OOMA Pengajuan SEC - Ooma, Inc.- Laporan Tahunan, Pernyataan Kuasa, Prospektus

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SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Ooma, Inc.

SEC Filings (Chronological Order)

Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.

September 5, 2025	EX-10.3	THIRD AMENDMENT TO CREDIT AGREEMENT Exhibit 10.3 THIRD AMENDMENT TO CREDIT AGREEMENT This THIRD AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) is entered into as of August 26, 2025 by and among OOMA, INC. (the “Borrower”), each Lender party hereto and CITIZENS BANK, N.A., as administrative agent (in such capacity, the “Administrative Agent”). W I T N E S S E T H: WHEREAS, the Borrower, the Administrative Agent and the Lenders are
September 5, 2025	EX-10.2	OOMA, INC. 2015 EMPLOYEE STOCK PURCHASE PLAN (Amended and Restated Effective June 5, 2025) Exhibit 10.2 OOMA, INC. 2015 EMPLOYEE STOCK PURCHASE PLAN (Amended and Restated Effective June 5, 2025) 1. Purpose. The purpose of the Plan is to provide employees of the Company and its Designated Subsidiaries with an opportunity to purchase Common Stock through accumulated payroll deductions (or through other means as set forth below). The Company’s intention is to have the Plan qualify as an “e
September 5, 2025	10-Q	ta UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ta UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37493 Ooma, Inc.
August 26, 2025	EX-99.1	Projected range Exhibit 99.1 Ooma Reports Fiscal Second Quarter 2026 Financial Results Sunnyvale, Calif., August 26, 2025 - Ooma, Inc. (NYSE: OOMA), a provider of advanced communications services for businesses and consumers, today released financial results for the fiscal second quarter ended July 31, 2025. Second Quarter Fiscal 2026 Financial Highlights: • Revenue: Total revenue was $66.4 million, up 3% year-ov
August 26, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 26, 2025 Ooma, Inc. (Exact N UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 26, 2025 Ooma, Inc.
June 11, 2025	EX-FILING FEES	Calculation of Filing Fee Tables Form S-8 (Form Type) Ooma, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Ooma, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee (1) Equity Common Stock, $0.0001 par value per
June 11, 2025	S-8	As filed with the Securities and Exchange Commission on June 10, 2025 As filed with the Securities and Exchange Commission on June 10, 2025 Registration No.
June 10, 2025	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 05, 2025 Ooma, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37493 06-1713274 (State or Other Jurisdiction of Incorporation) (Commission File Number) (
June 10, 2025	EX-10.2	OOMA, INC. 2015 EMPLOYEE STOCK PURCHASE PLAN (Amended and Restated Effective June 5, 2025) Exhibit 10.2 OOMA, INC. 2015 EMPLOYEE STOCK PURCHASE PLAN (Amended and Restated Effective June 5, 2025) 1. Purpose. The purpose of the Plan is to provide employees of the Company and its Designated Subsidiaries with an opportunity to purchase Common Stock through accumulated payroll deductions (or through other means as set forth below). The Company’s intention is to have the Plan qualify as an “e
June 10, 2025	EX-10.1	OOMA, INC. 2015 EQUITY INCENTIVE PLAN (Amended and Restated Effective June 5, 2025) Exhibit 10.1 OOMA, INC. 2015 EQUITY INCENTIVE PLAN (Amended and Restated Effective June 5, 2025) 1. Purposes of the Plan. The purposes of this Plan are (a) to attract and retain the best available personnel to ensure the Company’s success and accomplish the Company’s goals; (b) to incentivize Employees, Directors and Independent Contractors with long-term equity-based compensation to align their i
June 9, 2025	10-Q	ta UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ta UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37493 Ooma, Inc.
June 9, 2025	8-K	Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 05, 2025 Ooma, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37493 06-1713274 (State or Other Jurisdiction of Incorporation) (Commission File Number) (
June 9, 2025	EX-10.1	OOMA, INC. 2015 EQUITY INCENTIVE PLAN (Amended and Restated Effective April 14, 2025) Exhibit 10.1 OOMA, INC. 2015 EQUITY INCENTIVE PLAN (Amended and Restated Effective April 14, 2025) 1. Purposes of the Plan. The purposes of this Plan are (a) to attract and retain the best available personnel to ensure the Company’s success and accomplish the Company’s goals; (b) to incentivize Employees, Directors and Independent Contractors with long-term equity-based compensation to align their
June 9, 2025	EX-10.2	OOMA, INC. 2015 EMPLOYEE STOCK PURCHASE PLAN (Amended and Restated Effective April 14, 2025) Exhibit 10.2 OOMA, INC. 2015 EMPLOYEE STOCK PURCHASE PLAN (Amended and Restated Effective April 14, 2025) 1. Purpose. The purpose of the Plan is to provide employees of the Company and its Designated Subsidiaries with an opportunity to purchase Common Stock through accumulated payroll deductions (or through other means as set forth below). The Company’s intention is to have the Plan qualify as an
May 30, 2025	EX-1.01	Exhibit 1.01 Ooma, Inc. Conflict Minerals Report For The Calendar Year Ended December 31, 2024 This is the specialized disclosure report (“Report”) for Ooma, Inc. and its subsidiaries (collectively, the “Company,” “Ooma,” “we” or “our”), filed with the United States Securities and Exchange Commission (“SEC”) pursuant to Rule 13p-1 under the Securities Exchange Act of 1934, as amended (“Rule 13p-1,” and togethe
May 30, 2025	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT OOMA, INC. (Exact name of registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT OOMA, INC. (Exact name of registrant as specified in its charter) Delaware 001-37493 (State or other jurisdiction of incorporation or organization) (Commission File Number) 525 Almanor Avenue, Suite 200, Sunnyvale, CA 94085 (Address of principal executive offices) (Zip Code) Jenny C. Yeh S
May 28, 2025	EX-99.1	Projected range Exhibit 99.1 Ooma Reports Fiscal First Quarter 2026 Financial Results Sunnyvale, Calif., May 28, 2025 - Ooma, Inc. (NYSE: OOMA), a provider of advanced communications services for businesses and consumers, today released financial results for the fiscal first quarter ended April 30, 2025. First Quarter Fiscal 2026 Financial Highlights: • Revenue: Total revenue was $65.0 million, up 4% year-over-ye
May 28, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2025 Ooma, Inc. (Exact Name UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2025 Ooma, Inc.
April 18, 2025	EX-2	Appendix B Appendix B OOMA, INC. 2015 EMPLOYEE STOCK PURCHASE PLAN (Amended and Restated Effective [], 2025)1 1. Purpose. The purpose of the Plan is to provide employees of the Company and its Designated Subsidiaries with an opportunity to purchase Common Stock through accumulated payroll deductions (or through other means as set forth below). The Company’s intention is to have the Plan qualify as an “employ
April 18, 2025	EX-1	Appendix A Appendix A OOMA, INC. 2015 EQUITY INCENTIVE PLAN (Amended and Restated Effective [], 2025)1 1. Purposes of the Plan. The purposes of this Plan are (a) to attract and retain the best available personnel to ensure the Company’s success and accomplish the Company’s goals; (b) to incentivize Employees, Directors and Independent Contractors with long-term equity-based compensation to align their intere
April 18, 2025	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive
April 18, 2025	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive
April 1, 2025	EX-10.24	Second Amendment to Credit Agreement by and between the Company and Citizens Bank, N.A. Exhibit 10.24 Execution Version SECOND AMENDMENT TO CREDIT AGREEMENT This SECOND AMENDMENT TO CREDIT AGREEMENT (this "Amendment") is entered into as of December 10, 2024 by and among OOMA, INC. (the "Borrower"), each Lender party hereto and CITIZENS BANK, N.A., as administrative agent (in such capacity, the "Administrative Agent"). W I T N E S S E T H: WHEREAS, the Borrower, the Administrative Age
April 1, 2025	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37493 Ooma, Inc. (Exa
April 1, 2025	EX-21.1	List of subsidiaries of the Registrant Exhibit 21.1 List of Subsidiaries Name Jurisdiction of Incorporation Talkatone, LLC Delaware Ooma International Operations, LLC Delaware Ooma International Ltd. United Kingdom Ooma Australia Pty Ltd. Australia Voxter Communications, Inc. British Columbia, Canada Broadsmart Global, Inc. Florida Ooma Canada, Inc. British Columbia, Canada Ooma Ireland Limited Ireland Oomazing Telecom South Africa Oom
March 4, 2025	EX-99.1	Projected range Exhibit 99.1 Ooma Reports Fourth Quarter and Fiscal Year 2025 Financial Results Sunnyvale, Calif., March 4, 2025 - Ooma, Inc. (NYSE: OOMA), a provider of advanced communications services for businesses and consumers, today released financial results for the fiscal fourth quarter and year ended January 31, 2025. Fourth Quarter Fiscal 2025 Financial Highlights: • Revenue: Total revenue was $65.1 mil
March 4, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2025 Ooma, Inc. (Exact Nam UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2025 Ooma, Inc.
