SD 57108 www.northwesternenergy.com FOR IMMEDIATE RELEASE NorthWestern Reports First Quarter 2021 Financial Results Company reports GAAP diluted earnings per share of $1.24 for the quarter, affirms 2021 earnings guidance and announces a $0.62 per share quarterly dividend payable June 30, 2021 BUTTE, MT / SIOUX FALL |
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| April 1, 2021 |
EX-4.1 2 exhibit41montana41stsupple.htm EX-4.1 MT 41ST SUPPLEMENTAL INDENTURE NORTHWESTERN CORPORATION TO THE BANK OF NEW YORK MELLON (formerly The Bank of New York) AND BEATA HARVIN As Trustees under Mortgage and Deed of Trust, dated as of October 1, 1945, with NorthWestern Corporation FORTY-FIRST SUPPLEMENTAL INDENTURE Providing, among other things, for First Mortgage Bonds, 1.00% Series due Mar |
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| April 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 26, 2021 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organizatio |
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| March 22, 2021 |
Calculation of Registration Fee TABLE OF CONTENTS ?Filed Pursuant to Rule 424(b)(5) ?Registration No. 333-253047? Calculation of Registration Fee ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? Title of each class of securities to be registered ? ? Amount to be registered ? ? Proposed maximum offering price per unit ? ? Proposed maximum aggregate offering price ? ? Amount of registration fee(1) ? 1.00% First Mortgage Bonds d |
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| March 19, 2021 |
Subject to Completion, dated March 19, 2021 TABLE OF CONTENTS The information in this preliminary prospectus supplement and the accompanying prospectus is not complete and may be changed. |
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| March 19, 2021 |
Free Writing Prospectus Filed Pursuant to Rule 433 Registration Statement No. 333-253047 PRICING TERM SHEET NorthWestern Corporation Pricing Term Sheet $100,000,000 1.00% First Mortgage Bonds due 2024 Issuer: NorthWestern Corporation d/b/a NorthWestern Energy Expected Ratings (Moody?s / S&P)*: A3 (negative) / A- (stable) Pricing Date: March 19, 2021 Settlement Date: March 26, 2021 (T+5) Security T |
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| March 15, 2021 |
NorthWestern Energy Investor Update March 2021 8-K?ed on March 15, 2021 Butte, MT 2 Forward Looking Statements Forward Looking Statements During the course of this presentation, there will be forward-looking statements within the meaning of the ?safe harbor? provisions of the Private Securities Litigation Reform Act of 1995. |
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| March 15, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2021 NorthWestern Corp (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organization) (Com |
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| March 5, 2021 |
This proxy statement contains information related to the solicitation of proxies by the Board of Directors (the Board) of NorthWestern Corporation d/b/a NorthWestern Energy (NorthWestern, the company, we, us, or our) in connection with our 2021 Annual Meeting of Shareholders. |
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| March 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| March 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| March 1, 2021 |
NorthWestern Energy Investor Update March 2021 8-K?ed on March 1, 2021 2 Forward Looking Statements Forward Looking Statements During the course of this presentation, there will be forward-looking statements within the meaning of the ?safe harbor? provisions of the Private Securities Litigation Reform Act of 1995. |
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| March 1, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2021 NorthWestern Corp (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organization) (Comm |
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| February 17, 2021 |
Exhibit 99.1 NorthWestern Corporation Performance Unit Award Agreement (Granted Under the Amended and Restated Equity Compensation Plan) The long-term incentive program is designed to provide eligible employees of NorthWestern Corporation (together with its subsidiaries, the “Company”) with a reward for their service with the Company for the Performance Period January 1, 2021, through December 31, |
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| February 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 11, 2021 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organiza |
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| February 12, 2021 |
Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Name State of Jurisdiction of Incorporation or Limited Partnership The Clark Fork and Blackfoot, L. |
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| February 12, 2021 |
As filed with the Securities and Exchange Commission on February 12, 2021 Registration No. |
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| February 12, 2021 |
NorthWestern Corporation d/b/a NorthWestern Energy 3010 W. 69th Street Sioux Falls, SD 57108 www.northwesternenergy.com FOR IMMEDIATE RELEASE NorthWestern Reports 2020 Financial Results Company reports GAAP diluted earnings per share of $3.06 for 2020, affirms 2021 earnings guidance and announces a 3.3% increase to the quarterly dividend - to $0.62 per share - payable March 31, 2021 BUTTE, MT / SI |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-10499 NORTHWESTERN COR |
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| February 12, 2021 |