February 13, 2025	EX-1	February 13, 2025 EX-1 2 tm256057d3ex1.htm EXHIBIT 1 Exhibit 1 EXHIBIT 1 TO SCHEDULE 13G February 13, 2025 In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, TRIGRAN INVESTMENTS, INC., DOUGLAS GRANAT, LAWRENCE A. OBERMAN, STEVEN G. SIMON, BRADLEY F. SIMON and STEVEN R. MONIESON each hereby agree to the joint filing of this statement on Schedule 13G (including any and all amen
December 10, 2024	10-Q	ta UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ta UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37493 Ooma, Inc.
December 4, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 4, 2024 Ooma, Inc.
December 4, 2024	EX-99.1	Projected range Exhibit 99.1 Ooma Reports Fiscal Third Quarter 2025 Financial Results Sunnyvale, Calif., December 4, 2024 - Ooma, Inc. (NYSE: OOMA), a smart communications platform for businesses and consumers, today released financial results for the fiscal third quarter ended October 31, 2024. Fiscal Third Quarter 2025 Financial Highlights: • Revenue: Total revenue was $65.1 million, up 9% year-over-year. Subsc
September 6, 2024	EX-10.1	Amendment No.1 to Credit Agreement by and among the Company and Citizens Bank, N.A. Exhibit 10.1 Execution Version FIRST AMENDMENT TO CREDIT AGREEMENT This FIRST AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) is entered into as of June 10, 2024 by and among OOMA, INC. (the “Borrower”), each Lender party hereto and CITIZENS BANK, N.A., as administrative agent (in such capacity, the “Administrative Agent”). W I T N E S S E T H: WHEREAS, the Borrower, the Administrative Agent and
September 6, 2024	EX-3.1	Sixteenth Amended and Restated Certificate of Incorporation Exhibit 3.1 SIXTeenth AMENDED AND RESTATED CERTIFICATE OF INCORPORATION of OOMA, INC. a Delaware corporation The undersigned, Eric B. Stang, hereby certifies as follows: A. He is the duly elected and acting President and Chief Executive Officer of Ooma, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”). B. The name of the Corporation is Ooma, In
September 6, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37493 Ooma, Inc.
August 27, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 27, 2024 Ooma, Inc.
August 27, 2024	EX-99.1	Projected range Exhibit 99.1 Ooma Reports Fiscal Second Quarter 2025 Financial Results Sunnyvale, Calif., August 27, 2024 - Ooma, Inc. (NYSE: OOMA), a smart communications platform for businesses and consumers, today released financial results for the fiscal second quarter ended July 31, 2024. Fiscal Second Quarter 2025 Financial Highlights: • Revenue: Total revenue was $64.1 million, up 10% year-over-year. Subsc
June 7, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37493 Ooma, Inc.
June 7, 2024	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 06, 2024 Ooma, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37493 06-1713274 (State or Other Jurisdiction of Incorporation) (Commission File Number) (
June 7, 2024	EX-10.1	Executive Change in Control Agreement by and between the Company and Namrata Sabharwal dated April 9, 2024 Exhibit 10.1 CHANGE IN CONTROL AGREEMENT This CHANGE IN CONTROL AGREEMENT (this “Agreement”) is entered into by and between Ooma, Inc., (the “Company” or “Ooma”) and Namrata Sabharwal (“you”), effective as of the date last executed by the Company or you, whichever is later (the “Effective Date”). In the event a Change of Control occurs (as defined in the Company’s 2015 Equity Incentive Plan (the “
May 31, 2024	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT OOMA, INC. (Exact name of registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT OOMA, INC. (Exact name of registrant as specified in its charter) Delaware 001-37493 (State or other jurisdiction of incorporation or organization) (Commission File Number) 525 Almanor Avenue, Suite 200, Sunnyvale, CA 94085 (Address of principal executive offices) (Zip Code) Jenny C. Yeh S
May 31, 2024	EX-1.01	Exhibit 1.01 Ooma, Inc. Conflict Minerals Report For The Calendar Year Ended December 31, 2023 This is the specialized disclosure report (“Form SD”) for Ooma, Inc. and its subsidiaries (collectively, the “Company,” “we” or “our”), filed with the United States Securities and Exchange Commission (“SEC”) pursuant to Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”) for the reporting period from Ja
May 28, 2024	EX-99.1	Projected range Exhibit 99.1 Ooma Reports Fiscal First Quarter 2025 Financial Results Sunnyvale, Calif., May 28, 2024 - Ooma, Inc. (NYSE: OOMA), a smart communications platform for businesses and consumers, today released financial results for the fiscal first quarter ended April 30, 2024. Fiscal First Quarter 2025 Financial Highlights: • Revenue: Total revenue was $62.5 million, up 10% year-over-year. Subscripti
May 28, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2024 Ooma, Inc.
April 18, 2024	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive
April 18, 2024	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive
April 18, 2024	EX-1	SIXTeenth AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OOMA, INC. a Delaware corporation Appendix A SIXTeenth AMENDED AND RESTATED CERTIFICATE OF INCORPORATION of OOMA, INC.
April 8, 2024	EX-1	SIXTeenth AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OOMA, INC. a Delaware corporation Appendix A SIXTeenth AMENDED AND RESTATED CERTIFICATE OF INCORPORATION of OOMA, INC.
April 8, 2024	PRE 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive
April 3, 2024	S-8	As filed with the Securities and Exchange Commission on April 2, 2024 As filed with the Securities and Exchange Commission on April 2, 2024 Registration No.
April 3, 2024	EX-FILING FEES	Filing Fee Table Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Ooma, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Stock, $0.0001 par value per s
April 2, 2024	EX-19.1	Ooma, Inc. Insider Trading Policy, adopted May 20, 2015 Exhibit 19.1 Ooma, Inc. Insider Trading Policy (Adopted and approved on May 20, 2015 and effective as of the Company’s initial public offering, and amended on November 28, 2023) Purpose This Insider Trading Policy (the “Policy”) provides guidelines with respect to transactions in the securities of Ooma, Inc. (the “Company”) and the handling of confidential information about the Company and the com
April 2, 2024	EX-97.1	Ooma, Inc. Compensation Recovery Policy, adopted September 8, 2023 Exhibit 97.1 OOMA, INC. COMPENSATION RECOVERY POLICY (Adopted and approved on September 8, 2023) 1. Purpose Ooma, Inc. (collectively with its subsidiaries, the “Company”) is committed to promoting honest and ethical business conduct and compliance with applicable laws, rules and regulations. As part of this commitment, the Company has adopted this Compensation Recovery Policy (this “Policy”). This
April 2, 2024	EX-21.1	List of subsidiaries of the Registrant. Exhibit 21.1 List of Subsidiaries Name Jurisdiction of Incorporation Talkatone, LLC Delaware Ooma International Operations, LLC Delaware Ooma International Ltd. United Kingdom Ooma Australia Pty Ltd. Australia Voxter Communications, Inc. British Columbia, Canada Broadsmart Global, Inc. Florida Ooma Canada, Inc. British Columbia, Canada Ooma Ireland Limited Ireland Oomazing Telecom South Africa Oom
April 2, 2024	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37493 Ooma, Inc. (Exa
March 5, 2024	EX-99.1	Projected range Exhibit 99.1 Ooma Reports Fourth Quarter and Fiscal Year 2024 Financial Results Sunnyvale, Calif., March 5, 2024 - Ooma, Inc. (NYSE: OOMA), a smart communications platform for businesses and consumers, today released financial results for the fiscal fourth quarter and year ended January 31, 2024. Fourth Quarter Fiscal 2024 Financial Highlights: • Revenue: Total revenue was $61.7 million, up 9% yea
March 5, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2024 Ooma, Inc.
February 14, 2024	SC 13G/A	OOMA / Ooma, Inc. / STANG ERIC B - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 8)* Ooma, Inc. (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) 683416101 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh
February 14, 2024	SC 13G/A	OOMA / Ooma, Inc. / STANG ERIC B - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 7)* Ooma, Inc. (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) 683416101 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh
February 9, 2024	SC 13G/A	OOMA / Ooma, Inc. / Trigran Investments, Inc. - SC 13G/A Passive Investment SC 13G/A 1 tm243940d4sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 Under the Securities Exchange Act of 1934 (Amendment No. 3)* OOMA, INC. (Name of Issuer) Common Stock, Par Value of $0.0001 Per Share (Title of Class of Securities) 683416101 (CUSIP Number) December 31, 2023 Date
February 9, 2024	EX-1	EXHIBIT 1: Agreement to Make a Joint Filing EX-1 2 tm243940d4ex-1.htm EXHIBIT 1 CUSIP No. 683416101 Schedule 13G Page 1 of 1 Exhibit 1 EXHIBIT 1 TO SCHEDULE 13G February 9, 2024 In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, TRIGRAN INVESTMENTS, INC., DOUGLAS GRANAT, LAWRENCE A. OBERMAN, STEVEN G. SIMON, BRADLEY F. SIMON and STEVEN R. MONIESON each hereby agree to the joint filing of this statemen
December 8, 2023	EX-10.1	Credit Agreement by and among the Company and Citizens Bank, N.A., dated as of October 20, 2023. Exhibit 10.1 CREDIT AGREEMENT dated as of October 20, 2023 among OOMA, INC., as the Borrower, THE LENDERS PARTY HERETO, and CITIZENS BANK, N.A., as Administrative Agent CITIZENS BANK, N.A., as Sole Lead Arranger and Sole Bookrunner Article 1 Definitions and Rules of Construction 1 Section 1.1 Definitions 1 Section 1.2 Classification of Loans and Borrowings 39 Section 1.3 Terms Generally 39 Section
December 8, 2023	EX-3.1	Amended and Restated Bylaws Exhibit 3.1 Amended and restated BYLAWS OF Ooma, inc. (Adopted and approved on June 3, 2015, as amended through September 8, 2023) ARTICLE I CORPORATE OFFICES 3 1.1 REGISTERED OFFICE. 3 1.2 OTHER OFFICES. 3 ARTICLE II MEETINGS OF STOCKHOLDERS 3 2.1 PLACE OF MEETINGS. 3 2.2 ANNUAL MEETING. 3 2.3 SPECIAL MEETING. 4 2.4 ADVANCE NOTICE PROCEDURES. 4 2.5 NOTICE OF STOCKHOLDERS’ MEETINGS. 12 2.6 ADJOURN
December 8, 2023	EX-2.1	Agreement and Plan of Merger by and among Geneva Merger Sub, Inc., 2600hz, Inc. and Fortis Advisors LLC, dated as of October 20, 2023 Exhibit 2.1 CERTAIN INFORMATION IDENTIFIED BY BRACKETED ASTERISKS ([***]) HAS BEEN OMITTED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) THE TYPE OF INFORMATION THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. AGREEMENT AND PLAN OF MERGER BY AND AMONG Ooma, Inc., a Delaware corporation, Geneva Merger Sub, Inc., a Delaware corporation, 2600hz, Inc., a Delaware corporation, AND FOR
December 8, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37493 Ooma, Inc.
December 5, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2023 Ooma, Inc.
December 5, 2023	EX-99.1	Projected range Exhibit 99.1 Ooma Reports Fiscal Third Quarter 2024 Financial Results Sunnyvale, Calif., December 5, 2023 - Ooma, Inc. (NYSE: OOMA), a smart communications platform for businesses and consumers, today released financial results for the fiscal third quarter ended October 31, 2023. Fiscal Third Quarter 2024 Financial Highlights: • Revenue: Total revenue was $59.9 million, up 6% year-over-year. Subsc
October 23, 2023	EX-99.1	Ooma Acquires 2600Hz, Inc., A Leader in Communications Applications For Service Providers Exhibit 99.1 PRESS RELEASE Ooma Acquires 2600Hz, Inc., A Leader in Communications Applications For Service Providers Sunnyvale, CA – Monday, October 23, 2023 – Ooma, Inc., a smart communications platform for businesses and consumers, today announced that it has acquired 2600Hz, Inc., a leader in modern and flexible business communications applications targeted at resellers and carriers, for approx
October 23, 2023	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2023 Ooma, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37493 06-1713274 (State or Other Jurisdiction of Incorporation) (Commission File Number
September 12, 2023	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 08, 2023 Ooma, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37493 06-1713274 (State or Other Jurisdiction of Incorporation) (Commission File Numb
September 12, 2023	EX-3.1	Amended and restated BYLAWS OF Ooma, inc. (Adopted and approved on June 3, 2015, as amended through September 8, 2023) Exhibit 3.1 Amended and restated BYLAWS OF Ooma, inc. (Adopted and approved on June 3, 2015, as amended through September 8, 2023) Article I CORPORATE OFFICES 3 1.1 REGISTERED OFFICE. 3 1.2 OTHER OFFICES. 3 Article II MEETINGS OF STOCKHOLDERS 3 2.1 PLACE OF MEETINGS. 3 2.2 ANNUAL MEETING. 3 2.3 SPECIAL MEETING. 4 2.4 ADVANCE NOTICE PROCEDURES. 4 2.5 NOTICE OF STOCKHOLDERS’ MEETINGS. 12 2.6 ADJOURN
September 8, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37493 Ooma, Inc.
August 23, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 23, 2023 Ooma, Inc.
August 23, 2023	EX-99.1	Projected range Exhibit 99.1 Ooma Reports Fiscal Second Quarter 2024 Financial Results Sunnyvale, Calif., August 23, 2023 - Ooma, Inc. (NYSE: OOMA), a smart communications platform for businesses and consumers, today released financial results for the fiscal second quarter ended July 31, 2023. Fiscal Second Quarter 2024 Financial Highlights: • Revenue: Total revenue was $58.4 million, up 11% year-over-year. Subsc
June 8, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37493 Ooma, Inc.
June 2, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 01, 2023 Ooma, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-37493 06-1713274 (State or Other Jurisdiction of Incorporation) (Commission File Number) (
May 23, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2023 Ooma, Inc. (Exact Name UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2023 Ooma, Inc.
May 23, 2023	EX-99.1	Projected range Exhibit 99.1 Ooma Reports Fiscal First Quarter 2024 Financial Results Sunnyvale, Calif., May 23, 2023 - Ooma, Inc. (NYSE: OOMA), a smart communications platform for businesses and consumers, today released financial results for the fiscal first quarter ended April 30, 2023. Fiscal First Quarter 2024 Financial Highlights: • Revenue: Total revenue was $56.9 million, up 13% year-over-year. Subscripti
April 24, 2023	EX-1	Exhibit 1.01 Ooma, Inc. Conflict Minerals Report For The Calendar Year Ended December 31, 2022 This is the specialized disclosure report (“Form SD”) for Ooma, Inc. and its subsidiaries (collectively, the “Company,” “we” or “our”), filed with the United States Securities and Exchange Commission (“SEC”) pursuant to Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”) for the reporting period from Ja
April 24, 2023	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT OOMA, INC. (Exact name of registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT OOMA, INC. (Exact name of registrant as specified in its charter) Delaware 001-37493 06-1713274 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 525 ALMANOR AVENUE, SUITE 200 SUNNYVALE, CA 94085 (Address of principal
April 14, 2023	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive
April 14, 2023	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive
April 7, 2023	S-8	As filed with the Securities and Exchange Commission on April 7, 2023 As filed with the Securities and Exchange Commission on April 7, 2023 Registration No.