EX-25.3 7 exh25-3tx2mtmortbonds2021.htm EX-25.3 FORM T-2 MT MORTGAGE BONDS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-2 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF AN INDIVIDUAL DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) Beata Harvin (Name of Trustee) 240 Greenwic |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 11, 2021 NorthWestern Corp (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organization) ( |
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| February 12, 2021 |
EX-25.2 6 exh25-2formtx1mtmortbonds2.htm EX-25.2 FORM T-1 MT MORTGAGE BONDS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of |
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| February 12, 2021 |
Exhibit 4.5 DESCRIPTION OF SECURITIES The following description of the common stock of NorthWestern Corporation, a Delaware corporation is a summary of the general terms thereof and is qualified in its entirety by the provisions of our certificate of incorporation, as amended and restated (the ?certificate of incorporation?), and bylaws, as amended and restated (the ?bylaws?), copies of both of wh |
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| February 12, 2021 |
EX-25.1 5 exh25-1formtx1sdmortbonds2.htm EX-25.1 FORM T-1 SD MORTGAGE BONDS = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = = UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILI |
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| February 12, 2021 |
2020 - Full Year Earnings Webcast February 12, 2021 Presenting Today 2 Bob Rowe, President & CEO Brian Bird, Chief Financial Officer Forward Looking Statements During the course of this presentation, there will be forward-looking statements within the meaning of the ?safe harbor? provisions of the Private Securities Litigation Reform Act of 1995. |
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| February 11, 2021 |
United States Securities and Exchange Commission Washington, D.C. 20549 United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* NORTHWESTERN CORP (Name of Issuer) COMMON STOCK (Title of Class of Securities) 668074305 (CUSIP Number) DECEMBER 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu |
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| February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 12)* Name of issuer: NorthWestern Corp. Title of Class of Securities: Common Stock CUSIP Number: 668074305 Date of Event Which Requires Filing of this Statement: January 29, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ?? |
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| February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 11)* Name of issuer: NorthWestern Corp. Title of Class of Securities: Common Stock CUSIP Number: 668074305 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ |
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| February 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2021 NorthWestern Corp (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organization) (C |
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| January 15, 2021 |
Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* NORTHWESTERN CORP (Name of Issuer) Common stock (Title of Class of Securities) 668074305 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic |
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| December 30, 2020 |
NORTHWESTERN ENERGY 2021 ANNUAL INCENTIVE PLAN Exhibit 99.1 NORTHWESTERN ENERGY 2021 ANNUAL INCENTIVE PLAN I. Introduction NorthWestern Energy (NorthWestern) utilizes the 2021 Annual Incentive Plan (Plan) to reward non-represented employees for their contributions toward achieving desired business results. II. Plan Objectives This Plan is designed to achieve the following objectives: ▪Align the interests of shareholders, customers and employee |
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| December 30, 2020 |
Exhibit 99.2 NorthWestern Corporation Executive Retirement/Retention Program Restricted Share Unit Award Agreement (Granted Under the Amended and Restated Equity Compensation Plan) The Executive Retirement/Retention Program is designed to provide the executives of NorthWestern Corporation (together with its subsidiaries, the “Company”) with a reward for their years of service with the Company when |
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| December 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 22, 2020 NorthWestern Corp (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organization) ( |
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| December 7, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2020 NorthWestern Corp (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organization) (C |
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| December 7, 2020 |
exh991capitalone2020 NorthWestern Energy Investor Update | December 7-9, 2020 8-K’ed on Dec. |
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| December 1, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2020 NorthWestern Corp (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organization) (C |
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| December 1, 2020 |
exh991mizuho2020 NorthWestern Energy Mizuho Utility Summit | December 1, 2020 8-K’ed on Dec. |
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| November 9, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2020 NorthWestern Corp (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organization) (C |
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| November 9, 2020 |