April 7, 2023	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37493 Ooma, Inc. (Exa
April 7, 2023	EX-FILING FEES	Filing Fee Table Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Ooma, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Stock, $0.0001 par value per s
April 7, 2023	EX-21	List of subsidiaries of the Registrant. Exhibit 21.1 List of Subsidiaries Name Jurisdiction of Incorporation Talkatone, LLC Delaware Ooma International Operations, LLC Delaware Ooma International Ltd. United Kingdom Ooma Australia Pty Ltd. Australia Voxter Communications, Inc. British Columbia, Canada Broadsmart Global, Inc. Florida Ooma Canada, Inc. British Columbia, Canada Ooma Ireland Limited Ireland Oomazing Telecom South Africa Oom
March 2, 2023	EX-99	Projected range Exhibit 99.1 Ooma Reports Fourth Quarter and Fiscal Year 2023 Financial Results Sunnyvale, Calif., March 2, 2023 - Ooma, Inc. (NYSE: OOMA), a smart communications platform for businesses and consumers, today released financial results for the fiscal fourth quarter and year ended January 31, 2023. Fourth Quarter Fiscal 2023 Financial Highlights: • Revenue: Total revenue was $56.5 million, up 12% ye
March 2, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 2, 2023 Ooma, Inc. (Exact Nam UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 2, 2023 Ooma, Inc.
February 14, 2023	SC 13G/A	OOMA / Ooma Inc / Woodson Capital Management, LP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 6)* Ooma, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 683416101 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs
February 13, 2023	SC 13G/A	OOMA / Ooma Inc / STANG ERIC B - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 6)* Ooma, Inc. (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) 683416101 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh
February 10, 2023	EX-99.1	February 10, 2023 CUSIP No. 683416101 Schedule 13G Page 1 of 1 Exhibit 1 EXHIBIT 1 TO SCHEDULE 13G February 10, 2023 In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, TRIGRAN INVESTMENTS, INC., DOUGLAS GRANAT, LAWRENCE A. OBERMAN, STEVEN G. SIMON, BRADLEY F. SIMON and STEVEN R. MONIESON each hereby agree to the joint filing of this statement on Schedule 13G (including any an
February 10, 2023	SC 13G/A	OOMA / Ooma Inc / Trigran Investments, Inc. - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 Under the Securities Exchange Act of 1934 (Amendment No. 2)* OOMA, INC. (Name of Issuer) Common Stock, Par Value of $0.0001 Per Share (Title of Class of Securities) 683416101 (CUSIP Number) December 31, 2022 Date of Event Which Requires Filing of the Sta
December 15, 2022	CORRESP	December 15, 2022 December 15, 2022 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.
December 9, 2022	EX-FILING FEES	Filing Fee Table Exhibit 107.1 Calculation of Filing Fee Tables Form S-3 (Form Type) Ooma, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit(2) Maximum Aggregate Offering Price(2) Fee Rate Amount of Registration Fee Carr
December 9, 2022	S-3	Power of Attorney (incorporated by reference to the signature page of this registration statement) Table of Contents As filed with the U.S. Securities and Exchange Commission on December 9, 2022 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 OOMA, INC. (Exact name of Registrant as specified in its charter) Delaware 06-1713274 (State or other jurisdiction of incorporation or organizati
December 9, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37493 Ooma, Inc.
December 9, 2022	EX-4.2	Form of Indenture Exhibit 4.2 OOMA, INC. AND , as Trustee INDENTURE Dated as of Debt Securities Reconciliation and tie between Trust Indenture Act of 1939, as amended, and the Indenture Trust Indenture Act Section Indenture Section ?310(a)(1) 6.8 (a)(2) 6.8 (b) 6.9 ?312(a) 7.1 (b) 7.2 (c) 7.2 ?313(a) 7.3 (b)(2) 7.3 (c) 7.3 (d) 7.3 ?314(a) 7.4 (c)(1) 1.2 (c)(2) 1.2 (e) 1.2 ?316(a) (last sentence) 1.1 (a)(1)(A) 5.2,
November 30, 2022	EX-99.1	Projected range Exhibit 99.1 Ooma Reports Third Quarter Fiscal Year 2023 Financial Results Sunnyvale, Calif., November 30, 2022 - Ooma, Inc. (NYSE: OOMA), a smart communications platform for businesses and consumers, today released financial results for the fiscal third quarter ended October 31, 2022. Third Quarter Fiscal 2023 Financial Highlights: ? Revenue: Total revenue was $56.7 million, up 15% year-over-year
November 30, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2022 Ooma, Inc.
September 8, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37493 Ooma, Inc.
September 1, 2022	EX-99.1	Projected range Exhibit 99.1 Ooma Reports Second Quarter Fiscal Year 2023 Financial Results Sunnyvale, Calif., September 1, 2022 - Ooma, Inc. (NYSE: OOMA), a smart communications platform for businesses and consumers, today released financial results for the fiscal second quarter ended July 31, 2022. Second Quarter Fiscal 2023 Financial Highlights: ? Revenue: Total revenue was $52.7 million, up 12% year-over-year
September 1, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 1, 2022 Ooma, Inc.
June 8, 2022	EX-10.19	Side Letter between the Company and Ravi Narula dated May 2, 2022 Exhibit 10.19 Ooma, Inc. May 2, 2022 Ravi Narula VIA EMAIL Dear Ravi: Ooma, Inc. (the ?Company?) previously granted you certain options to purchase shares of the Company?s common stock (the ?Options?) pursuant to the Company?s 2015 Equity Incentive Plan (the ?Plan). Further, as of June 15, 2021, you and the Company entered into a Transition and Consulting Agreement which provided for your continue
June 8, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37493 Ooma, Inc.
June 7, 2022	SC 13G/A	OOMA / Ooma Inc / Trigran Investments, Inc. - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 Under the Securities Exchange Act of 1934 (Amendment No. 1)* OOMA, INC. (Name of Issuer) Common Stock, Par Value of $0.0001 Per Share (Title of Class of Securities) 683416101 (CUSIP Number) May 31, 2022 Date of Event Which Requires Filing of the Statemen
June 7, 2022	EX-1	June 7, 2022 CUSIP No. 683416101 Schedule 13G Page 1 of 1 Exhibit 1 EXHIBIT 1 TO SCHEDULE 13G June 7, 2022 In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, TRIGRAN INVESTMENTS, INC., DOUGLAS GRANAT, LAWRENCE A. OBERMAN, STEVEN G. SIMON, BRADLEY F. SIMON and STEVEN R. MONIESON each hereby agree to the joint filing of this statement on Schedule 13G (including any and all
June 2, 2022	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2022 Ooma, Inc.
May 24, 2022	EX-99.1	Projected range Exhibit 99.1 Ooma Reports First Quarter Fiscal Year 2023 Financial Results Sunnyvale, Calif., May 24, 2022 - Ooma, Inc. (NYSE: OOMA), a smart communications platform for businesses and consumers, today released financial results for the fiscal first quarter ended April 30, 2022. First Quarter Fiscal 2023 Financial Highlights: ? Revenue: Total revenue was $50.3 million, up 10% year-over-year. Subsc
May 24, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2022 Ooma, Inc.
May 16, 2022	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT OOMA, INC. (Exact name of registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT OOMA, INC. (Exact name of registrant as specified in its charter) Delaware 001-37493 06-1713274 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 525 ALMANOR AVENUE, SUITE 200 SUNNYVALE, CA 94085 (Address of principal
April 14, 2022	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive
April 14, 2022	DEF 14A	Schedule 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive
April 8, 2022	S-8	As filed with the Securities and Exchange Commission on April 8, 2022 As filed with the Securities and Exchange Commission on April 8, 2022 Registration No.
April 8, 2022	EX-10.13	Transition and Consulting Agreement between the Company and Ravi Narula dated June 15, 2021 Exhibit 10.13 Ooma, Inc. TRANSITION AND CONSULTING AGREEMENT This Transition and Consulting Agreement (this ?Agreement?) is made as of June 15, 2021, by and between Ooma, Inc., a Delaware corporation (the ?Company?), and Ravi Narula (?Executive? or ?Consultant?). 1.Resignation. Executive hereby resigns from his position as Chief Financial Officer (?CFO?) and as a member of the Board of Directors,
April 8, 2022	EX-FILING FEES	Filing Fee Table Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Ooma, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Stock, $0.0001 par value per s
April 8, 2022	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37493 Ooma, Inc. (Exa
April 8, 2022	EX-21.1	List of subsidiaries of the Registrant. Exhibit 21.1 List of Subsidiaries Name Jurisdiction of Incorporation Talkatone, LLC Delaware Ooma International Operations, LLC Delaware Ooma International Ltd. United Kingdom Ooma Australia Pty Ltd. Australia Voxter Communications, Inc. British Columbia, Canada Broadsmart Global, Inc. Florida Ooma Canada, Inc. British Columbia, Canada Ooma Ireland Limited Ireland Oomazing Telecom South Africa Oom
March 3, 2022	EX-99.1	Projected range Exhibit 99.1 Ooma Reports Fourth Quarter and Fiscal Year 2022 Financial Results Sunnyvale, Calif., March 3, 2022 - Ooma, Inc. (NYSE: OOMA), a smart communications platform for businesses and consumers, today released financial results for the fiscal fourth quarter and year ended January 31, 2022. Fourth Quarter Fiscal 2022 Financial Highlights: ? Revenue: Total revenue was $50.5 million, up 14% ye
March 3, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2022 Ooma, Inc.
February 14, 2022	SC 13G/A	OOMA / Ooma Inc / Woodson Capital Management, LP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* Ooma, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 683416101 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs
February 11, 2022	SC 13G/A	OOMA / Ooma Inc / Russell Investments Group, Ltd. - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Ooma, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 683416101 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is
February 10, 2022	SC 13G	OOMA / Ooma Inc / Trigran Investments, Inc. - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 Under the Securities Exchange Act of 1934 (Amendment No. )* OOMA, INC. (Name of Issuer) Common Stock, Par Value of $0.0001 Per Share (Title of Class of Securities) 683416101 (CUSIP Number) December 31, 2021 Date of Event Which Requires Filing of the Stat
February 10, 2022	EX-1	February 10, 2022 EX-1 2 tm225888d2ex99-1.htm EXHIBIT 1 CUSIP No. 683416101 Schedule 13G Page 1 of 1 Exhibit 1 EXHIBIT 1 TO SCHEDULE 13G February 10, 2022 In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, TRIGRAN INVESTMENTS, INC., DOUGLAS GRANAT, LAWRENCE A. OBERMAN, STEVEN G. SIMON, BRADLEY F. SIMON and STEVEN R. MONIESON each hereby agree to the joint filing of this state
January 31, 2022	SC 13G/A	OOMA / Ooma Inc / STANG ERIC B - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* Ooma, Inc. (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) 683416101 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh
December 8, 2021	EX-10.17	Amendment No. 1 to the Executive Change in Control and Severance Agreement by and between the Company and Jenny Yeh, dated September 20, 2021 Exhibit 10.17 AMENDMENT NO. 1 TO THE EXECUTIVE CHANGE OF CONTROL AND SEVERANCE AGREEMENT This Amendment No. 1 (the ?Amendment?) to the Executive Change of Control and Severance Agreement dated January 26, 2019 (the ?Existing Agreement?), between Ooma, Inc., a Delaware corporation with offices at 525 Almanor Ave, Suite 200, Sunnyvale, CA 94085 (?Company?), and Jenny Yeh (the ?Executive?), is effect
December 8, 2021	EX-10.14	Letter Agreement by and between the Company and Shig Hamamatsu, dated July 3, 2021 Exhibit 10.14 OOMA,INC. 525 Almanor Ave. Sunnyvale CA 94085 July 3, 2021 Shig Hamamatsu San Jose, CA Dear Shig, Ooma, Inc., a Delaware corporation (the "Company"), is pleased to offer you employment with the Company on the terms described below. 1.Position. You will start in a full-time position as a Vice President and Chief Financial Officer, and you will report to Eric Stang, Ooma's Chairman, Pr
December 8, 2021	EX-10.18	Amended Form of Executive Change in Control and Severance Agreement Exhibit 10.18 OOMA, INC. EXECUTIVE CHANGE IN CONTROL AND SEVERANCE AGREEMENT This Executive Change in Control and Severance Agreement (the ?Agreement?) is made and entered into by and between (?Executive?) and Ooma, Inc. (the ?Company?), effective as of (the ?Effective Date?). RECITALS 1.The Board of Directors of the Company (the ?Board?) desires to provide for the payment of certain benefits in c
December 8, 2021	EX-10.15	Executive Change in Control and Severance Agreement by and between the Company and Shig Hamamatsu, dated September 7, 2021 Exhibit 10.15 OOMA, INC. EXECUTIVE CHANGE IN CONTROL AND SEVERANCE AGREEMENT This Executive Change in Control and Severance Agreement (the ?Agreement?) is made and entered into by and between Shigeyuki Hamamatsu (?Executive?) and Ooma, Inc. (the ?Company?), effective as of September 7, 2021 (the ?Effective Date?). RECITALS 1.The Board of Directors of the Company (the ?Board?) desires to provide fo
December 8, 2021	EX-10.16	Amendment No. 1 to the Executive Change in Control and Severance Agreement by and between the Company and Eric Stang, dated September 20, 2021 Exhibit 10.16 AMENDMENT NO. 1 TO THE EXECUTIVE CHANGE OF CONTROL AND SEVERANCE AGREEMENT This Amendment No. 1 (the ?Amendment?) to the Executive Change of Control and Severance Agreement dated June 9, 2015 (the ?Existing Agreement?), between Ooma, Inc., a Delaware corporation with offices at 525 Almanor Ave, Suite 200, Sunnyvale, CA 94085 (?Company?), and Eric Stang (the ?Executive?), is effective
December 8, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37493 Ooma, Inc.
December 2, 2021	EX-99.1	Projected range Exhibit 99.1 Ooma Reports Third Quarter Fiscal Year 2022 Financial Results Sunnyvale, Calif., December 2, 2021 - Ooma, Inc. (NYSE: OOMA), a smart communications platform for businesses and consumers, today released financial results for the fiscal third quarter ended October 31, 2021. Third Quarter Fiscal 2022 Financial Highlights: ? Revenue: Total revenue was $49.2 million, up 14% year-over-year.
December 2, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 2, 2021 Ooma, Inc.
September 9, 2021	8-K/A	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A (Amendment No.
September 8, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37493 Ooma, Inc.
September 2, 2021	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 2, 2021 Ooma, Inc.
September 2, 2021	EX-99.1	Projected range Exhibit 99.1 Ooma Reports Second Quarter Fiscal Year 2022 Financial Results Sunnyvale, Calif., September 2, 2021 - Ooma, Inc. (NYSE: OOMA), a smart communications platform for businesses and consumers, today released financial results for the fiscal second quarter ended July 31, 2021. Second Quarter Fiscal 2022 Financial Highlights: ? Revenue: Total revenue was $47.1 million, up 14% year-over-year
September 2, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 2, 2021 Ooma, Inc.
June 17, 2021	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 15, 2021 Ooma, Inc.
June 15, 2021	EX-16.1	Letter from Deloitte & Touche LLP addressed to the Securities Exchange Commission, dated June 14, 2021 Exhibit 16.1 June 14, 2021 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-7561 Dear Sirs/Madams: We have read Item 4.01 of Ooma Inc?s Form 8-K dated June 10, 2021, and have the following comments: 1. We agree with the statements made in item 4.01(a). 2. We have no basis on which to agree or disagree with the statements made in Item 4.01(b). Yours truly, /s/ DELOITTE &
June 15, 2021	8-K	Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2021 Ooma, Inc.
June 9, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37493 Ooma, Inc.
June 9, 2021	EX-10.13	First Amendment to the Sublease Agreement by and among the Company and Alibaba Group (U.S.) Inc. Exhibit 10.13 Pursuant to 17 CFR 229.601, certain identified information marked ?[***]? has been excluded from this exhibit because it is both (i) not material and (ii) would be competitively harmful if publicly disclosed. FIRST AMENDMENT TO SUBLEASE THIS FIRST AMENDMENT TO SUBLEASE (the ?First Amendment?) is made and entered into as of April 6, 2021, (the ?Effective Date?), by and between ALIBABA
June 8, 2021	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2021 Ooma, Inc.