exh991eeifinancial2020 8-K’ed on Nov. 9, 2020 NorthWestern Energy EEI (virtual) Financial Conference | November 9-10, 2020 2 Forward Looking Statements Forward Looking Statements Boulder RiverO’Dellin Montana Creek - Madison River Valley - Montana During the course of this presentation, there will be forward-looking statements within the meaning of the “safe harbor” provisions of the Private Secur |
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| October 30, 2020 |
Termination of a Material Definitive Agreement - 8-K COLSTRIP TERMINATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2020 NorthWestern Corp (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organization) (C |
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| October 27, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2020 NorthWestern Corp (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organization) (C |
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| October 27, 2020 |
exh991presentation202010 NWE Investor Relations Update – Guggenheim NDR October 27, 2020 8-K’ed on October 27, 2020 2 Forward Looking Statements Forward Looking Statements Boulder RiverO’Dellin Montana Creek - Madison River Valley - Montana During the course of this presentation, there will be forward-looking statements within the meaning of the “safe harbor” provisions of the Private Securities Litigation Reform Act of 1995. |
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| October 22, 2020 |
NorthWestern Corporation d/b/a NorthWestern Energy 3010 W. 69th Street Sioux Falls, SD 57108 www.northwesternenergy.com FOR IMMEDIATE RELEASE NorthWestern Reports Third Quarter 2020 Financial Results Company reports GAAP diluted earnings per share of $0.58 for the quarter, affirms previously revised 2020 earnings guidance and announces a $0.60 per share quarterly dividend payable December 31, 2020 |
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| October 22, 2020 |
exh991earningspres3q20 Fort Benton, Montana 2020 Third Quarter Earnings Webcast October 22, 2020 Presenting Today Forward Looking Statements During the course of this presentation, there will be forward-looking statements within the meaning of the “safe harbor” provisions of the Private Securities Litigation Reform Act of 1995. |
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| October 22, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2020 NorthWestern Corp (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organization) (C |
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| October 22, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (mark one) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-10499 NORTHWE |
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| September 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 1-10499 NorthWestern Corporation New York Stock Exchange (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) 3010 W |
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| September 30, 2020 |
Registration Statement on Form 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 NorthWestern Corporation (Exact name of registrant as specified in its charter) Delaware 46-0172280 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification |
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| September 24, 2020 |
exh991sidotifallpres Black Eagle Dam - Montana Sidoti Fall 2020 Investor Conference September 24, 2020 8-K’ed on September 24, 2020 2 Forward Looking Statements Forward Looking Statements Boulder RiverO’Dellin Montana Creek - Madison River Valley - Montana During the course of this presentation, there will be forward-looking statements within the meaning of the “safe harbor” provisions of the Private Securities Litigation Reform Act of 1995. |
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| September 24, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 24, 2020 NorthWestern Corp (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organization) |
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| September 18, 2020 |
NorthWestern Energy to Transfer to Nasdaq NorthWestern Corporation d/b/a NorthWestern Energy 3010 W. 69th Street Sioux Falls, SD 57108 www.northwesternenergy.com FOR IMMEDIATE RELEASE NorthWestern Energy to Transfer to Nasdaq BUTTE, MT / SIOUX FALLS, SD - September 18, 2020 - NorthWestern Corporation d/b/a NorthWestern Energy (NYSE: NWE) today announced that it is transferring its stock exchange listing from The New York Stock Exchange af |
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| September 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 18, 2020 NorthWestern Corp (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of (Commission File Number) (I.R.S |
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| September 10, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 10, 2020 NorthWestern Corp (Exact name of registrant as specified in its charter) Delaware 1-10499 46-0172280 (State or other jurisdiction of incorporation or organization) |
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| September 10, 2020 |
exh991barclayspres2020 Beethoven Wind Farm near Avon, South Dakota Barclays CEO Energy-Power Conference September 10, 2020 8-K’ed on September 10, 2020 2 Forward Looking Statements Forward Looking Statements O’Dell Creek - Madison River Valley - Montana During the course of this presentation, there will be forward-looking statements within the meaning of the “safe harbor” provisions of the Private Securities Litigation Reform Act of 1995. |