May 28, 2021	SD	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT OOMA, INC. (Exact name of registrant as specified in its charter) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT OOMA, INC. (Exact name of registrant as specified in its charter) Delaware 001-37493 06-1713274 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 525 ALMANOR AVENUE, SUITE 200 SUNNYVALE, CA 94085 (Address of principal
May 26, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 26, 2021 Ooma, Inc.
May 26, 2021	EX-99.1	Projected range Exhibit 99.1 Ooma Reports First Quarter Fiscal Year 2022 Financial Results Sunnyvale, Calif., May 26, 2021 - Ooma, Inc. (NYSE: OOMA), a smart communications platform for businesses and consumers, today released financial results for the fiscal first quarter ended April 30, 2021. First Quarter Fiscal 2022 Financial Highlights: ? Revenue: Total revenue was $45.6 million, up 13% year-over-year. Subsc
April 26, 2021	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2021 Ooma, Inc.
April 15, 2021	DEF 14A	- DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive
April 15, 2021	DEFA14A	- DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive
April 7, 2021	EX-10.12	Credit and Security Agreement by and among the Company and KeyBank National Association, dated as of January 8, 2021 Exhibit 10.12 Pursuant to 17 CFR 229.601, certain identified information marked ?[***]? has been excluded from this exhibit because it is both (i) not material and (ii) would be competitively harmful if publicly disclosed. ========================================================================================================================================== CREDIT AND SECURITY AGREEMENT among OO
April 7, 2021	S-8	- S-8 As filed with the Securities and Exchange Commission on April 7, 2021 Registration No.
April 7, 2021	EX-21.1	List of subsidiaries of the Registrant. Exhibit 21.1 List of Subsidiaries Name Jurisdiction of Incorporation Talkatone, LLC Delaware Ooma International Operations, LLC Delaware Ooma International Ltd. United Kingdom Ooma Australia Pty Ltd. Australia Voxter Communications, Inc. British Columbia, Canada Broadsmart Global, Inc. Florida Ooma Canada, Inc. British Columbia, Canada Ooma Ireland Limited Ireland
April 7, 2021	10-K	Annual Report - 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37493 Ooma, Inc. (Exa
March 1, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2021 Ooma, Inc.
March 1, 2021	EX-99.1	Projected range Exhibit 99.1 Ooma Reports Fourth Quarter and Fiscal Year 2021 Financial Results Sunnyvale, Calif., March 1, 2021 - Ooma, Inc. (NYSE: OOMA), a smart communications platform for businesses and consumers, today released financial results for the fiscal fourth quarter and year ended January 31, 2021. Fourth Quarter Fiscal 2021 Financial Highlights: • Revenue: Total revenue was $44.3 million, up 9% yea
February 16, 2021	SC 13G/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Ooma, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Ooma, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 683416101 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs
February 12, 2021	SC 13G/A	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #3 Under the Securities and Exchange Act of 1934 Ooma, Inc (Name of Issuer) Common Stock (Title of Class of Securities) (CUSIP Number) December 31, 2020 (Date of Event W SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #3 Under the Securities and Exchange Act of 1934 Ooma, Inc (Name of Issuer) Common Stock (Title of Class of Securities) 683416101 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: T
February 12, 2021	EX-99.II	to Schedule 13G Joint Filing Agreement EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 12, 2021 in connection with their beneficial ownership of Ooma, Inc. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any
February 12, 2021	EX-99.I	to Schedule 13G EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.
February 2, 2021	SC 13G/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Ooma, Inc. (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) (CUSIP Numb UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Ooma, Inc. (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) 683416101 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh
January 12, 2021	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 8, 2021 Ooma, Inc.
December 4, 2020	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37493 Ooma, Inc.
November 19, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2020 Ooma, Inc.
November 19, 2020	EX-99.1	Projected range Exhibit 99.1 Ooma Reports Third Quarter Fiscal Year 2021 Financial Results Sunnyvale, Calif., November 19, 2020 - Ooma, Inc. (NYSE: OOMA), a smart communications platform for businesses and consumers, today released financial results for the third fiscal quarter ended October 31, 2020. Third Quarter Fiscal 2021 Financial Highlights: ? Revenue: Total revenue was $43.0 million, up 9% year-over-year.
September 4, 2020	10-Q	Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37493 Ooma, Inc.
August 25, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 25, 2020 Ooma, Inc.
August 25, 2020	EX-99.1	Projected range Exhibit 99.1 Ooma Reports Second Quarter Fiscal Year 2021 Financial Results Sunnyvale, Calif., August 25, 2020 - Ooma, Inc. (NYSE: OOMA), a smart communications platform for businesses and consumers, today released financial results for the second quarter fiscal 2021 ended July 31, 2020. Second Quarter Fiscal 2021 Financial Highlights: • Revenue: Total revenue was $41.4 million, up 11% year-over-y
June 9, 2020	10-Q	Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37493 Ooma, Inc.
June 8, 2020	EX-99.1	Ooma Appoints Judi Hand To Its Board of Directors EX-99.1 Exhibit 99.1 Ooma Appoints Judi Hand To Its Board of Directors Sunnyvale, CA – Monday, June 8, 2020 – Ooma, Inc., a smart communications platform for businesses and consumers, today announced the appointment of Judi Hand, an experienced cloud services sales and marketing leader, to its board of directors, effective June 3, 2020. Hand is executive vice president and chief revenue officer of
June 8, 2020	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2020 Ooma, Inc.
May 29, 2020	SD	- SD SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT OOMA, INC. (Exact name of registrant as specified in its charter) Delaware 001-37493 06-1713274 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 525 ALMANOR AVENUE, SUITE 200 SUNNYVALE, CA 94085 (Address of princip
May 26, 2020	EX-99.1	Ooma Reports First Quarter Fiscal Year 2021 Financial Results EX-99.1 2 ooma-ex9916.htm EX-99.1 Exhibit 99.1 Ooma Reports First Quarter Fiscal Year 2021 Financial Results Sunnyvale, Calif., May 26, 2020 - Ooma, Inc. (NYSE: OOMA), a smart communications platform for businesses and consumers, today released financial results for the first quarter fiscal 2021 ended April 30, 2020. First Quarter Fiscal 2021 Financial Highlights: • Revenue: Total revenue was $40.
May 26, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 26, 2020 Ooma, Inc.
April 16, 2020	DEF 14A	OOMA / Ooma Inc. DEF 14A - - DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive
April 16, 2020	DEFA14A	OOMA / Ooma Inc. DEFA14A - - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive
April 14, 2020	10-K	OOMA / Ooma Inc. 10-K - Annual Report - 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37493 Ooma, Inc. (Exa
April 14, 2020	EX-21.1	List of subsidiaries of the Registrant. Exhibit 21.1 List of Subsidiaries Name Jurisdiction of Incorporation Talkatone, LLC Delaware Ooma International Operations, LLC Delaware Ooma International Ltd. United Kingdom Ooma Australia Pty Ltd. Australia Voxter Communications, Inc. British Columbia, Canada Broadsmart Global, Inc. Florida
April 14, 2020	EX-4.5	Description of Securities EXHIBIT 4.5 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of January 31, 2020, Ooma, Inc. (“Ooma,” the “Company”, “we,” “our” or “us”) had one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): Common Stock, par value $0.0001 per share. The Company’s securi
April 14, 2020	S-8	OOMA / Ooma Inc. S-8 - - S-8 S-8 As filed with the Securities and Exchange Commission on April 13, 2020 Registration No.
March 5, 2020	EX-99.1	Ooma Reports Fourth Quarter and Fiscal Year 2020 Financial Results Business Subscription and Services Revenue up 61% year-over-year Named Winner of PCMag’s Business Choice Award for VoIP Exhibit 99.1 Ooma Reports Fourth Quarter and Fiscal Year 2020 Financial Results Business Subscription and Services Revenue up 61% year-over-year Named Winner of PCMag’s Business Choice Award for VoIP Sunnyvale, Calif., March 5, 2020 - Ooma, Inc. (NYSE: OOMA), a smart communications platform for businesses and consumers, today released financial results for the fourth quarter and fiscal year ended
March 5, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2020 Ooma, Inc.
February 14, 2020	EX-99.II	to Schedule 13G Joint Filing Agreement EX-99.II 3 d132230dex99ii.htm EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 14, 2020 in connection with their beneficial ownership of Ooma, Inc. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exh
February 14, 2020	EX-99.I	to Schedule 13G EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.
February 14, 2020	SC 13G/A	OOMA / Ooma Inc. / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #2 Under the Securities and Exchange Act of 1934 Ooma, Inc (Name of Issuer) Common Stock (Title of Class of Securities) 683416101 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: T
February 14, 2020	SC 13G/A	OOMA / Ooma Inc. / Woodson Capital Management, LP - SCHEDULE 13G HOLDINGS REPORT AMENDMENT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Ooma, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 683416101 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs
February 12, 2020	SC 13G	OOMA / Ooma Inc. / Russell Investments Group, Ltd. - FORM SC 13G Passive Investment Form SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Ooma, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 683416101 (CUSIP Number) December 31, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S
February 4, 2020	SC 13G/A	OOMA / Ooma Inc. / STANG ERIC B - AMENDMENT NO. 3 TO SCHEDULE 13G Passive Investment Amendment No. 3 to Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Ooma, Inc. (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) 683416101 (CUSIP Number) December 31, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to d
January 6, 2020	CORRESP	OOMA / Ooma Inc. CORRESP - - Acceleration Request January 6, 2020 United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.
December 23, 2019	S-3	OOMA / Ooma Inc. S-3 - - S-3 S-3 Table of Contents As filed with the U.S. Securities and Exchange Commission on December 20, 2019 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 OOMA, INC. (Exact name of Registrant as specified in its charter) Delaware 06-1713274 (State or other jurisdiction of incorporation or organ
December 23, 2019	EX-4.4	Form of subordinated indenture to be entered into between the registrant and the trustee designated therein EX-4.4 Exhibit 4.4 OOMA, INC., as the Company and [●], as Trustee Subordinate Indenture Dated as of [●] TABLE OF CONTENTS Clause Page ARTICLE 1 DEFINITIONS AND INCORPORATION BY REFERENCE 2 Section 1.01. Definitions 2 Section 1.02. Other Definitions 7 Section 1.03. Incorporation by Reference of Trust Indenture Act 8 Section 1.04. Rules of Construction 8 ARTICLE 2 THE SECURITIES 8 Section 2.01. Form
December 23, 2019	EX-4.2	Form of Senior Indenture to be entered into between the registrant and the trustee designated therein. EX-4.2 2 d846663dex42.htm EX-4.2 Exhibit 4.2 OOMA, INC., as the Company and [●], as Trustee Senior Indenture Dated as of [●] TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.01. Definitions 1 Section 1.02. Other Definitions 5 Section 1.03. Incorporation by Reference of Trust Indenture Act 5 Section 1.04. Rules of Construction 6 ARTICLE 2 THE SECURITIES 6 Sect
December 6, 2019	EX-10.1	Sublease Agreement dated as of August 6, 2019 by and among the Company and Alibaba Group (U.S.) Inc. Exhibit 10.1 Pursuant to 17 CFR 229.601, certain identified information marked “[***]” has been excluded from this exhibit because it is both (i) not material and (ii) would be competitively harmful if publicly disclosed. SUBLEASE THIS SUBLEASE (“Sublease”) is dated for reference purposes only as of August 6, 2019 (“Reference Date”), and is made by and between Alibaba Group (U.S.) Inc., a Delaware
December 6, 2019	10-Q	October 31, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37493 Ooma, Inc.
November 21, 2019	EX-99.1	Ooma Reports Third Quarter Fiscal 2020 Financial Results Business Services Revenue up 67%, Driven by Organic Growth and Broadsmart Exhibit 99.1 Ooma Reports Third Quarter Fiscal 2020 Financial Results Business Services Revenue up 67%, Driven by Organic Growth and Broadsmart Sunnyvale, Calif., November 21, 2019 - Ooma, Inc. (NYSE: OOMA), a smart communications platform for businesses and consumers, today released financial results for the third quarter fiscal 2020 ended October 31, 2019. Third Quarter Fiscal 2020 Financial Hig
November 21, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 21, 2019 Ooma, Inc.
September 9, 2019	10-Q	July 31, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37493 Ooma, Inc.
August 27, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 27, 2019 Ooma, Inc.
August 27, 2019	EX-99.1	Ooma Reports Second Quarter Fiscal 2020 Financial Results Business Services Revenue up 68%, Driven by Continued Organic Growth and Broadsmart EX-99.1 2 ooma-ex9916.htm EX-99.1 Exhibit 99.1 Ooma Reports Second Quarter Fiscal 2020 Financial Results Business Services Revenue up 68%, Driven by Continued Organic Growth and Broadsmart Sunnyvale, Calif., August 27, 2019 - Ooma, Inc. (NYSE: OOMA), a smart communications platform for businesses and consumers, today released financial results for the second quarter fiscal 2020 ended July 31, 2019
June 11, 2019	8-K	Submission of Matters to a Vote of Security Holders 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: June 10, 2019 (Date of earliest event reported) Ooma, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37493 06-1713274 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorpor
June 7, 2019	10-Q	April 30, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37493 Ooma, Inc.
May 31, 2019	SD	OOMA / Ooma Inc. SD - - SD SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT OOMA, INC. (Exact name of registrant as specified in its charter) Delaware 001-37493 06-1713274 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 525 ALMANOR AVENUE, SUITE 200 SUNNYVALE, CA 94085 (Address of princip
May 21, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2019 Ooma, Inc.
May 21, 2019	EX-99.1	Ooma Reports First Quarter Fiscal Year 2020 Financial Results Ooma Business revenue grows 45% year-over-year Exhibit 99.1 Ooma Reports First Quarter Fiscal Year 2020 Financial Results Ooma Business revenue grows 45% year-over-year Sunnyvale, Calif., May 21, 2019 - Ooma, Inc. (NYSE: OOMA), a smart communications platform for businesses and consumers, today released financial results for the first quarter fiscal 2020 ended April 30, 2019. First Quarter Fiscal 2020 Financial Highlights • Revenue: Total reve
May 21, 2019	EX-99.1	Ooma Agrees to Acquire Broadsmart, Increasing the Scale of Ooma’s Business Communications and UCaaS Platforms EX-99.1 Exhibit 99.1 PRESS RELEASE Ooma Agrees to Acquire Broadsmart, Increasing the Scale of Ooma’s Business Communications and UCaaS Platforms Sunnyvale, CA – Tuesday, May 21, 2019 – Ooma, Inc., a smart communications platform for businesses and consumers, today announced that it signed a definitive agreement on May 15, 2019, to acquire Broadsmart Global, Inc., a leading provider of cloud-based
May 21, 2019	8-K	Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2019 Ooma, Inc.
April 25, 2019	DEFA14A	OOMA / Ooma Inc. DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ De
April 25, 2019	DEF 14A	Schedule 14A DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
April 3, 2019	S-8	OOMA / Ooma Inc. S-8 S-8 As filed with the Securities and Exchange Commission on April 2, 2019 Registration No.
April 3, 2019	10-K	Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37493 Ooma, Inc. (Exa
April 3, 2019	EX-21.1	List of subsidiaries of the Registrant. Exhibit 21.1 List of Subsidiaries Name Jurisdiction of Incorporation Talkatone, LLC Delaware Ooma International Operations, LLC Delaware Ooma International Ltd. United Kingdom Ooma Australia Pty Ltd. Australia Butterfleye, Inc. Delaware Voxter Communications, Inc. British Columbia
March 5, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2019 Ooma, Inc.
March 5, 2019	EX-99.1	Ooma Reports Fourth Quarter and Fiscal Year 2019 Financial Results Fourth Quarter Ooma Business revenue grows 50% year-over-year Named Winner of PCMag’s Business Choice Award for VoIP EX-99.1 2 ooma-ex9916.htm EX-99.1 Exhibit 99.1 Ooma Reports Fourth Quarter and Fiscal Year 2019 Financial Results Fourth Quarter Ooma Business revenue grows 50% year-over-year Named Winner of PCMag’s Business Choice Award for VoIP Sunnyvale, Calif., March 5, 2019 - Ooma, Inc. (NYSE: OOMA), a smart communications platform for businesses and consumers, today released financial results for the fourth
February 14, 2019	EX-99.II	to Schedule 13G Joint Filing Agreement EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 14, 2019 in connection with their beneficial ownership of OOMA Inc. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and make any n
February 14, 2019	SC 13G/A	OOMA / Ooma Inc. / Woodson Capital Management, LP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Ooma, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 683416101 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs
February 14, 2019	SC 13G/A	OOMA / Ooma Inc. / STANG ERIC B - AMENDMENT NO. 2 TO SCHEDULE 13G Passive Investment Amendment No. 2 to Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Ooma, Inc. (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) 683416101 (CUSIP Number) December 31, 2018 (Date of Event which Requires Filing of this Statement) Check the appropriate box to d
February 14, 2019	SC 13G/A	OOMA / Ooma Inc. / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #1 Under the Securities and Exchange Act of 1934 OOMA Inc (Name of Issuer) Common Stock (Title of Class of Securities) 683416101 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: Th
February 14, 2019	SC 13G/A	OOMA / Ooma Inc. / TIGER MANAGEMENT L.L.C. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.
February 14, 2019	EX-99.I	to Schedule 13G EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.
December 7, 2018	10-Q	OOMA / Ooma Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37493 Ooma, Inc.
November 27, 2018	EX-99.1	Projected range EX-99.1 2 ooma-ex9916.htm EX-99.1 Exhibit 99.1 Ooma Reports Third Quarter Fiscal Year 2019 Financial Results Sunnyvale, Calif., November 27, 2018 - Ooma, Inc. (NYSE: OOMA), a smart communications platform for businesses and consumers, today released financial results for the third quarter of fiscal 2019 ended October 31, 2018. Third Quarter Fiscal 2019 Financial Highlights • Revenue: Total revenue
November 27, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 27, 2018 Ooma, Inc.
September 6, 2018	10-Q	OOMA / Ooma Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37493 Ooma, Inc.
August 28, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 28, 2018 Ooma, Inc.
August 28, 2018	EX-99.1	Projected range Exhibit 99.1 Ooma Reports Second Quarter Fiscal Year 2019 Financial Results Sunnyvale, Calif., August 28, 2018 - Ooma, Inc. (NYSE: OOMA), a smart communications platform for businesses and consumers, today released financial results for the second quarter fiscal 2019 ended July 31, 2018. Second Quarter Fiscal 2019 Financial Highlights • Revenue: Total revenue was $31.7 million, up 12% year-over-ye
June 11, 2018	8-K	Submission of Matters to a Vote of Security Holders Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: June 6, 2018 (Date of earliest event reported) Ooma, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37493 06-1713274 (State or Other Jurisdiction of Incorporation) (Commission File N
June 8, 2018	EX-10.1	Form of Restricted Stock Unit Agreement under the 2015 Equity Incentive Plan (effective for grants made on or after March 14, 2018). EX-10.1 2 ooma-ex101142.htm EX-10.1 Exhibit 10.1 OOMA, INC. 2015 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT Unless otherwise defined herein, the terms defined in the Ooma, Inc. 2015 Equity Incentive Plan (the “Plan”) will have the same defined meanings in this Restricted Stock Unit Award Agreement (the “Award Agreement”). I.NOTICE OF RESTRICTED STOCK UNIT GRANT Participant Name: Y
June 8, 2018	10-Q	OOMA / Ooma Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37493 Ooma, Inc.
May 31, 2018	SD	OOMA / Ooma Inc. SD SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT OOMA, INC. (Exact name of registrant as specified in its charter) Delaware 001-37493 06-1713274 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 525 ALMANOR AVENUE, SUITE 200 SUNNYVALE, CA 94085 (Address of princip
May 22, 2018	EX-99.1	Projected range Exhibit 99.1 Ooma Reports First Quarter Fiscal Year 2019 Financial Results Sunnyvale, Calif., May 22, 2018 - Ooma, Inc. (NYSE: OOMA), a smart communications platform for businesses and consumers, today released financial results for the first quarter fiscal 2019 ended April 30, 2018. First Quarter Fiscal 2019 Financial Highlights • Revenue: Total revenue was $30.2 million, up 10% year-over-year. S
May 22, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2018 Ooma, Inc.
April 27, 2018	DEFA14A	OOMA / Ooma Inc. NOTICE AND ACCESS Notice and Access UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e
April 27, 2018	DEF 14A	OOMA / Ooma Inc. DEFINITIVE PROXY STATEMENT Definitive Proxy Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
April 2, 2018	S-8	OOMA / Ooma Inc. S-8 As filed with the Securities and Exchange Commission on April 2, 2018 Registration No.
March 30, 2018	EX-21.1	List of subsidiaries of the Registrant. Exhibit 21.1 List of Subsidiaries Name Jurisdiction of Incorporation Talkatone, LLC Delaware Ooma International Operations, LLC Delaware Ooma International Ltd. United Kingdom Ooma Australia Pty Ltd. Australia Butterfleye, Inc. Delaware
March 30, 2018	10-K	OOMA / Ooma Inc. 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37493 Ooma, Inc. (Exa
March 6, 2018	EX-99.1	Projected range EX-99.1 2 ooma-ex9916.htm EX-99.1 Exhibit 99.1 Ooma Reports Fourth Quarter and Fiscal Year 2018 Financial Results Sunnyvale, Calif., March 6, 2018 - Ooma, Inc. (NYSE: OOMA), a smart communications platform for small businesses and consumers, today released financial results for the fourth quarter and fiscal year ended January 31, 2018. Fourth Quarter Fiscal 2018 Financial Highlights • Revenue: Tot
March 6, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2018 Ooma, Inc.
March 6, 2018	SC 13G/A	OOMA / Ooma Inc. / STANG ERIC B - AMENDMENT NO. 1 TO SCHEDULE 13G Passive Investment Amendment No. 1 to Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) * Ooma, Inc. (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) 683416101 (CUSIP Number) December 31, 2017 (Date of Event which Requires Filing of Statement) Check the appropriate box to desig
February 14, 2018	EX-99.I	to Schedule 13G EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.
February 14, 2018	EX-99.II	to Schedule 13G Joint Filing Agreement EX-99.II 3 d531477dex99ii.htm EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 12, 2018 in connection with their beneficial ownership of OOMA Inc. Each of Columbia Seligman Communications & Information Fund and Columbia Management Investment Advisers, LLC authorizes Ameripris
February 14, 2018	SC 13G	OOMA / Ooma Inc. / AMERIPRISE FINANCIAL INC - SC 13G Passive Investment SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 OOMA Inc (Name of Issuer) Common Stock (Title of Class of Securities) 683416101 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: This Schedule is
February 14, 2018	SC 13G/A	OOMA / Ooma Inc. / Woodson Capital Management, LP - 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Ooma, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 683416101 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs
February 14, 2018	SC 13G/A	OOMA / Ooma Inc. / Park West Asset Management LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* OOMA, INC. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 683416101 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua
February 14, 2018	SC 13G/A	OOMA / Ooma Inc. / TIGER MANAGEMENT L.L.C. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.
January 19, 2018	SC 13G/A	OOMA / Ooma Inc. / WORLDVIEW TECHNOLOGY PARTNERS IV LP - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. 2)* Ooma, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 683416101 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement)
December 18, 2017	10-K/A	OOMA / Ooma Inc. 10-K/A (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-374
December 18, 2017	10-Q/A	OOMA / Ooma Inc. 10-Q/A (Quarterly Report) f UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q/A Amendment No.
December 18, 2017	10-Q/A	OOMA / Ooma Inc. 10-Q/A (Quarterly Report) f UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q/A Amendment No.
December 18, 2017	10-Q/A	OOMA / Ooma Inc. 10-Q/A (Quarterly Report) f UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q/A Amendment No.
December 8, 2017	10-Q	OOMA / Ooma Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37493 Ooma, Inc.
November 28, 2017	EX-99.1	Projected range EX-99.1 2 ooma-ex9916.htm EX-99.1 Exhibit 99.1 Ooma Reports Third Quarter Fiscal Year 2018 Financial Results Sunnyvale, California, November 28, 2017 - Ooma, Inc. (NYSE: OOMA), a smart communications platform for small business and residential users, today released financial results for the third quarter ended October 31, 2017. Third Quarter Fiscal 2018 Financial Highlights: • Revenue: Total reven

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